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2d 789
Gail A. Bruner of Carson & Fields, Kansas City, Kan., for plaintiffappellant.
Daniel B. Denk of McAnany, Van Cleave & Phillips, Kansas City, Kan.,
for defendants-appellees.
Before McKAY, ALARCON,* and MOORE, Circuit Judges.
PER CURIAM.
I. Factual Background
2
Clyde Conaway, plaintiff, was hired on July 27, 1982, by the City of Kansas
City, Kansas, as an electrical inspector in the Building Inspection Division of
Conaway was suspended for thirty days on March 16, 1984, for the stated
reason that he had threatened his immediate supervisor, Robert Wiggins. On
April 3, 1984, Conaway was notified by a letter from Ed Smith, Department
Director, that he could return to work after his suspension but was subject to a
six-month probation period. While on probation, Conaway was warned he
would be immediately terminated for any further "serious misconduct."
The events which led up to Conaway's ultimate dismissal began on May 25,
1984. Conaway was instructed to perform an electrical inspection of the
Highland Park baseball fields. He discovered several electrical violations which
were dangerously exposed to the public and refused to approve the facility as
operational. Upon informing his new supervisor, Lyle Fisher, of the violations,
Fisher instructed him to release the facility as operational and to perform a
follow-up inspection the next week. Conaway released the electrical job to the
Board of Power and Light, but also told the company about the existing
violations, which they agreed to fix. Upon reinspection on Friday, June 1, 1984,
Conaway found that the violations had not been corrected. Returning to the
office that Friday afternoon to report the problem, Conaway found Fisher was
not available.2 Conaway prepared a written report concerning the violations
which also criticized Fisher's release of the facility due to the danger it posed to
the public. He submitted this report on Monday morning, June 4, 1984, to
Fisher, to Edward Smith, Director of the Neighborhood Preservation
Department, and to James Medin, City Administrator.
Thursday, June 7, 1984, Fisher called Conaway into his office and requested
him to sign a letter of reprimand for his failure to immediately notify Fisher on
June 1st about the Highland Park violations. Conaway claims that the letter
also contained allegations that Conaway had lied on a previous occasion when
he testified against the City for a coemployee. Conaway refused to sign the
letter, tore it into pieces, and left the office. That same day, Fisher wrote a
memorandum to Smith, recommending that Conaway be terminated
immediately for his failure to follow instructions and for the insubordinate act
in tearing up the letter of reprimand. On June 13, 1984, Smith wrote a
memorandum to Medin, informing the City Administrator of his decision to
terminate Conaway because of Conaway's attitude toward his supervisor and
refusal to perform work assignments. The termination was approved by the
Medin on June 14, 1984, for the stated reason of insubordination.
7
In reviewing the order of summary judgment issued below, this court does not
apply the clearly erroneous standard of Fed.R.Civ.P. 52, but instead views the
case in the same manner as the trial court.4 Thus we must examine the record to
determine whether any genuine issue of material fact pertinent to the ruling
remains, and if not, whether the substantive law was correctly applied.
Fed.R.Civ.P. 56. Western Casualty & Sur. v. National Union Fire Ins. Co., 677
F.2d 789 (10th Cir.1982).
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Conaway did not rely solely on the "mere" pleadings to oppose the motion for
summary judgment regarding his free speech claim. In addition to the factual
allegations stated in his verified complaint, Conaway submitted certain
documentary evidence to substantiate his claim. Conaway also identified other
documents, photos and evidence to corroborate his rendition of the events
which evidence was inexplicably missing from the files of the Building
Inspection Division and was therefore unavailable to him. Under these
circumstances, we will treat the verified complaint as an affidavit for the
purpose of the motion for summary judgment. We note that there may be cases
where the sole reliance on a verified complaint would be insufficient to meet a
nonmoving party's burden under Celotex Corp. v. Catrett, 477 U.S. 317, 106
S.Ct. 2548, 91 L.Ed.2d 265 (1986) and Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986), especially when the
allegations contained in the pleading are merely conclusory. In this case,
however, a full affidavit would serve no better purpose than the sworn,
detailed, factual allegations contained in the verified complaint that were based
on Conaway's personal knowledge. We see no reason, under these particular
circumstances, to demand that Conaway must re-label his verified complaint as
an affidavit and submit essentially the same facts to the court.
13
Conaway's first claim of error concerns the deprivation of the liberty and
property interest without due process. Procedural due process requires a
pretermination hearing where liberty or property interests protected by the
Fourteenth Amendment are implicated. Board of Regents of State Colleges v.
Roth, 408 U.S. 564, 567, 92 S.Ct. 2701, 2704, 33 L.Ed.2d 548 (1972). A
plaintiff must first establish, however, that there is a protected interest at stake.
A. Property Interest
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17
Property
interests, of course, are not created by the Constitution. Rather, they are
created and their dimensions are defined by existing rules or understandings that
stem from an independent source such as state law--rules or understandings that
secure certain benefits and that support claims of entitlement to those benefits.
18
Id. Kansas case law recognizes a property interest in public employment when
the employee is hired for a definite term. An employee hired for an indefinite
term is an "at will employee," whose contract may be terminated at any time by
either party. An at will employee has no property interest in employment.
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B. Liberty Interest
23
In the present case, nothing in the record suggests that appellant's good name,
reputation, honor, or integrity was stigmatized. Conaway only generally alleges
that he has suffered damage to his personal and business reputation due to the
city's false accusations and wrongful termination. No specific facts are asserted
to support this claim.
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Conaway also asserts a First Amendment claim, arguing that the City
28
Conaway also asserts a First Amendment claim, arguing that the City
terminated him not for the stated reason of insubordination, but in retaliation for
his criticism of his supervisors' actions. Conaway contends several work-related
incidents contributed to defendants' decision to terminate him. First, Conaway
made public comments about Robert Wiggins, the Chief Building Inspector,
and John Mendez, Supervisor of the Building Inspection Division, concerning
work he was requested to perform on city time for city officials and their
friends and relatives, often without the required permits and license.6 Conaway
claims he reported the questionable activities to James Medin, the City
Administrator, and responded to media personnel who questioned him on the
subject. Second, Conaway reported a series of activities involving Lyle Fisher
which might have indicated illegal payoffs or kickbacks. Finally, Conaway
argues that his termination was directly related to his criticism of Fisher. The
week before he was terminated, Conaway sent a written report, dated June 4,
1984, to Ed Smith and James Medin advising them that Fisher had overruled
his decision to reject the electrical work at Highland Park baseball fields.
Conaway claims he wrote the report out of his concern for public life, health,
and safety.7
29
Under Mt. Healthy City School Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 97
S.Ct. 568, 50 L.Ed.2d 471 (1977), the plaintiff in a retaliation case must
demonstrate that (1) the speech was constitutionally protected and (2) the
speech was a substantial or a motivating factor in the state's detrimental action.
Id. 429 U.S. at 287, 97 S.Ct. at 576; Wren v. Spurlock, 798 F.2d 1313, 1317
(10th Cir.1986), cert. denied, 479 U.S. 1085, 107 S.Ct. 1287, 94 L.Ed.2d 145
(1987). In determining whether a public employee's speech warrants First
Amendment protection, the court must first consider whether the speech related
to a matter of public concern, meaning the speech can be "fairly considered as
relating to any matter of political, social or other concern to the community."
Connick v. Myers, 461 U.S. 138, 146, 103 S.Ct. 1684, 1690, 75 L.Ed.2d 708
(1983). If the speech is of public concern, the court must then balance the
interests of the public employee, as a citizen, in commenting upon matters of
public concern against the interests of the public entity, as an employer, in
promoting efficiency of the public service it performs. Wilson v. City of
Littleton, Colo., 732 F.2d 765 (10th Cir.1984).8
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The form and context of Conaway's expression also comes within the "rubic of
matters of public concern." Connick, 461 U.S. at 148, 103 S.Ct. at 1690. The
record shows that Conaway privately spoke to the City Administrator about
each incident of alleged official misconduct. Although he was approached by
the media regarding the gratuitous work performed for friends and relatives of
his superiors, it appears Conaway did not go to the media on his own initiative
until after he was terminated. The fact that Conaway chose a private forum,
rather than public, to express his concerns, does not remove it from First
Amendment protection. Givhan v. Western Line Consol. School Dist., 439 U.S.
410, 414-16, 99 S.Ct. 693, 695-97, 58 L.Ed.2d 619 (1979) (teacher's complaints
and criticism of school policies and practices communicated privately to
principal held protected by First Amendment); see also Rankin v. McPherson, -- U.S. ----, 107 S.Ct. 2891, 97 L.Ed.2d 315 (1987) (statement made privately to
coworker held to be matter of public concern); Rookard v. Health and Hosps.
Corp., 710 F.2d 41, 46 (2d Cir.1983) (nursing director's allegations of corrupt
and wasteful practices communicated to HHC inspector obviously involved a
matter of public concern). We conclude that the speech at issue here directly
addresses matters of public concern.
34
The second step of the First Amendment test concerns the Pickering balancing
test, wherein the employee's interest in free comment upon matters of public
concern is weighed against the state's interest in the efficiency of its public
services. Pickering v. Board of Educ. of Township High School Dist. 205, Will
County, Ill., 391 U.S. 563, 568, 88 S.Ct. 1731, 1734, 20 L.Ed.2d 811 (1968).
Under the Pickering test, Conaway's First Amendment rights are protected
"unless the employer shows that some restriction is necessary to prevent the
disruption of official functions or to insure effective performance by the
employee." Wren v. Spurlock, 798 F.2d at 1318, (citing Childers v.
Independent School Dist. No. 1 of Bryan County, Okla., 676 F.2d 1338, 1341
(10th Cir.1982); Accord National Gay Task Force v. Board of Educ., 729 F.2d
1270, 1274 (10th Cir.1984), aff'd, 470 U.S. 903, 105 S.Ct. 1858, 84 L.Ed.2d
776 (1985)). The extent of the government's burden varies, depending on the
nature of the employee's expression. Speech which involves clear public
concern may merit a greater degree of First Amendment protection. Connick,
461 U.S. at 152, 103 S.Ct. at 1692.
35
When balancing the rights of the employee against those of the employer, an
employee's First Amendment interest is entitled to greater weight where he is
acting as a whistle blower in exposing government corruption. See Foster v.
Ripley, 645 F.2d 1142, 1149 (D.C. Cir.1981). Speech that seeks to expose
improper operations of the government or questions the integrity of
governmental officials clearly concerns vital public interests. Each of
Conaway's expressions in the present case involved some impropriety on the
part of his government supervisors. The facts alleged in Conaway's verified
complaint may correctly be described as a whistle blowing situation. See also
O'Brien v. Town of Caledonia, 748 F.2d 403 (7th Cir.1984); Brockell v.
Norton, 732 F.2d 664 (8th Cir.1984); Atcherson v. Siebenmann, 605 F.2d 1058
(8th Cir.1979).
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This case resembles Rookard v. Health and Hosps. Corp., 710 F.2d 41 (2d
Cir.1983), in which a director of nursing wrote a report to the corporation's
inspector general complaining of certain corrupt and wasteful practices at a
large municipal hospital. The practices included issuance of permits to
unlicensed nurses, abuses of nurses' sign-in hours, and double payment for
overlapping shifts in different departments. The court held allegations of
corruption and malfeasance were obviously matters of public concern and
constitutionally protected. The court found no suggestion that the speech
impeded the nurse's ability to perform her job or that it impaired the regular
operation of the hospital. The court further found the nurse attempted to
minimize any disruption of working relationships. Id. 710 F.2d at 47; See also
O'Brien, 748 F.2d at 407 (police officer's right to discuss his perception of
potential graft and corruption in police department with his attorney, chief
county judge, and FBI held to be deserving of vigilant First Amendment
protection); Brockell v. Norton, 732 F.2d at 668 (city, mayor, and councilors
violated police dispatcher's First Amendment rights by dismissing him for
reporting alleged misconduct of police officer to a person outside departmental
chain-of-command); Atcherson v. Siebenmann, 605 F.2d at 1063 (internal
letter alleging misappropriation of public funds by coworkers found to be a
matter of compelling public concern).
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Reasonable inferences can be drawn from these facts that Fisher and Smith
were at least partially motivated by Conaway's criticism of his supervisor's
actions and his speech concerning what he perceived as definite problems in the
Building Inspection Division. Based on this evidence, when viewed in a light
most favorable to the plaintiff and considering the credibility factor involved,
46
It appears the news media followed Conaway to Mendez's home and took
pictures of him working on an appliance. Later, the news reporters approached
Conaway for a statement on the subject. Conaway also spoke with James
Medin, the City Administrator about the matter. The charges prompted an
investigation which resulted in suspension and demotion of the Chief Building
Inspector, Robert Wiggins, a thirty-day suspension of the Supervisor of the
Building Inspection Division, John Mendez, and Conaway alleges, resulted in
his own suspension
Defendants have never alleged that Fisher was available on this particular
afternoon
Conaway also claims his termination was motivated by his refusal to "play
ball" within the Building Inspection Division by accepting money in exchange
for favorable inspection reports. Plaintiff alleges that on his last day of work
before he was terminated, Smith entered his office and strongly suggested
Conaway should cease rejecting certain electrical jobs on community projects
in return for some tax-free money. Conaway claims he refused to participate in
such activity. Plaintiff fails to allege, however, that he communicated these
activities to anyone until after he was terminated. Absent any explicit
communication, we are unable to find the circumstances involve "speech"
under the First Amendment. This testimony may be relevant, however, in
determining defendants' motive in terminating Conaway
The first element, including both the public concern and balancing issues, raises
questions of law. Wren v. Spurlock, 798 F.2d at 1317; Connick v. Myers, 461
U.S. at 148 n. 7, 103 S.Ct. at 1690 n. 7. The second element of the plaintiff's
case, whether the state's action was motivated by the employee's conduct, raises
a question of fact for the jury. Wren v. Spurlock, 798 F.2d at 1317; see also,
Knapp v. Whitaker, 757 F.2d 827, 845 (7th Cir.), cert. denied, 474 U.S. 803,
106 S.Ct. 36, 8 L.Ed.2d 29 (1985)
The district court made reference to a statement Conaway made while out
drinking with Robert Wiggins. Conaway said he would "kick his [Wiggins]
butt." Depending on the context of his statement, its meaning could vary
widely. The only evidence presented pertaining to context is that the two men
were out drinking. We do not believe this statement, standing alone,
demonstrates that Conaway's motivation in speaking out was for purely
personal interest or vindictiveness. Cf. Fiorillo v. United States Dept. of Justice,
795 F.2d 1544, 1550 (Fed.Cir.1986) (speech held to be purely vindictive);
McMurphy v. City of Flushing, 802 F.2d 191 (6th Cir.1986) (revenge was
primary motivation for speaking out). Furthermore, the comment relates only to
the expressions concerning the special favors Conaway was requested to
perform by Wiggins and Mendez and does not pertain to any situation involving
Lyle Fisher
10