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Rev Neurol Dis. Author manuscript; available in PMC 2012 September 22.
(2)Department
(3)Department
Abstract
Many studies have shown that hypertensive ocular funduscopic abnormalities are clearly related to
stroke, even after controlling for level of blood pressure and other vascular risk factors. Retinal
abnormalities indicative of a breakdown of the blood-retina barrier confer a greater increase in risk
for stroke than sclerotic retinal changes. Similar retinal changes also have a positive relationship
with stroke mortality. Hypertensive ocular fundus abnormalities are also reported to be associated
with an increased risk for cognitive impairment, cerebral atrophy, progression of MRI-defined
white matter lesions, and subclinical infarction. Recent advances in fundus photography allow for
improved accuracy and consistency in interpretation of funduscopic lesions, and improve the
feasibility of screening for these abnormalities in at-risk patient populations. Evaluating the ocular
fundus for signs of hypertensive retinopathy, in combination with an assessment of the presence or
absence of other known vascular risk factors, may allow clinicians to further individualize a risk
profile for stroke to each individual patient, thus permitting more accurate risk stratification and,
potentially, guiding treatment strategies.
Introduction
Hypertension causes microvascular damage in both the cerebral and retinal circulations (1
3). Because the retinal and cerebral vessels share embryological and anatomical
characteristics, they also may show similar patterns of damage from diseases such as
hypertension (3). Thus, it has long been suggested that examination of the ocular fundus
could provide a noninvasive view of intracranial vascular pathology (2). Large populationbased studies have confirmed that standardized assessment of ocular fundus photographs
provides reliable evaluation of retinal hypertensive abnormalities that have been correlated
with a higher risk of cerebrovascular disease (Tables 1 and 2) (2,46). The retinal vessel
pathology serves as an important marker for stratification of patients risk for having or
developing cerebrovascular disease (2,46). Incorporation of these markers into risk
stratification algorithms should enhance the ability to ensure appropriate clinical follow-up
and treatment plans for each individual patient. To evaluate the potential value of retinal
imaging as a tool to predict stroke risk, we describe the ocular effect of hypertension and
review the reported associations between the ocular effects of hypertension and
cerebrovascular disease.
Address correspondence to Dr. Valrie Biousse, Neuro-Ophthalmology Unit, Emory Eye Center, 1365-B Clifton Rd. NE, Atlanta, GA
30322. Phone: (404)778-5360. Fax: (404)778-4849. vbiouss@emory.edu.
None of the authors have any conflict of interest.
Henderson et al.
Page 2
Hypertension causes both acute and chronic ocular abnormalities. These changes affect
different areas of the eye, producing three categories of hypertensive ocular change:
choroidopathy, retinopathy, and optic neuropathy (Figures 1,2,3) (1,710).
Rev Neurol Dis. Author manuscript; available in PMC 2012 September 22.
Henderson et al.
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Hypertensive optic neuropathy results from severely elevated blood pressure, and can also
be divided into three phases (Figure 3) (1,710). During the acute ischemic phase,
vasoconstriction in the prelaminar optic nerve leads to axonal hydropic swelling, axolemma
disruption, and glial swelling. Vasoconstriction is more severe in the retrolaminar region and
leads to endothelial swelling, degeneration of pericytes, and, eventually, vacuolated axons
and glial swelling. This pathologic process occurs secondary to optic nerve ischemia,
although raised intracranial pressure is also posited to play a role. Axonal swelling in the
prelaminar optic nerve is decreased during the resolution phase. In the retrolaminar optic
nerve, disintegrated myelinated axons and lipid-laden microglial cells are present.
Degeneration of endothelial cells and pericytes is evident. In the atrophic phase, axons of the
prelaminar optic nerve are replaced by proliferated glial cells, and myelinated axons largely
disappear from the retrolaminar optic nerve. Additionally, lipid-laden microglia are absent at
this stage. Some blood vessels lose their endothelial cells and pericytes and only retain a
basement membrane. Clinically, chronic optic nerve swelling is progressively replaced by
optic atrophy (Figure 3).
Rev Neurol Dis. Author manuscript; available in PMC 2012 September 22.
Henderson et al.
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The strongest evidence supporting the use of hypertensive funduscopic findings in the
stratification of patients at risk for cerebrovascular disease comes from longitudinal studies
that evaluated the relationships between these ocular findings and cerebrovascular disease
(Table 2). The initial studies examining these relationships, published in Japan during the
1970s through 1990s, reported associations between hypertensive funduscopic findings and
subclinical and clinical stroke. However, many of these studies did not control for blood
pressure, which may have influenced the results (2).
More recent large population-based studies (Table 1), using photographs to define
retinopathy signs, have provided further support for some of the earlier findings that,
hypertensive ocular abnormalities predict stroke risk, even after controlling for blood
pressure and other vascular risk factors (Table 2). In the ARIC study, hypertensive
retinopathy increased the risk of stroke two- to three-fold (23). The BMES demonstrated a
higher risk of combined stroke events (defined as incident stroke, transient ischemic attack
or cerebrovascular death), in patients with hypertensive retinopathy (20). Significant,
although generally weaker, relationships between other microvascular funduscopic findings
and stroke have also been reported in the ARIC study (15,18), the Cardiovascular Health
Study (CHS) (16,24,25), and the Rotterdam Eye Study (17,26,27). Arteriovenous nicking,
focal arteriolar narrowing, microaneurysms, soft exudates, blot hemorrhages, flame-shaped
hemorrhages, decreased arteriovenous ratio, and larger retinal venular caliber have been
shown to be associated with increased risk for stroke (4,2331).
In addition to subclinical and clinical stroke, stroke mortality may be related to retinal
hypertensive abnormalities. The BMES and BDES reported a relationship between
retinopathy and cerebrovascular death in patients without diabetes. However, these studies
did not detect any relationship between retinal arteriolar diameter or focal arteriolar
narrowing and cerebrovascular death (4,20,28,32).
Several studies have focused on the relationship between hypertensive retinopathy and
abnormalities detected on brain imaging. Retinopathy, arteriovenous nicking, retinal
arteriolar sclerosis, and focal arteriolar narrowing have been associated with cerebral white
matter lesions, even after controlling for blood pressure (3235). Interestingly, in the
Rotterdam Eye Study, retinal vessel diameter was not related to the severity of cerebral
small vessel disease; however, larger retinal venular diameter was associated with marked
progression of periventricular white matter lesions and subcortical white matter lesions over
time, after adjusting for vascular risk factors (27). These findings are consistent with the
idea that retinal microvasculature abnormalities likely precede and are harbingers of the
development of cerebral white matter lesions. Not only are cerebral white matter lesions
related to retinal hypertensive abnormalities, but they are also related to stroke. The presence
of MRI-defined white matter lesions has been shown to be associated with an increased risk
of incident clinical stroke, and, importantly, the presence of both retinopathy and cerebral
white matter lesions has shown a multiplicative effect on the risk for clinical stroke (33,34).
This interaction between retinopathy and white matter lesions may have two possible
explanations: microvascular pathology may be more severe in patients with both retinopathy
and white matter lesions, or retinopathy may be a marker for a more malignant form of
cerebral white matter lesions. Regardless of the reason, this relationship suggests that
funduscopic examination or retinal photography is useful for risk stratification in patients
with evidence of cerebral white matter lesions on MRI (34).
Rev Neurol Dis. Author manuscript; available in PMC 2012 September 22.
Henderson et al.
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Acknowledgments
This study was supported in part by a departmental grant (Department of Ophthalmology) from Research to Prevent
Blindness, Inc., core grant P30-EY06360 (Department of Ophthalmology), KL2- RR025009 (BBB), UL1RR025008 (BBB/VB), K23-EY019341 (BBB), and the Knights Templar Eye Foundation (BBB/VB). Dr. Bruce
received the American Academy of Neurology Practice Research Fellowship. Dr. Newman is a recipient of the
Research to Prevent Blindness Lew R. Wasserman Merit Award.
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Only very few relevant articles to this review were selected in the list below (there are
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Henderson et al.
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Main points
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Figure 1.
Evolution of severe bilateral hypertensive retinopathy and choroidopathy over time (the
right eye is on the left and the left eye is on the right).
Top row of photographs: Acutely, the patient complains of mild bilateral visual loss and
blood pressure is 224/68 mmHg. Note the attenuation of retinal arteries, dilation of the
veins, cotton wool spots (soft exudates) (white circle), flame shaped hemorrhages (white
arrowheads), hard exudates (white arrow), and Elschnig spots (star). There is macular edema
bilaterally, which explains the decreased visual acuity.
Second row of photographs: Retinal fluorescein angiography showing hyperfluorescence at
the level of the Elschnig spots (star), and microaneurysms (white arrows).
Third row of photographs: Retinal appearance two weeks later (after normalization of blood
pressure). Note the improvement of macular edema and the increased hard exudates.
Rev Neurol Dis. Author manuscript; available in PMC 2012 September 22.
Henderson et al.
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Bottom row of photographs: Three months later, the cotton wool spots and retinal
hemorrhages have resolved. The arterial attenuation persists, and the veins are less dilated.
Both optic nerves have become slightly pale.
Henderson et al.
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Stage III/IV hypertensive retinopathy (the right eye is on the left and the left eye is on the
right). There is mild bilateral optic nerve edema. Note the arteriovenous nicking (white
arrows), the flame hemorrhage (white arrowhead), the boat-shaped hemorrhage (star), and
the arteriolar narrowing (black arrows).
Henderson et al.
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Figure 3.
Severe stage IV hypertensive retinopathy with bilateral optic nerve head edema in the setting
of malignant hypertension (the right eye is on the left and the left eye is on the right).
Top row of photographs: Acutely, there is severe bilateral optic nerve head edema with
dilated and tortuous veins and exudates.
Bottom row of photographs: Three months after treatment of hypertension, the optic nerve
edema has resolved, but the patient has developed severe bilateral optic nerve atrophy.
5888
15,792
4926
3654
14,926
Study name or
Atherosclerosis Risk in
Communities (ARIC) study
>45
4997
4384
4564
6597
Age
range in
years
Prospective cohort study ongoing since 1990 in the city of Rotterdam in The Netherlands. As of 2008, 14,926 subjects aged 45 years or
over comprise the Rotterdam Study cohort.
Population-based survey of vision and eye disease in an urban population aged 49 years or older, resident in two postcode areas in the
Blue Mountains region, west of Sydney, Australia.
A private census of the population of Beaver Dam, Wisconsin (US) was performed from September 15, 1987 to May 4, 1988 to identify
all residents in the city or township of Beaver Dam, Wisconsin, who were 43 to 84 years of age. Of the 5924 eligible individuals, 4926
participated in the baseline examination between March 1, 1988 and September 14, 1990. 3684 of those surviving (81.1%) participated
in the 5-year follow- up examination between March 1, 1993 and June 14, 1995.
Population samples were selected by probability sampling methods in 19871989 from 4 US communities: Forsyth County, North
Carolina (n = 4,035); Jackson, Mississippi (blacks only; n = 3,728); the northwestern suburbs of Minneapolis, Minnesota (n = 4,009);
and Washington County, Maryland (n = 4,020).
Prospective cohort study based on sampling from Medicare eligibility lists, non- institutionalized, ambulatory men and women age 65
and older were enrolled, including 5201 at 4 US field centers (Forsyth County, North Carolina; Sacramento County, California;
Washington County, Maryland; and Allegheny County, Pennsylvania) in 198990, and an additional 687 African-American participants
in 199293 at 3 of the 4 sites.
Recent large population-based studies evaluating the relationships between ocular effects of hypertension and cerebrovascular disease
Table 1
Henderson et al.
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Rev Neurol Dis. Author manuscript; available in PMC 2012 September 22.
Henderson et al.
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Table 2
Association of hypertensive retinal microvascular changes and neurologic and cardiovascular complications in
recent large population-based studies
Retinal microvascular changes
Associations
Strength of association*
Retinal hemorrhages
+++
Microaneurysms
+++
+++
+++
Cognitive impairment
+++
Cardiovascular mortality
+++
Renal dysfunction
+++
+++
+++
++
++
Renal dysfunction
Metabolic syndrome
+++
Incident hypertension
Metabolic syndrome
+++
+++
Incident hypertension
++
Carotid atherosclerosis
++
++
Cardiovascular mortality
Metabolic syndrome
++
Associations
Strength of association*
Stroke
+/++
+/++
Stroke
+++
Cognitive impairment
+++
Cardiovascular mortality
+++
Renal dysfunction
+++
Mortality
+++
Arterio-venous nicking
Rev Neurol Dis. Author manuscript; available in PMC 2012 September 22.
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Strength of association: +++ (relative risk/odds ratio >2.0); ++ (relative risk/odds ratio 1.52.0); + (relative risk/odds ratio <1.5)
Henderson et al.
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Table 3
Keith, Wagener, and Barker classification of hypertensive retinopathy, which grades retinopathy from I to IV
based on its severity (11)
Grade I
Slight or modest narrowing of the retinal arterioles, with an arteriovenous ratio of 1:2
Grade II
Modest to severe narrowing of retinal arterioles with an arteriovenous ratio <1:2 or arteriovenous nicking
Grade III
Grade IV