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EE 577: Wireless and Personal

Communications
Lecture 10: Small Scale Fading
and Multipath

Dr. Abdallah Al-Ahmari

Statistical Models of Multipath

Each resolvable path is by itself a sum of many


multiple paths that have small relative delays
The amplitude of each resolvable path is a random
process (uncorrelated of other resolvable paths)
The number of paths summing up in each resolvable
paths is large
By Central Limit Theorem, each component (in-phase
and quadrature) of each resolvable path has a
Gaussian distribution
The power of resultant path is:

tot2 = I2 + Q2
Dr. Abdallah Al-Ahmari

Dr. Abdallah Al-Ahmari

Statistical Models of Multipath


Fading
components

Rayleigh Fading
Fading
components

Direct, non-faded component


LOS component

Ricean Fading
Dr. Abdallah Al-Ahmari

Rayleigh Fading Distribution

This arises from having multiple incident copies of


the transmitted signal with no dominant, direct
incident ray (no LOS)
The multiple copies add together into a general
amplitude envelope
From probability theory, the envelope can be
modeled as a Rayleigh probability density function
The phase is uniformly distributed random
variable.

Dr. Abdallah Al-Ahmari

Dr. Abdallah Al-Ahmari

Rayleigh Fading Distribution

r 2
p (r ) = 2 exp 2 u (r )

2
R
R 2
Pr(r R ) = p (r )dr =1 exp
2
2

0
r

PDF:
CDF:

Phase PDF:

p ( ) =

1
,
2

Dr. Abdallah Al-Ahmari

Rayleigh PDF

Dr. Abdallah Al-Ahmari

Dr. Abdallah Al-Ahmari

Rayleigh Fading Distribution

is the rms value of the voltage envelope


Mean value rmean = 1.2533
Median value of the distribution is
rmedian = 1.177
AC power (variance) of the signal envelope is

Var [ r ] = 0.4292
Dr. Abdallah Al-Ahmari

Ricean Fading Distribution

This arises from having multiple incident


copies of the transmitted signal along with a
dominant, direct incident ray (LOS)
The multiple paths (with same delay) add
together into a general amplitude envelope
As the dominant path fades out, the PDF
approaches that of a Rayleigh fading

Dr. Abdallah Al-Ahmari

Dr. Abdallah Al-Ahmari

Ricean Fading Distribution

It is the envelop of the sum of two Gaussian random


variables with a non-zero means given by I and Q
Let A 2 = I2 + Q2
PDF ( A 0 )

( r 2 + A 2 ) rA
I o 2 u ( r )
p (r ) = 2 exp


2 2

where I o ( ) is the zeroth-order modified


r2

Bessel function of the first kind


Dr. Abdallah Al-Ahmari

Ricean Fading Distribution

The Ricean fading is often described by the K-Factor


or Specular-to-diffuse ratio

A2
K (dB ) = 10 log10 2
2

Physically this corresponds to the ratio of the direct


path (LOS) signal power to the variance of multipath
components
As A 0, K -Infinity dB and the LOS fades out and
distribution becomes Rayleigh
Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Ricean pdf
(with different Ks)

Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Nakagami Fading Distribution

PDF: For m 0.5

2 m
p (r ) =

(m ) p

2 m 1
m 2 r 2
u (r )
exp
r
2p

where (m ) is the Gamma function

Fits well to indoor measurements


m is the fade parameter:

m = 0.5 single-sided Gaussian (worst)


m = 1 Rayleigh distribution
m = 8 No fading
Dr. Abdallah Al-Ahmari

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Ricean and Nakagami

Nakagami distribution is analytically tractable


for error performance analysis
Ricean distribution is difficult to analyze
Ricean distribution can be approximated by
Nakagami distribution for low SNR values
Simplifies the analysis of systems undergoing
Ricean fading (Because the Bessel function is
eliminated)
Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Phase Distribution

In all fading distributions, the phase of the


received signal is random
If coherent detection is employed (estimates
the phase), then the performance is affected
by fading distribution only
Otherwise, noncoherent detection has to be
considered (phase is not estimated)

Dr. Abdallah Al-Ahmari

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Level Crossing Rate (LCR)

Tells how often the faded signal crosses a specified


lever (R) in the positive direction
LCR is a function of the MS speed
For Rayleigh Fading:

N R = 2 f D exp ( 2 )
whrere = R P , and P = 2 2

For Ricean Fading:

N R = 2 (K + 1)f D exp ( K (K + 1) 2 ) I 0 2 K (K + 1)

Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Example 5.7 [Rapp. 2nd ed.]

For a Rayleigh fading signal, compute the


positive-going level crossing rate for = 1 ,
when the maximum Doppler frequency is 20
Hz. What is the maximum velocity of the
mobile for this Doppler frequency if the
carrier frequency is 900 MHz.
Solution:

NR=18.44 crossings
v = fd=20/3 = 6.66 m/s = 24 km/hr
Dr. Abdallah Al-Ahmari

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Average Fade Duration (AFD)

Tells how often the faded signal stays below


a specified level

1
Pr [ r < R ]
NR

Tells how many bits will be most likely lost in


a deep fade duration
exp 2 1
For Rayleigh Fading: =

( )

f d 2

Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Example 5.8 [Rapp. 2nd ed.]

Rayleigh fading with fD= 200 Hz


Find AFD for = 0.01 , = 0.1, and = 1

Solution:

= 0.01
= 0.1
=1

AFD = 19.9 s
AFD = 200 s
AFD = 3.34 ms
Dr. Abdallah Al-Ahmari

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Example 5.9 [Rapp. 2nd ed.]

Find the AFD for a threshold level = 0.707


when fD = 20 Hz.
For a binary digital modulation with bit
duration of 50 bps, is the Rayleigh fading
slow or fast?
What is the average number of bit errors per
second for the given data rate. Assume that a
bit error occurs whenever any portion of a bit
encounters a fade for which < 0.1
Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Example 5.9 [Rapp. 2nd ed.]


Solution:

AFD = 18.3 ms
For a data rate of 50 bps, the bit period is 20
ms > AFD Fast fading
For = 0.707 AFD = 0.002 s < duration of
one bit This means only one bit on
average will be lost during a fade. The
number of level crossings is 4.96 crossings
per second BER = 5/50 = 0.1

Dr. Abdallah Al-Ahmari

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Clarkes Model for Flat Fading

The model assumes a


fixed transmitter with a
vertically polarized
antenna.
The field incident on the
mobile antenna is
assumed to be
comprised of N azimuthal
plane waves with
arbitrary carrier phases,
arbitrary azimuthal
angles of arrival and
each having equal
average amplitude.
Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Clarkes Model for Flat Fading

The mobile is traveling with a velocity of v in the xdirection.


The angle of arrival is measured in the x-y plane with
respect to the motion
Each wave has a Doppler shift and arrives at the
same time No excess delay Flat Fading
For the nth wave arriving at an angle to the x-axis,
the Doppler shift in Hertz is given by

fn =

cos ( n )
Dr. Abdallah Al-Ahmari

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Clarkes Model for Flat Fading


The vertically polarized plane waves arriving at
the mobile have E and H field components
N

E z = E o C n cos ( 2 f c t + n )
n =1

Hx = Hy = -

Eo

Eo

C
n =1

sin ( n ) cos ( 2 f c t + n )

cos ( n ) cos ( 2 f c t + n )

C
n =1

Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Clarkes Model for Flat Fading


where E o is the real amplitude of local average
E-field (assumud constant), C n is a real random
variable representing the amplitude of indvidual
waves, is the intrinsic impedance of free space
(377 ), and f c is the carrier frequency.
The random phase of the nth arriving component

n is given by: n = 2 f c t + n
Dr. Abdallah Al-Ahmari

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Clarkes Model for Flat Fading

The amplitude of the E- and H-field are


normalized such that the ensemble average
of the Cns is given by
N

C
n =1

2
n

=1

Since the Doppler shift is very small


compared to the carrier frquency, the three
filed components may be modeled as
narrow band random processes
Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Clarkes Model for Flat Fading


The vertically polarized plane waves arriving at
the mobile have E and H field components
E z = T c (t ) cos ( 2 f c t ) T s (t ) sin ( 2 f c t )
where
N

T c (t ) = E o C n cos ( 2 f n t + n )
n =1
N

T s (t ) = E o C n sin ( 2 f n t + n )
n =1

Dr. Abdallah Al-Ahmari

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Symbol Period of Transmitted


Signal
Both T c (t ) and T s (t ) are Gaussian random
precesses. At any time t we have T c and T s
random variables. T c and T s are uncorrelated
zero-mean Gaussian random variables with
and equal variance given by

C2 = S2 = E O2 2
Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Transmitted Baseband Signal


Bandwidth
It can be shown that envelope of the received
E-field, E z (t ), is given by
E z (t ) = T c2 (t ) +T s2 (t ) = r (t )
and since T c and T s are Gaussian ranom variables
r has Rayleigh distribution
with 2 = E o2 2
Dr. Abdallah Al-Ahmari

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Spectral Shape Due to Doppler


Spread in Clarks Model

Gans [Gan72] developed a spectrum analysis


for Clarkes model.

S E z (f ) =

f m

f fc
1

fm

Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Simulation of Clarke and Gans


Fading Model

Dr. Abdallah Al-Ahmari

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Simulation of Clarke and Gans


Fading Model

Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Frequency Domain Implementation


of a Rayleigh fading simulator

Dr. Abdallah Al-Ahmari

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Two-Ray Multipath Fading


Model

Assumes only two resolvable paths. The


received signal is:

r (t ) = 1 (t )e j 1 (t ) + 2 (t )e j 2 (t ) s (t )

Where:
s (t ) is the transmitted signal
i (t ) is the transmitted signal
i (t ) is the transmitted signal
i 's and i 's are uncorrelated
Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

Multi-Ray Multipath Fading


Model

Assumes N resolvable paths. The received


signal is:
N

r (t ) = i (t )e j i (t )s (t )

i =1
Where:
s (t ) is the transmitted signal
i (t ) is the transmitted signal
i (t ) is the transmitted signal
i 's and i 's are uncorrelated
Dr. Abdallah Al-Ahmari

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Dr. Abdallah Al-Ahmari

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