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3 AUTHORS, INCLUDING:
Sujay Chattopadhyay
Giridhar Madras
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Abstract
Poly (-caprolactone) (PCL) and poly (vinyl acetate) (PVAc) and their blends were degraded in toluene by two lipases (Novozym 435
and Candida Rugosa) at 60 C. The degradation of PCL and side-chain hydrolysis of PVAc yielded speci4c products of molecular weight
500 and 700, respectively. FTIR analysis of the polymer before and after enzyme treatment and the speci4c products show that there
is large reduction of ester linkages and generation of OH, COO() , COOH groups in the broken chains. The optimal temperature for
the side-chain hydrolysis of PVAc was 60 and 65 C and the optimal temperature for the biodegradation of PCL was 55 and 60 C for
Candida Rugosa and Novozym 435, respectively. Continuous distribution kinetics was proposed for determining the rate coe;cients of
the polymers and deactivation of the enzyme. Enzymatic degradation studies of PCLPVAc blends showed that there is a drastic reduction
in the degradation of PCL in the blends. This was modeled by the interaction between polymers.
? 2003 Elsevier Science Ltd. All rights reserved.
Keywords: Polymers; Kinetics; Enzyme; Population balances; Continuous distribution kinetics; Polymer blends
1. Introduction
The use of biodegradable polymers has been widely
accepted in biomedical applications. Due to the environmental issues with the commercial plastics, biodegradable
polymers have attracted much attention recently (Gan, Yu,
Zhong, Liang, & Jing, 1999). Most of the degradable polymers are ester bonded and have diBerent properties such as
mechanical strength, biodegradation rate, morphology, etc.
Poly (-caprolactone) (PCL) is a well-known biodegradable polyester used in biomedical applications (Woodward,
Brewer, Moatamed, Schindler, & Pitt, 1985), especially in
controlled drug delivery. Good mechanical strength and
biodegradability are expected of biodegradable polymers for
practical applications. Random and block co-polymerization
have been proposed to increase the mechanical and physical properties of the biodegradable polymers (Pitt, Gratzl,
Kimmet, Surles, & Schindler, 1981). Physical blends of
aliphatic polyesters with these polymers were also shown
to change the morphologies and physical characteristics
of biodegradable polyesters (Tsuji & Ikada, 1992, 1996).
Corresponding author. Tel.: +91-080-309-2321;
fax: +91-080-360-0683.
E-mail address: giridhar@chemeng.iisc.ernet.in (G. Madras).
0009-2509/03/$ - see front matter ? 2003 Elsevier Science Ltd. All rights reserved.
doi:10.1016/S0009-2509(03)00155-6
2912
EnZ
O
OH
PCLn
PCLm
EnZ
O=C
O
EnZ
OAc
OAc
OAc
OAc
OAc
OAc
OAc
OAc
O=C
OAc
OAc
173h
104 h
3. Theoretical model
We assume the molecular weight of polymer, x, as a continuous variable. The biodegradation of PCL and PVAc are
assumed to contain four steps. (A) Adsorption of enzyme
on polymer substrate. (B) Formation of transition complex
between polymer and enzyme. (C) Speci4c chain scission
of the polymer. (D) Interaction of the polymer enzyme
adsorbed complex and polymers. Figs. 1a and b show the
chemical structure of PCL and PVAc, respectively, and
the point of attack of the enzyme. Because there are no hydrolysable linkages in the backbone of PVAC, the enzyme
only hydrolyzes the pendant acetate groups in the side chain
of the polymer. The detailed mechanism for the cleavage
was determined by analysis of the products by GC, GCMS
and NMR and are presented elsewhere (Chattopadhyay,
Sivalingam, & Madras, 2003). On the other hand, the lipase
cleaves the ester bonds in the main chain of PCL leading
to speci4c products, as reported elsewhere (Sivalingam,
Chattopadhyay, & Madras, 2003). In both the cases, the
molar concentration of the polymer is unaBected by degradation, as shown in Fig. 2.
Let PA and PB represent the polymer molecules of
species A and B, respectively and E for the enzyme. The
adsorption of enzymes over the polymer is reversible and is
EnZ
54h
23h
0h
900
1000
1100
1200
1300
1400
1500
1600
Time (s)
Fig. 2. Typical molecular weight distribution dynamics for the biodegradation of PCL in toluene by Candida Rugosa at 40 C.
given by
kaA
(A)
(B)
where PAE (x) and PBE (x) are the adsorbed polymer substrate
of individual species A and B, respectively. The adsorbed
polymer substrate undergoes reversible reaction to form the
transition complex by the following reactions:
ktfA
(C)
(D)
ktbB
PAE
ksA
PBE (x
xsB );
kD
kD
kd
(G)
Including the intermediate complex, P E (x + x ), facilitates the formulation of population balance equations of the
reversible interaction of adsorbed species with the polymer.
If P E (x + x ) is ignored in reaction (G), the forward and reverse rate coe;cients will be kd and kD , respectively. Representing the concentration of the individual species with
small case letters, the population balances are
@pA
= kaA pA e + kdA pAE kd pA pBE; (0)
@t
+ kD
pE (x )(1=x ) d x ;
(1)
x
@pB
= kaB pB e + kdB pBE kd pB pAE; (0)
@t
+ kD
pE (x )(1=x ) d x ;
x
@qsA
= ksA a
pAE (x )(x xs ) d x ;
@t
x
@qsB
pBE (x )(x xs ) d x ;
= ksB a
@t
x
@pAE
= ktfA pAE ktbA pAE ksA apAE ;
@t
@pBE
= ktfB pBE ktbB pBE ksB apBE ;
@t
@pAE
= kaA pA e kdA pAE ktfA pAE + ktbA pAE
@t
+ ksA a
pAE (x )(x (x xs )) d x
x
kd pB(0) pAE + kD
x
pE (x )(1=x ) d x ;
@pBE
= kaB pB e kdB pBE ktfB pBE + ktbB pBE
@t
+ ksB a
pBE (x )(x (x xs )) d x
kd pA(0) pBE + kD
(E)
(F)
2913
@p
= kd
@t
+ kd
x
pE (x )(1=x ) d x ;
(8)
pA (x )pBE (x x ) d x
0
(9)
xj p(x; t) d x,
dpA( j)
= kaA pA( j) e + kdA pAE; ( j) kd pA( j) pBE; (0)
dt
+
kD pE; ( j)
;
j+1
(10)
dpB( j)
= kaB pB( j) e + kdB pBE; ( j) kd pB( j) pAE; (0)
dt
+
kD pE; ( j)
;
j+1
(11)
( j)
dqsA
j
= ksA axsA
pAE ;(0) ;
dt
(12)
( j)
dqsB
j
= ksB axsB
pBE ;(0) ;
dt
(13)
dpAE ;( j)
= ktfA pAE; ( j) ktbA pAE ;( j) ksA apAE ;( j) ;
dt
(14)
dpBE ;( j)
= ktfB pBE; ( j) ktbB pBE ;( j) ksB apBE ;( j) ;
dt
(2)
(3)
dpAE; ( j)
= kaA pA( j) e kdA pAE; ( j) ktfA pAE; ( j) + kibA pAE ;( j)
dt
j
Ci (xsB )i pAE
(4)
+ ksA a
(5)
kd pB(0) pAE; ( j) +
(6)
(15)
i=0
;( ji)
kD pE; ( j)
;
j+1
(16)
dpBE; ( j)
= kaB pB( j) e kdB pBE; ( j) ktfB pBE; ( j) + ktbB pBE ;( j)
dt
+ ksB a
j
Ci (xsA )i pBE
;( ji)
i=0
(7)
kd pA(0) pBE; ( j) +
kD pE; ( j)
;
j+1
(17)
2914
equations yield
dpE; ( j)
j
= kd
Ci pAE; (i) pB( ji)
dt
(0)
dqsA
= KA apA(0) ;
dt
i=0
+ kd
i=0
(18)
;(0)
ktfA
pE; (0) ;
ksA + ktbA A
(19)
pBE
;(0)
ktfB
pE; (0) :
ksB + ktbB B
(20)
pAE; (0) =
pBE; (0) =
kD p
kd pB(0)
kaA pA(0) e
+ kdA
(21)
(22)
E; (0)
kd
=
(pE; (0) pB(0) + pBE; (0) pA(0) ):
2kD A
where KA = ksA kaA =kdA ktfA =(ksA + ktbA )e. The mass concentration of the speci4c product can be obtained using the 4rst
moment. The mass balance is given by
(1)
dqsA
= KA axsA pA(0) :
dt
(27)
(26)
(23)
(24)
dpB(0)
= 0:
dt
(25)
(28)
(1)
Solving Eq. (28) with the initial condition, qsA
(t =0)=0,
yields
(1)
qsA
=
(1)
KA a0 xsA pA0
(1 exp(kenz t)):
kenz MnA0
(29)
Eq. (29) represents the evolution of the mass of the speci4c products of polymer A when B is not present. As t ,
the degradation reaches a saturation value, by Eq. (29) it
becomes
(1)
qssA = qsA
(t ) =
KA a0 xsA pA(1)
:
kenz MnA0
(30)
qsA (t)
= 1 exp(kenz t):
qssA (t )
(31)
0.04
(1)
q (t)/p0
(1)
0.05
0.03
0.02
0.01
0.00
0
25
50
75
100
125
150
175
200
225
250
275
time, hr
(a)
0.045
0.040
0.035
(1)
0.020
q (t)/p0
0.025
(1)
0.030
0.015
0.010
0.005
0.000
0
(b)
25
50
75
100
125
150
175
200
225
250
275
time, hr
experiments were done at identical conditions without enzyme and no degradation of the polymer was observed.
The eBect of temperature on degradation of PCL by
2915
(32)
kaA pA(0) e
(1 + k3 pB(0) ):
k1 kdA
(33)
;(0)
ktfA
kaA pA(0) e
(1 + k3 pB(0) ):
ksA + ktbA k1 kdA
(34)
2916
Table 1
Rate coe;cients for the degradation of PCL and PVAc and their blends
Polymer
Speci4cation
Novozym 435
Candida Rugosa
qs(1) =p0(1)
kenz (h1 )
KA (h1 )
qs(1) =p0(1)
kenz (h1 )
KA (h1 )
PCL
45 C
50 C
55 C
60 C
65 C
0.0234
0.0600
0.0700
0.0776
0.0722
0.0049
0.0053
0.0073
0.0133
0.0072
0.0282
0.0764
0.1237
0.2497
0.1264
0.0259a
0.0320
0.0423
0.0342
0.0312
0.0063a
0.0096
0.0181
0.0107
0.0094
0.0395a
0.0743
0.1853
0.0886
0.0710
PVAc
50 C
55 C
60 C
65 C
70 C
0.0029
0.0032
0.0039
0.0037
0.0069
0.0074
0.0112
0.0099
0.0060
0.0071
0.0133
0.0111
0.0004
0.0009
0.0026
0.0029
0.0012
0.0058
0.0087
0.0142
0.0182
0.0102
0.0007
0.0024
0.0111
0.0162
0.0029
BLENDS
10%
30%
50%
70%
90%
0.0058
0.0054
0.0047
0.0044
0.0043
0.0144
0.0136
0.0121
0.0103
0.0099
0.0201
0.0177
0.0137
0.0109
0.0102
0.0042
0.0040
0.0033
0.0031
0.0125
0.0110
0.0114
0.0106
0.0126
0.0107
0.0091
0.0080
a Corresponds
PVAc
PVAc
PVAc
PVAc
PVAc
0.0040
20.0
0.0035
17.5
0.0030
15.0
KA/kenz
q(1)(t)/p0
(1)
0.0025
0.0020
12.5
0.0015
10.0
0.0010
7.5
0.0005
0.0000
5.0
0
25
50
75
(a)
100
125
150
175
200
225
250
275
300
time, h
40
45
50
55
60
65
70
Temperature, K
0.0030
0.0025
0.0015
(0)
ktfA
dqsA
p(0)
ksA kaA e
a A (1 + k3 pB(0) );
=
dt
kdA ksA + ktbA
k1
(1)
q (t)/p0
(1)
0.0020
0.0010
where
kd
kaB kdA k1 + kaA kdB k2
:
k3 =
kdA kdB (k1 + k2 )
kaA e
0.0005
0.0000
0
(b)
(35)
25
50
75
100 125 150 175 200 225 250 275 300 325
time, hr
2917
0.08
1.50
0.07
0.06
1.25
0.05
0.04
1.00
(1)
0.02
(1)
0.005
q (t)/p0
KB/kenz
0.03
0.75
0.004
0.50
0.003
0.002
0.25
0.001
0.000
0.00
48
50
52
54
56
58
60
62
64
66
68
70
72
25
50
75
100
125
150
175
200
225
250
275
300
time, hr
Temperature, K
0.030
Eq. (37) can be solved with initial condition to get the dynamics of the speci4c product formed in the polymer blend,
KA a0 xsA
(1)
(1)
qsA
=
kint pA0
(1 exp(kenz t));
(38)
MnA0 kenz
0.025
(1)
qt /p0
(1)
0.020
0.015
0.010
0.005
0.000
0
50
100
150
200
250
Time (hrs)
It showed that the majority of the products are of PCL origin. Therefore, it is reasonable to neglect the degradation
rate of PVAc compared to PCL in the polymer blend, i.e.,
dpB(0) =dt = ksB pAE ;(0) = 0. Solving with the initial conditions,
(0)
. This simplifying assumptions lead to
we have pB(0) = pB0
the following expression for the speci4c products:
(0)
(0)
) (0)
(1 + k3 pB0
dqsA
pA :
= KA a
dt
k1
(36)
(37)
(1)
where kint = (1 + k3 pB0
=MnB0 )=k1 . Eqs. (29) and (38) represent the evolution of the speci4c products of A in the
absence and presence of polymer B, respectively. The ratio of Eqs. (38) and (29) is the interaction rate coe;cient,
kint . This indicates that when kint is unity, there is no interaction between the polymers or polymer B is not present.
The interaction coe;cient kint can either be greater or less
than unity based on the positive or negative interaction between the polymers, respectively. It is also seen from the
above equation that the interaction term is dependent on the
amount of enzyme. The saturation value of speci4c products
formed can be obtained by setting time to in4nity.
KA a0 xsA
(1)
qssA
(t ) =
kint pA(0) = KAB :
(39)
MnA0 kenz
(1)
qsA
(1)
qssA
= 1 exp(kenz t):
(40)
2918
0.12
0.030
0.11
0.025
0.10
0.020
(1)
kint
q (t)/p0
(1)
0.09
0.015
0.08
0.004
0.07
0.003
0.002
0.06
0.001
0.05
0.000
0
25
50
75
100
125
150
175
200
225
250
275
20
40
60
80
100
Wt% PVAC
time, hr
Fig. 11. Plot between the interaction parameter and wt% of PVAc in the
blend. See Fig. 8 for legend.
Acknowledgements
20.0
17.5
The authors thank the department of Science and Technology for 4nancial support.
15.0
12.5
KAkint/kenz
10.0
5. Conclusions
7.5
1.50
1.25
1.00
0.75
0.50
0.25
0.00
0
20
40
60
80
100
wt % PVAc
Fig. 10. EBect of wt% PVAc on the rate coe;cients for the degradation
of PCL. Legend: (), Candida Rugosa; (), Novozym 435.
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2919