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Review
Author(s): Sarah Grey Thomason
Review by: Sarah Grey Thomason
Source: Language, Vol. 56, No. 2 (Jun., 1980), pp. 418-424
Published by: Linguistic Society of America
Stable URL: http://www.jstor.org/stable/413764
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REFERENCES
CLARK, MARY. 1978. A dynamic treatment of tone, with special attention to the tonal
Press.
HYMAN, LARRY. 1974. The great Igbo tone shift. 3rd Annual Conference on African
This is a polemic book. Its first three sentences set the tone for the survey: 'The
past fifteen years have witnessed a most curious linguistic bubble. This is/was the
no scientific merit' (1). This anti-generative emphasis will not surprise linguists
familiar with much of Anttila's recent work, which includes titles like 'Was there
who hoped that A would draw on his great erudition and return to constructive
European Schwebeablaut (1969b) and in his flawed but generally solid text-book
(1972).
It is not that all of A's arguments against generative historical linguistics are
wrong; some of them would find (in fact, have found) quite general acceptance
among historical linguists. But not all of them can be right, since they are in-
consistent with one another. In his eagerness to use whatever stone comes to hand,
A has taken contradictory positions, has made careless errors in interpreting (and
even in quoting) other authors, and has failed to take the time to weigh his words
and arrange his thoughts. (One expository flaw of the book is looseness of organi-
zation; the arguments on any given point are scattered through the text-lying, it
seems, where they first fell.) What remains is a tantalizing glimpse of the book that
could have been. A touches on several lines of research-in particular the work of
Henning Andersen and of Uhlan Slagle-that strike him as most promising for the
* I wish to thank Richmond Thomason and Robert Brandom, both of the Philosophy
Department of the University of Pittsburgh, for discussing with me at length the philosophical
issues raised in this review. Without their help I would have been unable to comment so fully
on these points; but of course any remaining errors of interpretation are my own.
REVIEWS
future development of a linguistics in which analogy will play its proper prominent
role. But instead of developing his discussion of these into a clear over-all picture,
'Andersen's work ... transcends the bland rewrite rules of the generativists' (81).
Because two other recent books on analogy contain extensive surveys of earlier
periods of research on the subject (Best 1973, Esper 1973), A intends his book as a
'state of the art report on analogy in general' between 1963 and 1973 (p. 3). The
book consists of a preface (subtitled 'Apologia pro analogia sua', 1-6) and five
wake' (87-110); and V, 'Drift' (111-27). It also has a rather sparse index and, as
for the book's first draft in 1974, and the second added as an 'Appendix to refer-
sources in this context, but Kiparsky's was the major theoretical proposal.) I have
never understood why A finds this position anti-analogic, since Kiparsky is simply
one of many linguists who treat analogic processes explicitly, but without using
and approves when he remarks that 'an analogist need not mention analogy at all
and still be a perfect representative of it' (32). A is thinking of people like Sapir and
Pike; but the comment applies equally well to Andersen, whose abduction is an
followers took his proposal as a denial of the existence of analogy, that is unfortu-
nate, but they have long since been answered. A's belief that there has been a
'dearth in the recent investigations about analogy' (66) is not borne out by his own
his ten-year period; and several important works he has omitted also come to
mind-in particular Kurylowicz 1964 (especially 37-52), Silverstein 1974, and the
literature on lexical diffusion (which is at least implicitly analogic), e.g. Wang 1969
A's attempt to revive a live horse is unnecessary, and also somewhat overdone.
thing in language. But then it is equally correct to say that analogy explains
nothing; and we must re-invent traditional analogy, under other names, if we are to
if A believes that 'all change mechanisms have an analogical ingredient' (20; cf.
12, 23, 69), then he should not object in principle to 'the generative pooling up of
sound change and analogy' (92), though he would presumably still object to the
One of A's major concerns is the integration of linguistic and selected philo-
study, it is surely crucial for the investigator to be fully aware of the position which
apparently is not.
Peirce's three sign types-indexes, icons, and symbols-A pays most attention to icons. Now
an icon, for Peirce (and for A), must have a natural (physical) resemblance to its referent,
whereas a symbol is 'based on a learned conventional relation' (8). There is a rich philosophical
tradition which, since Peirce's time, has been devoted to breaking down the distinction between
icons and symbols-on the grounds that no evidence exists to support the claim that, without
training, people will be able to connect an icon with its referent.1 Philosophical thinking in this
tradition holds that icons are merely symbols whose conventions are transparent. A, and others
interested in semiotics, are free to reject the influential criticisms of this distinction; but
ignoring them is contrary to the standards of scholarship which apply to use of material from
neighboring disciplines. More ominously, A wants to incorporate both Peirce's and Wittgen-
stein's views into his linguistics (47), in spite of the fact that the only work of Wittgenstein's
that he cites (1953) contains an extended argument against the possibility of icons, even mental
ones.
In some cases, A neglects not only the general philosophical background, but other views of
the same philosopher as well. He embraces both Wittgenstein's theory of family resemblances
and his picture theory of meaning, even though the first is an integral part of a later approach
in which Wittgenstein utterly rejected his earlier picture theory. It is even hard to tell whether
not the only field where a step backwards has been decreed progress' (1), he gives an approving
nod to Maher's citation (1975) of Gellner's denunciation (1968) of what A variously calls
'Oxford language philosophy' (1) and 'Wittgensteinians' (5). The first problem here is his
confusion about just which philosophers Gellner is criticizing: does he mean J. L. Austin
Wittgenstein, are certainly not ' Wittgensteinians' ? Or Wittgenstein, Anscombe, Malcolm, and
other Wittgensteinians? More puzzling is A's approval of this attack on people whom he, at
least, views as Wittgensteinians, coupled with his simultaneous approval of (and frequent
A also gives a distorted picture of the other philosophical notion that is vital to his linguistics,
Peirce's theory of abduction. As A's account suggests (14, 21), Peirce originally believed that
abduction; but he later repudiated this position (on good grounds) and formulated a system in
which deductive and inductive relations between propositions merely contribute to inference,
In sum, then, linguists should beware of this uncritical eclecticism. Some of the philosophical
ideas which A mentions may indeed be of great linguistic interest, but his criterion for selecting
1 Most of the literature on this issue does not make use of Peirce's terms' icon' and 'symbol';
Goodman (1968:231) is an exception, though he addresses the question elsewhere in his book,
without actually mentioning icons. Perhaps the most elaborate philosophical argument against
Peirce's notion of icons is in the early part of Wittgenstein 1953 (see, e.g., p. 54); the notion is
also incompatible with the hermeneuticians' theory of signs (cf. Gadamer 1975). McCord (Ms)
discusses the difficulty of distinguishing icons from symbols in an anthropological context. For
a consideration of the issue in psycholinguistics (and a limited endorsement of icons), see Fodor
REVIEWS
them does not.ensure that the ideas can be integrated into a single theory. In fact, further
consideration of the philosophical background suggests that many of them cannot be.
but here again his presentation is so uneven that it's hard to say exactly where he
causal explanations.
On this subject, I think A agrees in principle with Coseriu 1974: he quotes this work at
length several times, with approval, and repeats (94) the basic point, derived from Coseriu, that
'we are dealing with history where the momentum is human intentional activity. In this domain
prediction as required by generative grammarians is completely beside the point'. Again (111),
'[Coseriu] argues that no causal concepts are acceptable ... Causality leads badly astray.' A
apparently feels that a philosophical position he calls 'positivism' is at fault in this causal-
generative approach to language change; but it is hard to be sure, because his scattershot
mentions of positivism and causality are not brought together in any single discussion. My
assumption of the connection is based primarily on his comment (126) that Sapir's notion of
causality, which A likes, 'is not that of the positivists ... We have to do with human intentional
rule-governed activity in which Hempelian causality plays a very minor role.' Here A is
attributing more substance to the general theory of positivism than a philosopher would be
willing to accept. In philosophy, perhaps the only point on which all positivists would agree is
that a theory should have some empirical content which renders it testable. In particular, though
positivists do believe that 'the task of philosophy is to find the general principles common to all
the sciences and to use these principles as guides to human conduct' (Abbagnano 1967:414), it
is not true that all positivists want(ed) to assimilate the social and human sciences to natural
science. Many people who have written about science have favored this assimilation; but this
is not a monopoly of positivism, and it is a tendency that has become gradually weaker as
positivist thought has developed in this century. Judging by his references to Hempel here, and
ism, which does emphasize scientific prediction. But even if he is actually talking about
logical positivism in the passage quoted above, A's notion of 'Hempelian causality' must be
confined to Hempel's early views: in his later work (1962), Hempel included probabilistic
explanation, which should be compatible with the predictive approaches that A approves of
(e.g. Mafczak's).
Even without this added complication, however, A's position on the subject of causality is far
from consistent. His endorsement of Coseriu's anti-causal view is directly opposed to his
assertion that 'we must seek for causal explanations even for the most mystifying properties of
language' (126). Moreover, in reference to comments by Weinreich, Labov & Herzog 1968 on
generative historical linguistics, he observes (101) that only the 'proposal of fresh CONSTRAINTS
on change' and the 'proposal of new CAUSES of change' (Weinreich et al. 126) 'really advance
historical linguistics'. He then goes on to say that generativists have done little of either. If, as
his remark about Sapir and Hempelian causality implies, A is indeed thinking of two quite
different concepts of causality, his exposition is not clear enough for the reader to understand
As for the issue itself, A seems to conflate the question of predicting WHAT (and WHEN)
change will occur with the question of predicting WHAT FORM change will take IF it occurs.
Surely no serious historical linguist has ever laid claim to a predictive theory that encompasses
the first of these questions in any general sense-though recent work on typological change,
both in word-order patterns and (starting at a much earlier period) in the morphological cycle,
does involve limited claims in that direction. In particular, it simply isn't true that formal
'analysis entails formalistic taxonomic universals, with a deterministic causality factor for
predicting the future' (127). For instance, even granted that a given morphophonemic change
will simplify the grammar through analogic leveling, there will still be more than one possible
direction for the change to take. This is true even if one route is more probable than another. In
fact, the specifically generative theories to which A so strongly objects fall into the more modest
second category of prediction. They belong to the same eminently respectable line of research as
the Praguean work of Trubetzkoy, Jakobson, and Martinet. Where the Pragueans made
made predictions based on imbalances in phonological rule systems, e.g. with his prediction
that bleeding order will tend to be minimized in a changing system. Neither Kiparsky nor the
Pragueans claim that moit thevations for ALL linguistic changes are to be found in such struc-
tural relations, and it is unlikely that any of them would want to do so.
In view of these methodological similarities, it is difficult to see how A can reasonably attack
the general approach to the study of change exemplified in Kiparsky's work without also
attacking the Prague approach. Nor is it easy to see why he would want to attack either one, as
long as the limitations of such investigations are clearly recognized. (He might, and no doubt
would, still object to the validity of Kiparsky's RESULTS; but in this book he is attacking the
methodology more than the results.) Finally, both the Prague and the generative investigations
seem to me to be entirely compatible with, for example, the framework for change outlined in
Andersen 1973, in which structural imbalances would serve as one type of locus for abductive
innovations.
The value of the proportional formula is another issue on which A takes contradictory
positions. First, citing Householder 1971 with approval, he says (23) that 'the only candidate
for conscious or unconscious systematization is analogy ... expressed in proportions ... The
brain does not do the operations equivalent to these proportions in a generative grammar, but
recognizes the proportions more directly.' Later (70), he endorses the vindication of the
proportional formula by Leed 1970, and Jeffers' 1974 defense of it (72,93). Elsewhere, however,
he cites, again with approval, Esper's reference to Stern's 1931 warning against 'proportions on
paper' (91). I cannot tell where A stands on this issue, because the only common factor I can
find in the comments he makes is that they are all opposed to some generative position. The
most sensible statements I know of on the subject are Campbell's observation (1971:201) that
'the proportion ... was not intended so much literally, but rather as suggestive of processes in
language', and Esper's warning (193): 'proportional statements may serve very well as con-
jectures concerning the probable sources within the language of given analogical formations,
but they must not be taken as descriptions of actual processes in the brains of the speakers.'
A's reaction to formal approaches to the analysis of linguistic structure and/or change seems
to depend on whether or not he views a given formalism as generative. On the one hand, he
believes that it is 'impossible to tackle [the human mind] with a formalistic approach' (105); on
the other hand, he endorses Leed's requirement that a theory of analogy must include formal
operation(s) (70), and he frequently mentions his own formal 'diagrammatic method of
analysis' (23). He concludes that 'it must be significant that Pike and Anttila independently
arrived at such similar diagrams [of analogy] ... Some of the traditional notions in this sphere
must certainly be right, since they easily lead to the same formalization' (64). He does not,
however, provide cogent arguments to support his belief that formalism is good if it consists of
The book contains few typographical errors, and only one-the omission of one or more
numerous and annoying. Examples are several references to' Anttila 1969' without specification
of 1969a or 1969b (47, 67, 96); an otherwise unspecified reference to 'Harris' (44), which could
be to A. D. Harris 1974, J. W. Harris 1973, or M. B. Harris 1977; and references that don't
specify in which of the two 'References' sections they are to be found (110, 127, and elsewhere).
More serious errors occur in A's citations from other writers. I have not made an exhaustive
search, by any means; but in a check of the book by Esper, which A cites frequently, I found
A making no fewer than seven errors of fact or interpretation. For example, see A's p. 116:
Esper says of Ervin's work that it continues Thumb, not Marbe; and it is A, not Esper, who
provides the implied anti-generative criticism here. P. 46: Esper does not mention Wittgenstein
on his p. 11 or, indeed, anywhere else in his book. P. 52: Esper does not say that 'in psychology
association is spatial or temporal contiguity', but rather that the term 'ASSOCIATION usually
designates the connections which result from spatial and temporal contiguity' (Esper 47). P. 52:
REVIEWS
the quotation about association as 'an insult to man's intellectual capacities' does appear in
Esper (171), but the words are Kirk Smith's, not Esper's; and Smith is not referring to associa-
tion in general, but to 'simple associative rules'. A gives a second reference after the 'insult'
quotation, to Esper 136; but on that page Esper is discussing Deese's objection to contiguity as
the main principle of association, which is not an objection to association itself. P. 56: Esper's
fn. 62 on p. 202 has nothing to do with formal languages or closed systems. Finally, p. 52: A
simply cites Esper 33 for the idea that 'association is everywhere', when the notion (not quite
listed these errors in such detail because, if they are representative of the citations in this book, the
cautious reader will want to turn to the original source before accepting any attributions made
here.
Other errors are less serious. Some are grammatical or stylistic, many having a non-native-
speaker flavor; of these, the only one likely to mislead the reader is the statement (p. 4) that
Anttila 1969a 'did take issue with analogy'. There are repetitions of several points, e.g. on the
A ends his book with a quotation from Klein 1975 about a zookeeper who predicts that, if a
bear has three cubs, and if they aren't all males or all females, then there will either be two
males and a female or two females and a male. According to A (127), Klein uses this quotation
to show that 'Vennemann's principle of natural serialization is false'; but showing that a
hypothesis is trivial is not the same as showing that it is false. There is, finally, a surprisingly
self-referential cast to the book: A feels (4) that he has not been listened to sufficiently because
he did not 'accept the fashionable dogma of the day'; and, perhaps in an effort to make up for
raises, for its admirably broad scope (linguistics, philosophy, psychology), and for
its rich bibliography, which will help the reader to explore analogy further. But the
Esper said (161): 'this [anti-Chomskyan] reaction ... shares with its provocation
the blame ... for the loss of that friendly interstimulation among scholars which is
REFERENCES
Macmillan.
--. 1975. Was there a generative historical linguistics? The Nordic languages and
& Wiksell.
CHEN, MATTHEW, and HSIN-I HSIEH. 1971. The time variable in phonological change.
COSERIu, EUGENIO. 1974. Synchronie, Diachronie und Geschichte. Ubersetzt von Helga
ESPER, ERWIN A. 1973. Analogy and association in linguistics and psychology. Athens:
GADAMER, HANS-GEORG. 1975. Truth and method. New York: Seabury Press.
Indianapolis: Bobbs-Merrill.
HARRIS, ADRIAN DAVID. 1974. The analogous conception of being: A study in dia-
Festschrift for Morris Halle, ed. by Stephen R. Anderson & Paul Kiparsky, 59-76.
North-Holland.
linguistic theory, ed. by Emmon Bach & Robert T. Harms, 170-202. New York:
Holt.
Berichte 37.46-57.
Winter.
WANG, WILLIAM S-Y. 1969. Competing changes as a cause of residue. Lg. 45.9-25.
WEINREICH, URIEL; WILLIAM LABOV; and MARVIN I. HERZOG. 1968. Empirical founda-
tions for a theory of language change. Directions for historical linguistics, ed. by
Winfred P. Lehmann & Yakov Malkiel, 95-195. Austin: University of Texas Press.
Crimean Gothic: Analysis and etymology of the corpus. By MACDONALD STEARNS JR.
(Studia linguistica et philologica, 6.) Saratoga, CA: Anma Libri, 1978. Pp. xii,
172.
In the section concerning Crimean Gothic (CG) in the 1920 edition of his