QUESTIONNAIRE ON EFFECTIVENESS OF MERCHANT BANKERS IN

SWASTIKA INVESTMART
I ( Thambi Gopi Krishna) 4th Sem, MBA student at RISM, would request you to kindly
provide valuable responses to following questions for the research on Effectiveness Of
Merchant Bankers In Swastika Investmart as a part of my academic criteria to fulfil my
degree from bangalore university.
PERSONAL DETAILS
Name:

________________________________________________

Gender: Male ____

Age:

Female_____

__________

1) What is the position of merchant banking in private/public sector?

a) Good

b) Average

c) Bad

2) Are you registered in SEBI as a merchant banker?

a) Yes

b) No

3) How many people on an average receiving merchant banking services in a month?

a) Less than 50

b) 50 to 100

c) More than 100

4) How many years of market experiences do you have in the merchant banking?
a) Less than 2 years

b) 2 to 5 years

c) 6 to 10 years

d) More than 10 years

5) What is major kind of merchant banking services provided in swastika investmart?

a) Issue management

b) Loan syndication

c) Advisory services

d) Mutual funds

e) Mergers/ Amalgamations

f) Underwriters

6) What return is expected through your financing services?

a) No return expected

b) Return of capital invested

c) Below market rate return

d) Market rate return

7) Are you satisfied with the commission received through providing services?
a) Strongly Agree

b) Agree

c) Strongly Disagree

d) Disagree

8) Are you faced any risk related to your advisory services to the clients?
a) Yes

b) No

9) Is there is growth in merchant banking services?

a) Strongly Agree

b) Agree

c) Strongly Disagree

d) Disagree

10) How was customer relationship with swastika investmart related to Merchant Banking?

a) Good

b) Average

c) Bad

11) How much do you charge for your service?

a) As per SEBI guidelines

b) As per the agreement between clients and advisors

c) As per Top management

d) Depend upon the service

12) Do you accept fiduciary responsibility?

a) Yes

b) No

13) What is the kind of your compensation for merchant banking services?
a) Fee only
c) Commission

b) Fee-based (fee + commission)

d) Fee offset

14) Are you faced any challenges while providing services to clients?
a) Strongly Agree

b) Agree

c) Strongly Disagree

d) Disagree

15) Are there financial incentives for you to recommend certain financial products?
a) Yes

b) No

16) Do you have an agreement describing your compensation and services that will be
provided in advance of the engagement?
a) Yes

b) No

17) Do you receive on-going income from any of the mutual funds that you recommend in
the form of 12(b)1 fees, trailing commissions or other continuing payouts?
a) Yes

b) No

18) Do you take any financial services from merchant bankers?

a) Yes

b) No

19) Do you know about Merchant Banking?

a) Yes

b) No

20) Are you satisfied with the services provided by your Merchant bankers?
a) Yes

b) No

21) Non-financial institution depends on merchant banking. Are you satisfied?

a) Yes

b) No

22) Do you think certain merchant banking services being offered by your company need
some improvisations?
a) Yes

b) No

23) What are those services need improvisations?

a) Issue management

b) Loan syndication

c) Advisory services

d) Mutual funds

e) Mergers/ Amalgamations

f) Underwriters

24) What is the percentage of savings from your total income?

a) Less than 15%

b) Less than 25%

c) Less than 50%

d) More than 50%

25) You belong to which of the following category?

a) Govt. Employee

b) Professional

c) Pvt. Employee

d) Agriculturist

e) Self Employed

f) Business Person

https://docs.google.com/document/d/13qpcCNTEMNW7g4hZn7PiBmqoNTVuTgJ0lyLELJX3Ow/pub