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Classification as Culture:
Types and Trajectories ofMusic Genres
Lena
JenniferC.
Richard A. Peterson
Vanderbilt
VanderbiltUniversity
of symbolic
Questions
have
classification
been
University
to sociology
central
since
its earliest
genres
no exception,
organizing
and
people
songs
within
a system
of symbolic
recurrent
document
processes
and
of development
change
across
musics.
In this
organizational,
Scene-based,
combine
and
toform
three distinct
by discussing
for
implications
We find four
and Traditionalist.
Industry-based,
conclude
attributes.
symbolic
as a scene
a number
understanding
Two-thirds
trajectories.
raised
classification
symbolic
Direct
2000),
correspondence
to Jennifer
C.
Lena,
VU
Departmentof Sociology,VanderbiltUniversity,
StationB #351811,2301VanderbiltPlace,Nashville,
TN
37235-1811
The
authors
Baumann,
(Jennifer.c.lena@vanderbilt.edu).
to thank N. Anand,
wish
Shyon
Howard
S. Becker, Andy Bennett, Daniel
Paul DiMaggio,
Robert Faulkner, Simon
Cornfield,
Frith, David Grazian, Michael
Hughes,
Larry Isaac,
Pierre Kremp,
Steve Lee, Claire
Peterson, Motti
work. We
American
Sociological
genre
by name
extreme
Review,
originate
types?Avant-garde,
by our findings,
infields
types
in an Avant-garde
in an Industry-based
distinct
We also find
other
genre,
We
genre.
the
including
than music.
varieties
of cultural
products,
particu
1
Although
encyclopedic
earlier generation
(Lomax
2008, Vol.
73 (October:697-718)
in an
698
of particular
commu
popular-music
the
larger
structures
of
stratification
in
employ
the use
of genre-as-text,
but
they are
musicological
and Cerulo
and
expectations,
conventions
that
others whose
work
is necessary
tomak
anthems mirror
the soci
Kern 1996).
3
"Free
because,
music"
as Toynbee
is an
(2000)
interesting
notes,
limiting case
its prac
although
same
resources,
fans,
including
media
capital,
like disco,
Some,
are very
popular
northern
soul,
rock have
only
psychedelic
a
transitory
country,
existence.
and
In
1985;Lewis 1996).
4Mildred
Cummings and her "Little Miss
Cornshucks"
performances
(Mazor
2003)
and
699
the course
of decades,
spawn
a number
of
or referred
to as commercial
categories
Emmitt
Miller, theyodelingminstrel(Tosches2002),
are two examples.
700
"classical"
and
"art" musics.
Genres
that
RESEARCH METHODS
This article builds on two priorworks inwhich
we closely examined the features of four twen
tieth-centuryU.S. musics that seemed to expe
rience a complete developmental trajectory
(Lena and Peterson 2006, 2007). We selected
grunge from the rock stream,rapfrom theR&B
stream, bebop from the jazz stream, and blue
grass from the countrymusic stream.We then
read extensively in the academic and popular
press
about
each.
Scene-based,
Industry-based,
of these
seven
streams.
5
A
each
list of the key sources used in classifying
each
for
citation
full
the
and
genre,
biographical
on the
in the Online
source, is available
Supplement
site (http://www2.asanet.org/journals/asr/
ASR Web
2008/toc065.html).
701
itwould
four genre
be possible
to create
more
the four-genre
types. However,
resolution
is the most
twelve-dimension
by
simonious.
than
type
par
Avant-garde
Genres
call
such
creative
groups
"circles."
taking
lessons,
carefully
listening
to
Alternatively,
avant-gardists
may
may
There
some
is not
always
of genres
a direct
correspondence
and musical
difference;
"styles"
argue that riot grrrl, straight edge, anarcho
are differentiated by
and White
power music
between
punk,
elements
political
different
and philosophical,
not musical,
distinctive
hops,
Low:
rnet
>s m
2 n
^h
-.-_
property
^Ideal
Member
Genre
Create
Goals
intellectual
Produce
or
community
heritage
music
Preserve
it
pass
and
revenue,
new
on
Genre
Forms
O
Codifying
technical
sound
Production
unknowing
employers
endorsements
festivals
Virtually
Press
Community
National
Coverage
Genre-based
press
critique
and
advocacy
none
tools
that
standardize
Idealized
innovations
bars,
highly
Argot Local,
experimental
virtual
and
Sporadic
translocal,
Medium:
Traditionalist
Industry-Based
Avant-Garde
Attributes
2
Local, Scene-Based
linked
codifying
Clubs,
field
Established
Local
Creative
Organizational
Form
>circle
associations
scene
Internet
Scene
Self-contributed,
for
Artists
Income
activities,
of
Sources
Sales,
partners,
self-contributed
licensing,
contributed,
grants,
Self
merchandise,
heritage
Industrial
Festivals,
tours,
academic
Signals Used
tofirmssellproducts
Stylized
Emblematic
Mass
Eccentric
Drugs
Adornment,
"style"
Dress,
of
Stereotypic
marketed
muted
genre
andmembership
Source
of
Genre
Name
Site
or
group
specific
Scene
genre-based
members,
Mass
media
or
industry
Academics,
critics
categories
deviation
to High:
shaped
by industry
Hyper:
attention
style
National,
worldwide
Local
to international
much
Against
Work
established
Boundary
Against
Market
driven
Against
deviants
music
rival
musics
within
media
O
-??-???-????-?=?-_z=_z_______=_z_z^-
empty
spaces
Table
1. Genre
Attributes
and
v?
Forms
_____n
scenes
settings
great
employment.
In addition,
fam
harsh
conditions
may
retrospectively
be
roman
Scene-Based
and historians.
Genres
of "scene"
to refer
to a communi
703
often drawn
from the
entrepreneurs,
ranks of scene-participants,
music
become
pro
club owners,
and band managers.
Some
moters,
founded
record companies,
Scene
independent
based
papers,
fanzines,
radio
and
Internet
stations,
and
family,
and
sites.
Local
criminal
news
elements
partners,
friends.
As
scenes
704
adornment,
body-type,
argot,
and
"atti
known
to scene members.
For
exam
genres
have
loose
organiza
critics,
and
merchandisers,
scene
mem
name
is sometimes
an
onomatopoeic
(e.g.,
rap, funk,
jazz,
rock-n-roll,
and
Genres
music
genres
are
so named
genre-targeted
audiences,
and
a wide
conventions,
and
record
producers
regu
Such
stereo
appeal
to a mass
audience.
innovations
have
tury, technological
standardized and simplified the production of
music to satisfy the needs ofmass production.
Trade magazines' weekly charts of song sales
and Industry-based annual music awards help
guide industrydecisions about the relative suc
cess of individual songs and whole genres
(Anand and Peterson 2000; Anand andWatson
2004; Watson andAnand 2006). In theprocess,
genre names become more clearly fixed, but, at
the same time, different Scene-based genres
thatwere thought to be antithetical may be
melded intoone category (Peterson 1997).
National media bring a budding Industry
based genre to the attention of amass audience
with stories about its seemingly discordant
music and the large number of genre fanswith
unconventional lifestyles (Gillett 1974; Laing
1985). This coverage, however, is usually ill
informed about themusic and often frames a
genre in three contradictoryways. Journalists
705
emerge
munities.
genre com
Industry-based
when
of
numbers
example,
large
within
For
as violent
racists.
Like
themusic,
ment,
and
lifestyle
exaggerated
and mass
"alternative,"
common
the moniker
706
Traditionalist
Genres
talent.
Performers
and
promoters
com
annual
"best
of..."
awards.
Adherents
of
events,
prints
articles
on
performance
seen
are
who
as
catering
to corporate
suburban
youth
across
the country"
(Light 2004:140).
Performers'
race,
class,
educational
attain
GENRE TRAJECTORIES
AgSIT
Genre
Traiectories
the Avant-garde
Beboppers
began
to
varieties
of drugs,
and
the authorities.
707
status.
The
record
companies,
to draw
altogether.
portive of Bebop
to review
rather
In response,
ways
to revitalize
garde
genres
Even
the media
sup
than as a newsworthy
lifestyle.
some musicians
new
explore
a genre
emerge
ideal,
from
these
efforts.
For
scholars,
and
fans
created
a set
festivals,
album
reissues,
and
other
708
BeBop
Bluegrass
Jazz x x x x
x x x x
x x x x
Jazz
Chicago
Folk Revival
Folk Rock
x x x x
x x x x
Heavy Metal
Hillbilly
HonkyTonk
Old-School
Punk Rock
Rockabilly
Rock-n-Roll
x x x x
x
x x x x
x x x x
Rap
x x x x
x x x x
x x x x
x
Salsa
Blues
Gospel
Urban
Industry
Based
Scene-Based
Avant-Garde
x x x x
x x x x
Swing
Alternative Country x x x
Disco
Western
xxx
Jump Blues
xxx
xxx
xxx
xxx
Psychedelic Rock
xxx
Thrash Metal
West
Delta
DooWop
New Orleans
Black Metal
xx
Jazz
x x
Country Boogie
x x
Death Metal
Free Jazz x x
Garage
Grindcore
x x x
x x
x x
x x
Hard Bop x x
x x
House
x x
Jungle
South Texas Polka
x x
Techno
Laurel
xxx
Canyon_x_
x x
Traditionalist
years
to come.
In several
cases,
the creative
conspicuously,
Alternative
country,
Disco,
example;
sexist,
racist,
709
Traiectories
This
circle
had no agreed
name
in the day. To
inAvant-garde
genres and name
practice
after the place where
itwas centered.
the circle
710
Table 3.
xx
Swing
Christian
Contemporary
Conscious
Rap
xx
x
Rap
x
x
x x
Tango
x x
Chicago Polka
Cleveland
Polka
x x
Polka_x_x_
[2004],Heilbut [1997],andThompson[2000]
Traiectories
Reggae
Soca
Milwaukee
Contemporary
Gospel
Humor
Traditionalist
Industry-Based
producers,
and
industry
marketers
by crafting
a line of "softer,"
"safer,"
company
producers
or arrangers.
711
Movie
New
xxx
Jazz
xxx
Soul
xxx
xxx
xxx
Southern Gospel
Nashville
Sound
Outlaw
Funk
xxx
Cowboy
Jack Swing
Nu Metal
x x
x x
Country
x x
to success.
Several
quartets
record
were
also
accomplished
musicians,
most
ers provided
particular
Traditionalist
Scene-Based
Industry-Based
Cool
artists,
and
assigned
a set of
professional
to
"ses
Nashville
corporately-owned
ment became
a genre
This
"outlaw"
move
country,
Avant-garde
Southern
movements,
such
rock, Alternative
gospel,
and Nu metal?were
developed
in unaf
712
Scene-based,
Industry-based,
and Traditionalist.
To gauge the generality of these genre attri
butes, forms, and trajectories,we examined 60
kinds ofmusic found in theUnited States.We
discovered that these four genre forms were
sufficient to account for variations in the sam
pled musics. We also found that the develop
mental features of thesemusics fitone of three
distinct genre trajectories. Two-thirds of the
sampled musics started inAvant-garde circles.
Most of these thengenerated supportfrom local
people and institutions,attracted the attention
of mass
marketers,
and,
after a period
of
inter
that
should be taken when
asserting
tra
This
is
the
genre trajectory.
predominant
AgSIT
the story of genre develop
jectory roughly mirrors
and
works
in many
ment
recounted
popular
Caution
is a danger
There
critical evaluations.
retrospective
that this is as much a reconstructed myth as an accu
of events. We try to avoid this poten
rate accounting
tial bias as much as possible
by relying on sources
to the times that the events being
close
written
described
took place.
The Theoretical
Utility
Social-Cultural
Classification
and
process
seems
to take place
in the "invis
seen
as unexceptional,
fixed,
or old
1982, 1992;
2007; Bourdieu 1990; DiMaggio
Regev 1994; White and White 1965). If art
musics are considered in theway we have done
here, a genre phase based on institutionalval
orization and governmental-philanthropic sup
portwould probably be found,and thisart-based
simply substitute for the
phase might
of the
and
numerous
other
variants.
If this dis
There
we
are
have
it scant
given
numerous
possible
attention
here.
research
ques
do performance
conventions
emerge,
and
Scene-based,
Industry-based,
and
Genre
in Interactional
713
and Macro
Context
Rival genres are among themost importantele
ments ina genre's environment,and as we noted
above, contentious battles between rivals often
shape Scene-based musics. The historical record
offersmany examples of such conflict, includ
ing the streetfightsbetween "mods" and "rock
ers" in the early days of rock-n-roll in the
United Kingdom. We know very little,though,
of the role these frictions play in the develop
ment of genres. It could be that competition
over resources produces similarities between
musics.
such
as bebop,
punk,
714
the United
States
in transformed versions.
Likewise, Avant-garde and Scene-based gen
resmodeled on exported U.S. genres emerge in
many countries, but few systematic studies
explore the processes involved or theways in
which the genres are transformed (Condry
2006).
Research
of diverse
genres
around
the world.
a discourse
about
taxonomy
or a mar
715
Bennett,
at
is an Assistant
C. Lena
Professor
Jennifer
Vanderbilt University. She does not have a "favorite
rapper."
Andrew.
is Emeritus
Peterson
of
Professor
He
has most
at Vanderbilt
University.
on music
recently co-edited an issue of Continuum
on the
scenes inAustralia. His current work focuses
Sociology
the withering of
of creative communities;
in competitive
bureaucracy
organizational
fields,
1968 to 2008;
and the periodicity
of music-genre
formation
is trying to practice
omnivorousness
formation. He
rather than profess itas he works, without great suc
cess, to retire.
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