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Fistula Obturation
JUDITH PINBOROUGH-ZIMMERMAN, PH.D.
CLAUDIA CANADY, PH.D.
DUANE K. YAMASHIRO, D.D.S., M.S.
LOUIS MORALES JR., M.D.
Objective: The purpose of the study was to determine differences in articulation and nasality with obturation over time in children with a palatal fistula.
Design: Articulation and nasality were measured with the fistula open, immediately after obturation, and 4 to 7 weeks postobturation.
Setting, Patients, Participants: Subjects were 15 patients with a palatal fistula
secondary to a repaired cleft palate who were seen through the Orofacial Program, Utah Department of Health, ranging in age from 4 years 6 months to 13
years 1 month.
Interventions: Acrylic palatal obturators were designed to provide coverage
specific to the unique shape and location of each childs fistula. Obturators
were cemented to molar teeth using wire clasps for control of usage.
Main Outcome Measures: Measurements consisted of listener judgments of
hypernasality, hyponasality, and nasal emissions; instrumental ratings of nasalance using the Nasometer 6200-2; and performance on a standardized articulation test.
Results: Significant improvement occurred only on nasal emission measures
from the preobturation condition to immediate postobturation. However, significant improvement was found in articulation, listener judgments of hypernasality, nasal emissions, and Nasometric Nasal Sentence mean scores from
the preobturation condition to 4 to 7 weeks postobturation and from the immediate postobturation condition to 4 to 7 weeks postobturation. No significant
differences were found between conditions for listener judgments of hyponasality and Nasometric Zoo and Rainbow Passage scores. Obturation of the
palatal fistula over a 4- to 7-week period resulted in no adverse effect on articulation ability, perceptual ratings of nasality, or instrumental ratings of nasalance.
Conclusions: Clinical management of patients with a palatal fistula can be
enhanced with treatment using obturation over time. For subjects who continue to exhibit hypernasality immediately postobturation, sustained obturation
is advocated prior to consideration of surgical intervention for treatment of a
palatal fistula and/or velopharyngeal dysfunction.
KEY WORDS: articulation, cleft palate, nasality, nasalance, Nasometry, obturator, palatal appliance, palatal fistula
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UCLP
BCLP
BCLP
BCLP
UCLP
UCLP
CP
BCLP
BCLP
BCLP
UCLP
BCLP
UCLP
UCLP
UCLP
9
11
8
13
10
5
11
4
7
9
8
12
9
5
6
years
years
years
years
years
years
years
years
years
years
years
years
years
years
years
Age
Sex
6 months
M
M
M
M
M
M
M
M
M
M
M
M
M
M
F
10 months
1 month
1 month
2 months
1 month
6 months
1 month
4 months
7 months
7 months
1 month
5 months
1 month
Secondary Palatal
Management
Flap/takedown
Flap/revision 3 2
Flap
Flap
Flap/revision 3 1
Orticochea
Flap
Flap
Flap
* CP 5 cleft palate; BCLP 5 bilateral cleft lip and palate; UCLP 5 unilateral cleft lip and
palate.
to moderate nasality; 3, moderate nasality; 4, moderate to severe nasality; and 5, severe nasality.
Hypernasality, hyponasality, and nasal emissions were also
rated by the investigator from the randomized audiotapes containing the articulation test for all subjects for each condition
of obturation. Nasal emissions were rated on a 3-point scale,
with a 0 rating equivalent to no nasal emissions; 1, inconsistent
nasal emissions; and 2, consistent nasal emissions.
A comparison was made between the primary investigators
ratings of hypernasality and hyponasality for all subjects for
each condition of obturation. Using the Pearson two-tailed correlation coefficient test, the intrajudge correlation ratings for
hypernasality were 1.91 (p 5 .01) for preobturation condition,
1.79 (p 5 .01) for the immediate postobturation condition,
and 1.99 (p 5 .01) for the 4- to 7-week postobturation condition. Intrajudge correlation ratings for hyponasality were
1.79 (p 5 .01) for the preobturation condition, 1.66 (p 5
.01) for the immediate postobturation condition, and 1.88 (p
5 .01) for the 4- to 7-week postobturation condition.
Interjudge reliability measures of hypernasality, hyponasality, and nasal emissions were calculated between the investigator and a third licensed certified speech pathologist for 42%
of the study sample. Using the Pearson two-tailed correlation
coefficient test, the correlation coefficient found between the
two raters was 1.76 (p 5 .01) for nasal emissions and 1.77
(p 5 .01) for hypernasality. Hyponasality ratings were not significantly correlated; however, 16 of the 19 ratings were identical.
Subject nasality was assessed instrumentally under the three
obturation conditions using the Nasometer 6200-2. Nasalance
scores were computed for all subjects from three standardized
passages: Zoo, Rainbow, and Nasal Sentences (Kay Elemetrics
Corp, 1987). Some of the children were nonreaders; therefore,
all subjects were asked to repeat short phrases after the examiner.
Using the Spearman rank correlation coefficient test, the
correlation coefficient between listener judgments of hypernasality and Zoo passage scores was found to be 1.84 (p 5
.01) for the preobturation condition, 1.92 (p 5 .01) for the
immediate postobturation condition, and 1.82 (p 5 .01) for
the 4- to 7-week postobturation condition. The correlation coefficient between listener judgments of hyponasality and Nasal
Sentences scores was found to be 2.66 (p 5 .01) for the
preobturation condition, 2.77 (p 5 .01) for the immediate
postobturation condition, and 2.55 (p 5 .05) for the 4- to 7week postobturation condition.
Obturation
Immediately after the preobturation speech and nasality assessments, dental impressions were taken by an orthodontist.
The casts obtained from the impressions were used to construct
an obturator for each subject. Obturators were fashioned from
acrylic and designed to provide coverage that was defect-specific. While providing specific coverage for the fistulas location and shape, all obturators included an additional 2 to 3 mm
83
84
there was no significant change in articulation from the preobturation condition to the immediate postobturation condition (p
5 .31). However, significant improvement (p , .001) in articulation was found with sustained obturation (changes in articulation raw scores between preobturation and 4 to 7 weeks
1.0
5.5
1.0
5.0
4.0
1.0
1.0
3.0
1.5
6.0
1.0
2.0
1.5
3.0
1.0
Fistula Size
(mm2)
15.0
33.0
12.0
25.0
48.0
9.5
15.0
60.0
6.0
84.0
16.0
30.0
22.5
63.0
3.0
Location*
PAIF
PAHP
HP
PAHP
PAHP
PAIF
HP
PAHP
PAIF
PAIF
PAHP
PAHP
PAIF
PAHP
HP
* PAIF 5 postalveolar to incisive foramen; HP 5 hard palate; PAHP 5 postalveolar and hard
palate.
Measurement
Articulation
Number of Subjects
Comparison of
Conditions*
2 Rank
1 Rank
Tie
1 with 2
1 with 3
2 with 3
5
13
13
4
1
2
6
1
0
Sound
Shovel
Jumping
Church
1
1
2
1
1
2
1
1
2
with
with
with
with
with
with
with
with
with
Number of Subjects
Comparison of
Conditions*
2 Rank
1 Rank
Tie
Nasometric Passage
2
4
6
4
8
6
5
7
5
2
1
0
1
0
0
0
1
2
11
10
9
10
7
9
10
7
8
Zoo
2
3
3
2
3
3
2
3
3
Rainbow
Nasal sentences
Hyposnasality
Nasal emissions
1
1
2
1
1
2
1
1
2
with
with
with
with
with
with
with
with
with
2 Rank
1 Rank
Tie
8
9
7
7
7
7
7
4
4
7
6
8
8
8
8
8
10
11
0
0
0
0
0
0
0
1
0
2
3
3
2
3
3
2
3
3
Hypernasality
Number of Cases
Comparison of
Conditions*
Nasality Results
Listener Ratings
85
Comparison of
Conditions*
1
1
2
1
1
2
1
1
2
with
with
with
with
with
with
with
with
with
2
3
3
2
3
3
2
3
3
Number of Cases
2 Rank
1 Rank
Tie
5
10
6
1
2
2
6
4
8
3
2
1
2
0
0
0
0
0
7
3
8
12
13
13
9
11
7
Nasometric Passage
Zoo
Rainbow
Nasal sentences
Normative
Population
Mean
15.53
35.69
61.06
31.06
39.41
52.30
28.97
39.54
52.49
29.06
41.71
57.45
86
dren who exhibit articulatory error patterns for which the place
of articulation and the location of the fistula are similar. In
most cases, this obturation would be temporary until definitive
surgical closure is accomplished.
In the present study, there was a significant group difference
in listener judgment measures of nasal emissions between the
preobturation condition and the immediate postobturation condition. This finding is consistent with the study by DAntonio
et al. (1993) which showed more reduction in frequency of
nasal emission and perceived oral pressure than in hypernasalance.
An unexpected finding of the study was a significant (p ,
.05) increase in Nasal Sentences mean scores over time. Subject scores gradually approached the normative mean on these
sentences, in which nasal consonant phonemes are three times
more prevalent than in standard American English sentences.
Reduced nasality is often related to obstruction of the nasal
cavity, leading to an expectation that the presence of an obturator might decrease nasalance scores on these sentences.
Perhaps normalization of Nasal Sentences mean scores is
merely a reflection of the improved function of the speech
mechanism with sustained obturation. It may be that with sustained obturation of the fistula, velopharyngeal movement continues to improve, and articulation improves, as does the ability of the velopharyngeal port to obtain open and closed states
as is required for the Nasal Sentences.
Lack of significant improvement in group measures of hypernasality and Nasometric Zoo and Rainbow nasalance scores
between preobturation and immediate postobturation was an
unanticipated finding of this study. Other studies suggest that
improved resonance, aerodynamic characteristics of speech,
and velopharyngeal functioning result from temporary occlusion of hard palate fistulae (Shelton and Blank, 1984; Isberg
and Henningsson, 1987; DAntonio et al., 1993). A possible
explanation for the difference in the current findings from
those of previous reports is the high number of children in this
population (73%) who had previously undergone secondary
palatal management for velopharyngeal insufficiency. In the
population described by DAntonio et al.(1993), none of the
children had secondary palatal management prior to the study.
Another possible explanation for this difference is the number of subjects in this study who had continued abnormal resonance despite 4 to 7 weeks of obturation. Thirty-three percent
of the subjects continued to have abnormal ratings for hypernasality with long-term obturation. When subjects who continued to have abnormal ratings of nasality either in the immediate postobturation condition or the 4- to 7-week postobturation condition were compared with those subjects who had
prior secondary palatal management procedures, no apparent
pattern emerged.
Despite the fact that group differences in hypernasality, Zoo
passage, and Rainbow passage scores did not reach significance levels from the preobturation condition to the immediate
postobturation condition, there was marked individual subject
variability between the conditions that was consistent with reports on temporary obturation. For example, normal listener
ratings of resonance were obtained by 2 subjects in the preobturation condition. This increased to 5 subjects in the immediate postobturation condition and to 10 subjects in the 4- to
7-week postobturation condition. These results suggest that immediate obturation of the fistula in three of the subjects resulted in elimination of hypernasality symptoms. It is unclear
whether this immediate change was the result of reduced airflow through the fistula alone, or of reduced airflow through
the fistula as well as improved velopharyngeal closure. Isberg
and Henningsson (1987) and DAntonio et al. (1993) have
both reported changes in velopharyngeal function associated
with obturation of a palatal fistula.
The findings in this study lend support to the recommendation that treatment decisions regarding the effects of a palatal
fistula on speech should be based on the objective evaluation
of each patient with the fistula open and occluded. Futhermore,
for subjects who continue to exhibit hypernasality immediately
postobturation and/or have articulation errors related to the fistula, sustained obturation is advocated prior to decisions for
surgical management of a fistula and/or velopharyngeal function.
Hypernasality resolved in five subjects only after 4 to 7
weeks of obturation. Consequently, management decisions
based on assessments of hypernasality immediately after obturation without continued obturation and further assessments
may result in unnecessary surgical and speech interventions
for these subjects.
For the remaining five subjects, whose hypernasality did not
resolve with sustained obturation, velopharyngeal function
continued to be a management concern. Further investigation
is needed to determine if obturation continued past a 4- to 7week period would result in continued improvement in speech
and nasality for individual subjects.
CONCLUSIONS
Location-specific obturation over a 4- to 7-week period resulted in significant improvement in the articulation scores of
children with palatal fistulas. Nasal emissions significantly decreased immediately postobturation and 4 to 7 weeks postobturation. Additionally, hypernasality based on listener judgments was found to significantly decrease over time in some
subjects with obturation of the palatal fistula. Nasometric analyses on the Zoo passage, the Rainbow passage, and Nasal Sentences revealed significant changes over time only for Nasal
Sentences. Measurements of articulation, hypernasality, and
hyponasality conducted immediately postobturation revealed
no significant changes in group scores from the preobturation
measurements. There was, however, marked individual variability in articulation and nasality measures immediately following obturation. These findings indicate that clinical management decisions for patient care should include the option
of sustained obturation. For individuals with persistent hypernasality immediately postobturation, sustained obturation is
advocated prior to the formulation of surgical and speech intervention plans.
Acknowledgments. The authors thank Marilyn Howe, M.S., for her assistance
in data analysis, and Primary Childrens Medical Center for the use of the
Nasometer.
REFERENCES
Bless DM, Ewanowski SJ, Dibell DG. A technique for temporary obturation
of fistulae. Cleft Palate J 1980;17:297300.
Clark de, DAntonio, L, Liu Jr, Welch, TB. Radiographic demonstration of
oronasal fistulas in patients with cleft palate with the use of barium sulfate
contrast. Oral Surg Oral Med Oral Pathol 1992;74:661670.
DAntonio L, Barlow S, Warren D. Studies of oronasal fistulae: implications
for speech motor control. Presented at the Annual Meeting of the American
Speech-Language-Hearing Association; 1992; San Antonio, TX.
DAntonio L, Zimmerman G, Sharp H, Welch T. Effects of hard palate fistulae
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