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Geometrical Optics
Author(s): Antoni Malet
Source: Journal of the History of Ideas, Vol. 58, No. 2 (Apr., 1997), pp. 265-287
Published by: University of Pennsylvania Press
Stable URL: http://www.jstor.org/stable/3653869
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Isaac
Barrow
on
the
of Nature:
Mathematization
the
Theological Voluntarism and
Rise
of Geometrical Optics
Antoni Malet
Introduction
Isaac Newton's Mathematical Principles of Natural Philosophy embodies a strong program of mathematization that departs both from the
mechanical philosophy of Cartesian inspiration and from Boyle's experimental philosophy. The roots of Newton's mathematizationof nature, this
paper aims to demonstrate, are to be found in Isaac Barrow's (1630-77)
philosophy of the mathematical sciences.
Barrow's attitude towards naturalphilosophy evolved from his earnest
interest in medicine of around 1650, when a young Cambridge graduate,to
natural philosophy (apparently under Henry More's influence); from his
thesis on the insufficiency of the Cartesian hypothesis to geometrical
optics and the strong programof mathematizationof naturalphilosophy of
the middle 1660s; from Lucasian professor of Mathematics to Chaplain of
his Majesty and eminent Restoration divine. Contemporary accounts of
Barrow's life suggest that he grew ever more skeptical about the worth of
naturalphilosophy and mathematics.' In his last years he became a prolific
Financial support from the Spanish Ministerio de Educaci6n (Research Project
PS89-0060), and travel grants from it and from the Catalan CIRIT are gratefully
acknowledged. My research on this paper benefited from a two-month visit in the
summer of 1991 to the History of Science Research Institute of the Deutsches Museum,
Munich. Many thanks are due to E. Sageng, D. Quesada, X. Roque, and A. Dou for their
comments on a first draft of this paper, and especially to Professor Charles C. Gillispie
and John Henry.
' See the "Life" which prefaces The Worksof Isaac Barrow (4 vols.; London, 168387), and A. Hill, "Some Account of the Life of Dr. Isaac Barrow," in The Theological
265
Copyright1997by Journalof the Historyof Ideas,Inc.
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Antoni Malet
author of sermons and theological works. Published shortly after his death
by John Tillotson (1630-94), later archbishop of Canterbury,they occupy
over two thousand folio pages. Overloaded with involved philosophical
arguments, Barrow's sermons were apparently not very popular, but they
were highly regarded by scholars and the Anglican hierarchy.2It is on
certain of his sermons, as well as on the philosophical discussions contained in the Mathematical Lectures that our account of Barrow's philosophy of the mathematical sciences will rest.3Barrow's understandingof the
mathematical sciences will allow us to discuss together three issues often
analyzed independently: the theological background to English natural
philosophy, the changing notion of mixed mathematical sciences during
the seventeenth century, and finally the philosophical foundations of
modern geometrical optics.
It has long been recognized that significant relationships exist between
theological voluntarism or intellectualism and views on natural philosophy. In particular Robert Boyle's theological voluntarism is seen as
grounding his experimentalist approach to natural philosophy. It is not
quite so clear, however, how well theological voluntarism may relate to a
strong programof mathematization such as the one embodied in Newton's
Principia Mathematica. In fact it has been suggested that the relationship
is a negative one. This is derived from the necessary character of mathematical laws, which would put unwanted restrictions on God's absolute
dominion over nature, and also from the notion that theological intellectualism is conducive to a deductive, a priori science-the paradigmof which
is of course geometry. However, Barrow's theological voluntarism lead
him to heighten the role of mathematics within naturalphilosophy.
During the seventeenth century the so-called mixed or subalternate
mathematical sciences changed profoundly. In the Enlightenment mixed
mathematics-meaning above all rational mechanics-became one of the
most prestigious and influential disciplines. The mixed mathematics of the
Enlightenment, however, was markedly different from the Aristotelian
Works of Isaac Barrow, ed. A. Napier (9 vols.; Cambridge, 1859), 1, xxxvii-liv. For
recent biographical studies, see M. Feingold and J. Gascoine in Before Newton: The life
and times of Isaac Barrow, ed. M. Feingold (Cambridge, 1990).
2 J.
Gascoigne, "Isaac Barrow's academic milieu: Interregnum and Restoration
Cambridge," in Before Newton, 279-81.
3 Barrow's three main scientific
works, written between 1664 and 1669, are Mathematical Lectures (1683), Optical Lectures (1669), and Geometrical Lectures (1670);
quotations are from The Mathematical Works of Isaac Barrow, ed. W. Whewell (Cambridge, 1860). Unless otherwise stated, English quotations from Mathematical Lectures
will come from John Kirkby's translation, The Usefulness of Mathematical Learning
explained and demonstrated (London, 1734), and Optical Lectures from Isaac Barrow's
Optical Lectures, eds. A. G. Bennett, D. F. Edgar, tr. H. C. Fay (London, 1987).
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Isaac Barrow
267
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Antoni Malet
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Isaac Barrow
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drew in his rays, and hid his face, and even at noon-day suffered an
eclipse, without any moon to intercept his light.... A defect of light
then cannot be concluded from the interposition of an opaque
body, nor this from that.8
Since we cannot know how God takes care of the world, true explanations of the real mechanisms behind the works of nature are impossible:
Because therefore the efficacy of agents may be stopped, or
changed, and every effect may proceed from various causes, there
can be no demonstration from an efficient cause, or from an effect.
Barrow allows that regularities in naturemay suggest that efficient second
causes do actually work. Yet regularities do not imply real causal connec7
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Antoni Malet
tions.9 God's direct influence on physical effects also ensures the "constancy" of nature. When propositions are confirmed by a few repeated
experiments, they can be taken to be universally true, and not suspect that
Nature is inconstant, and the great Author of the Universe unlike himself.'0
Barrow's God pervades so intimately the world that his action upon it
is Barrow's illustration for the union of human soul and body-a metaphor
Newton used as well:
As He, in a manner beyond our conception ... doth coexist with,
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Isaac Barrow
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God's way of acting upon matter, which is utterly passive and acted upon
by God in inscrutable ways. He acts "by mere will and command"-a key
notion as well in Newton's De gravitatione. "He incomprehensibly by a
word of his mind, or by a mere act of will doth move the whole frame or
any part of nature."'5 God therefore performs miracles with the same
actions that He takes care of the world:
without any preparatory dispositions induced into the suscipient
matter, in the same manner by mere willing, saying, or commanding.... God uses no other means, instruments or applications in
these productions, than his bare word or command.'6
Barrow's miracles do not imply breaking any material, causal connection
in nature. This notion, which played a key role in the Leibniz-Clarke
correspondence, coincides with Newton's views on miracles.'7
The actions, works, and aims of Barrow's God are hopelessly beyond
our grasp. His power, which "is incomprehensibly great, and exceedeth all
definite limits,"'8 cannot be measured by the limited compass of our
experience:
[T]here may be for all that we ... can by any means know, agents of
another sort, and powers in manner of efficacy much differing
from all those which come within the narrow compass of our
observation. Especially to imagine, that the supreme Being ...
cannot himself act otherwise than we see those inferiour things ...
do act, is grosly vain and unreasonable: It is impossible (says S.
Chrysostome well) for man's nature by curious inquiry to penetrate the workmanship of God.... In fine, nothing is more reasonable than to confess, that our reason can no-wise reach the extent
of all powers, and all possibilities; and that we much ... do trans-
15"The
Being of God Proved from the Frame of Human Nature," ibid., II, 105.
Heaven and Earth," ibid., II, 178-79. Barrow insists on this notion on
page 184. Compare with Newton, Unpublished Scientific Papers, 138-41. For instance:
"it must be agreed that God, by the sole action of thinking and willing, can prevent a
body from penetrating any space defined by Certain limits" (ibid., 139).
17 See E. B. Davis's "Newton's
Rejection of the 'Newtonian World View,'" 11416. From a manuscript of Newton's kept at the Lehigh University library, Davis quotes
the following fragment: "For Miracles are so called not because they are the works of
God but because they happen seldom and for that reason create wonder...." See also, Sir
Isaac Newton Theological Manuscripts, ed. H. McLachlan (Liverpool, 1950), 17-18;
and H. Guerlac and M. C. Jacob, "Bentley, Newton, and Providence (The Boyle
Lectures Once More)," JHI, 30 (1969), 307-18.
18"The Father Almighty," Works, II, 157.
16 "Maker of
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272
of avTOKivrLata or self-moving
'9 "Maker of Heaven and Earth," ibid., II, 175-76 (Barrow's emphasis).
"The Being of God Proved from the Frame of Human Nature," ibid., II, 103.
20
21
22
23
Ibid.
Ibid., 178.
Ibid.
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Isaac Barrow
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24
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274
Antoni Malet
27
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Isaac Barrow
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29
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Antoni Malet
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Isaac Barrow
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Barrow introduced remarkableinnovations in synthetical mixed mathematics by changing the nature of principles and definitions, and the
relationship between mathematicaltheory and observations. Barrow's first
principles need not be self-evidently true-they only must be free from
contradiction. He modified the key notion of "true"mathematical hypothesis or result, allowing it to embrace propositions that were not true when
applied to "this world." Without providing a formal definition, Barrow
loosely identified mathematical truth with lack of contradiction.
Barrow also discussed the issue of the "scientific" status of mathematics-"scientific" making reference here to Aristotle's scientia. This
had been the subject of a raging debate, which took place mainly in Italy
during the second half of the sixteenth century. Barrow appears to be
perfectly acquainted with it, thanks probably to his long stay in Italy in the
late 1650s. He categorically asserted the scientific characterof mathematical demonstration. Moreover, arguing that mathematics dealt with formal
causality, he suggested that this was the only kind of causality with a
legitimate place in naturalphilosophy. We shall see that Barrow's remarkable innovations dovetailed perfectly with his voluntaristic theology.
Barrow on Definitions and First Principles
Barrow criticized the view that definitions "affirm nothing" but
merely give names, and he wanted definitions to be propositions. For instance, says Barrow, "rational animal" is said to be the definition of
"man," and this is incorrect. The definition is, "man is a rational animal."
The last sentence, a proposition about man, enables us to deduce something else about man. Barrow identified as Aristotelian the view that
definitions are labels, but it had been recently held by Roberval and
Hobbes, among others.36Were definitions mere labels, says Barrow, they
could not be "principles of demonstration"-to be so, they should express
an essential property. In his words, a definition "is really a compleat proposition predicating, concerning the proposed subject, some property of
itself which is useful for deducing other properties."37Anachronistically
put, Barrow dismissed tautological definitions.
As for postulates, Barrow no longer required them to be obviously
true-only that they be free from contradiction, and "reasonable" or
36
On Hobbesand definition,see Mintz,Huntingof Leviathan,24-25; S. Shapin,S.
Schaffer, Leviathan and the Air-Pump (Princeton, 1985), 100-101. See Roberval,
"Avant-propossur les mathematiques,"
publishedin V. Cousin,"Robervalphilosophe,"
Fragmentsphilosophiquespour servir a 1'histoirede la philosophie (5 vols.; Paris,
1866), III, 229-58, especially 236.
37 Usefulnessof MathematicalLearning,120-21.
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Antoni Malet
39 Ibid., 110.
40
Ibid.
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Isaac Barrow
279
other which God can create. For God has given us the power of
creating almost innumerable imaginary worlds in our thoughts,
which himself, if he please, can cause to be real.4'
The obvious corollary is that theories need testing to ensure that they
apply to this world. Barrow's "many worlds" are explicitly attached to
theological voluntarism. Because God's creation of our world was the
result of a "wise free-choice" and not a necessary emanation, "He ... could
have framed [the world] otherwise, according to an infinite variety of
ways."42The words are close to Newton's remark about the plurality of
worlds, already present in his early 1670s manuscripts.43
The principle that God can do "whatever involves no contradiction,"
with profound theological implications, is easily found in contemporary
theological literature, and also in Newton's papers and Boyle's works.44
Often discussed in connection with the existence of different worlds, it has
a long history stretching back to classical antiquity and forward to the
Enlightenment. In his sermons Barrow used it in a crucial context, to
dispel philosophical arguments against God's creating matter out of nothing.
41
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inconsistent with the notion of being produced or with "novity of existence."45So there is no metaphysical argument against God's creation.
Redefining Mixed Mathematics
The changes Barrow introduced in the mathematical sciences substantially broaden their applicability. He reinforced this move by redefining
mixed mathematics as those sciences in which "consideration of quantity
intervenes." Stressing that in all sciences objects result from "mental
abstraction"(i.e., likewise mathematical objects), he opposed the old distinction-still alive in contemporary thinkers such as Herigone, Guldin,
and Biancani-between pure mathematics (purportedly dealing with
"things only perceptible to the understanding") and mixed mathematics
(dealing with "things sensible").
In reality every one of [the mathematical] Objects are at the same
time both intelligible and sensible in a different respect; intelligible as the Mind apprehends and contemplates their universal
Ideas, and sensible as they agree with several particular Subjects
occurring to the Sense.46
Since magnitudes appear everywhere, Barrow claims that geometry
will be required everywhere and the mathematical sciences will embrace
almost the whole of natural philosophy.47 Indeed, the mathematical sciences will be but the branches of physics: "there is no branch of natural
science that may not arrogate the [mathematical] title to itself; since there
is really none, from which the consideration of quantity is wholly excluded."48
Yea, because no local motion ... can be otherwise estimated in
itself, or compared with another motion, but from the spaces ... it
passes through, therefore most parts of physics ... are to be ac-
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Isaac Barrow
281
49 "E quibus autumo satis liquido constare (quod mihi propositum fuerat ostendere)
Mathematicam, habitam dictamque vulgo, ipsi Physicae quasi coextendi et adaequari";
cf. Mathematical Works, 44 (I have modified Kirkby's translation).
50
Usefulness of Mathematical Learning, 24.
51
52
Ibid., 27.
Ibid.
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isosceles triangle that its three angles are equal to two right ones, for this is
true of all triangles. But it is a characteristic propertyof a circle "thatevery
two right lines that can be drawn from the extremities of the diameter to
any point in its circumference will make a right angle"-for this agrees
with a circle, "and reciprocally every figure with which this affection
agrees will be a circle." Characteristic properties determine their object to
the point that "any of these [properties] may be rightly supposed or
assumed in defining the subject, since they are connected with such an
essential, close and reciprocal tie, that if any one be supposed, the rest
must necessarily follow."56
As McKirahan stressed, according to Aristotle the mathematical sciences "deal with forms-not of course Platonic forms, whose existence is
strongly denied in the Posterior Analytics ...-but form in the sense of
what remains when abstraction is made of the material substrate."57By
taking "forms" to be the characteristic properties of mathematical objects,
Barrow could claim to be just following Aristotle's views and could
identify mathematical demonstration with formal causality. Indeed Barrow took characteristic properties to be causes:
If any one such [proper] affection be taken ... for the definition of
56
Barrow, Usefulness of Mathematical Learning, 85. Anachronistically speaking, a
passio propria is a necessary and sufficient condition.
57 McKirahan, "Aristotle's Subordinate Sciences," 204.
58 Usefulness of Mathematical Learning, 86.
59Ibid., 88.
60
Ibid., 99.
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Antoni Malet
Barrow's Geometrical Optics
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285
Isaac Barrow
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Reprinted with permission from the Division of Rare and Manuscript Collections,
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286
Antoni Malet
objects from the eye, this hypothesis was widely discussed in the philosophical literature.65
The Gregorie-Barrow principle of image location describes mathematically where the object A should be perceived. Now A may be actually
perceived there, or it may not. What the principle says about images may
be true or false. Therefore it is a proposition rather than a definitionwhich agrees with Barrow's understanding of definitions. The theoretically derived location of the image, A', will change as A is removed to
another location, or the shape of the reflecting surface is changed, or the
eye gains a new situation, or the light is refracted instead of reflected. This
provides innumerable occasions to test the "definition" of images, and that
is what we find in Barrow's Optical Lectures. He highlighted results that
explained observational facts, particularlythose concerned with the working of lenses and telescopes, but it was one of Barrow's main concerns to
show that the geometrical image agrees with the observed image.66 He
allowed that some evidence did not supporthis mathematical characterization of images, but dismissed it as being inconsiderable vis-a-vis the
evidence supporting it.67
George Berkeley's 1709 New Theory of Vision, its most recent commentator emphasizes, was meant to counter "the geometric theory" of
vision and its naive solution to the problem of distance perception.68
Indeed, prior to the publication of Berkeley's sharp criticism geometrical
optics flourished in Britain-all major British optical writers, including
James Gregorie, David Gregory, William Molyneux, and the great optical
compilers of the early eighteenth century contributed to it, not to mention
65
See L. S. Joy, Gassendi the Atomist (Cambridge, 1987), 123-24; O. R. Bloch, La
philosophie de Gassendi (La Haye, 1971), 15ff. J. Locke, Essay Concerning Human
Understanding (2 vols.; Oxford, 1894), I, 219-25. R. Boyle, A Discourse of Things
above Reason, in Works (London, 1772), IV, 406-69, p. 414. R. Descartes, La
Dioptrique, in C. Adam, P. Tannery (eds.), Oeuvres de Descartes (12 vols.; Paris, 18971910), VI, 144. On Roberval and Huygens, see below.
66 See, for instance, Mathematical Works, 118, where he corrects Galileo, and 101,
where he explains a phenomenon "of substantial advantage in the making of telescopes." For instances of observations and experiments adduced as corroboration of his
theory, see Mathematical Works, Lecture IV, ?21, 53; V, ?20, 61; V, ?22, 63-64; VI,
?19, 69; VII, ?21, 76; X, ?26, 93-94; XV, appendix, 133-36; XVI, ?14, 140-41.
Barrow's handling of observations and experiments ranges from the trivial to the
sophisticated. I have analyzed in full and technical detail this facet of Barrow's optics in
"Studies on James Gregorie (1638-1675)," 158-62, to appear in "The SeventeenthCentury Mathematization of Optical Images," forthcoming.
67 Mathematical Works, 152-53. See "Studies on James
Gregorie (1638-1675),"
162-63, to appear in "The Seventeenth-Century Mathematization of Optical Images,"
forthcoming.
68 M. Atherton,
Berkeley's Revolution in Vision (Ithaca, 1990), 77-86, and passim.
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Isaac Barrow
287
such seminal works as Barrow's Lectures and Newton's Cambridge optical lectures.
We cannot analyze here the factors-including inconclusive empirical
support-which during the first decades of the eighteenth century undermined the status of geometrical optics as it was originally conceived.
Suffice it to say that natural philosophers (mostly from the Continent)
opposing the Gregorie-Barrow principle eventually prevailed, and from
the middle of the eighteenth century it was no longer assumed that geometrical images truly described the images perceived through lenses and
telescopes. Thus geometrical optics lost the physical content it had had in
the seventeenth century, and Barrow's Optical Lectures has ever since
been considered primarily a mathematical work-a series of beautifully
difficult mathematical results produced for their own sake, independently
of the empirical knowledge they might contain. But this is an anachronistic reading of his work, because Barrow was deeply concerned in establishing the truth of his results on observations. He gave optics new
philosophical foundations-and everything suggests that theological convictions were crucial in shaping his approach to it.
The eventual failure of the seventeenth-century attempt to mathematize optical images makes it all the more interesting that Gregorie,
Barrow, and Newton, among others, committed themselves to geometrical
images and the science of optics that hinges on them. Against the background of theological voluntarism, geometrical optics was a promising
enterprise, attractive both because it embodied a new understanding of
what is a mathematical science and because it offered an alternative to the
search for mechanico-deterministic explanations. It was a philosophical
enterprise neatly answering to key theological and philosophical concerns
of Restoration England.
Universitat Pompeu Fabra, Barcelona.
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