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By Enzo Finocchiaro
1. Intro
In this paper well try to examine Chapters XXVII and XXVIII of Sir
Thomas Hobbess Leviathan", and visualize the concept that the
author had about the punitive issue, as a part of his state doctrine.
To do this , first were going to draw a brief outline of the historical
context of the time where Hobbes wrote, framing the moment when
was conceived one of the most significant works of the theoretical
position known as "Social Contract", the same one that in the next
two centuries would have much preaching and success.
2. Thomas Hobbes & Leviathan. England in the XVIIst Century.
Thomas Hobbes of Malmesbury was born on the 5 of april, in 1588, on
Westport village, near Malmesbury, Wiltshire county, southeast
England. He was premature, because his mother was very frightened,
like the rest of the villagers, in part duly to an imminent invasion of
the Spanish Armada (In fact , his father said that her mother had
twins: Thomas and fear) . Although little is known of his childhood and
even the name of his mother is unknown , it is known that his father,
also named Thomas , was the vicar of Charlton , ie , belonged to the
Church.
His uncle, Francis Hobbes, was a wealthy merchant who had no
family, which in turn had to take care of Thomas Jr., his older brother
Edmund and even their mother, because Thomas Sr. had to travel to
London, after a fight with a clergyman outside his own church.
Thomas Jr. went to school in Westport for four years and enrolled then
in the Malmesbury School first and then in a private school, ran by
Robert Latimer, a graduate of the University of Oxford. Famous as a
good student, in 1603 he was sent to Magdalen Hall, a school which
had the patronage of Hertford College, one of the schools that made
the University of Oxford. The head of the Magdalen , John Wilkinson
was a Puritan who had wide influence on Hobbes.
At school, Hobbes built his own curriculum of studies, little attracted
by the scholastic doctrine, completing a BA in 1608. However, he was
recommended by his teacher at Magdalen, Sir James Hussey, to be
the guardian of William, son under William Cavendish, second Earl of
Devonshire and a well-known English politician of the Middle Ages.
That relationship went throughout their lives.
moment, since by this time reached its finally what is known as "Short
Parliament". Despite the non-publication of their work, we can see in
the English political environment heavily influenced by the ideas of
Hobbes in this work, although he would reverse many of them in the
Leviathan, probably by his philosophical clashes with patriarchal
thinking of Sir Robert Filmer, between 1640 and 1651. By that time,
Hobbes was part of what is known in England as the "Engagement
Controversy," a debate that occurred on English soil between 1649
and 1652, after the execution of King Charles I, on whether to accept
- or not - the "new Regime" that is, the right of the British to regulate
their own government, or whether to accept a new monarch. This
lasted until 1660, when Charles II was crowned, son of the executed,
in what is known as the beginning of the Restoration.
Hobbes developed his philosophical task in a very turbulent time,
which was beginning to be questioned harshly absolute monarchy, in
an increasing gravitation of Parliament. When Hobbes returned to
England, Charles I ruled, and for 1642 the first English Civil War
breaks out, counting both sides, the parliamentarians ("roundheads")
and realistic ("cavaliers"), setting the entire conflict over how rule the
kingdom. In this conflict, and in the second Civil War (1648-1649),
supporters of Charles I against the supporters of the Long Parliament
were facing. This second war ended with the execution of the King.
Despite the death of the monarch, there was a third war, between
1649 and 1651, where supporters of the son of Charles I, natural
successor to his father, against supporters of the Rump Parliament
met, succeeding the latter in the battle of Worcester and should exile
the young successor.
In the decade between 1649 and 1660, England went through several
forms of republican government, called "Commonwealth". The most
renowned political figure of this period was Oliver Cromwell, Lord
Protector of the Kingdom between 1653 and 1658, considered the
mastermind of the execution of Charles I, was succeeded on his death
by his son Richard. Cromwell is even today one of the most renowned
and controversial English history, considered by some as a traitor, for
others a brilliant military strategist and diplomat figures and others
simply a political opportunist.
When was the Long Parliament in 1640, Hobbes, whose ideas
extensively circulated among the detractors of parliamentarism, was
considered in danger and went to Paris and did not return to England
until 1651, earning him the nickname "monarchical" . In France, we
had a monarchy, he resumed his discussions with Mersenne and
result of this published a critique of "Meditations on First Philosophy"
Descartes, containing some of the ideas that later mature into the
Leviathan, generating a rich philosophical opposition to French. At
that time it was of some renown in courtly philosophical circles, to the
point that with Descartes, Gilles de Roberval, among others, was
between Natural Law and Civil Law, states that ignorance of natural
law does not excuse anyone and that ignorance of the civil law - that
is our law in the formal sense - excuses sometimes. Meanwhile, the
ignorance of sovereign power does not excuse those who are
subjected to it, and that ignorance of it, when the law that provides is
sanctioned and duly published, not exempt anyone, since they want
to voluntarily performed action, accepts all known consequences of it
being punishment manifest consequence of the violation of a law.
In this paragraph, we want to rescue the notion of punitivism of
Hobbes, in addition to account for the different error classes and its
excusability, in the dogmatic framework. For Hobbes, the punishment
is a necessary consequence derived from the notion of the state. So,
punitivity is tied to the notion of state, without which would be
unthinkable its existence.
b) Regarding the defect in reasoning, to which Hobbes called "error",
he argues that men violate the law in three ways: by holding false
principles (as calming injustice by force), to follow false teachers who
misinterprets natural law and making false inferences from true
principles.
Third, Hobbes refers to the passions that most frequently are the
cause of crime. First, lists to vainglory, ie, the senseless esteem of
self-worth. This means that men who develop this passion understand
that the punishments inflicted on the subjects has not to be imposed
with the same rigor. Within the pride, includes those who flaunt their
wealth and their ability to corrupt and buy public justice to those who
have powerful relatives and friends and those who believe in a false
wisdom, derived from office or position. Also notes that there is other
passions that motivate crime, as lust, ambition and greed. He argues
that of all the passions, the one that inclines the crime in a lesser
degree, is fear.
About fear, Hobbes argues that a common fear does not justify the
action that produces, but only the fear of a bodily harm, which he
calls "physical fear" and which one does not know how to get rid of it
but by that harming action. So, from fear as a motive for the crime,
he turns to physical fear as a causa of justification.
Interestingly, a phrase that Hobbes inserted here: "when powerful
men break the laws of your country, they consider the weak and
unsuccessful people in their businesses as the only criminals". As we
see, like for modern critical criminology, for our english thinker the
only only crime is the one committed by members of lower states,
with high media exposure and vulnerability, making invisible any
other type of crime, the comparatively speaking, generates the same
or a higher supra-individual damage, in addition to be aware that the
powerful one have greater decision-making power, the greater
availability of resources and opportunities to act alternately to crime.
Follow his system, Hobbes argues that not all crimes are equal. Then,
he refers that there are defenses, under which what appears to be a
crime, proof not to be it at all, and extenuating, under which an
offense that seemed to be great, is minimized.
Regarding the defenses, he refers that what fully excuse a fact and
eliminates the nature of the crime of it, can not be anything other that
what at the the same time removes the obligation established by law.
Starting his route through the defenses, Hobbes believes that the lack
of means to know the Law fully exempts the crime. This is what is now
known as excusable error of law (although at present it is not
excusable!). The thinker believes that the law which one has no way
to learn it, is not mandatory (think of the media for a law by the
common people, in the english seventeenth century).
Second, he estimates that when a man is held captive or enemy, if
this is not due to his fault, the legal obligation ceases, because he
must obey or die. This would be comparable to modern obedience or
a kind of necessity as a valid excuse against unjust penalty.
Third, states that if a man, by terror of imminent death, is forced to
perform an act against the law, is totally excused, as no law can
compel him to give up his own preservation. This is another variant of
state of necessity.
Fourth, states that when a man is deprived of food, in times of great
scarcity, and take by force food or steal what you can not get with
money or charity, is fully exempt.
Then Hobbes focuses on defenses against the author. He argues that
the contrary act, done with others authorization, relieve the autor
and states on the authorizer.
Subsequently, he indicates that the offense has degrees (of
seriousness), which are measured by various scales or parameters.
The first is the malignancy; the second, the possibility of contagion or
imitation; the third, the damage caused; and fourth, the conditions of
manner, time, place and number of people participating. As we see,
these are all modern standards for judicial sentencing, present in
most contemporary punitive orders.
Hobbes refers that the presuntion pf power is an aggravating. That is,
the same act committed against the law, if it comes from the
assumption of power, wealth and friendships, to resist the execution
of the law, it is a more serious crime that if it proceeds from the hope
of not being discovered or escape.