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Biotechnology Department, Dalian University of Technology, Linggong Road 2, Dalian 116024, PR China
b Applied Mathematics Department, Dalian University of Technology, Dalian 116024, PR China
Biochemical Engineering Division, GBF-German Research Center for Biotechnology, D-38106 Braunschweig, Germany
Received 31 May 2003; received in revised form 20 November 2003; accepted 9 December 2003
Abstract
In this study, the optimal conditions of batch and continuous glycerol fermentations by Klebsiella pneumoniae were investigated using
the volumetric productivity of 1,3-propanediol (1,3-PD) as an optimization target based on a mathematical model that considers the growth
kinetics of multiple inhibitions and the metabolic overflow of substrate consumption and product formation. For batch culture with a
given inoculation of 0.1 g biomass l1 , the optimal initial glycerol concentration was found to be 960 mmol l1 , which lead to the highest
volumetric productivity (52.6 mmol l1 h1 ) of 1,3-propanediol. For continuous fermentations, the optimal dilution rate and initial glycerol
concentration in feed were 0.29 h1 and 731 mmol l1 , respectively. The corresponding productivity was 114 mmol l1 h1 that was more
than twice the productivity of an optimal batch culture. A comparison between experimental and computational results of the concentration,
yield and productivity of 1,3-propanediol showed that most of the continuous fermentation data were lower than or approached to the
calculated values. Stability analysis of continuous cultivations indicated that two regions of multiple states occurred at relatively high
concentrations of initial glycerol in feed. One of them approached to the wash-out line. A two-stage continuous process was proposed,
in which the first stage was operated at the optimal conditions and the second one was used to consume the residual glycerol in the
first one. Model analysis showed that the dilution rate should be much higher in the second stage than in the first one. In terms of the
concentration, yield and productivity of 1,3-propanediol, a two-step bioprocess of two bioreactors in series appeared to be more favorable
for 1,3-propanediol production than a single bioreactor system with the same volume.
2004 Elsevier B.V. All rights reserved.
Keywords: 1,3-Propanediol; Glycerol; Bioconversion; Klebsiella pneumoniae; Process optimization; Two-stage bioprocess
1. Introduction
Because 1,3-propanediol (1,3-PD) possesses potential
applications on a large commercial scale, especially as a
monomer of polyesters, polyethers or polyurethanes, its microbial production has recently paid much attention [1]. It is
considered to be one of the bulk chemicals, which is likely
to be produced by bioprocesses on large scales [2]. Both
bioconversions of glucose and of glycerol to 1,3-PD by a
single microorganism are two main kinds of microbial production of 1,3-PD. The former utilizes a recombinant strain
combining both glycerol and 1,3-PD producing genes [3].
The latter can be naturally conducted by bacteria belonging
Corresponding author. Tel.: +86-411-4706369;
fax: +86-411-4706369.
E-mail address: zlxiu@mail.dlptt.ln.cn (Z.-L. Xiu).
1369-703X/$ see front matter 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.bej.2003.12.005
190
Nomenclature
ai (i = 14) coefficients of characteristic equation
aij
elements of Jacobian matrix
b1 , b2
parameters for determination of
yield of ethanol on glycerol
(mmol l1 h1 )
c1 , c2
parameters for determination of yield of
ethanol on glycerol (mmol l1 h1 )
CP
product concentration (mmol l1 )
CP
maximal product concentration
(mmol l1 )
CS , CS0
substrate concentration in reactor and
feed medium, respectively (mmol l1 )
CS
maximum residual substrate
concentration (mmol l1 )
D
dilution rate (h1 )
KS
Monod saturation constant (mmol l1 )
KS , KP
saturation constants for substrate and
product in kinetic equations with excess
terms (mmol l1 )
J
Jacobian stability matrix
ms , mP
maintenance term of substrate
consumption and product formation
under substrate-limited conditions
(mmol g1 h1 )
qs , qP
specific rates of substrate uptake and
product formation (mmol g1 h1 )
m
m
qS , qP
maximum increment of substrate
consumption rate and product formation
rate under substrate-sufficient conditions
(mmol g1 h1 )
Q
volumetric productivity of 1,3-propanediol
(mmol l1 h1 )
t
time (h)
X
biomass concentration (g l1 )
m
m
YS , YP
maximum growth yield (g mmol1 ) and
product yield (mmol g1 )
Y
yield of 1,3-propanediol on glycerol
(mol mol1 )
Greek letters
eigenvalues
, m
specific and maximum specific
growth rate (h1 )
Subscripts
EtOH
HAc
PD
s
S
t
X
ethanol
acetic acid
1,3-propanediol
single bioreactor system
glycerol
total bioprocess of a two-stage system
biomass
2. Kinetic models
K. pneumoniae DSM2026 was used. The medium composition, cultivation conditions, determination of biomass,
substrate and metabolites, and experimental data have been
previously reported [46,10,12].
Mass balances of biomass, substrate and products in continuous microbial cultures are written as follows:
dX
= ( D)X
dt
(1)
dCS
= D(CS0 CS ) qS X
dt
(2)
dCPi
= qPi X DCPi
dt
(3)
where the specific growth rate of cells (), specific consumption rate of substrate (qS ) and specific formation rate
of product (qPi ) are expressed by Eqs. (4)(6), respectively,
on the basis of previous work [46].
CS
CS
CPD
1
1
KS + C S
CS
CPD
CHAc
CEtOH
1
1
CHAc
CEtOH
= m
qS = mS +
CS
+ qSm
m
YS
CS + KS
(4)
(5)
Ym
qm
Glycerol
Propanediol
Acetate
2.20
2.69
0.97
0.0082
67.69
33.07
28.58
26.59
5.74
11.43
15.50
85.71
m
m
qPi = mPi + YPi
+ qPi
CS
CS + KPi
(7)
dX1
= X1 (1 D1 )
dt
dCS1
dt
dCPD1
= D1 CPD1 + X1 qPD1
dt
dCHAc1
= D1 CHAc1 + X1 qHAc1
dt
dCEtOH1
= D1 CEtOH1 + X1 qEtOH1
dt
(9)
dX2 = X2 (2 D2 ) + D2 X1
dt
dC
S2
dt
dCPD2
dt
dCHAc2
dt
191
CS1
CS1
CPD1
1
1
1 = m
CS1 + KS
C
C
S
PD
CHAc1
CEtOH1
1
1
CHAc
CEtOH
CS2
CS2
CPD2
2 = m
1
1
CS2 + KS
C
C
S
PD
CHAc2
CEtOH2
1
1
CHAc
CEtOH
(10)
(11)
The specific consumption rate of glycerol and specific formation rates of 1,3-PD, acetate, ethanol in bioreactors I and
II can be described by equations similar to (5)(8) replacing
CS , with CS1 , 1 and CS2 , 2 , respectively. The parameters are the same as those in Eqs. (5)(8).
CS = CS0 ,
X = X0 ,
The Eqs. (1)(3) are resolved at a given initial biomass concentration (X0 ) and different initial glycerol concentration
(CS0 ). An optimal initial glycerol concentration can be determined at a maximum volumetric productivity of 1,3-PD.
The volumetric productivity of 1,3-PD, CPD /t, is chosen as
an objective function of optimization for batch culture at the
given initial biomass concentration.
For continuous cultures, a volumetric productivity of
1,3-PD (DCPD ) as an objective function of optimization is
obtained by letting left hands of Eqs. (1)(3) be zero and
resolving a steady-state solution at a given dilution rate (D)
and initial glycerol concentration in feed (CS0 ). The optimal
operation condition can be got at the maximum volumetric
productivity.
The Hurwitz criteria is used to analyze the stability of
a nonlinear system composed of Eqs. (1)(8) or equation
group (9), which is similar to the previous work [8,11]. The
stability of the second bioreactor depends on the first one
in a two-stage bioprocess. The Jacobian matrix of the first
bioreactor in Eq. (9) can be written as follows:
J =
a31 a32 a33 a34 a35
a41 a42 a43 a44 a45
a51 a52 a53 a54 a55
where aij (i = 1 5, j = 1 5) is the partial derivative of the former five equations in Eq. (9) versus
X1 , CS1 , CPD1 , CHAc1 , CEtOH1 , respectively.
192
of biomass (0.05 and 0.1 g l1 ) in batch cultures. A maximum productivity (52.6 mmol l1 h1 ) could be obtained
at CS0 = 960 mmol l1 and X0 = 0.1 g l1 . With the initial
biomass concentration decreases, the volumetric productivity also decreases, but the optimal initial glycerol concentration does not change significantly. For instance, an optimal
CS0 is determined to be 1000 mmol l1 at X0 = 0.05 g l1
and the maximum productivity of 45.1 mmol l1 h1 . The
experimental data of batch cultures [13] at an inoculation
amount of 0.1 g biomass l1 are less than the predicted upper limit of productivity of 1,3-PD, especially in the range
of optimum initial glycerol concentration. The experimental concentrations of biomass and 1,3-PD are also below
their theoretical limits (Fig. 3). The upper limit of 1,3-PD
concentration increases with initial glycerol concentration
increases. A comparison of computational results between
Figs. 2 and 3 shows that the optimal initial glycerol concentration for biomass (1180 mmol l1 ) is higher than that
for the productivity of 1,3-PD (960 mmol l1 ) at an inoculation of 0.1 g biomass l1 . However, no optimal X0 can be
The characteristic equation can get from the above Jacobian matrix:
5 + a 1 4 + a 2 3 + a 3 2 + a 4 + a 5 = 0
(12)
in which a1 , ..., a5 are determined by the steady-state solutions of Eqs. (1)(8) or (9). The roots of Eq. (12) are the
eigenvalues of the matrix J, which can be used to analyze
the stability of the corresponding steady-state solution.
60
X 0 =0.1 g/L
50
X 0 =0.05g/L
40
30
20
10
0
0
200
400
600
800
1000
1200
1400
1600
1800
193
Fig. 3. Comparison of biomass and 1,3-PD between experimental data and calculated results for batch cultures (circle points are the experimental
concentrations of 1,3-PD; up triangle points are the experimental biomass concentrations; curves represent the upper limits of biomass and 1,3-PD
concentrations).
CS(mmol/L)
X (g/L)
6
4
2
0
2000
1500
1000
500
0
CPD(mmol/L)
800
600
400
200
0
CEtOH(mmol/L) CHAc(mmol/L)
determined for batch culture because the volumetric productivity is a monotonously increasing function of X0 at a
constant initial glycerol concentration.
It needs to be mentioned that Eqs. (1)(8) are limited to
describe the exponential phase of a batch culture [12]. It
is also difficult to describe the long lag phase or stationary
phase of batch cultivation with such an unstructured kinetic
model. Therefore, the above optimal result is only a theoretical value for special cases, e.g. a batch culture with a short
or no lag phase and the maximum productivity obtained at
exponential phase.
B
D
C
E
F
H
G
J
160
120
80
40
0
300
225
150
75
0
0
300
600
194
on glycerol could be obtained for a special case of no formation of ethanol and hydrogen [15]. Under these conditions, the concentration of acetic acid is stoichiometrically
to be 0.31 times of 1,3-PD concentration. An optimal dilution rate of 0.3 h1 could be calculated from the cell growth
kinetics at a maximum volumetric productivity [10]. This
agrees well with the calculated results in this work. However, no optimal initial glycerol concentration was reported
in previous work.
Moreover, it is noted that most of the experimental volumetric productivities of 1,3-PD present lower values compared with the upper limits besides few cases (Fig. 6). The
same remark may be done considering experimental and theoretical concentrations of 1,3-PD (data not presented). Furthermore, the theoretical maximum concentration of 1,3-PD
decreases as dilution rate but increases as initial glycerol
concentration in feed, while the yield of 1,3-PD on glycerol declines as dilution rate increases but increases as initial
glycerol concentration increases, as shown in Fig. 7. This
fact should be attributed to additional generation of NADH2 ,
occurring under low dilution rates and glycerol-excess conditions [1]. Similarly, most of the experimental data are
below the theoretical limits except few data. Few are beyond the theoretical values even over the maximum yield,
0.72 mol mol1 [15], especially at dilution rates of more than
0.45 h1 . The reason might be a measurable deviation for
1,3-PD or glycerol. On the other hand, the maximum yield
of 1,3-PD was previously estimated to be less than that of
recent analysis, being 0.85 mol mol1 [16].
4.2. Two-stage fermentation
The concentrations of biomass, glycerol, 1,3-PD, acetate,
and ethanol in the first stage fermentor are 2.89 g l1 , 98.16,
400.07, 116.57, and 42.31 mmol l1 , respectively, at the
maximum volumetric productivity of 1,3-PD, i.e. at a dilution rate of 0.29 h1 and an initial glycerol concentration of
730.80 mmol l1 .
(A)
140
160
(B)
140
120
120
100
100
80
80
60
60
40
40
20
20
0
0
200
400
600
800
1000
1200
1400
0.0
0.1
0.2
0.3
0.4
0.5
Productivity (mmol/L.h)
160
0.6
-1
Dilution rate (h )
Fig. 6. Effects of the initial glycerol concentration in feed (A) and the dilution rate (B) on the volumetric productivity of 1,3-propanediol in continuous
cultures. The curves are the predicted optimum values and points represent the steady-state experimental results from [47,9,10].
195
1.0
0.9
1.0
(B)
(A)
0.9
0.8
0.8
0.7
0.7
0.6
0.6
0.5
0.5
0.4
0.4
0.3
0.3
0.0
0.1
0.2
0.3
0.4
0.5
0.6
300
600
900
1200
1500
-1
Dilution rate (h )
Fig. 7. Comparison of theoretical optimum yields of propanediol to glycerol (curves) with experimental results (points) at different dilution rates (A) and
initial glycerol concentrations in feed (B) in continuous cultures (dash line in A represents the maximum yield according to ref. [15]).
CS2 (mmol/L)
There is no doubt that the residual glycerol in bioreactor needs to be further converted for a complete use of
the substrate. Fig. 8 depicts the calculated residual glycerol concentration and 1,3-PD concentration in the second
bioreactor and the total volumetric productivity and molar yield of 1,3-PD on glycerol in a bioprocess with two
bioreactors in series at different dilution rates of the second bioreactor when the first bioreactor is operated at the
60
40
20
L1
L2
CPD2 (mmol/L)
450
400
350
300
Yt (mol/mol)
Qt (mmol/L.h)
120
80
40
0
0.6
0.5
0.4
0
-1
D2 (h )
Fig. 8. Model simulations of substrate and product concentrations in
the second bioreactor and total productivity and yield of a two-stage
fermentation.
196
Table 2
Computational results of two-stage fermentation at different dilution rates (operational conditions of the first bioreactor: D1 =0.29 h1 , CS0 = 730.80 mmol)
D2 (h1 )
X2 (g l1 )
CS2
(mmol l1 )
CPD2
(mmol l1 )
CHAc2
(mmol l1 )
CEtOH2
(mmol l1 )
Yt
(mol mol1 )
Qt
(mmol l1 h1 )
0.5
0.75
1.0
1.25
1.5
1.75
2.0
3.54
3.57
3.57
3.53
3.45
3.38
3.32
0.16
0.35
0.76
1.91
4.66
9.23
15.09
427.15
436.30
441.09
444.27
446.54
447.36
446.48
131.39
134.67
135.84
135.48
133.83
132.06
130.62
70.04
59.96
55.12
52.73
51.08
49.37
47.72
0.585
0.597
0.604
0.610
0.615
0.620
0.624
77.66
90.26
98.02
103.32
107.16
109.87
111.61
bacterial autolysis occurred in the second stage of the culture due to either microbial propagation under permanently
unfavorable conditions (increased contact time between the
cells and the metabolic products) or excretion of autolytic
enzymes [14]. It should be mentioned that the computational results of Fig. 8 and Table 2 do not agree with the
experimental observations, the key question, hence, that is
posed, is whether the cell growth kinetics of the second
stage culture is the same as the first stage. An experimental
study in this respect is needed.
In a two-stage fermentation, the theoretical biomass and
1,3-PD concentrations are higher in the second step than the
first. In contrast, the total yield and productivity of 1,3-PD
decrease in comparison with that of the first stage culture.
On the other hand, the total yield and productivity of 1,3-PD
of a two-stage culture are much higher than that of a single bioreactor with the same volume of double bioreactors
in two-step fermentation. Thus a two-stage fermentation is
theoretically favorable for 1,3-PD production.
5. Conclusion
The optimal conditions of batch and continuous anaerobic glycerol fermentations by K. pneumoniae are obtained
by using the volumetric productivity of 1,3-propanediol as
an optimization target. When an initial glycerol concentration was 960 mmol l1 , the highest volumetric productivity
of 1,3-PD of a batch culture could reach 52.6 mmol l1 h1
at a given inoculation of 0.1 g biomass l1 . The optimal
conditions of a continuous fermentation are a dilution rate
of 0.29 h1 and an initial glycerol concentration in feed
of 731 mmol l1 . The corresponding highest productivity
is 114 mmol l1 h1 , which is more than twice of a batch
culture. The experimental results agree very well with the
computational results in term of the concentration, yield
and productivity of 1,3-PD in continuous fermentations by
K. pneumoniae. The stability analysis of continuous cultivations indicates that two regions of multiple states occur at
relatively high concentrations of initial glycerol in the feed.
One of them approaches to the wash-out line. The theoretical
analysis of two-stage continuous processes shows that the
dilution rate of the second stage should be much higher than
the first one operated at the optimal conditions. A two-step
bioprocess is also favorable for 1,3-PD production in comparison with a single bioreactor system with the same volume of double bioreactors in series of a two-stage process.
Acknowledgements
This work was supported by the National Natural Science
Foundation of China (grant no. 20176005) and the tenth 5
years projects of Science and Technology Administration
of China (grant no. 2001BA708B01 04).
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