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Creation
Our very breath, pre-language of the lingus,
Unspoken and unseen, lies all around us;
It tunnels through a darkened path to bring us
Before the guarded gates that would confound us:
Dentition, palate, epiglottic folds
Are navigated as the case is started
And followed through to cartilage that holds
The two true cords, those gleaming pillars, parted;
Here human hands, left trembling with creation,
Are re-creating life as it began,
Beginning with the step of intubation,
The God-breathed breath of life blown into man.
Stephen Harvey
I. A SHORT HISTORY OF
ENDOTRACHEAL INTUBATION
As we participate in the 21st century practice of medicine, it is useful to recollect the origin and development
of some of the techniques commonly used for airway
management. It is remarkable that modern airway techniques are less than 50 years old but are derived from
physiologic experiments done primarily in the 18th and
19th centuries. Skilled airway management is a central
pillar of the practice of anesthesiology, resuscitation, and
critical care, and an appreciation of the evolution and
development of airway techniques can improve our
understanding and application of these essential skills.
Cannulation of the trachea, or aspera arteria, as it was
called by Robert Hooke,1 was initially described as a
technique for positive-pressure ventilation (PPV):
the Dog being kept alive by the Reciprocal blowing
up of his Lungs with Bellowes, and they suffered to
346
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II. LARYNGOSCOPIC
OROTRACHEAL INTUBATION
The conventional orotracheal route is the simplest and
most direct approach to tracheal cannulation. Done
under direct laryngoscopic vision, this technique is the
easiest and most straightforward for the purposes of
administering general anesthesia, ventilation of critically
ill patients, and cardiopulmonary resuscitation. The vocal
cords are visualized with the aid of a handheld laryngoscope, and the endotracheal tube (ETT) is introduced and
positioned in the trachea under continuous direct observation. After confirmation of correct placement, the tube
is secured in place and ventilation assisted or controlled
as indicated.
Intubation
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OA
PA
PA
LA
35
Slight (35) flexion
of neck on chest
LA
80
Head on bed,
head extended on neck
OA
PA
LA
Figure 17-1 Schematic diagrams show the alignment of the oral axis (OA), pharyngeal axis (PA), and laryngeal axis (LA) in four different
head positions. Each head position is accompanied by an inset that magnifies the upper airway (oral cavity, pharynx, and larynx) and
superimposes (bent bold line) the continuity of these three axes within the upper airway. A, The head is in the neutral position with a marked
degree of nonalignment of the LA, PA, and OA. B, The head is resting on a large pad that flexes the neck on the chest and aligns the LA
with the PA. C, The head is resting on a pad (which flexes the neck on the chest). Concomitant extension of the head on the neck brings
all three axes into alignment (sniffing position). D, Extension of the head on the neck without concomitant elevation of the head on a pad,
which results in nonalignment of the PA and LA with the OA. (From Benumof JL, editor: Airway management: principles and practice, St. Louis,
1996, Mosby, p 263.)
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Figure 17-2 A, In some obese patients, placing the head on a pillow does not result in the sniffing position; in the obese patient shown and
as illustrated by the overlying bold black line, the oral and laryngeal axes are perpendicular to one another, the neck is not flexed on the
chest, and the head is not extended on the neck at the atlanto-occipital joint. B, In the same patient, placing support (e.g., blankets, towels)
under the scapula, shoulders, nape of the neck, and head results in a much better sniffing position; the oral, pharyngeal, and laryngeal axes
form only a slightly bent curve, the neck is flexed on the chest, and the head is extended on the neck at the atlanto-occipital joint. (From
Benumof JL, editor: Airway management: Principles and practice, St. Louis, 1996, Mosby, p 264.)
B. Preoxygenation
Instrumentation of the airway may be done on an awake,
spontaneously breathing patient. This sometimes is the
safest and most prudent approach, but most commonly,
laryngoscopy and intubation are performed on an anesthetized and (usually) apneic patient. Because this
requires some finite period of time, the patient is at risk
for arterial desaturation and hypoxic injury. Preoxygenation is done before laryngoscopy to minimize this risk.
Administration of 100% oxygen (O2) through a tightfitting face mask may occur by means of the patients
spontaneous respirations or by PPV by a bag-mask unit.
In either case, adequate ventilation must occur to wash
out alveolar nitrogen (N2) and fill the lungs with O2. The
goal is to fill the alveoli used in normal tidal breathing
and the remaining alveoli and airways constituting the
functional residual capacity (FRC). This additional O2
serves as a reservoir to delay the onset of arterial hypoxia
for as long as 5 minutes. A number of guidelines have
been proposed to accomplish this potentially lifesaving
goal.
Depending on the minute ventilation of the patient
(spontaneous or assisted), the time to complete effective
preoxygenation varies from 1 to 5 minutes; although in
an awake and cooperative patient, this may be mostly
accomplished with three or four full, vital capacity (VC)
breaths.16,17 Work has documented the increased efficacy
of eight full breaths in about 60 seconds, with times to
desaturation approaching those of the more traditional
3- to 5-minute preoxygenation.18 A higher minute ventilation level leads to more rapid and complete preoxygenation. Measures of the adequacy of preoxygenation
include real-time gas analysis of expired O2 concentration
(goal = 95%) and analysis of expired N2 (goal < 5%).
Essential to either of these measurements is the presence
of a capnograph waveform with a plateau reflecting the
expected alveolar carbon dioxide (CO2) concentration.
This documents the presence of an effective seal of the
circuit-bag system to the patients airway and the effective delivery of 100% O2. The use of an air-mask-bag unit
(AMBU) without an expiratory valve may not provide
optimal preoxygenation.19
The effectiveness of preoxygenation in preventing
hypoxia during laryngoscopy is significantly reduced in
the morbidly obese patient. Even with the most careful
preoxygenation, the duration of apnea before the onset
of hypoxia is one half of the duration seen in patients
with normal body weight. This situation is attributed to
the considerable reduction in FRC and VC in the obese
patient and to the additional reduction attributable to the
cephalad diaphragmatic shift related to supine positioning.20 This places morbidly obese patients at significantly
increased risk for injury if any difficulty with ventilation
or intubation is encountered.
Pharyngeal insufflation of O2 can significantly prolong
the safe duration of apnea. In a typical adult, approximately 250mL/min of O2 is transferred from the lungs
into the bloodstream, while only 200mL/min of CO2
enters the lungs from the bloodstream (respiratory quotient = 0.8). This alveolar gas deficit causes alveolar pressures to become slightly subatmospheric. If the airway is
patent, there is a net flow of gas from the pharynx into
the alveoli (apneic oxygenation). If, after adequate preoxygenation, the pharynx is filled with O2, the onset of
hypoxia is delayed because O2, rather than air, is drawn
into the lungs by this mechanism. Pharyngeal insufflation
may be conveniently achieved by passing a catheter into
the pharynx through a nasopharyngeal airway and attaching an O2 source at 2 to 3L/min. Alternatively, some
laryngoscopes have a side port suitable for attachment of
O2 tubing. When preoxygenation is followed by pharyngeal insufflation as previously described, in normal but
apneic patients, the O2 saturation from pulse oximetry
[SpO2] remains equal to 98% for 10 or more minutes
(although at the end of 10 minutes the arterial carbon
dioxide tension [PaCO2] may be expected to be about
80mm Hg).21
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C. Laryngoscopy
The purpose of direct laryngoscopy is to provide adequate visualization of the glottis to allow correct placement of the ETT with the minimum effort, elapsed time,
and potential for injury to the patient. Considerable
effort has been expended to develop laryngoscopic techniques and equipment to facilitate this important procedure. Although this textbook outlines numerous
techniques for tracheal cannulation, the facilitative use
of direct laryngoscopy is by far the most common
technique.
Two basic types of laryngoscope blades are the curved
blade (Macintosh) and the straight blade with a curved
tip (Miller).22,23 They are designed for right hand
dominant use; the laryngoscope is held in the left hand
while the right hand manipulates the ETT. Historically,
either hand (or both) could be initially used, shifting the
laryngoscope to the left hand while the right hand manipulated the tube. Both blade styles include a flange on the
left side of the blade for lateral retraction of the tongue
and contain a light-emitting area (bulb or fiberoptic tip).
Each blade has a channel with an open right side for
visualization of the larynx and for insertion of the ETT
(Figs. 17-3 to 17-10). Despite numerous modifications
1
2
3
4
Figure 17-3 Schematic diagrams show how to perform laryngoscopy with a Macintosh blade (curved blade). A, As shown in lateral and
frontal views, the laryngoscope blade is inserted into the right side of the mouth so that the tongue is to the left of the flange. B, In the lateral
view, the blade is advanced around the base of the tongue, in part by rotating the wrist so that the handle of the blade becomes more
vertical (arrows). C, In the lateral view, the handle of the laryngoscope is lifted at a 45-degree angle (arrow) as the tip of the blade is placed
in the vallecula. D, In the lateral view, continued lifting of the laryngoscope handle at a 45-degree angle results in exposure of the laryngeal
aperture. The epiglottis (1), vocal cords (2), cuneiform part of arytenoid cartilage (3), and corniculate part of arytenoid cartilage (4) are
identified in the frontal view. (From Benumof JL, editor: Airway management: Principles and practice, St. Louis, 1996, Mosby, p 267.)
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Lateral view
Frontal view
Frontal view
Lateral view
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The ability to identify the epiglottis and then lift anteriorly to reveal progressively more of the glottic aperture
has led to a convenient system for grading the laryngoscopic view of any patient.24,25 A grade I laryngoscopic
view consists of visualization of the vocal cords in their
entirety. A grade II laryngoscopic view is visualization of
the posterior portion of the laryngeal aperture (arytenoid
cartilages) but not any portion of the vocal cords. A grade
III laryngoscopic view is visualization of the epiglottis but
not the posterior portion of the laryngeal aperture, and a
grade IV laryngoscopic view is visualization of the soft
palate but not the epiglottis. This grading system is necessarily subjective and skill dependent, but it does correlate
somewhat with difficult intubation.
If the blade is straight (Jackson, Wisconsin, or Miller
blades), the tip should extend just behind (posterior to)
or beneath the laryngeal surface of the epiglottis (see Fig.
17-6). As with a curved laryngoscope blade, subsequent
forward and upward movement of the straight blade
(exerted along the axis of the handle, not by pulling back
on the handle) exposes the glottic opening (see Fig. 17-6).
The use of a curved blade is thought to be less stimulating to the patient and possibly less traumatic to the
epiglottis for two reasons. First, the tip of a curved blade
does not normally touch the epiglottis. Second, the pharyngeal surface of the epiglottis is innervated by the glossopharyngeal nerve, whereas the superior laryngeal nerve
supplies the laryngeal surface of the epiglottis. Stimulation of the laryngeal surface of the epiglottis is thought
to predispose to laryngospasm and bronchospasm more
than stimulation of the pharyngeal surface of the epiglottis. Curved blades are thought to be less traumatic to the
teeth and to provide more room for passage of the ETT
through the oropharynx. However, straight blades provide
a better view of the glottis in a patient with a long, floppy
Figure 17-7 Insertion of the laryngoscope blade too deeply into the
pharynx may result in elevation of the entire larynx so that the
opening of the esophagus rather than the glottic aperture is visualized. The esophagus is located just to the right of the midline and
posteriorly, and the esophageal opening is round and puckered
with no structure around it. (From Benumof JL, editor: Airway management: Principles and practice, St. Louis, 1996, Mosby, p 268.)
epiglottis or an anterior larynx. Straight blades are preferred in infants, pediatric patients, and patients with an
anterior larynx. Use of a longer blade (curved or straight)
is more appropriate in very large patients and patients
with a very long thyromental distance.
Four major common problems are encountered in performing laryngoscopy. First, with either laryngoscope
blade, inserting the blade too deeply into the pharynx
may elevate the entire larynx so that the opening of the
esophagus is visualized rather than the glottic aperture
(see Fig. 17-7). Insertion of a curved blade too far into
the vallecula and continued rotation of the handle to the
vertical may push the epiglottis down over the glottic
opening, resulting in limited exposure of the larynx (see
Fig. 17-8). The tracheal and esophageal openings are
usually easily distinguished. The esophagus is located just
to the right of the midline and more posteriorly, and the
esophageal opening is round and puckered, with no
Figure 17-8 Insertion of the laryngoscope blade too deeply into the
vallecula may push the epiglottis down over the laryngeal aperture,
diminishing exposure of the vocal cords. (From Benumof JL, editor:
Airway management: Principles and practice, St. Louis, 1996, Mosby,
p 267.)
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D. Endotracheal Tube
Insertion of the ETT is frequently easy after the vocal
cords are exposed and the tongue is out of the way (see
Fig. 17-9A). However, endotracheal intubation is often
problematic even if the vocal cords are visualized. Adult
tracheas readily accept ETTs with 7- to 10-mm internal
diameters (IDs) (see Chapter 36 for pediatric sizes). If it
is thought that fiberoptic bronchoscopy (FOB) will be
necessary subsequently for diagnosis or therapy, an 8-mm
or larger ETT should be used. If it is thought that the
space between the upper and lower teeth will be small,
allowing the cuff of the tube to come in contact with the
teeth, the distal part of the tube and cuff should be
lubricated to facilitate orotracheal intubation and protect
the cuff from tearing. In the case of limited mouth
opening, air should be evacuated from the cuff to allow
as low a profile as possible. The tip of the ETT should be
introduced into the far right corner of the mouth and
passed along an axis that intersects the line of the laryngoscope blade at the glottis. In this manner, the tube does
not block the view of the vocal cords down the channel
of the blade. The common error of trying to use the
laryngoscope blade as a midline guide, through which the
tube is passed, violates this principle, obscures vision, and
is a significant source of difficulty for the inexperienced
laryngoscopist. The tube tip is passed through the cords,
stopping 2cm after the tube cuff completely passes
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H
T
C
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the tube to the facial skin with adhesive tape is the most
common method of securing the ETT.
The skin of the maxilla should be considered the
primary source of fixation for an orotracheal tube because
it is less mobile and therefore less likely to allow excessive
motion of the tube within the airway. The tube then lies
along the palate and is less likely to be displaced by the
tongue of a conscious patient. The fixation of the tube in
place can be improved by having the lateral ends of the
tape completely encircle the neck; however, the risk of
restriction of venous return from the head (especially
with intracranial pathology) requires careful consideration. Application of tincture of benzoin to the skin
before the tape is applied helps provide a stronger bond
between the tape and skin. In case of prolonged intubation, changing the tape and reapplying it to a new area
on the face every 2 days helps prevent maceration of
the skin.
In patients with beards or in whom the adhesive tape
fails to stick to the skin, the tube can be tied into the
place with a length of umbilical tape that is knotted
around the tube and then encircles the neck. Adhesive
tape may be used over the umbilical tape for added
security. A surgical face mask, reversed so that the ties
are in front and the mask at the occiput, can serve as a
reasonable, temporary means of fixation. Another reliable
method of securing an orotracheal tube is to wire the
tube to a tooth. One or two layers of adhesive tape are
wrapped around the tube at the level of the upper incisor
teeth. Stainless steel wire (25 to 28 gauge) is passed
around an upper incisor tooth and twisted around the
tape on the ETT. In anesthetized patients, a suture may
be passed through the gum and then around a ring of
adhesive tape on the ETT (as with wire) or through the
wall of the ETT and then tied to the tube. A bite block,
rolled gauze, or an oropharyngeal airway (used in most
endotracheal intubations for general anesthesia) should
be placed between the teeth to prevent the patient
from biting down and occluding the lumen of an oral
tube. Numerous commercial products are available to
attempt to improve the stability, patients comfort,
and convenience of stabilizing and immobilizing an
orotracheal tube.
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A. Preparation
Before insertion of the single-lumen nasotracheal tube,
the nasal mucosa should be sprayed with a vasoconstrictor drug. Vasoconstriction of blood vessels in the nasal
mucosa minimizes bleeding related to the unavoidable
trauma, and it increases the diameter of the nasal passages
by constricting (shrinking) the nasal mucosa. Softening
the tip of the nasotracheal tube by soaking it in a warm
saline solution may decrease the incidence of mucosal
damage and bleeding. The naris selected should be the
one that the patient thinks is the most patent (because
of the significant incidence of septal deviation in patients).
However, if both nares offer equal resistance, the right
naris should be chosen because the bevel of the nasotracheal tube, when introduced through the right naris,
more easily passes the vocal cords (Fig. 17-11).
The question of potential trauma to the turbinates by
the open bevel of the tube and the best orientation of
the bevel in passing the turbinates has not been resolved.
There is a risk that the tube tip, in passing the inferior
turbinate, may strike and damage or avulse the turbinate.
In the worst case, the turbinate may be dislodged and
occlude the lumen of the tube, causing epistaxis and
complete tube obstruction. Care must be taken to pass
the tube along the floor of the nose below the inferior
turbinate and to avoid any excessive force in advancing
the tube. Other measures may include preliminary vasoconstriction, lubrication of the tube, gentle rotation as the
tube is advanced, and evacuation of all air from the cuff
to minimize its effective diameter. Efforts to rationalize
the direction of the bevel as it passes the turbinate have
not been demonstrated to change the incidence of this
complication.
In most adults, tubes with a 7.0 to 7.5mm ID pass
easily through the nares. Other prelaryngoscopic maneuvers described under direct-vision orotracheal intubation
(positioning of the head, suctioning, and preoxygenation)
should be performed for direct-vision nasotracheal intubation. The nasotracheal tube should be lubricated and
passed through the nose in one smooth, posterior, caudad,
medially directed movement until resistance to forward
movement significantly decreases as the tube enters the
oropharynx (usually at a distance of 15 to 16cm). Significant resistance should be overcome not by force but
by withdrawal, rotation, and reinsertion of the ETT. Difficult passage should prompt the selection of the opposite
nostril or of a smaller tube.
The pathway that the nasotracheal tube takes should
be visualized as lying on its side. The curve of the ETT
Superior
Turbinates
Middle
Inferior
Right
nares
S
e
p
t
u
m
Bevel facing
to the right
S
e
p
t
u
m
Left
nares
Superior
Middle
Turbinates
Inferior
Bevel facing
to the left
B. Laryngoscopy
The laryngoscopy for nasotracheal intubation is identical
to that described for orotracheal intubation.
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C. Endotracheal Intubation
After the tube is in the oropharynx, the tip of the tube
must be aligned with the glottic opening. This requires
that the tip of the tube be visible in the hypopharynx.
The tube should be advanced or withdrawn until this is
the case. A combination of tube rotation and repositioning of the head may allow clear passage of the tube tip
into the trachea, but it is likely that the tube will require
guidance using Magill forceps held in the intubators right
hand.
The advantage of the design of these forceps is that
when the grasping ends are parallel to the long axis of
the ETT, the handle is outside the right side of the mouth
and at a right angle to the long axis of the tube. Because
the handle is outside the right side of the mouth, it is
away from the line of sight. As the forceps are grasped
parallel to the long axis of the tube, a backhand motion
of the right hand passes the ETT toward the glottic
opening (Fig. 17-12). The intubator can have the larynx
Rotate hand
(as in a backhand
hit of a ping-pong ball)
IV. CONCLUSIONS
The art of laryngoscopic endotracheal intubation is one
of infinite variety and unpredictability. We treat a diverse
population of patients with many disease processes, and
when their pathology includes airway abnormalities,
gaining control of the airway can be a life-threatening or
lifesaving process. Ongoing study and practice of airway
techniques are the only protection we have in the intrinsically hazardous field of airway management. Mastery of
the art begins with a mastery of the fundamentals.
Although practiced by a wide variety of health professionals, laryngoscopic intubation is an extraordinarily
complex and continually evolving branch of anesthesiology and critical care.
V. CLINICAL PEARLS
Redundancy is the key to adequate preparation. All
essential equipment (laryngoscopy handles and ETTs)
should have back-up counterparts readily available in
case of unexpected failure.
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