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Review of Metaphysics.
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LOTiNus
criticized
for making
Aristotle
mind
self-thinking
the first principle of the universe.1 His major objection is that any
mind, if engaged in thinking, must be thinking of something, and
thus mind
be a simple
cannot
In the case
entity.
of the Aristotelian
mind Plotinus argues that not only is there the duality of subject
and object, the thinker and the thought, but that the thought itself
We recognize it as a limited plurality, that is, the
is a multiplicity.
Platonic world of Forms, the intelligible world.2 Like all else that
is plural,
a quasi-material
it has
long-outworn
preceding
Early
pomorphic.
the
cized
But
of his
poets
in their
First
Plotinus'
Greek
"theology,"
Greek
philosophers,
on
and
mythologists
different
ways,
had
pre
metaphysic.
consequent
development
of wider
interest.
features
of
(as Aristotle
component
Plotinus'
critique
own
position
present
of all, in contrast
to
One may
not
like Xenophanes,
but
score,4
this
be anthro
had
Plato
criti
and
are similarly
For
open to attack.
a
is
us
what
makes
each
of
man,
(or
primarily)
than an animal.5
Men
it is true, use their minds
rather
cannot,
on the non-contingent
can.
all the time;
But
the difference
gods
Aristotle,
Aristotle
mind
is
one
not of kind.
come
of degree,
Mind
may
perhaps
6
not
of
be
that
the
and
part
is,
outside,"
body-soul
complex,
an eternal
in some form, but that only emphasizes
have
existence
of the "human"
and
the essential
the "divine"
mind.
similarity
to be
looks
"from
And
from
in Aristotle
an examination
1
Cf. Enneads
2
all
the
5.1.9;
for
evidence
of human
5.3.
the working
of mind
a theory
and
from
psychology,
11-14;
5.6; 6.7.35-37.
5.3.12.
3For
2.4.1-5.
'Xenophanes
6
N.B.
6De
gen. an.
736B27ff.
; 744B21ff.
Cf. Met.
1070A24.
comes
about
JOHN M. RIST
76
we
in which
the way
think.
in a perfect
applied,
The
form,
of
results
to God.
are
analysis
active
intellect,
this
Aristotle's
then
dif
ferent in each individual man,7 looks so like the Prime Mover that
the better commentators have often failed to distinguish them.
Certainly they should be distinguished, but the commentator can
hardly be blamed for failing to do so, when he is faced with the
difficulty, very real to him at least, that otherwise Aristotle would
come
that
a non-identity
to postulating
is in some sense
the Prime Mover
near
of mind
the active
than
No
one
a purified
soul
too.
Plato's
intellect.8
of
a bigger
indiscernibles?except
and better
example
And Aristotle's
problem
has
is
Plato
yet
explained
why
satisfactorily
so sharply?for
in the myth
of the Phaedrus?
example
distinguishes
souls and gods.
That
be a difference
between
there must
is clear
But how can a fall be possible
; souls may
fall, gods do not.
enough
when
(conversant with
but
it does
not
live
would
the
Nous
same
put
accuse
not
on a form
an attack
does
the Forms
Aristotle
of anthropomor
is one of the
of anthropomorphism
it, have
things
or, as
surely
Nous
But
from Nous
like"
the One
informative.
thinking.
in union,
The
Soul
but
soul
too
here
ceases
and
the
to be
even
our
souls may
uses
Plotinus
language
itself (6.9.11.
11-12).
7Cf. J. M.
Rist, "Notes on De Anima 3.5," CP 61 (1966) 8, reprinted
in Ancient Greek Philosophy
in Essays
(Albany,
1971), p. 506.
8Of course
a plurality
if Aristotle
of unmoved
always
postulated
movers
and was
(as argued by P. Merlan,
consistently
"polyth?iste"
Traditio
4 (1946) 1-30), the problem
Unmoved
of
'Aristotle's
Movers,"
seems to have an inkling of
arises more acutely,?Plotinus
indiscernibility
most
of his commentators,
5.1.9.26?but
and normally
this at Ennead
Plotinus
himself, have read him "tnonotheistically."
9For the
6.7.35.24.
NoOs vo?v is e/z<?pcw.
phrase see Ennead
77
our comprehension
are beyond
and not reducible
to conceptual
of avoiding
the construction
Plotinus
opens up the possibility
in man's
first principle
image.
it may
But,
be objected,
form,
of a
certain kinds of
are
of "intensive
like ours; after all it is capable
think
activity
But
of language,
this kind
(Karap?rjo-Ls) or higher
thinking.10
ing"
in
not
the
fact tells an
uncommonly
Enneads,
implied
throughout
we too have a
Aristotle's
God
is mind?and
unusual
Where
story.
that
a less powerful
of
one?Plotinus,
though
perhaps
agreeing
and that "thinking"
that we have a mind,
tells us something
or
insists not that the One has a better
of the One,
the nature
mind,
course
about
kind
is of a different
order
to
understand
what Plotinus wants to do, and why he objects to the Aristotelian first
itself.
principle in more detail, let us look back at the Metaphysics
that we
After
some
can approach
of Plotinus'
in context.
criticisms
for
the
existence
first mover
unmoved
He
of motion.
(or unchanged
first
thinks
changer)
that
and
an
he
needs
he
therefore
rather
as a mere
potentiality.
Its
activity
must
be
concerned
sumes
that
thought
is a sine
qua non
10
5.4.2.17;
6.8.16.33.
of human
existence,
but
also
of human existence.
In its
with the unchanging ;hence
(Oeiov);and (perhaps), if it is
it.
JOHN M. RIST
78
far the
So
looks
argument
at least Aristotle
only
on one
but
simple,
Knowledge,
seem to be of
(?iavoia)
thought
sense
in a subsidiary
(?v wap?py
and
and
direct,
perception,
something
else,
of
themselves
)
he
point
opinion
and
argues,
(1074B36-37).
In
soluble.
the
to
that
this
is argued,
rather
however,
to be assuming
what
exactly
seems
Aristotle
(?wl r v dec?pyjTLKcov)it is
sciences
contemplative
It is hard
than assumed;
indeed
he needs
to prove.
may
look at the
In the De
involving
Anima
he
and
hear,
of Aristotle's
aspect
as we
saw,
Aristotle,
of externals
knowledge
position,
assumes
that
involve
involve) knowledge
and
second
of self-consciousness.
activities
mental
see
us now
Let
the matter
(or perhaps
incidentally.
the question
of how we perceive
see
that we perceive
that we
raises
decides
that we
and
hear
through the same organs as those by which we see and hear (425B12ff).
But
the question
the quality
about
by
he not
(adversely)
is because
also
the
that
cannot
tant.lt
does
Aristotle
at once,
only
for that
it to be
nizes
of great concern.
He does not raise problems
of our perceptions
insofar as they may
be affected
our awareness
we are doing.
of what
this
Perhaps
is not
could certainly
be distracting,
and Aristotle
recog
so in the Nicomachean
Ethics.
cannot
You
do philos
to Aristotle's.
one
is genuinely
himself
was
able
he
was
ordinary
life.11 The
11
Porphyry,
in two
justification
Vita Plotini
8-9;
contrary
at least, it is possible
activities
his mind
various
is exactly
position
concerned with
to concentrate
performing
Plotinus'
to Porphyry
to engage
vided
as
that
According
sense
important
to notice
necessary
at
the
of them.
both
mundane
cf. Ennead
same
1.4.13.
in one
time,
pro
Plotinus
same
duties
time
of
79
man.
outer
and
inner
of awareness
question
in Ennead
1.4.9.
discussion
for- the
As
is an impressive
there
behavior,
of man,
and Porphyry,
of
the
one's
Plotinus
is
that happiness
assertion
seemingly
paradoxical
or
illness
the
if a man
loses consciousness
through
his
of magic.
Such
effect
"outer"
only
things
self, as does
and unaffected.
all the while
The
His
inner self is active
with
begins
the
even
possible
effects
sleep.
scene is thus set for the question : is the good man better off if he is
aware
ness
(a?adap?fxepos) that he
no difference.
makes
handsome
whether
the case
is similar.
to
of wisdom
or not
be
says
No,
is equally
is aware
he
of the
fact.
or equally
healthy
And with wisdom
it is of the essence
the objection,
answer
Plotinus'
surely,
self-aware.
into a man
introduced
to
from
outer
self,
our
body-soul
awareness,
complex,
at the level of pure
apparently,
cannot now apprehend.
of the body,
In the next chapter Plotinus
pursues
it looks
of mind
ceeds
as though
he
which
"we,"
to explain
that
awareness
exhibit
mental-pictures
these mental-pictures
But
when
of the mind12?and
a total
rejection
the matter
of intellectual
of our thinking.
soul, which
they
do not,
of the necessity
(eiraKrov),
and
our
is an
There
because
"we,"
further.
So far
for a self-awareness
miss.
activity
He
then
arises
pro
"in us"
(<t>apTacr?ai) of the
do not necessarily
Does Plotinus
if
that
present,
whether
or not.
is arguing
unambiguously
the body-soul
complex,
is
this
outside
something
make
the argument
sense, but since it is always
might
no difference
an
as
it makes
active
substance,
present
is aware
aware
his
Plotinus,
runs
But
were
wisdom
is good?
A man
we
workings
of
the
mind.
the activity
accompany
are not "aware"
obviously
of the mind?
That is, does he want to say that it adds nothing to the power of the
mind if we say "N (Nous) is aware that it is thinking its objects"
rather than "N is thinking its objects?" The move might look
Aristotelian except that the Plotinian mind has content, the Forms.
But it is not clear whether Plotinus wishes to make it. He does
draw
as
our
reading
to
attention
when
12
Cf. 4.3.30.5.
we
the
read,
fact
or of
that
awareness
courageous
of
behavior
such
an
when
activity
we are
JOHN M.
80
RIST
the activity
itself.
It is
detract
from and enfeeble
may
courageous,
on our activity
that we cease to be
when we are really concentrating
set for the asser
it. The
aware
is
that we are doing
stage
certainly
would
self-awareness
that
tion
indeed
for Nous
be unnecessary
and
more
to the
of self-awareness
the problem
lower
soul
(to the faculty of perception), though he does not formally say so.
The interest in the comparison with Aristotle is that Plotinus is
aware
fully
of
the
at the
In Chapter
alia
inter
argued
Ryle
same way as we
get
that
we
to know
of perception.13
level
to know
get
other people
far
that
argues
it ceases to exist on
of mind,
we know
in the variety
least
level?at
but
self-awareness,
characteristic
of
problem
in much
ourselves
is a thesis,
this
; and
the
which,
that we
are able
to objectify
and that
ourselves,
from such objectification.
is inseparable
standing
and
an
very
little distinction
of under
grow
up
between himself
our mental
is thus marked
world,
development
by
to distinguish
to be ourselves,
in our ability
ourselves,
external
increase
language,
in conscious
form
involves,
sarily
and
conscious
later
ness.
thesis
If
this
transcendence
is certainly
Plotinus
human
about
has merit,
does
of self-consciousness
the understanding
the
the process
As we
that
arguing
neces
Thus understanding
the
development
sense
of a strong
growth
it follow
and
that
is of
in un
first
of self-aware
the
of
development
account
Plotinus'
of
its nature
stultifying?
is something
to
self-consciousness
outgrow.
perspective.
less "spiritual"
become
aware
Ryle,
whose
and more
we
of what
concept
biological
are, we
of development
than Plotinus
grow
as human
is obviously
would
beings,
like, we
by
For Plotinus
18For
such
a process
will
certainly
lead
recog
from
to an emphasis
81
sary
in human
stage
with Aristotle
ultimate
man's
non
highest
disagrees
of human
intellectual
cannot
capabilities
the Gnostics,
Plotinus
decent
behavior,
ordinary
morality,
"bourgeois"
qua
Plotinus
Plotinus
limitations)
while
of mind,
is a sine
in man
of mind
velopment
Like Aristotle
For
development.
progress.
realized.
a neces
to be
unable
existence
in contact
notion
seductive
with
the use
that
of the mind
aware
it is a stage, and a mere
us at the level of duality,
still
leaves
as we have
the One.
seen, it is
And,
is necessary,
Self-knowledge
of the self's
ness
the
refuses
but
inferior
Plotinus'
to
to mind
use
frequent
the unselfconcerning
which
is to be anything
kind
any
activity,
a
which
suggests
to be pressed
have
toys
the
with
suggest
14
Cf.
16Cf.
term
33)
the
higher
reality.
kind
of "intellectual"
If
some
term
aware,
will
of suggestions
lines.
these
along
Kara
where
the
could
(5.4.2.17),
He
service.
a number
Karap?rjais
in a treatise
which
is number
per
7 of Porphyry's
"transparent
logically
into
intensity,
chronological
of
involves
any
at the level of the One,
of knowing,
a state
of being
total
transparency,
makes
Plotinus
out beyond
and
going
itself,
serves
of "divine
drunkenness"
nature
indicate
there
haps
loving, mind
of the notion
itself"
he proposes
1.2.3.
6.8.18.26.
(waPTrj foaKpiriKbp
virepp?rjais,1* but
?avrov).
perhaps
In 6.8.16
again
all
(chrono
that
is
JOHN M.
82
RIST
that
from
in some
and
5.4.2.18-19)
But
different
in kind.
6.7.3.8-9
he seems
way
is no
there
(eTn?oXrj)to designate
in
Finally,
explanation.16
term "contact"
technical
real
on the Epicurean
to settle
(olop crvpcuaOrjaei,
self-perceptive
is still available,
of knowing
the experience
and 3.8.9.20
of itself, and at 6.8.11.23
But
these passages
of the One.
have
hardly
help us
has
can
see what
to
than
appropriate
the
to describe
of vision
language
the
rela
tionship between the elevated soul and the One, the purely material
variety of contact advocated by Epicurus in his use of epibole cannot
help
us
a much
to attain
closer
of precision.
degree
and
in man.
seems
Aristotle
Hence
It
is specifically
to believe,
though
the most
to be
said
we
cannot
not
valuable.
argue
it here,
intrinsic
value
they
have.
For
the
Plotinus
case must
be
the mere
ness,
and hence
existence
value,17
indicates
of a subject
as well as something
that
it possesses
good
of the "contemplative"
faculty which is not identified with intellect and hence can be shared
by things both living and non-living, even those which do not possess
intellect
The
(3.8.1.1).
way
is clear
for a recognition
of the value,
derived from the fact that all is the product of the One, of everything
is precisely the point that Plotinus wishes to argue
that exists?this
strongly against the Gnostics and other denigrators of the physical
For Plato such a position could only be adopted with
universe.
for even
less enthusiasm,
in the Timaeus,
where
Plato
is at his
least
of the Forms
which
16Cf. J. M.
Rist,
17
5.5.9.36;
cf.
Plotinus
1.8.6.27.
(Cambridge,
militates
against
1967) 42-52.
the
good
83
to overcome
is enabled
Plotinus
objects.
in his own unplatonic
the Timaeus
way
reading
this
of material
by
jection
ob
as teach
is, of course,
He
to say
prepared
that
for
is F, G, H,18
the One
F,
etc.
G, H,
is a "logical"
Predication
is (perfectly)
where
beautiful,
is F.
But
although
associate
Here
sively.
For Aristotle,
causes designed
of
kind
is the
"mental"
as mind.
time,
But
does
but
not,
For
most
obvious
of course,
in its eternity.
can
exist.
believe
they
is that
Now
at
or
of maker
creation
and
go
useful,
last we
be
from
the metaphysics
"classical"
thinkers
are
of pattern
imposition
are
Plotinus'
arguments
should
"creator."
cosmos
of the
in endless
in
succession.
the One
material
the
is no pre-existent
substrate,
Timaeus
is
rather
the
Or
re-interpreted.
It
Plotinus
separates
over-emphasized.
of Plato
the
to the
to.
add up
in the
come
Worlds
There
notwithstanding.
cannot
doctrine
now
Plotinus,
nothing
Timaeus
This
and
see what
and
of these
first
Plotinus
exclu
though
of Aristotelianism.
if not more
of description
be useful,
may
of a first principle.
into the nature
The
not
is dethroned,
some
to
he still wishes
identified
other modes
enquirer
consider
wish
rejection
import
as the last in a series of
is reached
"God"
although
in this
to explain
of movement?and
the phenomena
is immediately
that mind
it,
the
Aristotle
Phaedrus?he
with
power
of
real
not
does
Plotinus
to
technique
and
concerned
or form
concerned
for whereas
these
Aristotle,
a metaphysic
with
of
of order,
or chaotic,
on the indeterminate
with
existence.
In
the
history
That
of existence,
not
only
with
18
Cf.
5.3.13.1.
a cause
of movement
or change.
JOHN M,
84
RIST
motion.
Like Aristotle, he is concerned with that, but not only
with that. The role of the One is both to support existence rather
than
rational
to
and
non-existence,
movements
and
organize
(indirectly)
exists
insofar as they are
of what
Clearly
the
arrange
rational.
it is not limited
to "moving"
sense as a final cause.
the world
only in the Aristotelian
Its activity
must
and must
flow directly
be direct,
outwards.
There
as
an
as
as an
must
Plotinus
the
well
from
be,
puts
activity
One,
it,
One,
and holds
it
is this
which
power
it in being.
of the Aristotelian
energy
generates
perpetually
would
Plotinus
as an
mind
criticize
inadequate
the
cosmos
the self-directed
conception
of the
so conceived,
that mind,
is at the
top
of the
cosmic
hierarchy.
as against
of
the One,
the contingent
existence
not
other things.
is
is why he argues
that
the
One
That
constantly
we say
"as it happened
to be" but "as it willed
to be."19 When
we do not mean
the One
that anything
compelled
"inevitability,"
of
the
of
existence
or
in any
way
itself"21?perhaps
subject
the first,
or that
the One
the One
arises
is caused
but
to anything
it has to be "cause
of
else,
and certainly
the first clear use of this
to be fleshed
a cause?
answer
How
out.
does
this
to this question
uncaused,
not caused
In what
strange
is striking,
sense
kind
and
is this noncontingent
of causation
occur?
again
"unclassical."
"being"
Plotinus'
He
has
to take over the language (and the spirit) not of philosophy but of
theology. Christian writers (and presumably others) were already
19
Eg.,
20
21
6.8.13;
6.8.13-14.
6.8.20-21.
6.8.21,
passim.
85
talking about God's will.22 And indeed if it is not intellect, and not
chance or (evprjuel)matter which brings the One into being, there is
other
little
Hence
choice.
6.8 we
in Ennead
constantly
hear
of the
in the Timaeus)
Demiurge
of Aristotle's
abandonment
to do good.
of mind
worship
Or has Plotinus'
a new
up
opened
line
of enquiry?
to be no
seems
There
reason
to suppose,
and
indeed
good
reason
the
again
nature
indivisible
of the One's
By
activity.
empha
sizing willing, Plotinus is showing how the One is not merely cogni
For the One to will is to
tive like Aristotle's God, but productive.
and by emphasizing
achieve,
us of the Humean
dictum
to act.
strange
strange
should
The
"Platonic"
us
further
how
"desire"
it can be
it does.
The
to the Greeks
to understanding
assistance
of the Plotinian
last "characteristic"
is its Eros.
sense
of willing
Plotinus
reminds
a man
cannot
itself
drive
by
to forget
give
mention
know
reason
and
does, but this is confusing
knowledge
we
are
with
knowl
when
easy
dealing
"platonic"
And
although,
by his use of the
thought.23
"platonic"
as we
have
the
term
seen, Plotinus
emphasizes
epibole,
on willing
his emphasis
of the One's
mode
"knowledge,"
True,
it is very
or
edge
the notion
that
I leave
for it is hard
untranslated,
It should mean
desires
implies
itself
lack,
"desire,"
(6.8.15).
a need,
nature.
the word
translated.
One
the One's
an
Yet
and
to
in a
normally
incompleteness;24
22
2.9.1 and the followers
of Pantaenus
Eg., Origen, De Principiis
et Gregorii?Clem.
fr. 7,
Alex.
diff. locis Dionysii
(Max. Conf., De Variis
p. 224, llff.)
23
David Hume, A Treatise of Human Nature, Bk. 2, part 3.
24Yor Plotinus'
normal view of the Eros of the soul, see especially
Il
is the need to reconcile
the Sym
3.5.4.24-26.
The basis of his treatment
posium's account of Eros with that of the Phaedrus.
JOHN M.
86
of the One
the Eros
and
seems
to want
to develop
the
we
Here
for at
Plotinus
:first
reasons
two
least
devoid
contrast mind
of metaphor
saw, Plotinus
language
as we
loving
The
(6.7.35).
marks
him
find
unselfconscious
nation,
which
characteristics.
its appearance
in the
elsewhere
a
use
to
he
is
inclined
following
path
more
the One with
and then strip off
compare
something
generally:
of the image.
Eros
the more undesirable
features
is utterly
Secondly
purge
universe.
"need"
of these
concept
is a mark
none
has
RIST
of the
attractiveness
and
imagi
is able to
(povs powp)
thinking
is that
i?ros-language
it suggests
self-consciousness.
is explicitly
else when
are more
conclude
expresses)
and
less
and
full-blooded
irreducible
Plotinus
has
vinity?
Are
of
many
large?
safely
than
and
of
supporter
It is a much
analysis
than Aristotle
had proposed.
it mean
Could
that
di
anthropomorphic
men
the
of
merely
qualities
qualities
as more
to
than the intellect
raised
alone)
primitively
these
pace Aristotle,
(viewed,
As Homer's
the highest
power?
and everlasting,
stronger,
bigger,
writ
cause
at the end?
a more
to
reverted
(rather
who
of the One.
cause
may
indicates
best
non-contingent
to conceptual
of a first
concept
those
although
we
disagree,
might
fecundity
power,
will,
cause
and
j&ros-language
And
intercourse?
.EVos-language
creativity
all
into
intense
prosaic
for Plotinus,
Creativity,
first
existence,
more
in sexual
engaged
that,
the
is built
idea
The
As Aristotle
sexual.
Zeus
man
is a Homeric
is Plotinus'
God
writ
the
larger,
philosopher
God as anthro
sum
of his
is clear:
the
characteristics
thing
an
to Plotinus
of
the
Absolute
ascription
impersonal
certainly
is conceptually
For
irre
the One
to accept.
although
impossible
a "personal"
or
seem
we
it
to
have
of
have
the
"traces"
ducible,
One
pomorphic?
makes
But
"human" flavor.
not
impersonal,
and
between
arbitrate
is in any
not
ample,
and
sense
fundamental
In at least one
are
others
them
important
anthropomorphic.
or of causation.
if Plotinus'
that
how
it is anthropomorphic,
far can we say that
a new
respect
Consider
the
In men
Eros
marks
his
descriptions
concept
desire
can we
conception
in Greek
phenomenon
Plotinus'
how
thought?
of the One
ex
of Eros,
for
and need
; in the
not.
it does
fundamental
to creation
In other
and
causation
of human
the
level
Eros
of
the most
the One
in regard
the One's
look
actions,
they may
though
a
be
and
similar
beings
expressed
through
vocabulary,
hold beings
at
words
of human
characteristic
87
For
than
is lacking.
to be
the
cause
to reconstruct
And
to
of existence,
from inde
them
It is impossible
pendent material, is uniquely the power of the One.
in both these instances to argue that the One ismodelled on human
; rather
beings
nature
human
provides
a pointer
to something
outside
it as a mere
argue that no such being exists ;we cannot dismiss
copy
of human nature.
Here
the comparison
with Aristotle
is again useful
;
for Aristotle we live briefly the kind of intellectual life that God
enjoys all the time (Met. 1072B 25). For Plotinus the One's most
fundamental
activity
is something
which
we
cannot
not make
clear.
The
total
problem
may
be
for our
achieve
Plotinus
does
as follows
up
are we to say that we are like the One, or that the One is like us
The
(in which case we have to say that it is "anthropomorphic")?
answer
formal
is clear
to any
reader
of Plotinus
: he
says
and
again
again that we can attain likeness to the One and be like it ; he never
says that the One can be or is like us.25 And what I have tried to
suggest in this paper is that the formal answer is borne out at least
to some
which
by analysis.
degree
are not merely
human
There
powers
are unique
and human
remind us of these
features
but
powers
In this sense Plotinus
has transcended
the higher
of Plato
and Aristotle.26
human
features
of the One
activities
writ
cannot
equal
large ;
them.
anthropomorphism
University
of Toronto
25It
for Plotinus
that the relationship
of like
is, of course, axiomatic
is asymmetrical.
261 should like to thank Professor A. H. Armstrong,
Dr. H. Blumen
on earlier versions of this paper.
thal, for their helpful comments
ness