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GEOMECNICA APLICADA EN MINERA

DETERMINACION DE LOS
MODULOS ELASTICOS.
Lambe & Whitman (1969)
SOIL MECHANICS
J. Wiley & Sons

CONCEPTOS GEOMECNICOS FUNDAMENTALES

GEOMECNICA APLICADA EN MINERA

RELACIONES ENTRE LOS


MODULOS ELASTICOS.
Hunt (1984)

CONCEPTOS GEOMECNICOS FUNDAMENTALES

GEOMECNICA APLICADA EN MINERA

MODULOS DINAMICOS
Hunt (1984)

CONCEPTOS GEOMECNICOS FUNDAMENTALES

GEOMECNICA APLICADA EN MINERA

Goodman (1989)
CONCEPTOS GEOMECNICOS FUNDAMENTALES

Lambe & Whitman (1969)

GEOMECNICA APLICADA EN MINERA

Calculo de las Propiedades de la Roca Intacta:


(1) Realizar ensayos de compresinm uniaxial (5 a 10) para
determinar UCS y los mdulos elsticos E y .
(2) Realizar ensayos triaxiales para un mnimo de 5 presiones de
confinamiento, y de modo que se alcance ewl 40% al 50% de
UCS. Se recomienda repetir a lo menos una vez cada ensayo
(o sea 2 ensayos x cada presin de confinamiento).
(3) Utilizar estos resultados para determinar los parmetros del
criterio de Hoek-Bown. Se recomienda emplear el software
ROCDATA y usar el mtodo simplex. Deber verificarse que
los resultados son razonables (e.g. mi < 36).

CONCEPTOS GEOMECNICOS FUNDAMENTALES

GEOMECNICA APLICADA EN MINERA

ESTRUCTURAS
Y SUS
PROPIEDADES

CONCEPTOS GEOMECNICOS FUNDAMENTALES

GEOMECNICA APLICADA EN MINERA

PARAMETROS GEOMETRICOS
MANTEO
DIRECCION DE MANTEO
TRAZA O EXTENSIN
ESPACIAMIENTO
GAP

CONCEPTOS GEOMECNICOS FUNDAMENTALES

GEOMECNICA APLICADA EN MINERA

Mquina de corte directo fija en laboratorio (tomada


de Franklin & Dusseault (1989)).

Ensayo de corte directo in situ sobre planos de


estratificacin, en un talud de reservorio en Grecia
(tomada de Franklin & Dusseault 1989)).

CONCEPTOS GEOMECNICOS FUNDAMENTALES

Mquina de corte directo porttil (tipo Hoek, tomada de


Franklin & Dusseault (1989)).

Esquema del montaje tpico de un ensayo de corte


directo in situ (tomada de Franklin & Dusseault (1989)).

GEOMECNICA APLICADA EN MINERA

Montaje para la ejecucin


de ensayos de corte
directo sobre estructuras
con un rea expuesta de
unos 400 cm2.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

GEOMECNICA APLICADA EN MINERA

Estructura antes del ensayo.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

Estructura despus del ensayo.

10

GEOMECNICA APLICADA EN MINERA

RESISTENCIA

RE
SI
ST

EN

CI

PE
AK

CONDICION PEAK

Curva carga-deformacin
para un valor dado del esfuerzo normal efectivo.
CONDICION RESIDUAL

u
UAL
D
I
RES
A
I
C
T EN
S
I
R ES

cpeak

peak
res

cres

CONCEPTOS GEOMECNICOS FUNDAMENTALES

n
11

GEOMECNICA APLICADA EN MINERA

MTODO DE BARTON-BANDIS:

MAX

tan( b + JRClog(JCS/))

MAX

tan( equiv )

MAX

RESISTENCIA AL CORTE
ESFUERZO NORMAL EFECTIVO

ANGULO BASICO DE FRICCION (

JRC

COEFICIENTE DE RUGOSIDAD

JCS

RESISTENCIA EN COMPRESION UNIAXIAL


DE LA PARED DE LA ESTRUCTURA

CONCEPTOS GEOMECNICOS FUNDAMENTALES

12

GEOMECNICA APLICADA EN MINERA

CONCEPTOS GEOMECNICOS FUNDAMENTALES

13

GEOMECNICA APLICADA EN MINERA

MTODO DE BARTON-BANDIS:

equiv
0.01

70

/JCS

0.30

ESTRUCTURAS SIN RELLENO


ESTRUCTURAS SIN DESPLAZAMIENTO PREVIO

CONCEPTOS GEOMECNICOS FUNDAMENTALES

14

GEOMECNICA APLICADA EN MINERA

EFECTO DE ESCALA EN LA RESISTENCIA AL CORTE DE


LAS ESTRUCTURAS.
CONCEPTOS GEOMECNICOS FUNDAMENTALES

15

GEOMECNICA APLICADA EN MINERA

EL AUMENTO DE LA EXTENSIN DE LA ESTRUCTURA PRODUCE TRES EFECTOS


PRINCIPALES: REDUCE LA RUGOSIDAD, REDUCE LA DILATANCIA, E INCREMENTA EL
DESPLAZAMIENTO NECESARIO PARA MOVILIZAR LA RESISTENCIA PEAK.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

16

GEOMECNICA APLICADA EN MINERA

EFECTO DE ESCALA EN EL PARMETRO JRC


CONCEPTOS GEOMECNICOS FUNDAMENTALES

17

GEOMECNICA APLICADA EN MINERA

EFECTO DE ESCALA EN EL PARMETRO JCS


CONCEPTOS GEOMECNICOS FUNDAMENTALES

18

GEOMECNICA APLICADA EN MINERA

55

ANGULO DE FRICCION (grados)

50

LA SALBANDA ARCILLOSA
SE HACE MUY IMPORTANTE

45

40

35

30

25

20

15
0.1

10

100

1000

EXTENSION DE LA DISCONTINUIDAD, L (m)

10000

100000

Efecto de escala en el valor peak del ngulo de friccin de estructuras de distinta extensin,
conforme con lo valores reseados por Pusch (1997).
CONCEPTOS GEOMECNICOS FUNDAMENTALES

19

GEOMECNICA APLICADA EN MINERA

PROPIEDADES TIPICAS
Joints

c = 75 a 150 kPa

= 30o a 35

Joints en Roca Argilizada

c = 25 a 100 kPa

= 22o a 30

Fallas con Salbanda Arcillosa

c = 0 a 50 kPa

= 18o a 25

Zonas de Falla con Salbanda


y Roca Brechizada

c = 25 a 75 kPa

= 20o a 30

CONCEPTOS GEOMECNICOS FUNDAMENTALES

20

GEOMECNICA APLICADA EN MINERA

CARACTERIZACIN
& PROPIEDADES
DEL MACIZO ROCOSO

CONCEPTOS GEOMECNICOS FUNDAMENTALES

21

GEOMECNICA APLICADA EN MINERA

EL PROBLEMA ES DEFINIR UNA CALIFICACIN


DE LA COMPETENCIA DEL MACIZO ROCOSO QUE
PERMITA EL ESCALAMIENTO:
Prop. Macizo Rocoso = Fact. Escala Prop. R. I.

Factor de Escala

CONCEPTOS GEOMECNICOS FUNDAMENTALES

RQD
FF
RMR (Bieniawski)
RMR (Laubscher)
Q
GSI
22

GEOMECNICA APLICADA EN MINERA

Modo de Clculo del RQD


(Deere (1989))
Ejemplo 04

CONCEPTOS GEOMECNICOS FUNDAMENTALES

23

GEOMECNICA APLICADA EN MINERA

Indice RMR
Bieniawski (1989)

CONCEPTOS GEOMECNICOS FUNDAMENTALES

24

GEOMECNICA APLICADA EN MINERA

Indice RMR
Laubscher (1996)

CONCEPTOS GEOMECNICOS FUNDAMENTALES

25

GEOMECNICA APLICADA EN MINERA

GEOLOGICAL STRENGTH INDEX


The strength of a jointed rock mass depends on the properties of the
intact rock pieces and also upon the freedom of these pieces to slide
and rotate under different stress conditions. This freedom is controlled
by the geometrical shape of the intact rock pieces as well as the
condition of the surfaces separating the pieces. Angular rock pieces
with clean, rough discontinuity surfaces will result in a much stronger
rock mass than one which contains rounded particles surrounded by
weathered and altered material.
The Geological Strength Index (GSI), introduced by Hoek (1994) and
Hoek et al. (1995) provides a system for estimating the reduction in
rock mass strength for different geological conditions.
This system is presented in Table 3, for blocky rock masses, and Table
4 for schistose metamorphic rocks.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

26

GEOMECNICA APLICADA EN MINERA

Table 3:
Characterisation of a blocky rock masses
on the basis of particle interlocking and
discontinuity condition.
After Hoek, Marinos and Benissi (1998).

CONCEPTOS GEOMECNICOS FUNDAMENTALES

27

GEOMECNICA APLICADA EN MINERA

Table 4:
Characterisation of a schistose metamorphic
rock masses on the basis of foliation and
discontinuity condition.
(After M. Truzman, 1999).

CONCEPTOS GEOMECNICOS FUNDAMENTALES

28

GEOMECNICA APLICADA EN MINERA

AL CALIFICAR LA COMPETENCIA DEL MACIZO ROCOSO ES


PRECISO CONSIDERAR UN RANGO DE VALORES, YA QUE DIFICILMENTE ESTA CORRESPONDERA A UN SOLO VALOR.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

29

GEOMECNICA APLICADA EN MINERA

GENERALIZED HOEK-BROWN CRITERION

+ s
= + ci mb
ci

'
1

'
1,

mb

ci

'
3

'
3

'
3

(1)

are the maximum and minimum efective stresses at


failure
is the value of the Hoek-Brown parameter m for the
rock mass
are constants which depend upon the rock mass characteristics
is the uniaxial compressive strength of the intact rock
pieces

CONCEPTOS GEOMECNICOS FUNDAMENTALES

30

GEOMECNICA APLICADA EN MINERA

Eq. (1) can be used to generate a series of triaxial test values,


simulating full-scale field tests, and a curve fitting process can be used
to derive an equivalent Mohr envelope given by:

tm

= A ci
ci
'
n

(2)

are material constants

n'

is the normal effective stress

tm

is the tensile strength of the rock mass

CONCEPTOS GEOMECNICOS FUNDAMENTALES

31

GEOMECNICA APLICADA EN MINERA

In order to use the Hoek-Brown criterion for estimating the strength of


jointed rock masses, three properties of the rock mass have to be
estimated:

ci

(1)

The uniaxial compressive strength


pieces

(2)

The value of the Hoek-Brown constant


rock pieces

(3)

The value of the Geological Strength Index


rock mass

CONCEPTOS GEOMECNICOS FUNDAMENTALES

of the intact rock

mi

for these intact

GSI for the

32

GEOMECNICA APLICADA EN MINERA

The Hoek-Brown failure criterion, which assumes isotropic rock and


rock mass behaviour, should only be applied to those rock masses in
which there are a sufficient number of closely spaced discontinuities,
with similar surface characteristics, that isotropic behaviour involving
failure on multiple discontinuities can be assumed. When the structure
being analysed is large and the block size small in comparison, the
rock mass can be treated as a Hoek-Brown material.
Where the block size is of the same order as that of the structure being
analysed or when one of the discontinuity sets is significantly weaker
than the others, the Hoek-Brown criterion should not be used.
In these cases, the stability of the structure should be analysed by
considering failure mechanisms involving the sliding or rotation of
blocks and wedges defined by intersecting structural features. Figure
2 summarises these statements in a graphical form.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

33

GEOMECNICA APLICADA EN MINERA

Intact Rock
Specimens
USE EQ. 3

One Joint Set


DO NOT USE
HB CRITERION

Two Joint Sets


DO NOT USE
HB CRITERION

Many Joints
USE EQ. 1
WITH CAUTION

Heavily Jointed Rock Mass


USE EQ. 1

CONCEPTOS GEOMECNICOS FUNDAMENTALES

Figure 2:
Idealised diagram showing the
transition from intact to a heavily
jointed rock mass with increasing
sample size.

34

GEOMECNICA APLICADA EN MINERA

Once the Geological Strength Index has been estimated, the


parameters that describe the rock mass strength characteristics, are
calculated as follows:

mb

GSI 100
= mi exp

14 a 28

GSI 100
s = 0 o exp

6 a 9
GSI
a = 0.5 o 0.65
200

CONCEPTOS GEOMECNICOS FUNDAMENTALES

35

GEOMECNICA APLICADA EN MINERA

For better quality rock masses (GSI > 25), the value of GSI can be
estimated directly from the 1976 version of Bieniawskis RMR, with the
groundwater rating set to 10 (dry) and the adjustment for joint orientation
set to 0 (very favourable). If the 1989 version of Bieniawskis classification
is used, then GSI = RMR89 - 5 where RMR89 has the groundwater rating set
to 15 and the adjustment for joint orientation set to zero.
For very poor quality rock masses the value of RMR is very difficult to
estimate and the balance between the ratings no longer gives a reliable
basis for estimating rock mass strength. Consequently, Bieniawskis RMR
classification should not be used for estimating the GSI values for poor
quality rock masses (RMR < 25) and the GSI charts should be used
directly.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

36

GEOMECNICA APLICADA EN MINERA

DEFORMATION MODULUS
Serafim and Pereira (1983) proposed a relationship between the in situ
modulus of deformation and Bieniawskis RMR. This relationship is based
upon back analysis of dam foundation deformations and it has been found
to work well for better quality rocks. However, for many of the poor quality
rocks it appears to predict deformation modulus values that are too high.
Based upon practical observations and back analysis of excavation
behaviour in poor quality rock masses, the following modification to
Serafim and Pereiras equation is proposed for:

Em =

ci
10
100

CONCEPTOS GEOMECNICOS FUNDAMENTALES

GSI 10

40

(12)

37

GEOMECNICA APLICADA EN MINERA

ci = 100 MPa

180

Deformation modulus E - GPa

160
140

ci = 50 MPa
120
100

ci = 30MPa

80

ci = 15 MPa
60

ci = 10 MPa

40

ci = 5 MPa

20

ci = 1MPa

10

20

30

40

50

60

70

80

90

100

Geological Strength Index GSI


Figure 5:

Deformation modulus versus Geological Strength Index GSI.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

38

GEOMECNICA APLICADA EN MINERA

Note that GSI has been substituted for RMR in this equation and that the
modulus Em is reduced progressively as the value of falls below 100.
This reduction is based upon the reasoning that the deformation of better
quality rock masses is controlled by the discontinuities while, for poorer
quality rock masses, the deformation of the intact rock pieces contributes
to the overall deformation process.
Based upon measured deformations, eq. 12 appears to work reasonably
well in those cases where it has been applied. However, as more field
evidence is gathered it may be necessary to modify this relationship.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

39

GEOMECNICA APLICADA EN MINERA

MODULO DE DEFORMABILIDAD:
E = ESEISMIC

(Deere et al. (1967)).

E = 2RMR 100

(RMR > 50, Bieniawski (1978)

E = 10((RMR 10)/40)

(Serafim & Pereira (1983))

EMIN

= 10log(Q)

EMEAN = 25log(Q) (Barton (1983))


EMAX

= 40log(Q)

CONCEPTOS GEOMECNICOS FUNDAMENTALES

40

GEOMECNICA APLICADA EN MINERA

1.0

0.8

0.6

0.4

0.2

0.0
0.0

0.2

0.4

0.6

0.8

1.0

VFIELD / VLAB , RQD


CONCEPTOS GEOMECNICOS FUNDAMENTALES

41

GEOMECNICA APLICADA EN MINERA

STRESS RELAXATION
When the rock mass adjacent to a tunnel wall or a slope is excavated, a
relaxation of the confining stresses occurs and the remaining material
is allowed to expand in volume or to dilate.
This has a profound influence on the strength of the rock mass since,
in jointed rocks, this strength is strongly dependent upon the
interlocking between the intact rock particles that make up the rock
mass.
As far as the authors are aware, there is very little research evidence
relating the amount of dilation to the strength of a rock mass. One set
of observations that gives an indication of the loss of strength
associated with dilation is derived from the support required to
stabilize tunnels. Sakurai (1983) suggested that tunnels in which the
strain, defined as the ratio of tunnel closure to tunnel diameter,
exceeds 1% are likely to suffer significant instability unless adequately
supported.
CONCEPTOS GEOMECNICOS FUNDAMENTALES

42

GEOMECNICA APLICADA EN MINERA

This suggestion was confirmed in observations by Chern et al. (1998)


who recorded the behavior of a number of tunnels excavated in
Taiwan.
They found that all of those tunnels that exhibited strains of greater
than 1 to 2% required significant support. Tunnels exhibiting strains
as high as 10% were successfully stabilized but the amount of effort
required to achieve this stability increased in proportion to the amount
of strain.
While it is not possible to derive a direct relationship between rock
mass strength and dilation from these observations, it is possible to
conclude that the strength loss is significant.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

43

GEOMECNICA APLICADA EN MINERA

An unconfined surface that has deformed more than 1 or 2% (based


upon Sakurais definition of strain) has probably reached residual
strength in which all of the effective cohesive strength of the rock
mass has been lost.
While there are no similar observations for rock slopes, it is reasonable
to assume that a similar loss of strength occurs as a result of dilation.
Hence, a 100 m high slope which has suffered a total crest displacement of more than 1 m (i.e. more than 1% strain) may start to exhibit
significant signs of instability as a result of loss of strength of the rock
mass.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

44

GEOMECNICA APLICADA EN MINERA

BLAST DAMAGE
Blast damage results in a loss of rock mass strength due to the
creation of new fractures and the wedging open of existing fractures by
the penetration of explosive gasses.
In the case of very large open pit mine blasts, this damage can extend
as much as 100 m behind the final row of blast holes.
In contrast to the strength loss due to stress relaxation or dilation,
discussed in the previous section, it is possible to arrive at an
approximate quantification of the strength loss due to blast damage.
This is because the blast is designed to achieve a specific purpose
which is generally to produce a fractured rock mass that can be
excavated by means of a given piece of equipment.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

45

GEOMECNICA APLICADA EN MINERA

Figure 6 presents a plot of 23 case histories of excavation by digging,


ripping and blasting published by Abdullatif and Cruden (1983). These
case histories are summarised in Table 5. The values of GSI are
estimated from the data contained in the paper by Abdullatif and
Cruden while the rock mass strength values were calculated assuming
an average slope height of 15 m.
These examples shows that rock masses can be dug, obviously with
increasing difficulty, up to GSI values of about 40 and rock mass
strength values of about 1 MPa.
Ripping can be used up to GSI values of about 60 and rock mass
strength values of about 10 MPa, with two exceptions where heavy
equipment was used to rip strong rock masses.
Blasting was used for GSI values of more than 60 and rock mass
strengths of more than about 15 MPa.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

46

GEOMECNICA APLICADA EN MINERA


Table 5:
Summary of methods used to excavate rock masses with a range of uniaxial compressive strength values,
based on data published by Abdullatif and Cruden (1983).
GSI

Rock Mass Strength, CM


( MPa )

Excavation Method

85
85
77
77
77
76
71
69
68
68
67
67
58
57
51
42
40
34
25
25
24
19
19

86
117
64
135
84
54
35
15
17
30
42
33
2.4
9.5
0.8
1.2
0.5
0.5
0.3
0.2
0.2
0.1
0.1

Blasting
Blasting
Blasting
Blasting
Blasting
Blasting
Blasting
Blasting
Blasting
Blasting
Ripping by D9L bulldozer
Ripping by D9L bulldozer
Ripping by track loader
Ripping by 977L track loader
Ripping by track loader
Digging by 977L track loader
Digging by wheel loader
Digging by hydraulic face shovel
Digging by 977L track loader
Digging by wheel loader
Digging by hydraulic backhoe
Digging by D9 bulldozer
Digging by 977L track loader

CONCEPTOS GEOMECNICOS FUNDAMENTALES

47

GEOMECNICA APLICADA EN MINERA

Rock mass strength ci - MPa

100
Excavation method
 Dig
 Rip
 Blast
10

0.1

10

20

30

40

50

60

70

80

90

100

Geological Strength Index GSI


Figure 6:

Plot of rock mass strength versus GSI for different excavation methods, after
Abdullatif and Cruden (1983).

CONCEPTOS GEOMECNICOS FUNDAMENTALES

48

GEOMECNICA APLICADA EN MINERA

Figure 7:

Diagrammatic representation of the transition between the in situ


rock mass and blasted rock that is suitable for digging.

Figure 7 summarizes the conditions for a muckpile that can be dug


efficiently and the blast damaged rock mass that lies between the
digging limit and the in situ rock mass. The properties of this blast
damaged rock mass will control the stability of the slope that remains
after digging of the muckpile has been completed.
CONCEPTOS GEOMECNICOS FUNDAMENTALES

49

GEOMECNICA APLICADA EN MINERA

The thickness D of the blast damaged zone will depend upon the design
of the blast. Based upon experience, the authors suggest that the
following approximate relationships can be used as a starting point in
judging the extent of the blast damaged zone resulting from open pit
mine production blasting:
Large production blast, confined and with litle or no control

D = 2.0 to 2.5 H

Production blast with control but blasting to a free face

D = 1.0 to 1.5 H

Production blast, confined but with some control, e.g. one or more
buffer rows

D = 1.0 to 1.2 H

Production blast with some control, e.g. one or more buffer rows,
and blasting to a free face

D = 0.5 to 1.0 H

Carefully controlled poduction blast with a free face

D = 0.3 to 0.5 H

CONCEPTOS GEOMECNICOS FUNDAMENTALES

50

GEOMECNICA APLICADA EN MINERA

EN LA PRACTICA SE ESTA UTILIZANDO CADA VEZ MAS EL MTODO DE


HOEK & BROWN, CON LAS CONSIDERACIONES SIGUIENTES:
Y
ci EN BASE A UNA
SE DETERMINAN LOS PARAMETROS
mi
CUIDADOSA INTERPRETACION DE LOS RESULTADOS DE ENSAYOS
TRIAXIALES SOBRE TESTIGOS DE ROCA INTACTA (USUALMENTE
UTILIZANDO ROCKDATA).
SE DETERMINA EL RANGO DE VALORES PROBABLES PARA EL INDICE
GSI (USUALMENTE 15 A 20 PUNTOS).
SE DETERMINA EL RANGO DE PRESIONES DE CONFINAMIENTO Y SI SE
TRATA DE UN MACIZO BIEN TRABADO O NO.
SE ESTIMA LA INCERTEZA ASOCIADA A CADA PARAMETRO Y SU
POSIBLE FUNCION DE DISTRIBUCION.
SE EVALUAN LAS PROPIEDADES DEL MACIZO ROCOSO UTILIZANDO LA
METODOLOGIA PROPUESTA POR HOEK (1998,99).

CONCEPTOS GEOMECNICOS FUNDAMENTALES

51

GEOMECNICA APLICADA EN MINERA

PROBLEMAS :
EL METODO NO SIEMPRE ES APLICABLE.
SE DEFINE UNA RESISTENCIA ISOTROPICA.
PARA MACIZOS MASIVOS Y COMPETENTES EL METODO
DEBE APLICARSE EN FORMA FLEXIBLE.
PARA MACIZOS DE MALA CALIDAD GEOTECNICA, POBREMENTE TRABADOS Y POCO CONFINADOS EL METODO
PUEDE SOBREVALUAR LA RESISTENCIA.
EN EL CASO DE ROCAS ESQUISTOSAS O FOLIADAS EL
METODO DEBE APLICARSE MUY CUIDADOSAMENTE.

CONCEPTOS GEOMECNICOS FUNDAMENTALES

52

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