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2, Autumn 1997
AGREEING TO DISAGREE:
BURTON STEIN ON VIJAYANAGARA
Sanjay Subrahmanyam
Among
the
numerous
was a
short
at
at
teaching in Rotterdam,
and resident
had briefed
me
in his
own
rather odd one, between the studied casualness this anecdote suggested,
warnings concerning Steins intellectual hypnotism that I had received from my
elders and betters at Delhi, and my own impressions from reading Peasant state and
thus
society in
South India,
hullabaloo
as
128
soon as
it
reviled
by
written in
came
others
a
(mostly
in
India).
myself to penetrate;
fleshed out
fully
historiographical
as
economist like
there,
out in
as
some
(mostly
outside
India), and
hard going,
but the
it would
segmentary
ever
state model
was
an
finally
essays that had preceded it. In any case, it took me a very long
time to reconcile myself to the fact that the same person who had written this book
(in somewhat rebarbative social science language), was the very humorous,
denim-jacketed, character who showed up on appointment at the India Office
Library, looking like a sort of ageing Clark Gable playing the White Hunter in
Mocambo (a fairly awful film I had just seen two days before on TV, in the seedy
lounge of my Polish hotel).
Now, as is well-known, Peasant state and society is mostly about the Chola
dynasty, even though there is a long, last chapter on later times. In contrast, the
Cambridge Economic History of India, Vol. I, which appeared just as I was
beginning my research, included several chapters by Stein on precisely this later
Vijayanagara period, that coincided with the focus of my own dissertation (which
was on South India between 1550 and 1650). Besides, since my main interest was
trade, there was also the paper that Stein had written, titled Coromandel Trade in
Medieval India, in a volume edited by John Parker of the James Ford Bell Library,
129
(c. 1518) and Fernao Nunes (c. 1535), in his book Chr6nica dos Reis de
Bisnaga (Chronicle of the Vijayanagara kings) in 1897, as part of the publication
Paes
programme for the fourth centenary of Vasco da Gamas voyage; his edition also
carries a long eighty-one page introduction, including references to Sewells Lists
of inscriptions, and sketch of the dynasties of Southern India ( 1884). Sewell seized
upon this Portuguese publication and used it extensively in his own work published
three years later, as he also did the early seventeenth-century text authored by the
Portuguese Jesuit Manuel Barradas, concerning the Vijayanagara Civil War of
the 1610s. Since Sewell published complete translations of these texts, the names
of Paes and Nuniz (as Nunes came to be spelt), entered Vijayanagara
historiography in a definitive fashion; the less fortunate Barradas for his part was
largely consigned to the dust-heap.
The next two generations of work then extended the documentary basis of
Vijayanagara studies considerably. S. Krishnaswami Ayyangar (for some of
whose other writings Stein had a particular fondness), published excerpts from
literary texts relating to Vijayanagara in Sources of Vijayanagar history (1919),
following it up some years later with an extensive work on the Tirupati temple;
then, two historians, B. A. Saletore and N. Venkataramanayya, began the process
of reintegrating Sewells view with the inscriptional record, which had in the
meantime been published in fits and starts, in the Archaeological Surveys annual
summaries, as well as in some cases with the entire texts. The Portuguese, Italian
and Latin materials continued to be exploited by the Bombay-based Spanish Jesuit,
H. Heras, and thus by the mid-1930s, a substantial body of work existed on
Vijayanagara. Yet this work remained curiously shorn of a framework, often
reflecting no more than dull quarrels between regions (thus, the Karnataka lobby
versus the Andhra lobby, each vying for the pride of having founded
Vijayanagara). Venkataramanayyas Studies in the history of the third dynasty of
Vijayanagara (1935), which I myself consider the best work of that generation
(though Stein did not share my view), faithfully reflects the strengths and
weaknesses of the approach in vogue. The book is repetitive, often organised
almost like a district gazetteer (a trait that is even more pronounced in T. V.
Mahalingams unreadable work of the next generation), and this is not a
coincidence. Though Venkataramanayya was a very talented scholar and
philologist, who edited a number of important Telugu texts from the Mackenzie
collection, he typically insisted on seeing Vijayanagara as an empire in the mould
of the British Raj in India. A major part of his enterprise was thus to classify taxes,
lands and other aspects of the land-system in a way that would be recognisable to
130
official. Atop this system sat the (as it turns out, somewhat
of
bogus) category a sort of Vijayanagara military fief-holder, the arnarandyaka,
the description of whose activities seems to derive essentially from Nuness
a
British
revenue
Indeed,
as
chapter
in the
while
as
well
as
borrowing the early British description of the Marathas in the closing years of the
eighteenth century.
These monographs, and a few other works devoted to the Nayaka
principalities of the sixteenth and seventeenth centuries (R. Satyanatha Aiyar on
Madurai, V. Vriddhagirisan on Tanjavur, C. Hayavadana Rao on Mysore), defined
the baseline from which any analysis might be attempted in the baseline from
which any analysis might be attempted in the late 1950s. The last major
publication in English at that time was the three-volume work (Further sources of
Vijayanagar history) edited by Sastri and Venkataramanayya in 1946, and as its
title indicates this was really a source-publication, even though one volume of the
three tried to establish a clear chronology of political events, which was then
extensively used as background material by such historians as Tapan Raychaudhuri
in his Jan Company in Coromandel, 1605-1690 (1962).
Steins doctoral thesis thus tries to set itself apart from this received wisdom,
at the same time making use of it for the empirical detail it provided. The
while
was
Tirupati Devasthanam
(1931-38).
published by him in the early 1960s; since they represented the core of the
thesis, it is probably no surprise that the thesis itself remained unpublished. In
retrospect, echoes can be found between Steins position of the time, and some
aspects of his occasional collaborator Morris D. Morriss views of the same period;
in particular, both insisted on downplaying the idea of Indian other-worldliness,
and argued (Morris explicitly, Stein implicitly) against values as an obstacle to
social and economic change in South Asia. To Stein, writing in the Economic
Weekly in the early 1960s, it appeared clear that Vijayanagara was a state that was
oriented towards agricultural development, and that the patronage of temples was
papers
131
part of
to
In the 1960s, even though Steins unhappiness with the formulation associated
with K. A. Nilakantha Sastri on the Cholas grew more pronounced, the views he
held
Vijayanagara
deities to whom
132
cite this essay with approbation into the late 1980s, indeed rather
frequently than the essays author himself, for Appadurai himself had
continued
more
to
function; this is the reason why his analysis, while strikingly innovative at the time
for the Indian
historiography,
point
Vijayanagara period.
To
above.
This created
major problem
recognised to an
dynamics of historical change proved difficult to bring into the segmentary state
model, which is no surprise since the model was conceived by structural
anthropologists whose primary concern was never historical change anyway.
(Aidan Southalls self-congratulatory essay of the 1980s in Comparative studies in
society and history, reflecting in part on Steins work, is typical of this). Thus,
between 1980 and 1985 (when he published several further important essays on
Vijayanagara), Stein had time to reflect on these problems. One of these later
essays, in a collection from the Journal of peasant studies on the applicability of
feudalism as a concept to India and other non-European societies, returns in
some respects to the position of the 1965 essay on Coromandel trade.
Vijayanagara warriors are seen as powerfully intruding into the Tamil countryside,
133
analysis by suggesting
rather different (and more stable), than that which obtained in the Telugu and
Tamil country. The other essay, presented at the review conference on the
Cambridge economic history of India, went even further. Influenced in part by
Frank Perlin, with whom he briefly contemplated a collaboration on the subject
(their essays, with very similar titles, appear side-by-side in Modern Asian Studies,
was
1985), Stein now posited a considerable change between the medieval state of the
Cholas, and the late eighteenth century state of say, Haidar cali and Tipu Sultan.
From the work of Perlin, Stein appears to have seized the importance of
in determining rural power relations, as
of the medieval system on collective bodies
all peasants were represented in these bodies). The
case
134
them; power,
not
religious ideology,
done.
The first of the 1985 papers, in the feudalism collection, does address this
problem of a Hindu nationalist reading of Vijayanagara in passing; on the other
hand, the preoccupations of the State formation and economy reconsidered paper
lie elsewhere. The main interest of this rather schematic essay is that it proposes a
solution to the problem of change, and an escape route from the homeostatic, self-
This is
by producing a technological
technology more
centralisation using these technologies, which at one stage he suggested were
essentially brought in by the Portuguese. Various rounds of change are said to
have followed, with resistance continually being offered by earlier communitybased political structures to the new dispensation. The period of Krishnadevaraya
(r. 1509-29) was identified by him as one such key period of change, a formulation
that he carried forward into the monograph on Vijayanagara. Then, there was a
rather long hiatus, but centralisation is said to have resumed with Chikkadevaraja
Wodeyar in late seventeenth-century Mysore. Finally, Haidar and Tipu were
thought to have represented highly sophisticated forms of centralised rule, a view
in which Stein believed he was confirmed by his own researches in the second half
of the 1980s into the papers of Sir Thomas Munro (and by Devdas Moodleys
unpublished research of the same period in SOAS).
The problem however was in large measure very simply empirical: for Stein
never seems to have gone back after 1980 to do primary research on Vijayanagara
itself, from materials generated in the fifteenth, sixteenth, and seventeenth
centuries. True, he kept abreast of the secondary literature, writing reviews of
almost every major work that appeared on Vijayanagara in the 1980s and early
1990s. But, the real bases of the revision (for revision it clearly was, though he
never explicitly said so) in views that took place between 1980 and 1985 were
elsewhere: first, the theoretical problem of finding a dynamic of change to escape
from falling into the trap of seeing the segmentary state as a sort of Asiatic mode
of production; second, the research into the early colonial archives, which
convinced him that there was more to south India in the late pre-colonial period
than robust and more-or-less autarchic communities.
segmentary
state model
can
135
and
1980s, in the years between Peasant state and society and Vijayanagara
(which stand
at
decade),
work
by
that the
published
Vijayanagara,
historiographical
changed somewhat too. Some of this work Stein found
unproblematic, and integrated without difficulty into his schema; in particular, the
work done on the site of Hampi itself by George Michell and his collaborators was
seen by him as providing useful complementary materials to his own conception.
More problematic for him was a series of essays that Noboru Karashima produced
on Vijayanagara and the Nayakas, culminating in his book Towards a new
formation (1992). Steins review of the work appeared in this journal (Vol. 14,
no. 2, 1994, pp. 226-28), and it was a rather critical discussion, tempered by some
appreciation at the beginning and end. Karashimas broad argument was that
Vijayanagara in the fifteenth century was a powerful, expansive, state, which
crushed the peasantry with fiscal levies while expanding into the Tamil country.
However, in the sixteenth century, for unexplained reasons, this relatively
on
so
constellation had
by figures
called
form of feudalism
brief fashion. The materials from which this argument was built were, as is usual
with Karashima, the inscriptional record which is still so rich in the period up to
a
been achieved
objection
that
was
raised
by
136
and very critical letter of 1987) that he did not agree with a number of my
formulations. Of course, this reflected anew the ambiguity with which he
place
of European
137
out to
essays I
on
ambiguity, a paradox even. For having begun his academic career working on the
Vijayanagara period in the 1950s, Burton Steins work took him to adopt different,
and at times contradictory, positions in relation to this state. From the modernist,
forward-looking state of the early papers, with its sophisticated system of agrarian
and water-management, Vijayanagara became in the middle years just another
segmentary state, a mere continuation of the early medieval past. Then, from the
mid-1980s, Vijayanagara came to be transformed in Steins view into a state
located in a phase of important changes, on the road to the full-blown military
fiscalism of the late eighteenth century. I have argued in these pages that these
different views that Stein himself held on Vijayanagara were a result of a set of
complex processes. There was, among other factors, his anxiety to classify, not to
have what he called an unspecified state structure. This was one of Steins
strengths, something that made his work accessible to both comparativists
(especially impatient comparativists), and anthropologists, a fact that Chris Fuller
too notes in his essay, albeit from another perspective. From many other
historians point of view, this overriding desire to give the state a name, is
somewhat puzzling, and might even be construed as a weakness. In retrospect, one
reason was probably determining in the ambivalence of Steins formulations: for
Vijayanagara does lie at a cross-roads, between the medieval heritage of the
Cholas, Kakatiyas and Hoysalas (with each of which it shares some analytical
features), and the phase of early modern innovation in south India. It is thus only
appropriate to end this essay, I suppose, by revealing that the Polish-owned hotel
where I stayed in 1985 was called Janus Hotel.
Select bibliography
S. Krishnaswami (ed.), 1919. Sources of Vijayanagar history. Madras:
University of Madras.
Ayyangar,
Byres, T. J.
138
Granda,
A., 1984. Property rights and land control in Tamil Nadu, 13501600, PhD dissertation. University of Michigan, Ann Arbor.
Peter
Habib, Irfan and Tapan Raychaudhuri (eds.), 1982. The Cambridge economic
history of India, Vol. I. Cambridge: Cambridge University Press.
Heras, H., 1927. The Aravidu dynasty .
of Vijayanagara Madras: B. G. Paul.
Karashima, Noboru, 1984. South Indian history and society: Studies from the
inscriptions, AD 850-1800.
Delhi: Oxford
University Press.
Towards a new formation: South Indian society under .
Vijayanagar rule
Delhi: Oxford University Press.
The Tamil country under Vijayanagara
Krishnaswami, A., 1964.
.
Annamalai
University.
Annamalainagar:
Kulke, Hermann, 1993. Kings and cults: State formation and legitimation in India
"
Lopes,
David
. Lisbon:
Século XVI
Perlin, Frank, 1985. State formation reconsidered, Modern Asian Studies, 19, 3,
pp. 415-80.
Saletore, B. A., 1934. Social and political life in the Vijayanagara empire (AD
1346-AD 1646), 2 vols. Madras: B. G. Paul.
Sewell, Robert, 1962. A forgotten empire
Vijayanaga. Reprint, New Delhi:
—
Stein, Burton, The economic function of a medieval south Indian temple, The
journal of Asian studies, 19, pp. 163-76.
"
"
"
New Delhi:
Vikas.
"
"
1985.
139
Venkataramanayya, N.,
Vijayanagara.
1935.
Studies in the
Madras:
University
history
of the third
of Madras.
dynasty
of