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Training Manual
Contents
Contents
1 LTE Architecture ................................................................................................................... 1-1
1.1 EPS Architecture ........................................................................................................................................... 1-2
1.1.1 User Equipment ................................................................................................................................... 1-2
1.1.2 Evolved Node B ................................................................................................................................... 1-4
1.1.3 Mobility Management Entity ............................................................................................................... 1-5
1.1.4 Serving Gateway .................................................................................................................................. 1-6
1.1.5 Packet Data Network - Gateway .......................................................................................................... 1-7
1.2 E-UTRAN Architecture and Interfaces ......................................................................................................... 1-8
1.2.1 Uu Interface ......................................................................................................................................... 1-8
1.2.2 X2 Interface ......................................................................................................................................... 1-9
1.2.3 X2 Interface - X2 Application Protocol ............................................................................................... 1-9
1.2.4 X2 Interface - Stream Control Transmission Protocol ......................................................................... 1-9
1.2.5 X2 Interface - GPRS Tunneling Protocol - User ................................................................................ 1-10
1.2.6 S1 Interface ........................................................................................................................................ 1-10
1.2.7 S1 Interface - S1 Application Protocol ............................................................................................... 1-10
1.2.8 S1 Interface - SCTP and GTP-U ........................................................................................................ 1-11
1.3 UE States and Areas .................................................................................................................................... 1-11
1.3.1 RRC State Interaction ........................................................................................................................ 1-12
1.3.2 Interaction with CDMA2000 States ................................................................................................... 1-13
1.3.3 Tracking Areas ................................................................................................................................... 1-14
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Contents
iv
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Figures
Figures
Figure 1-1 LTE Reference Architecture ............................................................................................................. 1-2
Figure 1-2 User Equipment Functional Elements .............................................................................................. 1-3
Figure 1-3 Evolved Node B Functional Elements .............................................................................................. 1-4
Figure 1-4 MME Functional Elements ............................................................................................................... 1-6
Figure 1-5 S-GW Functional Elements .............................................................................................................. 1-7
Figure 1-6 PDN-GW Functional Elements......................................................................................................... 1-7
Figure 1-7 E-UTRAN Interfaces ........................................................................................................................ 1-8
Figure 1-8 Uu Interface Protocols ...................................................................................................................... 1-8
Figure 1-9 X2 Interface Protocols ...................................................................................................................... 1-9
Figure 1-10 S1 Interface Protocols ................................................................................................................... 1-10
Figure 1-11 RRC States .................................................................................................................................... 1-12
Figure 1-12 E-UTRA RRC State Interaction .................................................................................................... 1-13
Figure 1-13 Mobility Procedures between E-UTRA and CDMA2000 ............................................................ 1-13
Figure 1-14 Tracking Areas .............................................................................................................................. 1-14
Figure 2-1 Orthogonal Frequency Division Multiple Access ............................................................................. 2-2
Figure 2-2 Use of OFDM in LTE ....................................................................................................................... 2-2
Figure 2-3 FDM Carriers .................................................................................................................................... 2-3
Figure 2-4 OFDM Subcarriers............................................................................................................................ 2-3
Figure 2-5 Inverse Fast Fourier Transform......................................................................................................... 2-4
Figure 2-6 Fast Fourier Transform ..................................................................................................................... 2-4
Figure 2-7 OFDM Symbol Mapping .................................................................................................................. 2-5
Figure 2-8 OFDM PAPR (Peak to Average Power Ratio) .................................................................................. 2-6
Figure 2-9 Delay Spread..................................................................................................................................... 2-6
Figure 2-10 Inter Symbol Interference ............................................................................................................... 2-7
Figure 2-11 Cyclic Prefix ................................................................................................................................... 2-8
Figure 2-12 OFDMA in LTE .............................................................................................................................. 2-9
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Figures
Figure 2-13 Physical Resource Block and Resource Element .......................................................................... 2-10
Figure 2-14 SC-FDMA Subcarrier Mapping Concept ...................................................................................... 2-11
Figure 2-15 SC-FDMA Signal Generation ....................................................................................................... 2-12
Figure 2-16 SC-FDMA and the eNB ................................................................................................................ 2-12
Figure 2-17 Summary of LTE Transport Channel Processing .......................................................................... 2-13
Figure 2-18 Using the TBS Size ....................................................................................................................... 2-15
Figure 2-19 Modulation and Coding Scheme Options ..................................................................................... 2-16
Figure 2-20 LTE Channels ............................................................................................................................... 2-17
Figure 2-21 Location of Channels .................................................................................................................... 2-17
Figure 2-22 BCCH and PCCH Logical Channels ............................................................................................ 2-18
Figure 2-23 CCCH and DCCH Signaling ........................................................................................................ 2-18
Figure 2-24 Dedicated Traffic Channel ............................................................................................................ 2-18
Figure 2-25 LTE Release 8 Transport Channels ............................................................................................... 2-19
Figure 2-26 Radio Channel .............................................................................................................................. 2-20
Figure 2-27 Downlink Channel Mapping ......................................................................................................... 2-21
Figure 2-28 Uplink Channel Mapping.............................................................................................................. 2-22
Figure 2-29 PRB with Normal and Extended CP ............................................................................................. 2-25
Figure 2-30 Reference Signals for 2 Antenna ( Normal CP) ............................................................................ 2-25
Figure 2-31 Synchronization Signal Overhead................................................................................................. 2-26
Figure 2-32 PBCH Overhead ........................................................................................................................... 2-27
Figure 2-33 Control Region Overhead ............................................................................................................. 2-27
Figure 2-34 DRS Overhead .............................................................................................................................. 2-29
Figure 2-35 PUCCH Control Regions .............................................................................................................. 2-29
Figure 2-36 Example PRACH Configuration (Format 0) ................................................................................ 2-30
Figure 2-37 PUSCH Control Signaling ............................................................................................................ 2-32
Figure 2-38 SRS Overhead............................................................................................................................... 2-32
Figure 2-39 Uplink and Downlink Physical Overheads ................................................................................... 2-34
Figure 3-1 UDP Header Format ......................................................................................................................... 3-3
Figure 3-2 TCP Session Establishment .............................................................................................................. 3-4
Figure 3-3 TCP Header Format .......................................................................................................................... 3-4
Figure 3-4 RTP / RTCP Protocol Stack .............................................................................................................. 3-5
Figure 3-5 RTP Key Features ............................................................................................................................. 3-6
Figure 3-6 RTCP ................................................................................................................................................ 3-7
vi
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Figures
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Figures
viii
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Tables
Tables
Table 2-1 LTE Channel and FFT Sizes ............................................................................................................... 2-5
Table 2-2 Downlink PRB Parameters ............................................................................................................... 2-10
Table 2-3 Transport Channel Coding Options .................................................................................................. 2-14
Table 2-4 Control Information Coding Options................................................................................................ 2-14
Table 2-5 Modulation and TBS index table for PDSCH................................................................................... 2-14
Table 2-6 LTE Channel and FFT Sizes ............................................................................................................. 2-23
Table 2-7 LTE FDD Downlink Peak Rates (FDD using Normal CP)............................................................... 2-23
Table 2-8 LTE FDD Uplink Peak Rates (FDD using Normal CP) ................................................................... 2-24
Table 2-9 PUCCH Overhead ............................................................................................................................ 2-30
Table 2-10 PRACH Configuration Index ......................................................................................................... 2-31
Table 2-11 Downlink Physical Channel Overhead ........................................................................................... 2-33
Table 2-12 Uplink Physical Channel Overhead ................................................................................................ 2-33
Table 2-13 UE Categories ................................................................................................................................. 2-34
Table 3-1 ............................................................................................................................................................. 3-2
Table 3-2 Port Allocations .................................................................................................................................. 3-3
Table 4-1 Business Model Inputs........................................................................................................................ 4-3
Table 4-2 LTE Release 8 FDD Frequency Bands ............................................................................................... 4-7
Table 4-3 LTE Release 8TDD Frequency Bands ................................................................................................ 4-7
Table 5-1 LTE Downlink and Uplink Link Budget ............................................................................................ 5-3
Table 6-1 Example of Cost 231 Hata Cell Ranges.............................................................................................. 6-5
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ix
Tables
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Tables
xi
1 LTE Architecture
LTE Architecture
Objectives
On completion of this section the participants will be able to:
1.1 Describe the structure of the Evolved Packet System.
1.2 List the nodes and interfaces that make up the Evolved UTRAN.
1.3 Explain the LTE UE states and area concepts.
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1-1
1 LTE Architecture
Whilst UMTS is based upon WCDMA technology, the 3GPP developed new specifications
for the LTE air interface based upon OFDMA (Orthogonal Frequency Division Multiple
Access) in the downlink and SC-FDMA (Single Carrier - Frequency Division Multiple
Access) in the uplink. This new air interface is termed the E-UTRA (Evolved - Universal
Terrestrial Radio Access).
1-2
RR (Radio Resource) - this supports both the Control Plane and User Plane and in so
doing, is responsible for all low level protocols including RRC (Radio Resource
Control), PDCP (Packet Data Convergence Protocol), RLC (Radio Link Control), MAC
(Medium Access Control) and the PHY (Physical) Layer.
EMM (EPS Mobility Management) - is a Control Plane entity which manages the
mobility management states the UE can exist in; LTE Idle, LTE Active and LTE
Detached. Transactions within these states include procedures such as TAU (Tracking
Area Update) and handovers.
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1 LTE Architecture
ESM (EPS Session Management) - is a Control Plane activity which manages the
activation, modification and deactivation of EPS bearer contexts. These can either be
default EPS bearer contexts or dedicated EPS bearer contexts.
Registration
Tracking Area Update
Handover
Control
Plane
User
Plane
Bearer Activation
Bearer Modification
Bearer Deactivation
IP Adaptation
Function
Radio Resource
In terms of the Physical Layer, the capabilities of the UE may be defined in terms of the
frequencies and data rates supported. Devices may also be capable of supporting adaptive
modulation including QPSK (Quadrature Phase Shift Keying), 16QAM (16 Quadrature
Amplitude Modulation) and 64QAM (Quadrature Amplitude Modulation).
UE Identities
An LTE capable UE will be allocated / utilize a number of identities during operation within
the network. These include:
IMSI (International Mobile Subscriber Identity) - this complies with the standard 3GPP
format and is comprised of the MCC (Mobile Country Code), MNC (Mobile Network
Code) and the MSIN (Mobile Subscriber Identity Number). This uniquely identifies a
subscriber from within the family of 3GPP technologies - GSM, GPRS, UMTS etc.
IMEI (International Mobile Equipment Identity) - is used to uniquely identify the ME. It
can be further subdivided into a TAC (Type Approval Code), FAC (Final Assembly Code)
and SNR (Serial Number).
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1-3
1 LTE Architecture
MME as well as identifying the MME from within a MME pool. The S-TMSI is
comprised of the MMEC (MME Code) and the M-TMSI.
IP Address - the UE requires a routable IP address from the PDN (Packet Data Network)
from which it is receiving higher layer services. This may either be an IPv4 or IPv6
address.
RRM (Radio Resource Management) - this involves the allocation to the UE of the
physical resources on the uplink and downlink, access control and mobility control.
Data Compression - is performed in both the eNB and the UE in order to maximize the
amount of user data that can be transferred on the allocated resource. This process is
undertaken by PDCP.
Data Protection - is performed at the eNB and the UE in order to encrypt and integrity
protect RRC signaling and encrypt user data on the air interface.
Routing - this involves the forwarding of Control Plane signaling to the MME and User
Plane traffic to the S-GW (Serving - Gateway).
Packet Classification - this involves the marking of uplink packets based upon
subscription information or local service provider policy.
Security in LTE is not solely limited to encryption and integrity protection of information passing across
the air interface but instead, NAS encryption and integrity protection between the UE and MME also
takes place.
eNB Identities
In addition to the UE identities already discussed, there are a number of specific identities
associated with the eNB. These include:
1-4
TAI (Tracking Area Identity) - is a logical group of neighboring cells defined by the
service provider in which UEs in LTE Idle mode are able to move within, without
needing to update the network. As such, it is similar to a RAI (Routing Area Identity)
used in 2G and 3G packet switched networks.
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1 LTE Architecture
ECGI (E-UTRAN Cell Global Identifier) - is comprised of the MCC, MNC and ECI
(Evolved Cell Identity), the latter being coded by each service provider.
Femto Cells
In order to improve both network coverage and capacity, the 3GPP have developed a new type
of base station to operate within the home or small business environment. Termed the HeNB
(Home Evolved Node B), this network element forms part of the E-UTRAN and in so doing
supports the standard E-UTRAN interfaces. However, it must be stated that HeNBs do not
support the X2 interface.
The architecture may include a HeNB-GW (Home Evolved Node B - Gateway) which resides
between the HeNB in the E-UTRAN and the MME / S-GW in the EPC in order to scale and
support large numbers of base station deployments.
NAS Signaling and Security - this incorporates both EMM (EPS Mobility Management)
and ESM (EPS Session Management) and thus includes procedures such as Tracking
Area Updates and EPS Bearer Management. The MME is also responsible for NAS
security.
S-GW and PDN-GW Selection - upon receipt of a request from the UE to allocate a
bearer resource, the MME will select the most appropriate S-GW and PDN-GW. This
selection criterion is based on the location of the UE in addition to current load
conditions within the network.
Tracking Area List Management and Paging - whilst in the LTE Idle state, the UE is
tracked by the MME to the granularity of a Tracking Area. Whilst UEs remain within the
Tracking Areas provided to them in the form of a Tracking Area List, there is no
requirement for them to notify the MME. The MME is also responsible for initiating the
paging procedure.
Inter MME Mobility - if a handover involves changing the point of attachment within the
EPC, it may be necessary to involve an inter MME handover. In this situation, the
serving MME will select a target MME with which to conduct this process.
Authentication - this involves interworking with the subscribers HSS (Home Subscriber
Server) in order to obtain AAA (Access Authorization and Accounting) information with
which to authenticate the subscriber. Like that of other 3GPP systems, authentication is
based on AKA (Authentication and Key Agreement).
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1 LTE Architecture
1-6
Mobility Anchor - for inter eNB handovers, the S-GW acts as an anchor point for the
User Plane. Furthermore, it also acts as an anchor for inter 3GPP handovers to legacy
networks - GPRS and UMTS.
Downlink Packet Buffering - when traffic arrives for a UE at the S-GW, it may need to
be buffered in order to allow time for the MME to page the UE and for it to enter the
LTE Active state.
Packet Routing and Forwarding - traffic must be routed to the correct eNB on the
downlink and the specified PDN-GW on the uplink.
GTP/PMIP Support - if PMIP (Proxy Mobile IP) is used on the S5/S8 Interfaces, the
S-GW must support MAG (Mobile Access Gateway) functionality. Furthermore, support
for GTP/PMIP chaining may also be required.
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1 LTE Architecture
Packet Filtering - this incorporates the deep packet inspection of IP datagrams arriving
from the PDN in order to determine which TFT (Traffic Flow Template) they are to be
associated with.
Transport Level Packet Marking - this involves the marking of uplink and downlink
packets with the appropriate tag e.g. DSCP (Differentiated Services Code Point) based
on the QCI (QoS Class Identifier) of the associated EPS bearer.
Accounting - through interaction with a PCRF (Policy Rules and Charging Function), the
PDN-GW will monitor traffic volumes and types.
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1-7
1 LTE Architecture
1.2.1 Uu Interface
The Uu Interface supports both a Control Plane and a User plane and spans the link between
the UE and the eNB / HeNB. The principle Control Plane protocol is RRC in the Access
Stratum and EMM (EPS Mobility Management)/ ESM (EPS Session Management) in the
Non Access Stratum. In contrast, the User Plane is designed to carry IP datagrams. However,
both Control and User Planes utilize the services of the lower layers, namely PDCP (Packet
Data Convergence Protocol), RLC (Radio Link Control) and MAC (Medium Access Control),
as well as the PHY (Physical Layer).
Figure 1-8 Uu Interface Protocols
1-8
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1 LTE Architecture
1.2.2 X2 Interface
As previously mentioned, the X2 interface interconnects two eNBs and in so doing supports
both a Control Plane and User Plane. The principle Control Plane protocol is X2AP (X2
Application Protocol). This resides on SCTP (Stream Control Transmission Protocol) whereas
the User Plane IP is transferred using the services of GTP-U (GPRS Tunneling Protocol User) and UDP (User Datagram Protocol).
Figure 1-9 illustrates the X2 User Plane and Control Plane protocols.
Figure 1-9 X2 Interface Protocols
Mobility Management - this enables the serving eNB to move the responsibility of a
specified UE to a target eNB. This includes Forwarding the User Plane, Status Transfer
and UE Context Release functions.
Load Management - this function enables eNBs to communicate with each other in order
to report resource status, overload indications and current traffic loading.
Error Reporting - this allows for the reporting of general error situations for which
specific error reporting mechanisms have not been defined.
Setting / Resetting X2 - this provides a means by which the X2 interface can be setup /
reset by exchanging the necessary information between the eNBs.
Configuration Update - this allows the updating of application level data which is needed
for two eNBs to interoperate over the X2 interface.
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1 LTE Architecture
Flow Control.
Improved Security.
SCTP is also found on the S1-MME Interface which links the eNB to the MME.
1.2.6 S1 Interface
The S1 interface can be subdivided into the S1-MME interface supporting Control Plane
signaling between the eNB and the MME and the S1-U Interface supporting User Plane traffic
between the eNB and the S-GW.
Figure 1-10 S1 Interface Protocols
S1-MME
S1-U
Control Plane
User Plane
S1AP
GTP-U
SCTP
UDP
IP
IP
Layer 2
Layer 2
Layer 1
Layer 1
1-10
E-RAB (E-UTRAN - Radio Access Bearer) Management - this incorporates the setting
up, modifying and releasing of the E-RABs by the MME.
Initial Context Transfer - this is used to establish an S1UE context in the eNB, setup the
default IP connectivity and transfer NAS related signaling.
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1 LTE Architecture
Paging.
NAS Signaling Transport - this is used for the transport of NAS related signaling over
the S1-MME Interface.
UE Context Modification and Release - this allows for the modification and release of
the established UE Context in the eNB and MME respectively.
Location Reporting - this enables the MME to be made aware of the UEs current
location within the network.
RRC Idle - this provides services to support DRX (Discontinuous Reception), broadcast
of SI (System Information) to enable access, cell reselection and paging information.
RRC Connected - in this state the UE has state information stored in the eNB and has an
RRC connection, i.e. SRB (Signaling Radio Bearer). The eNB can track the UE to the
cell level and RRC provides services to support cell measurements in order to facilitate
network controlled handovers.
Figure 1-11 illustrates the different LTE states, as well as some of the key functions performed
by RRC in these states.
In addition to having a GUTI (Globally Unique Temporary Identity) and S-TMSI (Serving Temporary Mobile Subscriber Identity), whilst in the RRC Connected mode, the UE is also
allocated an E-UTRAN identifier(s). The most common is the C-RNTI (Cell - Radio Network
Temporary Identity), however other forms of RNTI (Radio Network Temporary Identity) also
exist.
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1-11
1 LTE Architecture
PLMN Selection
Broadcast of System Information
Cell Selection
RRC Connection (SRB)
RRC Context in eNB
UE Known in a Cell
Send and/or Receive Data to/from UE
Network Controlled Mobility
Measurement Control
UE Monitors Scheduling Control Channel
UE Reports Channel Quality
UE can send Feedback Information
DRX can be Configured
LTE Detached
LTE Active
RRC Connected
LTE Idle
RRC Idle
1-12
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1 LTE Architecture
GSM Connected
Handover
Cell_DCH
Cell_FACH
GPRS Packet
Transfer Mode
Cell_PCH
URA_PCH
Connection
Establishment/
Release
Connection
Establishment/
Release
Connection
Establishment/
Release
UTRA_Idle
Handover
E-UTRA
RRC Connected
CCO, Reselection
Reselection
Reselection
E-UTRA
RRC Idle
Reselection
CCO, Reselection
GSM Idle/GPRS
Packet Idle
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1-13
1 LTE Architecture
1-14
Issue 01 (2010-06-01)
Objectives
On completion of this section the participants will be able to:
2.1 Explain the principles of OFDMA and SC-FDMA.
2.2 Explain the coding and modulation adaptation used in LTE.
2.3 List the LTE logical, transport and physical channels.
2.4 Explain how the LTE downlink and uplink data rates are achieved.
2.5 List the LTE UE category capabilities.
Issue 01 (2010-06-01)
2-1
SC-FDMA (Single Carrier - Frequency Division Multiple Access) used on the uplink.
OFDM
(OFDMA)
OFDM
(SC-FDMA)
The concept of OFDM is not new and is currently being used on various systems such as
Wi-Fi and WiMAX. In addition, it was even considered for UMTS back in 1998. One of the
main reasons why it was not chosen at the time was the handsets limited processing power
and poor battery capabilities.
LTE was able to choose OFDM based access due to the fact mobile handset processing
capabilities and battery performance have both improved. In addition, there is continual
pressure to produce more spectrally efficient systems.
2-2
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FDM systems are not that spectrally efficient (when compared to other systems) since
multiple subcarrier guard bands are required.
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2-3
The centre subcarrier, known as the DC (Direct Current) subcarrier, is not typically used in OFDM
system due to its lack of orthogonality.
Subcarrier
Modulation
Coded
Bits
Serial
to
Parallel
Inverse Fast
Fourier
Transform
IFFT
RF
Complex
Waveform
At the receiver side, this signal is passed to the FFT which analyses the complex/combined
waveform into the original streams. Figure 2-6 illustrates the FFT process.
Figure 2-6 Fast Fourier Transform
2-4
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FFT Size
Subcarrier
Bandwidth
1.4MHz
128
1.92MHz
3MHz
256
3.84MHz
5MHz
512
Sampling Rate
7.68MHz
15kHz
10MHz
1024
15.36MHz
15MHz
1536
23.04MHz
20MHz
2048
30.72MHz
The subcarrier spacing of 15kHz is also used in the calculation to identify the OFDM symbol duration.
LTE allocates resources in groups of 12 subcarriers. This is known as a PRB (Physical Resource Block).
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2-5
ISI (Inter Symbol Interference) is typically reduced with equalizers. However, for the
equalizer to be effective a known bit pattern or training sequence is required. However, this
reduces the system capacity, as well as impacts processing on a device. Instead, OFDM
systems employ a CP (Cyclic Prefix).
2-6
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1st Received
Signal
Delayed
Signal
Interference
Caused
Cyclic Prefix
A CP (Cyclic Prefix) is utilized in most OFDM systems to combat multipath delays. It
effectively provides a guard period for each OFDM symbol. Figure 2-11 illustrates the Cyclic
Prefix and its location in the OFDM Symbol. Notice that the Cyclic Prefix is effectively a
copy taken from the back of the original symbol which is then placed in front of the symbol to
make the OFDM symbol (Ts).
The size of the Cyclic Prefix relates to the maximum delay spread the system can tolerate. As
such, systems designed for macro coverage, i.e. large cells, should have a large CP. This does
however impact the system capacity since the number of symbols per second is reduced.
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2-7
Frequency
CP
CP
CP
CP
CP
CP
CP
CP
CP
CP
CP
CP
Cyclic Prefix
Time
T(g)
LTE has two defined Cyclic Prefix sizes, normal and extended. The extended Cyclic Prefix is designed
for larger cells.
2-8
Issue 01 (2010-06-01)
Frequency
Device is allocated one
or more PRB (Physical
Resource Blocks)
Channel
Bandwidth
E.g. 3MHz
OFDMA
PRB consists of 12
subcarriers for 0.5ms
Time
It is also worth noting that a device is typically allocated 1ms of time, i.e. a subframe, and not
an individual PRB.
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2-9
Subframe
Slot 9
NSCRB Subcarriers = 12
Slot 8
NRBDL
Resource
Element
NSymbDL
The different configurations for the downlink E-UTRA PRB are illustrated in Table 2-2.
Table 2-2 Downlink PRB Parameters
Configuration
Normal Cyclic Prefix
Extended Cyclic
Prefix
NSCRB
f = 15kHz
NSymbDL
7
12
f = 15kHz
f = 7.5kHz
6
24
The uplink PRB configuration is similar; however the 7.5kHz option is not available.
2-10
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The basic transmitter and receiver architecture is very similar (nearly identical) to OFDM, and
it offers the same degree of multipath protection. Importantly, because the underlying
waveform is essentially single carrier, the PAPR is lower. It is quite difficult to visually
represent SC-FDMA in the time and frequency domain. This section aims to illustrate the
concept. Figure 2-14 illustrates the basic structure of the SC-FDMA process.
Figure 2-14 SC-FDMA Subcarrier Mapping Concept
0
0
0
0
DFT
Symbols
Subcarrier
Mapping
IDFT
CP
Insertion
0
0
0
In Figure 2-14 the SC-FDMA signal generation process starts by creating a time domain
waveform of the data symbols to be transmitted. This is then converted into the frequency
domain, using a DFT (Discrete Fourier Transform). DFT length and sampling rate are chosen
so that the signal is fully represented, as well as being spaced 15kHz apart. Each bin
(subcarrier) will have its own fixed amplitude and phase for the duration of the SC-FDMA
symbol. Next the signal is shifted to the desired place in the channel bandwidth using the zero
insertion concept, i.e. subcarrier mapping. Finally, the signal is converted to a single carrier
waveform using an IDFT (Inverse Discrete Fourier Transform) and other functions. Finally a
cyclic prefix can be added. Note that additional functions such as S-P (Serial to Parallel) and
P-S (Parallel to Serial) converters are also required as part of a detailed functional description.
Figure 2-15 illustrates the concept of the DFT, such that a group of N symbols map to N
subcarriers. However depending on the combination of N symbols into the DFT the output
will vary. As such, the actual amplitude and phase of the N subcarriers is like a code word.
For example the first combination represents the first set of symbols. Since the second set of
symbols is different the amplitude and phase of the N subcarriers would then be different.
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2-11
N symbols sequence
produces N subcarriers
DFT Output
First N Symbols
DFT
Modulated and
Coded Symbols
Second N Symbols
DFT
The process at the eNB receiver takes the N subcarriers and reverses the process. This is
achieved using an IDFT (Inverse Discrete Fourier Transform) which effectively reproduces
the original N symbols.
Figure 2-16 illustrates the basic view of how the subcarriers received at the eNB are converted
back into the original signals.
Note that the SC-FDMA symbols have a constant amplitude and phase and like ODFMA, a
CP (Cyclic Prefix) is still required.
Figure 2-16 SC-FDMA and the eNB
2-12
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Channel Coding.
Rate Matching.
Transport Block
MAC Layer
PHY Layer
Rate Matching
The coding stages in Figure 2-17 are indicative of the LTE DL-SCH (Downlink Shared Channel) and the
PCH (Paging Channel). Other channels, such as the UL-SCH (Uplink Shared Channel), BCH (Broadcast
Channel) etc. are different but they can still utilize similar processes, e.g. they all have a channel
coding stage.
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Repetition Coding
2-13
Block Coding.
Turbo Coding.
The actual method used is linked to the type of LTE transport channel (Table 2-3) or the
control information type (Table 2-4).
Table 2-3 Transport Channel Coding Options
Transport Channel
Coding Method
Rate
Turbo Coding
1/3
1/3
DL-SCH
UL-SCH
PCH
MCH
BCH
Coding Method
Rate
DCI
1/3
CFI
Block Code
1/16
HI
Repetition Code
1/3
UCI
Block Code
Variable
1/3
2-14
MCS
Index
I MCS
Modulation
Order
Qm
TBS
Index
I TBS
MCS
Index
I MCS
Modulation
Order
Qm
TBS
Index
I TBS
16
15
17
15
18
16
19
17
Issue 01 (2010-06-01)
20
18
21
19
22
20
23
21
24
22
25
23
10
26
24
11
10
27
25
12
11
28
26
13
12
29
Reserved
14
13
30
15
14
31
The modulation order parameter indicates whether the scheduled transmission is QPSK (2
bits), 16QAM (4bits) or 64QAM (6bits). The UE is able to use this information, in
conjunction with the physical number of Resource Blocks, i.e. symbols, to receive all the bits.
Figure 2-18 illustrates an example of a scheduled message with associated parameters. As
previously mentioned the resource allocation, modulation order and precoding information
enables the UE to determine the number and location of the physical bits. The TBS (Transport
Block Set) parameter in the previous table enables the UE to identify the size of the transport
block(s) using a mixture of a table and equation. Since the coding is all predefined, the UE is
able to replicate the number of coded bits (pre puncturing) and therefore, using the RV
(Redundancy Version) parameter, identify which bits the eNB would have punctured/rate
matched. Using this it can now attempt to decoded the transport block and verify the CRC.
Issue 01 (2010-06-01)
2-15
Figure 2-19 illustrates an example of a transport block being coded and then scheduled using
different modulation techniques. In so doing, it illustrates the efficiencies of using HOM
(Higher Order Modulation) schemes.
Figure 2-19 Modulation and Coding Scheme Options
The main issue when using higher order modulation schemes is the increased SINR (Signal to
Interference plus Noise Ratio) required. The actual value required is based on link level
simulations and the resultant Look-Up Tables. For example, MCS Index 12 for 5 RB
(Resource Blocks) would typically require 5.6dB SINR. In contrast, MCS Index 23, for 2
RBs would typically require 15.06dB SINR.
It is also worth noting that different Look-Up Tables are typically generated for:
Different Channel Models, e.g. EPA (Extended Pedestrian A), EVA (Extended Vehicular
A) and ETU (Extended Typical Urban) models.
MCS Decision
The decision/choice of MCS is a trade-off between SINR and resource utilization, with the
SINR impacting on the coverage and power utilization.
2-16
Issue 01 (2010-06-01)
Logical
Channels
RLC
MAC
Transport
Channels
PHY
Physical
Channels
Radio
Channel
Logical channels are classified as either Control Logical Channels, which carry control data
such as RRC signaling, or Traffic Logical Channels which carry user plane data.
PCCH (Paging Control Channel) - This downlink channel is used by the eNB to send
paging information.
Issue 01 (2010-06-01)
2-17
System Information
Messages
BCCH
PCCH
Paging
Devices
CCCH (Common Control Channel) - This is used to establish a RRC (Radio Resource
Control) connection, also known as a SRB (Signaling Radio Bearer). The SRB is also
used for re-establishment procedures. SRB 0 maps to the CCCH.
DCCH (Dedicated Control Channel) - This provides a bidirectional channel for signaling.
Logically there are two DCCH activated:
SRB 1 - This is used for RRC messages, as well as RRC messages carrying high
priority NAS signaling.
SRB 2 - This is used for RRC carrying low priority NAS signaling. Prior to its
establishment low priority signaling is sent on SRB1.
2-18
Issue 01 (2010-06-01)
The DTCH is a bidirectional channel that can operate in either RLC AM or UM mode. This is
configured by RRC and is based on the QoS (Quality of Service) of the E-RAB (EPS Radio
Access Bearer).
BCH (Broadcast Channel) - This is a fixed format channel which occurs once per frame
and carries the MIB (Master Information Block). Note that the majority of System
Information messages are carries on the DL-SCH (Downlink - Shared Channel).
PCH (Paging Channel) - This channel is used to carry the PCCH, i.e. paging messages. It
also utilizes DRX (Discontinuous Reception) to improve UE battery life.
DL-SCH (Downlink - Shared Channel) - This is the main downlink channel for data and
signaling. It supports dynamic scheduling, as well as dynamic link adaptation. In
addition, it supports HARQ (Hybrid Automatic Repeat Request) operation to improve
performance. As previously mentioned it also facilitates the sending of System
Information messages.
RACH (Random Access Channel) - This channel carries limited information and is used
in conjunction with Physical Channels and preambles to provide contention resolution
procedures.
UL-SCH (Uplink Shared Channel) - Similar to the DL-SCH, this channel supports
dynamic scheduling (eNB controlled) and dynamic link adaptation by varying the
modulation and coding. In addition, it too supports HARQ (Hybrid Automatic Repeat
Request) operation to improve performance.
PCFICH (Physical Control Format Indicator Channel) - This is used to indicate the
number of OFDM symbols used for the PDCCH.
Issue 01 (2010-06-01)
2-19
PDCCH (Physical Downlink Control Channel) - This channel is used for resource
allocation.
PHICH (Physical Hybrid ARQ Indicator Channel) - This channel is part of the HARQ
process.
PDSCH (Physical Downlink Shared Channel) - This channel carries the DL-SCH.
PRACH (Physical Random Access Channel) - This channel carries the Random Access
Preamble. The location of the PRACH is defined by higher layer signaling, i.e. RRC
signaling.
PUCCH (Physical Uplink Control Channel) - This channel carries uplink control and
feedback. It can also carry scheduling requests to the eNB.
PUSCH (Physical Uplink Shared Channel) - This is the main uplink channel and is used
to carry the UL-SCH (Uplink Shared Channel) Transport Channel. It carries both
signaling and user data, in addition to uplink control. It is worth noting that the UE is not
allowed to transmit the PUCCH and PUSCH at the same time.
2-20
Issue 01 (2010-06-01)
ESM
EMM
IP
Integrity
ROHC
RRC
Ciphering Ciphering
Issue 01 (2010-06-01)
TM
TM
TM
UM/AM
UM/AM
Logical
Channels
BCCH
PCCH
CCCH
DCCH
DTCH
Transport
Channels
BCH
PCH
Physical
Channels
PBCH
PCFICH
DL-SCH
PHICH
PDCCH
PDSCH
2-21
ESM
EMM
IP
RRC
Integrity
ROHC
Ciphering
Ciphering
TM
UM/AM
UM/AM
Logical
Channels
CCCH
DCCH
DTCH
Transport
Channels
RACH
Physical
Channels
PRACH
UL-SCH
PUCCH
PUSCH
In order to facilitate the multiplexing from Logical Channels to Transport Channels, the MAC
Layer typically adds a LCID (Logical Channel Identifier).
Channel Bandwidth.
Scheduling Options.
MIMO/Diversity Configuration.
UE Capabilities.
In addition, depending on the location of the UE and the planning of the network other factors
such as the:
2-22
Issue 01 (2010-06-01)
FFT Size
1.4MHz
Subcarrier
Bandwidth
Sampling Rate
Number of
Resource
Blocks
128
1.92MHz
3MHz
256
3.84MHz
15
5MHz
512
7.68MHz
25
15kHz
10MHz
1024
15.36MHz
50
15MHz
1536
23.04MHz
75
20MHz
2048
30.72MHz
100
MIMO
QPSK
1.4MHz
3MHz
5MHz
10MHz
15MHz
20MHz
Single
0.85
2.21
3.71
7.46
11.21
14.96
16QAM
2x2
3.35
8.53
14.29
28.69
43.09
57.49
16QAM
2x2
5.02
12.79
21.43
43.03
64.63
86.23
16QAM 1
2x2
6.69
17.06
28.58
57.40
86.18
114.98
64QAM
2x2
5.02
12.79
21.43
43.03
64.63
86.23
64QAM
2x2
7.53
19.19
32.15
64.55
96.95
129.35
2x2
9.03
23.03
38.58
77.46
116.34
155.22
64QAM 1
2x2
10.04
25.59
42.87
86.07
129.27
172.47
64QAM 1
4x2
19.09
48.47
81.11
162.71
244.31
325.91
64QAM
Streams
10
The downlink peak figures assume that only 1OFDM symbol is allocated to the PDCCH.
Issue 01 (2010-06-01)
2-23
MIMO
Streams
1.4MHz
3MHz
5MHz
10MHz
15MHz
20MHz
QPSK
Single
0.72
2.02
3.46
7.06
10.66
14.26
16QAM
Single
1.44
4.03
6.91
14.11
21.31
28.51
16QAM
Single
2.16
6.05
10.37
21.17
31.97
42.77
Single
2.60
7.26
12.44
25.40
38.36
51.32
16QAM 1
Single
2.88
8.06
13.83
28.22
42.62
57.02
64QAM
Single
2.16
6.05
10.37
21.17
31.97
42.77
64QAM
Single
3.24
6.05
10.37
21.17
31.97
42.77
Single
3.88
7.26
12.44
25.40
38.36
51.32
Single
4.32
12.10
20.74
42.34
63.94
85.84
16QAM
64QAM
10
10
64QAM 1
The figures assume 1RB of PUCCH is allocated. In addition, support for 64QAM is optional.
It is also worth noting that the uplink also supports MU-MIMO (Multi-User MIMO) whereby
multiple UEs are able to be allocated the same RB, differentiated by the DRS. This effectively
doubles the peak uplink throughput at the eNB.
2-24
Issue 01 (2010-06-01)
NSCRB Subcarriers = 12
84 Symbols
NSCRB Subcarriers = 12
72 Symbols
7 Symbols
Normal CP
6 Symbols
Extended CP
Reference Signals
The PRBs in the downlink each carry RS (Reference Signals). The amount of Reference
Signals is dependent on the number of Tx Antennas:
Figure 2-30 illustrates an example of 2 TX Antenna Ports and the associated reference signals
over the subframe (1ms). In total 8 RSs are used per PRB. This is effectively 8/84 Resource
Elements which equates to 9.524% of the system bandwidth. This value is the same for
Normal and Extended CP options.
Figure 2-30 Reference Signals for 2 Antenna ( Normal CP)
Issue 01 (2010-06-01)
2-25
Synchronization Signals
LTE FDD and TDD systems both utilize PSS (Primary Synchronization Signal) and SSS
(Secondary Synchronization Signal). Figure 2-31 illustrates the location of the PSS and SSS
for both Normal CP and Extended CP. Each utilizes 72 subcarriers and is sent twice a frame.
The overhead for the PSS is 144 Resource Elements per frame. The SSS has the same amount
of overhead, i.e. 144 Res per frame.
The percentage of overhead is dependent on the system Bandwidth and CP size (i.e. 84RE or
72RE per PRB), for example for the PSS the overhead would be:
It is worth noting that the PSS and SSS are only transmitted on one antenna port at a time,
however the other antenna ports would not use the resource elements, i.e. the percentage
overhead remains the same.
Figure 2-31 Synchronization Signal Overhead
0 1 2 3 4 5
PSS (Primary
Synchronization
Sequence)
Bandwidth
0 1 2 3 4 5 6
62
Subcarriers
72
Subcarriers
Bandwidth
SSS (Secondary
Synchronization
Sequence)
Slots
1 2 3 4 5 6
7 8 9 10 11 12 13 14 15 16 17 18 19
Radio Frame
Repeated in
slots 0 and 10
PBCH
The PBCH occupies 72 subcarriers for 4 OFDM symbols, i.e. 288 Resource Elements per
frame. However, this value (288) also includes the Reference Signals in the PRB. In so doing,
the actual number of Resource Elements used is 288 less n, where n is dependent on the
number of transmit antenna:
2-26
Issue 01 (2010-06-01)
As a percentage overhead the PBCH is passed on the Bandwidth, CP size and Number of
Antenna. Examples include:
System
Bandwidth
PBCH
(288 REs)
10ms Frame
Control Region
The downlink control region is used to carry the PFICH, PHICH and PDCCH. Figure 2-33
illustrates the downlink control region. This can be 1, 2 or 3 OFDM symbols in duration and
can dynamically change every 1ms based on scheduling requirements. It is worth nothing that
the control region wraps around the existing Reference Signals.
Figure 2-33 Control Region Overhead
Issue 01 (2010-06-01)
2-27
4* OFDM symbols is only available when using a bandwidth of 1.4MHz. In this case the options are 2,
3 or 4 OFDM symbols.
The number of Resource Elements occupied by the control region in the Resource Block (i.e.
two PRBs) can be calculated as: 12 x (A-B). Where A is the number of OFDM symbols
assigned (1, 2, 3 or 4*) and B relates to the number of Resource Elements already reserved
for Reference Signals. The values of B when using a Normal CP include:
With these values the control region overhead can be calculated for different permutations:
Note for Extended CP options the figures are slightly different due to the Reference Signals
being located in different places.
5MHz, Normal CP and 4PRBs for PUCCH: ((25-4) x 12)/(25 x 84) = 276/2100 = 12%
10MHz, Normal CP and 8PRBs for PUCCH: ((50-8) x 12)/(50 x 84) = 552/4200 = 12%
Note that using an Extended CP the overhead is slightly greater for the same amount of
bandwidth and PUCCH Control Regions.
2-28
Issue 01 (2010-06-01)
12 Subcarriers
PUCCH Overhead
Depending on the cell configuration the PUCCH also forms part of the physical layer
overhead. Figure 2-35 illustrates the location of the control regions.
The number of control regions depends on higher layer configuration. Table 2-9 identifies the
typical PUCCH overhead assuming various values for different bandwidths.
Issue 01 (2010-06-01)
2-29
PUCCH PRB
used per Slot
PUCCH Overhead
1.4MHz
1/6 = 16.67%
3MHz
2/15 = 13.33%
5MHz
4/25= 16%
10MHz
8/50= 16%
15MHz
12
12/75= 16%
20MHz
16
16/100= 16%
PRACH Overhead
The PRACH is very flexible in terms of when and how many times it occurs in a frame. The
system also defines a number of PRACH Formats which last either 1, 2 or 3 subframes. To
facilitate the overhead calculation a concept of PRACH density is used. Figure 2-36 illustrates
a Format 0 PRACH. This occupies 6RB for a TTI (Time Transmission Interval) of 1ms.
Figure 2-36 Example PRACH Configuration (Format 0)
The parameter PRACH Configuration Index is the key to identifying the format used and its
occurrence. This is based on a table and can vary from 0 to 63. Table 2-10 illustrates the first
part of the table.
2-30
Issue 01 (2010-06-01)
Preamble
Format
System
Frame
Number
Subframe
Number
PRACH
Density
Even
0.5
Even
0.5
Even
0.5
Any
Any
63
Even
1.5
Based on the PRACH density and the channel bandwidth the percentage of overhead can be
calculated. For example if using PRACH Configuration Index = 3:
Issue 01 (2010-06-01)
2-31
The SRS overhead is slightly different from other overhead since as a feature it may be
deactivated.
2-32
Issue 01 (2010-06-01)
Bandwidth.
Number of TX Antenna.
Downlink Overhead
Table 2-11 illustrates an example of the total physical channel and signals overhead for a 2
TX configuration using a Normal CP and 3 OFDM symbols for the PDCCH.
Table 2-11 Downlink Physical Channel Overhead
Overhead
1.4MHz
3MHz
5MHz
10MHz
15MHz
20MHz
Reference Signals
9.524%
9.524%
9.524%
9.524%
9.524%
9.524%
2.857%
1.143%
0.686%
0.343%
0.229%
0.171%
PBCH
2.619%
1.048%
0.629%
0.314%
0.210%
0.157%
PDCCH
19.048%
19.048%
19.048%
19.048%
19.048%
19.048%
TOTAL Overhead
34.048%
30.762%
29.886%
29.229%
29.010%
28.900%
This does not include the CRC (Cyclic Redundancy Check) and FEC (Forward Error Correction)
effective coding rate which would be applied to the PDSCH.
Uplink Overhead
Table 2-12 illustrates an example of the total physical channel and signals overhead for a 1
TX configuration using a Normal CP. In addition, the PRACH Density is assumed to be 1 and
there is an average amount of PUSCH UCI overhead.
Table 2-12 Uplink Physical Channel Overhead
Overhead
1.4MHz
3MHz
5MHz
10MHz
15MHz
20MHz
DRSs
11.905%
12.381%
12.000%
12.000%
12.000%
12.000%
PUCCH
16.667%
13.334%
16.000%
16.000%
16.000%
16.000%
PRACH
10.000%
4.000%
2.400%
1.200%
0.800%
0.600%
PUSCH UCI
2.000%
2.000%
2.000%
2.000%
2.000%
2.000%
TOTAL Overhead
40.571%
31.714%
32.400%
31.200%
30.800%
30.600%
Issue 01 (2010-06-01)
2-33
2.5 UE Categories
In terms of the radio spectrum, the UE is able to support several scalable channels including;
1.4MHz, 3MHz, 5MHz, 10MHz, 15MHz and 20MHz whilst operating in FDD (Frequency
Division Duplex) and/or TDD (Time Division Duplex). Furthermore, the UE may also
support advanced antenna features such as MIMO (Multiple Input Multiple Output).
Table 2-13 UE Categories
2-34
UE Category
Maximum
Downlink
Data Rate
Number of
Downlink
Data Streams
Maximum
Uplink
Data Rate
Support for
Uplink
64QAM
10.3Mbit/s
5.2Mbit/s
No
51.0Mbit/s
25.5Mbit/s
No
102.0Mbit/s
51.0Mbit/s
No
150.8Mbit/s
51.0Mbit/s
No
302.8Mbit/s
75.4Mbit/s
Yes
Issue 01 (2010-06-01)
3 LTE Traffic
LTE Traffic
Objectives
On completion of this section the participants will be able to:
3.1 Explain the protocols that support the various LTE traffic types.
3.2 Explain the transport layer protocols used for LTE traffic types.
3.3 Explain the operation of TCP, UDP, HTTP and FTP Internet Protocols.
3.4 Explain the issues surrounding Voice over LTE.
Issue 01 (2010-06-01)
3-1
3 LTE Traffic
Type
Priority
Packet Delay
Budget
Packet Error
Rate
Service Example
GBR
100ms
10-2
Conversational Voice
GBR
150ms
10-3
Conversational Video
GBR
50ms
10-3
GBR
300ms
10-6
Non Conversational
Video
Non GBR
100ms
10-6
IMS Signaling
-6
Video (Buffered
Streaming)
Non GBR
300ms
10
Non GBR
100ms
10-3
Voice, Video,
Interactive Gaming
Non GBR
300ms
10-6
Non GBR
300ms
10-6
The QCI is a parameter associated with each EPS bearer which will determine the bearer level
packet forwarding treatment e.g. scheduling weights, admission thresholds, queue
management etc. The QCI value of an EPS bearer will be established during the Default or
Dedicated EPS bearer setup procedure.
3-2
Issue 01 (2010-06-01)
3 LTE Traffic
protocol, however its use will be typically confined to the E-UTRAN and EPC rather than
being utilized by the UE.
The most popular application protocols use well known ports (such as HTTP on port 80)
ranging from 0 to 1023. Other more user orientated protocols can use a registered port,
ranging from 1024 to 49,151. Finally dynamic ports can be assigned and these are
numbered from 49,152 to 65,535. This is shown in Table 3-2.
Table 3-2 Port Allocations
Port Description
Port Allocation
Well Known
0 - 1023
Registered
1024 - 49151
Dynamic
49152 - 65535
Source Port - this denotes the port at the source network node from which the payload
was generated.
Destination Port - this denotes the port at the destination network node to which the
payload must be sent.
Length - this specifies the length of the entire UDP datagram, including the UDP header
and payload.
Checksum - an optional 16bit checksum calculated over the entire UDP datagram.
Accordingly, with such a basic header structure, transmission overheads are low and any
processing at the transport layer is minimal.
Figure 3-1 UDP Header Format
Issue 01 (2010-06-01)
3-3
3 LTE Traffic
In terms of reliable delivery, TCP uses a sliding window technique to acknowledge received
data. In order to reduce signaling overhead, instead of every segment (TCP data unit) being
individually acknowledged, TCP applies a sequence number to each octet of data and
confirms the reception of contiguous blocks of sequence numbers. This sequence number can
be seen in each and every TCP header, as Figure 3-3 shows. The Acknowledgement number is
used to acknowledge received TCP segments and will refer to the sequence number that the
source is next expecting the destination to send.
Figure 3-3 TCP Header Format
16
32
Source Port
Destination Port
Sequence Number
Acknowledgement Number
Data
Offset
Reserved
Control
Bits
Checksum
Window
Urgent Pointer
Data (Payload)
To illustrate the sliding window mechanism: if two segments are comprised of 1000 octets
between them and the first octet has a sequence number of 200, for a transmitting endpoint to
know the two segments have been delivered, the receiving endpoint must send an
acknowledgement specifying that the next octet sequence number it expects is 1201 (the
previous acknowledgement number would have been 200). If that acknowledgement arrives,
the sliding window will slide to the next segments and drop the previous segments from its
retransmit buffer. If the acknowledgement fails to arrive and a timeout occurs, the two
segments must be retrieved from the retransmit buffer and retransmitted. In addition, the
sequence number also ensures in sequence delivery of data.
Other fields in the TCP header include the Window, which provides an indication to the
destination endpoint of the amount of data that the source endpoint is willing to receive. This
3-4
Issue 01 (2010-06-01)
3 LTE Traffic
is used to provide flow control, ensuring that endpoints do not transmit too much data and
overload the network.
Although TCP is widespread, long established and very capable, the protocol does have a
number of negative elements that should be noted:
Head of line blocking- this involves the dropping of data from the transmit buffer if too
many retransmissions are occurring.
Security - due to the ubiquity of TCP, there has been lots of focus on the potential
security flaws of the protocol. Well known TCP security flaws include SYN Flooding
and Man in the Middle attacks.
Lack of robustness - if a TCP session between two endpoints is lost, a whole new session
must be re-established using the 3-way handshake procedure.
Issue 01 (2010-06-01)
3-5
3 LTE Traffic
Each voice sample (typically in the region of 5, 10 or 20ms samples) will be encapsulated
with an RTP header before delivery to UDP, which is providing a connectionless delivery
service. RTP streams are demultiplexed using dynamic port allocations, which will be
negotiated during call set up. It should be noted that RTP is only designed to transport real
time media and as such, additional protocols are used to initially establish the RTP streams.
Examples of these include SIP (Session Initiation Protocol) and RTSP (Real Time Streaming
Protocol).
The RTP header contains fields which are designed to provide a number of features:
Sequential Delivery - the RTP header contains both a sequence number and a timestamp.
Either of these can be used to provide sequential delivery.
Jitter Correction - each RTP packet is given a timestamp in order for jitter to be corrected
on reception. This process would involve the use of a jitter buffer.
Payload Identification - RTP is capable of carrying a variety of real time traffic which
can be encoded in numerous ways. As such, the RTP header will specify the coding
format of the real time payload.
Security - with the use of SRTP (Secure RTP), each RTP packet can be transmitted with
integrity protection and encryption, if required.
3-6
Issue 01 (2010-06-01)
3 LTE Traffic
RTP Stream
RTCP Stream
Issue 01 (2010-06-01)
3-7
3 LTE Traffic
TCP/IP network. Moreover, FTP provides additional functionality which allows a user to
browse the file structure of a particular directory and even delete files.
Standardized by the IETF, FTP uses a Client / Server based model whereby the client will
establish a connection to an FTP server in order to send and receive files from that server.
TCP is used for reliable delivery, although it should be noted that in an FTP session, two TCP
connections will be established. These are illustrated in Figure 3-8:
Figure 3-8 TCP Connections Required for FTP
Control Connection - this will be established to allow the exchange of FTP control
commands and replies and is not used to send files.
Data Connection - this is established each time data is exchanged between the client and
server. Once the file exchange is complete, the data connection can be terminated.
FTP operation is achieved through the use of FTP commands sent between the client and the
server. Although there is a large number of commands, three groupings are defined which
encapsulate all of them:
Access Control Commands - this group contains the commands required for user login
and authentication, in addition to resource access commands and general session control.
An example would be the USER and PASS commands, which carry the username and
password respectively.
Transfer Parameter Commands - this group of commands define how data transfer
should occur, such as defining the data type of a file and whether passive or active data
connections should occur (the former is client initiated whereas the latter is server
initiated). An example would be the PORT command, which can be used by the client to
notify the server of the port allocation for a particular data connection.
FTP Service Commands - this group contains the commands required for file operations,
such as the actual sending and receiving of files, as well as deleting or renaming files. An
example would include the RETR (Retrieve) command, which allows the client to
request a file from the server.
Figure 1-6 outlines a typical FTP procedure, using what is termed a passive data connection.
This means that the data connection is initially established by the client. The initial
authentication procedure in FTP is very basic, with the username and passed word delivered
in plain text. However, subsequent security extensions to FTP have made authentication much
more secure.
3-8
Issue 01 (2010-06-01)
3 LTE Traffic
Issue 01 (2010-06-01)
3-9
3 LTE Traffic
ROHC States
A ROHC compressor is in one of 3 main states:
IR (Initialization and Refresh) - In this state the compressor has just been created or reset,
and full packet headers are sent.
FO (First-Order) - In this state, the compressor has detected and stored the static fields
on both sides of the connection. The compressor is also sending dynamic packet field
differences.
SO (Second-Order) - In this state the compressor is suppressing all dynamic fields such
as RTP sequence numbers and sending only a logical sequence number and partial
checksum to enable the other side to predict, generate and verify the headers of the next
expected packet.
PDCP
Header
VoIP
VoIP
Compressed
3-10
PDCP
Header
First Order
ROHC
Feedback
Issue 01 (2010-06-01)
Objectives
On completion of this section the participants will be able to:
4.1 Explain the process of LTE Radio Planning.
4.2 Identify the possible frequency bands for LTE deployment.
Issue 01 (2010-06-01)
4-1
4.1.1 Pre-Planning
The first stage of the pre-planning process requires the gathering of information; the features
of the network to be deployed, the desired coverage, the QoS (Quality of Service), capacity /
coverage planning targets and the range of services to be provided, etc. The goal is to assess
the minimum density of sites that would be required in order to meet these requirements.
Broadly the initial stage is termed dimensioning.
Dimensioning
The dimensioning is a part of the pre-planning phase. It is intended to provide a quick
estimation of the number of sites required in various environments. It usually involves a
nominal network plan or a simplified simulation in order to achieve the capacity and coverage
estimates, as well as meeting the business model goals.
4-2
Issue 01 (2010-06-01)
An LTE business case typically involves meeting coverage requirements for customers, whilst
at the same time supporting planned services and meeting network capacity thresholds, as
well as identifying CAPEX (Capital Expenditure) and OPEX (Operational Expenditure) costs.
In addition, the system must be designed to meet the necessary regulatory requirements.
The process starts with the business model inputs. These usually include some high level
subscriber data forecasts which review traffic and network coverage requirements. Table 4-1
illustrates some of the business inputs to the dimensioning model.
Table 4-1 Business Model Inputs
Business Model Input
Population
Penetration Rate
Subscriber and Service Profiles
Description
Enables the traffic calculation to be
performed based on services and penetration
rates
Site Deployment
Based on these inputs, and the network configuration options, the radio planner can perform a
link budget for the different geographical types. This identifies the maximum cell size and
potential coverage area of the site for different geographical types. It is then compared to the
capacity calculations, i.e. site capabilities, as well as the traffic requirements. The calculations
are then adjusted to meet the capacity requirements, as well as the financial business model.
Issue 01 (2010-06-01)
4-3
Model Tuning
The process of model tuning is required to modify the theoretical propagation model so that it
closely meets the actual propagation environment. Most propagation models have several
parameters within an equation which enables the system to correctly calibrate the model. The
goal of model tuning is to get the predicted field strength in the planning tool as close as
possible to the measured field strength. This process is typically performed in the planning
tool by importing the CW (Carrier Wave) measurements. The planning software is then able
to apply the corrections and therefore re-model how the signal propagates.
Figure 4-3 Model Tuning
Site Selection
In cellular radio systems, the issue of site selection is a common problem. The process
involves identifying sites from a set of candidate sites while also meeting agreed criteria
including:
Number of sites.
The site selection process can be done manually (time-consuming) or most planning tools
now provide an automatic site selection algorithm. However, the reliability of these automatic
systems depends on the accuracy of the propagation model. There are various methods for
manual site selection (e.g. the site elimination method), however the planner needs to
continually check that the eNB clusters are at a uniform height and spaced evenly. At the same
time the signal blockage and spillage level must be monitored.
4-4
Issue 01 (2010-06-01)
Cell Range - this is derived from the link budget and the associated propagation model(s).
Like other cellular systems the LTE link budget has many parameters and assumptions
need to be made.
Cell Coverage Area - once the cell range is known it is then possible to estimate the cell
area.
Site Coverage Area - this is a total site area. It may simply be three times the cell
coverage area, however sometimes the equation can be more complex.
Site
Coverage
Area
Cell
Coverage
Area
Cell Range
Configuration Planning
The overall goal of the configuration planning process is to enable the planning tool or
planner to identify the E-UTRAN (Evolved - Universal Terrestrial Radio Access Network)
configuration, which includes identifying the configuration of cells, eNB and possible
features.
Issue 01 (2010-06-01)
4-5
Parameter Planning
In this process, various system parameters need to be identified and configured. This enables
the planning tool or planner to identify the maximum loading for cells, as well as various
other thresholds.
4.1.3 Optimization
Optimization is probably the most important stage when planning an LTE network. Typically
it can be split into pre-launch and post-launch optimization. There are however a number of
different areas that may be optimized, these include:
capacity.
coverage.
cluster optimization.
interference.
The optimization process is fundamentally based on network analysis. This includes the
gathering of statistics and measurement results from the network management system, as well
as from field testing data, i.e. drive tests of the planned area. This information enables the
optimization tool and / or optimizer to propose changes and in so doing, optimizes the
networks performance.
As previously identified, traffic is a key issue in the planning process. It therefore has to be
considered continuously during the dimensioning, detailed planning and optimization stages.
Furthermore, since the coverage and capacity planning are also inter-related, interference
needs to be also considered at all stages.
Continuous Optimization
Since LTE facilitates a very flexible service delivery platform, it means that in the first few
years after deployment, there will be continually changing services and subsequently the
network must adapt. Consequently, the optimization process will be one of continual
enhancements, ensuring network resources are used efficiently and KPI (Key Performance
Indicators) are met.
4-6
Issue 01 (2010-06-01)
There are several new frequency band options for LTE, some of which are available now or
should be within the next few years. These include the 700MHz, AWS (Advanced Wireless
Services) and 2.6GHz bands, as well as the re-use of existing GSM 900MHz and 1800MHz
bands. In addition, due to poor harmonization, there are other spectrum bands available,
including: 850MHz, 1500MHz, 1700MHz and 1900MHz.
Table 4-2 LTE Release 8 FDD Frequency Bands
LTE
Frequency Band
Uplink (MHz)
Downlink (MHz)
Name
2100
1920 - 1980
2110 - 2170
UMTS
1900
1850 - 1910
1930 - 1990
PCS (US)
1800
1710 - 1785
1805 - 1880
1800
1700
1710 - 1755
2110 - 2155
AWS (US)
850
824 - 849
869 - 894
850 (US)
800
830 - 840
875 - 885
Japan 800
2600
2500 - 2570
2620 - 2690
2600
900
880 - 915
925 - 960
900
1700
1749.9 - 1784.9
1844.9 - 1879.9
Japan 1700
10
1700
1710 - 1770
2110 - 2170
11
1500
1427.9 - 1452.9
1475.9 - 1500.9
Japan 1500
12
700
698 - 716
728 - 746
700 (US)
13
700
777 - 787
746 - 756
700 (US)
14
700
788 - 798
758 - 768
700 (US)
17
700
704 - 716
734 - 746
700 (US)
Band
The 2.6GHz band has been specified by the ITU (International Telecommunication Union) as
a wireless broadband frequency. Most countries have or are planning to auction this band,
with many service providers already affirming their interest in using it for LTE.
Table 4-3 LTE Release 8TDD Frequency Bands
LTE
Uplink (MHz)
33
1900-1920
1900-1920
UMTS TDD
34
2010-2025
2010-2025
UMTS TDD
35
1850-1910
1850-1910
PCS (US)
36
1930-1990
1930-1990
PCS (US)
37
1910-1930
1910-1930
PCS (US)
Band
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4-7
38
2570-2620
2570-2620
39
1880-1920
1880-1920
TDD (China)
40
2300-2400
2300-2400
TDD (China)
If the service provider chooses to deploy UMTS 900MHz, there are a few issues which they
and the regulators need to consider:
interference between GSM 900MHz and UMTS 900MHz networks, as such a guard
band between systems needs to be identified.
minimizing dropped calls/sessions when mobiles move between the 900MHz and
2100MHz frequency bands.
4-8
Issue 01 (2010-06-01)
Objectives
On completion of this section the participants will be able to:
5.1 Identify how path loss and the cell range/coverage are linked.
5.2 Explain the main attributes of the LTE Link Budget.
.
Issue 01 (2010-06-01)
5-1
5.2.1 Tx Parameters
5-2
Tx Power - this depends on the system and radio module. A typical value of 43dBm, i.e.
20Watts, is used. Note that when MIMO Transmit Diversity is active the power is split
between the two antenna. To compensate the power could be increased by 3dB.
Cable Loss - the Cable Loss parameter may include feeder losses and jumper losses.
Note that there are various Huawei eNB solutions, some of which are feederless.
Antenna Gain - like UMTS, the antenna gain is dependent on the antenna type, as well as
the frequency band. For the downlink, most sectored directional antenna are ~18dBi,
however various types exist. In the uplink the Tx antenna gain is related to the UE.
Typically this is 0dBi.
Insertion Losses - depending on the deployment option, a MHA (Mast Head Amplifier)
may be added to improve the Uplink. A typical value would be 0.5dB.
Other Gains - depending on the implementation, additional power gains may be used e.g.
adding 3dBs to combat the losses associated with transmission across two antenna.
EIRP (Effective Isotropic Radiated Power) - this equates to the Effective Isotropic
Radiated Power, i.e. EIRP = Tx. Power - Cable Loss + Antenna Gain Insertion Loss +
Other Gains.
Issue 01 (2010-06-01)
Units
Tx Parameters
Tx Power
Cable Loss
Antenna Gain
Insertion Losses (MHA)
Other Gains
EIRP
Rx Parameters
Sub-carriers
Cable Loss
Rx Antenna Gain
Number of Antennas
Rx Antenna Diversity Gain
Net Rx Antenna Gain
Rx Sensitivity
Thermal Noise Power Density
Composite Thermal Noise Power
Rx NF (Noise Figure)
Required SINR
Composite Rx Sensitivity
System Gain
Propagation Margins
Fast Fade Margin
Interference Margin
Penetration Loss
Body Loss
Total Margin Required
Maximum Allowable
Path Loss
DL
43.0
0.0
18.0
0.0
3.0
64.0
UL
23.0
0.0
0.0
0.0
0.0
23.0
dB
dB
300.0
0.0
0.0
1.0
0.0
0.0
72.0
0.0
18.0
2.0
3.0
21.0
dBm/Hz
dBm
dB
dB
dBm
dB
-174.0 -174.0
-107.5 -113.7
7.0
2.2
-4.50
-1.8
-105
-113
169.0 157.3
dBm
dB
dBi
dB
dB
dBm
-dB
dBi
--
dB
dB
dB
dB
dB
6.0
0.2
15.0
0.0
21.2
2.0
0.2
15.0
0.0
17.2
dB
147.8
140.1
5.2.2 Rx Parameters
Sub-Carriers - this is related to the bandwidth and is used as part of the equation to
ultimately identify the Composite Rx Sensitivity.
Cable Loss - this equates to the possible losses, e.g. feeder, in the receive direction.
Rx Antenna Gain - this is typically the same as the TX antenna gain, i.e. the downlink Tx
antenna gain equals the uplink RX antenna gain. It is worth noting that the values could
be different based on the antenna configuration.
Number of Antennas - this is used as part of the calculation for Rx antenna diversity
gain.
Rx Antenna Diversity Gain - this is the calculated Rx antenna diversity gain, the
equation is: 10*LOG (Number of Rx antennas).
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5-3
5.2.3 Rx Sensitivity
Thermal Noise Power Density - this is the Thermal Noise Density not considering the
bandwidth impact. The value is -174dBm/Hz.
Composite Thermal Noise Power - this is the thermal noise for the used bandwidth. In
the downlink it is calculated based on the full channel bandwidth, e.g. 300 subcarriers for
a 5MHz channel. In contrast, the uplink calculation is based on the resource blocks
allocated.
Requirement SINR - the SINR (Signal to Interference plus Noise Ratio) requirement is
the minimum ratio of the received signal S and sum of interferences, I, from the
serving and neighboring cells plus the received noise power N.
SINR =
S
I Serving + I neighboring + N
The 3GPP specifications provide various SINR values to meet BLER (Block Error Rate)
requirements. However the value can depend on various attributes including the specific
OFDM channel model, e.g. EPA05 (Pedestrian A 5Hz) or ETU70 (Enhanced Typical
Urban), the throughput requirement, and Physical Layer Overheads.
System Gain - this equates to the EIRP + Net Receive Gain - Composite Rx Sensitivity.
Fast Fade Margin - the Fast Fade margin or PCH (Power Control Headroom) is
dependent on the MCS (Modulation and Coding Scheme) and UEs speed. Typical
values can vary between 2dB and 6dB.
Penetration Loss - this is added based on the average building penetration loss.
Body Loss - this is the loss due to the user, i.e. proximity to the users head.
5-4
Issue 01 (2010-06-01)
Objectives
On completion of this section the participants will be able to:
6.1 Explain the process of Coverage Planning.
6.2 Explain the process of Capacity Planning.
6.3 Explain what is meant by optimization.
Issue 01 (2010-06-01)
6-1
Type of Service.
Radio Propagation.
Radio Channel
- Path Loss
- Shadowing
- Multipath Propagation
- Fading Characteristics
- Doppler Spread
- Co-channel/Adjacent Channel Interference
- Heights and Distances
- Clutter
- Antenna Configuration
It is almost impossible to predict the radio channel propagation environment, since there are
so many factors that influence how the signal will propagate between the transmitter and
receiver. When radio planning the LTE system, a reasonably accurate prediction model is
ideally required.
6-2
Issue 01 (2010-06-01)
In general, the received signal is based on the transmitted signal, which has then propagated
over a radio channel, with a certain channel response. This channel response is typically
described in terms of path loss, shadowing and multipath.
Path Loss
The simplest path loss equation focuses on free space loss only. This assumes that an isotropic
antenna is used, i.e. the power is radiated equally well in all directions. In this case, the
propagated signals energy expands over a spherical wave front. Thus, the energy received at
an antenna placed a certain distance away is inversely proportional to the sphere surface area.
There are a few different versions of the free space path loss equation.
Like UMTS and GSM, the LTE propagation environment is not free space. Thus, additional
models and factors need to be considered.
Shadowing
Shadowing is typically identified as additional attenuation due to objects, such as buildings or
trees, along the radio path. It can include:
Absorption.
Reflection.
Scattering.
Diffraction.
Multipath
Many wireless systems experience multipath propagation, whereby multiple radio paths are
reflected, refracted or diffracted by objects. It is possible for some of these reflected waves to
arrive at the receiver, in which case they usually have different amplitude and phase attributes.
The combination of multipaths may increase or decrease the overall power received. In
environments when there is a dominant LOS (Line of Sight) wave, the amplitude of the signal
envelope has a Rician probability distribution, which means the receiver experiences less deep
fades. In contrast, if there is no LOS wave, the envelope has a Rayleigh probability
distribution. In this case, the receiver may experience deep fades.
Figure 6-2 Impact of Shadowing and Multipath
Log (Pr/Pt)
Multipath+
Shadowing +
Path Loss
Shadowing +
Path Loss
Path Loss
Log (d)
Issue 01 (2010-06-01)
6-3
Doppler Spread
In a mobile environment, the receiver can move relative to the source. When they move
toward each other, the relative frequency at the receiver is higher than that at the source, and
when they move away from each other, the reverse is true. This is known as Doppler Shift, or
Doppler Spread, and can affect transmissions that are sensitive to carrier frequency offsets.
The coherence time of the channel is the inverse of the Doppler spread, and is a measure of
the speed at which the channel characteristics change.
If the transmitter, receiver, or the intermediate objects move very fast, the Doppler spread is
large and the coherence time is small, i.e. the channel changes fast.
Deterministic Propagation Models - This method uses the radio wave propagation
characteristics. In so doing, the tool simulates how a radio wave would interact with
objects, i.e. the reflections, scattering, diffractions, etc between the transmitter and the
receiver. These methods require accurate mapping data and involve a lot of computation
time.
Empirical Propagation Models - In practice, actual radio environments are far too
complex to model accurately. Therefore, planning tools and simulators use empirical
models that have been developed based on measurements taken in various real
environments, i.e. derived from actual data. Example of empirical models include:
Okumura-Hata Model, COST 231 Extension to Hata Model and Erceg-Greenstein - SUI
(Stanford University Interim). However there are various others which may be utilized,
the final choice is typically dependant on the planning tools used, as well as the
frequency of operation.
Okumura-Hata Model
The Okumura-Hata model is a well-known propagation model, which can be applied for a
macro cell environment to predict signal attenuation. Having one component, the model uses
free space loss. The Okumura-Hata model is an empirical model, which means that it is based
on field measurements. Okumura performed the field measurements in Tokyo and published
the results in graphical format. Hata applied the measurement results into equations. The
model can be applied without correction factors for quasi-smooth terrain in an urban area but
in cases of other terrain types, correction factors are needed. The weakness of the
Okumura-Hata model is that it does not consider reflections and shadowing. In addition, the
Hata model approximates the Okumura model for distances greater than 1km. This model is
intended for large cells when the Base Station is placed higher than the surrounding rooftops.
Both models are designed for 150-1500MHz.
6-4
Issue 01 (2010-06-01)
Where:
d is the distance.
In addition,
2100MHz
2100MHz
2100MHz
2500MHz
2500MHz
2500MHz
Urban
Suburban
Rural
Urban
Suburban
Rural
140.1dB
0.330 km
0.640 km
1.571 km
0.293 km
0.580 km
1.422 km
These cell ranges quoted depend on other inputs such as: cell edge probability, the original carrier
frequency, eNB antenna height, UE antenna height etc.
Issue 01 (2010-06-01)
6-5
Cell Range
Cell and Site Area
No. Of Coverage Sites
Total Area (Geo)
Subscribers (Geo)
Cell/Site
Capacity
Number of Sites
(Largest Value)
6-6
Frequency reuse - this will impact the interference and possible bandwidth availability if
fractional frequency re-use is chosen.
Downlink / Uplink Ratio - the LTE TDD system enables the network to configure
different DL/UL configurations. This will have a huge impact on the throughput levels.
Physical Layer overhead - this is the overhead from Physical Channels and signals.
Typically it is about ~30%.
Control overhead - this is the predicted amount of overhead caused by broadcast and
control information. This is typically a percentage of the total symbols available,
however in reality this will increase as more subscribers are on the system.
Data overhead - this is usually identified as the amount of header overhead for
transferring application data. This varies depending on the application, e.g. VoIP (Voice
over IP) or Internet browsing.
ICIC (Inter Cell Interference Cancelation) - this is related to the frequency reuse method,
as well as the implementation of the X2 interface.
Issue 01 (2010-06-01)
6.3 Optimization
Optimization of LTE typically falls into two parts, namely pre-launch and post-launch
optimization.
Validate the initial planning design, i.e. compare the received RSRP and RSRQ against
the actual network measurements.
Provide recommendations for changes - this can include site configuration changes, for
e.g. antenna tilt and azimuth.
Issue 01 (2010-06-01)
6-7
6-8
Issue 01 (2010-06-01)
Objectives
On completion of this section the participants will be able to:
7.1 Identify the main Huawei LTE tools.
7.2 Explain the functions of U-NET for LTE planning.
Issue 01 (2010-06-01)
7-1
7-2
Full support for multiple technologies including CDMA / GSM / GPRS / UMTS /
HSPA+ / LTE.
Support for hierarchical networks and multi-service traffic modeling required for
complex deployments.
Automatic RF optimization.
Increase Efficiency:
Issue 01 (2010-06-01)
7.1.2 Probe & Assistant - Drive Testing & Data Analysis Tool
Independently developed by Huawei, the GENEX Probe can be applied in the performance
testing of wireless networks. As a professional tool for network trouble-shooting, verification,
optimization, and maintenance, the GENEX Probe supports network architectures such as
LTE, UMTS/GSM/GPRS, CDMA and WiMAX.
GENEX Assistant is the post-processing software of the test data based on the Probe drive test
data and eNB data.
Advanced Features:
QoS test.
Search for and record network information at any place and at any time.
Intelligent System:
Issue 01 (2010-06-01)
Integrated Monitoring:
Multi-leveled management.
Network Trends:
UE compatibility analysis.
7-3
Adjusting
RF
Importing NE Data
Y
Planning RF
Planning Frequencies
Creating Traffic Map
Calibrating
Propagation Models
Simulating and
Calculating
Adjusting Parameters
Predicting
Coverage
Expected
Result Achieved
Y
Providing
Planning
Result
During this procedure, various tasks and processes are performed. The following information
describes some of these in more detail.
7-4
Issue 01 (2010-06-01)
Data Preparation
U-Net enables various parameters to be imported and managed. This includes NE (Network
Element) parameters, antenna parameters, service parameters, traffic parameters, propagation
mode etc.
Propagation Calibration
U-Net supports a propagation model calibration based on CW (Continuous Wave) data and
DT (Drive Test) data. It also supports automatic mapping between PCI (Physical Cell
Identities) and transceivers. In addition, the mapping between PCIs and transceivers can be
completed either manually or automatically.
RF Planning
U-Net is a RF (Radio Frequency) planning tool. As such, a propagation model for each
transceiver is configured. The tool is then able to calculate path loss matrices. U-Net also
supports the auto-planning of parameters of antenna azimuth, downtilt, and RS (Reference
Signal) power.
Figure 7-3 illustrates one of the many outputs of the RF planning process. It also illustrates
how multiple iterations may be different. This is due to the simulation method, e.g. Monte
Carlo distribution.
Figure 7-3 RF Results
Issue 01 (2010-06-01)
7-5
RSRP.
Number of iterations.
The U-Net tool has various options for defining the traffic model, these include:
7-6
Environment - this traffic model is based on the association between the polygon area
and the service model.
Vector - this traffic model is based on the polygon. The terminal, service, and mobility
proportion can be customized in this model.
Coverage - this traffic model is based on the best server range predicted according to the
coverage. In this model, you need to specify the following items for each cell: number of
Issue 01 (2010-06-01)
users associated with each service, terminal, mobility, and user proportion based on
clutter.
Coverage
U-Net enables various coverage predictions to be calculated. These include:
DL RSRP - this indicates the strength of the downlink reference signals on an RE.
Symbol RSRP - this indicates the strength of the reference signals on a downlink symbol.
DL RSSI - this indicates the sum of useful power and interference noise received in the
downlink.
PDSCH SINR - this indicates the SINR of the downlink traffic channel.
PUSCH SINR - this indicates the SINR of the uplink traffic channel.
PDSCH MCS - this indicates the bearer efficiency of the downlink traffic channel.
PUSCH MCS - this indicates the bearer efficiency of the uplink traffic channel.
Throughput - this indicates the throughput of the traffic channel. This parameter supports
both MAC and application layers.
The U-Net provides abundant prediction effect pictures of reference signals, serving cells,
uplink and downlink channel quality, bearer efficiency, and throughput. Figure 7-5 illustrates
a selection of the key plots.
Figure 7-5 Example U-Net Coverage Predictions
Issue 01 (2010-06-01)
7-7
7.2.3 Simulation
U-Net uses semi-dynamic simulation of the Monte Carlo algorithm together with the TTI
(Time Transmission Interval) scheduling. There are various parameters which need to be set:
Number of snapshots.
Number of TTIs.
Warm-up period.
Traffic map.
Polygon area.
Figure 7-6 illustrates some of the typical outputs from the simulation. These include overall
statistics, as well as a breakdown for individual services, e.g. web browsing.
Figure 7-6 U-Net Monte Carlo Statistics
The simulation results are also able to estimate the throughput of the MAC (Medium Access
Control) layer and the application layer, as well as the throughput of each service on the basis
of sites.
Overall, U-Net simulations provide information about the following KPI parameters on the
basis of cells:
7-8
Issue 01 (2010-06-01)
Information about the actual transmit power, load, and IoT of cells can be synchronized to the
NE data and this information provides a basis for analyzing coverage prediction.
Planning area.
Handover threshold.
Indoor user.
PCI Planning
PCI planning is an important part of the LTE system. It is imperative that PCI re-use is
maintained. U-Net includes various features and methods for planning PCI values and
maintaining their re-use. Broadly, the parameters are split into general, control and advanced
parameters.
The general parameters include:
Reservation ratio.
PCI range.
Planning area.
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7-9
Reset PCI.
Handover threshold.
Indoor user.
Figure 7-7 illustrates an example of cells with different PCI allocated. In reality, it is
important that the PCI values have a re-use distance, as well as monitoring the PCI with the
same MOD3 or MOD6 offsets - since this too increases interference.
Figure 7-7 PCI Planning
There are various methods the U-Net tool uses to validate PCI planning. These include
checking the following parameters:
Analysis area.
7-10
Cells that do not meet the requirement of the re-use distance threshold.
Cells that do not meet the requirement of the threshold number of re-use layers.
Issue 01 (2010-06-01)
PRACH Planning
The PRACH (Physical Random Access Channel) is an important channel in LTE. There are
various configuration options which relate to how the channel works, as well as the mitigation
of interference between different cell PRACHs. The PRACH is also a factor in calculating the
maximum distance for initial access.
U-Net includes various parameters relative to PRACH configuration, as well as the cell radius
parameters. These enable it to perform various calculations which provide a reference to
coverage and simulations.
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7-11
7-12
Issue 01 (2010-06-01)
8 Glossary
8
Numerics
Glossary
C (Conditional)
CCCH (Common Control
Channel)
CGI (Cell Global Identifier)
CQI (Channel Quality Indication)
CRF (Charging Rules Function)
CS (Circuit Switched)
CSG (Closed Subscriber Group)
D/C (Data/Control)
dB (Decibels)
DCCH (Dedicated Control
Channel)
DL-SCH (Downlink - Shared
Channel)
DRB (Dedicated Radio Bearer)
DRX (Discontinuous Reception)
DSCP (Differentiated Services
Code Point)
DTCH (Dedicated Traffic
Channel)
DTM (Dual Transfer Mode)
B
BCCH (Broadcast Control
Channel)
BCH (Broadcast Channel)
BH (Busy Hour)
BI (Backoff Indicator)
BSR (Buffer Status Report)
Issue 01 (2010-06-01)
E
E (Extension)
EARFCN (E-UTRA Absolute
Radio Frequency Channel
Number)
ECGI (E-UTRAN Cell Global
Identifier)
ECI (Evolved Cell Identity)
EIR (Equipment Identity
Register)
EMM (EPS Mobility
Management)
eNB (Evolved Node B)
8-1
8 Glossary
EP (Elementary Procedures)
EPC (Evolved Packet Core)
ePDG (evolved Packet Data
Gateway)
EPS (Evolved Packet System)
E-RAB (E-UTRAN - Radio
Access Bearer)
ESM (EPS Session Management)
ESM (Evolved Session
Management)
E-UTRA (Evolved - Universal
Terrestrial Radio Access)
E-UTRAN (Evolved - Universal
Terrestrial Radio Access
Network)
G
GBR (Guaranteed Bit Rate)
Geo (Geographical)
GERAN (GSM/EDGE Radio
Access Network)
GTP (GPRS Tunneling Protocol)
GTP-U (GPRS Tunneling
Protocol - User)
GTPv1-U (GPRS Tunneling
Protocol Version 1 - User Plane)
GTPv2-C (GPRS Tunneling
Protocol Version 2 - Control)
GU Group ID (Globally Unique
Group Identifier)
GUMMEI (Globally Unique
MME Identifier)
GUTI (Globally Unique
Temporary Identity)
H
HA (Home Agent)
HARQ (Hybrid Automatic Repeat
Request)
HeNB (Home Evolved Node B)
HeNB-GW (Home Evolved Node
B - Gateway)
HFN (Hyper Frame Number)
HPLMN (Home Public Land
Mobile Network)
HRPD (High Rate Packet Data)
HSS (Home Subscriber Server)
8-2
Issue 01 (2010-06-01)
8 Glossary
O (Optional)
O&M (Operations and
Maintenance)
OFDMA (Orthogonal Frequency
Division Multiple Access)
RA (Random Access)
RACH (Random Access Channel)
RAI (Routing Area Identity)
RAN (Radio Access Network)
RAPID (Random Access
Preamble Identifier)
RAR (Random Access Response)
RAT (Radio Access Technology)
RB (Radio Bearer)
RLC (Radio Link Control)
RLF (Radio Link Failure)
RNC (Radio Network Controller)
RNL (Radio Network Layer)
RNTP (Relative Narrowband Tx
Power)
ROHC (Robust Header
Compression)
RR (Radio Resource)
RRC (Radio Resource Control)
RRM (Radio Resource
Management)
RSRP (Reference Signal Received
Power)
RSRQ (Reference Signal
Received Quality)
Rx (Receive)
P
P (Polling)
PBCH (Physical Broadcast
Channel)
PBR (Prioritized Bit Rate)
PCCH (Paging Control Channel)
PCFICH (Physical Control
Format Indicator Channel)
PCH (Paging Channel)
PCI (Physical Cell Identifier)
PCRF (Policy and Charging Rules
Function)
PDCCH (Physical Downlink
Control Channel)
PDCP (Packet Data Convergence
Protocol)
PDF (Policy Decision Function)
PDN (Packet Data Network)
PDSCH (Physical Downlink
Shared Channel)
PDU (Protocol Data Unit)
PH (Power Headroom)
PHICH (Physical Hybrid ARQ
Indicator Channel)
PHR (Power Headroom Report)
PHY (Physical Layer)
PL (Pathloss)
PLMN (Public Land Mobile
Network)
PMIP (Proxy Mobile IP)
PN (N-PDU Number)
PRACH (Physical Random
Access Channel)
PRB (Physical Resource Block)
PS (Packet Switched)
PT (Protocol Type)
PUCCH (Physical Uplink Control
Channel)
PUSCH (Physical Uplink Shared
Channel)
Q
QCI (QoS Class Identifier)
QoS (Quality of Service)
Issue 01 (2010-06-01)
S
S (Sequence)
S1AP (S1 Application Protocol)
SC-FDMA (Single Carrier Frequency Division Multiple
Access)
SCTP (Stream Control
Transmission Protocol)
SDF (Service Data Flow)
SDU (Service Data Unit)
SGSN (Serving GPRS Support
Node)
S-GW (Serving - Gateway)
SI (System Information)
SIB 1 (System Information Block
1)
SINR (Signal to Interference
Noise Ratio)
SMS (Short Message Service)
SN (Sequence Number)
SNR (Serial Number)
SO (Second-Order)
SO (Segment Offset)
8-3
8 Glossary
V
VoIP (Voice over IP)
VPLMN (Visited Public Land
Mobile Network)
W
WCDMA (Wideband CDMA)
X
X2AP (X2 Application Part)
X2AP (X2 Application Protocol)
U
UDP (User Datagram Protocol)
UE (User Equipment)
UE AMBR (User Equipment
Aggregate Maximum Bit Rate)
UL (Uplink)
UL-SCH (Uplink Shared
Channel)
UM (Unacknowledged Mode)
UMD (Unacknowledged Mode
Data)
USIM (Universal Subscriber
Identity Module)
UTRA (Universal Terrestrial
Radio Access)
UTRAN (Universal Terrestrial
Radio Access Network)
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Issue 01 (2010-06-01)
8 Glossary
Cautioned Words
HTTP
FTP
IMSI/IMEI/IP Address
Issue 01 (2010-06-01)
8-1