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CSBJ-0145; No of Pages 14
Computational and Structural Biotechnology Journal xxx (2016) xxxxxx
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A R T I C L E
I N F O
A B S T R A C T
In this paper, we give a review on automatic image processing tools to recognize diseases causing specic
distortions in the human retina. After a brief summary of the biology of the retina, we give an overview of
the types of lesions that may appear as biomarkers of both eye and non-eye diseases. We present several
state-of-the-art procedures to extract the anatomic components and lesions in color fundus photographs
and decision support methods to help clinical diagnosis. We list publicly available databases and appropriate
measurement techniques to compare quantitatively the performance of these approaches. Furthermore, we
discuss on how the performance of image processing-based systems can be improved by fusing the output of
individual detector algorithms. Retinal image analysis using mobile phones is also addressed as an expected
future trend in this eld.
2016 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license
(http://creativecommons.org/licenses/by/4.0/).
Article history:
Received 31 August 2016
Received in revised form 1 October 2016
Accepted 3 October 2016
Available online xxxx
Keywords:
Biomedical imaging
Retinal diseases
Fundus image analysis
Clinical decision support
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The retina (fundus) [1] has a very specic diagnostic role regarding human health. The eye is a window into the body responsible
for sensing information in the visible light domain, thus, it is also
suitable to make clinical diagnoses in a non-invasive manner. The
retina is a spherical anatomic structure on the inner side of the
back of the eye as shown in Fig. 1 (a). It can be subdivided into ten
layers supporting the extraction of visual information by photoreceptor cells: the rods and the cones. As any other tissue, the retina
also has blood support through the vascular system, which is clearly
visible from outside with an ophthalmoscope during clinical examinations. At the center of the retina a darker, round spot, the macula
resides, whose center is known as the fovea, which is responsible for
sharp vision. The optic disc including the optic cup is a bright
oval patch, where the optic nerve bers leave the eye and where
the major arteries and veins enter and exit. The special structure
of the retina limits the possible appearances of distortions caused
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1. Introduction
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http://dx.doi.org/10.1016/j.csbj.2016.10.001
2001-0370/ 2016 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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Fig. 1. Basic concepts of retinal image analysis Basic concepts of retinal image analysis; (a) the structure of the human eye and the location of the retina, (b) sample fundus image
with the main anatomic parts and some lesions.
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in Section 4. Finally, in Section 5, we draw some conclusions to provide a more comprehensive comparison of the available approaches
and to give suggestions on possible improvements regarding both
detection accuracy and ecient computing.
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2.1. Diabetes
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2.2.1. Hypertension
Wong et al. [3] summarized the major effects of systemic
hypertension in the retina. Hypertensive retinopathy may cause blotor ame-shaped hemorrhages, hard exudates, micro- or macroaneurysms, and cotton wool spots, which occur due to the occlusion of
arteriole and appear as uffy yellow-white lesions (see Fig. 2). Ikram
et al. [4] pointed out that the risk of hypertension was increased
with general arteriolar narrowing in the retina, mainly in the elderly
population. There is a connection also between the arteriolar-tovenular diameter ratio and higher blood pressure, but with lower
inuence than the arteriolar narrowing. Cheung et al. [5] concluded
that retinal arteriolar tortuosity was connected with higher systemic
blood pressure and body mass index, while venular tortuosity was
associated with lower high-density lipoprotein cholesterol level, as
well.
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Fig. 2. A sample retinal image with cotton wool spots and hemorrhages.
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2.3. Stroke
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Since the cerebral and retinal vasculature share similar physiologic and anatomic characteristics, reasonable research efforts have
been made in the recent years to reveal the connection between
cerebral stroke and retinal vasculature. Baker et al. [10] concluded
that signs of hypertensive retinopathy were associated with different types of stroke. Cheung et al. [11] showed that increased retinal
microvascular complexity was associated with lacunar stroke and
alterations of retinal vasculature may cause microangiopathic events
in the brain. Patton et al. [12] summarized the recent advancements
in the possibilities of examining the retina to search for cerebrovascular diseases.
Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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health problem. AMD cannot be cured, but its progress can be prevented by early diagnosis and treatment. There are two major forms
of the disease: non-exudative (dry) AMD that is indicated by the
presence of yellowish retinal waste deposits (drusen) in the macula, and exudative (wet) AMD that is characterized by choroidal
neovascularization that leads to blood and protein leakage (exudates). Non-exudative AMD is the more common form and it causes
vision loss in the central region rst; however, it can lead to the
exudative form that can cause rapid vision loss if left untreated.
Automatic image analysis methods aiming to detect the presence of
this disease are currently based on support vector machine classication [55], hierarchical image decomposition [56, 57], statistical
segmentation methods [58], deep learning [59], and pixel intensity
characteristics [60].
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Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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Fig. 3. Segmentation of the vascular system by [64]; (a) original image, (b) manually annotated vascular system, (c) automatic segmentation result.
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Vessel bifurcations are important in the detection of certain central nervous system diseases. Tsai et al. [81] proposed a method
for vessel bifurcation estimation consisting of three components:
a circular exclusion region to model the intersections, a landmark location for the intersection itself, and orientation vectors to
represent the vessels meeting at the intersection. This algorithm iteratively mapped vessels in order to obtain bifurcations and crossings.
Several other vasculature measurements have been reported, like
fractal dimension of the vasculature for the detection of DR [82] or for
the detection of stroke [83], vessel diameter [84], and arteriolar-tovenular diameter ratio [85, 86]. Xu et al. [87] proposed a graph-based
segmentation method to measure the width of vessels.
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Fig. 4. A retinal image from the STARE database [71] illustrating severe vessel
tortuosity.
Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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Fig. 6. Exudate detection by [109] after contrast enhancement and cropping; (a) original fundus image, (b) the result of detection.
Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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Fig. 7. Simultaneous ensemble-based detection of the OD and macula by [112]; (a) candidate regions voted by various detector algorithms, (b) nal candidates using geometric
relationships (distance and angle).
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fused by some consensus scheme, e.g. by majority voting. An ensemble composed of algorithms based on suciently diverse principles
is expected to be more accurate than any of its members if they
perform better than random guessing [111]. The diversity of the
members allows an ensemble to respond more exibly to various
conditions originating from e.g., the presence of specic diseases in a
dataset.
For example, the detection of the OD may be based on its main
characteristic being a bright oval patch. However, if bright lesions
like exudates are also present, the objects might be misclassied. To
overcome these problems, we can create ensembles of algorithms
to fuse their ndings. Qureshi et al. [112] proposed a combination
of algorithms for the detection of the OD and macula. The selection
of the algorithms was based on detection accuracy and computation time. Moreover, a weight value was assigned to each algorithm
according to its candidate extraction performance. The nal locations
of the OD and macula were determined by a weighted graph theoretical approach, which took the mutual geometric placements also
into consideration (see Fig. 7). Harangi and Hajdu [113] introduced
an ensemble-based system also for OD detection, but extracted more
candidates for each member algorithm. Weights were assigned to the
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Fig. 8. Flowchart of the ensemble-based system for retinal image analysis from [117].
Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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negative (FN, incorrectly rejected) hits. The sensitivity and specicity of a method are calculated as TP/(TP + FN) and TN/(TN + FP),
respectively, while precision is as TP/(TP + FP). Accuracy is determined as (TP+TN)/(TP+FP+TN+FN), while the F1-score measures
the performance of a method by equally weighting sensitivity and
precision via 2TP/(2TP + FP + FN).
When a method also assigns condence values to its output, its
specicity and sensitivity can be adjusted by thresholding these condence values. Plotting the resulting sensitivity against 1specicity
as the threshold is changed yields a receiver operator characteristics
curve. As sensitivity and specicity fall between 0 and 1, the receiver
operator characteristics curve resides within the unit square. The
area under the receiver operator characteristics curve (AUC) quanties the overall performance of a given method: an AUC value of
1 means perfect performance, while 0.5 indicates random behavior. All these measures are routinely applied to the evaluation of the
different types of algorithms described in this review.
As the different image analysis methods are evaluated using various (often non-public) dataset, their performance measures are not
directly comparable in general. For this reason, it is also not easy
to select a single best method for a given task based on solely
its reported performance measures. For example, it is often uncertain how the sensitivity and specicity of a method would change
depending on the ratio of diseased and non-diseased images in the
dataset. Therefore, we recommend the evaluation of methods on a
subset of images representing the desired data to be processed in
order to select the appropriate image analysis methods. However, in
this selection Tables 17 may give some clues by showing certain
accuracy gures for both diseased and non-diseased datasets.
It is also worth noting how the retinal image analysis performances of the currently available automated diagnostic systems
compare to that of human experts. Abrmoff et al. [125] presented a
DR screening system having nearly the same performance as human
experts in terms of sensitivity and specicity, achieving an AUC value
0.850. Other state-of-the-art approaches Hansen et al. [126] and
Agurto et al. [127] reported AUC gures 0.878 and 0.890, respectively. The ensemble-based DR screening system described by Antal
and Hajdu [117] provided an AUC value 0.900 in a disease/no disease
setting. However, these AUC gures were found on datasets having
different proportions of patients showing/missing signs of DR.
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Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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Fig. 10. Sample fundus images acquired by (a) a mobile fundus camera (FOV 25 ), (b) a clinical device (FOV 50 ).
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5. Conclusions
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Fig. 11. The results of [133] for OD and OC segmentation on a mobile (top row) and a clinical (bottom row) fundus image; (a) original images, (b) OD centers and average size OD
discs, (c) precise OD boundary extracted by active contour, (d) OD and OC pixels after classication.
Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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lters for the cost of execution time. As a critical issue regarding computational performance, possibilities of distributed processing should be checked in each method. Parallel implementations
can be easily provided for pixel- and region-level feature extraction or image-level processing. For algorithms having free parameters, the optimal settings of them for different datasets can be
determined by stochastic optimization, which approaches also offer
heuristic parallel search strategies at the expense of a slight risk
for dropping some accuracy. In several methods, an ecient solution to reduce the computational time is to substitute processes
operating in the spatial domain with alternatives in the frequency
domain. Algorithms interpreting an image in a wider biological context are challenging to make computationally ecient. For
example, if the detected components and relations are processed
by graph algorithms, the solutions can be found only in heuristic
ways.
As a brief summary of this review we can claim that the comprehensive predictive and exploratory investigation of medical data
including the automatic analysis of retinal images has the potential
to effectively support clinical decision-making and with the progress
towards personalized medicine it will become indispensable.
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EC
1223
Yu et al. [37]
Cheng et al. [38]
1240
1241
1242
1243
RR
1222
UN
Q5
1221
Table 1
Algorithms for the localization and segmentation of the OD.
CO
1220
1248
1249
1250
1251
1252
1253
1254
1260
1261
1262
1263
1264
1265
1266
1267
1268
1269
1270
1271
1272
1273
1274
1275
1279
1280
1282
1283
1284
1285
1286
1287
Database(s) used
No. of images
Performance measure
Non-public dataset
40
ACC 1.0000
340
81
81
121
ACC 0.9735
ACC 0.89
ACC 0.9753
ACC 1.00; ACC 0.9877
Non-public dataset
DRIVE; STARE
DRIVE
ARIA, Messidor, STARE
DIARETDB1; DIARETDB1; DRIVE
DIARETDB0; DIARETDB1
Non-public dataset; Messidor
1000
55
40
1401
259
219
1527
ACC 0.9990
ACC 0.947; ACC 0.823
ACC 0.9250
ACC 0.9950
ACC 0.9679; ACC 0.9402; ACC 1.00
PPV 0.9846; PPV 0.9887
ACC 0.921; ACC 0.981
Messidor
1200
ACC 0.98
Messidor
Non-public dataset
1200
650
ACC 0.9908
ACC 0.915
1288
1289
1290
1291
1292
1293
1294
1295
1296
1297
1298
1299
1300
1301
1302
1303
1304
1305
1306
1307
1308
1309
1310
Table 2
Algorithms for the localization and segmentation of the macula and the fovea.
1311
1246
1247
1259
1281
1244
1245
1258
1278
TE
1217
1257
1277
The authors are grateful to Dr. Gbor Tth for his valuable clinical
support.
1216
1256
1276
Acknowledgment
1215
1255
1312
Authors
Method
Database(s) used
No. of images
Performance measure
Non-public dataset
Non-public dataset
Non-public dataset
Non-public dataset; Messidor
Non-public datasets
Non-public datasets
DIARETDB1; DRIVE
DIARETDB0; DIARETDB1; DRIVE
112
89
345
419
500; 100
500; 100
126
199
SE 0.804, SP 0.991
ACC 1.00
ACC 0.925
ACC 0.8534; ACC 0.7294
ACC 0.944; ACC 0.920
ACC 0.968; ACC 0.890
ACC 0.9213; ACC 1.00
ACC 0.86; ACC 0.92; ACC 0.68
Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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Table 3
Algorithms for the segmentation of the retinal blood vessel system.
1387
1388
Authors
Method
Database(s) used
No. of images
Performance measure
DRIVE; STARE
DRIVE
non-public dataset
DRIVE; STARE; HRF
STARE; HRF
60
20
NA
105
65
1329
1333
1334
1335
1336
1337
1338
Authors
Method
Database(s) used
Supervised classiers
GMM-EM clustering
Graph-based classication
Graph-based framework, global likelihood model
LS-SVM classication
Non-public dataset
Non-public dataset
DRIVE; INSPIRE-AVR [86]; VICAVR [137]
Non-public dataset; 1:2:DRIVE; INSPIRE-AVR
Non-public dataset; DRIVE
1341
1346
1347
1348
1349
60
20
7
20
60
1359
1360
1361
1362
1363
1364
1365
1366
1368
1369
Table 7
Algorithms for the detection of exudates.
Authors
1370
1371
1372
1373
1374
1375
1376
1377
1378
1379
Method
UN
1367
EC
1358
RR
1357
Mathematical morphology
Mathematical morphology
Optimally adjusted morphological operators
Mathematical morphology
Fuzzy c-means clustering, morphological operators
Naive Bayes and SVM classication
Linear discriminant classication
kNN and linear discriminant classication
1:MLP, 2:RBF, and 3:SVM classication
1411
1412
1413
1414
1415
1419
1420
Database(s) used
No. of images
Performance measure
Non-public dataset
Non-public dataset
Non-public dataset
ROC
Non-public dataset
Non-public dataset
Non-public dataset; ROC
ROC
ROC
94
NA
140
50
1441
3
110
50
50
1421
1422
1423
1424
1425
1426
1427
1428
1429
1430
1431
1432
1433
1434
Database(s) used
No. of images
Performance measure
Non-public dataset,
DIARETDB0, DRIVE, STARE
Non-public dataset
Non-public dataset
DIARETDB1
Non-public dataset
516
SE 0.957, SP 0.942
30
60
89
40
Non-pubic dataset
Non-public dataset
Non-public dataset
Non-public dataset
39
58
300
67
SE 0.9228, SP 0.9852
SE 0.88 (FPI 4.83)
SE 0.95, SP 0.86
1:SE 0.8814, PPV 0.8072; 2:SE
0.8849, PPV 0.7741; 3:SE 0.8761,
PPV 0.8351
1:SE 0.86, PPV 0.84 (lesion
level); 1:SE 0.92, SP 0.68 (image
level); 2:SE 0.87, SP 0.86 (image
level)
SE 0.72, PPV 0.77
1435
1436
1:DIARETDB1; 2:HEI-MED
258
1384
1410
1418
1383
1404
1417
1382
1385
1403
1416
1380
1381
1402
1409
RET-TORT [73]
Non-public dataset
Non-public dataset
DRIVE
RET-TORT
Method
1401
1408
Inection-based measurement
Combination of measures
Angle-variation-based measurement
Curvature and vessel width-based measurement
Curvature-based measurement
Authors
1400
1407
Table 6
Algorithms for the detection of MAs.
1399
1406
Performance (SCC)
CO
1356
1394
1405
No. of images
1352
1355
0.9313
0.92
0.874; 0.883; 0.898
0.910; 1:0.935, 2:0.917; 0.909
0.9488; 0.894
Database(s) used
1351
1354
42
35
138
110
90
Method
1350
1353
Performance (ACC)
Authors
1345
Table 5
Algorithms for the assessment of vessel tortuosity.
No. of images
TE
1344
1393
1398
1340
1343
1392
1397
1339
1342
1391
1396
Table 4
Algorithms for the classication of arteries and veins.
PR
OO
F
1332
1390
1395
1330
1331
1389
DIARETDB1
89
1386
1437
1438
1439
1440
1441
1442
1443
1444
1445
1446
1447
1448
1449
1450
1451
1452
Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001
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1482
1483
1484
1485
1486
1487
1488
1489
1490
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1492
1493
1494
1495
1496
1497
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1499
1500
1501
1502
1503
1504
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CO
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Please cite this article as: R. Besenczi et al., A review on automatic analysis techniques for color fundus photographs, Computational and
Structural Biotechnology Journal (2016), http://dx.doi.org/10.1016/j.csbj.2016.10.001