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27
Bariatric Surgery
Su-Ann Ding, Travis McKenzie, Ashley H. Vernon, and Allison B. Goldfine
CHAPTER OUTLINE
OVERVIEW OF BARIATRIC PROCEDURES AND
ANTICIPATED WEIGHT LOSS, 480
WEIGHT LOSS MECHANISMS, 480
Gastrointestinal Hormonal Changes, 480
Central Nervous System Control, 483
Vagal Signaling, 483
Energy Expenditure, 483
EFFECTS OF BARIATRIC SURGERY ON
CARDIO-METABOLIC HEALTH AND MORTALITY, 483
DIABETES REMISSION FOLLOWING BARIATRIC
SURGERY,484
The Role of Insulin Sensitivity and Insulin Secretion
in Diabetes Remission after Gastric Bypass, 486
The Hindgut and the Foregut Hypotheses, 486
Incretin Effects in Diabetes Remission, 486
Branched-Chain Amino Acids and Aromatic
Amino Acids, 486
Bile Acids, 486
Gut Microbiota, 487
Changes in Glucose Production and Disposal
(Roux Limb), 487
KEY POINTS
B
ariatric surgery has been increasingly considered as a viable therapeutic option for
obesity and obesity related comorbidities, with emerging evidence supporting its
variable roles within the different types of surgical options available today.
Proposed mechanisms explaining the improvements in metabolic effects from bariatric
surgery are not completely understood and may not be fully explained by weight loss
alone.
This chapter highlights differences in the types of surgeries commonly performed
today and the evidence supporting the roles of these procedures in improving cardiometabolic and other health outcomes.
Diabetes remission has also been reported to occur at different rates following the
different types of surgical procedures, and there are multiple studies suggesting possible
mechanisms to explain this phenomenon.
There are potential short- and long-term complications that may occur with various
types of bariatric surgery.
Bariatric surgery should be considered in obese patients with comorbidities who are
surgically appropriate candidates, and the different types of surgical procedures should
be explored with each patient and tailored according to the individuals risks and
potential benefits from these procedures.
479
480
Esophagus
Proximal pouch
of stomach
Short intestinal
Roux limb
Pylorus
Bypassed
portion of
stomach
Duodenum
Gastric
Sleeve
Pylorus
Excised
stomach
D
E
Figure 27-1 A, Adjustable gastric band (AGB). A silicone band is looped around the proximal stomach to create a 15- to 20-mL pouch with an
adjustable outlet. The stomach is wrapped around the band anteriorly to prevent the band from slipping out of position. The band consists of a rigid
outer ring and an inner inflatable balloon reservoir connected by tubing to a subcutaneous port that can be accessed through the skin to adjust the
tightness. B, Sleeve gastrectomy. A narrow gastric sleeve is created by stapling the stomach vertically. The fundus and greater curve of the stomach are
removed from the abdomen. C, Roux-en-Y gastric bypass (RYGB). A small gastric pouch (15 to 30 mL) is created by division of the upper stomach
connected to a 100- to 150-cm limb of jejunum called the roux limb. The small gastric pouch results in restriction of food intake. D, Biliopancreatic
diversion (BPD). Most of the small bowel is bypassed and only 50 to 100 cm of a common channel remains for absorption of calories and nutrients.
The upper pouch is larger than that of the RYGB to allow for ingestion of larger amounts of protein to prevent malnutrition. E. Biliopancreatic diversion with duodenal switch (BPD-DS). To avoid dumping syndrome and maintain the pylorus, the procedure was modified with the pouch based on
the lesser curve of the stomach and an anastomosis at the first portion of the duodenum.
482
n
tio
ca
pli
Adjustable
gastric band
m
co
ss
e
er
Le
w
Fe
ffe
cti
ve
Sleeve
gastrectomy
Mo
re
e
n
tio
ca
pli
ffe
cti
ve
m
co
re
Mo
Roux-en-Y
gastric bypass
of bariatric surgery in
relation to the risk for developing complications
from surgery.
Vagus nerve
Food
Gastric
restriction
Partial
vagotomy
Exclusion
of the distal
stomach
Gall
bladder
Early delivery of
ingested nutrients
to the jejunum
Exclusion of
the proximal
intestine from
alimentary
flow
Delivery of partially
digested nutrients to
the distal intestine
Microbiome
changes
Segregation of
digestive secretions
from alimentary flow
nonalcoholic fatty liver disease.29,30 Adiponectin levels increase following bypass and restrictive surgeries,
and the magnitude of increase may be larger following
RYGB than band surgery, or compared to weight loss by
caloric restriction.31 Leptin, also secreted by adipocytes,
acts primarily on the hypothalamus to increase energy
expenditure and reduce food intake.28 It remains unclear
to what extent changes in adiponectin, leptin, or other
27 BARIATRIC SURGERY
483
Vagal Signaling
Vagal nerve afferent activity also contributes to food
intake.38 Stimulation of the vagal nerve by increased
intraluminal pressures may contribute to reduced food
intake and weight loss in patients who undergo adjustable gastric band. Patients with optimally filled bands are
less hungry compared with patients with suboptimally
filled or empty bands, as seen in a randomized masked
crossover study.14 However, vagal nerve preservation
does not influence clinical parameters (weight loss and
gastrointestinal symptoms) and satiety scores compared
with severing of the vagal nerve during RYGB procedures.39 Similarly in animal studies, no significant difference in body weight, body composition, meal patterns,
and energy expenditure are found comparing rats undergoing RYGB alone and RYGB with common hepatic
branch vagotomy.40 Thus further studies are required to
explore the role of the vagus nerve in weight loss induced
by bariatric surgical procedures.
Energy Expenditure
Exercise capacity can improve following bariatric surgery.2 Additionally, human and animal studies demonstrate increased resting energy expenditure (also see
Chapter 25) following RYGB compared to preoperative
values or nonsurgical controls41-43 in contrast to reductions in resting energy expenditure following diet-induced
weight loss. Mechanisms underlying this phenomenon
remain incompletely understood, but could include
increased fitness from increased physical activity after
weight loss, or mechanisms such as bile acid activation of
brown adipose tissue or skeletal muscle oxidation.44
484
was reduced by approximately 80%.48 Indeed, multiple obesity-related comorbidities have been shown to
improve following bariatric surgery, including a reduction in cancers and an improvement in metabolic, cardiovascular, reproductive, musculoskeletal, respiratory,
and some psychiatric conditions6,46,49-52 (Table 27-1,
and Fig. 27-4).
In summary, substantial weight loss can occur and be sustained following bariatric surgery, with resultant improvement in obesity-related comorbidities. While intensive lifestyle
modification can be successful for weight loss, it is difficult to
achieve for many and weight regain is common.35,53 Newer
pharmacologic agents are available for weight management,
27 BARIATRIC SURGERY
485
Gastric bypass
BPD/DS
Sleeve gastrectomy*
10
20
30
40
50
60
100
80
60
2 years outcomes
40
20
0
Gastric banding
Gastric bypass
BPS/DS
Mean % of patients
improved
120
100
80
60
40
20
0
Hypertension
Hyperlipidemia
Gastric banding
Gastric bypass
Obstructive
sleep apnea
BPD/DS
Figure 27-4 A, Absolute mean change in weight (kg) at time points less than 2 years and more than or equal to 2 years for patients within the
surgical groups gastric banding, gastric bypass, and BPD/DS. B, Percent of excess body weight loss (EBWL) at time points less than 2 years and more
than or equal to 2 years in surgical groups. C, Mean percent of patients with improvement in obesity comorbidities outcomes including hypertension,
hyperlipidemia, and obstructive sleep apnea in surgical groups adapted from meta-analysis. (A, *Sleeve gastrectomy cohort depicts data adapted
from randomized controlled trial [Schauer PR, Kashyap SR, Wolski K, etal. Bariatric surgery versus intensive medical therapy in obese patients
with diabetes. N Engl J Med. 2012; 366:1567-1576] showing mean change in weight (kg) from baseline at 12 months following sleeve gastrectomy.
Adapted from meta-analysis by Buchwald H, Estok R, Fahrbach K, etal. Weight and type 2 diabetes after bariatric surgery: Systematic review and
meta-analysis. Am J Med. 2009; 122:248-256, e5. B, Adapted from meta-analysis by Buchwald etal [2009]. Line graph above the bar chart shows
the percent of diabetes resolution in each surgical group. C, Data from Buchwald H, Avidor Y, Braunwald E, etal. Bariatric surgery: A systematic
review and meta-analysis. JAMA. 2004; 292:1724-1737.)
486
Bile Acids
Bile acids (BA) are well recognized for their role in lipid
metabolism. Recently they have been found to have additional metabolic effects affecting gut peptide secretion,
energy expenditure, and glucose homeostasis.90 RYGB
leads to changes in the anatomy of bile acid and nutrient flow through the gut. Diverting bile from the common bile duct to drain into distal jejunum with a catheter
increases serum bile acids and postprandial GLP-1
response, and improves glucose tolerance and hepatic
steatosis compared to sham-operated rats.91 Bile acids
promote GLP-1 secretion through the G-proteincoupled
receptor TGR5.92 Intrarectal infusion of the bile salt
27 BARIATRIC SURGERY
Gut Microbiota
The gut microbiota profile differs in obesity and metabolic syndrome compared to lean individuals. Recently,
gut microbiota are recognized to alter production or
bioavailability of small molecules, proteins, and nutrients, and contribute to inflammation in the host.98,99
Changes in the dynamic symbiotic relationship between
the microbiota and the host participate in the progression of obesity and diabetes. However, with a diversity
of microorganisms present and a variety of factors that
can affect the microbiome composition (such as dietary
macronutrient, anatomic variance, antibiotic usage,
pH, and bile flow), identifying the specific relationship
between various gut microbiota and obesity is a challenging new field of investigation. RYGB causes shifts in
the gut microbiome including the change in ratio of Firmicutes to Bacteroidetes phyla and increase in colonization of Proteobacteria.100 Transfer of gut bacteria from
mice that have undergone RYGB to unoperated germfree mice promotes weight loss and reduced fat mass in
recipient mice, suggesting changes in gut microbiota contributes to weight loss following RYGB.101 Changes in
gut microbiota may be relevant to humans. Intriguingly,
Vrieze and coworkers102 infused microbiota from lean
human donors into the duodenum of obese individuals
and showed improved insulin sensitivity independent of
weight change.
487
Fertility
In the United States, women are approximately twice
as likely as men to be obese, yet within their reproductive years account for 83% of those undergoing bariatric
surgery.6,104 Systematic review of menstrual irregularities and pregnancy rates before and after surgery include
six studies.105 A retrospective study of RYGB found that
50% of women had menstrual irregularities preoperatively, while only 17.5% had persistent irregularities postoperatively.106 Menstrual cycles may normalize following
RYGB in women with polycystic ovarian syndrome.107
Obesity negatively impacts fertility in women.108,109 Most
evidence for improved fertility following bariatric surgery is retrospective and observational, as there are no
randomized data to support improved fertility following
bariatric surgery. A retrospective study examining 796
female patients after biliopancreatic diversion found that
47% of women previously unable to conceive preoperatively were successful postoperatively110; 82% of these
women had appropriate weight gain during pregnancy.
Miscarriage rates were not improved (26%).
The optimal timing for conception following bariatric
surgery remains uncertain, and evidence to guide recommendations is lacking. A small prospective cohort study
found approximately 50% of women had preterm delivery when pregnancy occurred within 1 year of bariatric
surgery, compared to 20% when conception was delayed
greater than 2 years.111 It is considered prudent to recommend delay of pregnancy for 12 to 24 months following bariatric surgery, as there is also a theoretical risk for
maternal and fetal malnutrition with adverse outcome
during the time of most active weight loss.
488
perioperative complications, such as venous thromboembolism and pulmonary embolism, than the general population. Although rare, these can be lethal and represent a
leading cause of mortality in the perioperative period.115
The Longitudinal Assessment of Bariatric Surgery (LABS)
consortium observes the composite end point of death,
thrombotic event, reintervention, or prolonged hospital
stay (more than 30 days) occurred in 4.1% of surgical
patients.116 Complications generalizable to all surgical
procedures include those of bleeding, infection, injury to
other organs, complications of general anesthesia, and
death, which may occur in 0.1% to 0.5% of patients.
The most serious complication of bariatric surgery is
enteric leak, which occurs after RYGB with an incidence
between 0% and 5.6%.117 Gastrointestinal bleeding may
occur after any procedure in which the viscera are cut, such
as RYGB and biliopancreatic diversion, at any staple line or
anastomosis, with incidence ranging from 1.1% to 4%.118
Wound complications including infection and incisional
hernia have been dramatically reduced and rarely occur
with the advent and utilization of laparoscopic approaches.
The incidence of trocar site hernia is less than 1%.119 Procedure-specific complications are provided with a description of surgical procedures in the sections that follow.
Long-Term Complications
Surgical complications are provided in detail in Table 27-2.
Complications of interest to this audience are discussed in
greater detail in the section that follows.
TABLE 27-2 Potential Complications of Bariatric
Surgery
Each procedure has different kinetics of weight loss including the interval from surgery to nadir weight, as well as
the typical magnitude of weight regain from nadir. Sometimes the regained weight is considered as failed sustained
weight loss following bariatric surgery. The general definition of successful weight loss after bariatric surgery is
excess weight loss of 50% or more. The amount of excess
weight lost declines over time, for example after RYGB
66% excess weight loss is seen at 1 to 2 years, 60% at
5 years, and 50% at 10 years.120 Weight regain is also
seen in patients following sleeve gastrectomy and adjustable gastric banding, but less so following biliopancreatic diversion.2,121,122 Patients who are superobese, with
body mass index above 50 kg/m2, are at greater risk for
weight regain.121,123 Potential causes for weight regain
may be patient-related or surgery-related. Patient-related
etiologies may include poor dietary compliance, physical
inactivity, inadequate follow-up, and/or mental health
disorders.124-127 Surgery-related causes may include gastric pouch and sleeve dilatation or distension, and band
removal for gastric banding.128-131 Hormonal or metabolic
changes may be involved, such as higher ghrelin and/or
lower peptide YY in patients who experience weight regain
or fail to lose weight following bariatric surgery132,133
compared to those who achieve better weight outcomes,
but more studies are needed to elucidate these findings.
Hemorrhage
Infections
Anesthetic complications
Wound complications
Deep venous thromboembolism
Pulmonary embolism
Cardiorespiratory events
Technical failure
Anastomotic leaks (excludes adjustable gastric banding)
Perioperative mortality
Dumping Syndrome
Dumping syndrome may occur in over 70% of patients
after RYGB in response to a meal consisting of food with
a high glycemic index. This phenomenon is an expected
consequence of surgery and may lead to diminished intake
of concentrated sweets for symptom avoidance. Early
dumping is caused by the presence of hyperosmolar food
delivered to the small intestine, which causes a fluid shift
Late Complications
Gastric esophageal reflux
Anastomotic ulcers
Fistulas and strictures
Reoperation
Life-Threatening Complications
Internal hernia
Bowel obstruction
Intussusception
Long-Term Metabolic Complications
Malnutrition
RYGBIron, vitamin B12, calcium, vitamin D, secondary
hyperparathyroidism, folate
Biliopancreatic diversionProtein calorie malnutrition
and fat-soluble vitamin deficiency
Nausea and vomiting (may lead to thiamine deficiency)
Inadequate weight loss/weight regain
Dumping syndrome
Hypoglycemia
Hernia
Gallstones formation (secondary to rapid weight loss)
Bacterial overgrowth
Complications Specific to Gastric Band
Gastric outlet obstruction
Band slippage
Band erosion
Subcutaneous port complicationspain, leak
27 BARIATRIC SURGERY
489
490
(such as vitamins D and B12, iron, and calcium). However, given the long common enteric channel, malabsorption of calories plays little to no role. Enteroendocrine
hormonal changes following RYGB are discussed earlier
in the chapter.
Perioperative mortality after RYGB estimated from
a large prospective randomized trial was 0.7%150 and,
as previously mentioned, are related to enteric leak and
complications from deep venous thrombosis and anesthesia. The most serious long-term complications of RYGB
include marginal ulceration and internal hernia. Marginal
ulceration of the unprotected jejunal mucosa at the gastrojejunostomy occurs in 1% to 16% of patients151 and
may be due to presence of acid secretion from the parietal
cells in the pouch or when a gastro-gastric fistula is present.
Nonsteroidal anti-inflammatory drug (NSAID) use and
smoking contribute to risk for ulcers, and all patients are
advised to avoid both. There is a lifetime risk for developing intestinal obstruction, which may be caused by internal
herniation through one of the three possible defects created with gastric bypass anatomy (two when an antecolic
approach is used). The incidence is less than 2%.152
Sleeve Gastrectomy
The sleeve gastrectomy has gained popularity among bariatric surgeons and patients for its excellent short-term
results as well as its comparative ease to other surgical
procedures. Sleeve gastrectomy, also performed laparoscopically, involves creating a narrow gastric sleeve by
stapling the stomach vertically. The fundus and greater
curve of the stomach are removed from the abdomen (see
Fig. 27-1). The mechanism of action of the sleeve gastrectomy involves a component of restriction from creation of
a narrow gastric lumen and lack of receptive relaxation,
as well as hormonal changes that are currently being
investigated. Durability of weight loss and other health
changes are less well understood with this procedure.
The perioperative mortality of sleeve gastrectomy is
estimated to be 0.19%.153 Sleeve gastrectomy entails the
longest staple line of any bariatric procedure, which can
result in two problems: leakage or gastric lumenal narrowing secondary to stenosis or twisting of the sleeve.
The incidence of leak is less than 2%.154,155
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