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EE306ELECTRICALENGINEERINGTECHNOLOGIES

LECTURENOTES

PREPAREDBY
Prof.Dr.BahattinKaragzolu

INTRODUCTION
FUNDAMENTALELECTRICALENGINEERINGCOMPONENTS
MEASUREMENTANDERROR
MEASUREMENTOFELECTRICALQUANTITIES
OSCILLOGRAPHICMEASUREMENTSANDPICTUREDISPLAYS
SOURCESOFELECTRICALENERGY
TEMPERATUREMEASUREMENT
MEASUREMENTOFDISPLACEMENTANDMECHANICALSTRAIN
PRACTICALANDREPORTING

KINGABDULAZIZUNIVERSITY
FACULTYOFENGINEERING
DEPARTMENTOFELECTRICALANDCOMPUTERENGINEERING
JEDDAHSAUDIARABIA

Shawwal1432HSeptember2011G

TableofContents
INTRODUCTION ............................................................................................................ 16
LEARNINGOBJECTIVES ........................................................................................................... 17
ELECTRICALANDCOMPUTERENGINEERINGSPECIALTIES .......................................................... 18
MISCELLANEOUSELECTRICALENGINEERINGFIELDSOFACTIVITIES ............................................ 23
QUANTITIES,UNITSANDSTANDARDS ..................................................................................... 33
PROBLEMS ............................................................................................................................ 36
FUNDAMENTALELECTRICALENGINEERINGCOMPONENTS .............................................. 38
LEARNINGOBJECTIVES ........................................................................................................... 39
ENERGYSOURCES .................................................................................................................. 40
CONDUCTORSANDINSULATORS............................................................................................. 49
RESISTORS ............................................................................................................................ 60
CAPACITORS .......................................................................................................................... 77
INDUCTORS ........................................................................................................................... 93
TRANSFORMER .................................................................................................................... 101
PROBLEMS .......................................................................................................................... 105
MEASUREMENTANDERROR ....................................................................................... 108
LEARNINGOBJECTIVES ......................................................................................................... 109
INTRODUCTION ................................................................................................................... 110
CHARACTERISTICSOFMEASURINGINSTRUMENTS ................................................................. 110
ANALYSISOFMEASUREMENTDATA ...................................................................................... 119
UNCERTAINTYANALYSIS....................................................................................................... 126
PROBLEMS .......................................................................................................................... 132
MEASUREMENTOFELECTRICALQUANTITIES ................................................................ 141
LEARNINGOBJECTIVES ......................................................................................................... 142
PRINCIPLESOFMEASUREMENTS ........................................................................................... 143
MOVINGCOILINMEASURINGINSTRUMENTS ........................................................................ 144
MCBASEDMEASURINGINSTRUMENTS ................................................................................. 147

LOADINGERRORS ................................................................................................................ 153


ACVOLTMETERS .................................................................................................................. 157
ELECTRONICCOUNTERS ....................................................................................................... 167
THEDIGITALVOLTMETER(DVM) ........................................................................................... 179
MEASUREMENTOFELECTRICITY ........................................................................................... 188
PROBLEMSONMEASURINGINSTRUMENTS ........................................................................... 198
OSCILLOGRAPHICMEASUREMENTSANDPICTUREDISPLAYS .......................................... 207
LEARNINGOBJECTIVES ......................................................................................................... 208
WAVEFORMDISPLAYDEVICES .............................................................................................. 209
BASICOSCILLOSCOPEOPERATIONS ....................................................................................... 212
MULTITRACEOSCILLOSCOPES .............................................................................................. 222
DIGITALSTORAGEOSCILLOSCOPES(DSO) .............................................................................. 223
VIRTUALINSTRUMENTATION................................................................................................ 226
PICTUREDISPLAY ................................................................................................................. 231
PROBLEMS .......................................................................................................................... 244
SOURCESOFELECTRICALENERGY ................................................................................ 253
LEARNINGOBJECTIVES ......................................................................................................... 254
LINEARREGULATEDPOWERSUPPLIES ................................................................................... 255
SWITCHREGULATED(SWITCHING)POWERSUPPLY ................................................................ 272
BATTERIES........................................................................................................................... 282
ELECTRICALSAFETY .............................................................................................................. 293
PROBLEMSONSOURCESOFELECTRICALENERGY ................................................................... 305
REFERENCES ........................................................................................................................ 316
TEMPERATUREMEASUREMENT .................................................................................. 317
LEARNINGOBJECTIVES ......................................................................................................... 318
BASICPRINCIPLES ................................................................................................................ 319
TEMPERATUREMEASURINGDEVICES .................................................................................... 320
TEMPERATUREMEASUREMENTUSINGTHERMOCOUPLES ...................................................... 327

TEMPERATUREMEASUREMENTUSINGTHERMISTORS ............................................................ 340


PROBLEMSONTEMPERATUREMEASUREMENTS .................................................................... 345
MEASUREMENTOFDISPLACEMENTANDMECHANICALSTRAIN ..................................... 350
LEARNINGOBJECTIVES ......................................................................................................... 351
DISPLACEMENTSENSORS ..................................................................................................... 352
STRAINGAGES(GAUGES) ..................................................................................................... 358
THEWHEATSTONEBRIDGE ................................................................................................... 363
BRIDGECONFIGURATIONSFORSTRAINGAGEMEASUREMENTS .............................................. 367
NOVELPRESSURESENSORS .................................................................................................. 372
PROBLEMSONMEASUREMENTOFMECHANICALQUANTITIES ................................................ 374
PRACTICALANDREPORTING ....................................................................................... 383
LABORATORYNOTESANDSHEETS ......................................................................................... 384
GENERALGUIDELINESFOREXPERIMENTS .............................................................................. 388
MEASUREMENTANDERROR ................................................................................................ 391
DETERMININGTHECHARACTERISTICOFANINCANDESCENTLAMP .......................................... 393
DETERMININGTHECHARACTERISTICOFACAPACITOR ........................................................... 395
REGULATEDPOWERSUPPLY ................................................................................................. 396
TERMPROJECT .................................................................................................................... 398
APPENDICES .............................................................................................................. 400
AQUANTITIES,UNITSANDSTANDARDS .............................................................................. 400
BOPERATIONALAMPLIFIERS .............................................................................................. 406
CPRETEST ........................................................................................................................ 409
DEXITSURVEY .................................................................................................................. 410
ERUBRICSFORSTUDENTOUTCOMESSUPPORTEDBYEE306 ............................................... 412

DetailedTableofContents
INTRODUCTION ............................................................................................................ 16
LEARNINGOBJECTIVES ........................................................................................................... 17
ELECTRICALANDCOMPUTERENGINEERINGSPECIALTIES .......................................................... 18
DefinitionofElectricalandElectronicEngineering................................................................. 18
ElectronicsandCommunicationsGroup ............................................................................... 19
ComputerEngineeringGroup .............................................................................................. 20
BiomedicalEngineeringGroup ............................................................................................ 21
MISCELLANEOUSELECTRICALENGINEERINGFIELDSOFACTIVITIES ............................................ 23
Mechatronics..................................................................................................................... 23
AutomotiveIndustry .......................................................................................................... 25
Avionics ............................................................................................................................ 26
BiomedicalEngineeringExtensions ...................................................................................... 27
CognitiveRadio .................................................................................................................. 29
FiberOpticsCommunicationSystems .................................................................................. 30
QUANTITIES,UNITSANDSTANDARDS ..................................................................................... 33
Definitions ......................................................................................................................... 33
BasicUnitsandDerivedUnits .............................................................................................. 33
Standards .......................................................................................................................... 33
Prefixes ............................................................................................................................. 36
PROBLEMS ............................................................................................................................ 36
ReviewQuestions .............................................................................................................. 36
FUNDAMENTALELECTRICALENGINEERINGCOMPONENTS .............................................. 38
LEARNINGOBJECTIVES ........................................................................................................... 39
ENERGYSOURCES .................................................................................................................. 40
TheAtomandSubatomicParticles ...................................................................................... 40
Electricity .......................................................................................................................... 41
GenerationofElectricalEnergy ........................................................................................... 45

TransmissionandDistributionofElectricalEnergy ................................................................ 47
CONDUCTORSANDINSULATORS............................................................................................. 49
Definitions ......................................................................................................................... 49
WireConductors ................................................................................................................ 50
PropertiesofWireConductors ............................................................................................ 56
RESISTORS ............................................................................................................................ 60
DefinitionandUse ............................................................................................................. 60
TypesofFixedResistors ...................................................................................................... 61
AdjustableResistors ........................................................................................................... 66
ResistorMarking ................................................................................................................ 67
PreferredValues ................................................................................................................ 71
PowerRatingsofResistors .................................................................................................. 73
ResistorsatHighFrequencies .............................................................................................. 74
NoiseinResistors ............................................................................................................... 75
FailureModes .................................................................................................................... 75
CAPACITORS .......................................................................................................................... 77
DefinitionandUse ............................................................................................................. 77
NonIdealBehavior ............................................................................................................ 80
CapacitorTypes ................................................................................................................. 82
ApplicationsofCapacitors................................................................................................... 86
CapacitiveSensing.............................................................................................................. 89
HazardsandSafety ............................................................................................................. 90
SupercapacitorsElectricDoubleLayerCapacitors ............................................................... 91
INDUCTORS ........................................................................................................................... 93
DefinitionandUse ............................................................................................................. 93
TypesofInductors.............................................................................................................. 95
InductorsinElectricCircuits ................................................................................................ 99
TRANSFORMER .................................................................................................................... 101

DefinitionandUse ........................................................................................................... 101


OperationandPracticalConsiderations ............................................................................. 102
PROBLEMS .......................................................................................................................... 105
ReviewQuestions ............................................................................................................ 105
GeneralQuestions ........................................................................................................... 107
MEASUREMENTANDERROR ....................................................................................... 108
LEARNINGOBJECTIVES ......................................................................................................... 109
INTRODUCTION ................................................................................................................... 110
CHARACTERISTICSOFMEASURINGINSTRUMENTS ................................................................. 110
DefinitionofTerms .......................................................................................................... 110
StaticCalibration.............................................................................................................. 111
AccuracyandPrecision ..................................................................................................... 112
AccuracyversusPrecision ................................................................................................. 113
SignificantFigures ............................................................................................................ 115
TypesofErrors(Uncertainties) .......................................................................................... 116
ANALYSISOFMEASUREMENTDATA ...................................................................................... 119
ArithmeticMean .............................................................................................................. 119
DeviationfromtheMean .................................................................................................. 119
ProbabilityofErrors ......................................................................................................... 121
SomeMSExcelFunctions.................................................................................................. 124
DeterminingRandomErrors.............................................................................................. 124
UNCERTAINTYANALYSIS....................................................................................................... 126
MathematicalAnalysisoftheUncertainty .......................................................................... 126
SampleandPopulationStatistics ....................................................................................... 130
PROBLEMS .......................................................................................................................... 132
ReviewQuestions ............................................................................................................ 132
SolvedExamples .............................................................................................................. 133
GeneralQuestions ........................................................................................................... 136

MEASUREMENTOFELECTRICALQUANTITIES ................................................................ 141


LEARNINGOBJECTIVES ......................................................................................................... 142
PRINCIPLESOFMEASUREMENTS ........................................................................................... 143
MOVINGCOILINMEASURINGINSTRUMENTS ........................................................................ 144
BalancingtheElectromagneticTorquebyaSpringTorque ................................................... 144
TheGalvanometer ........................................................................................................... 146
MCBASEDMEASURINGINSTRUMENTS ................................................................................. 147
MCinAnalogElectricalMeasuringInstruments .................................................................. 147
BasicDCAmmeter(Ampermeter) ...................................................................................... 147
MultiRangeAmmeters .................................................................................................... 148
ABasicDCVoltmeter........................................................................................................ 149
MultiRangeVoltmeters ................................................................................................... 150
OhmandVOMMeters ..................................................................................................... 152
LOADINGERRORS ................................................................................................................ 153
InstrumentLoading .......................................................................................................... 153
LoadingErrorsinAmmeters .............................................................................................. 154
LoadingErrorsinVoltmeters ............................................................................................. 155
ACVOLTMETERS .................................................................................................................. 157
AverageandRMSValues .................................................................................................. 157
TheFullWaveRectifier..................................................................................................... 158
FormFactorandWaveformErrors..................................................................................... 159
ClampOnMeters............................................................................................................. 164
TrueRMSMeters ............................................................................................................. 165
ELECTRONICCOUNTERS ....................................................................................................... 167
OscilloscopeVersusElectronicCountersandDigitalVoltmeters ........................................... 167
TimeandFrequencyMeasurements .................................................................................. 168
DevicesCommonlyUsedinElectronicMeasuringInstruments ............................................. 169
TheCounterinFrequencyMode ....................................................................................... 172

TheCounterinTimePeriodMode ..................................................................................... 173


TheCounterinTimeIntervalMode ................................................................................... 174
ErrorsinMeasurementsUsingCounters ............................................................................ 175
MeasurementofRotativeSpeed ....................................................................................... 178
THEDIGITALVOLTMETER(DVM) ........................................................................................... 179
Use,AdvantagesandOperation ........................................................................................ 179
IntegratingTypeAnalogtoDigitalConverters ..................................................................... 181
SuccessiveApproximationTypeDVM ................................................................................ 186
MEASUREMENTOFELECTRICITY ........................................................................................... 188
UtilizationofElectricalEnergy ........................................................................................... 188
MeasuringElectricPower ................................................................................................. 191
ElectricityMeasuringDevices ............................................................................................ 193
PROBLEMSONMEASURINGINSTRUMENTS ........................................................................... 198
ReviewQuestions ............................................................................................................ 198
SolvedExamplesonMovingCoilInstruments ..................................................................... 199
QuestionswithSolutions .................................................................................................. 203
GeneralQuestions ........................................................................................................... 204
OSCILLOGRAPHICMEASUREMENTSANDPICTUREDISPLAYS .......................................... 207
LEARNINGOBJECTIVES ......................................................................................................... 208
WAVEFORMDISPLAYDEVICES .............................................................................................. 209
OperatingPrinciplesofanOscilloscope .............................................................................. 210
SimplifiedBlockDiagramofanOscilloscope ....................................................................... 211
BASICOSCILLOSCOPEOPERATIONS ....................................................................................... 212
ElectrostaticDeflection..................................................................................................... 212
OperationinSweepMode ................................................................................................ 213
OperationinXYMode ..................................................................................................... 218
MULTITRACEOSCILLOSCOPES .............................................................................................. 222
DIGITALSTORAGEOSCILLOSCOPES(DSO) .............................................................................. 223

NecessityforDSOandItsAdvantages ................................................................................ 223


PrinciplesofOperation ..................................................................................................... 224
CurrentTrends................................................................................................................. 225
VIRTUALINSTRUMENTATION................................................................................................ 226
Definition ........................................................................................................................ 226
ComponentsofVirtualInstrumentation ............................................................................. 227
VirtualInstrumentationforDesign .................................................................................... 228
PICTUREDISPLAY ................................................................................................................. 231
GenerationandPresentationofPicture ............................................................................. 231
TheCathodeRayTube(CRT) ............................................................................................. 231
LiquidCrystals.................................................................................................................. 233
PaintingtheScreen .......................................................................................................... 237
AspectRatioandViewableArea ........................................................................................ 238
AdvantagesofLCDandCRTMonitors ................................................................................ 239
OtherDisplayTechnologies ............................................................................................... 240
PROBLEMS .......................................................................................................................... 244
ReviewQuestions ............................................................................................................ 244
SolvedExamples .............................................................................................................. 245
GeneralQuestions ........................................................................................................... 247
SOURCESOFELECTRICALENERGY ................................................................................ 253
LEARNINGOBJECTIVES ......................................................................................................... 254
LINEARREGULATEDPOWERSUPPLIES ................................................................................... 255
Definitions ....................................................................................................................... 255
ACLineComponentsforAnUnregulatedPowerSupply....................................................... 257
Rectifiers ......................................................................................................................... 261
SmoothingFilters ............................................................................................................. 265
Linear(Dissipative)Regulators .......................................................................................... 268
ProtectionofCircuitsinCaseofRegulatorFailure ............................................................... 271

SWITCHREGULATED(SWITCHING)POWERSUPPLY ................................................................ 272


LinearVersusSwitching .................................................................................................... 272
PrincipleofOperation ...................................................................................................... 273
GeneralLayoutoftheSwitchingPowerSupply ................................................................... 273
RectifiersandFiltersofaSwitchingPowerSupply ............................................................... 274
SwitchingRegulatorConfigurations ................................................................................... 278
OverallLookIntoAdvantagesandDisadvantagesofSwitchingSupplies ................................ 279
SummaryofKeyFormulasthatHelpinSolvingPowerSupplyProblem ................................. 281
BATTERIES........................................................................................................................... 282
PrinciplesofOperation ..................................................................................................... 282
CategoriesandTypes ....................................................................................................... 283
BatteryCapacity............................................................................................................... 286
CareandMaintenanceofBatteries .................................................................................... 290
ELECTRICALSAFETY .............................................................................................................. 293
ScopeandPurposeofElectricalSafety ............................................................................... 293
WhatIstheElectricalShock?............................................................................................. 294
HowtheElectricalShockOccurs? ...................................................................................... 296
HowtoPreventElectricalShocks? ..................................................................................... 297
OfficeElectricalSafety ...................................................................................................... 302
PROBLEMSONSOURCESOFELECTRICALENERGY ................................................................... 305
ReviewQuestions ............................................................................................................ 305
ExercisesonPowerSupplies ............................................................................................. 307
ExercisesonBatteries ....................................................................................................... 310
ExercisesonElectricalSafety ............................................................................................. 313
REFERENCES ........................................................................................................................ 316
ReferencesonPowerSupplies .......................................................................................... 316
TEMPERATUREMEASUREMENT .................................................................................. 317
LEARNINGOBJECTIVES ......................................................................................................... 318

BASICPRINCIPLES ................................................................................................................ 319


DefinitionofTemperature ................................................................................................ 319
TemperatureScale ........................................................................................................... 319
ReferenceTemperatures .................................................................................................. 319
TEMPERATUREMEASURINGDEVICES .................................................................................... 320
Thermocouples ................................................................................................................ 320
ResistanceTemperatureDevices ....................................................................................... 321
RadiationDetectors(InfraredSensors)............................................................................... 323
IntegratedCircuit(I.C.)Sensors ......................................................................................... 324
BimetallicDevices ............................................................................................................ 325
FluidExpansionDevices.................................................................................................... 325
Chemical(ChangeofState)Sensors .................................................................................. 325
ComparisonofPracticalTemperatureMeasurementDevices .............................................. 326
TEMPERATUREMEASUREMENTUSINGTHERMOCOUPLES ...................................................... 327
PrincipleofOperation ...................................................................................................... 327
EmpiricalLawsofThermocouples ...................................................................................... 328
MeasuringThermocoupleVoltagewithaDigitalVoltmeter(DVM) ....................................... 329
TheReferenceJunction .................................................................................................... 330
ReferenceCircuit:ExternalReferenceJunctionNoIceBath ............................................... 331
ExternalReferenceJunctionNoIceBath.......................................................................... 333
WhyThermocoupleisUsed? ............................................................................................. 334
ExamplesforThermocoupleandTemperatureMeasurement .............................................. 336
TEMPERATUREMEASUREMENTUSINGTHERMISTORS ............................................................ 340
PrincipleofOperation ...................................................................................................... 340
ThermistorLinearization ................................................................................................... 341
ThermistorThermometry ................................................................................................. 342
PROBLEMSONTEMPERATUREMEASUREMENTS .................................................................... 345
ReviewQuestions ............................................................................................................ 345

QuestionswithSolutions .................................................................................................. 346


GeneralQuestions ........................................................................................................... 348
MEASUREMENTOFDISPLACEMENTANDMECHANICALSTRAIN ..................................... 350
LEARNINGOBJECTIVES ......................................................................................................... 351
DISPLACEMENTSENSORS ..................................................................................................... 352
ResistiveSensors.............................................................................................................. 352
InductiveSensors ............................................................................................................. 352
CapacitiveSensors ........................................................................................................... 354
PiezoelectricSensors ........................................................................................................ 356
STRAINGAGES(GAUGES) ..................................................................................................... 358
MechanicalPrinciples ....................................................................................................... 358
ElectricalResistanceoftheStrainGageWire ...................................................................... 359
Examples ......................................................................................................................... 361
BondedandUnbondedStrainGages ................................................................................. 362
EffectofTemperatureandStraininotherDirections........................................................... 362
THEWHEATSTONEBRIDGE ................................................................................................... 363
Utilization........................................................................................................................ 363
CircuitConfiguration ........................................................................................................ 363
NullmodeofOperation .................................................................................................... 364
DeflectionmodeofOperation .......................................................................................... 364
BRIDGECONFIGURATIONSFORSTRAINGAGEMEASUREMENTS .............................................. 367
BridgewithaSingleActiveElement(QuarterBridge) .......................................................... 367
BridgewithTwoActiveElements(HalfBridge) ................................................................... 369
BridgewithFourActiveElements(FullBridge) .................................................................... 370
GeneralizedInstrumentationSystem ................................................................................. 371
NOVELPRESSURESENSORS .................................................................................................. 372
QuantumTunnelingComposites ....................................................................................... 372
Applications..................................................................................................................... 373

PROBLEMSONMEASUREMENTOFMECHANICALQUANTITIES ................................................ 374


ReviewQuestions ............................................................................................................ 374
MultipleChoiceQuestions ................................................................................................ 374
QuestionswithSolutions .................................................................................................. 376
GeneralQuestions ........................................................................................................... 378
PRACTICALANDREPORTING ....................................................................................... 383
LABORATORYNOTESANDSHEETS ......................................................................................... 384
GeneralGuidelinesinPresentingTechnicalWork................................................................ 384
TheFormalLaboratoryReport .......................................................................................... 384
GeneralRequirements ...................................................................................................... 385
SpecificContentsoftheReport ........................................................................................ 385
MoreOnGraphs .............................................................................................................. 386
OnePageLabReport........................................................................................................ 386
GENERALGUIDELINESFOREXPERIMENTS .............................................................................. 388
PreparationforExperiments ............................................................................................. 388
SummaryofOperationofOscilloscopes ............................................................................. 389
MEASUREMENTANDERROR ................................................................................................ 391
PreliminaryWork ............................................................................................................. 391
ExperimentalProcedure ................................................................................................... 391
ResultsandDiscussions: ................................................................................................... 392
DETERMININGTHECHARACTERISTICOFANINCANDESCENTLAMP .......................................... 393
PreliminaryWork ............................................................................................................. 393
PreparationsBeforetheExperiment .................................................................................. 393
ExperimentalProcedure ................................................................................................... 393
Results ............................................................................................................................ 394
DiscussionsandConclusions ............................................................................................. 394
DETERMININGTHECHARACTERISTICOFACAPACITOR ........................................................... 395
Capacitorstobeused ....................................................................................................... 395

Reminderfortheexperimentalprocedures ........................................................................ 395


REGULATEDPOWERSUPPLY ................................................................................................. 396
PreliminaryWork ............................................................................................................. 396
Experiment ...................................................................................................................... 396
TERMPROJECT .................................................................................................................... 398
ImportantQuestionstoAnswer ........................................................................................ 398
Duties ............................................................................................................................. 398
ElementsoftheReport ..................................................................................................... 398
APPENDICES .............................................................................................................. 400
AQUANTITIES,UNITSANDSTANDARDS .............................................................................. 400
BasicandDerivedUnits .................................................................................................... 400
Standards ........................................................................................................................ 405
BOPERATIONALAMPLIFIERS .............................................................................................. 406
Characteristicsandbasicamplifiersconfigurationsusingopamps ....................................... 406
Invertingamplifiers .......................................................................................................... 407
CPRETEST ........................................................................................................................ 409
DEXITSURVEY .................................................................................................................. 410
ERUBRICSFORSTUDENTOUTCOMESSUPPORTEDBYEE306 ............................................... 412
AssessmentRubricforOutcome"b" .................................................................................. 412
AssessmentRubricforOutcome"d" .................................................................................. 413
AssessmentRubricforOutcome"f" ................................................................................... 414
AssessmentRubricforOutcome"k" .................................................................................. 415
AssessmentRubricforOutcome"l" ................................................................................... 415

Introduction / 16

INTRODUCTION

ELECTRICALANDCOMPUTERENGINEERINGSPECIALTIES
DefinitionofElectricalandElectronicEngineering
ElectronicsandCommunicationsGroup
ComputerEngineeringGroup
BiomedicalEngineeringGroup

MISCELLANEOUSELECTRICALENGINEERINGFIELDSOFACTIVITIES
Mechatronics
AutomotiveIndustry
Avionics
BiomedicalEngineeringExtensions
CognitiveRadio
FiberOpticsCommunicationSystems

Introduction / 17

LEARNINGOBJECTIVES
Aftercompletingthischapter,thestudentsareexpectedto:
1. Defineelectricalandelectronicsengineering.
2. State the responsibilities of and career opportunities for graduates of electronics and
communications,computerandbiomedicalengineeringgroups.
3. Express novel and emerging application fields of electronics engineering such as mechatronics,
avionics.
4. Recognize the applications of electronics engineering in automotive Industry, ehealth,
biomechanicsandrehabilitation,cognitiveradioandfiberopticscommunicationsystems.
5. Definebasicandderivedunitsinengineering.
6. Identifiesengineeringstandardsandstandardunitsforagivenapplication.
7. Useengineeringprefixesinexpressingnumericalvalues.

Introduction / 18

ELECTRICALANDCOMPUTERENGINEERINGSPECIALTIES
DefinitionofElectricalandElectronicEngineering
Electrical engineering is an engineering discipline that deals with the study and application of
electricity and electromagnetism. Its practitioners are called electrical engineers. Electrical
engineeringisabroadfieldthatencompassesmanysubfieldsandafter1980itisgenerallyreferred
to the engineering discipline that deals with electrical energy and its utilization. It has two major
branches:
Powerengineering:generation,distributionandutilizationofelectricalenergy
Machinesengineering:conversionofelectricalenergyintomechanicalactionandwork
Electronics Engineering is a specialized branch of Electrical Engineering which deals with
components such as semiconductor diodes, triodes, transistors, computer and similar microcircuit
chips, printed circuit boards, etc. Depending on where they are to be used (the applications),
electroniccircuitscanbebuilttohandleaverywiderangeofpower.Electronicsisthestudyanduse
of electrical devices that operate by controlling the flow of electrons or other electrically charged
particlesindevicessuchasthermionicvalvesandsemiconductors.Thepurestudyofsuchdevicesis
considered as a branch of physics, while the design and construction of electronic circuits to solve
practicalproblemsispartofthefieldsofelectrical,electronicandcomputerengineering.Figure1.1
illustratesafunctionaldiagramofelectronicsengineering.
Electronics Engineering (also referred to as electronic engineering) is an engineering
discipline which uses the scientific knowledge of the behavior and effects of electrons to develop
components, devices, systems, or equipment (as in electron tubes, transistors, integrated circuits,
andprintedcircuitboards)thatuseselectricityaspartofitsdrivingforce.Bothtermsdenoteabroad
engineering field that encompasses many subfields including those that deal with power,
instrumentationengineering,telecommunications,semiconductorcircuitdesign,andmanyothers.
The electronics engineering deals with communicating an information from one place into
anotherplaceanddevelopingtoolsandtechniquestoachieveit.Ittakesaphysicalprocessthatisin
form of mechanical and chemical in nature and converts them into electrical variables in form of
voltageandcurrentorotherderivedelectricalvariables.Adevicethatconvertsatypeofenergyinto
anothertypeiscalledthetransducer.Itiscalledthesensoriftheconvertedenergyiselectrical.The
information flow is in form of flow of electrons in electrical circuits. Several electronic utilities are
used to process the signal including amplifiers, filters, analog to digital and digital to analog
convertersanddigitalcomputers.

Introduction / 19
Thecomputerisaprogrammablemachinethatreceivesinput,storesandmanipulatesdata,
andprovidesoutputinausefulformat.ComputerEngineeringisabranchofengineeringthatdeals
with the machine (hardware) and programs (software) that are used to operate the machines
(systemandapplications).Computerengineeringhastwomajorbranchesascomputerhardwareand
software(systemandapplications).Thesoftwarepartiscalledasthecomputerscience.Computer
hardware and electronics have many components in common and they are almost remerging. It
deals with computer networks, interfacing computers with other electronic and nonelectronic
devices,embeddedsystems,robotics,visionandcontrolsystems,andcomputergraphics.

Figure1.1 Aschematicdiagram illustratingvariousactivitiesofelectronicsengineering

The information perceived by the user must be in form of mechanical and chemical
processes. The electrical information is converted into this convertible form using another type of
sensor that is called the actuator. Electronic engineering principles and devices are used in many
other engineering disciplines such as telecommunications engineering, biomedical engineering,
mechatronicsandavionics.
The activities of electronics engineering are handled by three distinct groups in the
ElectronicsandComputerEngineeringinFacultyofEngineeringatKingAbdulazizUniversity.
ElectronicsandCommunicationsGroup
TheGroupisconcernedwith :

Introduction / 20

The Electronics Engineering that covers electronic devices, circuits, systems, and
measurementandmeasuringinstruments,

The Communications Engineering that deals with signals, signal processing, signal
transmissionandtransmissionmediums,noiseandsignaldetection,andapplicationsof
electronicdevices,systemsandcircuitsinvariousareasofcommunication.

The Electronics and Communications Specialization has a very wide application area.
Graduatesfromthespecialtyworkin

Installation,managementandmaintenanceofvarietyofcommunicationsystemssuchas
microwave and radar systems, optical and laser communication systems, and mobile
communicationsystemsetc.

Design,construction,operationandmaintenanceof

Electronicinstrumentationinvariousindustrialinstallations,

Controlsystems,dataloggingstationsandrelatedinstruments,

Informationtechnologyandlocalareanetworks,

Buildingmanagementsystems,and

Electronicentertainmentdevices

ComputerEngineeringGroup
The computer Engineering Group deals with computer hardware and software (systems and
applications), computer networks, interfacing computers with other electronic and nonelectronic
devices,embeddedsystems,robotics,visionandcontrolsystems,andcomputergraphics.
Graduates from the specialty work in government and private organizations. Their
responsibilitiescover

Design,construction,operationandmaintenanceof

Computernetworks,

Informationtechnologydepartments,

Graphicworkstationsandelectronicpublishingutilities,

Specializedcomputerlabs,

Interfacing computers in measurement and control applications, control systems and


dataloggingapplications,

Computerizedautomotivesystems,

ComputerAidedDesign(CAD)andComputerAidedmanufacturing(CAM)systems,

Buildingmanagementsystems

Developmentofoperatingsystemsforspecialapplications,

Introduction / 21

Databasesystemdesign,operationandmaintenance.

BiomedicalEngineeringGroup
The biomedical engineering deals with applications of engineering principles and knowhow in
medicineandbiology.Thespecialtyareasare:

bioinstrumentation,

biomaterials;

biomechanics;

cellular,tissueandgeneticengineering;

clinicalengineering;

medicalimaging;

orthopedicsurgery;

rehabilitationengineering;and

systemsphysiology

TheprograminourDepartmentisconcentratedaroundmedicalelectronicsthatdealswith
measurement and processing of medical signals, and medical instrumentation for diagnostic,
monitoringandtherapeuticpurposes.

Bioinstrumentation:applicationofelectronics,computersandmeasurementtechniques
todevelopdevicesusedindiagnosisandtreatmentofdisease.

Medical Imaging: combines knowledge of a unique physical phenomenon (sound,


radiation, magnetism, etc.) with high speed electronic data processing, analysis and
displaytogenerateanimage.

ClinicalEngineering:applicationoftechnologytohealthcareinhospitals.

The clinical engineer is an engineer who is able to perform certain engineering tasks in a
health care facility and who has the knowledge and experience to work as a partner with health
professionalstoplanandimplementappropriateprogramsforimprovingthehealthcaredelivery.He
is generally an inhouse engineer working in the hospital to fulfill some of the following
responsibilities:

Supervision on proper operation and safety of instruments. Ensuring electrical safety in


medical environment, preparation and followup of the preventive (operational) and
correctivemaintenanceproceduresformedicalequipment;

Specificationandpurchaseofnewequipment,andtrainingofstaffonitsproperuse;

Introduction / 22

Workingwithphysicianstoadaptinstrumentationtothespecificneedsofthephysicianand
thehospital.Thisofteninvolvesmodificationofmedicalequipmenttomeetlocalneeds;and
theinterfaceofinstrumentswithcomputersystemsandcustomizedsoftwareforinstrument
controlanddataacquisitionandanalysis;

Coordinationofmedicalinformationflowbetweendifferentdepartmentsinthehospitaland
introduction of industrial or management engineering techniques to optimize information
handling; developing and maintaining computer databases of medical instrumentation and
equipmentrecordsandforthepurchaseanduseofsophisticatedmedicalinstruments.

A biomedical engineer in the medical instrumentation track is an engineer competent in medical


electronics and computer applications in medicine. He may work in the biomedical engineering
departmentofahospitalorinaprivatecompanythatprovidesservicestohealthcarefacilities.His
majorresponsibilitiesinclude:

Installation, planning and handling of maintenance procedures and repair of medical


equipmentunderhisresponsibility;

Designing of engineering systems and components of systems that are not commercially
available;

Preparationofbiddingformaintenancecontracts;

Pursuing technological developmentsinthe medicalinstrumentationfieldandenlightening


medicalpersonnelaboutthem.

An electrical engineer specialized in the general field of instrumentation, measurement and


control is an engineer who deals with signal detection, transduction, processing and information
presentation techniques used in biomedical engineering that are also widely utilized in industrial
applications. Hence, biomedical engineering graduates can easily adapt themselves into such
applications.

Introduction / 23

MISCELLANEOUSELECTRICALENGINEERINGFIELDSOFACTIVITIES
ThereareimportantapplicationfieldsthatarenotcurrentlycoveredintheDepartmentofElectrical
and Computer Engineering: mechatronics, avionics, biomechanics, rehabilitation engineering, e
healthandtelemedicine,cognitiveradioandfiberopticcommunicationsystems.

Mechatronics
Mechatronicsisthe
synergisticcombinationof
precisionmechanical
engineering,electronic
controlandsystems
thinkinginthedesignof
productsand
manufacturingprocesses.
Itrelatestothedesignof
systems,devicesand
productsaimedat
achievinganoptimal
balancebetweenbasic
mechanicalstructureand
itsoverallcontrol.Ithas
extensionsastherobotics,

Figure1.2 Logoofmechatronics(source:http://www.edn.com/article/511901
PLM_and_mechatronics.php)

microelectromechanicalsystems(MEMS)andapplicationsinautomotiveindustry.Thelogoof
mechatronicsisshowninFigure1.2andthedomainsofitsactivitiesareillustratedinFigure1.3.

Introduction / 24

Figure1.3Domainofactivitiesofmechatronics(source:http://www.uomcoe.org/ar/index.php?option=
com_content&view=article&id=580:20110808211549&catid=10:20100101205522&Itemid=140)

Robotics: a robot's design, manufacture,


application, and structural disposition. It is
related to electronics, mechanics, and software.
Figure 1.4 shows a gripper (mechanical hand)
whichisaverychallengingapplication.
MicroElectroMechanical

Systems

(MEMS): technology of very small mechanical


devices driven by electricity; it merges at the
nanoscale into nanoelectromechanical systems
(NEMS) and nanotechnology. MEMS are also

Figure1.4 Arobothand(gripper)(source:

referredtoasmicromachines(inJapan),orMicro

http://www.amazon.co.uk/Photographic

SystemsTechnologyMST(inEurope).Figure1.5 artificialSciencePhotoLibrary/dp/B001NJ9DLY)

Introduction / 25
showsanassemblydrawingforasafetylockanditsinterfaceusinganopticalfiber.

Figure1.5AsafetylockusingMEMStechnologyanditsinterface(source:http://spie.org/x35991.xml?ArticleID=x35991)

AutomotiveIndustry

Figure1.6Commonelectricalcomponentsinacar

The automotive industry contains many applications such as software design tools, electronic
gadgetsandcontrols,breakbywire,GPRS,etc.Figure1.6showsthecommonelectricalcomponents
inacar.

Introduction / 26
Figure1.7illustratesautomotiveelectronicsthatrangesfromentertainmentandnavigationsystems
intolightingandcontrolsystems.

Figure1.7Automotiveelectronicsystems

Avionics
Avionics: combination of "aviation" and "electronics". It comprises electronic systems for use on
aircraft, artificial satellites and spacecraft, comprising communications, navigation and the display
and management of multiple systems. It also includes the hundreds of systems that are fitted to
aircrafttomeetindividualroles,thesecanbeassimpleasasearchlightforapolicehelicopteroras
complicated as the tactical system for an Airborne Early Warning platform. Figure 1.8 shows the
controlpanelinthecockpitofanairplane.

Introduction / 27

Figure1.8Cockpitofanairplane

BiomedicalEngineeringExtensions
ehealth: relatively recent term for healthcare practice supported by electronic processes and
communication,datingbacktoatleast1999asillustratedinFigure1.9.

Figure1.9Illustrationofehealthtechnology

Rehabilitation: the process of helping an individual achieve the highest level of independence and
qualityoflifepossiblephysically,emotionally,socially,andspiritually.Rehabilitationengineeringis

Introduction / 28
to develop tools and facilities for the disabled people to help them in recovery and gain
independence in their activities. Figure 1.10 shows an instrumented wheelchair that provides
mobilityforthedisabled.

Figure1.10Aninstrumentedwheelchair

Biomechanics: the application of mechanical principles to biological systems, such as humans,


animals,plants,organs,andcells.PerhapsoneofthebestdefinitionswasprovidedbyHerbertHatze
in1974:"Biomechanicsisthestudyofthestructureandfunctionofbiologicalsystemsbymeansof
the methods of mechanics". The word biomechanics developed during the early 1970s, describing
theapplicationofengineeringmechanicstobiologicalandmedicalsystems.
Biomechanics is close related to engineering, because it often uses traditional engineering
sciences to analyze biological systems. Some simple applications of Newtonian mechanics and/or
materialssciencescansupplycorrectapproximationstothemechanicsofmanybiologicalsystems.
Appliedmechanics,mostnotablymechanicalengineeringdisciplinessuchascontinuummechanics,
mechanismanalysis,structuralanalysis,kinematicsanddynamicsplayprominentrolesinthestudy
ofbiomechanics.

Introduction / 29
Usuallybiologicalsystemaremorecomplexthanmanbuiltsystems.Numericalmethodsarehence
applied in almost every biomechanical study. Research is done in a iterative process of hypothesis
and verification, including several steps of modeling, computer simulation and experimental
measurements.Figure1.11showsamicroprocessorcontrolledlegprosthesis.

Figure1.11Amicroprocessorcontrolledprostheticleg

CognitiveRadio
Cognitive radio is a paradigm for wireless communication in which either a network or a wireless
node changes its transmission or reception parameters to communicate efficiently avoiding
interferencewithlicensedorunlicensedusers.Thisalterationofparametersisbasedontheactive
monitoringofseveralfactorsintheexternalandinternalradioenvironment,suchasradiofrequency
spectrum, user behavior and network state. Figure 1.12 illustrates the operation of the cognitive
radio.

Introduction / 30

Figure1.12Theprinciplesofoperationofthecognitiveradio

FiberOpticsCommunicationSystems
Optical communication is as old as the humanity. Optical communication systems in the past
consisted of techniques such as fire signals, smoke signals, flash lanterns, reflected sunlight and
signal flags. Such systems had limited bandwidth and were not competitive with electronic
communications(likeradio).Theinventionofthelaserhoweverprovidedacoherentopticalsource
capableoftransmittinginformationatextremelyhighdatarates.Yet,limitationsontransmissionof
light through the atmosphere (such as turbulence, haze, fog, absorption and rain) limited the
usefulness of lasers for transmission of information through the atmosphere. Modern optical
communication systems use semiconductor lasers that transmit light through optical fibers. Such
systemshavebecomewidelyusedfortelecommunications.Lasercommunicationsystemsareused
to transfer information from one point to a distant point. The information may be an audio
conversation, a stream of data from one computer to another, or several simultaneous television
broadcasts.Thedistancemayrangefromafewfeettothousandsofmiles.
Industrial revolution of 19th century gave way to information revolution during the 1990s.
Table 1 illustrates the milestones of developments in electrical and optical era. The optical era
startedinlate70'sbutexperiencedaspeedydevelopmentafter90's.Emergenceofinternetcauseda
newageinwhichtheworldisreshapingandtheFiberOpticRevolutionisanaturalconsequenceof
the Internet growth. The information flow is managed at a much economical rates yet with a very
highthroughputviatheopticalcommunicationsystems.

Introduction / 31
Table1.Milestonesofdevelopmentsinelectricalandopticalera

ElectricalEra

OpticalEra

Telegraph;1836

OpticalFibers;1978

Telephone;1876

OpticalAmplifiers;1990

CoaxialCables;1840

WDMTechnology;1996

Microwaves;1948

Multiplebands;2002

Microwaves and coaxial cables limited to B Optical systems can operate at bit rate >10
100Mb/s.

Tb/s.
Improvementinsystemcapacityisrelatedto
thehighfrequencyofopticalwaves(200THz
at1.5m).

Fiber optic is applied in parts of our life now from connecting peripheral devices up to advanced
telecommunicationsystemsasillustratedinFigure1.13.ThebandwidthextendsfromafewHzupto
10GHzandthelengthcoveredrangesfromafewmetersuptothousandsofkilometers.

Figure1.13Typicalfiberopticapplications

From:www.master-photonics.org/uploads/media/Govind_Agrawal1.pdf
ComponentsofalightwavesystemisillustratedinFigure1.14.Agenericsystemreceiveselectrical
inputsthatdrivetheopticaltransmitter.Acommunicationchannelcarriestheopticalsignalsintoan
opticalreceiverthatconvertsthembacktoelectricalsignals.Theopticaltransmitterhasanoptical
sources whose output is modulated by the incoming electrical signals. The optical receiver is

Introduction / 32
photodetector whose output is demodulated to obtain the original electrical signal. The
communicationchannelcontainsopticalfibersthatcarrythelightpulses.Theintensityoflightdrops
asitprogressesalongthefiber.Hence,opticalamplifiersareusedtoboostupthelightintensityand
eventuallytoregeneratethetransmittedpulses.

Figure1.14Componentsofalightwavesystem

An optical fiber is basically a thin glass rod as shown in Figure 1.15. The single mode fiber has a
claddingcoveredbyabuffermaterialthatisfurthercoveredbyafireproofjacket.Amulticorefiber
containsmanyopticalfibers.Thestructureismechanicallystrenthenedusingsteelcoreandsheath.
Again,theoverallstructureiscoveredwithafireproofjacket.

Figure1.15Examplesoffiberopticfibers

Introduction / 33

QUANTITIES,UNITSANDSTANDARDS
Definitions
A quantity is a quantifiable or assignable property ascribed to phenomena, bodies, or substances.
Examplesarespeedofacarandmassofanelectron.Aphysical quantityisa quantitythatcanbe
used in the mathematical equations of science and technology. A unit is a particular physical
quantity,definedandadoptedbyconvention,withwhichotherparticularquantitiesofthesamekind
arecomparedtoexpresstheirvalue.Thevalueofaphysicalquantityisthequantitativeexpressionof
aparticularphysicalquantityastheproductofanumberandaunit,thenumberbeingitsnumerical
value.Thus,thenumericalvalueofaparticularphysicalquantitydependsontheunitinwhichitis
expressed.Forexample,thevalueoftheheighthofalightpoleish=16m.Herehisthephysical
quantity, its value expressed in the unit "meter," unit symbol m, is 16 m, and its numerical value
whenexpressedinmetersis16.
BasicUnitsandDerivedUnits
Inallconversations,thephysicalquantitiesarepresentedwiththeirpropervaluescomparedtothe
standard,theunits.Thegeneralunitofaphysicalquantityisdefinedasitsdimension.Aunitsystem
canbedevelopedbychoosing,foreachbasicdimensionofthesystem,aspecificunit.Forexample,
the internationally established (SI) units are the meter for length, the kilogram for mass, and the
second for time, abbreviated as the mks system of units. Such a unit is called a basic unit. The
corresponding physical quantity is called a basic quantity. All units that are not basic are called
derivedunits.Inthemkssystemthederivedunitsforforceandenergyareaconvenientsizeinan
engineeringsense,andallthepracticalunitsfitinasthenaturalunitstoformacomprehensiveunit
system.
Ifwedefinethedimensionsoflength,mass,andtimeas[L],[M],and[T],respectively,then
physical quantities may be expressed as [L]x[M]y[T]z. For instance, the dimension of acceleration is
[L][T]2andthatofforceis[L][M][T]2.Inthemkssystemofunits,thesystematicunitofacceleration
istherefore1m/s2andthatofforceis1kgm/s2.
Systems of units in which the mass is taken as a basic unit are called absolute systems of
units, whereas those in which the force rather than the mass is taken as a basic unit are called
gravitational systems of units. The metric engineering system of units is a gravitational system of
unitsandisbasedonthemeter,kilogramforce,andsecondasbasicunits.
Standards
Theinternationalsystemofunits(SI)istheinternationallyagreedonsystemofunitsforexpressing
the values of physical quantities. In this system four basic units are added to the customary three

Introduction / 34
basicunits(meter,kilogram,second)ofthemksabsolutesystemofunits.Thefouraddedbasicunits
are ampere as the electric current, the Kelvin as the unit of thermodynamic temperature, the
candelaastheunitofluminousintensity,andthemoleastheunitofamountofsubstance.ThusinSI
units the meter, kilogram, second, ampere, Kelvin, candela, and mole constitute the seven basic
units.TherearetwoauxiliaryunitsintheSIunits:theradian,whichistheunitofaplaneangle,and
thesteradian,whichistheunitofasolidangle.
Many countries established standardization institutions and standard laboratories where
they keep the standard units that are calibrated against the world standards and kept as national
standards. All other standards in the country are calibrated against these national standards and
usedassecondarystandards.
InthiscourseswewillusenotationsinaccordancewiththecurrentInternationalStandards.
Unitsforengineeringquantitiesareprintedinuprightromancharacters,withaspacebetweenthe
numerical value and the unit, but no space between the decimal prefix and the unit, e.g. 275 kV.
Compoundunitshaveaspace,dotor/betweentheunitelementsasappropriate,e.g.1.5Nm,300
m/s , or 9.81 m.s2. Variable symbols are printed in italic typeface, e.g. V. For ac quantities, the
instantaneousvalueisprintedinlowercaseitalic,peakvalueinlowercaseitalicwithcaret(^),and
rmsvalueinuppercase,e.g.i,,I.Symbolsfortheimportantelectricalquantitieswiththeirunitsare
giveninTable1.
Table1Symbolsforstandardquantitiesandunits

Symbol

Quantity

Unit

Unitsymbol

geometricarea

squaremeter

m2

magneticfluxdensity

tesla

Capacitance

farad

electricfieldstrength

voltpermetre

V/m

mechanicalforce

Newton

Fm

magnetomotiveforce(mmf)

Ampere

AorA.t

conductance

Siemens

magneticfieldstrength

amperepermetre

A/m

electriccurrent

ampere

electriccurrentdensity

amperepersquaremetre

A/m2

momentofinertia

kilogrammetresquared

kg.m2

selfinductance

henry

mutualinductance

henry

numberofturns

Introduction / 35
Symbol

Quantity

Unit

Unitsymbol

activeorrealpower

watt

electriccharge

coulomb

reactivepower

voltamperereactive

VAR

electricalresistance

ohm

Rm

Reluctance

ampereperweber

A/Wb

apparentpower

voltampere

V.A

mechanicaltorque

newtonmeter

N.m

electricpotentialorvoltage

volt

energyorwork

joule

Reactance

ohm

Admittance

Siemens

Impedance

ohm

Frequency

hertz

Hz

iorj

squarerootof1

Length

Meter

Mass

Kilogram

kg

rotationalspeed

revolutionperminute

rpm

Numberofmachinepoles

Time

Second

linearvelocity

meterpersecond

m/s

Permittivity

faradpermeter

F/m

Efficiency

Angle

radianordegree

rador

powerfactor

Permeance

weberperampere

Wb/A

Permeability

henrypermeter

H/m

Resistivity

ohmmeter

.m

Conductivity

siemenspermeter

S/m

phaseangle

radian

rad

magneticflux

weber

Wb

magneticfluxlinkage

weberorweberturn

WborWb.t

radianpersecond

rad/s

angularvelocityorangular
frequency

Introduction / 36
Prefixes
TheSIprefixesusedtoformdecimalmultiplesandsubmultiplesofSIunitsaregiveninTable2.The
kilogramistheonlySIunitwithaprefixaspartofitsnameandsymbol.Becausemultipleprefixes
maynotbeused,inthecaseofthekilogramtheprefixnamesofTable2areusedwiththeunitname
"gram"andtheprefixsymbolsareusedwiththeunitsymbol"g."Withthisexception,anySIprefix
maybeusedwithanySIunit,includingthedegreeCelsiusanditssymbolC.
BecausetheSIprefixesstrictlyrepresentpowersof10,theyshouldnotbeusedtorepresent
powers of 2. Thus, one kilobit, or 1 kbit, is 1000 bit and not 210 bit = 1024 bit. To alleviate this
ambiguity, prefixes for binary multiples have been adopted by the International Electrotechnical
Commission (IEC) for use in information technology. This is beyond the context of this textbook.
ListingandfurtherdescriptionsofbasicandderivedunitsandstandardsaregiveninAppendixA.
Table2StandardprefixesfortheSIunitsofmeasure

Multiples

Fractions

Name

Symbol

Factor

Name

Symbol

Factor

100

100

Da

101

deci

101

102

centi

102

103

milli

103

106

micro

106

109

nano

109

1012

pico

1012

1015

femto

1015

1018

atto

1018

1021

zepto

1021

1024

yocto

1024

deca

hecto
kilo

mega
giga

tera

peta
exa

zetta

yotta

PROBLEMS
ReviewQuestions
1. Whatisengineeringandwhoisengineer?
2. Whatarethesimilaritiesanddifferencesbetweenelectricalandelectronicsengineering?
3. Brieflydescribethefieldsofactivitiesofelectronicsengineering.

Introduction / 37
4. Definethecomputerscienceandcomputerengineering.
5. Whatarethesimilaritiesanddifferencesbetweencomputerscienceandcomputerengineering?
6. Statetheresponsibilitiesofandcareeropportunitiesforgraduatesofyourspecialization.
7. InterpretthelogoofmechatronicsthatwasillustratedinFigure1.2.
8. Discusstheimportanceofelectronicsindesignofmechanicalsystems.
9. List important electrical/electronic components in your car. What do you understand from the
term"brakebyawire"?
10. Define avionics and list critical applications of electronics and communications engineering
relatedtotheoperationandsafetyinairplanes.
11. Discusstheapplicationsofelectronicsandcommunicationsengineeringinthegeriatricmedicine
(careforelderly).
12. Stateafewexamplesinwhichtheelectrical/electronicengineeringcontributepositivelytothe
welfareofdisabledpeople.
13. Comparethecognitiveradiocommunicationtoconventionalradioanddiscussitsadvantages.
14. Makeawebsearchandidentifythesalientfeaturesofopticalcommunication.
15. Statesevenbasicinternationallyrecognized(SI)unitsandspecifyquantitiesthattheyidentify.
16. Pleasecirclethebestchoiceinthefollowingquestions:
1.

1pF(picofarad)is
a. 103F
2. 1Faradis
a. 1Coulomb/V
3. 1Coulombis
a. 1V/s
4. 1Hertz(Hz)is
a. 1radian
5. 1Wattis
a. 1A*s
6. 1Teslais
a. 1Weber/m2
7. 1ohmis
a. 1V*A
8. Thevelocityis
a. Distance*s
9. 1Siemens(mho)is
a. 1Ohm*m
10. 1Newtonis
a. 1kg*m

b.

106F

c.

109 A

d.

10V/s

b.

1A*s

c.

1Coulomb

d.

1ohm/s

b.

1Wb*s

c.

1F

d.

1A*s

b.

1radian/(2)

c.

1cycles/s

d.

1radian/s(rps)

b.

1Joule/s

c.

1A/s

d.

1Joule*s

b.

1Coulomb*s

c.

1Volt/m

d.

1V*A

b.

1Joule/s

c.

1V/A

d.

1Farad/s

c.

Distance/s2

d.

Force/area

b. Integralofacceleration
b.

1Farad/s

c.

1/ohm

d.

1A/s

b.

1Watt*s

c.

1Ampere*s

d.

1Pascal*m2

Fundamental Electrical Engineering Components / 38

FUNDAMENTALELECTRICALENGINEERINGCOMPONENTS

ENERGYSOURCES
TheAtomandSubatomicParticles
Electricity,GenerationofElectricalEnergy
TransmissionandDistributionofElectricalEnergy
CONDUCTORSANDINSULATORS
Definitions,WireConductors,PropertiesofWireConductors
RESISTORS
DefinitionandUse,TypesofFixedResistors,AdjustableResistors
ResistorMarking,PreferredValues,PowerRatingsofResistors
ResistorsatHighFrequencies,NoiseinResistors,FailureModes
CAPACITORS
DefinitionandUse,NonIdealBehavior,CapacitorTypes

ApplicationsofCapacitors,CapacitiveSensing
HazardsandSafety
SupercapacitorsElectricDoubleLayerCapacitors
INDUCTORS
DefinitionandUse,TypesofInductors,InductorsinElectricCircuits
TRANSFORMER
DefinitionandUse,OperationandPracticalConsiderations

Fundamental Electrical Engineering Components / 39

LEARNINGOBJECTIVES
Aftercompletingthischapter,thestudentsareexpectedto:
1. Identifythesubatomicparticlesandtheircontributionstotheelectricalactivitieswithinanatom.
2. Defineinprecisetermselectricity,magnetism,electricalcharge,electricalfield,magneticfield,
electricalconductionandelectromagnetism,andexpresstherelationshipbetweenthem.
3. Describevariousformsofgeneration,transmissionanddistributionofelectricalenergy.
4. Defineinprecisetermsconductors,semiconductorsandinsulators.
5. Classifywireconductors,cablesandtransmissionlines,recognizetheirinternationalstandards.
6. Explainpropertiesofwireconductorsintermsofampacity,resistanceandeffectsof
temperatureandfrequency.
7. Defineelectricalresistorsandtheirfunctionalities.
8. Classifyfixedresistorsaccordingtotheircompositionsandareasofapplications.
9. Describeadjustableresistors,theiruseandlimitations.
10. Identifyresistorsaccordingtotheircolorcodemarkingandtellthepreferredvalues.
11. Determinethepowerratingrequirementsofresistorsandchoosetheproperonesforagiven
applications.
12. Explainthebehaviorofresistorsathighfrequenciesandbefamiliarwithnoiseinresistors.
13. Befamiliarwiththereasonsforthefailuresofresistorsandfailuremodes.
14. Definethecapacitanceandcapacitors,theiruseinelectricalcircuits.
15. Describethenonidealbehaviorofcapacitorssuchasthebreakdownvoltage,ripplecurrentand
instability.
16. Identifyvariouscapacitortypes thatareusedinpracticeusingcapacitormarkings.
17. Selectthepropercapacitorforagivenapplication.
18. Discusstheprinciplesandapplicationsofcapacitivesensing.
19. Identifyhazardsrelatedtocapacitorsandrequiredsafetymeasures.
20. Describeprinciplesandapplicationsofsupercapacitors(electricdoublelayercapacitors).
21. Definetheinductanceandinductors,theiruseinelectricalcircuits.
22. Discusstheinductortypesandnonidealbehaviorofinductorswiththeireffectsinperformance
ofinductivecircuits.
23. Discussthetransformerasacircuitelementsandeffectsofitsthenonidealbehavior.

Fundamental Electrical Engineering Components / 40

ENERGYSOURCES
TheAtomandSubatomicParticles
The earth is made of elements each of which has distinct characteristics. The smallest part of an
elementsthatcarriesitscharacteristicsiscalledtheatom. Theatomisalso madeupofsubatomic
particles.Amongthemwehaveprotonsthatarelocatedinthecenter(nucleus)oftheatomandthey
areloadedwithpositiveelectricalcharge.Wehavenegativelyloadedparticlesthatspinaroundtheir
own axes and also travel around selected orbits around the nucleus as depicted in Figure 2.1. The
magnitudeofthechargeofanelectronisthesameasthatoftheproton.Thenumberofelectrons
areequivalenttothenumberofprotonsforagivenatomandeventuallythereisachargeneutrality.
Each orbit for the electrons has a specific energy level. The electrons are loosely connected to the
atom and they can jump into a higher energy orbit if they receive a suitable external energy.
However,theydon'tstayintheneworbitandtheyreturnbacktotheiroriginalorbitbyejectingthe
additionalenergyasanelectromagneticwave.

Figure2.1Atomanditschargedparticles

ElectronsmovingaroundthenucleusestablishacloudofnegativechargesasillustratedinFigure2.2
for the helium atom depicting the nucleus (pink) and the electron cloud distribution (black). The
nucleus (upper right) in helium4 is in reality spherically symmetric and closely resembles the
electroncloud,althoughformorecomplicatednucleithisisnotalwaysthecase.Theblackbarisone
angstrom,equalto1010mor100,000fm.

Fundamental Electrical Engineering Components / 41

Figure2.2Electroncloudaroundthenucleusoftheheliumatom

Electricity
Ingeneralusage,theword"electricity"adequatelyreferstoanumberofphysicaleffects.Inscientific
usage,however,thetermisvague,andtheserelated,butdistinct,conceptsarebetteridentifiedby
morepreciseterms.
ElectricCharge
The electric charge is a property of some subatomic particles, which determines their
electromagnetic interactions. Electrically charged matter is influenced by, and produces,
electromagneticfields.Thechargeonelectronsandprotonsisoppositeinsignasmentionedabove,
hence an amount of charge may be expressed as being either negative or positive. By convention,
the charge carried by electrons is deemed negative, and that by protons positive. The amount of
charge is usually given the symbol Q and expressed in coulombs; each electron carries the same
chargeofapproximately1.60221019coulomb.Theprotonhasachargethatisequalandopposite,
andthus+1.60221019coulomb.
ElectricField
Theelectricfieldisaninfluenceproducedbyanelectricchargeonotherchargesinitsvicinity.An
electric field is created by a charged body in the space that surrounds it, and results in a force
exertedonanyotherchargesplacedwithinthefield.Figure2.3showstheelectricalfieldlinesfora
positiveelectricalcharge.

Fundamental Electrical Engineering Components / 42

Figure2.3 Fieldlinesemanatingfromapositivecharge
aboveaplaneconductor

ElectricPotential
Theelectricpotentialisthecapacityofanelectricfieldtodoworkonanelectriccharge.Theconcept
of electric potential is closely linked to that of the electric field. A small charge placed within an
electric field experiences a force, and to have brought that charge to that point against the force
requireswork.Theelectricpotentialatanypointisdefinedastheenergyrequiredtobringaunittest
chargefromaninfinitedistanceslowlytothatpoint.Itisusuallymeasuredinvolts,andonevoltis
thepotentialforwhichonejouleofworkmustbeexpendedtobringachargeofonecoulombfrom
infinity.
ElectricalConduction
The electrical conduction is the movement of electrically charged particles through a transmission
medium(electricalconductor).Itsnaturevarieswiththatofthechargedparticlesandthematerial
throughwhichtheyaretravelling.Thischargetransportmayreflectapotentialdifferenceduetoan
electricfield,oraconcentrationgradientincarrierdensity.Thelatterreflectsdiffusionofthecharge
carriers. The physical parameters governing this transport depend upon the material. Examples of
electric currents include metallic conduction, where electrons flow through a conductor such as
metal,andelectrolysis,whereions(chargedatoms)flowthroughliquids.
The movement of electric charge is known as an electric current, the intensity of which is
usuallymeasuredinamperes.Currentcanconsistofanymovingchargedparticles;mostcommonly
these are electrons, but any charge in motion constitutes a current. By historical convention, a
positivecurrentisdefinedashavingthesamedirectionofflowasanypositivechargeitcontains,or
to flow from the most positive part of a circuit to the most negative part. Current defined in this

Fundamental Electrical Engineering Components / 43


manner is called conventional current. The motion of negatively
charged electrons around an electric circuit, one of the most
familiar forms of current, is thus deemed positive in the opposite
direction to that of the electrons. However, depending on the
conditions, an electric current can consist of a flow of charged
particlesineitherdirection,oreveninbothdirectionsatonce.The
positivetonegative convention is widely used to simplify this

Figure2.4Themagneticfield

situation.

aroundacurrentcarrying
conductor

MagneticField
Amagneticfieldisafieldofforceproducedbymovingelectriccharges,byelectricfieldsthatvaryin
time, and by the 'intrinsic' magnetic field of elementary particles associated with the spin of the
particle.ThemagneticfieldstrengthBisavectorquantitythathasbothmagnitudeanddirection.A
current flowing in a conductor produces a rotational magnetic field as depicted in Figure 2.4. The
directionisidentifiedwiththerighthandgriprule.TheunitofBisTeslaorGauss(1Tesla=10,000
Gauss)
The current in a solenoid coil generates a translational magnetic field through the coil as
showninFigure2.5.

Figure2.5Themagneticfieldlinesforasolenoidcoil

A current carrying conductor in an external magnetic field experiences a mechanical force due to
interactionofthefieldlinesasillustratedinFigure2.6.

Fundamental Electrical Engineering Components / 44

Current into plane

Applied field

Resultant field

Force

Figure2.6Acurrentcarryingconductorinanexternalmagneticfield

A current bearing coil inserted in an external magnetic field experiences a torque as illustrated in
Figure 2.7. This is the fundamental principle of electric motors. Equivalently, a loop of conductor
movinginanexternalmagneticfieldwillhaveanelectricalcurrentinducedinit.Thisistheprinciple
ofgenerators.

Force

x
I

Magnetic
field

Force

Force

D
Magnetic
field
C

Force
Force

Figure2.7Torqueexperiencedbyacurrentcarryingcoilasitisexposedtoanexternalmagneticfield

Electromagnetism
Electromagnetism is a fundamental interaction between the
magnetic field and the presence and motion of an electric
charge. The relationship between the magnetic and electric
fields, and the currents and charges that create them, is
describedbythesetofMaxwell'sequationsthatarecovered
inEE302ElectromagneticFields.Theelectricmotorshown
in

Figure

2.8

exploits

an

important

effect

of

electromagnetism: a current through a magnetic field


experiencesaforceatrightanglestoboththefieldandcurrent.

Figure2.8 Principleofanelectricmotor

Fundamental Electrical Engineering Components / 45

Electrostatics
The study of electric fields created by stationary charges is
called electrostatics. The principles of electrostatics are
important when designing items of highvoltage equipment.
Thereisafinitelimittotheelectricfieldstrengththatmaybe
withstood by any medium. Beyond this point, electrical
breakdown occurs and an electric arc causes flashover
between the charged parts as illustrated in Figure 2.9. Air, for

Figure2.9 Anelectricarc

example, tends to arc across small gaps at electric field


strengths which exceed 30 kV per centimeter. Over larger gaps, its breakdown strength is weaker,
perhaps 1 kV per centimeter. The most visible natural occurrence of this is lightning, caused when
chargebecomesseparatedinthecloudsbyrisingcolumnsofair,andraisestheelectricfieldintheair
togreaterthanitcanwithstand.Thevoltageofalargelightningcloudmaybeashighas100MVand
havedischargeenergiesasgreatas250kWh.
GenerationofElectricalEnergy
Electrical energy is not generally referred to as electrical energy for the layperson, and is most
commonlyknownaselectricity.Electricalenergyisthescientificformofelectricity,andreferstothe
flowofpowerortheflowofchargesalongaconductorto createenergy. Electricalenergydoesn't
existinnatureinlargequantitiestotheawork.Itisknowntobeasecondarysourceofenergy,which
meansthatweobtainelectricalenergythroughtheconversionofotherformsofenergy.Theseother
forms of energy are known as the primary sources of energy and can be used from coal, nuclear
energy,naturalgas,oroilasillustratedinFigure2.10.Thesearecalledthenonrenewablesourcesof
energy.

Fundamental Electrical Engineering Components / 46

Figure2.10Generationofelectricalenergyfromfossilfuels

Electricalenergyisastandardpartofnature,andtodayitisourmostwidelyusedformofenergy.
The primary sources from which we obtain electrical energy can be renewable forms of energy as
well.Electricalenergyhoweverisneithernonrenewableorrenewable.Manytownsandcitieswere
developedbesidewaterfallswhichareknowntobeprimarysourcesofmechanicalenergy.Wheels
wouldbe builtin the waterfallsandthefallswouldturn thewheelsinordertocreateenergythat
fueledthecitiesandtowns.Figure2.11illustratesfourdifferentformsofobtainingelectricalenergy
fromrenewablesources.Theupperleftcornersshowsawindfarmandtheupperrightcornershows
thesolarcellsforgeneratingelectricity.Thereisahydroelectricpowerstationatthelowerleftand
nuclearpowerstationatthelowerright.

Fundamental Electrical Engineering Components / 47

Figure2.11Generationofelectricalenergyfromrenewablesources

TransmissionandDistributionofElectricalEnergy
The beauty of electrical energy is its cleanliness and efficiency in use as well as the speed of
transmission.Whiletheparticlesthemselvescanmovequiteslowly,sometimeswithanaveragedrift
velocityonlyfractionsofamillimeterpersecond,theelectricfieldthatdrivesthemitselfpropagates
at close to the speed of light (c = 300,000 km/s), enabling electrical signals to pass rapidly along
wires.WiththediscoveryofAlternatingCurrent(AC)energy,electricalenergycouldbetransmitted
overmuchlargerdistances.Withthisdiscovery,electricalenergycouldthenbeusedtolighthomes
andtopowermachinesthatwouldbemoreeffectiveatheatinghomesaswell.
Inorderforelectricalenergytotransferatall,itmusthaveaconductororacircuitthatwill
enable the transfer of the energy. Electrical energy will occur when electric charges are moving or
changing position from one element or object to another. Storing the electrical energy at large
quantities is also not possible. Hence, the energy must be used as it is produced. It is frequently
storedinsmallquantitiestodayasbatteriesorenergycells.
Figure 2.12 illustrates the generation, transmission and utilization of electrical energy. It is
importanttounderstandthatelectricalenergyisnotakindofenergyinandofitself,butitisrathera
form of transferring energy from one object or element to another. The energy that is being
transferredistheelectricalenergy.
Electricalenergyisproducedfromfossilfuelsorrenewablesourcesinthegeneratingplant.
The energy in joules is time integral of the electrical power in watts. The instantaneous electrical

Fundamental Electrical Engineering Components / 48


power is the product of the voltage and current. The conductors that are used in transmitting the
electrical energy have certain resistances that dissipate a portion of the energy. Hence, it is
preferabletousehighervoltagestotransmittheenergyinordertoreducethetransmissionlosses.
Thegeneratorproduces14kVthatisincreasedto230kVforthetransmission.Thishighvoltageis
reducedto72kVor130kVattransformerswitchingstationsbeforetheindustrialinstallations.Itis
further reduced to 25 kV for commercial, business and residential districts. Finally, it is reduced to
127/220 Vfor domestic and business customers. The voltage levels used may vary but the voltage
suppliedtothecustomerisfixed.Thefrequencyofthevoltageis60HzinSaudiArabia.Thereisnew
voltagestandardof230/400VthatwillbeenforcedinallovertheKingdominthenext10years.

Figure2.12Asymbolicillustrationofgeneration,transmissionanddistributionofelectricalenergy

Fundamental Electrical Engineering Components / 49

CONDUCTORSANDINSULATORS
Definitions
Conductors
Anelectricalconductorisanymaterialthroughwhichelectricalcurrentflowseasily.Mostmetalsare
goodelectricalconductors,withsilverthebestandcoppersecond.Theiratomicstructureallowsfree
movementoftheoutermostorbitalelectrons.Copperwireisgenerallyusedforpracticalconductors
because it costs much less than the silver. The purpose of using a conductor is to carry electric
currentwithminimalopposition.
Semiconductors
Carbon is considered a semiconductor, conducting less than metal conductors but more than
insulators.Inthesamegrouparegermaniumand silicon,whicharecommonlyusedfortransistors
and other semiconductor components. The degree of doping in semiconductors makes a large
difference in conductivity. To a point, more doping leads to higher conductivity. Practically all
transistorsaremadeofsilicon.
Superconductors
Superconductivity is a property of certain materials for which the electrical resistance of becomes
exactly zero below a characteristic temperature. The electrical resistivity of a metallic conductor
decreasesgraduallyasthetemperatureislowered.However,inordinaryconductorssuchascopper
andsilver,thisdecreaseislimitedbyimpuritiesandotherdefects.Evennearabsolutezero(0K=
273 C), a real sample of copper shows some resistance. Despite these imperfections, in a
superconductortheresistancedropsabruptlytozerowhenthematerialiscooledbelowitscritical
temperature. An electric current flowing in a loop of superconducting wire can persist indefinitely
withnopowersource.
In 1986, it was discovered that some ceramic materials have critical temperatures above 90K
(183C). These hightemperature superconductors renewed interest in the topic because of the
prospects for improvement and potential roomtemperature superconductivity. From a practical
perspective, even 90 kelvins is relatively easy to reach with readily available liquid nitrogen (which
hasaboilingpointof77kelvins),resultinginmoreexperimentsandapplications.
Insulators
Aninsulatorisanymaterialthatresistsorpreventstheflowofelectriccharge,suchaselectrons.The
resistance of an insulator is very high, typically hundreds of mega ohms or more. An insulator
providestheequivalentofanopencircuitwithpracticallyinfiniteresistanceandalmostzerocurrent.

Fundamental Electrical Engineering Components / 50


It is from a material with atoms in which the electrons tend to stay in their own orbits and hence
cannotconductelectricityeasily.Insulatorscanbeusefulwhenitisnecessarytopreventthecurrent
flow.Inaddition,forapplicationsrequiringthestorageofelectriccharge,asincapacitors,adielectric
material must be used because a good conductor cannot store any charge. An insulating material,
suchasglass,plastic,rubber,paper,air,ormica,isalsocalleddielectric,meaningitcanstoreelectric
charge.
Atomic structures that effect the properties of conductors and insulators are illustrated in
Figure2.13.

Figure2.13Atomicstructureofconductingandinsulatingmaterials

WireConductors
TypesofWireConductors
Most wire conductors are copper due to its low cost, although aluminum and silver are also used
sometimes.Thecoppermaybetinnedwithathincoatingofsolder,whichgivesasilveryappearance.
Tinnedwireiseasiertosolderforconnections.Thewirecanbesolidorstranded.Solidwireismade
upofonlyoneconductor.Ifitbentorflexedrepeatedly,solidwiremaybreak.Thereforesolidwireis
usedinplaceswherebendingandflexingisnotencountered.Housewiringisagoodexampleofthe
useofsolidwire.Strandedwireismadeupofseveralindividualstrandsputtogetherinabraid.Some
uses for stranded wire include telephone cords, extension cords and speaker wire, to name a few.
Figures14and15showwireconductorsforvarietyofapplications.

Fundamental Electrical Engineering Components / 51

Figure2.14 Wiresandcablesusedforvariousapplications

Strandedwireisflexible,easiertohandle,andlesslikelytodevelopanopenbreak.Sizesforstranded
wire are equivalent to sum of areas for the individual strands. For instance, two strands of No. 30
wirecorrespondstosolidNo.27wire.Verythinwire,suchasNo.30,oftenhasaninsulatingcoating
ofenamelorshellac.Itmaylooklikecopper,butthecoatingmustbescrappedofftheendstomake
a good connection. This type of wire is used for small coils. Heavier wires generally are in an
insulatingsleeve,whichmayberubberoroneofmanyplastic materials.Generalpurpose wirefor
connecting electronic components is generally plastic coated hookup wire of No. 20 gage. Hookup
wirethatisbareshouldbeenclosedinaninsulatingsleevecalledspaghetti.

Fundamental Electrical Engineering Components / 52

Figure2.15 Typesofwiresandcables

Fundamental Electrical Engineering Components / 53


Twistedpairsareusedforsmallsignalapplicationsinelectronics.Theymayormaynotbeshielded
asillustratedinFigure2.16.Theyaregoodinpreventingmagneticfieldpickups.Theshieldedones
areusedespeciallyinlownoiseapplications.

Figure2.16Shieldedandunshieldedtwistedpairs

Thebraidedconductorshown
in Figure 2.17 is used for very low
resistance. It is wide for low R and
thin for flexibility, and braiding
provides many strands. A common
applicationisagroundingconnection,
whichmusthaveverylowR.
WireCable

Figure2.17 Braidedconductors

Twoormoreconductorsinacommoncoveringformacable.Eachwireisinsulatedfromtheothers.
Cablesoftenconsistoftwo,three,ten,ormanymorepairsofconductors,usuallycolorcodedtohelp
toidentifytheconductoratbothendsofacable.
TransmissionLines
Atransmissionlineisacablesetupusedtocarryelectricalsignalsinvariousapplications.Constant
spacing between two conductors through the entire length provides a transmission line. Common
examples are the coaxial cable, the twin lead and ribbon cable. The coaxial cable with outside
diameterof1/4inchisgenerallyusedforthesignalsincabletelevision.Inconstruction,thereisan
inner solid wire, insulated from metallic braid that serves as the other conductor. The entire
assemblyiscoveredbyanoutsideplasticjacket.In operation,theinner conductorhasthedesired
signalvoltagewithrespecttoground,andmetallicbraidisconnectedtogroundtoshieldtheinner
conductoragainstinterference.Coaxialcable,therefore,isashieldedtypeoftransmissionline.Single
coreanddualcorecoaxialcablesareshowninFigure2.18.

Fundamental Electrical Engineering Components / 54

Figure2.18Singleanddualcorecaoxialcables

With twinlead wire, two conductors


are embedded in plastic to provide constant
spacing (Figure 2.19). This type of line is
commonlyusedintelevisionforconnectingthe
antennatothereceiver.Inthisapplication,the
spacing is 5/8 inch between wires of No. 20
gage size, approximately. This line is not

Figure2.19 TwinleadTVantennawire

shielded.
TheribboncableinFigure2.20,hasmultipleconductorsbutnotinpairs.Thiscableisused
formultipleconnectionstoacomputerandassociatedequipment.

Figure2.20Theribboncableforconnectingcomputerperipherals

StandardWireGageSizes
Table 2.1 lists the standard wire sizes in the system knows as the American Wire Gage (AWG)
expressed in metric system. The gage numbers specify the size of a round wire in terms of its
diameterandcrosssectionalarea.Notethefollowingthreepoints:

Fundamental Electrical Engineering Components / 55


As the gage number increase from 1 to 40, the diameter and the circular area decrease.
Highergagenumbersindicatethinnerwiresizes.
Table2.1AmericanWireGage(AWG)tableinmetric

The circular area doubles for every three gage sizes. For example, No. 10 wire has
approximatelytwicetheareaofNo.13wire.Thehigherthegagenumberandthinnerthewire,the
greater the resistance of the wire for any given length. In typical applications, hookup wire for
electroniccircuitswithcurrentoftheorderofmilliamperesingenerallyaboutNo.22gage.Forthis

Fundamental Electrical Engineering Components / 56


size,0.5to1Aisthemaximumcurrentthewirecancarrywithoutexcessiveheat.Housewiringfor
circuitswherethecurrentis5to15AisusuallyNo.14gage.Minimumsizesforhousewiringareset
bylocalelectricitycodeswhichareusuallyguided bytheNationalElectricalCodepublishedbythe
NationalFireProtectionAssociation.
PropertiesofWireConductors
ConductorAmpacity
The ampacity of a conductor, that is, the amount of current it can carry, is related to its electrical
resistance: a lowerresistance conductor can carry more current. The resistance, in turn, is
determined by the material the conductor is made from (as described above) and the conductor's
size. For a given material, conductors with a larger crosssectional area have less resistance than
conductors with a smaller crosssectional area. The economical factor plays an important role in
selecting conductors in industrial (large) scale applications. Aluminum is lighter and cheaper that
copperanditcarriesalmostthesamecurrentasofcopperforagivenweightofthematerial.Hence,
aluminumismostlypreferredinhighvoltagetransmissionlinesastheelectricalconductor.
Forbareconductors,theultimatelimitisthepointatwhichpowerlosttoresistancecauses
theconductortomelt.Asidefromfuses,mostconductorsintherealworldareoperatedfarbelow
this limit, however. For example, household wiring is usually insulated with PVC insulation that is
onlyratedtooperatetoabout60C,therefore,thecurrentflowinginsuchwiresmustbelimitedso
thatitneverheatsthecopperconductorabove60C,causingariskoffire.Other,moreexpensive
insulationssuchasTeflonorfiberglassmayallowoperationatmuchhighertemperatures.
WireResistance
Electricalresistivity(alsoknownasresistivity,specificelectricalresistance,orvolumeresistivity)isa
measureofhowstronglyamaterialopposestheflowofelectriccurrent.Alowresistivityindicatesa
materialthatreadilyallowsthemovementofelectriccharge.TheSIunitofelectricalresistivityisthe
ohmmeter[m].ItiscommonlyrepresentedbytheGreekletter(rho).
Electrical conductivity or specific conductance is the reciprocal quantity, and measures a
material's ability to conduct an electric current. It is commonly represented by the Greek letter
(sigma).ItsSIunitisSiemenspermeter(Sm1).Manyresistorsandconductorshaveauniformcross
sectionwithauniformflowofelectriccurrentandaremadeofonematerial.
Inahydraulicanalogy,increasingthediameterofapipereducesitsresistancetoflow,and
increasingthelengthincreasesresistancetoflow(andpressuredropforagivenflow).

Aconductorsuchasametalhashighconductivityandalowresistivity.

Fundamental Electrical Engineering Components / 57

Aninsulatorlikeglasshaslowconductivityandahighresistivity.

Theconductivityofasemiconductorisgenerallyintermediate,butvarieswidelyunderdifferent
conditions, such as exposure of the material to electric fields or specific frequencies of light, and,
mostimportant,withtemperatureandcompositionofthesemiconductormaterial.
Theresistanceofawireconductorisdirectlyproportionaltoitslengthandinverselyproportional
to its cross sectional area. Hence, the longer a wire, the higher its resistance. More work must be
done to make electron drift from one end to the other. However, the greater the diameter of the
wire, the less the resistance, since there are more free electrons in the cross sectional area. As a
formula,

WhereR()isthetotalresistance,l(m)thelength,A(m2)thecrosssectionalarea,and (.m)the
specific resistance or resistivity of the conductor. The factor then enables the resistance of
differentmaterialstobecomparedaccordingtotheirnaturewithoutregardtodifferentlengthsor
areas.Highervaluesof meansmoreresistance.Resistivityofmetalsthataremostcommonlyused
inelectricalengineeringapplicationsisgiveninTable2.2fortwotemperatures.
Table2.2Resistivityandtemperaturecoefficientofmetalsofgeneralinterestinelectricalengineering

Element

Symbol

at 293 K (20 at500K(227 Temperature


C)

C)

coefficient(/C)

Graphite(carbon)

1375x108m

0.0003

Aluminum

Al

26.5nm

49.9nm

0.0043

Vanadium

197nm

348nm

Chromium

Cr

125nm

201nm

Iron

Fe

96.1nm

237nm

0.0060

Nickel

Ni

69.3nm

177nm

0.0059

Copper

Cu

16.78nm

30.9nm

0.0040

Zinc

Zn

59nm

108.2nm

0.0038

Silver

Ag

15.87nm

28.7nm

0.0038

Tungsten

52.8nm

103nm

0.0044

Platinum

Pt

105nm

183nm

0.0038

Gold

Au

22.14nm

39.7nm

0.0037

Source: http://en.wikipedia.org/wiki/Electrical_resistivities_of_the_elements_(data_page)

Fundamental Electrical Engineering Components / 58


ResistanceChangeswithTemperature
Resistancechangeswithtemperatureandhowitdoesisindicatedbyatemperaturecoefficientwith
symbol alpha (). Although is not exactly constant, the resistance Rm at a temperature Tm is
indicatedby
1

WhereR0istheresistanceatT0.
All metals in their pure form, such as copper and tungsten, have positive temperature
coefficients. In practical terms, a positive indicates that heat increases R in a wire thereby the
currentIthroughthewireisreducedforaspecifiedappliedvoltage.Carbonandallsemiconductors,
includinggermaniumandsilicon,havenegativetemperaturecoefficients.Somemetalalloys,suchas
constantanandmanganinhaveavaluezerofor .Thetemperaturecoefficientformetalsofgeneral
interestisgiveninthelastcolumnofTable2.2.
Example: Let's take a look at an example circuit given in Figure 2.21 to see how temperature can
affectwireresistance,andconsequentlycircuitperformance:

Figure2.21Illustrationoftheeffectoftemperatureonwireresistance

Thiscircuithasatotalwireresistance(wire1+wire2)of30atstandardtemperature.Settingupa
table(Table2.3)ofvoltage,current,andresistancevaluesweget:
Table2.3Voltage,currentandresistancesinFigure2.21at20C

Wire1

Wire2

Load

Total

Unit

0.75

0.75

12.5

14

Volts

50m

50m

50m

50m

Amps

15

15

250

250

Ohms

At20oCelsius,weget12.5voltsacrosstheloadandatotalof1.5volts(0.75+0.75)droppedacross
the wire resistance. If the temperature were to rise to 35o Celsius, we could easily determine the
changeofresistanceforeachpieceofwire.Assumingtheuseofcopperwire(=0.004041)weget:

Fundamental Electrical Engineering Components / 59


1
Substitutingthevalues;

15 1

0.004041 35

20

yieldsR=15.909

Recalculating our circuit values, we see what changes this increase in temperature will bring the
valuesdisplayedinTable2.4:
Table2.4Voltage,currentandresistancesinFigure2.21at35C

Wire1

Wire2

Load

Total

Unit

0.79

0.79

12.42

14

Volts

49.677m

49.677m

49.677m

49.677m

Amps

15.909

15.909

250

281.82

Ohms

Asyoucansee,voltageacrosstheloadwentdown(from12.5voltsto12.42volts)andvoltagedrop
across the wires went up (from 0.75 volts to 0.79 volts) as a result of the temperature increasing.
Though the changes may seem small, they can be significant for power lines stretching miles
betweenpowerplantsandsubstations,substationsandloads.Infact,powerutilitycompaniesoften
have to take line resistance changes resulting from
seasonal temperature variations into account when
calculatingallowablesystemloading.
SkinEffect
Skineffectisthetendencyofanalternatingelectriccurrent
(AC)todistributeitselfwithinaconductorwiththecurrent
density being largest near the surface of the conductor,
Table2.5Skindepthversus

decreasing at greater Figure2.22 Anillustartionoftheskineffect

frequency

depths. In other words, the electric current flows mainly at the


Frequency Skindepth(m)

"skin" of the conductor, at an average depth called the skin

60Hz

8470

depth. The skin effect causes the effective resistance of the

10kHz

660

conductor to increase at higher frequencies where the skin

100kHz

210

depthissmaller,thusreducingtheeffectivecrosssectionofthe

1MHz

66

10MHz

21

100MHz 6.6

conductor. Figure 2.22 illustrates the distribution of electrical


currentthroughthecrosssectionofacurrentcarryingconductor
inDC,ACandhighfrequencyapplications.

Fundamental Electrical Engineering Components / 60


The skin effect is due to opposing eddy currents
induced by the changing magnetic field resulting from the
alternating current. At 60 Hz in copper, the skin depth is
about 8.5mm. At high frequencies the skin depth may be
muchsmaller.IncreasedACresistanceduetotheskineffect
can be mitigated by using specially woven Litz wire (Figure
Figure2.23TheLitzwire

2.23). Because the interior of a large conductor carries so


little of the current, tubular conductors such as pipe can be

usedtosaveweightandcost.Incopper,theskindepthcanbeseentofallaccordingtothesquare
rootoffrequencyasgiveninTable2.5.

RESISTORS
DefinitionandUse
Theresistorisatwoterminalelectricalcomponent thatopposestheflowofeitherdirect or
alternatingcurrent,employedtoprotect,operate,orcontrolthecircuit.Itisusedinelectrical
circuits to maintain a constant relation between current flow and voltage. When a voltage V is
applied across the terminals of a resistor, a current I will flow through the resistor in direct
proportion to that voltage. The reciprocal of the constant of proportionality is known as the
resistanceR,since,withagivenvoltageV,alargervalueofRfurther"resists"theflowofcurrentIas
givenbyOhm'slaw:

.Voltagescanbedividedwiththeuseofresistors,andincombinationwith

other components resistors can be used to make electrical waves into shapes most suited for the
electricaldesigner'srequirements.Practicalresistorscanbemadeofvariouscompoundsandfilms,
aswellasresistancewire(wiremadeofahighresistivityalloy,suchasnickelchrome).Resistorsare
alsoimplementedwithinintegratedcircuits,particularlyanalogdevices,andcanalsobeintegrated
intohybridandprintedcircuits.
The electrical functionality of a resistor is specified by its resistance: common commercial
resistorsaremanufacturedoverarangeofmorethan9ordersofmagnitude.Whenspecifyingthat
resistanceinanelectronicdesign,therequiredprecisionoftheresistancemayrequireattentionto
the manufacturing tolerance of the chosen resistor, according to its specific application. The
temperature coefficient of the resistance may also be of concern in some precision applications.
Practical resistors are also specified as having a maximum power rating which must exceed the
anticipatedpowerdissipationofthatresistorinaparticularcircuit:thisismainlyofconcerninpower

Fundamental Electrical Engineering Components / 61


electronics applications. Resistors with higher power ratings are physically larger and may require
heat sinking. In a high voltage circuit, attention must sometimes be paid to the rated maximum
workingvoltageoftheresistor.
Resistorslimitcurrent.Inatypicalapplication,aresistorisconnectedinserieswithanLEDas
illustratedinFigure2.24.EnoughcurrentflowstomaketheLEDlightup,butnotsomuchthatthe
LEDisdamaged.YouarenowreadytocalculateavaluefortheresistorusedinserieswithanLED.A
typical LED requires a current of 10mA and has a voltage of 2V across it when it is working. The
powersupplyforthecircuitis9V.Whatisthevoltageacrosstheresistor?Theansweris92=7V.You
nowhavetwobitsofinformationaboutR1:thecurrentflowingis10mA,andthevoltageacrossR1is
7V.YoucancalculatethevalueoftheresistorusingOhm'slaw;

Figure2.24Aresistorthatlimitsthecurrentthroughalightemittingdiode(led)

700
The calculated value for the resistor is 700. As you will see

below,resistorsaremanufacturesatstandardvaluesand680,750
and820areavailableinE12/E24series.680istheobviouschoice.
Thiswouldallowacurrentslightlygreaterthan10mAtoflow.MostLEDs
areundamagedbycurrentsofupto20mA,sothisisfine.

Figure2.25Symbolofa
resistor

Symbols of resistors are shown in Figure 2.25. The 'box' symbol


forafixedresistorispopularintheUKandEurope.A'zigzag'symbolisusedinAmericaandJapan.
TypesofFixedResistors
The electrical behavior of a resistor obeys Ohm's law for a constant resistance; however, some
resistorsaresensitivetoheat,light,orothervariables.Resistorscanhaveafixedvalueofresistance,

Fundamental Electrical Engineering Components / 62

Figure2.26 Examplesoffixedandvariableresistors

ortheycanbemadevariableoradjustablewithinacertainrange,inwhichcasetheymaybecalled
rheostats,orpotentiometers(Figure2.26).Thefixedresistorisanelectricalcomponentdesignedto
introduceaknownvalueofresistanceintoacircuit.Resistorsareoftenmadeoutofchunksofcarbon
orthinfilmsofcarbonorotherresistivematerials.Theycanalsobemadeofwireswoundarounda
cylinder.
The common resistor is a twowire package with a fixed resistance measured in ohms;
however, different types of resistors are adjustable by the circuit designer or the user. Variable
resistors,orrheostats,havearesistancethatmaybevariedacrossacertainrange,usuallybymeans
ofamechanicaldevicethataltersthepositionofoneterminaloftheresistoralongastripofresistant
material. The length of the intervening material determines the resistance. Mechanical variable
resistorsarealsocalledpotentiometers,andareusedinthevolumeknobsofaudioequipmentand
inmanyotherdevices.
Discrete resistors are individual packages as illustrated in Figure 2.27. On a circuit board,
discrete axial resistors are commonly used with their two
wires soldered into the holes of the board. Throughhole
components typically have leads leaving the body axially.
Others have leads coming off their body radially instead of
paralleltotheresistoraxis.OthercomponentsmaybeSMT
(surface mounttechnology)whilehighpowerresistorsmay
have one of their leads designed into the heat sink.
Generally smaller than axial resistors, discrete surface

Figure2.27Samplesofaxialresistors

Fundamental Electrical Engineering Components / 63


mounted resistors are soldered on top of the board. In addition, resistors are built into
microprocessorsandotherintegratedcircuits(ICs),buttheyusesemiconductorstructuresfortheir
fabrication in a manner similar to transistors and PN
junctions.
A single in line (SIL) resistor package with 8
individual, 47 resistors is shown in Figure 2.28. One end
ofeachresistorisconnectedtoaseparatepinandtheother

Figure2.28 ResistorsinanSILpackage

endsareallconnectedtogethertotheremaining(common)
pinpin1,attheendidentifiedbythewhitedot.
CarbonCompositionResistors
Carbon composition resistors consist of a solid cylindrical resistive element with embedded wire
leadsormetalendcapstowhichtheleadwiresareattached.Thebodyoftheresistorisprotected
withpaintorplastic.Theseresistorswerethemainstayoftheradioandtelevisionindustriespriorto
WorldWarII.Theresistiveelementismadefromamixtureoffinelyground(powdered)carbonand
aninsulatingmaterial(usuallyceramic).Aresinholdsthemixturetogether.Theconductivepathis
from particle to particle, each of which touches another along the path. Early 20thcentury carbon
compositionresistorshaduninsulatedbodies;theleadwireswerewrappedaroundtheendsofthe
resistance element rod and soldered. The completed resistor was painted for color coding of its
value.
These resistors were commonly used in the 1960s and earlier, but are not so popular for
general use now as other types have better specifications, such as tolerance, voltage dependence,
and stress (carbon composition resistors will change value when stressed with overvoltages).
Moreover, if internal moisture content (from exposure for some length of time to a humid
environment) is significant, soldering heat will create a nonreversible change in resistance value.
Carboncompositionresistorshavepoorstabilitywithtimeandwereconsequentlyfactorysortedto,
at best, only 5% tolerance. These resistors, however, if never subjected to overvoltage nor
overheatingwereremarkablyreliableconsideringthecomponent'ssize.
Carboncompositionresistorswereeclipsedintheearly60'sbydiscretemetalfilmresistors.
Itwasnotnoiselevelsbuttherisingcostofcarboncompositionresistorscomparedtofallingprices
for metal film devices that was the leading factor in their decline. They are still available, but
comparativelyquitecostly.Valuesrangedfromfractionsofanohmto22megohms.Becauseofthe
high price, these resistors are no longer used in most applications. However, carbon resistors are
usedinpowersuppliesandweldingcontrols.

Fundamental Electrical Engineering Components / 64


CarbonFilmResistors
Acarbonfilmisdepositedonaninsulatingsubstrate,andahelixcutin it tocreatealong,narrow
resistivepath.Varyingshapes,coupledwiththeresistivityofcarbon,(rangingfrom90to400nm)
canprovide avarietyofresistances.Carbonfilmresistorsfeatureapowerratingrangeof0.125W
to5 W at 70C. Resistances available range from 1 to 10 M. The carbon film resistor has an
operatingtemperaturerangeof55Cto155C.Ithas200to600voltsmaximumworkingvoltage
range.Specialcarbonfilmresistorsareusedinapplicationsrequiringhighpulsestability.
ThediagraminFigure2.29showstheconstructionofacarbonfilmresistor:

Figure2.29Illustrationofconstructionofathinfilmresistor

Duringmanufacture,athinfilmofcarbonisdepositedontoasmallceramicrod.Theresistivecoating
isspiraledawayinanautomaticmachineuntiltheresistancebetweenthetwoendsoftherodisas
close as possible to the correct value. Metal leads and end caps are added, the resistor is covered
withaninsulatingcoatingandfinallypaintedwithcoloredbandstoindicatetheresistorvalue.
MetalFilmResistors
The introduction of metal film technologies brought significant reductions in both resistor size and
noise. Metal film resistors are manufactured through the evaporation or sputtering of a layer of
nickelchromiumontoaceramicsubstrate.Thethicknessofthelayerisvaluedependentandranges
from 10 Angstroms to 500 Angstroms thick. The thicker this layer is (the lower the value), the less
noiseisinserted.Highervaluesarenoisierbecausetheocclusions,surfaceimperfections,andnon
uniformdepositionsaremoresignificanttotheproductionofnoisewhenthenickelchromiumlayer
isthin.
Grindingorlaseradjustingtechniquesareusedtogeneratetheresistancegrid.Thefirstof
thesemethodsleavesaraggededgeandthesecondleavesacurlededgewitheddycurrentpaths.
Bothareasourceofnoise,whichiswhymetalfilmresistorshaveanoiserangeof32dBto16dB.

Fundamental Electrical Engineering Components / 65


Thereareresistorsthatresemblemetalfilmtypes,butaremadeofmetaloxidessuchastin
oxide.Thisresultsinahigheroperatingtemperatureandgreaterstability/reliabilitythanMetalfilm.
Theyareusedinapplicationswithhighendurancedemands.
Wirewoundresistors
Wirewoundresistorsaremadeofalloyssimilartothatusedinfoilresistors,describedbelow.Asa
result,theonlynoiseinsertioncausedbythesedevicescomesfromthetabsusedtoconnectthefine
wiretothecoarseexternalleads.Becauseoftheveryhighsurfacetemperaturetheseresistorscan
withstandtemperaturesofupto+450C.Thealuminumcasedtypesaredesignedtobeattachedto
aheatsinktodissipatetheheat;theratedpowerisdependentonbeingusedwithasuitableheat
sink,e.g.,a50Wpowerratedresistorwilloverheatatafractionofthepowerdissipationifnotused
withaheatsink.Largewirewoundresistorsmayberatedfor1,000wattsormore.
Types of windings in wire resistors:
1

2
3

common

common

on

bifilar
a

thin

former

4AyrtonPerry

Figure2.30Illustrationofwirewoundresistors

Figure 2.30 shows four construction types of wirewound resistors. Because wirewound
resistors are coils they have more undesirable inductance than other types of resistor, although
winding the wire in sections with alternately reversed direction can minimize inductance. Other
techniquesemploybifilarwinding,oraflatthinformer(toreducecrosssectionareaofthecoil).For
mostdemandingcircuitsresistorswithAyrtonPerrywindingareused.
Applications of wirewound resistors are similar to those of composition resistors with the
exceptionofthehighfrequency.Atypicalnoiseratingis38dB.Thehighfrequencyofwirewound
resistorsissubstantiallyworsethanthatofacompositionresistorwhichisthemajorobjection.Of
serious concern instead is the inductance that chops the peaks and fails to replicate the higher
frequenciesofthesecondandthirdharmonics.
FoilResistors
Theprimaryresistanceelementofafoilresistorisaspecialalloyfoilseveralmicrometersthick.Since
theirintroductioninthe1960s,foilresistorshavehadthebestprecisionandstabilityofanyresistor
available. One of the important parameters influencing stability is the temperature coefficient of
resistance(TCR).TheTCRoffoilresistorsisextremelylow,andhasbeenfurtherimprovedoverthe
years. One range of ultraprecision foil resistors offers a TCR of 0.14ppm/C, tolerance 0.005%,

Fundamental Electrical Engineering Components / 66


longterm stability (1 year) 25ppm, (3 year) 50ppm (further improved 5fold by hermetic sealing),
stability under load (2000 hours) 0.03%, thermal EMF 0.1V/C, noise 42dB, voltage coefficient
0.1ppm/V,inductance0.08H,capacitance0.5pF.
Carbonfilmresistorsarecheapandeasilyavailable,withvalueswithin10%or5%oftheir
marked,or'nominal'value.Metalfilmandmetaloxideresistorsaremadeinasimilarway,butcan
bemademoreaccuratelytowithin2%or1%oftheirnominalvalue.Therearesomedifferencesin
performancebetweentheseresistortypes,butnonewhichaffecttheiruseinsimplecircuits.
Wirewoundresistorsaremadebywindingthinwireontoaceramicrod.Theycanbemade
extremely accurately for use in multimeters, oscilloscopes and other measuring equipment. Some
types of wirewound resistors can pass large currents without overheating and are used in power
suppliesandotherhighcurrentcircuits.
AdjustableResistors
A resistor may have one or more fixed tapping points so that the resistance can be changed by
moving the connecting wires to different terminals. Some wirewound power resistors have a
tapping point that can slide along the resistance element, allowing a larger or smaller part of the
resistance to be used. Where continuous adjustment of the resistance value during operation of
equipment is required, the sliding resistance tap can be connected to a knob accessible to an
operator.Suchadeviceiscalledarheostatandhastwoterminals.
Potentiometers
Acommonelementinelectronicdevicesisathreeterminalresistorwithacontinuouslyadjustable
tapping point controlled by rotation of a shaft or knob. These variable resistors are known as
potentiometers when all three terminals are present, since they act as a continuously adjustable
voltagedivider.Acommonexampleisavolumecontrolforaradioreceiver.
Accurate, highresolution panelmounted potentiometers (or "pots") have resistance
elements typically wirewound on a helical mandrel, although some include a conductiveplastic
resistancecoatingoverthewiretoimproveresolution.Thesetypicallyoffertenturnsoftheirshafts
to cover their full range. They are usually set with dials that include a simple turns counter and a
graduated dial. Electronic analog computers used them in quantity for setting coefficients, and
delayedsweeposcilloscopesofrecentdecadesincludedoneontheirpanels.
ResistanceDecadeBoxes
Aresistancedecadeboxorresistorsubstitutionboxisaunitcontainingresistorsofmanyvalues,with
oneormoremechanicalswitcheswhichallowanyoneofvariousdiscreteresistancesofferedbythe

Fundamental Electrical Engineering Components / 67


box to be dialed in. Usually the resistance is accurate to high precision, ranging from
laboratory/calibrationgradeaccuracyof20partspermillion,tofieldgradeat1%.Inexpensiveboxes
with lesser accuracy are also available. All types offer a convenient way of selecting and quickly
changingaresistanceinlaboratory,experimentalanddevelopmentworkwithoutneedingtoattach
resistors one by one, or even stock each value. The range of resistance provided, the maximum
resolution,andtheaccuracycharacterizethebox.Forexample,oneboxoffersresistancesfrom0to
24M,maximumresolution0.1,accuracy0.1%.
SpecialDevices
There are various devices whose resistance changes with various quantities. The resistance of
thermistors exhibit a strong negative temperature coefficient, making them useful for measuring
temperatures. Since their resistance can be large until they are allowed to heat up due to the
passage of current, they are also commonly used to prevent excessive current surges when
equipmentispoweredon.Metaloxidevaristorsdroptoaverylowresistancewhenahighvoltageis
applied, making them useful for protecting electronic equipment by absorbing dangerous voltage
surges.Onesortofphotodetector,thephotoresistor,hasaresistancewhichvarieswithillumination.
Thestraingaugeisatypeofresistorthatchangesvaluewithappliedstrain.Asingleresistormaybe
used,orapair(halfbridge),orfourresistorsconnectedinaWheatstonebridgeconfiguration.The
strainresistorisbondedwithadhesivetoanobjectthatwillbesubjectedtomechanicalstrain.With
thestraingaugeandafilter,amplifier,andanalog/digitalconverter,thestrainonanobjectcanbe
measured.Someofthesedeviceswillbediscussedlaterindetailwithapplicationexamples.
ResistorMarking
Most axial resistors use apattern of colored stripes to indicate resistance. Surfacemount resistors
are marked numerically, if they are big enough to permit marking; morerecent small sizes are
impractical to mark. Cases are usually tan, brown, blue, or green, though other colors are
occasionallyfoundsuchasdarkredordarkgray.Early20thcenturyresistors,essentiallyuninsulated,
weredippedinpainttocovertheirentirebodyforcolorcoding.Asecondcolorofpaintwasapplied
tooneendoftheelement,andacolordot(orband)inthemiddleprovidedthethirddigit.Therule
was "body, tip, dot", providing two significant digits for value and the decimal multiplier, in that
sequence.Defaulttolerancewas20%.Closertoleranceresistorshadsilver(10%)orgoldcolored
(5%)paintontheotherend.
FourBandResistors
Fourbandidentificationisthemostcommonlyusedcolorcodingschemeonresistors.Itconsistsof
fourcoloredbandsthatarepaintedaroundthebodyoftheresistor.Thefirsttwobandsencodethe
firsttwosignificantdigitsoftheresistancevalue,thethirdisapoweroftenmultiplierornumberof

Fundamental Electrical Engineering Components / 68


zeroes, and the fourth is the tolerance accuracy, or acceptable error, of the value. The first three
bands are equally spaced along the resistor; the spacing to the fourth band is wider. Sometimes a
fifth band identifies the thermal coefficient, but this must be distinguished from the true 5color
system,with3significantdigits.Eachcolorcorrespondstoacertaindigit,progressingfromdarkerto
lightercolors,asshowninthechartinTable2.6.
Table2.6Colorcodesfordiscreteresistors

Color 1stband2ndband3rdband(multiplier) 4thband(tolerance) Temp.Coefficient


Black 0

100

Brown 1

101

1%(F)

100ppm

Red

102

2%(G)

50ppm

Orange3

103

15ppm

Yellow 4

104

25ppm

Green 5

105

0.5%(D)

Blue

106

0.25%(C)

Violet 7

107

0.1%(B)

Gray

108

0.05%(A)

White 9

109

Gold

101

5%(J)

Silver

102

10%(K)

None

20%(M)

Thetoleranceofaresistorisshownbythefourthbandofthecolorcode.Toleranceistheprecision
oftheresistoranditisgivenasapercentage.Forexamplea390resistorwithatoleranceof10%
willhaveavaluewithin10%of390,between39039=351and390+39=429(39is10%of
390).
Anexampleofafourbandresistorisshown
inFigure2.31.Whenyouwanttoreadoffaresistor
value,lookforthetoleranceband,usuallygold,and
holdtheresistorwiththetolerancebandatitsright
hand end. Reading resistor values quickly and

Figure2.31 Colorcodesforafourbandresistor

accurately isn't difficult, but it does take practice!


The first band on a resistor is interpreted as the FIRST DIGIT of the resistor value. For the resistor

Fundamental Electrical Engineering Components / 69


shownbelow,thefirstbandisyellow,sothefirstdigitis4.ThesecondbandgivestheSECONDDIGIT.
Thisisavioletband,makingtheseconddigit7.ThethirdbandiscalledtheMULTIPLIERandisnot
interpretedinquitethesameway.Themultipliertellsyouhowmanynaughtyoushouldwriteafter
the digits you already have. A red band tells you to add 2 naught. The value of this resistor is
therefore4700ohms,thatis,4700,or4.7k.Workthroughthisexampleagaintoconfirmthat
youunderstandhowtoapplythecolorcodegivenbythefirstthreebands.Theremainingbandisthe
TOLERANCE band. This indicates the percentage accuracy of the resistor value. Most carbon film
resistorshaveagoldcoloredtoleranceband,indicatingthattheactualresistancevalueiswith+or
5%ofthenominalvalue.Othertolerancecolorsaregoldfor10%,redfor2%andforbrown1%.Ifno
fourthbandisshownthetoleranceis20%.Tolerancemaybeignoredforalmostallcircuitsbecause
preciseresistorvaluesarerarelyrequired.
Forexample,greenblueyellowredis56104=560k2%.Aneasierdescriptioncanbe
asfollowed:thefirstband,green,hasavalueof5andthesecondband,blue,hasavalueof6,andis
countedas56.Thethirdband,yellow,hasavalueof104,whichaddsfour0'stotheend,creating
560,000at2%toleranceaccuracy.560,000changesto560k2%(asakilois103).
MarkingLowValuedResistors
The color code as explained above allows you to interpret the values of any resistor from 100
upwards.Howdoesthecodeworkforvalueslessthan100?Hereisthecodefor12:brown,red,
black
The multipliercolorblack represents thenumber0 andtellsyouthatnonaughtshould be
addedtothefirsttwodigits,representing1and2.

Whatwouldbethecolorcodefor47?Theansweris:yellow,violet,black

Using this method for indicating values between 10 and 100 means that all resistor
valuesrequirethesamenumberofbands.

Thestandardcolorcodecannotshowvaluesoflessthan10.Toshowthesesmallvaluestwo
special colors are used for the third band: gold which means 0.1 and silver which means 0.01.
Thefirstandsecondbandsrepresentthedigitsasnormal.
Forexample:

brown,black,goldbandsrepresent100.1=1

red,red,goldbandsrepresent220.1=2.2

red,violet,goldbandsrepresent270.1=2.7

green,blue,silverbandsrepresent560.01=0.56

Fundamental Electrical Engineering Components / 70


FiveBandAxialResistors
5bandidentificationisusedforhigherprecision(lowertolerance)resistors(1%,0.5%,0.25%,0.1%),
tospecifyathirdsignificantdigit.Thefirstthreebandsrepresentthesignificantdigits,thefourthis
the multiplier, and the fifth is the tolerance. Fiveband resistors with a gold or silver 4th band are
sometimes encountered, generally on older or specialized resistors. The 4th band is the tolerance
andthe5ththetemperaturecoefficient.
Metalfilmresistors,manufacturedto1or2%tolerance,oftenuseacodeconsistingoffour
colored bands instead of three. The code works in the same way, with the first three bands
interpretedasdigitsandthefourthbandasthemultiplier.Forexample,a1kmetalfilmresistor
hasthebands:brown,black,black,brown(+brownorredfortolerance),whilea56kmetalfilm
resistorhasthebands:green,blue,black,red.Itisworthpointingoutthatthemultiplierformetal
filmresistorswithvaluesfrom1kupwardsisbrown(ratherthanred,asinthethreecolorsystem),
whilethemultiplierfor10kupwardsisred(insteadoforange).
ResistorShorthand
Resistor values are often written on circuit diagrams using a code system which avoids using a
decimalpointbecauseitiseasytomissthesmalldot.InsteadthelettersR,KandMareusedinplace
of the decimal point. To read the code: replace the letter with a decimal point, then multiply the
valueby1000iftheletterwasK,or1000000iftheletterwasM.TheletterRmeansmultiplyby1.
Forexample:

560Rmeans560

2K7means2.7k=2700

39Kmeans39k

1M0means1.0M=1000k

SMDResistors
TheimageinFigure2.32showsfoursurfacemountresistors
(thecomponentattheupperleftisacapacitor)includingtwo
zeroohmresistors.Zeroohmlinksareoftenusedinsteadof
wirelinks,sothattheycanbeinsertedbyaresistorinserting
machine. Of course, their resistance is nonzero, although
quitelow.Zeroissimplyabriefdescriptionoftheirfunction.
Surfacemountedresistorsareprintedwithnumericalvalues

Figure2.32SMDresistorsincircuit

Fundamental Electrical Engineering Components / 71


inacoderelatedtothatusedonaxialresistors.Standardtolerancesurfacemounttechnology(SMT)
resistorsaremarkedwithathreedigitcode,inwhichthefirsttwodigitsarethefirsttwosignificant
digitsofthevalueandthethirddigitisthepoweroften(thenumberofzeroes).Forexample:
334=3310^4ohms=330k

222=2210^2ohms=2.2k

473=4710^3ohms=47k

105=1010^5ohms=1.0M

Resistanceslessthan100ohmsarewritten:100,220,470.Thefinalzerorepresentstentothepower
zero,whichis1.Forexample:

100=1010^0ohm=10

220=2210^0ohms=22

Sometimesthesevaluesaremarkedas10or22topreventamistake.
Resistances less than 10 ohms have 'R' to indicate the position of the decimal point (radix
point).Forexample:

4R7=4.7ohms

R300=0.30ohms

0R22=0.22ohms

0R01=0.01ohms

Precisionresistorsaremarkedwithafourdigitcode,inwhichthefirstthreedigitsarethesignificant
figuresandthefourthisthepoweroften.Forexample:

1001

=10010^1ohms=1.00k

4992

=49910^2ohms=49.9k

1000

=10010^0ohm=100

000 and 0000 sometimes appear as values on surfacemount zeroohm links, since these
have(approximately)zeroresistance.
Morerecentsurfacemountresistorsaretoosmall,physically,topermitpracticalmarkingsto
beapplied.
PreferredValues
Early resistors were made in more or less arbitrary round numbers; a series might have 100, 125,
150, 200, 300, etc. Resistors as manufactured are subject to a certain percentage tolerance, and it
makessensetomanufacturevaluesthatcorrelatewiththetolerance,sothattheactualvalueofa
resistor overlaps slightly with its neighbors. Wider spacing leaves gaps; narrower spacing increases
manufacturingandinventorycoststoprovideresistorsthataremoreorlessinterchangeable.
Alogicalschemeistoproduceresistorsinarangeofvalueswhichincreaseinageometrical
progression, so that each value is greater than its predecessor by a fixed multiplier or percentage,

Fundamental Electrical Engineering Components / 72


chosentomatchthetoleranceoftherange.Forexample,foratoleranceof20%itmakessenseto
have each resistor about 1.5 times its predecessor, covering a decade in 6 values. In practice the
factorusedis1.4678,givingvaluesof1.47,2.15,3.16,4.64,6.81,10forthe110decade(adecadeis
a range increasing by a factor of 10; 0.11 and 10100 are other examples); these are rounded in
practiceto1.5,2.2,3.3,4.7,6.8,10;followed,ofcourseby15,22,33,andprecededby0.47,
0.68, 1. This scheme has been adopted as the E6 range of the International Electrotechnical
Commission(IEC)60063preferrednumberseries.TherearealsoE12,E24,E48,E96andE192ranges
forcomponentsofevertightertolerance,with12,24,48,96,and192differentvalueswithineach
decade.TheactualvaluesusedareintheIEC60063listsofpreferrednumbers.
Aresistorof100ohms20%wouldbeexpectedtohaveavaluebetween80and120ohms;
its E6 neighbors are 68 (5482) and 150 (120180) ohms. A sensible spacing, E6 is used for 20%
components.E12for10%and12valuesinonedecadeisused.AmongotherIEC60063series,E24
for5%;E48for2%,E96for1%;E192for0.5%orbetter.
Consider100and120,adjacentvaluesintheE12range.10%of100is10,while
10%of120is12.Aresistormarkedas100couldhaveanyvaluefrom90to110,whilea
resistor marked as 120 might have an actual resistance from 108 to 132 . The ranges of
possiblevaluesoverlap,butonlyslightly.FurtheruptheE12range,aresistormarkedas680might
haveandactualresistanceofupto680+68=748,whilearesistormarkedas820mighthavea
resistanceaslowas82082=738.Again,therangesofpossiblevaluesjustoverlap.
ResistorsaremanufacturedinvaluesfromafewmilliohmstoaboutagigaohminIEC60063
ranges appropriate for their tolerance. Preferred values in one decade in E 12 and E24 series of
resistorsaregiveninTable2.7.

91

82

82
75

68

68
62

56

56
51

47

47
43

39

39
36

33

33
30

27

27
24

22

22
20

18

18
16

15

15
13

12

12
11

10
10

E24 E12

Table2.7PreferredvaluesofresistorsinonedecadeinE12andE24series

Earlier power wirewound resistors, such as brown vitreousenameled types, however, were made
withadifferentsystemofpreferredvalues,suchassomeofthosementionedinthefirstsentenceof
thissection.

Fundamental Electrical Engineering Components / 73


PowerRatingsofResistors
Whencurrentflowsthrougharesistance,electricalenergyisconvertedintoheat.Thetotalamount
ofheatenergyreleasedoveraperiodoftimecanbedeterminedfromtheintegralofthepowerover

thatperiodoftime:

The power P dissipated by a resistor (or the equivalent resistance of a resistor network) is
calculatedas:

Example:
What is the power output of a resistor when the voltage across it is 6V, and the current flowing
throughitis100mA?

6x100mA=600mW=0.6W
0.6W of heat are generated in

this resistor. To prevent overheating, it


must be possible for heat to be lost, or
dissipated, to the surroundings at the
samerate.Thefirstformisarestatement
of Joule's first law. Using Ohm's law, the
twootherformscanbederived.
Practical resistors are rated
according to their maximum power
dissipation.Thevastmajorityofresistors
used in electronic circuits absorb much
less than a watt of electrical power and

Figure2.33 Resistorsforvariouspowerratings

requirenoattentiontotheirpowerrating.
Such resistors in their discrete form, including most of the packages detailed below, are typically
rated as 1/10, 1/8, or 1/4 watt. Resistors required to dissipate substantial amounts of power,
particularly used in power supplies, power conversion circuits, and power amplifiers, are generally
referredtoaspowerresistors;thisdesignationislooselyappliedtoresistorswithpowerratingsof1
wattorgreater.Powerresistorsarephysicallylargerandtendnottousethepreferredvalues,color
codes, and external packages described previously. Figure 2.33 shows power ratings of various
resistors.

Fundamental Electrical Engineering Components / 74


Power ratings of resistors are rarely quoted in parts lists because for most circuits the
standardpowerratingsof0.25Wor0.5Waresuitable.Fortherarecaseswhereahigher poweris
requireditshouldbeclearlyspecifiedinthepartslist,thesewillbecircuitsusinglowvalueresistors
(lessthanabout300 )orhighvoltages(morethan15V).
Examples:

A470resistorwith10Vacrossit,needsapowerratingP=V/R=10/470=0.21W.Inthis
caseastandard0.25Wresistorwouldbesuitable.

A 27 resistor with 10V across it, needs a power rating P = V/R = 10/27 = 3.7W.
Ahighpowerresistorwitharatingof5Wwouldbesuitable.

If the average power dissipated by a resistor is more than its power rating, damage to the
resistormayoccur,permanentlyalteringitsresistance;thisisdistinctfromthereversiblechangein
resistanceduetoitstemperaturecoefficientwhenitwarms.Excessivepowerdissipationmayraise
the temperature of the resistor to a point where it can burn the circuit board or adjacent
components,orevencauseafire.Thereareflameproofresistorsthatfail(opencircuit)beforethey
overheatdangerously.
Notethatthenominalpowerratingofaresistorisnotthesameasthepowerthatitcansafely
dissipateinpracticaluse.Aircirculationandproximitytoacircuitboard,ambienttemperature,and
otherfactorscanreduceacceptabledissipationsignificantly.Ratedpowerdissipationmaybegiven
foranambienttemperatureof25Cinfreeair.Insideanequipmentcaseat60C,rateddissipation
will be significantly less; a resistor dissipating a bit less than the maximum figure given by the
manufacturermaystillbeoutsidethesafeoperatingareaand
mayprematurelyfail.
ResistorsatHighFrequencies
The major problem with resistors at high frequencies is for
wirewound(power)resistors,thatwillactasinductorsathigh Figure2.34Modelofalowvalueresistor
frequenciesasillustratedinFigure2.34.Inaddition,verysmall
resistors, like chip resistors, can also exhibit capacitive effects. Special high frequency resistors are
designed to offset these effect. The series inductance of a practical resistor causes its behavior to
depart from ohms law; this specification can be important in some highfrequency applications for
smallervaluesofresistance.

Fundamental Electrical Engineering Components / 75


NoiseinResistors
Inamplifyingfaintsignals,itisoftennecessarytominimizeelectronicnoise,particularlyinthefirst
stage of amplification. As dissipative elements, even an ideal resistor will naturally produce a
randomlyfluctuatingvoltageor"noise"acrossitsterminalsandeventuallyitisafundamentalnoise
source which depends only upon the temperature and resistance of the resistor. Using a larger
resistor produces a larger voltage noise, whereas with a smaller value of resistance there will be
morecurrentnoise,assumingagiventemperature.Thethermalnoiseofapracticalresistormayalso
be somewhat larger than the theoretical prediction and that increase is typically frequency
dependent.
However,the"excessnoise"ofapracticalresistorisanadditionalsourceofnoiseobserved
onlywhenacurrentflowsthroughit.ThisisspecifiedinunitofV/V/decadeVofnoisepervolt
appliedacrosstheresistorperdecadeoffrequency.Anoiseindexisexpressedindecibels(dB),and
theequationconvertingV/VtodBis:
dB=20xlog(noisevoltage[inV]/DCvoltage[inV]).
Forexample,0dBequatesto1.0V/V,and15dBequatesto5.6V/V.
Hence,theV/V/decadevalueofaresistorwithanoiseindexof0dBwillexhibit1V(rms)
of excess noise for each volt across the resistor in each frequency decade. Excess noise is thus an
exampleof1/fnoise.Thickfilmandcarboncompositionresistorsgeneratemoreexcessnoisethan
other types at low frequencies; wirewound and thinfilm resistors, though much more expensive,
are often utilized for their better noise characteristics. Carbon composition resistors can exhibit a
noiseindexof0dBwhilebulkmetalfoilresistorsmayhaveanoiseindexof40dB,usuallymaking
theexcessnoiseofmetalfoilresistorsinsignificant.Thinfilmsurfacemountresistorstypicallyhave
lowernoiseandbetterthermalstabilitythanthickfilmsurfacemountresistors.However,thedesign
engineermustreadthedatasheetsforthefamilyofdevicestoweighthevariousdevicetradeoffs.
FailureModes
The failure rate of resistors in a properly designed circuit is low compared to other electronic
components such as semiconductors and electrolytic capacitors. Damage to resistors most often
occurs due to overheating when the average power delivered to it (as computed above) greatly
exceedsitsabilitytodissipateheat(specifiedbytheresistor'spowerrating).Thismaybeduetoa
faultexternaltothecircuit,butisfrequentlycausedbythefailureofanothercomponent(suchasa
transistorthatshortsout)inthecircuitconnectedtotheresistor.Operatingaresistortooclosetoits
powerratingcanlimittheresistor'slifespanorcauseachangeinitsresistanceovertimewhichmay

Fundamental Electrical Engineering Components / 76


ormaynotbenoticeable.Asafedesigngenerallyusesoverratedresistorsinpowerapplicationsto
avoidthisdanger.
Whenoverheated,carbonfilmresistorsmaydecreaseorincreaseinresistance.Carbonfilm
andcompositionresistorscanfail(opencircuit)ifrunningclosetotheirmaximumdissipation.Thisis
also possible but less likely with metal film and wirewound resistors. There can also be failure of
resistors due to mechanical stress and adverse environmental factors including humidity. If not
enclosed,wirewoundresistorscancorrode.
Variable resistors degrade in a different manner, typically involving poor contact between
the wiper and the body of the resistance. This may be due to dirt or corrosion and is typically
perceivedas"crackling"asthecontactresistancefluctuates;thisisespeciallynoticedasthedeviceis
adjusted. This is similar to crackling caused by poor contact in switches, and like switches,
potentiometers are to some extent selfcleaning: running the wiper across the resistance may
improve the contact. Potentiometers which are seldom adjusted, especially in dirty or harsh
environments, are most likely to develop this problem. When selfcleaning of the contact is
insufficient,improvementcanusuallybeobtainedthroughtheuseofcontactcleaner(alsoknownas
"tunercleaner")spray.Thecracklingnoiseassociatedwithturningtheshaftofadirtypotentiometer
inanaudiocircuit(suchasthevolumecontrol)isgreatlyaccentuatedwhenanundesiredDCvoltage
ispresent,oftenimplicatingthefailureofaDCblockingcapacitorinthecircuit.
In a lownoise amplifier or preamp the noise characteristics of a resistor may be an issue.
Theunwantedinductance,excessnoise,andtemperaturecoefficientaremainlydependenton the
technology used in manufacturing the resistor. They are not normally specified individually for a
particular family of resistors manufactured using a particular technology. A family of discrete
resistorsisalsocharacterizedaccordingtoitsformfactor,thatis,thesizeofthedeviceandposition
ofitsleads(orterminals)whichisrelevantinthepracticalmanufacturingofcircuitsusingthem.
References(visitedFebruary23,2011)
http://en.wikipedia.org/wiki/Resistor;http://www.doctronics.co.uk/resistor.htm
http://www.kpsec.freeuk.com/components/resist.htm;www.vishay.com;

Fundamental Electrical Engineering Components / 77

CAPACITORS
DefinitionandUse
A capacitor (formerly known as condenser) is a passive
electronic component consisting of a pair of conductors
separatedbyadielectric(insulator)asshowninFigure2.35.
When there is a potential difference (voltage) across the
conductors, a static electric field develops in the dielectric
that stores energy and produces a mechanical force
betweentheconductors.Anidealcapacitorischaracterized
byasingleconstantvalue,capacitance,measuredinfarads.

Figure2.35Thebasiccapacitor

Thisistheratiooftheelectricchargeoneachconductorto
thepotentialdifferencebetweenthem.
Capacitors are widely used in electronic circuits for blocking direct current while allowing
alternating current to pass, in filter networks, for smoothing the output of power supplies, in the
resonantcircuitsthattuneradiostoparticularfrequenciesandformanyotherpurposes.Theeffectis
greatest when there is a narrow separation between large areas of conductor, hence capacitor
conductors are often called "plates", referring to an early means of construction. In practice the
dielectricbetweentheplatespassesasmallamountofleakagecurrentandalsohasanelectricfield
strength limit, resulting in a breakdown voltage, while the conductors and leads introduce an
undesiredinductanceandresistance.
ParallelPlateModel
A capacitor consists of two conductors separated by a nonconductive
region called the dielectric medium though it may be a vacuum or a
semiconductor depletion region chemically identical to the conductors. A
capacitorisassumedtobeselfcontainedandisolated,withnonetelectric
chargeandnoinfluencefromanyexternalelectricfield.Chargeseparation Figure2.36Construction
inaparallelplatecapacitorcausesaninternalelectricfieldasillustratedin

ofasimplecapacitor

Figure 2.36. A dielectric (orange) reduces the field and increases the
capacitance.Theconductorsthusholdequalandoppositechargesontheirfacingsurfaces,andthe
dielectricdevelopsanelectricfield.InSIunits,acapacitanceofonefaradmeansthatonecoulombof
chargeoneachconductorcausesavoltageofonevoltacrossthedevice.

Fundamental Electrical Engineering Components / 78


The capacitor is a reasonably general model for electric fields within electric circuits. An ideal
capacitoriswhollycharacterizedbyaconstantcapacitanceC,definedastheratioofchargeQon
eachconductortothevoltageVbetweenthem:

Sometimes charge buildup affects the capacitor mechanically, causing its capacitance to
vary.Inthiscase,capacitanceisdefinedintermsofincrementalchanges:

EnergyStorage
Work must be done by an external influence to "move" charge between the conductors in a
capacitor.Whentheexternalinfluenceisremovedthechargeseparationpersistsintheelectricfield
andenergyisstoredtobereleasedwhenthechargeisallowedtoreturntoitsequilibriumposition.
Theworkdoneinestablishingtheelectricfield,andhencetheamountofenergystored,isgivenby:

CurrentVoltageRelation
Thecurrenti(t)throughanycomponentinanelectriccircuitisdefinedastherateofflowofacharge
q(t) passing through it, but actual charges, electrons, cannot pass through the dielectric layer of a
capacitor,ratheranelectronaccumulatesonthenegativeplateforeachonethatleavesthepositive
plate, resulting in an electron depletion and consequent positive charge on one electrode that is
equal and opposite to the accumulated negative charge on the other. Thus the charge on the
electrodesisequaltotheintegralofthecurrentaswellasproportionaltothevoltageasdiscussed
above.Aswithanyantiderivative,aconstantofintegrationisaddedtorepresenttheinitialvoltagev
(t0).Thisistheintegralformofthecapacitorequation,
Takingthederivativeofthis,andmultiplyingbyC,yieldsthederivativeform,
.

Fundamental Electrical Engineering Components / 79


DCCircuits
AseriescircuitinFigure2.37containingonlyaresistor,a
capacitor,aswitchandaconstantDCsourceofvoltageV0
is known as a charging circuit. If the capacitor is initially
uncharged while the switch is open, and the switch is
closedatt=0,itfollowsfromKirchhoff'svoltagelawthat

Figure2.37 Asimplecircuitdemonstrating
chargingofacapacitor

TakingthederivativeandmultiplyingbyC,givesafirstorderdifferentialequation,
0.
Att=0,thevoltageacrossthecapacitoriszeroandthevoltageacrosstheresistorisV0.Theinitial
currentistheni(0)=V0/R.Withthisassumption,thedifferentialequationyields
/

where0=RCisthetimeconstantofthesystem.
Asthecapacitorreachesequilibriumwiththesourcevoltage,thevoltageacrosstheresistor
and the current through the entire circuit decay exponentially. The case of discharging a charged
capacitorlikewisedemonstratesexponentialdecay,butwiththeinitialcapacitorvoltagereplacingV0
andthefinalvoltagebeingzero.
ACCircuits
Impedance,thevectorsumofreactanceandresistance,describesthephasedifferenceandtheratio
of amplitudes between sinusoidally varying voltage and sinusoidally varying current at a given
frequency. Fourier analysis allows any signal to be constructed from a spectrum of frequencies,
whencethecircuit'sreactiontothevariousfrequenciesmaybefound.Thereactanceandimpedance
ofacapacitorarerespectively
;

where j is the imaginary unit and is the angular velocity of the sinusoidal signal. The j phase
indicates that the AC voltage V = Z I lags the AC current by 90: the positive current phase
corresponds to increasing voltage as the capacitor charges; zero current corresponds to
instantaneousconstantvoltage,etc.

Fundamental Electrical Engineering Components / 80


Note that impedance decreases with increasing capacitance and increasing frequency. This
impliesthatahigherfrequencysignaloralargercapacitorresultsinalowervoltageamplitudeper
current amplitudean AC "short circuit" or AC coupling. Conversely, for very low frequencies, the
reactancewillbehigh,sothatacapacitorisnearlyanopencircuitinACanalysisthosefrequencies
havebeen"filteredout".Capacitorsaredifferentfromresistorsandinductorsinthattheimpedance
isinverselyproportionaltothedefiningcharacteristic,i.e.capacitance.
NonIdealBehavior
Capacitors deviate from the ideal capacitor equation in a number of ways. Some of these, such as
leakagecurrentandparasiticeffectsarelinear,orcanbeassumedtobelinear,andcanbedealtwith
by adding virtual components to the equivalent circuit of the capacitor. The usual methods of
networkanalysiscanthenbeapplied.Inothercases,suchaswithbreakdownvoltage,theeffectis
nonlinear and normal (i.e., linear) network analysis cannot be used, the effect must be dealt with
separately. There is yet another group, which may be linear but invalidate the assumption in the
analysisthatcapacitanceisaconstant.Suchanexampleistemperaturedependence.
BreakdownVoltage
Above a particular electric field, known as the dielectric strength Eds, the dielectric in a capacitor
becomesconductive.Thevoltageatwhichthisoccursiscalledthebreakdownvoltageofthedevice,
andisgivenbytheproductofthedielectricstrengthandtheseparationbetweentheconductors,Vbd
=Edsd
The maximum energy that can be stored safely in a capacitor is limited by the breakdown
voltage. Due to the scaling of capacitance and breakdown voltage with dielectric thickness, all
capacitorsmadewithaparticulardielectrichaveapproximatelyequalmaximumenergydensity,to
theextentthatthedielectricdominatestheirvolume.
For air dielectric capacitors the breakdown field strength is of the order 2 to 5 MV/m; for
micathebreakdownis100to300MV/m,foroil15to25MV/m,andcanbemuchlesswhenother
materials are used for the dielectric. The dielectric is used in very thin layers and so absolute
breakdownvoltageofcapacitorsislimited.Typicalratingsforcapacitorsusedforgeneralelectronics
applications range from a few volts to 100V or so. As the voltage increases, the dielectric must be
thicker, making highvoltage capacitors larger than those rated for lower voltages. The breakdown
voltageiscriticallyaffectedbyfactorssuchasthegeometryofthecapacitorconductiveparts;sharp
edgesorpointsincreasetheelectricfieldstrengthatthatpointandcanleadtoalocalbreakdown.
Oncethisstartstohappen,thebreakdownwillquickly"track"throughthedielectrictillitreachesthe
oppositeplateandcauseashortcircuit.

Fundamental Electrical Engineering Components / 81


Theusualbreakdownrouteisthatthefieldstrengthbecomeslargeenoughtopullelectrons
in the dielectric from their atoms thus causing conduction. Other scenarios are possible, such as
impuritiesinthedielectric,and,ifthedielectricisofacrystallinenature,imperfectionsinthecrystal
structure can result in an avalanche breakdown as seen in semiconductor devices. Breakdown
voltageisalsoaffectedbypressure,humidityandtemperature.
EquivalentCircuit
Twodifferentequivalentcircuitmodelsofacapacitorisshown
in Figure 2.38. An ideal capacitor only stores and releases
electrical energy, without dissipating any. In reality, all
capacitors have imperfections within the capacitor's material
that create resistance. This is specified as the equivalent series
resistanceorESRofacomponent.Thisaddsarealcomponentto Figure2.38Twodifferentcircuitmodels
theimpedance:

ofarealcapacitor

Asfrequencyapproachesinfinity,thecapacitiveimpedance(orreactance)approacheszero
andtheESRbecomessignificant.Asthereactancebecomesnegligible,powerdissipationapproaches
PRMS=VRMS/RESR.
Similarly to ESR, the capacitor's leads add equivalent series inductance or ESL to the
component. This is usually significant only at relatively high frequencies. As inductive reactance is
positive and increases with frequency, above a certain frequency capacitance will be canceled by
inductance. Highfrequency engineering involves accounting for the inductance of all connections
andcomponents.
Iftheconductorsareseparatedbyamaterialwithasmallconductivityratherthanaperfect
dielectric,thenasmallleakagecurrentflowsdirectlybetweenthem.Thecapacitorthereforehasa
finiteparallelresistance,andslowlydischargesovertime (time mayvarygreatlydependingonthe
capacitormaterialandquality).
RippleCurrent
Ripple current is the AC component of an applied source (often a switchedmode power supply)
whose frequency may be constant or varying. Certain types of capacitors, such as electrolytic
tantalum capacitors, usually have a rating for maximum ripple current (both in frequency and
magnitude).Thisripplecurrentcancausedamagingheattobegeneratedwithinthecapacitordueto
the current flow across resistive imperfections in the materials used within the capacitor, more
commonly referred to as equivalent series resistance (ESR). For example electrolytic tantalum
capacitorsarelimitedby ripple currentandgenerallyhave thehighest ESRratingsinthe capacitor

Fundamental Electrical Engineering Components / 82


family, while ceramic capacitors generally have no ripple current limitation and have some of the
lowestESRratings.
CapacitanceInstability
Thecapacitanceofcertaincapacitorsdecreasesasthecomponentages.Inceramiccapacitors,thisis
causedbydegradationofthedielectric.Thetypeofdielectricandtheambientoperatingandstorage
temperaturesarethemostsignificantagingfactors,whiletheoperatingvoltagehasasmallereffect.
TheagingprocessmaybereversedbyheatingthecomponentabovetheCuriepoint.Agingisfastest
near the beginning of life of the component, and the device stabilizes over time. Electrolytic
capacitorsageastheelectrolyteevaporates.Incontrastwithceramiccapacitors,thisoccurstowards
theendoflifeofthecomponent.
Temperaturedependenceofcapacitanceisusuallyexpressedinpartspermillion(ppm)per
C. It can usually be taken as a broadly linear function but can be noticeably nonlinear at the
temperature extremes. The temperature coefficient can be either positive or negative, sometimes
even amongst different samples of the same type. In other words, the spread in the range of
temperature coefficients can encompass zero. The leakage current section in the data sheet of
respectivecapacitorscontainsexamplesofthem.
Capacitors, especially ceramic capacitors, and older designs such as paper capacitors, can
absorb sound waves resulting in a microphonic effect. Vibration moves the plates, causing the
capacitancetovary,inturninducingACcurrent.Somedielectricsalsogeneratepiezoelectricity.The
resultinginterferenceisespeciallyproblematicinaudioapplications,potentiallycausingfeedbackor
unintended recording. In the reverse microphonic effect, the varying electric field between the
capacitorplatesexertsaphysicalforce,movingthemasaspeaker.Thiscangenerateaudiblesound,
butdrainsenergyandstressesthedielectricandtheelectrolyte,ifany.
CapacitorTypes
Practical capacitors are available commercially in many different forms. The type of internal
dielectric,thestructureoftheplatesandthedevicepackagingallstronglyaffectthecharacteristics
of the capacitor, and its applications. Values available range from very low (picofarad range; while
arbitrarily low values are in principle possible, stray (parasitic) capacitance in any circuit is the
limitingfactor)toabout5kFsupercapacitors.Aboveapproximately1Felectrolyticcapacitorsare
usuallyusedbecauseoftheirsmallsizeandlowcostcomparedwithothertechnologies,unlesstheir
relatively poor stability, life and polarized nature make them unsuitable. Very high capacity super
capacitorsuseaporouscarbonbasedelectrodematerial.

Fundamental Electrical Engineering Components / 83


Dielectricmaterials
Figure2.39showsvariouscapacitorsthatarecommonlyused
in practice. The capacitor materials from left: multilayer
ceramic, ceramic disc, multilayer polyester film, tubular
ceramic, polystyrene, metalized polyester film, aluminum

Figure2.39Variouscapacitorsusedin
practice

electrolytic. Major scale divisions are in centimeters. Most


typesofcapacitorincludeadielectricspacer,whichincreasestheircapacitance.Thesedielectricsare
mostofteninsulators.However,lowcapacitancedevicesareavailablewithavacuumbetweentheir
plates,whichallowsextremelyhighvoltageoperationandlowlosses.Variablecapacitorswiththeir
plates open to the atmosphere were commonly used in radio tuning circuits. Later designs use
polymer foil dielectric between the moving and stationary plates, with no significant air space
between them. In order to maximize the charge that a capacitor can hold, the dielectric material
needs to have as high a permittivity as possible, while also having as high a breakdown voltage as
possible.
Several solid dielectrics are available, including paper, plastic, glass, mica and ceramic
materials. Paper was used extensively in older devices and offers relatively high voltage
performance.However,itissusceptibletowaterabsorption,andhasbeenlargelyreplacedbyplastic
film capacitors. Plastics offer better stability and aging performance, which makes them useful in
timercircuits,althoughtheymaybelimitedtolowoperatingtemperaturesandfrequencies.Ceramic
capacitors are generally small, cheap and useful for high frequency applications, although their
capacitancevariesstronglywithvoltageandtheyagepoorly.Theyarebroadlycategorizedasclass1
dielectrics, which have predictable variation of capacitance with temperature or class 2 dielectrics,
which can operate at higher voltage. Glass and mica capacitors are extremely reliable, stable and
toleranttohightemperaturesandvoltages,butaretooexpensiveformostmainstreamapplications.
Electrolytic capacitors and super capacitors are used to store small and larger amounts of energy,
respectively, ceramic capacitors are often used in resonators, and parasitic capacitance occurs in
circuits wherever the simple conductorinsulatorconductor structure is formed unintentionally by
theconfigurationofthecircuitlayout.
Electrolyticcapacitorsuseanaluminumortantalumplatewithanoxidedielectriclayer.The
second electrode is a liquid electrolyte, connected to the circuit by another foil plate. Electrolytic
capacitorsofferveryhighcapacitancebutsufferfrompoortolerances,highinstability,graduallossof
capacitanceespeciallywhensubjectedtoheat,andhighleakagecurrent.Poorqualitycapacitorsmay
leakelectrolyte,whichisharmfultoprintedcircuitboards.Theconductivityoftheelectrolytedrops
at low temperatures, which increases equivalent series resistance. While widely used for power

Fundamental Electrical Engineering Components / 84


supply conditioning, poor highfrequency characteristics make them unsuitable for many
applications.Electrolyticcapacitorswillselfdegradeifunusedforaperiod(aroundayear),andwhen
full power is applied may short circuit, permanently damaging the capacitor and usually blowing a
fuse or causing arcing. They can be restored before use (and damage) by gradually applying the
operating voltage. Unfortunately, the use of this technique may be less satisfactory for some solid
stateequipment,whichmaybedamagedbyoperationbelowitsnormalpowerrange,requiringthat
thepowersupplyfirstbeisolatedfromtheconsumingcircuits.Suchremediesmaynotbeapplicable
to modern highfrequency power supplies as these produce full output voltage even with reduced
input.
Tantalumcapacitorsofferbetterfrequencyandtemperaturecharacteristicsthanaluminum,
but higher dielectric absorption and leakage. OSCON (or OCCON) capacitors are a polymerized
organic semiconductor solidelectrolyte type that offer longer life at higher cost than standard
electrolytic capacitors. Several other types of capacitor are available for specialist applications.
Supercapacitorsstorelargeamountsofenergy.Supercapacitorsmadefromcarbonaerogel,carbon
nanotubes,orhighly porouselectrode materialsofferextremely high capacitance (upto5 kFasof
2010) and can be used in some applications instead of rechargeable batteries. Alternating current
capacitors are specifically designed to work on line (mains) voltage AC power circuits. They are
commonly used in electric motor circuits and are often designed to handle large currents, so they
tend to be physically large. They are usually ruggedly packaged, often in metal cases that can be
easilygrounded/earthed.Theyalsoaredesignedwithdirectcurrentbreakdownvoltagesofatleast
fivetimesthemaximumACvoltage.
Structure
VariousaxialandradialcapacitorsthatareusedinpracticewereshowninFigure2.39.Figure2.40
illustrates examples of capacitor packages: SMD ceramic at top left; SMD tantalum at bottom left;
throughhole tantalum at top right; throughhole electrolytic at bottom right. Major scale divisions
are cm. The arrangement of plates and dielectric has many variations depending on the desired
ratings of the capacitor. For small values of capacitance (microfarads and less), ceramic disks use
metallic coatings, with wire leads bonded to the coating. Larger values can be made by multiple
stacks of plates and disks. Larger value capacitors usually use a metal foil or metal film layer
depositedonthesurfaceofadielectricfilmtomaketheplates,andadielectricfilmofimpregnated
paperorplasticthesearerolleduptosavespace.Toreducetheseriesresistanceandinductance
for long plates, the plates and dielectric are staggered so that connection is made at the common
edge of the rolledup plates, not at the ends of the foil or metalized film strips that comprise the
plates.

Fundamental Electrical Engineering Components / 85


Theassemblyisencasedtopreventmoistureentering
the dielectric early radio equipment used a cardboard tube
sealedwithwax.Modernpaperorfilmdielectriccapacitorsare
dipped in a hard thermoplastic. Large capacitors for high
voltage use may have the roll form compressed to fit into a
rectangularmetalcase,withboltedterminalsandbushingsfor
connections. The dielectric in larger capacitors is often Figure2.40Examplesofcapacitorpackages
impregnatedwithaliquidtoimproveitsproperties.
Capacitors may have their connecting leads arranged in many configurations, for example
axially or radially. "Axial" means that the leads are on a common axis, typically the axis of the
capacitor's cylindrical body the leads extend from opposite ends. Radial leads might more
accuratelybereferredtoastandem;theyarerarelyactuallyalignedalongradiiofthebody'scircle,
sothetermisinexact,althoughuniversal.Theleads(untilbent)areusuallyinplanesparalleltothat
of the flat body of the capacitor, and extend in the same direction; they are often parallel as
manufactured.
Small, cheap discoidal ceramic capacitors have existed since the 1930s, and remain in
widespread use. Since the 1980s, surface mount packages for capacitors have been widely used.
Thesepackagesareextremelysmallandlackconnectingleads,allowingthemtobesoldereddirectly
onto the surface of printed circuit boards. Surface mount components avoid undesirable high
frequency effects due to the leads and simplify automated assembly, although manual handling is
madedifficultduetotheirsmallsize.
Mechanically controlled variable capacitors allow the plate spacing to be adjusted, for
examplebyrotatingorslidingasetofmovableplatesintoalignmentwithasetofstationaryplates.
Low cost variable capacitors squeeze together alternating layers of aluminum and plastic with a
screw.Electricalcontrolofcapacitanceisachievablewithvaractors(orvaricaps),whicharereverse
biased semiconductor diodes whose depletion region width varies with applied voltage. They are
usedinphaselockedloops,amongstotherapplications.
CapacitorMarkings
Most capacitors have numbers printed on their bodies to indicate their electrical characteristics.
Largercapacitorslikeelectrolyticsusuallydisplaytheactualcapacitancetogetherwiththeunit(for
example, 220 F). Smaller capacitors like ceramics, however, use a shorthand consisting of three
numbersandaletter,wherethenumbersshowthecapacitanceinpF(calculatedasXYx10Zforthe
numbersXYZ)andtheletterindicatesthetolerance(J,KorMfor5%,10%and20%respectively).

Fundamental Electrical Engineering Components / 86


Additionally, the capacitor may show its working voltage, temperature and other relevant
characteristics.
Example
Acapacitorwiththetext473K330Vonitsbodyhasacapacitanceof47x103pF=47nF(10%)with
aworkingvoltageof330V.
ApplicationsofCapacitors
Capacitorshavemanyusesinelectronicandelectricalsystems.Theyaresocommonthatitisarare
electricalproductthatdoesnotincludeatleastoneforsomepurpose.
EnergyStorage
Acapacitorcanstoreelectricenergywhendisconnectedfromitschargingcircuit,soitcanbeused
like a temporary battery. Capacitors are commonly used in electronic devices to maintain power
supplywhilebatteriesarebeingchanged.(Thispreventslossofinformationinvolatilememory.)
PulsedPowerandWeapons
Groupsoflarge,speciallyconstructed,lowinductancehighvoltagecapacitors(capacitorbanks)are
used to supply huge pulses of current for many pulsed power applications. These include
electromagnetic forming, Marx generators, pulsed lasers (especially TEA lasers), pulse forming
networks,radar,fusionresearch,andparticleaccelerators.Largecapacitorbanks(reservoir)areused
asenergysourcesfortheexplodingbridgewiredetonatorsorslapperdetonatorsinnuclearweapons
and other specialty weapons. Experimental work is under way using banks of capacitors as power
sourcesforelectromagneticarmourandelectromagneticrailgunsandcoilguns.
PowerConditioning
Reservoir capacitors are used in power supplies where
they smooth the output of a full or half wave rectifier.
They can also be used in charge pump circuits as the
energy storage element in the generation of higher
voltages than the input voltage. Figure 2.41 shows A
10,000 F capacitor in the power supply section of an
amplifier.

Figure2.41 Areservoircapacitorinanamplifier

Capacitors are connected in parallel with the


power circuits of most electronic devices and larger systems (such as factories) to shunt away and
conceal current fluctuations from the primary power source to provide a "clean" power supply for
signalorcontrolcircuits.Audioequipment,forexample,usesseveralcapacitorsinthisway,toshunt

Fundamental Electrical Engineering Components / 87


awaypowerlinehumbeforeitgetsintothesignalcircuitry.Thecapacitorsactasalocalreservefor
the DC power source, and bypass AC currents from the power supply. This is used in car audio
applications,whenastiffeningcapacitorcompensatesfortheinductanceandresistanceoftheleads
totheleadacidcarbattery.
PowerFactorCorrection
Inelectricpowerdistribution,capacitorsareusedforpowerfactorcorrection.Suchcapacitorsoften
comeasthreecapacitorsconnectedasathreephaseload.Usually,thevaluesofthesecapacitorsare
givennotinfaradsbutratherasareactivepowerinvoltamperesreactive(VAr).Thepurposeisto
counteract inductive loading from devices like electric motors and transmission lines to make the
load appear to be mostly resistive. Individual motor or lamp loads may have capacitors for power
factor correction, or larger sets of capacitors (usually with automatic switching devices) may be
installedataloadcenterwithinabuildingorinalargeutilitysubstation.
SuppressionandCoupling
Signalcoupling
BecausecapacitorspassACbutblockDCsignals(whenchargeduptotheapplieddcvoltage),they
are often used to separate the AC and DC components of a signal. This method is known as AC
coupling or "capacitive coupling". Here, a large value of capacitance, whose value need not be
accuratelycontrolled,butwhosereactanceissmallatthesignalfrequency,isemployed.
Decoupling
Adecouplingcapacitorisacapacitorusedtoprotectonepartofacircuitfromtheeffectofanother,
for instance to suppress noise or transients. Noise caused by other circuit elements is shunted
throughthecapacitor,reducingtheeffecttheyhaveontherestofthecircuit.Itismostcommonly
usedbetweenthepowersupplyandground.Analternativenameisbypasscapacitorasitisusedto
bypassthepowersupplyorotherhighimpedancecomponentofacircuit.
NoisefiltersandSnubbers
Whenaninductivecircuitisopened,thecurrentthroughtheinductancecollapsesquickly,creatinga
large voltage across the open circuit of the switch or relay. If the inductance is large enough, the
energywillgenerateaspark,causingthecontactpointstooxidize,deteriorate,orsometimesweld
together, or destroying a solidstate switch. A snubber capacitor across the newly opened circuit
createsapathforthisimpulsetobypassthecontactpoints,therebypreservingtheirlife;thesewere
commonlyfoundincontactbreakerignitionsystems,forinstance.Similarly,insmallerscalecircuits,
thesparkmaynotbeenoughtodamagetheswitchbutwillstillradiateundesirableradiofrequency

Fundamental Electrical Engineering Components / 88


interference(RFI),whichafiltercapacitorabsorbs.Snubbercapacitorsareusuallyemployedwitha
lowvalue resistor in series, to dissipate energy and minimize RFI. Such resistorcapacitor
combinationsareavailableinasinglepackage.
Capacitorsarealsousedinparalleltointerruptunitsofahighvoltagecircuitbreakerinorder
toequallydistributethevoltagebetweentheseunits.Inthiscasetheyarecalledgradingcapacitors.
In schematic diagrams, a capacitor used primarily for DC charge storage is often drawn
verticallyincircuitdiagramswiththelower,morenegative,platedrawnasanarc.Thestraightplate
indicatesthepositiveterminalofthedevice,ifitispolarized.
MotorStarters
Insinglephasesquirrelcagemotors,theprimarywindingwithinthemotorhousingisnotcapableof
starting a rotational motion on the rotor, but is capable of sustaining one. To start the motor, a
secondarywindingisusedinserieswithanonpolarizedstartingcapacitortointroducealaginthe
sinusoidalcurrentthroughthestartingwinding.Whenthesecondarywindingisplacedatanangle
with respect to the primary winding, a rotating electric field is created. The force of the rotational
field is not constant, but is sufficient to start the rotor spinning. When the rotor comes close to
operating speed, a centrifugal switch (or currentsensitive relay in series with the main winding)
disconnectsthecapacitor.Thestartcapacitoristypicallymountedtothesideofthemotorhousing.
Thesearecalledcapacitorstartmotors,thathaverelativelyhighstartingtorque.
Therearealsocapacitorruninductionmotorswhichhaveapermanentlyconnectedphase
shifting capacitor in series with a second winding. The motor is much like a twophase induction
motor.
Motorstarting capacitors are typically nonpolarized electrolytic types, while running
capacitorsareconventionalpaperorplasticfilmdielectrictypes.
SignalProcessing
Theenergystoredinacapacitorcanbeusedtorepresentinformation,eitherinbinaryform,asin
DRAMs, or in analogue form, as in analog sampled filters and Charge Coupled Devices (CCDs).
Capacitorscanbeusedinanalogcircuitsascomponentsofintegratorsormorecomplexfiltersandin
negative feedback loop stabilization. Signal processing circuits also use capacitors to integrate a
currentsignal.
TunedCircuits
Capacitors and inductors are applied together in tuned circuits to select information in particular
frequency bands. For example, radio receivers rely on variable capacitors to tune the station

Fundamental Electrical Engineering Components / 89


frequency. Speakers use passive analog crossovers, and analog equalizers use capacitors to select
differentaudiobands.Theresonantfrequencyfofatunedcircuitisafunctionoftheinductance(L)
andcapacitance(C)inseries,andisgivenby:

whereLisinhenriesandCisinfarads.

CapacitiveSensing
The simplest capacitor consists of two parallel conductive plates separated by a dielectric of
thickness d with permittivity (such as air) as illustrated in Figure
2.42. The model may also be used to make qualitative predictions
for other device geometries. The plates are considered to extend
uniformlyoveranareaA.Thecapacitanceisexpressedas:

Mostcapacitorsaredesignedtomaintainafixedphysicalstructure.
However,variousfactorscanchangethestructureofthecapacitor,

Figure2.42Asimplecapacitor

andtheresultingchangeincapacitancecanbeusedtosensethose
factors.
ChangingtheDielectric
Theeffectsofvaryingthephysicaland/orelectricalcharacteristicsofthedielectriccanbeusedfor
sensingpurposes.Capacitorswithanexposedandporousdielectriccanbeusedtomeasurehumidity
inair.Capacitorsareusedtoaccuratelymeasurethefuellevelinairplanes;asthefuelcoversmore
ofapairofplates,thecircuitcapacitanceincreases.
ChangingtheDistanceBetweenthePlates
Capacitors with a flexible plate can be used to measure strain or pressure. Industrial pressure
transmittersusedforprocesscontrolusepressuresensingdiaphragms,whichformacapacitorplate
ofanoscillatorcircuit.Capacitorsareusedasthesensorincondensermicrophones,whereoneplate
ismovedbyairpressure,relativetothefixedpositionoftheotherplate.Someaccelerometersuse
MEMS capacitors etched on a chip to measure the magnitude and direction of the acceleration
vector.Theyareusedtodetectchangesinacceleration,e.g.astiltsensorsortodetectfreefall,as
sensorstriggeringairbagdeployment,andinmanyotherapplications.Somefingerprintsensorsuse
capacitors.Additionally,ausercanadjustthepitchofathereminmusicalinstrumentbymovinghis
handsincethischangestheeffectivecapacitancebetweentheuser'shandandtheantenna.
ChangingtheEffectiveAreaofthePlates
Capacitivetouchswitchesarenowusedonmanyconsumerelectronicproducts.

Fundamental Electrical Engineering Components / 90


HazardsandSafety
Capacitors may retain a charge long after power is removed from a circuit; this charge can cause
dangerous or even potentially fatal shocks or damage connected equipment. For example, even a
seeminglyinnocuousdevicesuchasadisposablecameraflashunitpoweredbya1.5voltAAbattery
contains a capacitor which may be charged to over 300 volts. This is easily capable of delivering a
shock. Service procedures for electronic devices usually include instructions to discharge large or
highvoltage capacitors. Capacitors may also have builtin discharge resistors to dissipate stored
energy to a safe level within a few seconds after power is removed. Highvoltage capacitors are
stored with the terminals shorted, as protection from potentially dangerous voltages due to
dielectricabsorption.
Someold,largeoilfilledcapacitorscontainpolychlorinatedbiphenyls(PCBs).Itisknownthat
waste PCBs can leak into groundwater under landfills. Capacitors containing PCB were labeled as
containing"Askarel"andseveralothertradenames.PCBfilledcapacitorsarefoundinveryold(pre
1975)fluorescentlampballasts,andotherapplications.
Highvoltage capacitors may catastrophically fail when subjected to voltages or currents
beyond their rating, or as they reach their normal end of life. Dielectric or metal interconnection
failuresmaycreatearcingthatvaporizesdielectricfluid,resultingincasebulging,rupture,orevenan
explosion.CapacitorsusedinRForsustainedhighcurrentapplicationscanoverheat,especiallyinthe
center of the capacitor rolls. Capacitors used within highenergy capacitor banks can violently
explode when a short in one capacitor causes sudden dumping of energy stored in the rest of the
bank into the failing unit. High voltage vacuum capacitors can generate soft Xrays even during
normal operation. Proper containment, fusing, and preventive maintenance can help to minimize
thesehazards.
Highvoltagecapacitorscanbenefitfromaprechargetolimitinrushcurrentsatpowerup
of high voltage direct current (HVDC) circuits. This will extend the life of the component and may
mitigatehighvoltagehazards.
Fromhttp://en.wikipedia.org/wiki/Capacitor(visitedFebruary23,2011)

Fundamental Electrical Engineering Components / 91


SupercapacitorsElectricDoubleLayerCapacitors
An electric doublelayer capacitor (EDLC), also known as supercapacitor, supercondenser,
pseudocapacitor, electrochemical double layer capacitor, or ultracapacitor, is an electrochemical
capacitor with relatively high energy density. Compared to conventional electrolytic capacitors the
energy density is typically on the order of thousands of times greater. In comparison with
conventionalbatteriesorfuelcells,EDLCsalsohaveamuchhigherpowerdensity.
A typical Dcell sized electrolytic capacitor displays capacitance in the range of tens of
millifarads. The same size EDLC might reach several farads, an improvement of two orders of
magnitude. EDLCs usually yield a lower working voltage; as of 2010 larger doublelayer capacitors
havecapacitiesupto5,000farads.
EDLCs have a variety of commercial applications, notably in "energy smoothing" and
momentaryloaddevices.Theyhaveapplicationsasenergystoragedevicesusedinvehicles,andfor
smaller applications like home solar energy systems where extremely fast charging is a valuable
feature.

Figure2.43Comparisonofcapacitors

Figure 2.43 shows a diagram comparing construction of three types of capacitors:


electrostatic (normal), electrolytic (high capacity) and electrochemical (supercapacitors). In a
conventionalcapacitor,energyisstoredbytheremovalofchargecarriers,typicallyelectrons,from
onemetalplateanddepositingthemonanother.Thischargeseparationcreatesapotentialbetween
thetwoplates,whichcanbeharnessedinanexternalcircuit.Thetotalenergystoredinthisfashion
is proportional to both the amount of charge stored and the potential between the plates. The
amountofchargestoredperunitvoltageisessentiallyafunctionofthesize,thedistance,andthe

Fundamental Electrical Engineering Components / 92


material properties of the plates and the material in between the plates (the dielectric), while the
potential between the plates is limited by breakdown of the dielectric. The dielectric controls the
capacitor's voltage. Optimizing the material leads to higher energy density for a given size of
capacitor.
EDLCsdonothaveaconventionaldielectric.Ratherthantwoseparateplatesseparatedby
an intervening substance, these capacitors use "plates" that are in fact two layers of the same
substrate,andtheirelectricalproperties,thesocalled"electricaldoublelayer",resultintheeffective
separationofchargedespitethevanishinglythin(ontheorderofnanometers)physicalseparationof
the layers. The lack of need for a bulky layer of dielectric permits the packing of plates with much
largersurfaceareaintoagivensize,resultinginhighcapacitancesinpracticalsizedpackages.
In an electrical double layer, each layer by itself isquite conductive, but the physics at the
interface where the layers are effectively in contact means that no significant current can flow
betweenthelayers.However,thedoublelayercanwithstandonlyalowvoltage,whichmeansthat
electricdoublelayercapacitorsratedforhighervoltagesmustbemadeofmatchedseriesconnected
individualEDLCs,muchlikeseriesconnectedcellsinhighervoltagebatteries.
EDLCshavemuchhigherpowerdensitythanbatteries.Powerdensitycombinestheenergy
densitywiththespeedthattheenergycanbedeliveredtotheload.Batteries,whicharebasedon
the movement of charge carriers in a liquid electrolyte, have relatively slow charge and discharge
times.Capacitors,ontheotherhand,canbechargedordischargedataratethatistypicallylimited
bycurrentheatingoftheelectrodes.SowhileexistingEDLCshaveenergydensitiesthatareperhaps
1/10ththatofaconventionalbattery,theirpowerdensityisgenerally10to100timesasgreat.
Fromhttp://en.wikipedia.org/wiki/Electric_doublelayer_capacitor

Fundamental Electrical Engineering Components / 93

INDUCTORS
DefinitionandUse
Thedualofthecapacitoristheinductor,whichstoresenergyinthemagneticfieldratherthanthe
electric field. Its currentvoltage relation is obtained by exchanging current and voltage in the
capacitorequationsandreplacingCwiththeinductanceL.
An inductor or a reactor is a passive electrical component that can store energy in a
magnetic field created by the electric current passing through it. An inductor's ability to store
magnetic energy is measured by its inductance, in units of henries. Typically an inductor is a
conductingwireshapedasacoil;theloopshelptocreateastrongmagneticfieldinsidethecoildue
to Ampere's Law. Due to the timevarying magnetic field inside the coil, a voltage is induced,
accordingtoFaraday'slawofelectromagneticinduction,whichbyLenz'sLawopposesthechangein
currentthatcreatedit.Inductorsareoneofthebasiccomponentsusedinelectronicswherecurrent
and voltage change with time, due to the ability of inductors to delay and reshape alternating
currents.InductorscalledchokesareusedaspartsoffiltersinpowersuppliesortoblockACsignals
frompassingthroughacircuit.
Overview
Inductance (L) results from the magnetic field forming around a currentcarrying conductor which
tendstoresistchangesinthecurrent.Electriccurrentthroughtheconductorcreatesamagneticflux
proportionaltothecurrent,andachangeinthiscurrentcreatesacorrespondingchangeinmagnetic
flux which, in turn, by Faraday's Law generates an electromotive force (EMF) that opposes this
change in current. Inductance is a measure of the amount of EMF generated per unit change in
current.Forexample,aninductorwithaninductanceof1HenryproducesanEMFof1voltwhenthe
currentthroughtheinductorchangesattherateof1amperepersecond.Thenumberofloops,the
sizeofeachloop,andthematerialitiswrappedaroundallaffecttheinductance.Forexample,the
magneticfluxlinkingtheseturnscanbeincreasedbycoilingtheconductoraroundamaterialwitha
highpermeabilitysuchasiron.Thiscanincreasetheinductanceby2000times.
IdealandRealInductors
An "ideal inductor" has inductance, but no resistance or capacitance, and does not dissipate or
radiateenergy.Arealinductormaybepartiallymodeledbyacombinationofinductance,resistance
(duetotheresistanceofthewireandlossesincorematerial),andcapacitance.Atsomefrequency,
some real inductors behave as resonant circuits (due to their self capacitance). At some frequency
thecapacitivecomponentofimpedancebecomesdominant.Energyisdissipatedbytheresistanceof
the wire, and by any losses in the magnetic core due to hysteresis. Practical ironcore inductors at

Fundamental Electrical Engineering Components / 94


high currents show gradual departure from ideal behavior due to nonlinearity caused by magnetic
saturation.Athigherfrequencies,resistanceandresistivelossesininductorsgrowduetoskineffect
intheinductor'swindingwires.Corelossesalsocontributetoinductorlossesathigherfrequencies.
Practical inductors work as antennas, radiating a part of energy processed into surrounding space
and circuits, and accepting electromagnetic emissions from other circuits, taking part in
electromagnetic interference. Circuits and materials close to the inductor will have nearfield
coupling to the inductor's magnetic field, which may cause additional energy loss. Realworld
inductorapplicationsmayconsidertheparasiticparametersasimportantastheinductance.
ApplicationsofInductors
Figure 2.44 shows an inductor with two 47mH windings, as
may be found in a power supply. Inductors are used
extensivelyinanalogcircuitsandsignalprocessing.Inductors
in conjunction with capacitors and other components form
tunedcircuitswhichcanemphasizeorfilteroutspecificsignal
frequencies. Applications range from the use of large
inductors in power supplies, which in conjunction with filter
capacitorsremoveresidualhumsknownasthemainshumor
otherfluctuationsfromthedirectcurrentoutput,tothesmall
inductance of the ferrite bead or torus installed around a

Figure2.44Asimpleinductor

cable to prevent radio frequency interference from being


transmitteddownthewire.Smallerinductor/capacitorcombinationsprovidetunedcircuitsusedin
radioreceptionandbroadcasting,forinstance.
Two (or more) inductors that have coupled magnetic flux form a transformer, which is a
fundamental component of every electric utility power grid. The efficiency of a transformer may
decreaseasthefrequencyincreasesduetoeddycurrentsinthecorematerialandskineffectonthe
windings.Sizeofthe corecanbedecreasedathigherfrequenciesand,forthisreason,aircraftuse
400hertzalternatingcurrentratherthantheusual50or60hertz,allowingagreatsavinginweight
fromtheuseofsmallertransformers.
Aninductorisusedastheenergystoragedeviceinsomeswitchedmodepowersupplies.The
inductorisenergizedforaspecificfractionoftheregulator'sswitchingfrequency,anddeenergized
for the remainder of the cycle. This energy transfer ratio determines the inputvoltage to output
voltage ratio. This XL is used in complement with an active semiconductor device to maintain very
accuratevoltagecontrol.

Fundamental Electrical Engineering Components / 95


Inductors are also employed in electrical transmission systems, where they are used to depress
voltagesfromlightningstrikesandtolimitswitchingcurrentsandfaultcurrent.Inthisfield,theyare
morecommonlyreferredtoasreactors.Largervalueinductorsmaybesimulatedbyuseofgyrator
circuits.
InductorConstruction
An inductor is usually constructed as a coil of conducting material,
typically copper wire, wrapped around a core either of air or of
ferromagnetic or ferromagnetic material. Core materials with a higher
permeabilitythanairincreasethemagneticfieldandconfineitcloselyto
the inductor, thereby increasing the inductance. Low frequency
inductorsareconstructedliketransformers,withcoresofelectricalsteel

Figure2.45Typesof

laminated to prevent eddy currents. 'Soft' ferrites are widely used for

inductors

coresaboveaudiofrequencies,sincetheydonotcausethelargeenergy
lossesathighfrequenciesthatordinaryironalloysdo.Inductorscomeinmanyshapesasillustrated
inFigure2.45.Mostareconstructedasenamelcoatedwire(magnetwire)wrappedaroundaferrite
bobbinwithwireexposedontheoutside,whilesomeenclosethewirecompletelyinferriteandare
referred to as "shielded". Some inductors have an adjustable core, which enables changing of the
inductance.Inductorsusedtoblockveryhighfrequenciesaresometimesmadebystringingaferrite
cylinderorbeadonawire.
Smallinductorscanbeetcheddirectlyontoaprintedcircuitboardbylayingoutthetraceina
spiralpattern.Somesuchplanarinductorsuseaplanarcore.Smallvalueinductorscanalsobebuilt
on integrated circuits using the same processes that are used to make transistors. Aluminum
interconnectistypicallyused,laidoutinaspiralcoilpattern.However,thesmalldimensionslimitthe
inductance,anditisfarmorecommontouseacircuitcalleda"gyrator"thatusesacapacitorand
activecomponentstobehavesimilarlytoaninductor.
TypesofInductors
AirCoreCoil
The term air core coil describes an inductor that does not use a magnetic core made of a
ferromagnetic material. The term refers to coils wound on plastic, ceramic, or other nonmagnetic
forms,aswellasthosethatactuallyhaveairinsidethewindings.Aircorecoilshavelowerinductance
than ferromagnetic core coils, but are often used at high frequencies because they are free from
energylossescalledcorelossesthatoccurinferromagneticcores,whichincreasewithfrequency.A

Fundamental Electrical Engineering Components / 96


sideeffectthatcanoccurinaircorecoilsinwhichthewindingisnotrigidlysupportedonaformis
'microphony':mechanicalvibrationofthewindingscancausevariationsintheinductance.
RadioFrequencyInductors
At high frequencies, particularly radio frequencies (RF), inductors have higher resistance and other
losses. In addition to causing power loss, in resonant circuits this can reduce the Q factor of the
circuit, broadening the bandwidth. In RF inductors, which are mostly air core types, specialized
constructiontechniquesareusedtominimizetheselosses.Thelossesareduetotheseeffects:
Skineffect:Theresistanceofawiretohighfrequencycurrentishigherthanitsresistancetodirect
currentbecauseofskineffect. Radiofrequencyalternating currentdoesnotpenetratefarintothe
body of a conductor but travels along its surface. Therefore, in a solid wire, most of the cross
sectional area of the wire is not used to conduct the current, which is in a narrow annulus on the
surface. This effect increases the resistance of the wire in the coil, which may already have a
relativelyhighresistanceduetoitslengthandsmalldiameter.
Proximity effect: Another similar effect that also increases the resistance of the wire at high
frequencies is proximity effect, which occurs in parallel wires that lie close to each other. The
individualmagneticfieldofadjacentturnsinduceseddycurrentsinthewireofthecoil,whichcauses
thecurrentinthe conductortobeconcentratedin athinstripontheside neartheadjacentwire.
Like skin effect, this reduces the effective crosssectional area of the wire conducting current,
increasingitsresistance.
Parasitic capacitance: The capacitance between individual wire turns of the coil, called parasitic
capacitance,doesnotcauseenergylossesbutcanchangethebehaviorofthecoil.Eachturnofthe
coilisataslightlydifferentpotential,sotheelectricfieldbetweenneighboringturnsstorescharge
onthewire.Sothecoilactsasifithasacapacitorinparallelwithit.Atahighenoughfrequencythis
capacitancecanresonatewiththeinductanceofthecoilformingatunedcircuit,causingthecoilto
becomeselfresonant.
Toreduceparasiticcapacitanceandproximityeffect,RFcoilsareconstructedtoavoidhavingmany
turns lying close together, parallel to one another. The windings of RF coils are often limited to a
singlelayer,andtheturnsarespacedapart.Toreduceresistanceduetoskineffect,inhighpower
inductors such as those used in transmitters the windings are sometimes made of a metal strip or
tubingwhichhasalargersurfacearea,andthesurfaceissilverplated.

Fundamental Electrical Engineering Components / 97


Honeycombcoils:Toreduceproximityeffectandparasiticcapacitance,multilayerRFcoilsarewound
in patterns in which successive turns are not parallel but crisscrossed at an angle; these are often
calledhoneycomborbasketweavecoils.
Spiderwebcoils:Anotherconstructiontechniquewithsimilaradvantagesisflatspiralcoils.Theseare
oftenwoundonaflatinsulatingsupportwithradialspokesorslots,withthewireweavinginandout
through the slots; these are called spiderweb coils. The form has an odd number of slots, so
successiveturnsofthespirallieonoppositesidesoftheform,increasingseparation.
Litzwire:Toreduceskineffectlosses,somecoilsarewoundwithaspecialtypeofradiofrequency
wire called litz wire. Instead of a single solid conductor, litz wire consists of several smaller wire
strands that carry the current. Unlike ordinary stranded wire, the strands are insulated from each
other,topreventskineffectfromforcingthecurrenttothesurface,andarebraidedtogether.The
braidpatternensuresthateachwirestrandspendsthesameamountofitslengthontheoutsideof
the braid, so skin effect distributes the current equally between the strands, resulting in a larger
crosssectionalconductionareathananequivalentsinglewire.
FerromagneticCoreCoil
Ferromagneticcore or ironcore inductors use a magnetic core made of a ferromagnetic or
ferrimagnetic material such as iron or ferrite to increase the inductance. A magnetic core can
increasetheinductanceofacoilbyafactorofseveralthousand,byincreasingthemagneticfielddue
to its higher magnetic permeability. However the magnetic properties of the core material cause
severalsideeffectswhichalterthebehavioroftheinductorandrequirespecialconstruction:
Core losses: A timevarying current in a ferromagnetic inductor, which causes a timevarying
magneticfieldinitscore,causesenergylossesinthecorematerialthataredissipatedasheat,dueto
twoprocesses:
Eddy currents: From Faraday's law of induction, the changing magnetic field can induce circulating
loopsofelectriccurrentintheconductivemetalcore.Theenergyinthesecurrentsisdissipatedas
heatintheresistanceofthecorematerial.Theamountofenergylostincreaseswiththeareainside
theloopofcurrent.
Hysteresis:Changingorreversingthemagneticfieldinthecorealsocauseslossesduetothemotion
of the tiny magnetic domains it is composed of. The energy loss is proportional to the area of the
hysteresis loop in the BH graph of the core material. Materials with low coercivity have narrow
hysteresisloopsandsolowhysteresislosses.

Fundamental Electrical Engineering Components / 98


For both of these processes, the energy loss per cycle of alternating current is constant, so core
lossesincreaselinearlywithfrequency.
Nonlinearity:Ifthecurrentthroughaferromagneticcorecoilishighenoughthatthemagneticcore
saturates, the inductance will not remain constant but will change with the current through the
device. This is called nonlinearity and results in distortion of the signal. For example, audio signals
can suffer intermodulation distortion in saturated inductors. To prevent this, in linear circuits the
current through iron core inductors must be limited below the saturation level. Using a powdered
ironcorewithadistributedairgapallowshigherlevelsofmagneticfluxwhichinturnallowsahigher
levelofdirectcurrentthroughtheinductorbeforeitsaturates.
LaminatedCoreInductor
Lowfrequency inductors are often made with laminated cores to prevent eddy currents, using
construction similartotransformers.Thecoreismadeofstacksofthinsteelsheetsorlaminations
orientedparalleltothefield,withaninsulatingcoatingonthesurface.Theinsulationpreventseddy
currentsbetweenthesheets,soanyremainingcurrentsmustbewithinthecrosssectionalareaof
the individual laminations, reducing the area of the loop and thus the energy loss greatly. The
laminationsaremadeoflowcoercivitysiliconsteel,toreducehysteresislosses.
FerriteCoreInductor
For higher frequencies, inductors are made with cores of ferrite. Ferrite is a ceramic ferrimagnetic
materialthatisnonconductive,soeddycurrentscannotflowwithinit.Theformulationofferriteis
xxFe2O4wherexxrepresentsvariousmetals.Forinductorcoressoftferritesareused,whichhavelow
coercivityandthuslowhysteresislosses.Anothersimilarmaterialispowderedironcementedwitha
binder.
ToroidalCoreCoils
Inaninductorwoundonastraightrodshapedcore,themagneticfieldlinesemergingfromoneend
of the core must pass through the air to reenter the core at the other end. This reduces the field,
becausemuchofthemagneticfieldpathisinairratherthanthehigherpermeabilitycorematerial.A
higher magnetic field and inductance can be achieved by forming the core in a closed magnetic
circuit.Themagneticfieldlinesformclosedloopswithinthecorewithoutleavingthecorematerial.
The shape often used is a toroidal or doughnutshaped ferrite core. Because of their symmetry,
toroidalcoresallowaminimumofthemagneticfluxtoescapeoutsidethecore(calledleakageflux),
so they radiate less electromagnetic interference than other shapes. Toroidal core coils are
manufactured of various materials, primarily ferrite, Kool Mu MPP, powdered iron and laminated
cores.

Fundamental Electrical Engineering Components / 99


VariableInductor
Avariableinductorcanbeconstructedbymakingoneoftheterminalsofthedeviceaslidingspring
contactthatcanmovealongthesurfaceofthecoil,increasingordecreasingthenumberofturnsof
thecoilincludedinthecircuit.Analternateconstructionmethodistouseamoveablemagneticcore,
which can be slid in or out of the coil. Moving the core farther into the coil increases the
permeability,increasingtheinductance.Manyinductorsusedinradioapplications(usuallylessthan
100MHz) use adjustable cores in order to tune such inductors to their desired value, since
manufacturingprocesseshavecertaintolerances(inaccuracy).
InductorsinElectricCircuits
CurrentandVoltageRelations
The effect of an inductor in a circuit is to oppose changes in current through it by developing a
voltageacrossitproportionaltotherateofchangeofthecurrent.Anidealinductorwouldofferno
resistance to a constant direct current; however, only superconducting inductors have truly zero
electricalresistance.
Therelationshipbetweenthetimevaryingvoltagev(t)acrossaninductorwithinductanceL
and the timevarying current i(t) passing through it is described by the differential equation:

Whenthereisasinusoidalalternatingcurrent(AC)throughaninductor,asinusoidalvoltage
isinduced.Theamplitudeofthevoltageisproportionaltotheproductoftheamplitude(IP)ofthe
currentandthefrequency(f)ofthecurrent.
sin 2

cos 2

cos 2

Inthissituation,thephaseofthecurrentlagsthatofthevoltageby/2.
IfaninductorisconnectedtoadirectcurrentsourcewithvalueIviaaresistanceR,andthen
the current source is shortcircuited, the differential relationship above shows that the current
throughtheinductorwilldischargewithanexponentialdecay:

StoredEnergy
Theenergy(measuredinjoules,inSI)storedbyaninductorisequaltotheamountofworkrequired
to establish the current through the inductor, and therefore the magnetic field. This is given by:

whereLisinductanceandIisthecurrentthroughtheinductor.

Fundamental Electrical Engineering Components / 100


Thisrelationshipisonlyvalidforlinear(nonsaturated)regionsofthemagneticfluxlinkage
andcurrentrelationship.
QFactor
An ideal inductor will be lossless irrespective of the amount of current through the winding.
However,typicallyinductorshavewindingresistancefromthemetalwireformingthecoils.Sincethe
winding resistance appears as a resistance in series with the inductor, it is often called the series
resistance.Theinductor'sseriesresistanceconvertselectriccurrentthroughthecoilsintoheat,thus
causingalossofinductivequality.Thequalityfactor(orQ)ofaninductoristheratioofitsinductive
reactancetoitsresistanceatagivenfrequency,andisameasureofitsefficiency.ThehighertheQ
factoroftheinductor,thecloseritapproachesthebehaviorofanideal,lossless,inductor.
The Q factor of an inductor can be found through the following formula, where R is its
internalelectricalresistanceandLiscapacitiveorinductivereactanceatresonance:

By using a ferromagnetic core, the inductance is greatly increased for the same amount of
copper, multiplying up the Q. Cores however also introduce losses that increase with frequency. A
gradeofcorematerialischosenforbestresultsforthefrequencyband.AtVHForhigherfrequencies
anaircoreislikelytobeused.
Inductors wound around a ferromagnetic core may saturate at high currents, causing a
dramatic decrease in inductance (and Q). This phenomenon can be avoided by using a (physically
larger)aircoreinductor.AwelldesignedaircoreinductormayhaveaQofseveralhundred.
Analmostidealinductor (Qapproachinginfinity)canbecreatedbyimmersingacoilmade
fromasuperconductingalloyinliquidheliumorliquidnitrogen.Thissupercoolsthewire,causingits
windingresistancetodisappear.Becauseasuperconductinginductorisvirtuallylossless,itcanstore
a large amount of electrical energy within the surrounding magnetic field. Bear in mind that for
inductorswithcores,corelossesstillexist.
From:http://en.wikipedia.org/wiki/Inductor(visitedFebruary23,2011)

Fundamental Electrical Engineering Components / 101

TRANSFORMER
Source:http://en.wikipedia.org/wiki/Transformer
DefinitionandUse
A transformer is a device that transfers
electrical energy from one circuit to
another through inductively coupled
conductorsthe transformer's coils as
illustrated in Figure 2.46. A varying
current in the first or primary winding
creates a varying magnetic flux in the
transformer's core and thus a varying

Figure2.46

magnetic field through the secondary winding. This varying magnetic field induces a varying
electromotive force (EMF), or "voltage", in the secondary winding. This effect is called mutual
induction.
In the vast majority of transformers, the windings are coils wound around a ferromagnetic
core,aircoretransformersbeinganotableexception.Transformersrangeinsizefromathumbnail
sized coupling transformer hidden inside a stage microphone to huge units weighing hundreds of
tons used to interconnect portions of power grids. All operate with the same basic principles,
although the range of designs is wide. While new technologies have eliminated the need for
transformersinsomeelectroniccircuits,transformersarestillfoundinnearlyallelectronicdevices
designed for household ("mains") voltage. They are also used extensively in electronic products to
step down the supply voltage to a level suitable for the low voltage circuits they contain. The
transformeralsoelectricallyisolatestheenduserfromcontactwiththesupplyvoltage.Transformers
are essential for highvoltage electric power transmission, which makes longdistance transmission
economicallypractical.
TheIdealTransformerasaCircuitElement
If a load is connected to the secondary, an electric current will flow in the secondary winding and
electricalenergywillbetransferredfromtheprimarycircuitthroughthetransformertotheload.In
an ideal transformer, the induced voltage in the secondary winding (Vs) is in proportion to the
primaryvoltage(Vp),andisgivenbytheratioofthenumberofturnsinthesecondary(Ns)tothe
number of turns in the primary (Np). By appropriate selection of the ratio of turns, a transformer
thusallowsanalternatingcurrent(AC)voltagetobe"steppedup"bymakingNsgreaterthanNp,or

Fundamental Electrical Engineering Components / 102


"steppeddown"bymakingNslessthanNp.Ideally,the
transformer is perfectly efficient; all the incoming
energy is transformed from the primary circuit to the
magnetic field and into the secondary circuit. If this
condition is met, the incoming electric power must
equaltheoutgoingpower:

Figure2.47

givingtheidealtransformerequation

Transformersnormallyhavehighefficiency,sothisformulaisareasonableapproximation.
Ifthevoltageisincreased,thenthecurrentisdecreasedbythesamefactor.Theimpedance
in one circuit is transformed by the square of the turns ratio. For example, if an impedance Zs is
attached across the terminals of the secondary coil, it appears to the primary circuit to have an
impedance of (Np/Ns)2Zs. This relationship is reciprocal, so that the impedance Zp of the primary
circuitappearstothesecondarytobe(Ns/Np)2Zp.
OperationandPracticalConsiderations
Thesimplifieddescriptionaboveneglectsseveralpracticalfactors,inparticulartheprimarycurrent
requiredtoestablishamagneticfieldinthecore,andthecontributiontothefieldduetocurrentin
thesecondarycircuit.
LeakageFluxofaTransformer
Theidealtransformermodelassumesthatallflux
generated by the primary winding links all the
turns of every winding, including itself. In
practice, some flux traverses paths that take it
outside the windings as shown in Figure 2.48.
Such flux is termed leakage flux, and results in
leakage inductance in series with the mutually
coupledtransformerwindings.Leakageresultsin
energy being alternately stored in and
discharged from the magnetic fields with each
cycle of the power supply. It is not directly a

Figure2.48Leakagefluxofatransformer

Fundamental Electrical Engineering Components / 103


powerloss(see"Straylosses"below),butresultsininferiorvoltageregulation,causingthesecondary
voltagetofailtobedirectlyproportionaltotheprimary,particularlyunderheavyload.Transformers
arethereforenormallydesignedtohaveverylowleakageinductance.
However, in some applications, leakage can be a desirable property, and long magnetic
paths,airgaps,ormagneticbypassshuntsmaybedeliberatelyintroducedtoatransformer'sdesign
tolimittheshortcircuitcurrentitwillsupply.Leakytransformersmaybeusedtosupplyloadsthat
exhibitnegativeresistance,suchaselectricarcs,mercuryvaporlamps,andneonsigns;orforsafely
handlingloadsthatbecomeperiodicallyshortcircuitedsuchaselectricarcwelders.
EffectofFrequency
The EMF of a transformer at a given flux density increases with frequency. By operating at higher
frequencies, transformers can be physically more compact because a given core is able to transfer
more power without reaching saturation and fewer turns are needed to achieve the same
impedance. However, properties such as core loss and conductor skin effect also increase with
frequency. Aircraft and military equipment employ 400Hz power supplies which reduce core and
winding weight. Conversely, frequencies used for some railway electrification systems were much
lower (e.g. 16.7Hz and 25Hz) than normal utility frequencies (50 60Hz) for historical reasons
concerned mainly with the limitations of early electric traction motors. As such, the transformers
usedtostepdownthehighoverheadlinevoltages(e.g.15kV)aremuchheavierforthesamepower
ratingthanthosedesignedonlyforthehigherfrequencies.
Operationofatransformeratitsdesignedvoltagebutatahigherfrequencythanintended
willleadtoreducedmagnetizingcurrent;atlowerfrequency,themagnetizingcurrentwillincrease.
Operationofatransformeratotherthanitsdesignfrequencymayrequireassessmentofvoltages,
losses,andcoolingtoestablishifsafeoperationispractical.Forexample,transformersmayneedto
be equipped with "volts per hertz" overexcitation relays to protect the transformer from
overvoltage at higher than rated frequency. Knowledge of natural frequencies of transformer
windingsisofimportanceforthedeterminationofthetransientresponseofthewindingstoimpulse
andswitchingsurgevoltages.
EnergyLosses
An ideal transformer would have no energy losses, and would be 100% efficient. In practical
transformers energy is dissipated in the windings, core, and surrounding structures. Larger
transformersaregenerallymoreefficient,andthoseratedforelectricitydistributionusuallyperform
betterthan98%.Experimentaltransformersusingsuperconductingwindingsachieveefficienciesof
99.85%.Theincreaseinefficiencycansaveconsiderableenergy,andhencemoney,inalargeheavily

Fundamental Electrical Engineering Components / 104


loadedtransformer;thetradeoffisintheadditionalinitialandrunningcostofthesuperconducting
design.
Transformer losses are divided into losses in the windings, termed copper loss, and those in the
magneticcircuit,termedironloss.Lossesinthetransformerarisefrom:

Winding resistance: Current flowing through the windings causes resistive heating of the
conductors.Athigherfrequencies,skineffectandproximityeffectcreateadditionalwinding
resistanceandlosses.

Hysteresislosses:Eachtimethemagneticfieldisreversed,asmallamountofenergyislost
due to hysteresis within the core. For a given core material, the loss is proportional to the
frequency,andisafunctionofthepeakfluxdensitytowhichitissubjected.

Eddy currents: Ferromagnetic materials are also good conductors, and a core made from
such a material also constitutes a single shortcircuited turn throughout its entire length.
Eddy currents therefore circulate within the core in a plane normal to the flux, and are
responsibleforresistiveheatingofthecorematerial.
The eddy current loss is a complex function of the
squareofsupplyfrequencyandinversesquareofthe
material thickness. Eddy current losses can be
reduced by making the core of a stack of plates
electrically insulated from each other, rather than a
solid block; all transformers operating at low Figure2.49Atransformerwithlaminated
frequencies use laminated or similar cores as shown

steelcore

inFigure2.49.

Magnetostriction: Magnetic flux in a ferromagnetic material, such as the core, causes it to


physicallyexpandandcontractslightlywitheachcycleofthemagneticfield,aneffectknown
as magnetostriction. This produces the buzzing sound commonly associated with
transformers,andcancauselossesduetofrictionalheating.

Mechanical losses: In addition to magnetostriction, the alternating magnetic field causes


fluctuating forces between the primary and secondary windings. These incite vibrations
within nearby metalwork, adding to the buzzing noise, and consuming a small amount of
power.

Fundamental Electrical Engineering Components / 105

Stray losses: Leakage inductance is by itself largely lossless, since energy supplied to its
magneticfieldsisreturnedtothesupplywiththenexthalfcycle.However,anyleakageflux
thatinterceptsnearbyconductivematerialssuchasthetransformer'ssupportstructurewill
giverisetoeddycurrentsandbeconvertedtoheat.Therearealsoradiativelossesduetothe
oscillatingmagneticfield,buttheseareusuallysmall.

PROBLEMS
ReviewQuestions
1. Whatarethesubatomicparticlesthatcontributetotheelectricalactivitieswithinanatom?
2. Whatdoyouunderstandfromenergyofanorbitforanelectron?
3. Whatgeneratestheelectricalfield?
4. Whatistherelationshipbetweentheelectricalfiledandelectricalpotential?
5. Defineelectricalconductionandelectricalcurrent.
6. Whatgeneratesthemagneticfield?
7. Describetheeffectofanexternalmagneticfieldonacurrentcarryingconductor.
8. Whatistheelectromagnetism?
9. Howanelectricarcisgeneratedandwhatisthesparkgap?
10. Howelectricalenergyisgeneratedfromfossilfuelsandrenewablesources?
11. Whytheelectricalenergyispreferredoverotherformsofenergiesoverwhelmingly?
12. Defineinprecisetermsconductors,semiconductorsandinsulators.
13. Whatisasuperconductorandhowitisgenerated?
14. Whytheelementsnamedas"conductors"conductelectricityeasily?
15. Whatarethethreebestconductors?
16. Whycopperisthemostlyusedconductor?
17. Whythebarecopperwireisnotused(whyitisusedwithsomesortofcovering/coating)?
18. Whyastrandedwireispreferredtosolidcorewire?
19. Whyweusetwistedpairsofwires?
20. Whatisatransmissionlineandhowitdiffersfromanordinarywire?
21. Whyweuseshieldedwires?
22. Whyweuseconstantspacingbetweenpairsofsignalwires?
23. Whywedon'tusethicksolidconductorsathighfrequencyACapplications?
24. Whatisthewiregageandhowitisusedtoselectthewiresizeforagivenapplication?
25. Whatdeterminesthecurrentcarryingcapacity(ampacity)ofawireconductor?
26. Expresstheresistanceofawireintermsofitslengthanddiameter.

Fundamental Electrical Engineering Components / 106


27. Whatisthemeaningof"positivetemperaturecoefficient"foraresistivewire?
28. Howistheflow(current)througharesistanceisrelatedtotheeffort(voltage)applied?
29. Whatisthedifferencebetweenapotentiometerandarheostat?
30. Whatisthedifferencebetweenacarboncompositionresistorandacarbonfilmresistor?What
aretheadvantagesandlimitationsofbothtypes?
31. Statetheadvantagesofmetalfilmresistorsovercarboncompositionandfilmresistors.
32. Whatistheawirewoundresistorandhowtheinductiveeffectisminimized?
33. Stateafewresistivesensorswiththeirareasofapplications.
34. Illustratethemarkingsforafourbandresistorwithanexample.
35. Howthemarkingsforlowvalueresistorsdifferfromtheregularones?
36. Illustratethemarkingsforafivebandresistorwithanexample.
37. Whatarethedifferencesinidentificationofthevalueofaresistorbetweenafourbandanda
fivebandmarking?
38. WhatisanSMDresistorandhowitisidentified?
39. ListthepreferredvaluesofresistorsinonedecadeforE12andE24series.
40. Whatisaheatsinkandhowitimprovesthepowerratingofaresistor?
41. Howanaxialresistorbehaveathighfrequencies?
42. Whytheresistorsgeneratenoiseandwhichtypesarepreferredinpreamplifiers?
43. Whatarethefailuremodesforresistors?
44. Whatisthefunctionacapacitor?
45. Howistheflow(current)throughacapacitorisrelatedtotheeffort(voltage)applied?
46. ExplainthebehaviorofacapacitorinACandDCcircuits.
47. Howtheelectrolyticandnonelectrolyticcapacitorsdifferfromeachother?
48. Statethenonidealbehaviorsofcapacitors.
49. Explaintheeffectofthedielectricontheperformanceofthecapacitor.
50. What is the breakdown voltage and how effective it is in choosing a capacitor for a specific
application?
51. Whatistheripplecurrent?
52. Describethecapacitormarkingcommonlyusedinidentifyingthecapacitorswithexamples.
53. Listapplicationsofcapacitors.
54. Explain the terms "signal coupling" and "decoupling" and the function of the capacitors in
achievingthem.
55. Stateafewcapacitivesensorswiththeirareasofapplications.
56. Howyoucanselectthepropercapacitorforagivenapplication?
57. Whatarethehazardsrelatedtocapacitorsandrequiredsafetymeasures?

Fundamental Electrical Engineering Components / 107


58. Whatisasupercapacitorsandhowitdiffersfromaregularelectrolyticcapacitor?
59. Whatisthefunctionaninductor?
60. Howistheflow(current)throughaninductorisrelatedtotheeffort(voltage)applied?
61. ExplainthebehaviorofaninductorinACandDCcircuits.
62. Whatarethesalientfeaturesofradiofrequencyinductors?
63. Statethenonidealbehaviorsofinductors.
64. Explaintheeffectofthecoreontheperformanceofaninductor.
65. WhatistheQfactorofaninductor?
66. Whatbasicfunctionatransformerperformsinelectricalcircuits?
67. Explainthebehaviorofatransformerinlowfrequencyandhighfrequencyapplications.
68. Howapracticaltransformerdiffersfromtheidealone?
69. Whatistheefficiencyofatransformer?

GeneralQuestions
1. No.14gagecopperwireisusedforhousewiring.It'sweightis18.5gram/meter.It'sresistanceis
0.00827/mat20C.Thetemperaturecoefficientofcopperis0.004/C.
a. Whatwillbetheresistanceof10mwireat 20Candat60C
b. Howmuchisthevoltagedropacrossthewireintheabovequestionisthecurrentis4A
at20Candat60C
c. Assume that the wire was warming up by 2 C as the current through it was1 A. How
muchisthemaximumcurrentallowediftheplasticcoveringmeltsat60C?

Measurement and Error / 108

MEASUREMENTANDERROR

CHARACTERISTICSOFMEASURINGINSTRUMENTS
DefinitionofTerms
StaticCalibration
AccuracyandPrecision
AccuracyversusPrecision
SignificantFigures
TypesofErrors(Uncertainties)
ANALYSISOFMEASUREMENTDATA
ArithmeticMean
DeviationfromtheMean
ProbabilityofErrors
SomeMSExcelFunctions
DeterminingRandomErrors
UNCERTAINTYANALYSIS
MathematicalAnalysisoftheUncertainty
SampleandPopulationStatistics
PROBLEMS
SolvedExamples
Questions

Measurement and Error / 109

LEARNINGOBJECTIVES
Aftercompletingthischapter,thestudentsareexpectedto:
1. Expresstheneedformeasurementandanalysisofmeasureddata
2. Definetechnicaltermsrelatedtoameasurementsuchasaccuracy,precision,resolution,error,
tolerance,etc.
3. Describetheinput/outputrelationshipforameasuringequipment(staticcalibration)
4. Analyzetheaccuracyandprecisionofameasurement.
5. Compareandcontrasttheaccuracyandprecisionforameasurement.
6. Usesignificantfigurestoexpresstheprecisionofameasurement.
7. Classifythemeasurementerrorsandlistwaysofreducingthem
8. Analyze the measured data using statistical measures such as the mean values and deviations
fromthemean.
9. Determinetheprobabilityoferrorsusingstatisticaldistributionfunctions.
10. Analyzetheuncertaintiesinmeterreadingsforanaloganddigitaldisplays.
11. Calculatethelimitingandprobableerrorsinasetofmeasurement.
12. Inferpropagationoferrorsastheresultofameasurementisusedincalculations.
13. Identifythenumberofsamplesneededtoinferthepopulationstatistics.

Measurement and Error / 110

INTRODUCTION
Aninstrumentisadevicedesignedtocollectdatafromanenvironment,orfromaunitundertest,
andtodisplayinformationtoauserbasedonthecollecteddata.Suchaninstrumentmayemploya
transducer to sense changes in a physical parameter, such as temperature or pressure, and to
convert the sensed information into electrical signals, such as voltage or frequency variations. The
term instrument may also cover, and for purposes of this description it will be taken to cover, a
physicalorsoftwaredevicethatperformsananalysisondataacquiredfromanotherinstrumentand
thenoutputstheprocesseddatatodisplayorrecordingmeans.Thissecondcategoryofinstruments
would,forexample,includeoscilloscopes,spectrumanalyzersanddigitalmultimeters.Thetypesof
source data collected and analyzed by instruments may thus vary widely, including both physical
parameters such as temperature, pressure, distance, and light and sound frequencies and
amplitudes,andalsoelectricalparametersincludingvoltage,current,andfrequency.
An engineer has to make a lot of measurements, collect and analyze data, and make
decisionsaboutthevalidityofhisapproachesandprocedures.Hemusthaveaclearideaaboutthe
resultsheisgoingtoobtain.Inthisrespect,hemaydevelopmodelsofhisexpectationsandcompare
the outcomes from the experiments to those from the model. He uses various measuring
instrumentswhosereliabilitieshaveoutmostimportanceinsuccessesofhisdecisions.Characteristics
ofmeasuringinstrumentsthatareusedinselectingtheproperonesarereviewedinthefirstsection.
Section2dealswithanalysesofmeasurementdata.Section3handlestheanalysesofuncertainties
andestablishmentofengineeringtolerances.

CHARACTERISTICSOFMEASURINGINSTRUMENTS
DefinitionofTerms
The characteristics of measuring instruments are specified using terms shortly defined below. The
fulldescriptionofsomeofthesetermswillbeprovidedlaterwithexamples.
Truevalue: standardorreferenceofknownvalueoratheoreticalvalue
Accuracy: closeness to the true value; closeness with which an instrument reading approaches the
trueoracceptedvalueofthevariable(quantity)beingmeasured.Itisconsideredtobeanindicator
ofthetotalerrorinthemeasurementwithoutlookingintothesourcesoferrors.
Precision:a measureofthereproducibilityof the measurements;givenafixedvalueof avariable,
precisionisameasureofthedegreetowhichsuccessivemeasurementsdifferfromoneanotheri.e.,
ameasureofreproducibilityoragreementwitheachotherformultipletrials.

Measurement and Error / 111


Sensitivity:theabilityofthemeasuringinstrumenttorespondtochangesinthemeasuredquantity.
Itisexpressedastheratioofthechangeofoutputsignalorresponseoftheinstrumenttoachange
ofinputormeasuredvariable.
Resolution: the smallest change in measured value to which the instrument will respond, i.e. the
smallestincrementalquantitythatcanbereliablymeasured.
Error:deviationfromthetruevalueofthemeasuredvariable.
Linearity:thepercentageofdeparturefromthelinearvalue,i.e.,maximumdeviationoftheoutput
curvefromthebestfitstraightlineduringacalibrationcycle.
Tolerance:maximumdeviationallowedfromtheconventionaltruevalue.Itisnotpossibletobuilda
perfect system or make an exact measurement. All devices deviate from their ideal (design)
characteristics and all measurements include uncertainties (doubts). Hence, all devices include
tolerancesintheirspecifications.Iftheinstrumentisusedforhighprecisionapplications,thedesign
tolerancesmustbesmall.However,ifalowdegreeofaccuracyisacceptable,itisnoteconomicalto
useexpensivesensorsandprecisesensingcomponents.
StaticCalibration
Thestaticcalibrationforamultiinputinstrumentiscarriedoutbykeepingallinputsexceptoneat
some constant values. The single input under study is varied over some range of constant values,
causing the output(s) to vary over some range of constant values. The inputoutput relation
developedinthiswayiscalledstaticcalibration.Acalibrationcurveforadualinputsingleoutput
system is shown in Figure 3.1. The static sensitivity (S) is the slope of the calibration curve and is

Output

B = B2
B = B1
Input A

Non-linear i/p-o/p relation

Output

A = A2
A = A1
Input B

Linear i/p-o/p relation

Input A
Input B

Measuring
Device

O/p
Output (o/p) =
Sensitivity (S) x input (i/p)

Figure3.1Staticcalibrationcurvesforamultiinputsingleoutputsystem

definedas,

S=(output)/(input)

Output

Measurement and Error / 112


Sisaconstantforlinearrelation.Otherwise,Sisafunctionoftheinput.
AccuracyandPrecision
A measurement isnt very meaningful without an error estimate! No measurement made is ever
exact.Theaccuracy(correctness)andprecision(numberofsignificantfigures)ofameasurementare
alwayslimitedbyapparatusused,skilloftheobserverandthebasicphysicsintheexperimentand
the experimental technique used to access it. The goal of the experimenter is to obtain the best
possible value of some quantity or to validate/falsify a theory. What comprises a deviation from a
theory?Everymeasurementmustgivetherangeofpossiblevalue.Inthissectionwewilldiscussthe
accuracyandprecisionwithexamples.
Accuracy
Accuracyisdefinedasthedegreeofconformityofameasuredvaluetothetrue(conventionaltrue
valueCTV)oracceptedvalueofthevariablebeingmeasured.Itisameasureofthetotalerrorin
the measurementwithoutlooking intothesources oftheerrors.Mathematicallyitisexpressedas
themaximumabsolutedeviationofthereadingsfromtheCTV.Thisiscalledtheabsoluteaccuracy.

Absolute accuracy = max imum devation from CTV


Re lative accuracy =

absolute accuracy
CTV
;

Percentage(%) accuracy = relative accuracy 100


Example3.1
Avoltmeterisusedforreadingonastandardvalueof50volts,thefollowingreadingsareobtained:
47,52,51,48

Conventionaltruevalue(CTV)=50volts,

Maximum(VMAX)=52voltsandminimum(VMIN)=47volts.

CTVVMIN=5047=3volts;VMAXCTV=5250=2volts.

Absoluteaccuracy=maxof{3,2}=3volts.

Relativeaccuracy=3/50=0.06and%accuracy=0.06x100=6%

Precision
Precisioniscomposedoftwocharacteristicsasconformityandthenumberofsignificantfigures.

Measurement and Error / 113


Conformity
The conformity is the ability of an instrument to produce the same reading, or it is the degree of
agreement between individual measurements. So, it is also called repeatability or reproducibility.
Mathematically it is expressed as the absolute maximum deviation from the average of the
readings,i.e.Precision(Pr)=max{(VAVVMIN),(VMAXVAV)}

Bias
The difference between CTV and average value (VAV) is called the bias. Ideally, the bias should be
zero. For a high quality digital voltmeter, the loading error is negligible yielding bias very close to
zero.
Bias=CTVVAV(3.6)

Inthepreviousexampletheaverage(VAV)=(47+48+51+52)/4=49.5V
Pr=max{(49.547),(5249.5)}=2.5volts.Thus,Bias=5049.5=0.5volt.
Aconsistentbiascanbeduetothepresenceofasystematicerrororinstrumentloading.Hence,
eliminating the causes removes the bias. However, if the bias is consistent and causes cannot be
identifiedand/oreliminated,thebiascanberemovedbyrecalibratingtheinstrument.
Example3.2
Aknownvoltageof100volts(CTV=100V)isreadfivetimesbyavoltmeterandfollowingreadings
areobtained:104,103,105,103,105

Averagereading=(1/5)x(104+103+105+103+105)=104volts

Pr=max{(VAVVMIN),(VMAXVAV)}=max{(104103),(105104)}=1volt

Accuracy=max{(CTVVMIN),(VMAXCTV)}=max{(100103),(105100)}=5V

Bias=averageCTV=104100=4volts.

Ifwerecalibratedtheinstrumenttoremovethebias,thentheaveragereading=CTV.Thenew
readingswouldbe100,99,101,99,101.Hence, after re-calibration, average = CTV = 100 volts,

and accuracy = precision = 1 volt.


AccuracyversusPrecision
Thedistinctionbetweenaccuracyandprecisioncanbeillustratedbyanexample:twovoltmetersof
the same make and model may be compared. Both meters have knifeedge pointers and mirror
backedscalestoavoidparallax,andtheyhavecarefullycalibratedscales.Theymaythereforeberead
to the same precision. If the value of the series resistance in one meter changes considerably, its
readingsmaybeinerrorbyafairlylargeamount.Thereforetheaccuracyofthetwometersmaybe

Measurement and Error / 114


quite different. To determine which meter is in error, a comparison measurement with a standard
metershouldbemade.
Accuracyreferstothedegreeofclosenessorconformitytothetruevalueatthequantityunder
measurement. Precision refers to the degree of agreement within a group of measurements or
instruments. The targetshooting example shown in Figure 3.2 illustrates the difference. The high
accuracy,poorprecisionsituationoccurswhenthepersonhitsallthebulletsonatargetplateonthe
outer circle and misses the bulls eye. In the second case, all bullets hit the bulls eye and spaced

Poor accuracy
High precision

High accuracy
High precision

Average accuracy
Poor precision

Poor accuracy
Poor precision

Figure3.2 Anillustrationofaccuracyandprecision

closelyenoughleadingtohighaccuracyandhighprecision.Thebullethitsareplacedsymmetrically
withrespecttothebullseyeinthethirdcasebutspacedapartyieldingaverageaccuracybutpoor
precision. In the last example, the bullets hit in a random manner, hence poor accuracy and poor
precision.
The scatter graph in Figure 3.3 shows an alternative way of presenting the accuracy and
Most
accurate

6
5
4

true value

Systematic
error?

Worst
precision

2
1
0
0

2
3
4
analyst or dif f erent met hods or measuring devices

Figure3.3Anillustrationofaccuracyandprecisionbyascattergraph

precision.Samequantitywasmeasuredthreetimesby5differentanalystormethodsormeasuring
instruments.Distributionofreadingsaroundthetruevalueindicatesthemostaccurate,mostprecise
andleastaccurateandleastprecisereadings.Thelastreadingistoofarawayfromthetruevalueand
fromotherreadingsthatmayindicateasystematicerror.

Measurement and Error / 115


Precision is composed of two characteristics as stated: conformity and the number of
significantfigurestowhichameasurementmaybemade.Consider,forexample,thattheinsulation
resistanceofatransformerhasthetruevalue2,475,653.Itismeasuredbyanohmmeter,which
consistentlyandrepeatedlyindicates2.5M.Butcantheobserver"read"thetruevaluefromthe
scale?Hisestimatesfromthescalereadingconsistentlyyieldavalueof2.5M.Thisisascloseto
the true value as he can read the scale by estimation. Although there are no deviations from the
observed value, the error produced by the limitation of the scale reading is a precision error. The
exampleillustratesthatconformityisanecessary,butnotsufficient,conditionforprecisionbecause
of the lack of significant figures obtained. Similarly, precision is a necessary, but not sufficient
conditionforaccuracy.
Toooftenthebeginningstudentisinclinedtoacceptinstrumentreadingsatfacevalue.Heis
notawarethattheaccuracyofareadingisnotnecessarilyguaranteedbyitsprecision.Infact,good
measurementtechniquedemandscontinuousskepticismastotheaccuracyoftheresults.
In critical work, good practice dictates that the observer make an independent set of
measurements,usingdifferentinstrumentsordifferentmeasurementtechniques,notsubjecttothe
same systematic errors. He must also make sure that the instruments function properly and are
calibrated against a known standard, and that no outside influence affects the accuracy of his
measurements.
SignificantFigures
Anindicationoftheprecisionofthemeasurementisobtainedfromthenumberofsignificantfigures
in which the result is expressed. Significant figures convey actual information regarding the
magnitudeandthemeasurementprecisionofaquantity.Themoresignificantfiguresthegreaterthe
precisionofmeasurement.
Figure3.4illustratestheimportanceofsignificantfigureswithan

66

68

70

example.Ifaresistorisspecifiedashavingaresistanceof68,
itsresistanceshouldbecloserto68thanto67or69.Ifthe

67.8

68.0

68.2

Figure3.4Anillustrationof
significantfigures

value of the resistor is described as 68.0 , it means that its


resistanceiscloserto68.0thanitisto67.9or68.1.In68
therearetwosignificantfigures;in68.0therearethree.The
latter,withmoresignificantfigures,expressesameasurementof

greaterprecisionthantheformer.
Itiscustomarytorecordameasurementwithallthedigitsofwhichwearesurenearestto
thetruevalue.Forexampleinreadingavoltmeter,thevoltagemaybereadas117.1V.Thissimply

Measurement and Error / 116


indicatesthatthevoltage,readbytheobservertobestestimation,iscloserto117.1Vthanto117.0
Vor117.2V.Anotherwayofexpressingthisresultisthatitindicatestherangeofpossibleerror.The
voltage may be expressed as 117.1 0.05 V, indicating that the value of the voltage lies between
117.05Vand117.15V.
Whentwoormoremeasurementswithdifferentdegreesofaccuracyareadded,theresultis
onlyasaccurateastheleastaccuratemeasurement.Considerthefollowingexample:
Example3.3
Tworesistors,R1andR2,areconnectedinseries.Individualresistancemeasurementsusingadigital
multimeter, yield R1 = 18.7 and R2 = 3.624 . Calculate the total resistance to the appropriate
numberofsignificantfigures.
SOLUTION
R1=18.7(threesignificantfigures)
R2=3.624(foursignificantfigures)
RT=R1+R2=22.324(fivesignificantfigures)=22.3
Thedoubtfulfiguresarewritteninitalic.Anydigitintheresultisdoubtfulifitscomputationinvolves
doubtfuldigits.IntheadditionofR1andR2thelastthreedigitsofthesumaredoubtfulfigures.There
isnovaluewhatsoeverinretainingthelasttwodigits(the2andthe4)becauseoneoftheresistorsis
accurate only to three significant figures or tenths of an ohm. The result should therefore also be
reduced to three significant figures or the nearest tenth. i.e., 22.3 . Note that if extra digits
accumulateintheanswer,theyshouldbediscardedorroundedoff.Intheusualpractice,ifthedigit
inthefirstplacetobediscarded(mostsignificantofdigitstobediscarded)islessthanfive,itandthe
followingdigitsaredroppedfromtheanswerasitwasdoneintheexample.Ifthedigitinthefirst
place to be discarded is five or greater, the previous digit is increased by one. For threedigit
precision,therefore,22.324shouldberoundedoffto22.3;and22.354to22.4.
TypesofErrors(Uncertainties)
No measurement can be made with perfect accuracy, but it is important to find out what the
accuracyactuallyisandhowdifferenterrorshaveenteredintothemeasurement.Astudyoferrorsis
afirststepinfindingwaystoreducethem.Suchastudyalsoallowsustodeterminetheaccuracyof
the final test result. Errors may comefrom different sources and are usually classified under three
mainheadingsas:

Measurement and Error / 117


Gross errors: largely human errors, among them misreading of instruments, incorrect adjustment
andimproperapplicationofinstruments,andcomputationalmistakes.
Systematic(determinate)errors:shortcomingsoftheinstruments,suchasdefectiveorwornparts,
andeffectsoftheenvironmentontheequipmentortheuser.Theyaresometimescalledbiasdueto
errorinonedirectionhighorlow.Theyaregenerallyoriginatedfromaknowncausesuchasresult
from miscalibrated device, experimental technique that always gives a measurement higher (or
lower)thanthetruevalue,operatorslimitationsandcalibrationofglassware,sensor,orinstrument.
Their effects can be minimized by trying a
different method for the same measurement.
Theycanbecorrectedwhendetermined.

Systematicerrorsmaybeofaconstant

or proportional nature as illustrated in figure


3.5. The constant error influences the
intercept while the proportional error
influencestheslope.
Random(indeterminate)errors:thosedueto

Figure3.5Constantandproportionaltypeerrors

causes that cannot be directly established


becauseofrandomvariationsintheparameterorthesystemofmeasurement.Hence,wehaveno
control over them. Their random nature causes both high and low values to average out. Multiple
trials help to minimize their effects. We deal with them using statistics. Figure 3.6 provides a
schematicsummaryoferrorsandtheirpossiblemeansofelimination.Forexample,errorscausedby
theloadingeffectofthevoltmetercanbeavoidedbyusingitintelligently.Alowresistancevoltmeter
should not be used to measure voltages at the input of a voltage amplifier. In this particular
measurement, a high input impedance voltmeter (such as a digital voltmeter DVM) is required.
Grossandsystematicerrorscannotbetreatedmathematically.Theycanbeavoidedonlybytaking
careinreadingandrecordingthemeasurementdata.Goodpracticerequiresmakingmorethanone
readingofthesamequantity,preferablybyadifferentobserver.Neverplacecompletedependence
on one reading but take at least three separate readings, preferably under conditions in which
instrumentsareswitchedoff/on.
Theerrormaybeoriginatedfromthesamplingofthesource,preparationofthesamplesand
measurement and analysis of the measurand. Care must be taken so that the sample is
representativeofthewholepopulation(homogeneousvs.heterogeneous).Nounwantedadditions
or deletions are allowed during the preparatory phase. Finally, calibration of the measuring

Measurement and Error / 118


instrumentusingstandardmeasurandsorstandardsolutionsisdoneasfrequentasdefinedbythe
equipmentmanufacturer.Onewaytoassesstotalerroristotreatareferencestandardasasample.
Thereferencestandardwouldbecarriedthroughtheentireprocesstoseehowclosetheresultsare
tothereferencevalue.
Measurement errors

Human errors
(Gross errors)

Examples:
Misreading instruments
Erroneous calculations
Improper choice of instrument
Incorrect adjustment, or
forgetting to zero
Neglect of loading effects

Not possible to estimate their


value mathematically

Methods of elimination or
reduction:
1. Careful attention to detail
when making measurements
and calculations.
2. Awareness of instrument
limitations.
3. Use two or more observers
to take critical data.
4. Taking at least three
readings or reduce possible
occurrences of gross errors.
5. Be properly motivated to
the importance of correct
results.

Random errors

Systematic errors

Equipment errors

Examples:
Bearing friction
Component nonlinearities
Calibration errors
Damaged equipment
Loss during transmission

How to estimate:
1. Compare with more
accurate standards
2. Determine if error is
constant or a proportional
error

Methods of reduction or
elimination:
1. Careful calibration of
instruments.
2. Inspection of
equipment to ensure
proper operation.
3. Applying correction
factors after finding
instrument errors.
4. Use more than one
method of measuring a
parameter.

Environmental errors

Examples:
Changes in
temperature,
humidity, stray
electric and magnetic
fields.

How to estimate:
Careful monitoring of
changes in the variables.
Calculating expected
changes.

Methods of reduction or
elimination:
1. Hermetically seal
equipment and components
under test.
2. Maintain constant
temperature and humidity by
air conditioning.
3. Shield components and
equipment against stray
magnetic fields.
4. Use of equipment that is
not greatly effected by the
environmental changes.

Figure3.6Aschematicsummaryofmeasurementerrors

Examples:
Unknown events that
cause small variations
in measurements.
Quite random and
unexplainable.

How to estimate:
Take many readings and
apply statistical analysis to
unexplained variations

Methods of reduction:
1. Careful design of
measurement
apparatus to reduce
unwanted
interference.
2. Use of statistical
evaluation to
determine best true
estimate of
measurement
readings.

Measurement and Error / 119

ANALYSISOFMEASUREMENTDATA

Table3.1.Deviationsaroundmean

d1 =12.812.65=0.15mA

Astatisticalanalysisofmeasurementdataiscommonpractice
because it allows an analytical determination of the
uncertainty of the final test result. The outcome of a certain

d2 =12.212.65=0.45mA
d3 =12.512.65=0.15mA
d4 =13.112.65=0.45mA

measurement method may be predicted on the basis of

d5 =12.912.65=0.25mA

sample data without having detailed information on all the

d6 =12.412.65=0.25mA

disturbing factors. To make statistical methods and


interpretationsmeaningful,alargenumberofmeasurementsareusuallyrequired.Also,systematic
errors should be small compared with residual or random errors, because statistical treatment of
datacannotremoveafixedbiascontainedinallthemeasurements.
ArithmeticMean
Themostprobablevalueofameasuredvariableisthearithmeticmeanofthenumberofreadings
taken. The best approximation will be made when the number of readings ofthe same quantity is
very large. Theoretically, an infinite number of readings would give the best result although in
practiceonlyafinitenumberofmeasurementscanbemade.Thearithmeticmeanisgivenby:

x=

x1 + x2 + x3 + L + xn
=
n

x
n

where x =arithmeticmean,x1...xn=readingstaken,andn=numberofreadings.
Example3.4
A set of independent current measurements was taken by six observers and recorded as 12.8 mA,
12.2mA,12.5mA,13.1mA,12.9mA,and12.4mA.Calculatethearithmeticmean.

x=

12 .8 + 12 .2 + 12 .5 + 13 .1 + 12 .9 + 12 .4
= 12 .65 mA
6

DeviationfromtheMean
Inadditiontoknowingthemeanvalueofaseriesofmeasurements,itisofteninformativetohave
some idea of their range about the mean. Deviation is the departure of a given reading from the
arithmeticmeanofthegroupofreadings.Ifthedeviationofthefirstreadingx1iscalledd1,andthat
ofthesecondreading,x2iscalledd2andsoon,thenthedeviationsfromthemeancanbeexpressed
as

d1 = x1 x ; d 2 = x2 x ;; d = x x
n
n

Measurement and Error / 120


Thedeviationfromthemeanmayhaveapositiveoranegativevalueandthatthealgebraicsumof
allthedeviationsmustbezero.Thecomputationofdeviationsforthepreviousexampleisgivenin
Table3.1.
AverageDeviation
The average deviation is an indication of the precision at the instruments used in making the
measurements. Highly precise instruments will yield a low average deviation between readings. By
definition average deviation is the sum of the absolute values of the deviations divided by the
numberofreadings.Theabsolutevalueofthedeviationisthevaluewithoutrespecttosign.Average
deviationmaybeexpressedas

D=

d1 + d 2 + d 3 + L + d n
n

d
n

Example3.5
Theaveragedeviationforthedatagivenintheaboveexample:

D=

0.15 + 0.45 + 0.15 + 0.45 + 0.25 + 0.25


= 0.283 mA
6

StandardDeviation
The range is an important measurement. It indicates figures at the top and bottom around the
average value. The findings farthest away from the average may be removed from the data set
withoutaffectinggenerality.However,itdoesnotgivemuchindicationofthespreadofobservations
aboutthemean.Thisiswherethestandarddeviationcomesin.
Instatisticalanalysisofrandomerrors,therootmeansquaredeviationorstandarddeviation
isaveryvaluableaid.Bydefinition,thestandarddeviationofafinitenumberofdataisthesquare
root of the sum of all the individual deviations squared, divided by the number of readings minus
one.Expressedmathematically:

d12 + d 22 + d32 + L + d n2
=
n 1

2
i

n 1

Anotherexpressionforessentiallythesamequantityisthevarianceormeansquaredeviation,which
isthesameasthestandarddeviationexceptthatthesquarerootisnotextracted.Therefore
variance(V)=meansquaredeviation=2

Measurement and Error / 121


Thevarianceisaconvenientquantitytouseinmanycomputationsbecausevariancesareadditive.
Thestandarddeviationhowever,hastheadvantageofbeingofthesameunitsasthevariablemaking
iteasytocomparemagnitudes.Mostscientificresultsarenowstatedintermsofstandarddeviation.
ProbabilityofErrors
NormalDistributionofErrors
Apracticalpointtonoteisthat,whetherthecalculationisdoneonthewholepopulationofdataor
on a sample drawn from it, the population itself should at least approximately fall into a so called
normal(orGaussian)distribution.
For example, 50 readings of voltage were taken at small time intervals and recorded to the
nearest 0.1 V. The nominal value of the measured graphically in the form of a block diagram or
histograminwhichthenumberofobservationsisplottedagainsteachobservedvoltagereading.The
histogram and the table data are given in Figure 3.7. The figure shows that the largest number of
readings(19)occursatthecentralvalueof100.0Vwhiletheotherreadingsareplacedmoreorless
symmetricallyoneithersideofthecentralvalue.Ifmorereadingsweretakenatsmallerincrements,
say 200 readings at 0.05V intervals, the distribution of observations would remain approximately
symmetrical about the central value and the shape of the histogram would be about the same as
before. With more and more data taken at smaller and smaller increments, the contour of the
histogram would finally become a smooth curve as indicated by the dashed line in the figure. This
bell shaped curve is known as a Gaussian curve. The sharper and narrower the curve, the more
definitelyanobservermaystatethatthemostprobablevalueofthetruereadingisthecentralvalue
20

16

Voltage reading
(volts)
# of reading
99.7
99.8
99.9
100.0
100.1
100.2
100.3

1
4
12
19
10
3
1

Number of Observed Readings

Tabulation of Voltage Readings

12

0
99.6

99.8

Figure3.7Distributionof50voltagereadings

100.0

Volts

100.2

100.4

Measurement and Error / 122


ormeanreading.
Forunbiasedexperimentsallobservationsincludesmalldisturbingeffects,calledrandomerrors.
Random errors undergo a Normal (Gaussian) law of distribution shown in Figure 3.8. They can be
positiveornegativeandthereisequalprobabilityofpositiveandnegativerandomerrors.Theerror
distributioncurveindicatesthat:

Smallerrorsaremoreprobablethanlargeerrors.

Largeerrorsareveryimprobable.

Thereisanequalprobabilityofplusandminuserrorssothattheprobabilityofagivenerror
willbesymmetricalaboutthezerovalue.

1
2

exp(

x2
)
2

Probability of Error

Pr obability of error =

Area Under the Probability Curve


Deviation Fraction of total area

2 SD

0.6745
1.0
2.0
3.0

0.5000
0.6828
0.9546
0.9972

-4

-3

-2

-1

Error (standard deviation - sigma)

Figure3.8Theerrordistributioncurveforanormal(Gaussian)distribution

Table3.2Deviationsinreadings

Deviation
d
d2
101.
0.1
0.01
101.7
0.4
0.16
101.3
0.0
0.00
101.0
0.3
0.09
101.5
0.2
0.04
101.3
0.0
0.00
101.2
0.1
0.01
101.4
0.1
0.01
101.3
0.0
0.00
101.1
0.2
0.04
x=1013.0 |d|=1.4 d2=0.36

Reading,x

The error distribution curve in Figure 3.8 is based on the


Normal (Gaussian) law and shows a symmetrical distribution of
errors.Thisnormalcurvemayberegardedasthelimitingformof
the histogram in which the most probable value of the true
voltageisthemeanvalueof100.0V.Table3.2liststhereadings,
deviations and deviation squares of readings from the mean
value. The reason why the standard deviation is such a useful
measure of the scatter of the observations is illustrated in the
figure.Iftheobservationsfollowanormaldistribution,arange
covered by one standard deviation above the mean and one

Measurement and Error / 123


standard deviation below it (i.e. x 1 SD) includes about 68% of the observations. A range of 2
standarddeviationsaboveandbelow( x 2SD)coversabout95%oftheobservations.Arangeof3
standarddeviationsaboveandbelow( x 3SD)coversabout99.72%oftheobservations.
RangeofaVariable
If we know the mean and standard deviation of a set of observations, we can obtain some useful
information by simple arithmetic. By putting 1, 2, or 3 standard deviations above and below the
meanwecanestimatetherangesthatwouldbeexpectedtoincludeabout68%,95%and99.7%of
observations.RangesforSDand2SDareindicatedbyverticallines.Thetableintheinset(nextto
thefigure)indicatesthefractionofthetotalareaincludedwithinagivenstandarddeviationrange.
Acceptablerangeofpossiblevaluesiscalledtheconfidenceinterval.Supposewemeasurethe
resistanceofaresistoras(2.650.04)k.Thevalueindicatedbythecolorcodeis2.7k.Dothe
twovaluesagree?Ruleofthumb:ifthemeasurementsarewithin2SD,theyagreewitheachother.
Hence,2SDaroundthemeanvalueiscalledtherangeofthevariable.
ProbableError
The table also shows that half of the cases are included in the deviation limits of 0.6745. The
quantityriscalledtheprobableerrorandisdefinedas

probable error r = 0.6745


Thisvalueisprobableinthesensethatthereisanevenchancethatanyoneobservationwillhavea
randomerrornogreaterthanr.Probableerrorhasbeenusedinexperimentalworktosomeextent
inthepast,butstandarddeviationismoreconvenientinstatisticalworkandisgivenpreference.
Example3.6
Tenmeasurementsoftheresistanceofaresistorgave101.2,101.7,101.3,101.0,101.5,
101.3 , 101.2 , 101.4 , 101.3 , and 101.1 . Assume that only random errors are present.
Calculatethearithmeticmean,thestandarddeviationofthereadings,andtheprobableerror.
SOLUTION:Withalargenumberofreadingsasimpletabulationofdataisveryconvenientandavoids
confusionandmistakes.
Arithmeticmean, x =

x = 1013 .0 =101.3
n

Standarddeviation, =

10

d2
=
n 1

0.36
=0.2
9

Measurement and Error / 124


Probableerror=0.6745=0.6745x0.2=0.1349
SomeMSExcelFunctions
TheelectronicspreadsheetprogramMicrosoftExceloffersmanybuiltinstatisticalfunctionsthatcan
be used in data analysis. They can be easily accessed from the insert function menu. The salient
onesare:
=SUM(A2:A5)FindthesumofvaluesintherangeofcellsA2toA5.
.=AVERAGE(A2:A5)FindtheaverageofthenumbersintherangeofcellsA2toA5.
=AVEDEV(A2:A5)

FindtheaveragedeviationofthenumbersintherangeofcellsA2toA5.

=STDEV(A2:A5) Findthesamplestandarddeviation(unbiased)ofthenumbersintherangeofcells
A2toA5.
=STDEVP(A2:A5)

Findthesamplestandarddeviation(biased)ofthenumbersintherangeof

cellsA2toA5.
DeterminingRandomErrors
Random errors are due to random variations in the parameter or the system of measurement as
mentionedbefore.Wedealwiththemusingstatisticsandmultipletrialsgenerallyhelptominimize
their effects. One of their primary causes can be pinpointed to instrument limit of error and least
count.Theleastcountisthesmallestdivisionthatismarkedontheinstrument.Theinstrumentlimit
oferroristheprecisiontowhichameasuringdevicecanberead,andisalwaysequaltoorsmaller
than the least count. The estimation of the uncertainty is important. For example, assume a volt
meter may give us 3 significant digits, but we observe that the last two digits oscillate during the
measurement. What is the error? Average deviation or standard deviation based on repeated
measurementsofthesamequantityareusedindeterminingtheuncertainty.
UncertaintiesinReadingDigitalDisplays
A digital meter involves counting

(a)

(b)

Gate

from a clock signal during the gate


intervalasdepictedinFigure3.9.As

Clock

the gate and clock signals are not


Figure3.9Unsynchronizedgateandclocksignals

synchronized and combined in an


AND gate, case (b) results 4 pulses

whilecase(a)suppliesonly3pulses.Hence,adigitalreadouthasanuncertaintyof1digit.

Measurement and Error / 125


UncertaintiesinReadingAnalogDisplays
Theuncertaintyinanalogdisplaysdependsupontheorganizationofdisplayscreenandcapabilities
of the reader. In analog multi meters it is accepted as scale divisions (the least count). In
oscilloscopedisplays,itdependsuponthethicknessofthetraceanditisaroundmm.Forboth
analog and digital displays, it is recommended to take the measurement as close to full scale as
possible to minimize the effect of the reading error. The following example illustrates the
uncertaintiesinanalogmeterreadings.
Example3.7
An analog voltmeter is used to measure a voltage. It has 100

5.8

6.0

6.2

divisionsonthescale.Thevoltagereadis6voltsandthemeterhas
tworangesas010voltsand0100volts.Findtheuncertaintyin

Figureforexample2.7.

themeasuredvalueinbothranges.
Uncertainty = VFSD / # of divisions, where VFSD is the voltage
measuredatfullscaledeflectionofthemeter.

On10Vrange,uncertainty= 10/100=0.05VyieldingV=60.05volt.
On100Vrange,uncertainty= 100/100=0.5VyieldingV=60.5volt.
Relativeuncertainty:on10Vrange,0.05/6=1/120=0.0083;
on100Vrange,0.5/6=1/12=0.083

Percentage uncertainty: on 10 V range, (0.05/6)x100 = 0.83%, and


on100Vrange,(0.5/6)x100=8.3%
Exercise(adaptedfromhttp://www.hep.vanderbilt.edu/~julia/VUteach/PHY225a)
ForeachofthethreerulersinFigure3.10,determineandrecord

Theleastcountofthescale(smallestdivision)scalesareallincm

Lengthofthegrayrods

Uncertaintiesinyourreadings

Compareyourresultwiththoseofthestudentnexttoyou

Measurement and Error / 126

Figure3.10Threerulerswithdifferentdivisions

UNCERTAINTYANALYSIS
Anysystemthatreliesonameasurementsystemwillinvolvesomeamountofuncertainty(doubt).
Theuncertaintymaybecausedbyindividualinaccuracyofsensors,limitationsofthedisplaydevices,
random variations in measurands, or environmental conditions. The accuracy of the total system
dependsontheinteractionofcomponentsandtheirindividualaccuracies.Thisistrueformeasuring
instrumentsaswellasproductionsystemsthatdependonmanysubsystemsandcomponents.Each
component will contribute to the overall error, and errors and inaccuracies in each of these
componentscanhavealargecumulativeeffect.
MathematicalAnalysisoftheUncertainty
If an experiment has number of component sources, each being measured individually using
independentinstruments,aproceduretocomputethetotalaccuracyisnecessary.Let
R=f(x1,x2,x3,,xn)

wherex1,x2,x3,,xnareindependentvariables.Eachvariableisdefinedas

xi = x i xi

i=1,2,,n; xi isknownasthenominalvalue; xi isknownastheuncertaintyinthevariablex1;


then R = R R where R = f ( x1 , x 2 ,...., x n )
The uncertainty R = wR can be computed using Taylors series expansion and statistical
analysis.AllpartialderivativesofRaretaken.Thepartialderivative

f
showsthesensitivityofRto
xi

variablexi.Sincethemeasurementshavebeentaken,thexivaluesareknownandcanbesubstituted
intotheexpressionsforthepartialderivativesandpartialderivativesareevaluatedatknownvalues
ofx1,x2,.,xn.

Measurement and Error / 127


LimitingError
Twomethodsarecommonlyusedfordeterminingtheuncertainty.Thefirstoneiscalledthemethod
ofequaleffectsandityieldsthelimiting(guarantied)error(maximumuncertaintypossible).
n

R = R = [
i =1

where (

f
]o xi
xi

f
) o is the partial derivative of the function with respect to xI calculated at the nominal
xi

value.Theabsolutevalueisusedbecausesomeofthepartialderivativesmaybenegativeandwould
haveacancelingeffect.Ifoneofthepartialderivativeishighcomparedtotheothers,thenasmall
uncertaintyinthecorrespondingvariablehaslargeeffectonthetotalerror.Hence,theequationalso
illustrateswhichofthevariableexertsstrongestinfluenceontheaccuracyoftheoverallresults.
Example3.8
Thevoltagegeneratedbyacircuitisequallydependentonthevalueofthreeresistorsandisgivenby
thefollowingequation:V0=I(R1R2/R3)
Ifthetoleranceofeachresistoris1percent,whatisthemaximumerrorofthegeneratedvoltage?
SOLUTION:Letusfindthesensitivitiesfirst.

V0
V V0
V V0
V
R
R
RR
=I 2 = 0
=I 1 = 0
= I 1 2 2 = 0
R3 R1 ; R2
R3 R2 ; R3
R3
R3
R1
Alltolerancesaregivenas1%,therefore:R1=0.01R1;R2=0.01R2;R3=0.01R3

V0 =

V0
V
V
R1 + 0 R2 + 0 R3 ThatyieldsV0=0.03V0
R1
R2
R3

Thetotalvariationoftheresultantvoltageis0.3percent,whichisthealgebraicsumofthethree
tolerances.Thisistrueinthefirstapproximation.Themaximumerrorisslightlydifferentfromthe
sumoftheindividualtolerances.Ontheotherhand,itishighlyunlikelythatallthreecomponentsof
this example would have the maximum error and in such a fashion to produce the maximum or
minimumvoltage.Therefore,thestatisticalmethodoutlinedbelowispreferred.
ExpectedValueofUncertainty
Thesecondmethodiscalledthesquarerootofsumofsquares.Itisbasedontheobservationsstated
beforefortherandomerrors.Ityieldstheexpectedvalueoftheuncertaintyandcomputedas

Measurement and Error / 128


n

(R ) 2 = ( R ) = [(
2

i =1

f 2
) ]o (xi ) 2
xi

This will be used throughout the course unless the question asks the limiting error, or
maximumpossibleuncertainty.
Example3.9
P = VI, if V = 100 2 volt (measured) and I = 10 0.2 Amp (measured), determine the maximum
allowableuncertainty,andtheexpecteduncertaintyinpower.
SOLUTION: Pm = wPm =

P
P
V +
I = 10 x 2 + 100 x 0.2 = 40 watts is the limiting value of
V
I

theuncertainty.
However,theexpecteduncertainty P = wP =

P
P
V ) 2 + ( I ) 2
V
I

wP = ( Ix 2) 2 + (Vx0.2) 2 = (10 x 2) 2 + (100 x0.2) 2 = 100 x8 = 10 8 = 28.3 watts.


Thenominalvalueofpower=100x10=1000watts
Percentageuncertainty=(28.3/1000)x100=2.83%,andP=100028.3watt.
Example3.10
Theresistanceofacertainsizeofcopperwireisgivenby R = Ro[1 + (T 20)] .Theresistanceat
20C is Ro = 6 0.3%, temperature coefficient = 0.004/C 1%, temperature T = 30C 1C.
ComputetheuncertaintyintheresistanceR.
SOLUTION:thenominalvalueofR, R = 6[1 + (0.004)(30 20)] = 6.24
R/R0=1+(T20)=1+0.004(3020)=1.04
R/=R0[T20]=6(3020)=60;R/T=R0=6x0.004=0.024
UncertaintyinthenominalvalueofR0=percentageuncertaintyofR0xnominalR0
Ro=(0.3/100)x6=0.018;=(1/100)(0.004)=4x105/C;T=1C
TheuncertaintyintheresistanceRisgivenby: R =
=0.0305(0.0305/6.24)x100=0.49%

(1.04 x0.018) 2 + (60 x 4 x105 ) 2 + (0.024 x1) 2

Measurement and Error / 129


Ifthemaximumerrorintheresistanceisasked,itcanbefoundas:

Rm = 1.04 x0.018 + 60 x 4 x105 + 0.024 x1 = 0.045


SpecialCase

R =Y Y Y

l n k
1 2 3

(
,then

R
Ro

)2 = l 2 (

Y1o

)2 + n2 (

Y2 o

)2 + k 2 (

Y3o

)2

SeriesandParallelAnalysis
Example3.11
TworesistorsR1andR2areconnectedfirstinseries,theninparallel.LetR1=100.5andR2=
100.5.Findthemaximumandexpectedvaluesfortheuncertaintyinthecombination.

Series analysis
Rs=R1+R2;Rs/R1=Rs/R2=1; Rs = R1 + R2 =10+10=20

Thelimitingerror(maximumuncertainty)= Rsm =

R1

R2

Two resistors in series.

Rs
R
1 1
R1 + s R2 = + = 1
R1
R2
2 2
R1

R2

Two resistors in parallel


Figureforexample3.11Seriesandparallelconnectedresistors

( Rs ) 2 = (
Theuncertainty:

Rs 2
R
) ( R1 ) 2 + ( s ) 2 ( R2 ) 2 = (1) 2 ( 12 ) 2 + (1) 2 ( 12 ) 2 =
R1
R2

1
4

1
4

1
2

yielding Rs 0.7 . The relative uncertainty = 0.7/20 = 0.035, and the percentage uncertainty =
3.5%.Therefore,Rs=200.7=203.5%

Parallel analysis
RR
R p = 1 2 = R p R p
10 x10
R1 + R2
; R p =
= 5
10 + 10

Measurement and Error / 130


R p
R1
R p
R1

( R1 + R 2) ) R 2 R1 R 2

( R1 + R 2) ) R 2 R1 R 2
( R1 + R 2 ) 2

R p
Hence,

( R1 + R 2 ) 2

R1

(R p ) 2 = (

R2

( R1 + R 2 ) 2
R2

2
R1
( R1 + R 2 ) 2 Rp = ( R1 + R2) ) R1 R1R2 =

R2
( R1 + R2 )2
( R1 + R2 ) 2

102
100 1 R p
=
= =
2
(10 + 10)
400 4 R2

R p
R1

) 2 (R1 ) 2 + (

R p

1 1
1 1
1 1
1
) 2 (R2 ) 2 = ( ) 2 ( ) 2 + ( ) 2 ( ) 2 = ( )( )(1 + 1) =
R2
4 2
4 2
16 4
32

ThereforetheuncertaintyinRpis: R p =

1
= 0.175
32

ThenominalvalueofRp=5,thepercentageuncertainty=(0.175/5)x100=3.5%
ThenRp=50.175=53.5%

1 1
4 2

1
2

LimitingerrorinRp= ( + ) = 0.25
Summaryofhowtopropagatetheerrors
Additionandsubtraction(x+y;xy):addabsoluteerrors;
Multiplicationbyanexactnumber(a*x):multiplyabsoluteerrorbythenumber;
Multiplicationanddivision:addrelativeerrors;
FurtherexplanationscanbeobtainedfromMathWorld
http://mathworld.wolfram.com/ErrorPropagation.html.
SampleandPopulationStatistics

Population

Sample

Inmanyinstances,wetakesamplesfromapopulationand
infer the population statistics as illustrated in Figure 3.10.
Supposewewanttoknowtheaverageweightofadults.Itis
not feasible to weigh every single adult and then take the
average of all the weights. All adults are called the
population. Instead, we decide to take a small fraction of

Figure3.10Populationandsample

Measurement and Error / 131


the adults, say 1 out of every 1000, and average these weights. This small fraction is called our
samplepopulation.Nowwehaveanaverageweightforoursamplepopulation.Wewanttoknowif
our sample population average weight is a good estimation of the population average weight. In
addition,measurementisacostlyprocess.Hence,wealsowanttoknowtheminimumsamplesize
thatyieldsuncertaintieswithinthetolerancerange.

Figure 3.11 illustrates the distribution for the population and the sample. For the normal
Estimated mean x-s
standard deviation s-x

Population standard
deviation

Frequency

Mean

Figure3.11Normaldistributioncurvesforpopulationandsample

distribution,68%ofthedatalieswithin1standarddeviation.Bymeasuringsamplesandaveraging,
weobtaintheestimatedmean xs ,whichhasasmallerstandarddeviationsx. isthetailprobability
thatxsdoesnotdifferfrombymorethan.

Thepopulationstandarddeviationis

population =

(deviations)2
n

( x x)

Andthesamplestandarddeviationis

sample = s = s =

(deviations)2
n 1

( x x)

n 1

Thesamplestandarddeviationallowsformorevariationinthesamplecomparedtothepopulation,
sincesampleisonlypart ofpopulation.Dividingby(n1)increasestheestimateofthe population
variation.Thisattemptstoeliminatethepossibilityofbias.

Measurement and Error / 132

Theestimatedsamplestandarddeviationisameasureofthespreadofdataaboutthemean.

Thestandarddeviationofthemean x is

x =

s
n 1 .

Theaboveequationillustratesanimportantfact.Thestandarddeviationdoesntchangemuch,but
the error on the mean improves dramatically! It goes as

s
n

, where n is the number of

measurements.Asaruleofthumb,therangeRoftherandomvariablexcanberoughlytakenasR
4.Ifistheerrorthatcanbetoleratedinthemeasurement,thenthenumberofsamplesrequired
toachievethedesired: n

.Then = x

PROBLEMS
ReviewQuestions
1. Whyweneedtomakemeasurements?
2. Whatarethebasicfunctionsofameasuringinstrument?
3. Whatdoyouunderstandfromanalysisofmeasureddata?
4. Whatisthetruevalueofameasurementandhowitisestablished?
5. Whatistheaccuracyofameasurementandwhatarethefactorsaffectingit?
6. Whatistheprecisionofameasurementandhowitdiffersfromtheaccuracy?
7. Whatisthebiasandhowiteffectsthemeasurement?
8. Whatisthetolerance?Isittheresultorpreconditionofameasurement?
9. Whatisthestaticcalibrationandhowitisdone?
10. Whatisthesignificantfigureandhowitisdetermined?
11. Whatisthegrosserrorandhowitcanbeeliminated?
12. Whatisthesystematicerrorandhowitcanbeminimized?
13. Whatistherandomerrorandhowiteffectsthemeasurement?
14. Whataretheerrorsthatcanbetreatedmathematically?
15. Whatisthearithmeticmean?
16. Whatisthesignificanceofthestandarddeviation?
17. Whatspecifiesanormal(Gaussian)distribution?
18. Whatistherangeofavariableandtheprobableerror?
19. Whatdeterminestheuncertaintyinadigitalreadout?

Measurement and Error / 133


20. Howtheuncertaintyinananalogreadingisspecified?
21. Howdoyoudeterminethetotalerrorbasedontheerrorsofcomponentsources?
22. Whatisthelimitingerror?
23. Howthepopulationandsamplestatisticsdifferfromeachother?
24. Whatistheerrorofthemeanandhowitiseffectedbythesamplesize?
SolvedExamples
1. Adigitalthermometerisusedtomeasuretheboilingpointofwater(100.0C).Themeasurement
is repeated 5 times and following readings are obtained: 99.9, 101.2, 100.5, 100.8, 100.1.
Determinetheaccuracy,theprecisionandthebiasofthethermometer.
TCTV=100.0C;TAV=(99.9+101.2+100.5+100.8+100.1)/5=100.5C.
Accuracy=maxof[(101.2100.0),(100.099.9)]=1.2C;%acc.=1.2%
Pr=maxof[(101.2100.5),(100.599.9)]=0.7C
Bias=|TAVTCTV|=0.5C.
2. A digital voltmeter uses 4 digit display (it can display up to 19999). It is used to measure a
voltage across a standard cell whose value is 1.2341 volt 4 times and following readings are
obtained:1.2202,1.2115,1.2456,1.2218.Determinetheaccuracy,theprecisionandthebiasof
thevoltmeter.
CTV=1.2341volt;VAV=0.25x(1.2202+1.2115+1.2456+1.2218)=1.2248V.
Theaccuracy=|1.23411.2115|=0.0226V;%accuracy=1.83%,
pr=max[(1.24561.22248),(1.22481.2115)]=0.0208V;
Bias=|1.23411.2248|=0.0093V
3. Arecentlycalibrateddigitalvoltmeterisusedtoreadavoltageanditconsistentlyyields75volts.
Another meter in the lab is also used five times to measure the same voltage and following
readingsareobtained:77,75,74,76,77.Forthesecondmeter,
a. Findtheabsoluteaccuracy,relativeaccuracyandpercentageaccuracy.
Therecentlycalibratedmeterpresumablyreadstheconventionaltruevalue.ThereforeCTV=75V,
yieldingabsoluteaccuracy=max{(7775),(7574)}=2volts,
Therelativeaccuracy=2/75=0.027,

Measurement and Error / 134


The%accuracy=2.7%
b. Findtheprecision.
VAV=(1/5)(77+75+74+76+77)=75.8volts.Pr=max{(7775.8),(75.874)}=1.8V
c. Calculatethebias.Bias=VAVVCTV=75.875=0.8volt.
4. ThegainoftheamplifierisdefinedindBby: G = 20 log 10 (
thegainisgivenby: ( G ) 2 = ( 20 log10 e) 2 [(

V1

)2 + (

V2

V2
V1

) .Showthattheuncertaintyin

)2 ]

Hint:log10a=(logea)/(loge10)=(log10e)(logea),logea=ln(a)andd(lnx)/dx=1/x.log10e=0.434

G = 20 log10 (

V2
G
1
G
1
) = ( 20 log10 e)[ln(V2 ) ln(V1 )
= 20 log10 e
= 20 log 10 e
V1
V2
V1 and V2
; V1

yieldingtheuncertaintyasdefinedabove.
5. Five resistors are available, one of 20 and four of 10 each. The uncertainty of the 20
resistoris5%andthatofeach10resistoris10%.3possibleconnectionsusingtheseresistors
are shown below. Which one would you use to obtain a 30 resistance with the least
uncertainty?Whatistheuncertaintyofthisbestconnection?

10
10 10

10

20

10

10

10=1;20=1;(A)2=3x(1)2
A = 1.73 ; (B)2 = (1)2 + (1)2 =2

20

B =1.414 ; in (C), RP = 10

10 10

Figuresolvedexample5.

RP = (20 1.414)// (20 1.414);


(RP)2 = 2x(1/4)2x(1.414)2 RP =
0.25 . Yielding (C)2 = (1)2 + (0.25)2

C=1.031,hence(C)hastheleastuncertainty.
6. The DC current in a resistance R = 10 k 0.5% is measured to be I = 10 mA 1%. Find the
powerdissipatedinthisresistancewithitsuncertaintyandlimitingerror.
P=I2R;P/I=2IR;P/R=I2, P = 10 x103 x(10 x103 ) 2 = 1 W

(P)2 = (2IR)2 (I )2 + ( I 2 )2 (R)2 ,withI=104A,R=50,(P)2=4.25x104andP=20.6


mWyielding%P=2.06%andP=1W2.06%

Measurement and Error / 135

Limitingerror=

Pm = 2 IRI + I 2 R = 2 x 20 x103 x10 x103 x104 + 108 x50 40mW

7. A metallic resistance thermometer has a linear variation of resistance with temperature as

R = R0[1 + 0 (T T0 )] . The resistance at T0 =280K 0.01K is R0 = 20 k 0.1%, while at a


temperatureTtheresistanceRisR=30k0.1%.Thecoefficient0=0.00392/K.
a. WritedownanexplicitexpressionforT.

R = R0 + 0 R0T 0 R0T0

R R0
1 R
+ T0 =
( 1) + T0
0 R0
0 R0

T =

b. ShowthattheuncertaintyTinTisgivenby:

( T ) 2 = ( T0 ) 2 +

2
0

R
R 2 R0 2
) [(
) + ( )2 ]
R0
R0
R

First,wecalculatethesensitivityofTtoR,R0,0,andT0

T
T
1
1
T
R
T
R
=
=
=1
= 2 (1 )
2
R 0 R0 , R0
0 R0 , 0 0
R0 ,and T0

( T ) 2 = ( T0 ) 2 + (

1 2
R 2
) ( R ) 2 + (
) ( R0 ) 2 Reorganizingyieldstheanswer.
2
0 R0
0 R0

c. CalculatethenominalvalueofTanditsuncertainty.

T =

30
1
( 1) + 280 = 407 .6 K
0.00392 20
;

( T ) 2 = 10 4 + (

1 .5
) 2 (10 6 + 10 6 ) = 0.29295
0.00392

yieldingT=0.54K
d. Findthestaticsensitivity

R
ofthethermometer.
T

R
= 0 R0 = 0.00392 x 20 x10 3 = 78 .4
K
T
e. CalculatethemaximumerrorinT.

Tm = T0 +

1
R
1.5
R +
R0 = 0.01 +
(0.001 + 0.001) = 0.7753 K
2
0.00392
0 R0
0 R0

Measurement and Error / 136


GeneralQuestions
TrueFalse
PleaseanswerthefollowingTrueorFalsequestions.
Question

True

False

Systematicerrorscanbeeliminatedbyrecalibratingtheequipment

Systematicerrorscanbeeliminatedbymakingmultiplemeasurements

Accuracyofameasurementisanindicationofhowclosethereadingistothe

averagevalue
Accuracyofameasurementisanindicationoftotalerrorsinthemeasurement

Thesmallestincrementalquantitythatcanbemeasuredistheresolution

Theprecisionisanindicatorofconsistencyinasetofmeasurements

Theresultof10.5+1.267(withsignificantfiguresonly)is11.8

Gross(human)errorscanbetreatedmathematically

Thecurrentina10resistorismeasuredas0.25A1%.Thepowerdissipated

bytheresistoris62512.5mW.

MultipleChoiceQuestions
PleasechooseandCICRLEthemostappropriatestatementinthefollowingquestions
1. Gross(human)errors
a. Areduetoequipmentfailures
b. Canbeminimizedbymakingmultiplemeasurements
c. Cannotbetreatedmathematically
d. Donotaffecttheaccuracyofthemeasurement
2. Resolutionis
a. Anindicatorofhowclosethereadingtothetruevalue
b. Thesmallestincrementalquantitythatwecanidentify
c. Thedifferencebetweentheminimumandmaximumvaluesofthemeasurement
d. Thetotalerrorinthemeasurement
3. Systematicerrors
a. Cannotbetreatedmathematically
b. Canbeeliminatedbymakingmultiplemeasurements
c. Indicatetheaccuracyofthemeasurement
d. Areduetoenvironmentalfactorsupsettingtheuserandtheequipment

Measurement and Error / 137


4. Accuracyofameasurementisanindicationof
a. Howfarthereadingisawayfromtheaveragevalue
b. Howmanydigitsweusetodisplaythedata
c. Howclosethereadingistotheconventionaltruevalue
d. Thesmallestincrementalquantitythatwecanidentify
5. Precisionis
a. Anindicatorofhowclosethereadingistothetruevalue
b. Thetotalerrorinthemeasurement
c. Anindicatorofhowclosethereadingistotheaveragevalue
d. Thesmallestincrementalquantitythatwecanidentify
6. Whatistheresultof1.264+10.5(usesignificantfiguresonly)
a. 12
b. 11.8
c. 11.7
d. 11.764
7. Mathematicaltreatmentoferrorsispossiblefor
a. Systematicandrandomerrors
b. Humanandsystematicerrors
c. Humanandrandomerrors
d. Errorsthataresmall
GeneralQuestions
1. Definethefollowingtermsshortly:
a. Randomerror
b. Instrumentalerror
c. Calibrationerror
d. Environmentalerror
e. Limitingerror
2. Adigitalvoltmeterhasthreerangesas0to1.999V,0to19.99V,and0to199.9V.Determine:
a. Theresolutioninvoltineachrange
b. Theuncertaintyinreadinginvoltsineachrange
c. Percentileerrorinmeasuring1.5Vineachrange
3. Aresistorismeasuredbythevoltmeterammetermethod.Thevoltagereadingis123.4Vonthe
250V scale and the ammeter reading is 283.5 mA on the 500mA scale. Both meters are
guaranteedtobeaccuratewithin1%offullscalereading.Calculate
a. Theindicatedvalueoftheresistance

Measurement and Error / 138


b. Theexpectederrorintheresistance
c. Thelimitswithinwhichyouguaranteetheresult
4. Fourcapacitorsareplacedinparallel.Thevaluesare(inF)47.23,2.35,18.026and0.428,with
anuncertaintyofonedigitinthelastplace.Findthetotalcapacitorandexpresstheresultusing
significantfiguresonly.Alsoproveyourresultusinguncertaintyanalysis.
5. TworesistorshavevaluesR1=472%andR2=825%Calculate
a. Themagnitudeoferrorineachresistor
b. Thelimitingerrorinohmsandinpercentwhentheresistorsareconnectedinseries
c. Thevalueoftheequivalentresistorandexpectederrorinpercentwhentheresistorsare
connectedinparallel.
6. The potential of an electrical power source is measured 12.47 volts by a recently calibrated
digitalvoltmeter.Twoothervoltmetersareusedinthelabtomeasurethesamevoltagebysix
differentobserversinashortintervaloftimeandfollowingresults(involts)arerecorded:
Meter1:11.456,11.324,11,562,11.243,11.472,and11.376
Meter2:12.45,12.34,12.67,12.76,12.21,and12.54
a. Determinetheresolutionofeachmeterinvolt.Whichonehasabetterresolution?
b. Determine the accuracy and precision of each meter. How much is the bias in each
meter?Whichoneismoreprecise?Whichoneismoreaccurate?
7. Thefollowingvalueswereobtainedfromthemeasurementsforaresistorinohms:220.2,119.5,
221.1,119.9,220.0,220.5,119.8,220.1,220.4,and119.8.Calculate
a. Thearithmeticmean
b. Theaveragedeviation
c. Thestandarddeviation
d. Theprobableerroroftheaverageofthetenreadings.
8. A metallic resistance thermometer has a linear variation of temperature with resistance as

T =

R
1) + T0 .ThetemperatureatR0=5k1%isT0=25C0.1C,whileataTthe
R0

resistanceRisfoundtobeR=6k1%.0=0.004/C.
a. Calculatethestaticsensitivity T

R atR0ofthethermometer.

b. CalculatethenominalvalueofT.
c. ShowthatthelimitingerrorTminTisgivenby: Tm = T0 + 1 R [ R 0 + R ]
0 R0 R0
R
d. CalculatethelimitingerroranduncertaintyinT.

Measurement and Error / 139


9. A digital thermometer is used to measure the boiling water whose temperature is 96.2C. The
measurement is repeated 5 times and following readings are obtained: 95.9, 96.2, 96.5, 95.8,
96.1.Determinethepercentileaccuracy,theprecisionandthebiasofthethermometer.
10. ThefollowingvalueswereobtainedfromthemeasurementsforthelinevoltageinJeddah:125.2,
125.5,126.1,126.2,126.0,125.8,125.7,126.1,126.3,and125.6.Writedowntheformulasand
calculate
a. Thearithmeticmean
b. Thestandarddeviationandtheprobableerroroftheaverageofthetenreadings.
11. The boiling temperature of
water is measured 15 times
using two thermometers A
and B, and the readings

95.9

presented in the graph are


obtained.

Conventional

value

the

for

96.2

96.5

96.0

Thermometer A

96.3

96.6

Thermometer B
Figureproblem11.

boiling

temperatureofwateris96.2C.
a. Whichthermometer(AorB)ismoreprecise,why?
b. CalculatethepercentageaccuracyandbiasofthermometerA.
12. Whatistheadditionof12.5and1.364witheachhavingthelastdigitdoubtful?
13. Fortheelectroniccountershowthattheuncertaintyintheperiodmeasurementcanbereduced
byafactorof

1
1
iftheaverageofNtimeperiodsistaken.Hint: TAV =
(T1 + T2 + + TN )
N
N

TheTIsarestatisticallyindependent, Ti = T T ,i
14. Whatisthesystematicerror,fromwhereitcomesandhowitcanbeeliminated?
15. Threeresistorsareinseries.Thevaluesare(ink)47.23,2.205,and180.2,withanuncertainty
ofonedigitinthelastplace.Findthetotalresistorandexpresstheresultusingsignificantfigures
only.
16. The potential of an electrical power source is measured 124.7 volts by a recently calibrated
digital voltmeter. A voltmeter in the lab is used to measure the same voltage by six different
observersinashortintervaloftimeandfollowing results(involts)arerecorded:124.5,123.4,
126.7, 127.6, 122.1, and 125.4. For the meter in the lab, determine the resolution in volt, the
accuracy,theprecision,andthebias?
17. TworesistorshavevaluesR1=565%andR2=1202%Calculate
18. Themagnitudeoferrorineachresistor
19. Thelimitingerrorinohmsandinpercentwhentheresistorsareconnectedinseries.

Measurement and Error / 140


20. The value of the equivalent resistor and expected error in percent when the resistors are
connectedinparallel.
21. Thereare1500chickensinapoultryfarm.15chickensarerandomlyselectedandweighted.The
averagevalueis950gramsandthestandarddeviationis60grams.
22. Howmuchistheerrorexpectedintheaveragevalue?
23. Howmanychickenswewillhaveweighingbetween890gramsand1010grams?
24. Howmanychickensmustbeweightedtoreducetheerrorintheaveragevaluedownto5grams?
25. Whatisthesystematicerror,fromwhereitcomesandhowitcanbeeliminated?
26. Threeresistorsareconnectedinseries.Thevalues are(ink)1.205,39.24and150.3,withan
uncertainty of one digit in the last place. Find the total resistor and express the result using
significantfiguresonly.
27. The potential of a lithiumion battery is measured 3.72 volts by a recently calibrated digital
voltmeter.Avoltmeterinthelabisusedtomeasurethesamevoltagebysixdifferentobservers
in a short interval of time and following results (in volts) are recorded: 3.69, 3.72, 3.75, 3.67,
3.70, and 3.73. For the meter in the lab, determine the resolution in volt, the accuracy, the
precision,andthebias?
28. A5mVsignalismeasuredwithametertentimesresultinginthefollowingsequenceofreadings:
5mV,6mV,9mV,8mV,4mV,7mV,5mV,7mV,8mV,11mV ?
a. Whatistheaveragemeasuredvalue?
b. Whatisthepercentileaccuracyofthemeter?
c. Whatistheprecisionofthemeter?
d. Whatisthebias(systematicerror)ofthemeter?
29. Ameterisratedat8bitsandhasafullscalerangeof5V.Whatisthemeasurementresolution
ofthismeter?
30. Asignalistomeasuredwitharesolutionof0.5V.Howmanybitsofresolutionarerequiredby
ameterhavinga1Vfullscalerange?

Measurement of Electrical Quantities / 141

MEASUREMENTOFELECTRICALQUANTITIES

PRINCIPLESOFMEASUREMENTS
MOVINGCOILINMEASURINGINSTRUMENTS
MCBASEDMEASURINGINSTRUMENTS
MCinAnalogElectricalMeasuringInstruments
BasicDCAmmeter(Ampermeter),MultiRangeAmmeters
ABasicDCVoltmeter,MultiRangeVoltmeters
OhmandVOMMeters
LOADINGERRORS
InstrumentLoading,LoadingErrorsinAmmetersandVoltmeters
ACVOLTMETERS
AverageandRMSValues,TheFullWaveRectifier,FormFactorandWaveformErrors
ClampOnMeters,TrueRMSMeters
ELECTRONICCOUNTERS
OscilloscopeVersusElectronicCountersandDigitalVoltmeters
TimeandFrequencyMeasurements
DevicesCommonlyUsedinElectronicMeasuringInstruments
TheCounterinFrequency,TimePeriodandTimeIntervalMode
ErrorsinMeasurementsUsingCounters
MeasurementofRotativeSpeed
THEDIGITALVOLTMETER(DVM)
Use,AdvantagesandOperation
IntegratingTypeAnalogtoDigitalConverters
SuccessiveApproximationTypeDVM
MEASUREMENTOFELECTRICITY
UtilizationofElectricalEnergy
MeasuringElectricPower
ElectricityMeasuringDevices

Measurement of Electrical Quantities / 142

LEARNINGOBJECTIVES
Aftercompletingthischapter,thestudentsareexpectedto:
1. Illustrateprinciplesofvoltageandcurrentmeasurements.
2. Discussprinciplesofmovingcoilinstruments.
3. Describethegalvanometeranditsuseasameasuringinstrument.
4. DescribetheoperationofMCbasedammetersandvoltmeters.
5. DeviseMCbasedmultirangeammetersandvoltmeters.
6. DemonstratemeasurementofresistorsanddesignofMCbasedohmmetersandVOMmeters.
7. Discusstheeffectofinstrumentloading.
8. Calculateerrorsintroducedbyloadingerrorsinammetersandvoltmeters.
9. ExplainthedefiningfeaturesofACandDCvoltages.
10. CalculatetheRMSandaveragevaluesofACwaveforms.
11. DiscussmeansofobtainingDCequivalentsofACwaveforms
12. DeterminetheformfactorsofACwaveformsandcalculatethewaveformerrors.
13. Discusstheoperationalprinciplesanduseofclamponmeters.
14. DiscusstheneedfortrueRMSmetersandidentifywaysofrealizingthetrueRMSmeasures.
15. Compare and contrast oscilloscopes, electronic counters and digital voltmeters as measuring
instruments.
16. Illustrateprinciplesoftimeandfrequencymeasurements.
17. Discussdevicesthatarecommonlyusedinelectronicmeasuringinstruments
18. Explainoperationofcountersinfrequency,timeperiodandtimeintervalmodes.
19. Calculateerrorsinmeasurementsusingcounters.
20. Expresstheprinciplesmeasurementofrotativespeed.
21. Expresstheuse,advantagesandoperationofthedigitalvoltmeter(DVM).
22. Explain the principles of operation of integrating and successive approximation type analog to
digitalconvertersandtheirapplicationsindigitalvoltmeters.
23. Discussutilizationofelectricalenergyandmeasurementofelectricpower.
24. Compareandcontrastvariouselectricitymeasuringdevices.

Measurement of Electrical Quantities / 143

PRINCIPLESOFMEASUREMENTS
Electrical voltage and current are two important quantities in an electrical network. The voltage is
the effort variable without which no current is available. It is measured across an electrical circuit
elementorbranchofacircuit.Thedevicethatmeasuresthevoltageisthevoltmeter.Thecurrentis
the flow variable that represents net motion of the charged particles (electrons in solids, ions in a
liquid) in a given direction. The product of the two yields the instantaneous electrical power. The
ratioofthevoltagetothecurrentistheimpedance.
The current is measured by an ammeter (also called an ampermeter). Ammeters are
connected in series with the load to measure the current in the load. Eventually, the ammeters
requirebreakingthecurrentlooptoplaceitintothecircuit.

RT

Thevoltmeterconnectionisrathereasysinceitisconnected

A
+

IL
VT

V
RL

VL

without disturbing the circuit layout. Therefore, most


electrical measurements require determination of the
voltage rather than the current due the ease of

Figure4.1Connectionsforanammeter
andavoltmeter

measurement.Connectionsofammetersandvoltmetersare
illustratedinFigure4.1.

The current generates a magnetic field around the current carrying conductor. It is also
possibletocheckoutthesizeofthecurrentbysensingthemagneticfieldstrength.Thisiscarriedout
by clampon type ammeters that will be shown later in the chapter. The electrical resistance of a
circuitcomponentismeasuredusinganohmmeterthatappliesavoltageacrossanddeterminesthe
currentpassingthroughthecomponent.
Voltmeters and ammeters display the
resultsasdeflectionsofdialsoncalibratedscreens
or numerical values on alphanumeric displays as
illustratedinFigure4.2.Bothtypesareconnected
to the circuit via sensing leads and indicate the
voltage. However, their internal operations and

Figure4.2 Analoganddigitalvoltmeters

user interfaces are different. The first type forms


theanalogmetersthatwillbediscussedfirstlyinthischapter.Thesecondcategorywillbediscussed
laterinthechapterunderthetitleofdigitalvoltmeters.

Measurement of Electrical Quantities / 144

MOVINGCOILINMEASURINGINSTRUMENTS
Magnetic field generated by a
current carrying conductor and
force exerted on such a conductor
asitisinsertedinamagneticfield
were discussed in Chapter 2 and
illustratedbyFigures2.42.8.The

Figure4.3 Forceexertedonacurrentcarryingconductorinamagneticfield

magnitude of the force on the


conductordependsonthemagnitudeofthecurrentwhichitcarries.Theforceisamaximumwhen
the current flows perpendicular to the field and it is zero when it flows parallel to the field as
illustratedindiagramsAandBrespectivelyinFigure4.3.
BalancingtheElectromagneticTorquebyaSpringTorque
Thecoilissuspendedinauniformmagnetic

Control
spring
torque

Spiral spring

Electromagnetic
torque

fieldandrotatesduetotheelectromagnetic
torqueTEM.Thistorqueisopposedbyspiral
controlsprings(Figure4.4)mountedoneach
endofthecoil.Thetorqueputforthonthe

Figure4.4Compensatingelectromagnetictorquebythe
torqueofcontrolsprings

controlspringisTSP=k whereistheangle
ofrotation(degrees)andkisspringconstant
(Nm/degree).Atequilibrium(atbalance)

TEM=TSPyieldingNBIA=k
Theequationcanberearrangedfor,

NAB
I = SI
k

whereSisthesensitivity

S=

NAB deg ree

I k Amp

whichisconstantforaspecificequipmentprovidedthatBisconstant.Inthisrespect,themovingcoil
instrument can be considered as a transducer that converts the electrical current to angular
displacement.Thelinearrelationbetween andIindicatethatwehavealinear(uniform)scaleas
showninFigure4.5.

Measurement of Electrical Quantities / 145

Input
I

Moving Coil
instrument

Output

Linear

Constant

I
Uniform scale

Uniform scale

Figure4.5 Modelofamovingcoilinstrument

Examples4.1
Amovingcoilhasfollowingparameters:AreaA=2cm2,N=90turns,B=0.2Tesla,coilresistance=50
,currentI=1mA.Calculate:
a.

Powerdissipatedbythecoil;
P=I2xRm=50W.

b.

Theelectromagnetictorqueestablished;
TEM=NBAI=90x0.2x2x104x103=3.6x106Nm

c.

Assumethattheelectromagnetictorqueofthecoiliscompensatedbyaspringtorqueand

thespringconstantk=3.6x108Nm/degrees.Findtheangleofdeflectionofthecoilat
equilibrium.

=TEM/k=100
Example4.2
Amovingcoilinstrumenthasthefollowingdata:#ofturnsofthecoil=100,widthofthecoil=2cm,
lengthofthecoil=3cm,fluxdensityintheairgap=0.1Wb/m2(Tesla).Calculatethedeflection
torquewhencarryingacurrentof10mA.Alsocalculatethedeflection(angle)ifthecontrolspring
constantis20x107Nm/degree.
A=6cm2andTEM=60x106Nm

=TEM/k=30
TheDArsonvalMeterMovement
A Permanent Magnet Moving Coil (PMMC) meter that
consistsofamovingcoilsuspendedbetweenthepolesof
a horseshoe type permanent magnet is called the
DArsonval meter as shown in Figure 4.6. It is an analog
Figure4.6ThebasicPMMCmeter

Measurement of Electrical Quantities / 146


electromechanicaltransducerthatproducesarotarydeflectionofsometypeofpointerinresponse
toelectriccurrentflowingthroughits coil.Shoepolesarecurvedtohaveauniformmagneticfield
through the coil. The coil is suspended between to pivots and can rotate easily. Iron core and
permanentmagnetarefixed.Coilaxesandpointeristhemovingparts.Theprincipleofoperationis
similartothegeneralmovingcoilinstrumentexplainedabove.Therearemechanicalstopsatboth
ends to limit the movement of the pointer beyond the scale. The amount of the DC current that

scale

pointer

causesmaximumallowabledeflectiononthescreeniscalledthefullscale
deflection current IFSD and it is specified for all meters by the
manufacturer.

observer

Themovingcoilinstrumentprovidesaunidirectionalmovementof

Figure4.7TheParallax

thepointerasthecoilmovesagainstthecontrolsprings.Itcanbeusedto

error

displayanyelectricalvariablethatcanbeconvertedtoaDCcurrentwithin

the range of IFSD. The screen is calibrated in a curvilinear fashion it has a mirrorbacked scale to
identifythepositionofthepointer.Thereadingmustbedoneunderreasonablelightingconditions
andjustabovethepointer.Otherwise,therewillbeparallaxerrorsinthereadingasshowninFigure
4.7.Underthebestmeasurementconditions,thereadingcanbeinterpretedbytheuserwithin
small(minor)scaledivision.
TheGalvanometer
Thegalvanometerisamovingcoilinstrumentinwhichpositionofthepointercanbebiasedsothatit
staysinthemiddleofthescaletoindicatezerocurrentasshowninFigure4.8.Itcandeflectinboth
directionstoshowthenegativeandpositivevalues.Itiscommonlyusedinbridgemeasurements
wherezeroing(balancingnull)ofthedisplayisimportantforaveryaccuratemeasurementofthe

0
IFSD

0
Basic Moving Coil instrument

Galvanometer type instrument

Figure4.8Basicmovingcoilandgalvanometertypedisplays

variable.Itisalsousedinmechanicalrecordersinwhichapenassemblyisattachedtothetipofthe
pointeranditmarksonthepaperpassingunderneath.

Measurement of Electrical Quantities / 147


NeitherthestandardmovingcoilinstrumentnorthegalvanometercanbeusedforAC
measurementdirectlysincetheACcurrentproducespositivedeflectionwiththepositivealternate
andnegativedeflectionwiththenegativealternate.Thus,astablepositiononthescalecantbe
obtainedtoindicatethemagnitudeofthecurrent.

MCBASEDMEASURINGINSTRUMENTS
MCinAnalogElectricalMeasuringInstruments
Figure 4.9 shows another simplified illustration of a PMMC meter.
The standard MC instrument indicates positive DC currents (IMC) as
deflectiononthescale.Thegalvanometerdisplaysbothpositiveand
negative currents. The moving coil is usually made up of a very thin
wire. The maximum current that gives fullscale deflection IFSD is in
the order of 0.1 to 10 mA and coil

IFSD

RMC
+

resistance RMC 10 to 1000 . The


maximum deflection angle is about Figure4.9Asimplifiedviewofthe

VMC

100. The current through the moving

Figure4.10ModelofMC
basedinstrument

PMMCmeter

coilIMCislimitedbytheIFSD.AvoltagedropVMC=IMCRMCoccursacross
the coil. The moving coil can represented by the fullscale deflection

currentIFSDandcoilresistanceRMCasshowninFigure4.10.
BasicDCAmmeter(Ampermeter)
The current capacity of the meter can be expended by adding a resistor in

RMC
IFSD

VMC

parallel with the meter coil as shown in Figure 4.11. The input current is

RSH

shared between the coil resistance RMC and the parallel resistance that is
calledtheshuntRSH.AsthemaximuminputcurrentITflowsin,thecoiltakes
IFSDandremaining(ITIFSD)istakenbytheshuntresistor.Voltagedeveloped

IT

(IT - IFSD)
RM

Figure4.11DCAmmeter

acrossthemeteris

VMC = I FSDRMC = (IT I FSD )RSH

ThemeterresistanceRMseenbetweentheinputterminalsis

RM =
Example4.3

VMC
= RMC // RSH
IT

Measurement of Electrical Quantities / 148


Calculate the multiplying power of a shunt of 20 Figure 4. 11 0 resistance used with a
galvanometer of 1000 resistance. Determine the value of shunt resistance to give a multiplying
factorof50.
Ifsdx1000=(ITIfsd)x200yieldingIT=6xIfsd.
ForIT=50xIfsd,1000xIfsd=(501)xIfsdxRshyieldingRsh=1000/49=20.41
MultiRangeAmmeters

Switch
poles

The parallel resistance (shunt) can be changed to suit


differentfullscalecurrentrequirementsasindicatedinthe
previousexample. Thefunction canbeaccommodatedby

Rotary
switch
arm

usingasetofresistorsandselectingthemonebyone.The
switch however must be of makebeforebreak type

Figure4.12Makebeforebreaktype
switch

(Figure4.12)thatmakesthecontactwiththenewposition
before it breaks the old connection. This eliminates the

chanceofforcingthefullinputcurrentthroughthemovingcoilduringchangingthepositionofthe
switch.
Example4.4
DesignamultirangeDCammeterusingthebasicmovementwithaninternalresistanceRMC=50
andfullscaledeflection currentIMC=IFSD=1mA. Therangesrequired010 mA,050mA, 0100mA
and0500mAasillustratedinFigure4.13.VMC=IMCxRMC=50mV

Forrange1(010mA)RSH1=50/9=5.56

Forrange2(050mA)RSH2=50/49=1.02

Forrange3(0100mA)RSH3=50/99=0.505

Forrange4(0500mA)RSH4=50/499=0.1

IT

IFSD

RMC
RSH1

Rotary
selector
switch

RSH2

0 500 mA
0 100 mA

RSH3

0 50 mA

RSH4

0 10 mA

0
0

500 mA
100 mA
50 mA
10 mA

Multi-range ammeter scale

Multi-range ammeter circuit


Figure4.13Amultirangeammetercircuitandscaleforexample4.4

Measurement of Electrical Quantities / 149


Example4.5
DesignamultirangeDCammeterusingthebasicmovementwithaninternalresistanceRMC=50
andfullscaledeflectioncurrentIMC=IFSD=10mA.Therangesrequired00.1A,01A,010Aand0
100A.
VMC=IMCxRMC=500mV

Forrange1(00.1A)RSH1=500/90=5.56

Forrange2(01A)RSH2=0.5/0.99=0.505

Forrange3(010A)RSH3=0.5/9.99=0.05

Forrange4(0100A)RSH4=0.5/99.99=0.005

ABasicDCVoltmeter
Themovingcoilcanbeusedasavoltmeterbyaddingaseries

RS IFSD
+

VS

RMC
+

VMC

resistance RS as illustrated in Figure 4.14. The input voltage is

VM
+

RM

dividedbetweenthecoilresistanceRMCandRS.Currentpassing
through both resistors is IMC which is limited by the fullscale
deflectioncurrentIFSDofthecoil.Thefullscaleinputvoltage
VM=IFSD(RS+RMC)

Figure4.14BasicDCvoltmeter

Theinputimpedanceseenis:RM=RS+RMC

However,withRS>>RMC,RMisapproximatelyequaltoRSandVMIFSDRS.
Example4.6
Thecoilofamovingcoilvoltmeteris4cmlongand3cmwideandhas100turnsonit.Thecontrol
springexertsatorqueof2.4x104Nmwhenthedeflectionis100divisionsonthefullscale.Iftheflux
densityofthemagneticfiledintheairgapis0.1Wb/m2,estimatetheresistancethatmustbeputin
series with the coil to give one volt per division. The resistance of the voltmeter coil may be
neglected.
TEM=TSP2.4x104=100x0.1x12x104xIFSD IFSD=20mA.Therefore,currentperdivisionis0.2mA.
AssumingthatRMCisnegligiblysmallcomparedtoRS:RS=5k

Measurement of Electrical Quantities / 150


Example4.7
Amovingcoilinstrumentgivesfullscaledeflectionof10mAwhenthepotentialdifferenceacrossits
terminalsis100mV.Calculate:
Theshuntresistanceforafullscalecorrespondingto100mA;
RSH=100/90=1.11
Theresistanceforfullscalereadingwith1000V;
RMC=100/10=10;RS+RMC=(1000/10)k=100kyieldingRS=100k(RMCisnegligible)
Thepowerdissipatedbythecoilandbytheexternalresistanceineachcase.
Powerdissipatedbythecoil,PC=IM2xRMC=1mW;
PSH=VM2/RSH=9mW
PS=VM2/RS=10W.

Voltage to be measured
IFSD

RS2
RS4

RMC

RS3

Rotary
selector
switch

RS1

0 1000 V
0 100 V

RS2

0 50 V

RS1

0 10 V

Multi-range voltmeter circuit


Parallel connection

RS3
RS4

RMC

1
2
VM
3
4
0 1000 V

Multi-range voltmeter circuit


Series connection

Figure4.15Parallelandseriesresistanceconnectionsforamultirangevoltmeter

MultiRangeVoltmeters
The series resistance can be changed to suit different fullscale voltage requirements as shown in

Switch
poles

Figure4.15.Resistorsareorganizedeitherinparallelfashion
(conventional connection) as in the case of ammeter and
selecting them one by one or all connected in series like a

Rotary
switch
arm

voltage divider (modified connection). The switch however


must be of breakbeforemake type (Figure 4.16) that

Figure4.16Breakbeforemaketype
switch

breaks the contact with the old position before it makes it

Measurement of Electrical Quantities / 151


with the new position. This eliminates the chance of forcing a current larger than the fullscale
currentthroughthemovingcoilduringchangingthepositionoftheswitch.
Theresistorsarealsocalledthemultiplierresistors.Resistanceseenbytheinputterminalsof
the device RM = VM/IFSD and written on the face of the scale as /V. The contribution of the coil
resistance RMC can be ignored if it is too small compared to RM. Following examples illustrate the
selectionofmultiplierresistors.
Example4.8
AmultirangeDCvoltmeterisdesignedusingamovingcoilwithfullscaledeflectioncurrent10mA
and coil resistance 50 . Ranges available: 0 10V, 0 50V, 0 100V, 0 1000V. Determine the
multiplierresistorsandinputresistanceofthemeterusing:

Conventionalconnection

Modifiedconnection

Inconventionalconnection,resistorsareselectedonebyonetosatisfy,
VM=IFSD(RMC+RS)=VMC+IFSDRSwhereVMisthefullscalevoltageoftheselectedrange.VMC=(10
mA)(50)=0.5V.Hence,RS=(VM0.5)/10k.Meterresistanceseenbetweentheinputterminalsis
RM=RMC+RS

Range1(010V):RS1=9.5/10=0.95k=950;RM1=950+50=1000

Range2(050V):RS2=49.5/10=4.95k;RM2=4.95k+0.05k=5k

Range3(0100V):RS3=99.5/10=9.95k;RM3=9.95k+0.05k=10k

Range4(01000V):RS4=999.5/10=99.95k;RM4=99.95k+0.05k=100k

Forthealternativemodifiedarrangement,theresistorforthelowestrangeisdeterminedandothers
calculatedasaddedtothetotalofthepreviousvalue.Thetotalresistanceseenfromtheinputinall
rangeswillbethesameasthoseinthepreviouscase.Resistorsbetweenstagescanbecomputedas
RSn=RMnRM(n1)

Range1(010V):RM1=1000;RS1=100050=950

Range2(050V):RM2=5k;RS2=5k1k=4k;

Range3(0100V):RM3=10k;RS3==10k5k=5k;

Range4(01000V):RM4=100k;RS4=100k10k=90k;

Measurement of Electrical Quantities / 152


Example4.9
AbasicDArsonvalmetermovementwithaninternalresistanceRMC=100,fullscalecurrentIFSD=1
mA,istobeconvertedintoamultirangeDCvoltmeterwithranges010V,050V,0250Vand0500
V.Findthevaluesofmultiplierresistorsusingthepotentialdividerarrangement.
FourresistorsRS1RS4areaddedinserieswithRMC.

Inthefirstrange(010V)onlyRS1isusedandthemaximumvoltagedroponRS1is100.1=9.9
V.Thus,RS1=9.9V/1mA=9.9k

Inthe2ndrange(050V)RS1+RS2isusedandthemaximumvoltagedroponRS2is5010=40V.
Thus,RS2=40V/1mA=40k

Inthe3rdrange(0250V)RS1+RS2+RS3isusedandthemaximumvoltagedroponRS3is25050=
200V.Thus,RS3=200V/1mA=200k

In the 4th range (0500 V) RS1+RS2+RS3+RS4 is used and the maximum voltage drop on RS4 is
500250=250V.Thus,RS4=250V/1mA=250k

OhmandVOMMeters
TheAnalogOhmmeter
Analogohmmetercanbedesignedsimplybyaddingabatteryandavariableresistorinserieswith
the moving coil instrument as shown in Figure 4.17. The unknown resistance is connected to the
terminalsofthedevicetocompletetheelectricalcircuit.Theoutputterminalsareshortedtogether
with the leads (wires) used in connecting the external resistor. The variable resistance is adjusted

Zero
adjust

Internal
battery

MC meter
RMC

10
100

Basic series ohmmeter circuit

0
Series ohmmeter scale

Figure4.17 Circuitandscaleofabasicohmmeter

until the fullscale deflection current passes through the coil. This is marked as the 0 resistance.
When the leads are separated from each other, no current flows indicating an opencircuit which
meansinfiniteresistance.Hence,thescaleisnonlinearwithresistanceincreasesontheright
side(oppositetoammeter).Multirangeohmmeterscanbeobtainedbycombiningthecircuitsofa
seriesohmmeterandamultirangeammeter.

Measurement of Electrical Quantities / 153


TheVOMMeter
Thefunctionsofammeter,voltmeterandohmmetercanbecombinedinamultipurposemetercalled
a VOM (voltohmmilliampere) meter, or shortly the VOM. It has several multiple scales, usually
colorcoded in some way to make it easier to identify and read. Generally, it has a single
multipurposeswitchtoselectthefunctionandtherange.
Example4.10
Amovingcoilhas100turns,5cm2coilarea,andairgapmagneticfluxdensityof0.1Tesla(Wb/m2).
The control spring exerts a torque of 5x106 Nm at the fullscale deflection of 90. The potential
differenceacrossthecoilterminalsatthefullscaledeflectionis100mV.Usingtheabovemovement,
design a multirange DC ammeter with ranges 050 mA, 01 A and multirange DC voltmeter with
ranges010Vand0200V.

IFSD=TSP/NBA=1mA,thereforeRMC=VMC/IFSD=100

Forammeterranges:RSH1=100mV/(501)mA=2.04andRSH2=100/999=0.1

Forvoltmeterranges:RS1=(100.1)V/1mA=9.9kandRS2=199.9k

LOADINGERRORS
InstrumentLoading
Allmeasuringinstrumentsdrawenergyfromthesourceofmeasurement.Thisiscalledtheloading
effectoftheinstrument.Hence,allmeasurementsincludeerrorsduetoinstrumentloading.Ifthe
energy taken by the instrument is negligibly small compared to the energy exists in the source (of
courseoftypemeasured),thenthemeasurementisassumedtobeclosetoperfect,andtheloading
errorisignored.
Ideal ammeter has zero internal resistance and no voltage across it. Ideal voltmeter has
infiniteinternal(meter)resistanceanddrawsnocurrentfromthecircuit.Thepracticalammetercan
be represented by an ideal ammeter with added series resistance that represent the meter
resistance.Similarly,thepracticalvoltmetercanberepresentedbyanidealvoltmeterinparallelwith
themeterresistance.ThesetwomodelsareillustratedinFigure4.18.

Measurement of Electrical Quantities / 154

R M IM

A
+

VMC

0V

VM

VM
RM

I=0

Ideal

IM
RM

Practical voltmeter

Practical ammeter

Figure4.18Representationsofpracticalammetersandvoltmeters

LoadingErrorsinAmmeters
AnyelectricalcircuitcanbemodeledbyavoltagesourceVTandaseriesresistanceRT.Thecircuitis
completedwhentheloadresistanceRLisconnectedacrosstheoutputterminalsandaloadcurrent
RLflowsthroughtheload.Anammetercanbeplacedinserieswiththeloadtomeasurethiscurrent
as shown in Figure 4.19. Current in the circuit can be

RM

RT

calculatedas

A
+

IL
VT

RL

IL =

VT
RT + RL + RM

Inidealcondition,RM=0andthetruevalueofthecurrentis
Figure4.19Ammeterloading

I LT =

VT
RT + RL

The error is the difference between the measured value and the true value, and generally
expressedasthepercentileerrorwhichis:

% loading error =

measured value true value


x100
true value

Hence,theloadingerrorduetotheammetercanbefoundas:

VT
VT

100 RM
R + RL + RM RT + RL
x100 =

%loadingerrorforammeter= T
VT
RT + RL + RM
RT + RL
LoadingerrorcanbeignoredifRM<<(RT+RL)whichissatisfiedinmostapplications.

Measurement of Electrical Quantities / 155


LoadingErrorsinVoltmeters
Involtagemeasurement,themeterisconnectedinparallel

RLeff

RT

withloadresistorasshowninFigure4.20.Thetruevalueof
thevoltageacrosstheresistoris(withoutthemeter)

VT

RL

RM

V
VLT =

VT RL
RT + RL

Figure4.20Voltmeterloading

As the meter is connected, RM becomes in parallel with RL


andeffectiveloadresistancebecomes

RLeff =

R L RM
R L + RM

RLeffRLifRM>>RL.Thevoltagemeasuredbythemeteris

RL RM
RL + RM
=
R R
RT + L M
RL + RM
VT

VL = VLind

% loading error =

VLind VLT
x100
VLT

Examples4.11
A150VDCvoltagesourceiscoupledtoa50kloadresistorthrougha100ksourceresistance.
Two voltmeters (A) and (B) are available for the measurement. VoltmeterA has a sensitivity 1000
/V,whilevoltmeterBhasasensitivity20000/V.Bothmetershave050Vrange.

Calculatereadingofeachvoltmeter.

Calculateerrorineachreadingexpressedinapercentageofthetruevalue.

VLT =

150
x50 = 50 V
(100 + 50)

InputresistanceofvoltmeterA=sensitivityxrange=(1000/V)x(50V)=50kandtheeffective
valueoftheloadresistanceis50//50=25k
VoltageindicatedbyvoltmeterA; VLA =

150 x 25
= 30 V
100 + 25

Measurement of Electrical Quantities / 156


%ageloadingerror=

30 50
x100 = 40%
50

InputresistanceofvoltmeterB=(20000/V)x(50V)=1000kandtheeffectivevalueoftheload
resistanceis50//1000=48k
VoltageindicatedbyvoltmeterB; VLB =

%ageloadingerror=

150 x 48
= 48 .5 V
100 + 48

48 .5 50
x100 = 3%
50

Example4.12
A voltmeter has a resistance of 20 k/V is used to measure

20 k

20 k

thevoltageonthecircuitshownona010Vrange.Findthe
percentageloadingerror.
VTRUE=10x20/40=5V.WithRM=200k,theeffectiveload

10 V
Figureforexample4.12

resistance RLeff = (400/22) = 18.18 k. Therefore, VMEAS =


10x18.18/38.18=4.76V.
%loadingerrorcanbefoundas:%error=100x(4.765)/5=4.8%
Example4.13
Ageneratorproduces100voltsDCandhasaninternalresistance
of100kasshowninthefigure.Theoutputvoltageismeasured

100 k

using several voltage indicating devices. Calculate the output


voltageandthepercentageloadingerrorforeachofthefollowing
cases:

100 V
Figureforexample4.13

Anidealvoltmeter(Ri)Vo=100V,Error=0%

AdigitalvoltmeterwithRi=10M;Vo=100x10/10.1=99volts,%error=1%

Anoscilloscope(Ri=1M);Vo=100x1/1.1=90.9volts,%error=9.1%

Amovingcoiltypeanalogvoltmeterwith1k/Vin0100voltrange

Meterresistanceis100x1k=100k,yieldingVo=50volts,%error=50%

Measurement of Electrical Quantities / 157


Example4.14
A DArsonval movement gives fullscale deflection of 1 mA
when a voltage of 50 mV is applied across its terminals.

10 k

1 k

Calculate the resistance that should be added in series with


this movement to convert it into a 0 100 V voltmeter. The

90 V

above 0 100 V voltmeter is used to measure the voltage


Figureforexample4.14

acrossthe10kresistorinthecircuitshown.Determinethe
percentageloadingerror.

MetercoilresistanceRM=50mV/1mA=50anditseffectcanbeignoredinfindingthe
seriesresistanceofthevoltmeter.Then,RS=100V/1mA=100k.

True value of the voltage on the 10 k resistance (without voltmeter loading) Vtrue=
(10/11)x90=81.82V

Withthevoltmeterconnected,10kresistancewillexperiencea100kmeterresistancein
parallel yielding 9.09 k at the output. The measured output voltage becomes: VM = 90x
(9.09/10.09)=81.08V.The%error=100x(81.0881.82)/81.82=0.9%

ACVOLTMETERS
The voltmeter based on the permanent magnet moving coil (PMMC or DArsonval) and digital
voltmeter that will be discussed later cannot be directly used to measure the alternating voltages.
Whenmeasuringthevalueofanalternatingcurrentsignalitisoftennecessarytoconvertthesignal
into a direct current signal of equivalent value (known as the root mean square, RMS value). This
process can be quite complex. Most low cost instrumentation and signal converters carry out this
conversion by rectifying and filtering the signal into an average value and applying a correction
factor.Hence,wecanclassifytheACvoltmetersintwobroadcategoriesastheaveragingandtrue
RMStypes.
AverageandRMSValues
The moving coil instrument reads the average of an AC waveform.

i(t)=Imsint

Theaverageofthecurrentwaveformi(t)showninFigure4.21is:

Time
Figure4.21Alternatingcurrent
(AC)waveform

I AV =

1
I m sin tdt = 0
T 0

Measurement of Electrical Quantities / 158


whereTistheperiodand=2/T=radialfrequency(rad/sec).However,ifthiscurrentisappliedto
aresistorR,theinstantaneouspowerontheresistorp(t)=i2(t)R
TheaveragepowerovertheperiodTbecomes:
2

PAV =

R
I R
2
I m sin tdt = m

2
T0

Hence,theaveragepowerisequivalenttothepowerthatwouldbegeneratedbyaDCcurrentcalled
theeffectivecurrentthatis

1 T 2
I
i (t )dt = m = 0.707 I m

0
T
2

I eff = I RMS =

Duetosquaring,averaging(mean)andsquarerootingoperations,thisiscalledtheRMS.valueof
the current and IRMS is the true value of the current that we want to measure. The averaging time
mustbesufficientlylongtoallowfilteringatthelowestfrequenciesofoperationdesired. Hence, in
electricalterms,theACRMSvalueisequivalenttotheDCheatingvalueofaparticularwaveform
voltageorcurrent.Forexample,ifaresistiveheatingelementinanelectricfurnaceisratedat15kW
of heat at 220 V AC RMS, then we would get the same amount of heat if we applied 220 V of DC
insteadofAC.
If the voltage is applied to the resistor

vi(t)=Vmsint

Vm

vo(t)
VAV

through a diode as shown in Figure 4.22, the


negative half cycle is chopped off since the

Time

Time

diode can conduct current only in positive


direction. This is called the halfwave rectifier.
Theaveragevalueofthecurrentintheresistor

Figure4.22ACtoDCconversion

becomes:
T

VAV

1 2
V
= Vm sin tdt = m = 0.318Vm

T 0

TheFullWaveRectifier
The halfwave rectifier is used in some voltmeters, but the mostly adapted one uses the full wave
rectifiershowninFigure4.23.Here,abridgetypefullwaverectifierisshown.Forthe+halfcyclethe
currentfollowstherootABDC.ForthehalfcyclerootCBDAisused.Thecurrentthroughthemeter
resistorRmistheabsolutevalueoftheinputcurrentasshownintheinset.Thevoltagewaveformon

Measurement of Electrical Quantities / 159


the meter resistance Rm has the same shape as the current. The average value of the voltage
becomes:

B
D2
D1
Im

Rm

+ +

D4

D3
D
+

Ii

+ alternate
+ Input -

- alternate

Figure4.23Bridgetypefullwaverectifier

VAV

2 2
2V
= Vm sin tdt = m = 0.636Vm

T 0

VAV is the DC component of the voltage and it is the value read by the moving coil instruments.
Hence, theinherentlymeasuredvalue(IM)is theaveragevalue, while thetruevalue istheRMS
value.Thevoltagereadingwillcontainreadingerror(unlessitiscorrected)as

%error = (

V
VRMS
Vindicated Vtrue
) 100% = ( Average
) 100% = 10%
Vtrue
VRMS

andtheindicatedvoltagewillbe10%lessthanthetruevalue.
FormFactorandWaveformErrors
ForSinusoidalWaveforms
The ratio of the true value to the measured value is called the form factor or safe factor (SF). For
sinusoidalsignalstheformfactorisSF=(VRMS/VAV).

Measurement of Electrical Quantities / 160


InACvoltmeters,thereadingiscorrectedbyascalefactor=safefactor(SF)=1.11.Thiscanbedone
eitheratthecalculationoftheseriesresistanceorsettingthedivisionsofthescale.Eventually,the
erroriseliminatedas:

%error = (

1.11 VAverage VRMS


Vindicated Vtrue
) 100% = (
) 100% = 0%
Vtrue
VRMS

Thevalueofthecorrectionfactorappliedisonlycorrectiftheinputsignalissinusoidalandtheabove
formulaisofcourse true forsinusoidalsignalsonly.Thetrue RMSvalueisactuallyproportionalto
the squareroot of the average of the square of the curve, and not to the average of the absolute
valueofthecurve.Foranygivenwaveform,theratioofthesetwoaverageswillbeconstantand,as
most measurements are carried out on what are (nominally) sine waves, the correction factor
assumes this waveform; but any distortion or offsets will lead to errors. Hence, for other
(nonsinusoidal)waveforms,theerrormaybenonzeroindicatingerroneousreadings.

ForTriangularWaveform

v(t)

A triangular voltage waveform v(t) with amplitude Vm and period T is

T
Figure4.24Atriangular
waveform

shown in Figure 4.24. The negative portion is converted to positive after


the fullwave rectification. Due to the symmetry of the signal, interval
from0toT/4canbeusedforintegrationinfindingtheaverage(DC)and
RMSvalues.Inthisinterval,thesignalcanbeexpressedasv(t)=4Vm/T.

Thus,

V AV =

V
4 T 4 4Vm
dt = m = 0.5Vm

0
T
T
2

Thisistheinherentlymeasured(IM)value.Ametercorrectedforsinusoidalwaveformswillindicate
Vind=1.11x0.5Vm=0.555Vm
2

VRMS
TheRMSvaluecanbecomputedas:

V
4 T 4 16Vm
=
dt = m = 0.577Vm
2

0
T
T
3

Hence, the form factor for the triangular waveform is 1.155 and 1.11Vaverage VRMS .The percentile
measurementerror:

Measurement of Electrical Quantities / 161


%error = (

1.11 VAverage VRMS


Vindicated Vtrue
0.555 0.577
) 100% = (
) 100% =
100% = 3.81%
Vtrue
VRMS
0.577

TheCorrectionFactor
A correction factor (CF) is used to multiply the reading indicated by the meter to correct the
measuredvalue.Thecorrectionfactormustbedeterminedforeveryspecificwaveformindividually

CF =

( SF ) waveform
( SF )sin usoidal

V
( RMS
V
( RMS

as:

VIM
VIM

) waveform
)sin usoidal

Thevoltageindicatedforthetriangularwaveformusingameteradjustedforasinusoidalwaveform
canbewrittenas:

Vind = SFx(VIM ) waveform = (

Eventually,

VRMS
) sin usoidal x(V AV ) waveform
V AV

(Vind )(CF ) = (SF )wave (VIM )wave = (VRMS )wave = Vtrue


%error =

Theerrorwithoutthecorrection:

1 CF
100 %
CF

Forthetriangularwaveshownintheaboveexample CF =

0.577

0.5 = 1.154 = 1.0396 yielding


0707
1.11
0.636

thepercentileerrorof3.81%,sameastheonefoundbefore.
Figure 4.25 shows a pictorial presentation of the scale calibrated for sinusoidal voltage

5.55
5

AC
readings
DC
readings

10

11.1

v(t)

v(t)=Vmsint

VIM
Time

AC
Voltage

Full-wave
Rectifier

Time
Unidirectional

DArsonval meter
(SF = 1.11)

Voltage
Figure4.25IllustrationofanACvoltmetercorrectedforsinusoidalsignals

VRMS

Measurement of Electrical Quantities / 162


waveforms, model of the AC voltmeter based on the basic

Vm(t)

DArsonvalmeterwithsamplesofinputandoutputwaveforms.

10 V

Example4.15

t
0

A DArsonval (moving coil) movement based AC voltmeter is

calibrated to read correctly the RMS value of applied sinusoidal

-5 V

voltages.Themeterresistanceis10k/Vanditisusedin010
Waveformforexample4.15

Vrange.

FindVmmeasuredbythemeterandthepercentileloadingerror.
TruevalueofthevoltageVtrue=8x120/130=7.38V;Rm=100kleadingtoRL=100x120/220=54.5
k.ThereforeVm=8x54.5/64.5=6.76V.Percentileloadingerror=8.4%.
AdifferentperiodicwaveformisappliedandthewaveformVm(t)shownappearsacrossthemeter.
3
250
1 1
2
VRMS
= [ 100t 2 dt + 25dt =
0
1
9 ;VRMS=5.27V,
3
CalculateVRMSforthiswaveform;

Howmuchisthevoltageindicatedbythemeter(Vindicated)?

120 k

10 k

Vm

Vs =
8V

( AV )

3
1 1
= [ 10tdt + 5dt = 5V Therefore,Vind=1.11x5=
0
1
3

5.55V
Circuitforexample4.15

Find the waveform error in this measurement. %


waveformerror=100x(5.555.27)/5.27=5.3%.

V1(t)
50 V

Example4.16

-2
-1

t
V1(t)

-50 V
V2(t) = V1(t)

Full-wave
Rectifier

V2(t) =

V1(t)

DArsonval meter
(SF = 1.11)

Modelforexample4.16

50 V
The voltage waveform shown has a magnitude 50 V

-2 -1

-50 V
Waveformsforexample4.16

and it is applied to an AC voltmeter composed of a full


waverectifierandamovingcoil(DArsonval)meter.Itis

Measurement of Electrical Quantities / 163


calibratedtomeasurevoltageswithsinusoidalwaveformscorrectly.
FindtheaverageandRMSvaluesofV1(t)
T

V1( AV ) =

1 2
1 1
25
[1 1] = 0
T V1 (t ) dt = 50tdt =

T 2
2 1
2

V1( RMS ) =

1 1
2500t 2 dt =
2 1

2500
50
[1 + 1] =
= 28.87
6
3

SketchthewaveformforV2(t)

FindtheaverageandRMSvaluesofV2(t).

Ans.TheRMSvalueofV2(t)isthesameasthatofV1(t)whichis28.87volts.Theaveragevaluecanbe
calculatedfromtheareaofthetriangleeasilyas50/2=25volts.

Findthevoltageindicatedbythemeter.Ans.25x1.11=27.75volts

Calculatetheerrorduetothewaveformandfindthecorrectionfactor.

The%waveformerror=100x[27.7528.87]/28.87=3.88%
Correctionfactor(CF)=(SF)wave/(SF)sine=(28.87/25)/1.11=1.04
Example4.17
Ageneratorwith500internalresistancehasasawtoothoutput

v(t)

Vm

voltageasshown.TheRMSvalueofthisoutputistobemeasured

t
0

2T

Signalforexample4.17

byamovingcoilinstrumentwhoseinternalresistanceis10k.The
instrumenthasafullwaverectifierandiscalibratedforsinusoidal
waveforms.Calculatetheerrorduetothewaveformandalsothe

loadingerror.
Theschematicdiagramillustratesthemeasurement

0.5 k
V(t)

Rin

Vin
m

problem.Foranidealvoltmeter,themeterresistanceRinmustbe
verylarge(Rin).Therefore,thetruevalueoftheoutputvoltage
vtrue(t)=v(t).TheinternalresistanceisgivenasRin=10kyielding

Circuitforexample4.17

vin(t)=(10/10.5)v(t).Hence,

Measurement of Electrical Quantities / 164

% (loading ) error =

vin vtrue
vtrue

10
1
10
.
5
x100 =
x100 = 4.8%
1

Thevoltagemeasuredusingthismeteristheaverageofvin(t)whichis:

V AV =

10 1
x
10 .5 T

Vm
10 V m
.Thereadingindicatedbythemeteriscompensatedforthe
tdt =
x
10 .5 2
T

sinusoidalwaveformanditbecomes: Vind = 1.11x

5Vm
= 0.529Vm
10.5

ThetruevaluethatmustbemeasuredbythemeteristheRMSvaluewhichis:
2

V RMS

10 1 T Vm 2
10 Vm
=
t dt =
x
= 0.55Vm
2

0
10.5 T
10.5
T
3

Hence,thewaveformerroris100x(0.5290.55)/0.55=3.82%
Ifthemeterwouldbeideal(Rin ),then Vtrue = V RMS =

Vm
3

= 0.577V m Having0.529Vmindicated

bythemeter,thetotalmeasurementerror(loading+waveform)becomes100x(0.5290.577)/0.577
=8.32%
ClampOnMeters
ClamponmetersareusedformeasuringACcircuitcurrentsinanoninvasivemannerwhichavoids
havingtobreakthecircuitbeingmeasured.Themeterclampsontoacurrentcarryingconductorand
the output reading is obtained by
transformer action. Figure 4.26 illustrates
the principle of operation, where the
clampon jaws of the instrument act as a
transformer core and the currentcarrying
conductor acts as a primary winding.
Current induced in the secondary winding
is rectified and applied to a movingcoil
meter. Although it is a very convenient
instrumenttouse,theclamponmeterhas
low, sensitivity and the minimum current
Figure4.26 Aclamponmeter inpractice

Measurement of Electrical Quantities / 165


measurableisusuallyabout1amp.
TrueRMSMeters
The rectification, averaging and form
factor correction approach produces

Vm
VRMS

adequate results in most cases. However,


a correct conversion or the measurement
of non sine wave values, requires a more

Time

complexandcostlyconverter,knownasa
TrueRMSconverter.Thecharacteristicsof

Figure4.27 Acomplexwaveformwithhighcrestfactor

these meters are defined in terms of the


input range, bandwidth (frequency range in which the device operates successfully), accuracy and
crestfactor.Thecrestfactorisameasurementofawaveform,calculatedfromthepeakamplitudeof

Measuring
Thermocouple
AC input
Voltage

Input
Ranging

AC
Amplifier

DC
Amplifier
Indicating
Meter

Balancing
Thermocouple

Feedback
Current
Figure4.28AtrueRMStypeACvoltmeterthatusesthethermalconverterprinciple.

the waveform divided by the RMS value of the waveform as illustrated in Figure 4.27. The power
dissipatedbyaresistorRthatisexposedtothesignalis

ThisprinciplewasexploitedinearlythermalconvertersasillustratedinFigure4.28.TheAC
signalwouldbeappliedtoasmallheatingelementwhichwastwinnedwithathermocouplewhich
couldbeusedinaDCmeasuringcircuit.Thetechniqueisnotparticularlyprecisebutitwillmeasure
any waveform at any frequency. Thermal converters have become quite rare, but as they are
inherentlysimpleandcheaptheyarestillusedbyradiohamsandhobbyists,whomayremovethe
thermal element of an old unreliable instrument and incorporate it into a modern design of their
ownconstruction.
A second approach is to use analog electronic converters as illustrated in Figure 4.29. Analog
electroniccircuitsmayuse:

Measurement of Electrical Quantities / 166

an analog multiplier in a specific configuration which multiplies the input signal by itself
(squaresit),averagestheresultwithacapacitor,andthencalculatesthesquarerootofthe
value(viaamultiplier/squarercircuitinthefeedbackloopofanoperationalamplifier),or

afullwaveprecisionrectifiercircuittocreatetheabsolutevalueoftheinputsignal,whichis
fed into a operational amplifier arranged to give an exponential transfer function, then

Figure4.29 AnalogRMStoDCconverter

doubledinvoltageandfedtoalogamplifierasameansofderivingthesquarelawtransfer
function, before timeaveraging and calculating the square root of the voltage, similar to
above,

or a fieldeffect transistor may be used to directly create the squarelaw transfer function,
beforetimeaveraging.

Unlike thermal converters they are subject to bandwidth limitations which makes them
unsuitable for most RF work. The circuitry before time averaging is particularly crucial for high
frequency performance. The slew rate limitation of the operational amplifier used to create the
absolutevalue(especiallyatlowinputsignallevels)tendstomakethesecondmethodthepoorestat
highfrequencies,whiletheFETmethodcanworkclosetoVHF.Specialisttechniquesarerequiredto
produce sufficiently accurate integrated circuits for complex analog calculations, and very often
metersequippedwithsuchcircuitsofferTrueRMSconversionasanoptionalextrawithasignificant
priceincrease.

Measurement of Electrical Quantities / 167


ThethirdapproachistouseDigitalRMSconverters.DigitalandPCbasedoscilloscopeshavethe
waveform being digitized so that the correct RMS value may be calculated directly. Obviously the
precision and the bandwidth of the conversion is entirely dependent on the analog to digital
conversion. In most cases, true RMS measurements are made on repetitive waveforms, and under
such conditions digital oscilloscopes (and a few sophisticated sampling multimeters) are able to
achieve very high bandwidths as they sample at a fraction of the signal frequency to obtain a
stroboscopiceffect(thatwillbeexplainedlaterinsectioncoveringthedigitalstorageoscilloscope).
http://www.analog.com/static/importedfiles/tutorials/MT081.pdf

ELECTRONICCOUNTERS
OscilloscopeVersusElectronicCountersandDigitalVoltmeters
CommonalitiesBetweenElectronicCountersandDigitalVoltmeters
Electronic countersareextensivelyusedformeasuringthefrequency (numberofoccurrenceofan
eventinagiventime),timeperiodofaneventandtimeintervalbetweentwoevents.Mostdigital
voltmetersgenerateatimeintervalrelatedtotheleveloftheinputvoltagefirst.Then,theymeasure
thatintervalanddisplayit.Theyareeasytouseanddisplaythereadingsdirectlyinnumericalforms.
Therefore,theelectroniccircuitriesinbothsystemshavemanycomponentsincommonandtheywill
bediscussedtogetherinthischapter.
LimitationsoftheOscilloscopeasaMeasuringInstrument
The oscilloscope is a versatile and useful device to observe waveforms. Yet, it has limitations as a
measuringinstrumentas:

The input impedance is 1 M in all measurement ranges which may be small and cause
instrumentloadinginsomeapplications.Inputimpedancesofelectroniccountersanddigital
voltmetersaremuchhigher(intensofM)thateliminatetheloadingproblem.

The oscilloscope is more prone to human errors since results are obtained through
calculations.Indigitalvoltmetersandelectroniccounterstheresultsaredisplayeddirectly.

Whatismeasuredintheoscilloscopeisthedistancebetweentwopointsonthescreen.The
resultsarelimitedtothereadingaccuracyoftheobserverfromthescreenatthefirstplace.

Estimatesoftheamplitudeandtimevariationsaremadefromthedisplacementsdrawnonto
thescreenwiththehelpofsensitivitysettings.

Thefrequencycanonlybedeterminedmathematicallyastheinverseoftheperiod.

Measurement of Electrical Quantities / 168

Thesmallestpossiblereadingerrorfromthescreenoccurswhentheintervaltobemeasured
coversthefull100mmspanandthestartingpointisalignedsharplyagainstthefirstruled
verticalline.Then,themeasurementerrorinvolvesuncertaintyonlyinreadingtheterminal
point with 0.5 mm. Hence, the percentile error is 0.5% at best which can also be
expressedasoneintwohundreds.Thesimplestcounterwithafourdigitdisplaywillhavean
uncertaintyof1digitinthelastplace(leastsignificantdigit)whichmeansthatthereading
errorcanbeaslowasoneintenthousands.

TimeandFrequencyMeasurements
OperationalModesofCounters
Electronic countersareextensivelyusedformeasuringthefrequency (numberofoccurrenceofan
eventinagiventime),timeperiodofaneventandtimeintervalbetweentwoevents.Theydisplay
theresultsdirectlyindigitalformsthatcanbeeasilyreadbytheuser.
Thecountersworkinthreeoperationalmodesas:

thefrequency,

timeperiodand

timeinterval.

Thefrequencyisdefinedintwowaysasillustratedin
Figure4.30:

Thenumberofoccurrencesofeventoverthe

How many?
1 second

time of observation (i.e. 6 events per


second).Alldigitaldisplayshaveaninherent

How frequent?

uncertaintyof1digitinthelastdigitofthe
display.Ifthenumberdisplayedissmall,this

Figure4.30Definitionsoffrequency

uncertainty causes large reading errors.


Therefore,thismodeisusefulathighfrequencies.

Theinverseofthetimeperiod(i.e.oneexplosionevery100millisecond).Thisisusefulatlow
frequencies.Somecountersautomaticallyswitchtothismodeasthelowfrequencyranges
areselected.Theperiodismeasuredandinvertedusuallybydigital
techniquesandthedisplayedresultisthefrequency.Newcounters

How long?

containmicroprocessorsthatperformthisoperationeasily.
Figure4.31 Time
period

Measurement of Electrical Quantities / 169


Thetimemeasurementisusedfor:

Timeperiod;thetimeintervalbetweentwosuccessiveidenticalpointsforaperiodicevent
asillustratedinFigure4.31.

How long?

Thetimeinterval;thetimeintervalbetweentwoeventsthatrun

simultaneouslyasshowninFigure4.32.Thisisveryusefulindetermining
thephaseshiftbetweentwosignals.

Figure4.32Timeinterval

DevicesCommonlyUsedinElectronicMeasuringInstruments
Amplifiers

The amplifier is a device that increases the magnitude of the input voltage
(voltageamplifierasinFigure4.33),current(currentamplifier)andpower(power

G
Vi

Vo

amplifier). The ratio of the output to the input (if of the same kind, i.e. both
voltage)iscalledthegainifitisgreaterthan1anddenotedbyG.Foravoltage
amplifier;G=Vo/VI
whereVoistheoutputvoltageandVIistheinputvoltage.Thegainisaunitless

Figure4.33
Symbolofan
amplifier

quantity.
Sometimesthegainisexpressedindecibels(dB)as:GdB=10log(Po/PI)=20log(Vo/VI)

wherePoistheoutputpowerandPIistheinputpoweroftheamplifiermeasuredacrossthesame
resistor.
Iftheoutputissmallerthantheinput,thisiscalledtheattenuation.GdBispositiveforthe
gainandnegativefortheattenuation.Forexample,againof60dBindicatesthattheoutputisthe
inputmultipliedby1000whileagainof20dBshowsthattheinputisreduced(attenuated)by10
timesbythesystem.
TheComparator
ThecomparatorisadevicethathastwoinputsandoneoutputasshowninFigure4.34.Theoutput
hastwovoltagelevelsashighandlow.Itdetectsthesignofthevoltagedifferenceandreflectsit
totheoutputlevelasindicatedinthefigure.Oneoftheinputissettofixedvoltagewhosevaluecan
besetexternallyanditiscalledthethreshold.Theoutputshowsthesignof(V1V2).Hence,itisin
highstatewhentheinputvoltageishigherthanthethreshold(V1 >V2)andgoestolowstateasthe
inputbecomessmallerthanthethreshold(V1 <V2).Theshapeoftheoutputisreversedif theinput
and threshold connections are interchanged. Important parameters used in identifying a pulse are

Measurement of Electrical Quantities / 170

Falling
(negative) edge

V2
V1

Ground
(reference)

V1 : input voltage
V2 : threshold voltage

V0
High (state) level
Comparator
output

Rising (positive) edge


Low (state) level

Pulse generator

Figure4.34Comparatorwithitstimingdiagram

marked on Figure 4.34. In some comparators, the threshold is internally connected to the middle
level(ground)andonlyoneinputisavailableexternally.Thesedevicesarealsocalledzerocrossing
detectors.
In some comparators, the output changes its states slightly after the input walks over the
point of coincidence with the threshold (in either direction) causing slight delay between the
generationoftheoutputpulseandthepointofcoincidence.Thisdelayiscalledthehysteresisand
it is used to avoid false detection in case of noisy input signals. Such comparators are commonly
calledtheSchmitttriggers.
ThePulseGenerator
Theoutputofacomparatorisarectangularpulselikesignalwhosehighandlowstatesdependupon
the magnitude of the input signal as compared to a threshold voltage. The pulse generator (also
knownasmonostablemultivibrator)receivestheoutputofthecomparatororanypulselikesignal
and produces a pulse with fixed duration immaterial of the duration of the input pulse. The pulse
may be initiated either by the positive edge or the negative edge of the input pulse. It is set to
positiveedgetriggeringintheexampleshowninFigure4.34.

TheClock
Itisadevicethatgeneratestimingpulseswithaveryhighaccuracyand
stabilityinthefrequencyasillustratedinFigure4.35.Crystalcontrolled

Clock
generator
Figure4.35Theclock

oscillatorsareusedmostly.Theoutputisasquarewaveingeneral,but
itwillberepresentedbyasequenceofshortdurationpulsesinmostapplications.
ElementsCommoninAllModesofOperationsofCounters
Followingelementsarecommoninallmodesofcounters:

Measurement of Electrical Quantities / 171

Themagnitudeoftheinputsignalisnotimportant.Theperiodicinputsignalisconvertedinto
a pulse sequence by the signal shaper, which is composed of a comparator and a pulse
generator. Here, AC/DC coupling, trigger level and polarity settings are available as in the
caseoftheoscilloscope.Thereisnoamplituderangeselectionexceptadividebyten(20dB)
attenuator to reduce the amplitude of the input signal to a safe level for highamplitude
inputs.

Allmeasurementsarerelatedtothetiminginformationcomingfromaninternaltimebase.
Therefore,averystabletimebaseisanessentialelementofthecounter.Calibrationofthe
timebase circuits may be achieved by using special frequency standards based on tuning
forks, crystal oscillators or with NBS (National Broadcasting Society) standard broadcast
frequencies.

Acontrolgatesetsthedurationofthecountingandrefreshrate(thefrequencyofrepeating
themeasurement).

They mostly use 7segment light emitting diode (led) or liquid crystal (lcd) type displays.
Dependinguponthefrequencyrangeofoperation,theremaybesixtoeightdigitsdisplayed.

Decimal counters are used to accumulate (count) incoming pulses from the pulse gate and

Clock
Decade (BCD)
counter / divider
Clock

Carry

Q0 Q1 Q2 Q3
Outputs

Q0
Q1
Q2
Q3
Carry

Figure4.36TheBCD(decade)counteranditstimingdiagram

generateabinarycodeddecimal(BCD)codeattheoutputasillustratedinFigure4.36.The
code ranges from 0000 to 1001 corresponding to decimal 0 and 9 incrementing with
everyinputpulse.Withthe10thpulse,thecodereturnsto0000andthecounterprovidesa
carrypulsetothenextstage.Attheendofthecountingsession,thecodeaccumulatedinthe
counters is transferred to a digital latch that holds it until the end of the next counting
session. Counters are cleared automatically after the data is transferred to the latch. The
usercanalsoclearthemduringinitialization.Thiscodestoredinthelatchisappliedtothe
displaythroughBCDto7segmentdecodersanddisplayedasdecimalnumbers.Thedisplay
alsoincorporatesannotationsforthetimeunits(s,ms,ands)andfrequencyunits(Hz,kHz,

Measurement of Electrical Quantities / 172


andMHz).Thetimebaseand/orgatecontrolswitchessetthepositionofthedecimalpoint.
Theunitofthemeasurementishighlighted.
TheCounterinFrequencyMode

Trig.
Input
signal

+/ D isplay
23567.49 Hz

Signal
shaper

fs

Gate
control

Gate
Decade
counters

Nf
Tg
Tg
T b =1/fb

Time
base

Figure4.37Blockdiagramofthecounterinfrequencymode

PrincipleofOperation
Figure4.37showstheblockdiagramofacountersettothefrequencymodeofoperation.Thetime
basecircuitryprovidesthestartandstoppulsesforthepulsegate.Thepulsesgeneratedfromthe
input signal via the signal shaper are counted. The duration of the gate signal (Tg) is equal to the
periodofthetimebasesignal(Tb).Numberofpulsescounted

N f = Tg f s

fsbeingfrequencyoftheinputsignal.CommonlyusedvaluesforTbare0.1s,1s,and10s.
TheTimeBase
Accuracy of the measurement is directly affected by the uncertainty in gating. Hence, a timebase
with high accuracy, precision and
longterm stability is essential.

Time-base
High-stability
Crystal controlled
clock

Tc=1/fc

Decade
Dividers
m-stage

Figure4.38Blockdiagramofthetimebase

Thisismanagedviaahighstability

Tb=1/fb

clock

circuit

that

runs

at

frequencyfc showninFigure4.38.

Measurement of Electrical Quantities / 173


A series of decade counters are used (m of them in Figure 4.28) to obtain the time base signal
yielding,

Tb = Tc 10m
In some counters, the divider ratio is indicated at the timebase selector switch. Finally, the
frequencyoftheinput(fs)isdeterminedfromthenumberdisplayed(Nf)andtimebasesetting(10m)
as:

fs =

Nf
Tb

Nf
10m

fc

Thedecimalpointautomaticallymovesinbetweenappropriatedigitsandrespectivefrequencyunit
isalsohighlightedtoeasethereadingasmentionedabove.
TheCounterinTimePeriodMode
PrincipleofOperation

Trig.
Input
signal

+/ Decade
Dividers
n-stage

Signal
shaper

Display
1327.58 s
Gate

Ts=1/fs
Gate
control

Tg

Decade
counters

Np
Tg

Time
base

Tb=1/fb = 10mxTc

Figure4.39Blockdiagramofthecounterintimeperiodmode

In the period mode, the input signal provides the gating and the timebase supplies the pulses for
countingasshowninFigure4.39.Thenumberofpulsescounted:

N p = f b Tg

WithTg=Ts(thetimeperiodoftheinputsignal)and f b =

fc

10 m

,theperiodTscanbeexpressedas:

Measurement of Electrical Quantities / 174

Ts =

Np
fc

10m

Hence, 10m becomes the multiplier in case of the period measurement. Period measurement is
preferred to frequency measurement in determining lower frequencies. The readout logic is
designedtoautomaticallypositionedthedecimalpointanddisplaytheproperunit.
Averaging
The frequency measurement inherently involves accumulation of several pulses. Thus, small
variationsinthetimeperiodoftheinputsignal(jitterintheperiod)willcancelouteachotherand
the resultant reading indicates the average value of the frequency of the signal rather than the
instantaneous frequency. The period measurement however, uses a single period for the
measurement. Furthermore, the display is normally refreshed at every three seconds or so. Fast
refreshratesarenotuseful,sinceahumanobserverreadsthedisplay.Therefore,forasignalhaving
timeperiodoffractionofasecond,thesystemstaysidleforalongtime.
The accuracy of reading and reliability of the measurement may be increased by using the
multipleperiodaveragemodeofoperation.Aseriesofdecadedividers(noftheminthefigure)are
introduced between the signal shaper and gate control circuits. Hence, the measured period is
averagedover10ncycles.Theresultantequationfortheperiodmeasurementbecomes:

10 m

Ts =
f c 10 n

Np

TheCounterinTimeIntervalMode

Measurement of Electrical Quantities / 175


The phaseangle (shift) between two signals may be determined by measuring the time interval
between similar points on the two waveforms. Figure 4.40 illustrates the principle diagram of the
measuring setup. Both inputs contain signal shapers that generate pulses corresponding to the
triggerpickoff.Oneofthepulsecontrolsthestartingofthecountingwhiletheotheronestopsthe
counting. Trigger levels and slopes may be different for both channels. A commonseparate switch
(Cm/Sep)allowsutilizationofthesamesignalforbothchannelsandwithdifferenttriggersettings;
thetimebetweensectionsofthesamewaveformcanbemeasured.Thisisespeciallyimportantin
determiningthepulsedurationandrisetimeofthesignal.
ErrorsinMeasurementsUsingCounters
Therearethreereasonsforerrorsinmeasuringfrequencyandtimeusingcountersasthetimebase
errors,triggerlevelerrorandgatingerrors.

Timebaseerrors:oscillatorcalibrationerrorsresultingfrom;

Shorttermcrystalstabilityerrors:duetovoltagetransients,shockandvibration,

Longterm crystal stability errors. Aging rate of the 10 MHz crystal standard is less than 3
partsin107permonthfortheHP5326Bcounterasspecifiedbythemanufacturer.

Triggerlevel errors (only in timeinterval and period modes). Using large signal amplitude
andfastrisetimecanminimizethem.

Gating errors: 1 counts of the displays last significant digit. This error is inherent to all
electronic counters and is due to the lack of synchronization between the gating and the
clock(countedsignals).

Trig.
Input-A
start
Cm
Input-B
stop

+/ Display
426.32 s

Signal
shaper
Gate

Sep

Gate
control

Signal
shaper

Tg

Decade
counters

Np
Tg

Trig.

+/ -

Time
base

Tb=1/fb = 10mxTc

Figure4.40Blockdiagramofthecounterintimeintervalmode

Measurement of Electrical Quantities / 176


Example4.18:ReadingErrorinFrequencyandPeriodMeasurements
Twosinewavesat9.5Hzand200kHzareappliedtoanelectroniccounter.Boththefrequencymode
and the period mode of operations are used. Timebase settings in the frequency mode and
multipliersettingsintheperiodmodearetabulatedinTable4.1withthedisplayreadingsforboth
signals.Signalaveragingintheperiodmodeisnotused.
Theclockfrequencyinthetimebaseis10MHz(period0.1s)anditisdividedbyan8stage
decadecounters/dividerstoobtaina10secondtimebase.Interimstagesarealsoavailabletoobtain
various timebase (T.B.) and multiplier settings. In the multiplier settings, the number of counters
involvedisalso8.Hence,inmultiplierselection108theclockoutputistakenfromtheoutputofthe
8thstageleadingtoaclockfrequency107/108=0.1Hz.In100=1however,theclockoutputistaken
directly from the clock generator. Assuming the reading error as 1 digit in the last place, period
reading for low frequency and frequency reading for high frequency signals lead to smaller error.
RelativeerrorT/T=f/fasTorfiscomputedfromeachotherthroughtheinverserelationship.

Table4.1.Measurementsofperiodandfrequencyforsignalsat9.5Hzand200kHz.

9.5Hz

200kHz

Frequencymode

Periodmode

Frequencymode

Periodmode

T.B.

Reading

Mult

Reading

T.B

Reading

Mult

Reading

10s

0.0094kHz

108

1*

10s

191.2719kHz

108

1*

1s

0.009kHz

107

1s

1s

191.280kHz

107

1s

0.1s

0.00kHz

106

0.2s

0.1s

191.27kHz

106

0.1s

10ms

0.0kHz

105

0.11s

10ms

191.2kHz

105

0.01s

1ms

0.000MHz

104

106ms

1ms

0.191MHz

104

1ms

0.1ms

0.00MHz

103

106.0ms

0.1ms

0.19MHz

103

0.1ms

10s

0.0MHz

102

105.97ms

10s

0.1MHz

102

0.01ms

1s

0MHz

101

105944s

1s

0MHz

101

6s

0.1s

0.00GHz

100=1

105951.0s

0.1s

0.00GHz

5.2s

Example4.19
Draw the functional block diagram of an electronic counter in frequency mode and explain the
functionofeachblockbriefly.Whatwillbethenumberdisplayedifthetimebaseissetto1msec
andthefrequencyoftheinputsignalis568,321Hz?Howmuchistheuncertaintyinthefrequency
reading?Whatwouldbethereadinganduncertaintyinreadingiftimebasewassetto1sec?

Measurement of Electrical Quantities / 177


Pleaserefertothetextfortheblockdiagram.Thesignalshaperconvertstheperiodicinput
signalintoapulsesequence.Averystabletimebaseprovidesthetiming(startandstop)pulses.A
control gate sets the duration of the counting and refresh rate (the frequency of repeating the
measurement).ANDgateallowsthenumberofinputpulsesduringthegatetobeselected.
Adisplaymostlyusing7segmentlightemittingdiode(led)orliquidcrystal(lcd)typedisplays
toindicatethedecimaldigits.Decimalcountersareusedtoaccumulate(count)theincomingpulses
fromthepulsegateandgenerateabinarycodeddecimal(BCD)codeattheoutput.Thedisplayalso
incorporatesannotationsforthetimeunits(s,ms,ands)andfrequencyunits(Hz,kHz,andMHz)
displayed.Thedecimalpointautomaticallymovestoproperplaceandtheunitofthemeasurement
ishighlighted.
Thefrequencyoftheinputsignalindicatesthattherewillbe568321pulsesinonesecond.
Withtimebasesetto1msec,only568pulsesaccumulateinthecounter.Hence,thereadingwould
be568kHzwithuncertainty1kHz.Iftimebaseissetto1sec,thenreadingwouldbe568,321Hz
withuncertainty1Hz.

Measurement of Electrical Quantities / 178

MeasurementofRotativeSpeed
Speedofrotationofelectricalmotorsandotherrotatingobjectscanbemeasuredbyusingashaft
encoderorstroboscopicmethod.
TheShaftEncoderMethod

Wheel

Wheel

Light
source

Photodetector

Magnet
B

Shaft
Photodetector

Magnetic detectors
(fixed in position)

Figure4.41Opticalandmagneticshaftencoderstomeasuretherotationalspeed

There are two methods that are commonly used for measuring the angle of rotation and the
rotationalspeedasillustratedinFigure4.41.Adiskisfixedontheshaftandallowedtorotatefreely
withit.Intheopticalshaftencoding,thediskiseitherslottedorpaintedwithtohaveopaqueand
transparent regions. A light source illuminates one side of the disk by a thin beam of light. A light
detector is facing at the opposite surface. The detector receives the beam of light only as the
transparent or slotted regions fall in between the source and the detector. Then, the detector
produces a pulse every time such a slot appears in front of it. Counters are used to measure the
pulsesanddeterminethespeedofrotation.
Thesecondmethodisthemagneticshaftencoderthathasamagnetfixedonthediskand
detectors are placed into fixed positions outside. The detector is made up of a simple coil that
generates an electrical current pulse every time the magnet pass in front of it. These pulses are
amplifiedandappliedtoacounterasinthepreviouscase.Hence,thefrequencyofpulsesindicates
therotationalspeed.
TheStroboscopicMethod
Shaftencodersareveryuseful,buttheyrequireadiskfixedontherotatingshaft.Thestroboscopic
method allows computation of the rotational speed without interfering with the rotation and
withoutnecessitatingfixinganythingontheshaft.

Measurement of Electrical Quantities / 179


Aflashinglightilluminatestherotatingshaft.Theshaftappearsstationaryastheratioofthe
flashfrequency(cyclespersecond)totherotationalspeed(revolutionpersecond)isexpressedas
the ratio of two integers (f/v = m/n). The rotational speed can be calculated by determining two
successiveflashfrequenciesthatproduceasingleimageas

v=

m
f1 f 2
v
m v
= +1
=
n
f1 f 2 (for f1 n ; f 2
)

THEDIGITALVOLTMETER(DVM)
Use,AdvantagesandOperation
ItisadeviceusedformeasuringthemagnitudeofDCvoltages.ACvoltagescanbemeasuredafter
rectificationandconversiontoDCforms.DC/ACcurrentscanbemeasuredbypassingthemthrough
a known resistance (internally or externally connected) and determining the voltage developed
acrosstheresistance(V=IxR).
The result of the measurement is displayed on a digital readout in numeric form as in the
caseofthecounters.MostDVMsusetheprincipleoftimeperiodmeasurement.Hence,thevoltage
is converted into a time interval t first. No frequency division is involved. Input range selection
automaticallychangesthepositionofthedecimalpointonthedisplay.Theunitofmeasureisalso
highlightedinmostdevicestosimplifythereadingandannotation.
TheDVMhasseveraladvantagesovertheanalogtypevoltmetersas:

Inputrange:from1.000000Vto1,000.000Vwithautomaticrangeselection.

Absoluteaccuracy:ashighas0.005%ofthereading.

Stability

Resolution:1partin106(1Vcanbereadin1Vrange).

Inputimpedance:RI10M;CI40pF

Calibration:internalstandardderivedfromastabilizedreferencevoltagesource.

Outputsignals:measuredvoltageisavailableasaBCD(binarycodeddecimal)codeandcan
besendtocomputersorprinters.

The block diagram in Figure 4.42 illustrates the principle of operation of a digital voltmeter. It is
composed of an amplifier/attenuator, an analog to digital converter, storage, display and timing
circuits.Thereisalsoapowersupplytoprovidetheelectricalpowertorunelectroniccomponents.
Thecircuitcomponentsexcepttheanalogtodigitalconvertercircuitsaresimilartotheonesusedin

Measurement of Electrical Quantities / 180


electroniccounters.Theinputrangeselectioncanbemanuallyswitchedbetweenrangestogetmost
accurate reading or it can be auto ranging that switches between ranges automatically for best
reading.

Input
Voltage

Amplifier /
Attenuator

Analog to
Digital
Converter

Counter /
Storage

Display

Time-Base

Figure4.42 Asimplifieddiagramforadigitalvoltmeter

TheAnalogtoDigitalConverter(ADC)SampleandHold
The analog to digital converter contains a sample and hold circuit, and conversion circuits. The
sampleandholdiscomposedofanelectronicswitchandacapacitor.Theswitchturnsonandoffat
regularintervals.Thecapacitorchargesandassumestheleveloftheinput voltageastheswitchis
on.Itholdsthecharge(hencetheleveloftheinputvoltage)astheswitchisoff.Theunitygainbuffer
eliminatestheloadingofthecapacitorbyproceedinganalogtodigitalconvertercircuitry.Figure4.43
showsasimplifieddiagramwiththeinputandoutputwaveformsofthecircuit.

Figure4.43Simplifiedcircuitdiagramwithinputandoutputwaveformsofthesampleandholdcircuit

DigitizationofAnalogSignals

Theinputofthesampleandholdcircuitisacontinuoustimeanalogsignalanditcantakeanyvalue
anytime.Theoutputisadiscretetimesignalthatcantakeanyvaluebutonlyatcertaintimes.This
signal can't be processed by a digital circuit unless it is converted into a digital code. Figure 4.44
illustratesthedigitizationofanalogsignals.Theanaloginputsignaliscontinuousintimeanditcan
takeanyvalueatanytime.Thisisconvertedtoadiscretetimesignalthatcanacceptanyvaluebutat
certaintimes.Thenextstageistodividetheamplituderangeintodiscretestepsaswellbyaprocess

Measurement of Electrical Quantities / 181

Discrete value

Any value

Any value

Dynamic range

Any time
Continuous-time signal

Discrete time

1000
0100
0000

Discrete time

Discrete-time signal

1111
1100

Quantized signal

Figure4.44Conversionofananalogsignalintoadigital signal

called the quantization. The figure exemplifies the principles for a 4bit converter in which the
dynamicrange(themaximumpeaktopeakamplitudethattheinputsignalcanattain)isdividedinto
24=16steps.Abinarycode(orbinarycodeddecimalBCD)isassignedforeachlevelfrom0000to
1111(1001forBCD).Then,

wherekisthestepsizeorresolution.Mostdigitalstorageoscilloscopeshowever,use8bitor9bit
convertersthatdividethedynamicrangeinto28=256or29=512steps.
Example4.20
Signalfrom8001500mVmaybeconvertedto8bitbinarycodesstartingfrom010100002(8010)to
100101102(15010).Inthiscase,thestepsizekisequalto10mV.Quantizationorconversionerrorof
theADC;

100

100%,whereNisthenumberofbit.

SeveraltechniquesareusedtoconverttheDCanalogvoltageintoadigitalcodethatwillbe
displayed. The mostly used ones are the integrating and successive approximation types. The
integratingtypehassingleramp,dualrampanddigitalrampversions.Theramptypeisthesimplest
one and it will be discussed firstly below. The single ramp type is very simple yet it has several
limitationsmostofwhichareeliminatedinthedualintegrationtype.Thesuccessiveapproximation
typeisalsodiscussedbriefly.
IntegratingTypeAnalogtoDigitalConverters
TheBasicIntegrator

Ri
Vi

Cf
A

V0

This type of converters generates a time interval


proportional to the input voltage. Then, this interval is

Figure4.45 Thebasicintegratorcircuit

measured and displayed using methods that were


discussedinthecounterssectionpreviously.Thekeycircuitelementistheintegratorthatgenerates

Measurement of Electrical Quantities / 182


anoutputthatisrelatedtotheintegraloftheinput.ThebasicintegratorcircuitisshowninFigure
4.45. It is similar to the inverting amplifier with the feedback resistor replaced by a capacitor. The
inputvoltageVicausesacurrent

toflowthroughthecapacitorCfthatgeneratesanoutput

since the inverting terminal of the opamp is at virtual ground

voltage

provided that the opamp is not saturated. Hence, the output can be expressed as
.V0willdecrease(orincreaseifViisnegative)atarateof

FunctionalBlockDiagramofRampType(SingleSlope)DVM
FunctionalblockdiagramofapositiveramptypeDVMisshowninFigure4.46Thetimingdiagramis
given in Figure 4.47. It has two major sections as the voltage to time conversion unit and time
measurementunit.Theconversionunithasarampgeneratorthatoperatesunderthecontrolofthe
samplerateoscillator,twocomparatorsandagatecontrolcircuitry.
Theinternallygenerated rampvoltageisappliedtotwocomparators.Thefirstcomparator
comparestherampvoltageintotheinputsignalandproducesapulseoutputasthecoincidenceis
achieved (as the ramp voltage becomes larger than the input voltage). The second comparator
comparestheramptothegroundvoltage(0volt)andproducesanoutputpulseatthecoincidence.
TheinputvoltagetothefirstcomparatormustbebetweenVm.Therangingandattenuationsection
scales the DC input voltage so that it will be within the dynamic range. The decimal point in the
outputdisplayautomaticallypositionedbytherangingcircuits.

DC input
voltage

Ranging
&
Attenuator

Input
Comp.

- 1.275 V
Readout (Display)

Polarity
t
Gate
control

Ramp
Generator
Ground
Comp.
Sample rate
oscillator

Decade
counters

AND

t
Time-base
oscillator

Tb or Tc
fb or fc

Figure4.46Simplifiedblockdiagramofasingleramptypedigitalvoltmeter

Measurement of Electrical Quantities / 183

Vm
(+10 V)

2nd coincidence
stop

Vi
1st coincidence
start

time

t
T

Ground comparator
Input comparator

-Vm
(- 10 V)

t
Tc=1/fc

Count gate
(time interval)
Clock pulses

Sample interval
Figure4.47Timingdiagramforasinglerampdigital voltmeter

Theoutputsofthetwocomparatorsderivethegatecontrolcircuitthatgeneratesandoutput
pulsethatstartswiththefirstcoincidencepulseandendswiththesecond.Thus,thedurationofthe
pulsetcanbecomputedfromthetrianglesas

Vi
t
T
= t=
Vi
V
T
V
m
m

Hence, the voltage to time conversion is done yielding t to Vi with T and Vm constant.
Numberoftimeintervals(clockpulses)countedduringthisintervalbecome:

N = t f c = Vi

T fc
Vm

For the ramp voltage with fixed slope and time base that runs at fixed rate (fc) N is directly
proportionaltoVi.ThemultiplierT.fc/Vmissettoaconstantfactorof10.
Thepolarityofthevoltageisindicatedifitis.Withnoindication,itisunderstoodthatthe
polarityis+.Thepolarityisdetectedbythepolaritycircuitwiththehelpofcomparatorpulses.For
positivesloperamptypevoltmeter,thefirstcoincidenceoftherampiswiththegroundvoltageifthe
inputispositive.Withanegativeinputvoltagehowever,thefirstcoincidencewillbewiththeinput
voltage.

Measurement of Electrical Quantities / 184


The display stays for sometimes (around three seconds) and then it is refreshed by the
sample rate oscillator. A trigger pulse is applied to the ramp generator to initiate a new ramp.
Meanwhileareset(initialize)pulseisappliedtothedecadecounterstoclearthepreviouslystored
code.
Thedisplayindicatesthepolarityaswellasthenumbersindecimalandadecimalpoint.The
first digit contains the polarity sign and the number displayed can be only 1 or 0 for most
voltmeters.Therefore,thisiscalledhalfdigit.Hence,athreeandahalfdigitdisplaycanhaveupto
1999andafourandahalfdigitonecangoupto19999.
Staircase(Digital)RampTypeDVM
Therampin theprevious casehasbeengenerated byananalogintegrator.Ithasbeenreplaceda
digitallygeneratedonethatlookslikeastaircase.Theblockdiagramoftherampgeneratorandits
outputareshowninFigure4.48.Abinarycountercontinuouslycountsfromaclockanditsoutputis
decodedintoananalogvoltagebyadigitaltoanalogconverter.Theinputvoltageiscomparedtothe
internallygeneratedstaircaseramp.ItisthesimplestA/Dconverter.Theconversionisslowandthe

TC,max=(2N1)xclockperiod

Figure4.48Theblockdiagramandoutputwaveformofastaircaserampgenerator.

conversiontimedependsonthemagnitudeoftheinputsignal.
DualSlopeIntegrationTypeDVM
TheramptypeDVM(singleslope)isverysimpleyethasseveraldrawbacks.Themajorlimitationis
thesensitivityoftheoutputtosystemcomponentsandclock.Thedualslopetechniqueseliminate
the sensitivities and hence the mostly implemented approach in DVMs. The operation of the
integratoranditsoutputwaveformareshowninFigure4.49.

Measurement of Electrical Quantities / 185

Figure4.49TheintegratorindualslopetypeDVManditsoutput

The integrator works in two phases as charging and discharging. In phase1, the switch
connectstheinputoftheintegratortotheunknowninputvoltage(Vin)forapredeterminedtime T
and the integrator capacitor C charges through the input resistor R. The output at the end of the
charging time T is (assuming that VC(0) = 0);

. In phase2, the switch toggles to the

second position that connects the input to the reference voltage Vref and the capacitor discharges
until the output voltage goes to zero as;
becomeszerois;

. The value of Tx at which Vout

The block diagram and integrator waveforms for the dualslope DVM are shown in Figure
4.50.Thefigureillustratestheeffectsoftheinputvoltageoncharginganddischargingphasesofthe
converter.Thetotalconversiontimeisthesumofthecharginganddischargingtimes.Yet,onlythe
dischargingtimeisusedforthemeasurementanditisindependentofthesystemcomponentsRand

C,andtheclockfrequency.

Figure4.50IntegratorwaveformandbasicblockdiagramofthedualslopeDVM

Example4.21
A dual slope A/D has R= 100 k and C= 0.01 F . The reference voltage is 10 volts and the fixed
integrationtimeis10ms.Findtheconversiontimefora6.8voltinput.
.

6.8

,thetotalconversiontimeisthen10ms+6.8ms=16.8ms

Measurement of Electrical Quantities / 186


Example4.22
A20VDCvoltageismeasuredbyanaloganddigitalmultimeters.Theanaloginstrumentisonits25V
range,anditsspecifiedaccuracyis2%.Thedigitalmeterhas3digitdisplayandanaccuracyof
(0.6+1).Determinethemeasurementaccuracyineachcase.
Analoginstrument:Voltageerror=2%of25V
=0.5Vyielding;
error =(0.5V/20V)x100%
=2.5%
Digitalinstrument:for20Vdisplayedona31/2digitdisplay,1Digit=0.1V
Voltageerror =(0.6%ofreading+aDigit)

=(0.12V+0.1V)

=0.22V

Error =(0.22V/20V)x100%

=1.1%

SuccessiveApproximationTypeDVM
In this approach, the input voltage is compared to the internally generated voltage. It is the most
common A/D conversion for general applications. The conversion time is fixed (not depend on the
signalamplitudeasinthepreviouscases)andrelativelyfast,thatis; TC=Nxclockperiod,where Nis
thenumberofbits.

Figure4.51BlockdiagramandoutputwaveformoftheconversionunitofthesuccessiveaproximationtypeDVM

Measurement of Electrical Quantities / 187


The block diagram and a sample output waveform of the conversion section are shown in Figure
4.51.TheblockdiagramlooksliketheonegiveninFigure4.48forthestaircasetypeDVMexceptthat
the counter has been replaced by a successive approximation register. The register is set to the
middleofthedynamicrangeatthebeginningandthesetvalueincreasesordecreasessuccessively
untiltheoutputvoltageoftheD/Aconverterapproachestheinputvoltagewithadifferencesmaller
than the resolution of the converter. The operation of the successive approximation type D/A
converterisillustratedinthefollowingexamples.
Example4.23
Assumethatwehavea9bitbinaryconverter.Weneedtodeterminethebinarycodebetween0
511fortheinputandthecodetobedeterminedis301.
The register is set to 256 first and the output of the D/A is compared to the input. It is
definitely lower than the input and the register assumes a new code that corresponds to 256 +
256/2=384instep2.Thisislargerthantheinputandtheregisterassumes256+256/4=320instep
3.Thisisalsolargerandthenewcodeinstep4becomes256+256/8=288andthisissmallerthan
theinput.Instep5thecodeissetto288+256/16=304andthisislargerthantheinput.Thecodein
step6is288+256/32=296anditsmallerthantheinput.Instep7,thecodeis296+256/64=300.
Instep8,thecodeis300+256/128=302thatislargerthantheinput.Instep9,whichisthelast
stepthecodeis300+256/256=301thatfinishestheoperation.
Table4.2StepsofconversionforaninebitsuccessiveapproximationtypeA/Dconverter

Step

Estimate

D8D7D6D5D4D3D2D1D0

Result

256

100000000

Vin>VAX

256+128=384

110000000

Vin<VAX

256+64=320

101000000

Vin<VAX

256+32=288

100100000

Vin>VAX

288+16=304

100110000

Vin<VAX

288+8=296

100101000

Vin>VAX

296+4=300

100101100

Vin>VAX

300+2=302

100101110

Vin<VAX

302+1=301

100101101

Finished

Measurement of Electrical Quantities / 188


Example4.24
Find the successive approximation A/D output for a 4bit converter to a 3.217 volt input if the
referenceis5volts.
(1)SetD3=1VAX=5/2=2.5Volts;Vin>VAXleaveD3=1(1000)
(2)SetD2=1VAX=5/2+5/4=3.75Volts;Vin<VAXresetD2=0(1000)
(3)SetD1=1VAX=5/2+5/8=3.125Volts;Vin>VAXleaveD1=1(1010)
(4)SetD0=1VAX=5/2+5/8+5/16=3.4375Volts;Vin<VAXresetD0=0(1010)
Bythisprocedure,wefindtheoutputisabinarywordof10102.

MEASUREMENTOFELECTRICITY
Electricitycoversallaspectsofourlivesasthemostefficientandeasywayofusingenergy.Itisthe
mostcommonlyusedandtradedcommodityintheworldtoday.Itisgeneratedfromseveralsources
such as hydraulic, fossil fuels, sun power and nuclear fission. The nature of electrical power and
energy, the ways in which it is delivered to the customers and the methods used in trade
measurements are complex. The chapter provides general knowledge to electrical engineering
studentsthattheywillneedintheirprofessionallives.
UtilizationofElectricalEnergy
ElectricalPowerinResistiveLoads
Therateofenergyoutputortransferiscalledthe power.Capacitytodoworkiscalledtheenergy
whichisintegrationofpowerovertime.Thepowerindicatesthedemandfortheenergy.Theenergy
isusedforbillingthecustomerforutilizationoftheenergy.

Power is defined as p=iv where v and i are the instantaneous values of the voltage and

current. For constant DC, power is simply the product of the voltage and current. For AC it is not
quitesosimple.Wecanexpressthevoltage

v(t)=Vmaxcos(t)
where istheradialfrequency(=2f,fisthecyclicfrequencyinhertz(Hz)cyclespersecond).
Thecurrentintoapureresistiveloadcanbeexpressedas

i(t)=Imaxcos(t)

Measurement of Electrical Quantities / 189


Theinstantaneouspoweris
p(t)=VmaxImaxcos2(t)
usingthetrigonometricidentity,cos2x=0.5(1+cos(2x)
p(t)=0.5VmaxImax(1+cos(2t))
Foraresistiveloadona60Hzsinglephasesystem,theinstantaneouspowerwillhaveawaveform
withafrequencyof120HzandvaryingfromzerotoVmax*Imax.(Thepeakvoltagemultipliedbythe
peakcurrent.)

TheaveragepowerinonecycleofACvoltageandcurrentappliedtotheloadis
1
2

WhereIeffistheRMS(rootmeansquare)valueofthecurrentandVeffistheRMSvalueofthevoltage.
Theyaredefinedas
and

forasinglefrequencyintoaresistiveload.Forv(t)andi(t)expressedasinpreviousequations

and

ElectricalPowerinReactiveLoads
Forareactiveload,theexpressionofthecurrentbecomes
i(t)=Imaxcos(t+)
whereistheanglebywhichthecurrentlags(inductive)orleads
(capacitive)thevoltage.Figure4.52illustratesthephasordiagram

Figure4.52Aphasordiagram

foraninductiveload.Then,theinstantaneouspoweris
p=VmaxImaxcos(t)cos(t+)
Usingtrigonometricidentities,
cos(t)cos(t+)=0.5cos()(1+cos(2t))0.5sin()sin(2t))
Weapplyaboveequationstofindtheaveragepowerinonecycleyielding
P=IrmsVrmscos()

Measurement of Electrical Quantities / 190


Industrial loads such as motors have both resistive and reactive components. The above equation
indicatesthattheactualpowerdeliveredtotheloadcanbelessthanthemaximumpossibleforthe
effective values of the voltage and current if were zero. The
maximumiscalledtheapparentpowerorvoltampere(VA).The
ratio of realaverage power to apparent power is referred to as
thepowerfactor(pF).

Figure4.53Thepowertriangle

pF=realaveragepowerdividedbyapparentpower,pF
=P/VA
Inthesinusoidalcasethepowerfactorissimplycos()whereistheanglebywhichthecurrent
leadsorlagsthevoltage.Forthisreasontheangleisoftenreferredtoasthepowerfactorangle.A
purelyresistiveload,oneinwhichthevoltageandcurrentareinphase,willhaveapowerfactorof
unity (1). A purely reactive load, one in which the current and voltage are out of phase with each
otherby90,willhaveapowerfactorofzero(0).

Theapparentpower(VA)istheonegeneratedandtransmittedtotheloads.Itisexpressedin

VoltAmperes(VA).Ithastwopartsastheoneconvertedtorealwork,expressedinwattsandthe
onestoredintheelectromagneticfields.Thesecondpartiscalledthereactivepowerexpressedin
reactive VoltAmperes (VARs).The value of any quantity can be determined with the help of the
power triangle using either the values of any other two values or any other value and the phase
angleasillustratedinFigure4.53.

Figure4.54Monitoringvoltage,current,andpower

Figure4.54showsaschematicdiagramtoexemplifythedifferencebetweenapparentpower

andactivepower.Accordingtotheammeterandvoltmeterreadings,theapparentpoweris464.4VA
whilethepowermetershows401Watts.Thisindicatesthatthepowerfactorcanbedeterminedby
measuringvoltage,currentandpower.Thesysteminthefigurehasapowerfactorof401/464.4=
0.86.

Measurement of Electrical Quantities / 191


DistributionofElectricity
Thetransmissionanddistributionofalternatingcurrentelectricitytypicallyrangesfrom100voltsfor
residentialconsumersto500,000voltsorgreaterfortransmissionlines.Thefrequencyisusually50
or60Hzbutotherfrequencies(400Hzinshipsforexample)aresometimesused.Thereareseveral
schemes used worldwide for distribution of electricity to the customers. The power and energy
measurementsvaryamongthem.Thecommonlyusedones:

Singlephase2wire:acommonresidentialserviceinmanypartsoftheworldwhichprovides
asinglevoltage,usually100to240volts.

Singlephase3wire:acommonresidentialinNorthAmericawhichprovides2voltages,120
voltsand240volts.

Polyphase 3wire network: common in apartment building where it provides 120 volts and
208volts.

Polyphase 3wire delta: generally used in industrial operations or for a single phase motor
loadsuchaswaterpumpingstation.

Polyphase 4wire delta: sometimes used in supplying electricity to sparely populated rural
areas.Itisaneconomicalwayofprovidingacombinationofsinglephase3wireserviceanda
limitedsupplyofpolyphasepower.

Polyphase4wirewye:commonlyusedforindustrialandcommercialoperations.Itiswidely
used for electricity distribution systems, where it is transformed to other suitable service
configurations.

MeasuringElectricPower
MeteringElectricity
Active power, reactive power and voltampere are commonly measured quantities. Maximum or
peak power is used to determine the capacity of the generator and transmission system. Average
powertakenbytheloadinagiventimeintervalindicatesthepowerdemand.

Watt(W)meter:measuresactiveelectricalpower,normallydisplayedaskW.

Reactive VoltAmpere (VAR) meter: measures reactive electrical power, normally displayed
askVAR.

VoltAmpere(VA)meter:measuresapparentelectricalpower,normallydisplayedaskVA.
Energyismeasuredbyenergymetersandgenerallyusedforbillingthecustomers.

Watthour(Wh)meter:measuresactiveelectricalenergy,integratingactiveelectricalpower
withrespecttotime;wattsxtime(inhours),normallydisplayedaskWh.

Measurement of Electrical Quantities / 192

VAR hour (VARh) meter: measures reactive electrical energy, integrating reactive electrical
powerwithrespecttotime,normallydisplayedaskVARh.

VA hour (VAh) meter: measures apparent electrical energy, integrating apparent electrical
powerwithrespecttotime,normallydisplayedaskVAh.

ElectricityMeteringCircuits
A power meter must sense the voltages and currents in the system to determine the power.
Measurementinasinglephase2wiresystemisstraightforwardasshowninFigure4.55.Itrequires
one measuring element composed of one current sensor and one voltage sensor. For polyphase
systems the situation is a little bit involved. The Blondel's theorem states that in a system of N

Figure4.55Powermeterconnectionforasinglephase2wireconnection

conductors, N1 metering elements, properly connected, will measure the power or energy taken.
Theconnectionmustbesuchthatallconnectioncoilshaveacommontietotheconductorinwhich
there is no current coil. Detailed discussions of measuring circuits for various power distribution
schemesisbeyondthecontextofthepresenttext.

Figure 4.56 shows the wattmeter connection for a three phase, 4wire wye service.

AccordingtoBlondel'stheorem(Nwires1)elements:3elements,eachelement=1currentsensor+
1voltagesensorprovidesaccuratemeasurement.

Figure4.56Wattmeterconnectionforathreephase,4wirewyeservice

Measurement of Electrical Quantities / 193


ElectricityMeasuringDevices
An electricity meter works on electromechanical, hybrid or electronic principles. It has four
fundamental elements as sensors, multipliers, numerical conversion and registers as illustrated in
Figure4.57.Sensorsprovidetheinterfacebetweenincomingvoltageandcurrentandthemetering

Figure4.57Fundamentalelementsofanelectricitymeter

circuit. Multipliers perform the heart of the metering function by providing the product of the
voltage and current the numerical conversion is the process of transforming the output of the
multiplierstageintoaformwhichcanbeprocessedbytheregister.Andfinally,registersaredevices
thatstoreanddisplaythemeteringquantities.
ElectromechanicalMeters

Figure4.58Componentsofanelectromechanicaltypeenergymeter

TheelectromechanicalmeterusestheinductionprinciplethatisdiscussedinAppendixC.Ithasthree
mainsectionsasthemotor,brakingandthegeartrainasillustratedinFigure4.58Itisessentiallyan
induction motor driving an eddy current dampening unit. The stator consists of an electromagnet
and the rotor is an aluminum disc mounted on a shaft. A permanent magnet or braking system is
usedtokeepthediscatamanageablespeed.Atrainofgearsanddialscomeoffthediscshaftand

Measurement of Electrical Quantities / 194


register the energy consumed. The hybrid one is combination of electromechanical and electronic
onesandusedinthetransitionerafromelectromechanicaltoelectronictechnology..
ElectronicMeters
The electronic meter contains additional components as multiplexers, analog to digital converter,
microprocessor, display/registers, communication and input/output ports, LED's and clocks as
illustrated in Figure 4.59. Four basic forms of electronic metering measurement have been

Figure4.59Blockdiagramofatypicalelectronictypeelectricitymeter

introducedtotheindustry:

Markspaceamplitudeortimedivisionmultiplexing

Halleffect

Transconductance

Digitalsampling

TimeDivisionMultiplexing(TDM)
TDM is a well established form of electronic metering. It can be better defined as the pulsewidth
pulseheight multiplier. It is based on analog multiplication of instantaneous voltage and current
waveformstoderivepower,whichisoutputasaseriesofpulsesasindicatedinFigure4.60.Asignal
is formed with amplitude proportional to instantaneous current (I), and duration proportional to
instantaneousvolts(V).Averagevalueofthewaveformisequaltoinstantaneouspower(P).

T1T2=k1V1
V2=k2I
TheaveragevalueofV2is

Measurement of Electrical Quantities / 195

Figure4.60PowertoDCvoltageconverterusingpulsewidthpulseheightmultiplier

V2A=k2I(T1T2)/(T1+T2)=k1k2IV/(T1+T2)
Hence,thelowpassfilter/integratoryieldsthepoweras
1

Generalfeaturesofthismethodcanbesummarizedas

Goodcosttoaccuracyratio

Excellentlinearityandreliability

Performanceunderdistortionislimited

Direct

measurement

limitedtowatts/vars

Calibrationisnecessary

HallEffect
Ifacurrentconductingmaterialis
placed in a magnetic field
perpendicular to the direction of
current flow then a voltage is

Figure4.61SchematicdiagramofaHalleffecttypeenergysensor

developed across that material in


adirectionperpendiculartoboththeinitialcurrentdirectionandthemagneticfield.Thisvoltageis
calledtheHallvoltagethatarisesfromthedeflectionofthemovingchargecarriersfromtheirnormal
pathbytheappliedmagneticfluxanditsresultingtransverseelectricfield.Avoltagesourcewitha
largeseriesresistorwiththeHallcellresemblesacurrentsourcethatderivesthecellasillustratedin
Figure4.61.Thelinecurrentisusedtoproduceamagneticfieldthatflowsthroughthecellatright

Measurement of Electrical Quantities / 196


angles.ThedevelopedHallvoltagewillbeaproductofthelinevoltageandlinecurrents;therefore,it
yieldstheinstantaneouslinepower.

Analog watt transducers including Hall effect provide good accuracy even with distorted

wave shapes, discontinuity, or where there is poor frequency regulation. General features of this
methodcanbesummarizedas

Verycosteffectivetechnology

CanmeasureWatt/VARs,butnotVA

LinearitylessthanTDMtechnology

Excellentresponseforharmoniccontent

Susceptibletolargetemperaturechanges.

Transconductance
A transconductance device produces an

I0

V1

output current (Io) proportional to the input

Rd

voltage

illustrated

in

Figure

G0

V2

as

GT(V2 V1)

4.62.

The

Figure4.62 Symbolicrepresentationofatransconductance
device

proportionality coefficient (the transcon


ductance GT)isalinearfunctionofthebias
currentIs:

Where is the proportionality coefficient which is constant over a wide range of the bias current.
CombiningpreviousequationsandcallingVi=(V1V2)yields

So,theinputvoltagecanbeamplitudemodulatedifthemodulatingsignalisusedtovaryIs.Thebias
current must flow inward all the time. The device works as a two quadrant multiplier. The output
currentisconvertedintoanoutputvoltageasitflowsthroughafixedresistor.

The transconductance is another form of metering that incorporates both TDM and Hall

Effecttechnologybyconductinganalogmultiplicationofthelinevoltageandcurrentstoproducea
singlevoltagesignalproportionaltothelinepowerviatheuseoftransistors.Thesecondarycurrent
fromthemetertransformerisconvertedtoavoltageandappliedthebasesofthetwotransistors.

Measurement of Electrical Quantities / 197


The line voltage is applied between the collectors and emitters of the transistors. A potential
difference between the two collectors is generated. This voltage is the product of the line voltage
andlinecurrentsandthereforeproportionaltothelinepower.

Excellentcosttoaccuracyratio

Requiresfourquadrantamplifierforsuperiorperformanceundervaryingpowerfactorsand
harmonicdistortions.

DigitalSampling
Digitalsamplingistheonlytechnologythatdoesnotuseanalogvaluesofvoltageandcurrent.Inthis
process, the analog values of voltage and currents are converted to digital data prior to any
multiplicationtakingplace.Agroupofsampleincludesasampleofvoltageandcurrentoneachof
thethreelines.Twoconsecutivecycleshavesamplesthatare34microsecondsapart,thisiscalled
samplemigrationandensuresthat eachgroupofsamplesisnottakenatan identicalpointduring
thecyclingofthesignal.

Most inaccuracies can be fully compensated algorithmically eliminating the need for any

physical calibration of the meter. Not very cost effective technology for single phase residential
comparedtoTDM,Halleffectandtransconductancetechnologies.

Advantages:
o

Abilitytohandlecomplexbillingrates

Increasedaccuracy

Abilitytomeasurevariousquantities,onedevice

Abilitytocollectmeterdataremotely

Abilitytoprogrammeterremotely

Havetimesavingfeatures

Abilitytomeasureallfourquadrants

Disadvantages:
o

Moresophisticatedtestingapparatusrequired

Moreaccuratereferencestandardsrequired

Moreadvancedtrainingisrequired.

Measurement of Electrical Quantities / 198

PROBLEMSONMEASURINGINSTRUMENTS
ReviewQuestions
1. Howdoyoumeasurevoltageinacircuit?
2. Whatisanammeterandhowitisconnectedinacircuittotakeameasurement?
3. Howtheelectromagnetictorqueisestablishedinamovingcoil?
4. Whatisthefunctionofthebalancingspringinamovingcoilinstrument?
5. Whythescaleofcommonlyusedmovingcoilinstrumentsarecircular?
6. Whatistheparallaxerrorandhowiteffectstheaccuracyofthemeasurement?
7. Whatisagalvanometerandhowitisusedasameasuringinstrument?
8. HowdoyouconstructabasicMCbasedammeter?
9. HowdoyoumakeabasicMCbasedbasicvoltmeter?
10. Whatisthedifferencebetweenmakebeforebreakandbreakbeforemaketypeswitches?
11. WhydoyouneedamultirangeammeteranditcanbebuiltfromabasicMCmeter?
12. HowaMCbasedmultirangevoltmetercanbeconstructedfromabasicammeter?
13. WhatisanohmmeterandhowitcanbeconstructedfromasimpleMCbasedammeter?
14. Whatistheloadingerrorandhowiteffectsthemeasurements?
15. WhatistheRMSvalueofawaveformandhowitdiffersfromtheaveragevalue?
16. WhatarethewaysofgeneratingaDCsignalrepresentinganACsignal?
17. WhythefullwaverectificationispreferredoverthehalfwaverectificationinACvoltmeters?
18. Whatisthewaveformfactor?
19. WhatisthewaveformerrorinvolvedinanACvoltmeter?
20. WhatisthecorrectionfactorforACandtriangularwaveforms?
21. Howdoestheclamponammeterworkandwhataretheadvantagesoveraregularammeter?
22. WhatisthetrueRMSmeterandwhatarethewaysofrealizingit?
23. Whatisanelectroniccounterandhowitmeasuresthetimeintervalbetweentwoevents?
24. Whatarethelimitationsofanoscilloscopeinmeasuringfrequencyofasignal?
25. Whatistheroleofacomparatorinelectroniccounters?
26. WhatistheBCDcounterandhowitdiffersfromanordinarybinarycounter?
27. Whatisthesignificanceofthetimebaseincounters?
28. Whatarethesourcesoferrorsincounters?
29. Whatisashaftencoderandhowitcanbeusedtomeasuretherotationalspeed?
30. What are the advantages of digital voltmeters over analog counterparts and oscilloscopes as a
voltagemeasuringdevice?
31. Whatisthesampleandholdcircuitasusedinanalogtodigitalconverter(ADC)?
32. HowdoestheintegratingtypeADCwork?

Measurement of Electrical Quantities / 199


33. WhataretheadvantagesofdualslopeintegrationoverasingleslopeintegrationinDVM?
34. WhatisthesuccessiveapproximationtypeADCandwhatareitsadvantagesinDVM?
35. Howdoestheelectricalpowerdifferinresistiveandreactivecircuits?
36. Whatisthereactivepower?
37. Whatisthepowerfactor?
38. HowtheelectricityisdistributedinresidentialareasinJeddah?
39. Howdoesthetimedivisionmultiplexinginvolveinelectricitymeters?
40. Whatisthehalleffectdeviceanditsfunctioninelectricitymeters?
41. Whatisatransconductanceamplifierandhowitisusedinelectricitymeters?
42. Whataretheadvantagesofdigitalelectricitymeters?
SolvedExamplesonMovingCoilInstruments
1. A moving coil has 100 turns, 3 cm2 coil area, and airgap magnetic flux density of 0.1 Tesla
(Wb/m2).Thecontrolspringexertsatorqueof3x107Nmatthefullscaledeflectionof100.The
potentialdifferenceacrossthecoilterminalsatthefullscaledeflectionis5mV.Usingtheabove
movement:

Findthefullscaledeflectioncurrentandcoilresistance;

Ifsd=TSP/NBA=0.1mA,thereforeRm=Vm/Ifsd=50

DesignaDCammeterwitharange050mA;

Rsh1=5mV/(500.1)mA=0.1

DesignamultirangeDCvoltmeterwithranges010Vand0200V.

Forvoltmeterranges,Rmisnegligible:Rs1=10V/0.1mA=100kandRs2=2M

Whatwouldbethedeflectionangleforaninputvoltageof7Vin010Vrange?

Since10Vcauses100,7Vwillcause70ofdeflection
2. A moving coil has 80 turns, 4 cm2 coil area, and airgap magnetic flux density of 0.1 Tesla
(Wb/m2).Thecontrolspringexertsatorqueof4x107Nmatthefullscaledeflectionof90.The
potential difference across the coil terminals at the fullscale deflection is 10 mV. Using the
abovemovement:

Findthefullscaledeflectioncurrentandcoilresistance;

Ifsd=TSP/NBA=0.125mA=125A,thereforeRm=Vm/Ifsd=80

Measurement of Electrical Quantities / 200

DesignaDCammeterwitharange0100mA;

Rsh1=10mV/(1000.125)mA0.1

DesignamultirangeDCvoltmeterwithranges0100Vand0200V.

Forvoltmeterranges,Rmisnegligible:Rs1=100V/0.125mA=800kandRs2=1.6M

Whatwouldbethedeflectionangleforaninputvoltageof65Vin0100Vrange?

Since100Vcauses90,65Vwillcause65x90/100=58.5ofdeflection.
3. A DArsonval (moving coil) movement based AC voltmeter is
calibrated to read correctly the RMS value of applied

25 k

10 k

Vm

sinusoidal voltages. The meter resistance is 1000/V, it is

Vs

used in 0 100 V range and the scale has 50 divisions. The


meterreadsVm=50V(RMS)

a. Find the % error in the measured voltage due to reading error assuming that you can
readdowntohalfofthesmallestscaledivisionsaccurately. Smallestscaledivisionis2V

yieldingareadingerrorof1V;1*100/2=2%
b. FindVsifitisasinusoidalwaveformwithzeroaverage.Rm=100k,Rl'=25*100/125=
20k,I=50/20=2.5mA,Vs=I*(20+10)*103=75V
c. Findtheloadingerrorin(%).Truereadingwithanidealvoltmeterwouldbe=25*75/35=
53.57V,error=(53.5750)*100/53.57=6.67%
d. Findthetotalerrorinthismeasurement.Reading+Loading=8.67%
4. ADArsonval(movingcoil)movementbasedACvoltmeter
is calibrated to read correctly the RMS value of applied

20 k

5 k

Vm

sinusoidalvoltages.Themeterresistanceis4000/Vand
itisusedin050Vrange.

Vs

FindVsifitissinusoidalandVm=36V(RMS)

Vm(t)

The meter resistance is 4000(/V)x50V = 200 k is parallel


with20kyielding RL=18.18k. I =Vm/RL=1.98mA. Vs =

100 V

5x1.98+36=45.9V(rms)

t
0

Theperiodicwaveformvm(t)shownisappliedtothemeter.

CalculateVRMSforthiswaveform,

-50 V

Measurement of Electrical Quantities / 201


3
1 1
2
VRMS
= [ 10000 xdt + 2500 xdt ]
0
2
3
;VRMS=70.71V,

Howmuchisthevoltageindicatedbythemeter(Vindicated)?

Averagevalueoftherectifiedsignal=66.67VVindicated=1.11xVAV=74V

Findthewaveformerrorinthismeasurement.

%error=100x(7470.71)/70.71=4.65%
5. An AC voltmeter calibrated for sinusoidal voltages is used to measure both the input (V1) and
output(V2)voltages.Ithasascalewith100divisionsandmeasurementranges:(050)mV;(0
100)mV;(0500)mV;(01)V;(02)V;(05)Vand(010)V

Determinetherangethatwouldyieldthemostaccuratereadingfor V1,thevalueindicated
bythemeterforV1andpercentagereadinguncertainty(assumethatthereadinguncertainty
is0.5division).

The meter would indicate 1.11VAV =1.11x0.636xVpeak = 28.27 mV. Hence, range (0 50) mV is the
mostaccuratewithuncertainty0.25mV0.88%

Repeat(a)forV2.

Vind=1.11x0.636x1.5=1.06volt;range(02)V,uncertainty0.01V0.94%
6. An average reading fullwave rectifier moving coil AC
voltmeteriscalibratedtoreadcorrectlytheRMSvalue
of applied sinusoidal voltages. The periodic waveform

v(t) shown is applied to the meter. Calculate VRMS for


thiswaveform,Vindicatedandthewaveformerrorinit.

5V

v(t)
t

-5 V

The fullwave rectifier will convert the input waveform into a saw tooth voltage waveform of
question4.3withamplitude5voltsandperiodT=1second.Usingtheequationsinanswer4.3,VAV=
2.5V;VRMS=0.577Vm=2.89V.ThevalueindicatedbythemeterVind=1.11xVAV=2.775V.Therefore,

%(waveform)error=100x(2.7752.89)/2.89=4%

Draw the circuit diagram and explain the operation of the fullwave rectifier bridge circuit
usedtoconvertDArsonvalmovementintoanACvoltmeter.

Pleaserefertothelecturenotesfortheoperationofthefullwaverectifier.

Measurement of Electrical Quantities / 202

V(t)

Vr(t)

5V

5V
t
V(t)

Full-wave
Rectifier

t
Vr(t)

-5 V

WhatistheVRMSforazeroaveragedsquarewaveformofpeaktopeakvalue=10V?Whatis
thevalueindicatedforitbytheACvoltmetercalibratedtoreadappliedsinusoidalvoltages
correctly?Whatisthepercentagewaveformerrorinthatvalue?

Thezeroaveragedsquarewavehasamagnitude5V.Themagnitudebecomes+5Vafterthefull
waverectificationforalltimes.VRMS=VAV=5V.Themetercalibratedforsinusoidalvoltageswillread

Vind=1.11x5=5.55V.Hence,the%error=100x(5.555)/5=11%

Repeat(a)ifthesquarewaveacceptsamplitudevaluesbetween0and10volts.

Theoutputofthefullwaverectifierwillbethesameasitsinputasshowninthefigure. VAV =5V

V(t)

10V

10V

0V

V(t)

Full-wave
Rectifier

Vr(t)

Vr(t)
0V

andVind=5.55V.TheRMSvoltageisdifferentas: VRMS

1 2
=
100 dt = 7.07V .
T 0

Yielding,the%error=100x(5.557.07)/7.07=21.5%

ExplaintheoperationofonecircuitthroughwhichtheDArsonvalmovementcanbeusedas
ameterformeasuringperiodicsignals.Whatisthescalefactorforcalibratingsuchameter?

ThemeterbasedonDArsonvalmovementinherentlymeasures(IM)theaveragevalueoftheinput
applied. Therefore, a zeroaveraged AC input voltage would cause VIM=0 as the displayed value.
Thefullwaverectifierconvertsthe AC inputvoltageintoawaveformthat isequalto theabsolute
value of the input. Hence, the negative halfcycle also produces a positive voltage at the output.
Eventually the average of the output becomes 2Vm/, where Vm is the peak value of the voltage
yielding VIM=2Vm/=0.636VmTheactualvaluethatwewanttomeasureistheRMSvaluewhichis

VRMS=0.707VmIfthereadingisnotcorrected,therewillbe10%errorinit.Thescalefactor SF=1.11
=VRMS/VAVisusedtocorrectthereadingandeliminatethereadingerror.

Measurement of Electrical Quantities / 203

What is the VRMS for the waveform shown?


What is the value indicated by an AC
voltmeter

calibrated

for

sinusoidal

waveforms? What is the percentage


waveformerrorinthatvalue?

v(t)

10 V
0

1 3

-10 V

Duetosymmetry,VRMScanbecalculatedfrom0to4secondsas:

VRMS =
2

1
3
1
200
yielding VRMS=8.16V.Theaveragevalueiscomputedin
[ 2 x 100 t 2 dt + 100 dt ] =
0
1
4
3

a similar manner as: V AV =

1
3
1
30
[ 2 x 10tdt + 10 dt ] =
= 7.5V The voltage reading indicated by
0
1
4
4

themeteris:Vind=1.11xVAV=8.325V.%error=100x(8.3258.16)/8.16=2.2%
QuestionswithSolutions
The circuit shown has a DC voltage source driving a circuit formed by two
R1

resistorsR1andR2.Thesourcevoltageis50V,R1=15kandR2=10k.

DC

R2

1. HowmuchisthevoltageacrossR2?Ans.20V
2. Assume that you measure the voltage across R2 using an analog instrument on its 25 V range,
meterresistance1k/V,anditsspecifiedaccuracyis2%offullscale.Determinethemeasured
valueandmeasurementaccuracy.
Ans.Meterresistanceis25kthatcomesinparallelwithR2.R2'=R2//Rm=7.14k,themetercan
read down to 0.5 V (2% of full scale) accurately. Hence, we can read the voltage down to the
doubtfuldigitwhichisthefirstdecimalyieldingV2'=16.0V.Loadingerroris4Vandthetotalerroris
4.5Vyielding22.5%
3. AssumethatyoumeasurethevoltageacrossR2usingadigitalinstrumentwitha3digitdisplay,
meterresistance10Mandanaccuracyof(0.5%ofreading+1digit).Determinethemeasured
valueandmeasurementaccuracy.
Rm>>R2meaningthattheloadingerrorisnegligible.Themeterwilldisplay20.0;thedigiterroris0.1
Vandtheinstrumenterroris0.1Vaswell.Thetotalerroris0.2Vyielding1%

Measurement of Electrical Quantities / 204


GeneralQuestions
1. A DArsonval (moving coil) movement based AC
voltmeteriscalibratedtoreadcorrectlytheRMSvalueof
applied sinusoidal voltages. The meter resistance is
4000/V,itisusedin0100Vrangeandthescalehas

10 k

25 k

Vm

Vs

50divisions.ThemeterreadsVm=50V(RMS)
a. Find the % error in the measured voltage due to reading error assuming that you can
readdowntohalfofthesmallestscaledivisionsaccurately.
b. Find Vs if it is a sinusoidal waveform with zero average with and without 25 k (i.e.
outputisopencircuit).
c. Findtheloadingerrorin(%).
d. Findthetotalerrorinthismeasurement.
2. Draw the simplified functional diagram of an electronic counter for period measurement and
label each block clearly. Indicate sample signals that would appear at variousstages. What are
theadvantagesofelectroniccountersinfrequencymeasurement?Whyweprefermeasuringthe
periodandcalculatingthefrequencyfromitforlowfrequencysignals?
3. Anelectroniccounterisusedinperiodmodeformeasuringlowfrequencies
a. Whythecounterisusedintheperiodmode?
b. IfthecounterreadingisT=120333.0s,whatisthegatinguncertaintyinT?
c. Howmuchisthenominalfrequencyandpercentageuncertaintyinthefrequency?
4. Forthedigital(electronic)counter:
a. Explainthefunctionoftheinputsignalshaper.
b. Explainthefunctionofthetimebasegenerator.
c. Whatwillbethenumberdisplayedifthecounterisinfrequencymode,timebaseisset
to 1 msec and the frequency of the input signal is 985,756 Hz? How much is the
uncertaintyinthefrequencyreading?
5. Averagingisusedinperiodmeasurement.
a. Whatisthefunctionofaveragingused?
b. It reduces the uncertainty in data. Prove that if N independent periods are used in
averaging,eachwithuncertaintyT,theuncertaintyintheaveragedperiodis

6. Assume the clock frequency is 1MHz and uncertainty is 1%. It is used to obtain a gating pulse
with1second.Howmuchisthepercentileuncertaintyinthepulseduration?

Measurement of Electrical Quantities / 205


7. Theelectroniccountercanbeusedformeasuringthetimeperiodofperiodicsignals.Showthat
theuncertaintyinthemeasurementcanbereducedbyafactorof
periods is taken. Hint: TAV =

1
iftheaverageofNtime
N

1
(T1 + T2 + + TN ) The TIs are statistically independent,
N

Ti = T T ,i
8. Anelectroniccounterisusedinperiodmodeformeasuringlowfrequencies
a. Whythecounterisusedintheperiodmode?
b. IfthecounterreadingisT=120333.0s,whatisthegatinguncertaintyinT?
c. Howmuchisthenominalfrequencyandpercentageuncertaintyinthefrequency?
9. Inthestroboscopicmethodofrotativespeedmeasurement,twosuccessiveflashfrequenciesf1
andf2thatproduceasinglestableimagearef1=41.1Hz2%,f2=19.9Hz2%.
a. Showthattheshaftspeedis v =

f1 f 2

f1 f 2

b. Calculatingvfromtheaboveformula,finditsnominalvalueandpercentageuncertainty.
10. A digital voltmeter uses 3 digit display (it can display up to 1999). It is used to measure a
voltage across a standard cell whose value is 1.234 volt 5 times and following readings are
obtained:1.2202,1.2115,1.2456,1.2218.Determinetheaccuracy,theprecisionandthebiasof
thevoltmeter.
11. Thedigitalvoltmeterisofpositiveramptype.Theclock(timebase)runsat1MHz.Theslopeof
therampis1000volt/s.Thevoltageappliedforthemeasurementis1.5voltDC.Drawtheblock
diagram of the digital voltmeter and sketch the diagram for voltage to time conversion. Then,
determinethedurationofthegatesignalproducedasaresultofthevoltagetotimeconversion
andnumberofclockpulsesappliedtothecounter.
12. Drawasimplifiedblockdiagramoframptypedigitalvoltmeterandlabeleachblockclearly.Show
sample signals at various stages. State the advantages of voltage measurement using a digital
voltmeter.
13. Foraramptypedigitalvoltmeter:
a. Explainthefunctionofthetimebaseoscillator.
b. Explainthevoltagetotimeconversion.
c. Howthepolarityofthevoltageisidentified?
d. Assume that the number displayed is 10.025 V. How much is the uncertainty in the
voltagereading?
e. Whatisthesignificanceofthesamplerate?
f.

Whatarethefactorsaffectingtheaccuracyofthemeasurement?

Measurement of Electrical Quantities / 206


14. Whatarethesimilaritiesanddifferencesbetweenelectroniccountersanddigitalvoltmeters?
15. AdualslopeA/DhasR=100kandC=0.01F.Thereferencevoltageis10voltsandthefixed
integrationtimeis10ms.Findtheconversiontimefora6.8voltinput.
16. Find the successive approximation A/D output for a 4bit converter to a 3.217 volt input if the
referenceis5volts.
17. A20Vdcvoltageismeasuredbyanaloganddigitalmultimeters.Theanaloginstrumentisonits
25 V range , and its specified accuracy is 2%. The digital meter has 3 digit display and an
accuracyof(0.6+1).Determinethemeasurementaccuracyineachcase.

Oscillographic Measurements and Picture Displays / 207

OSCILLOGRAPHICMEASUREMENTSANDPICTUREDISPLAYS

WAVEFORMDISPLAYDEVICES
OperatingPrinciplesofanOscilloscope
SimplifiedBlockDiagramofanOscilloscope
BASICOSCILLOSCOPEOPERATIONS
ElectrostaticDeflection
OperationinSweepMode
OperationinXYMode
MULTITRACEOSCILLOSCOPES
DIGITALSTORAGEOSCILLOSCOPES(DSO)
NecessityforDSOandItsAdvantages
PrinciplesofOperation
CurrentTrends
VIRTUALINSTRUMENTATION
Definition
ComponentsofVirtualInstrumentation
VirtualInstrumentationforDesign
PICTUREDISPLAY
GenerationandPresentationofPicture
TheCathodeRayTube(CRT)
LiquidCrystals
PaintingtheScreen
AspectRatioandViewableArea
AdvantagesofLCDandCRTMonitors
OtherDisplayTechnologies

Oscillographic Measurements and Picture Displays / 208

LEARNINGOBJECTIVES
Aftercompletingthischapter,thestudentsareexpectedto:
1.
2.
3.
4.

5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.

Expressprinciplesofwaveformdisplays.
Stateadvantagesofoscilloscopedisplaysinmeasurement.
Discussprinciplesofwaveformdisplaysonanoscilloscope.
Drawasimplifiedblockdiagramofanoscilloscopeandexplaintheprincipleofoperation.Express
theelectrostaticdeflectiononanoscilloscopescreenanddiscussthesignificanceofoperationat
sweepmode.
Measurevoltageandtimeinformationfromtheoscilloscopedisplay.
Explaintheneedforthetriggeredsweepmodeofoperation.
Explainthedisplayofhighfrequencysignalsandfunctionofthedelayline.
ExpresstheoperationoftheoscilloscopeinXYmodeandinterpretthelissajousfigure.
Describetheadvantagesofmultitraceoscilloscope.
Explainhowtoobtainmultipletracesfromasingleelectrongun.
Expressthenecessityandstateadvantagesofdigitalstorageoscilloscopes(DSO).
IllustratetheprincipleofoperationoftheDSO.
ExplaintheoperationandfunctionofDSO.
ReportcurrenttrendsinDSOtechnology.
Definevirtualinstrumentationanditsfunctions.
Identifythecomponentsofavirtualinstrumentationsystem.
Pointouttheuseofvirtualinstrumentationinsystemdesign.
Illustratetheprincipleofgenerationofapicturedisplay.
Definethepictureelement(pixel).
Statethestandardsandresolutioninpicturedisplays.
DiscusstheCRTbasedpicturedisplays.
Describetheprinciplesofoperationforliquidcrystaldisplays(lcd).
Explaintherasterscanasameanofpaintingthescreen.
Definetheaspectratioandviewableareaforadisplayscreen.
CompareandcontrastCRTandlcdtypedisplays.
Namenewemergingdisplaytechnologiesandstatetheirprinciplesofoperation.

Oscillographic Measurements and Picture Displays / 209

WAVEFORMDISPLAYDEVICES
Thesignalisaphysicalvariable(suchasforce,velocity,voltage,currentetc)associatedwithasystem
anditisalmostalwaysafunctionoftime.A waveformisagraphicrepresentationofawave.Itisa
necessity for engineers to observe waveforms for various signals in order to make certain
measurements and compare them to each other. This requires conversion of the physical variable
into a trace through a writing mechanism and a medium over which the information can be
imprinted. What is measured is the distance between certain points on the marked trace that is a
representative of the waveform for the physical variable concerned. The type and technique of
displayaffectthequalityofthemeasurement.

Forinscribingthevariationsofasignalintime,apenandpapercan

be used. In this case, the writing pen moves vertically in response to the
magnitudeofthesignalwhilethewritingmedium(paper)moveshorizontally
at a constant speed as illustrated in Figure 5.1. This is called yt recording
sincethesignalisrepresentedonverticalaxis(yaxis)andthehorizontalaxis

Figure5.1Awaveform
recordingdevice

representsthetime.Insomeapplicationsthehorizontalmotioniscontrolledbyanothersignalrather
thantime.Thisrecordingiscalled xyrecording.However,thistechniqueislimitedtorecordinglow
frequency applications since the mechanical parts cannot respond to high frequency signals.
Oscilloscopesareusedtodisplayhighfrequencysignals.
Anoscilloscopemeasuresvoltagewaves.One cycleofawaveistheportionofthewavethat
repeats. A voltage waveform shows time on the horizontal axis and voltage on the vertical axis.
Oscilloscopes are electronic equipment mainly used in displaying and measuring electrical voltage
signals. Other physical signals can be displayed through proper sensors. The writing pen in this
equipmentistheelectronbeamandwritingmediumisaspecialscreenthatglowswhentheelectron
beam strikes on it. The electron beam can be deflected from its straight path using electrical or
magneticfields,henceeasilymovedacrossthescreen.Eventuallyaspotoflightthatcanbeplaced
on different locations on the screen under the control of external electrical signals becomes
available.For ytrecording,thespottravelshorizontallyacrossthescreenataconstantspeedand
moves vertically in response to the magnitude of the input signal. Intensity or brightness of the
displayissometimescalledthe zaxisasillustratedinFigure5.2.Thetrajectorylookslikeabouncing
ballthatmovesacrossthescreenandthehumaneyecanfollowitifthemotionisslow.Ifthelight
balldrawsthesametrajectoryonthescreenformorethanabout24timesasecond,thehumaneye
cannotfollowthemotionanditwillseeitasafixedtraceonthescreen.

Oscillographic Measurements and Picture Displays / 210

Figure5.2Waveformdisplayedonanoscilloscope

This chapter deals with measurements using oscilloscopes. Details of display devices are
presentedinAppendixB.

Figure5.3Frontpanelofananalogoscilloscope(TektronixTAS465)

OperatingPrinciplesofanOscilloscope
Oscilloscopescanbeclassifiedasanaloganddigital.Tobetterunderstandtheoscilloscopecontrols,
weneedto knowalittle moreabout howoscilloscopesdisplay asignal.Analogoscilloscopeswork
somewhatdifferentlythandigitaloscilloscopes.However,severaloftheinternalsystemsaresimilar.
Analog oscilloscopes are somewhat simpler in concept and are described below. Front panel of an
oscilloscopeisshowninFigure5.3.Ithasadisplayscreenwitha8cmby10cmgriddrawnonit.The
displayhascontrolsfortheintensity(brightnessofthetrace),focusandastigmatism(sharpnessof
the trace). On the right hand side there are control sections for vertical, horizontal, and trigger
controls and input connectors. The oscilloscope is a versatile instrument that can be used for
measuringsignalvoltagesfromafew millivoltsup tohundreds ofvolts.Dependingonhowweset
the vertical scale (volts/div control), an attenuator reduces the signal voltage or an amplifier
increasesthesignalvoltage.One cycleofawaveistheportionofthewavethatrepeats.Ingeneral
use,onlyafewcyclesaredisplayed.Foranalogoscilloscopes,thisspecificationindicateshowfastthe

Oscillographic Measurements and Picture Displays / 211


trace can sweep across the screen, allowing us to see fine details. The fastest sweep speed of an
oscilloscopeisusuallygiveninnanoseconds/div.
SimplifiedBlockDiagramofanOscilloscope
ThesimplifiedblockdiagramofageneralpurposeoscilloscopeisshowninFigure5.4.Theheartofan
oscilloscope is the cathode ray tube (CRT): electron gun, deflection plates, phosphorouscoated
screen and an evacuated glass tube that encloses all are the main components of the CRT. The
electronbeamproduced bytheelectrongunisusedtoproduceavisualimageon thescreen. The
CRTrequireshighvoltagesintheorderofafewthousandvoltsfortheaccelerationoftheelectron,

Volts/Div

Input
Signal

Vertical
Amplifier

Delay Line

To CRT

Electron
Beam

HV Supply
LV Supply

CRT

Electron
Gun

Screen

To All Circuits
Trigger
Circuit

Time-Base
Generator

Horizontal
Amplifier

Time/Div
Figure5.4Simplifiedblockdiagramofananalogoscilloscope

whilealowvoltagefortheelectrongun,whichemitstheelectrons.Supplyvoltagesforothercircuits
arelessthanafewhundredvoltsatmaximum.Thepowersupplyblockprovidesvoltagesrequiredby
theCRTandtherestoftheoscilloscopecircuitries.
Two signals are needed to deflect the beam on the screen horizontally and vertically. The
laboratoryoscilloscopeisgenerallyusedtodisplaysignalsintime.Thesignaltobeviewedisapplied
toavertical(deflection)amplifierthatincreasesthepotentialoftheinputsignaltoalevelthatwill
provideausefuldeflectionoftheelectronbeam.
The timebase circuitry generates a voltage to supply the CRT to deflect the spot at a
constanttimedependantrate.Thevoltagewaveformisnamedcommonlyasthesweepsignalandit

Oscillographic Measurements and Picture Displays / 212


has the appearance of a repetitive ramp function. A triggering circuit is used to synchronize the
horizontaldeflectionwiththeverticalinput,sothatthehorizontaldeflectionstartsatthesamepoint
of the vertical input signal each time it runs (sweeps). Eventually, the beam moves at a constant
timedependantratehorizontallyandtheimagegeneratedonthescreenindicatesthetimevariation
oftheinputsignal.
Eachblockinasignalpathcausescertaintimedelay.Hence,thebeamdoesnotstartmoving
horizontallyimmediatelyfollowingthedetectionofthetriggerpoint.Thedelaylinedelaysthesignal
appliedtotheverticalplatesbyanamountequaltothetimedelayforthesweepsignalappliedto
the horizontal deflection plates. Eventually, the vertical signal is displayed on the screen always
startingatthetriggerpoint.

BASICOSCILLOSCOPEOPERATIONS

VV

ElectrostaticDeflection
Two pairs of deflection plates at right angles to each other are used to
provide deflection of the light spot in a Cartesian system as depicted in
Figure5.5.Theamountofvoltagethatmustbeappliedbetweenapairof

VH

deflection plates to produce a unit length of deflection of the spot

Figure5.5

depends upon the deflection factor of the CRT. Deflection factors for
horizontalandverticaldeflectionplatesarenotthesame.

Positive potential on
the left X plate

Positive potential on
the top Y plate

Negative potential on
the top Y plate

Negative potential on
the left X plate

+
+

Positive potentials on the


left X and top Y plates

Sawtooth waveform on
X plate only

Sine wave on
Y plate only

Figure5.6DeflectionofelectronbeamontheCRTscreenduetoseveralcombinationsofvoltagesappliedtodeflectionplates

Oscillographic Measurements and Picture Displays / 213


VariouscombinationsoftwovoltagewaveformsonthescreenareillustratedinFigure5.6.A
fixedspotisobtainedasDCvoltagesareappliedtobothpairsoftheplates.Ahorizontallineisdrawn
when a sawtooth waveform is applied to the horizontal (X) plates only. Similarly, a vertical line is
drawnasasinusoidalvoltageisappliedtothevertical(Y)platesonly.
OperationinSweepMode

VV

PrincipleofOperation
The CRO spot traces an image on the screen when horizontal and
vertical deflection voltages are applied as shown in Figure 5.7. The
voltage applied to horizontal deflection mechanism is the sawtooth

VH

thatisgeneratedbythetimebasecircuit.Ithasafixedslopeandlets
the electron beam to travel horizontally at a constant speed.

Figure5.7

Meanwhile, the input signal (sinusoidal type in the figure) is


amplifiedandappliedtotheverticaldeflectionplates.
Figure5.8showsadetailedillustration.Thetiminginformationforbothsignalsisexposedin
thefigure.Twocyclesoftheinputsignalaredisplayedonthescreen.Thesecondsweepfollowsthe
firstoneimmediatelyindicatingthattheretracetimeisnegligiblecomparedtothetracetime.

Oscilloscope screen
v

5
2

6
4

t
3

Vertical input signal

0
Time Base Signal

1
2
3
4
5
6
7

t
Figure5.8Displayofsignalsontheoscilloscopescreeninsweepmode

Oscillographic Measurements and Picture Displays / 214


MeasurementsinSweepMode
Amplitude and time variations of the signals can be viewed and measured. In multichannel
oscilloscopes, more than one input can be observed simultaneously and compared to each other.
Figure5.9illustratestwosignalsV1andV2displayedtogether.
The amplitude measurement is made either as reading of the peak value or peaktopeak
value.Thetimemeasurementisdonetodeterminetheperiodofaperiodicsignalandthephaseshift
betweentwosignals.ThedisplacementsinbothXandYdirectionsaretakenandmultipliedbythe
scalefactorsassetatthefrontpaneloftheoscilloscopetocomputetheamplitudeinvoltandtimein

second.
Both measurements require a wellfocused trace with gain controls at cal (calibrate)
positions.Also,thetimemeasurementispossiblewiththeleasterrorifitisdonebetweentwosteep
points on the trace. The steepest point of a sinusoidal signal occurs as the signal crosses the time
axis.Thefollowingexampleillustratesbasicmeasurementsandtheiruncertainties.
Example5.1
ForthedualtraceshowninFigure5.9above,theverticalsettingsare0.1V/cmand0.2V/cmforV1
and V2 respectively. The time base
settingis5ms/cm.Thetriggersource
V2

Period

is CH1 (V1). Assume uncertainty of


0.5 mm in all distances measured.

V1

Peak

Find:

Peak
to
peak

Peakandpeaktopeakvalues

of V1 and V2 with uncertainties


involved.

Phase
shift

Period

Figure5.9Dualchanneloperationinsweepmode

Timeperiodandfrequencyof

V2andtheiruncertainties.

Thetriggerlevelandslope.

The phase shift between V1

(CH1)andV2(CH2).DoesV1leadsor
lagsV2?Howmuchistheuncertainty
inthephaseshift?
Solution
PeakvalueofV1=V1p=2(cm)x0.1(V/cm)=0.2V;

Oscillographic Measurements and Picture Displays / 215


peaktopeakvalueofV1=V1pp=4(cm)x0.1(V/cm)=0.4V.Similarly,
V2p=3(cm)x0.2(V/cm)=0.6V;V2pp=6(cm)x0.2(V/cm)=1.2V
Theuncertaintyindistanceis0.5mmyielding
V1p=(20.05)(cm)x0.1(V/cm)=0.20.005V=0.2V2.5%
V2p=(30.05)(cm)x0.2(V/cm)=0.60.01V=0.6V1.67%
V1pp=(42x0.05)(cm)x0.1(V/cm)=0.40.01V=0.4V2.5%
V2pp=(60.1)(cm)x0.2(V/cm)=1.20.02V=1.2V1.67%
TimeperiodandfrequencyofV2.T=(50.05)(cm)x5(ms/cm)=250.25ms=25ms1%
f = 1/T.

f
1
= 2 Nominal value of the frequency; f = 40 Hz. Limiting error is the same as the
T
T

expected accuracy for the frequency. f =

f
T
T =
f yields the relative accuracy for the
T
T

periodandthefrequencyarethesameas1%.Hence,f=400.4Hz=40Hz1%
Triggerlevel=0.5cm&(+)slope.
Nominalvalueofthephaseshiftis =

dx360
=0.6(cm)x360/5(cm)=43.Amongthetwotraces,
T

theonethatassumesitsmaximumfirstiscalledtheleadingtrace.Hence,V1isleadingV2(alsocanbe
said as V2 is lagging V1). The uncertainty in the phase: ( )



2
2
= (d ) + (T ) ;
T
d
2

360 xd

360

=
= and
=
= yielding
2
d
T
T
d
T
T

d T
2
2
3
= (0.01) + (0.08) = 7.04 x10 andeventually=8.4%,=43
+
=

d T

3.6=438.4%.Thedominantfactorin/isd/dsinceitismuchlargerthanT/T
TriggeredSweepMode
The oscilloscope is either used in storage mode or in refreshed mode. The sweep signal is applied
once only in the storage mode and the traces are stored. Some cathode ray tubes have a special
function that stores the trace on the screen and holds it long enough to record the readings or to
take a picture. These tubes are rather expensive and the storage function is mostly replaced by a
digital storage system that saves the signal in electronic circuits. The storage function is essential
especiallyinstudyingtransientsignalsthatcannotberepeated.

Oscillographic Measurements and Picture Displays / 216


Periodic signals are commonly used during electronic circuit design and test works. Same
eventsarerepeatedoverandover.Generationofthesawtoothwaveforminthetimebasecanbe
synchronizedsothattheelectronbeamfollowsthesametrajectoryeverytimeitcrossesthescreen.
This allows utilization of refreshed type CRTs that gives realtime displays of signals. The trace will
appearstationaryonthescreeniftherepetitionrateismorethan24timesasecond.
The trigger circuit is used to obtain the synchronization between the input signal and the
sweep signal as discussed in previous section. Its operation is summarized here if that section is
skipped. The trigger circuit generates a synchronization (trigger) pulse that initiates the sawtooth
waveform.ItcomparestheinputsignaltoaDCsignalinternallygenerated.TheleveloftheDCsignal
can be controlled from the front panel of the oscilloscope. It must be set to a value between the
mostnegative(minimum)andmostpositive(maximum)valuesoftheinputsignal.Theinputsignal
coincides with the threshold (trigger level) two times during the cycle; first as it goes above the
threshold(positiveslope)andsecondtimeasitgoesbelowthethreshold(negativeslope).Theuser
canselecteitheroneofthemusingthebuttonsonthefrontpanel.
Figure 5.10 illustrates the generation of trigger pulses and sawtooth waveforms. The top
traceexemplifiestheinputsignal.Thethreshold(triggerlevel)signalisshownonthefirsttraceasthe
dashed line. A negativeslope triggering is used in the example and coincidences are marked. The

Threshold (trigger level)

Repetitive input signal


Trigger pulses
Retrace
Trace
Sweep waveform
Hold-off

Display on
Screen

Figure5.10Thetriggeredsweepmodeofoperation

trigger pulses generated are shown as the second trace. The sawtooth waveform is also named as
thesweepsignalanditisthethirdtrace.
Trigger pulses that occur during the trace and retrace phases of the sweep are ignored. In
freerunning modesweepsfolloweachother.The tracesaredrawnonthescreenovereachother
andtheydonotfollowthesametrajectoryunlessthefrequencyoftheinputsignalisamultipleof
thefrequencyofthesweepsignal.Intriggeredsweepmode,thesecondsweepisnotgenerateduntil

Oscillographic Measurements and Picture Displays / 217


a new trigger pulse is received. Hence, all traces follow the same trajectory yielding a stationary
display. The freerunning mode is useful in determining the amplitude range of the input signal in
casethetriggerthresholdissetbeyondthisrange.
Thesawtoothwaveformdropstozeroafteritreachesthemaximum.Thisdroptakescertain
amountoftimedependinguponthetimebasecircuitused.Duringthistimetheelectronbeamflies
backtothelefthandsideofthescreenandwaits(holdoff)thereuntilthestartofthenextsweep.
TheelectrongunintheCRTisturnedoff(blanked)duringtheretraceandholdofftimestoavoidthe
retraceappearingonthescreenandastrongglowingspotontheleftsideofthescreen.Thetrace,
retraceandholdoffintervalsaremarkedonthefigure.Theresultantoscilloscopedisplayisshown
insidethecircle.
Theinputsignaltothetriggercircuitisthesignalappliedtotheverticaldeflectionplatesin
Figure 5.10. In case of multitrace oscilloscopes, any one of the signals displayed can be used for
triggering. Line voltage at 50 Hz / 60 Hz can also be selected as the source of the trigger. This is
importantinapplicationsinvolvingthecomponentofthe50Hz/60Hzlinevoltageasinterference
onothersignals.Thetriggerinputcanbeappliedfromoutsideaswell.Thetriggersourceisselected
usingaselectorswitchonthefrontpanel.
OperationatHighFrequenciesandFunctionoftheDelayLine
Thereisaninevitabledelaybetweentheapplicationoftheinputandappearanceoftheoutputinall
electroniccircuitelements.Theamountofdelaydependsupontheelementitselfandspecifiedbyits
Trigger level
Input signal

T1

Trigger pulses
T2
T3

Sweep signal to
horizontal deflection
plates
Delayed signal

Displayed signal

Figure5.11Functionofthedelayline

Oscillographic Measurements and Picture Displays / 218


manufacturer. In the triggered mode of operation, the input signal is applied to the trigger circuit
thatderivesthesawtoothwaveformgenerator.Then,theresultantsawtoothwaveformisappliedto
thehorizontaldeflectionplatesviathehorizontalamplifier.Hence,thereisatimedelay(intheorder
of a few hundred nanosecond) between the coincidence of the input signal with the trigger level
signal(triggerpickoff)andstartingofthesweeponthedisplay.Thisdelaymaynotbeobjectionable
atlowfrequencyapplications.Forexample,theperiodofa1kHzsinewaveis1millisecond.Ifthe
delayis100nanosecondwhichisoneinatenthousandoftheperiod.Hence,itwillnotbeeffective
ondisplayingthesignal.However,ifwehavethefrequencyas10MHz,theperiodofthesignalis100
nanosecond,whichisthesameasthedelay.Adelaylineisaddedbetweentheverticalamplifierand
theverticaldeflectionplatesthatwilldelaytheapplicationoftheinputsignaltothedeflectionplates
bytheamountoftimeequaltothedelaycomesfromthetimebasecircuitry.Figure5.11illustrates
theeffectofthedelayline.ThedelayintriggercircuitisT1,delayinsawtoothgeneratorisT2and
delayinthehorizontalamplifierisindicatedasT3.Theinputsignalisdelayedbythesameamountso
thatthesweepsstartsdisplayingtheinputsignalfromthecoincidencepoint.
OperationinXYMode
TheoscilloscopecanbeusedtodisplaytwosignalswithrespecttoeachotherasillustratedinFigure
5.12.Thetimebaseisswitchedoff.Oneoftheinputsisappliedto

VV

vertical while the other one is applied to the horizontal amplifier.


ThisiscalledtheXYmode.
If two sine waves are simultaneously applied, the resulting
displayintheXYmodeiscalledaLissajouspattern.Themagnitudes

VH

of signals and the phase shift between them can be determined


easilyifbothhavethesamefrequency.Inthiscase,thepatternisa

Figure5.12

diagonalstraightline,anellipseorcircleasshowninFigure5.13.
The operation can be studied analytically as follows: Assume that

two signals vx(t) and vy(t) are applied to horizontal and vertical deflection plates respectively as
shown in the figure. Both are sinusoidal signals with magnitudes Vx and Vy for vx(t) and vy(t)
respectively.Theplotonthescreencanbeexpressedbytheparametricequation

vx(t)=Vxsin(t)andvy(t)=Vysin(t)

Oscillographic Measurements and Picture Displays / 219


Vy(t)

Vy(t)

Vy(t)

Vy

Vy

Vy
Vx

Vx(t)

-Vx
Vx

-Vx

-Vy

Vx(t)

-Vx
Vx(t)

Vx

-Vy
-Vy

vx(t) = Vx sin(t)
vy(t) = Vy sin(t)

vx(t) = Vx sin(t)
vy(t) = -Vy sin(t)

vx(t) = Vx sin(t)
vy(t) = Vy sin(t+)

Figure5.13DisplaysfortwosinusoidalsignalsofthesamefrequencyinXYmode

forthefirstplot.ThisrepresentsastraightlineintheXYplanethatcanbewrittenas

y=(Vy/Vx)x
TheslopeofthelineisVy/Vx.Themiddleplothasanegativeslopeduetothenegativesigninthe
definition of vy(t). There is a phase shift between the two signals in the third case. The plot is an
ellipse.Ifthephaseshiftis90andmagnitudesareidentical,thentheellipseisconvertedtoacircle
withradiusVx=Vy.
Themagnitudesofsignalscanbedeterminedfromthepeakvaluesoftheellipseasshownin
thepreviousfigure.Thephaseshiftbetweenthemisfoundusingthemagnitudesandzerocrossing
forvy(t).Att=0,vy(t)=Vysinandvx(t)=0.Hence,
sin=yintercept/ymax
Bothnegativeandpositiveanglesleadtothesameplotonthescreen.Thus,itisnotpossibletotell
whichoneofthesignalisleading.FollowingexamplesillustratetheutilizationoftheXYmode.
Example5.2Sketchthescopewaveforms:
Insweepmodeforv1(t)=1sin(4000t),v2(t)=2sin(4000t+45)withverticalsettings0.5V/cmfor
bothchannels,timebasesetting0.1ms/cm,screenheight8cm,screenwidth10cm,triggersource
channel1,triggerlevel0V,andslopepositive.
AssumethescopeisswitchedtoXYmode,v1(t)isappliedtovertical(Y)andv2(t)tohorizontal(X)
amplifiers.Thesettingsforare0.5V/cmforbothinputs.
ThewaveformsforthesweepmodeofoperationareshowninFigure5.14attheleft.Thedisplayfor
theXYmodeofoperationforthesamesignalsisshownattherightinFigure5.14.

Oscillographic Measurements and Picture Displays / 220

V2(t)

V1(t)

Figure5.14Displayofsignalsinexample5.2insweepandXYmodes

Example5.3
The timebase is switched off and the
oscilloscopeisswitchedtoXYmodeofoperation.

Ym

V1isconnectedtotheXinputwithsensitivity0.1

Yo

V/cm, and V2 is connected to the Y input with


sensitivity 0.2 V/cm. The resulting ellipse is
shown in Figure 5.15 with marking of distances

-Xm

Xm
-Xo

Xo

Ym,Y0,Xm,andX0.
-Yo

Ym=3cm,Y0=2.1cm,Xm=2cm,andX0=1.4cm
Similarly,Ym=3cm,Y0=2.1cm,Xm=2cm,

-Ym

Figure5.15MeasurementsinXYmode

andX0=1.4cm
PhaseshiftbetweenV1andV2:sin=2.1/3=0.7
yielding=44
Example5.4
The oscilloscope is switched to XY mode of
operation. V1 is connected to the X input with
sensitivity10mV/cm,andV2isconnectedtothe
Y input with sensitivity 0.5 V/cm. The resulting
ellipseisshowninFigure5.16.Calculate
DistancesYm,Y0,Xm,andX0.

Figure5.16Displayforexample5.4

Oscillographic Measurements and Picture Displays / 221


PhaseshiftbetweensignalinXandsignalinY.
PeaktopeakvaluesofvoltageforV1andV2
DistancesYm,Y0,Xm,andX0are2.4cm,1.8cm,3.6cmand2.75cmrespectively
PhaseshiftbetweensignalinXandsignalinYis=180sin1(Y0/Ym)=131
V1pp=2xXmx10mV/cm=72mVpp;V2pp=2.4Vpp
If the two signals used in the XY mode have frequencies that are not identical, then the
resultingLissajouspatternsarenotstraightlinesorellipsesanymore.Thepatternwillbestableifthe
frequencyratiocanbeexpressedinasmallwholenumberorasimplefraction.Thisisusedinsetting
thefrequencyofanunknownoscillatorusingastandardoscillator.Thefrequencyoftheunknownis
varieduntilastabletraceisobtained.Then,theratiooffrequenciescanbecomputedeasilyfromthe
horizontalandverticaltangencyas

fx
# of vertical tan gency
=

f y # of horizontal tan gency

fx =2fy

3fx=4fy

3fx =2fy

2fx=5fy

Figure5.17ExamplesofLissajousfigures

Figure5.17showsfourexamples. The shapeofthe plotchanges with the phaseshiftalthough the


ratiooffrequenciesisfixed.Ifthecontactwiththetangentisfromonedirection,thenthatcontactis
countedasahalftangent.Ifthecontactisfromtwodirections,thisiscountedasafulltangent.In
thefirstplotattheleft,thehorizontaltangenthastangency,whiletheverticaltangenthas2x1/2if
itistakenattheleftandonefulltangentifittakenattheright.Eventually,theratioofhorizontalto
verticalfrequenciesis2.Inotherplotstheratiosarefoundinasimilarmanneras4/3,2/3and5/2.

Oscillographic Measurements and Picture Displays / 222

MULTITRACEOSCILLOSCOPES
Most laboratory oscilloscopes display two more traces simultaneously although they have a single
electron gun. Each trace can represent an independent input signal. There are identical input
connector,attenuatorandamplifierforeachinput.Outputsofverticalamplifiersareselectedone
byone by an electronic switch and applied to the driver amplifier for the vertical deflection plate
assemblyasillustratedinFigure5.18.Therearetwomodesofoperationoftheelectronicswitchas
chopped and alternate. In the chopped mode, the switch runs at high frequency (around 500 kHz)
andcallsateachinputforafractionofthetotalsweepduration.Hence,tracesaredrawnasshort

BNC connector

Position

Probe
AC

V/cm
Attenuator-1

Input to
Channel-1
Ground (chassis)

Gain

Vertical
Amplifier-1

DC
Position

Gain

V/cm
Attenuator-2

Input to
Channel-2

Electronic
switch

Vertical
Amplifier-2

To vertical
deflection
driver
amplifier

Figure5.18Multitraceoperationusinganelectronicswitch

spotsoflightonthescreen.Forexample,ifwehavetwoinputsignalseachat1kHzandthesweep
rateis500kHz,thenthereare250spotsacrossoneperiodofeachtrace.Theilluminationofthespot
coversthegapbetweenthespots.Also,thechoppingisnotsynchronouswiththesweepleadingto
thedotsappearingatdifferentplacesalongthetrajectoryforsuccessivesweeps.Hence,thetraces
are seen continuous at low frequency applications. Therefore, the chopped mode is useful at low
frequencies.
In the second operational mode, the switch remains in one of the channel throughout the
complete sweep duration and it picks the other one in the next sweep. Since switch displays each
channel at alternate cycles of the sweep signal, the name alternate mode is used. This is useful at
high frequency operations. Some laboratory oscilloscopes incorporate the selection of chopped or
alternatemodeinthetimebaseswitch.Onlyoneoftheinputchannelsisusedforthetriggercontrol
in both modes. In the alternate mode if channel1 is selected as the trigger input, it is used even
whilechannel2isdisplayed.

Oscillographic Measurements and Picture Displays / 223

DIGITALSTORAGEOSCILLOSCOPES(DSO)
Oscilloscopesalsocomeinanaloganddigitaltypes.Ananalogoscilloscopeworksbydirectlyapplying
a voltage being measured to an electron beam moving across the oscilloscope screen. The voltage
deflects the beam up and down proportionally, tracing the waveform on the screen. This gives an
immediate picture of the waveform as described in previous sections. In contrast, a digital
oscilloscopesamplesthewaveformandusesananalogtodigitalconverter(orADC)toconvertthe
voltagebeingmeasuredintodigitalinformation.Itthenusesthisdigitalinformationtoreconstruct
thewaveformonthescreen(Figure5.19).

Figure5.19DigitalandAnalogOscilloscopesDisplayWaveforms

For many applications either an analog or digital oscilloscope will do. However, each type
does possess some unique characteristics making it more or less suitable for specific tasks. People
oftenpreferanalogoscilloscopeswhenitisimportanttodisplayrapidlyvaryingsignalsin"realtime"
(or as they occur). Digital oscilloscopes allow us to capture and view events that may happen only
once. They can process the digital waveform data or send the data to a computer for processing.
Also,theycanstorethedigitalwaveformdataforlaterviewingandprinting.
NecessityforDSOandItsAdvantages
Ifanobjectpassesinfrontofoureyesmorethanabout24timesasecondoverthesametrajectory,
wecannotfollowthetraceoftheobjectandwewillseethetrajectoryasacontinuouslineofaction.
Hence, the trajectory is stored in our physiological system. This principle is used in obtaining a
stationary trace needed to study waveforms in conventional oscilloscopes. This is however, is not
possible for slowly varying signals and transients that occur once and then disappear. Storage
oscilloscopeshavebeendevelopedforthispurpose.

Oscillographic Measurements and Picture Displays / 224


Digitalstorageoscilloscopescametoexistencein1971anddevelopedalotsincethen.They
provideasuperiormethodoftracestorage.Thewaveformtobestoredisdigitized,storedinadigital
memory, and retrieved for displayed on the storage oscilloscope. The stored waveform is
continuouslydisplayedbyrepeatedlyscanningthestoredwaveform.Thedigitizedwaveformcanbe
furtheranalyzedbyeithertheoscilloscopeorbyloadingthecontentofthememoryintoacomputer.
They can present waveforms before, during and after trigger. They provide markers, called the
cursors,tohelptheuserinmeasurementsinannotation(detailing)ofthemeasuredvalues.
PrinciplesofOperation
PrincipleDiagramRepresentingOperationoftheDSO
AsimplifiedblockdiagramofadigitalstorageoscilloscopeisshowninFigure5.20.Theinputcircuitry
oftheDSOandprobesusedforthe measurement arethesameastheconventionaloscilloscopes.
Theinputisattenuatedandamplifiedwiththeinputamplifiersasinanyoscilloscope.Thisisdoneto
scaletheinputsignalsothatthedynamicrangeoftheA/Dconvertercanbeutilizedmaximally.Many
DSOs can also operate in a conventional mode, bypassing the digitizing and storing features. The
outputoftheinputamplifierdrivesthetriggercircuitthat providessignalto the controllogic.Itis
alsosampledunderthecontrolofthecontrollogic.Thesampleandholdcircuittakesthesampleand
storesitasachargeonacapacitor.Hence,thevalueofthesignaliskeptconstantduringtheanalog
to digital conversion. The analog to digital converter (A/D) generates a binary code related to the
magnitudeofthesampledsignal.ThespeedoftheA/Dconverterisimportantandflashconverters
Vertical
Amplifier
Input

Input
Attenuator

Sample
&
Hold

Vi

Data
In

Td

Analog-to
Digital converter

Read-Write
Address

Ti
Trigger
Circuit

Vertical deflection
Amplifier

Ti

aTd

D/A
Control
Logic
Horizontal clock
pulses (Digital)

Memory

Data
Out

Horizontal deflection
Amplifier
Binary
Counter

D/A
aTd

Figure5.20Simplifiedblockdiagramofadigitalstorageoscilloscope(DSO)

Cathode
Ray Tube

Oscillographic Measurements and Picture Displays / 225


are mostly used. The binary code from the A/D converter is stored in the memory. The memory
consistsofabankofrandomaccessmemory(RAM)integratedcircuits(ICs).
TheTimeBaseCircuit
The control logic generates a clock signal applied to the binary counter. The counter accumulates
pulses and produces a binary output code that delivered to a digital to analog (D/A) converter to
generate the ramp signal applied to the horizontal deflection amplifier. The horizontal deflection
platesaresuppliedwiththisrampsignaltolettheelectrontotravelacrossthescreenhorizontallyat
aconstantspeed.Thespeedofthetransitionofelectrondependsupontheslopeoftherampthatis
controlled by the clock rate. The capacity of the counter is taken to have the maximum number
accumulatedcorrespondingtotherightmostpositiononthescreen.Withthenextclockpulse,the
binaryoutputofthecounterdropstoallzerosyieldingtheterminationoftheramp.
TheDisplayedSignal
Meanwhile, the data currently in the store is read out sequentially and the samples pass to the
secondD/Aconverter.Theretheyarereconstructedintoaseriesofdiscretevoltagelevelsforminga
stepwiseapproximationoftheoriginalwaveform.Thisisfedtotheverticaldeflectionplatesviathe
verticaldeflectionamplifier.Foramultitraceoscilloscope,eachchannelhasthesamecircuitryand
outputsoftheD/Aconvertersarecombinedintheverticaldeflectionamplifier.
Thedelaylineusedinconventionaloscilloscopesforsynchronizationisnotneededindigital
storageoscilloscopessincethisfunctioncanbeeasilyhandledbythecontrollogic.Thereadoutand
display of samples constituting the stored waveform need not occur at the same sample rate that
was used to acquire the waveform in the first place. It is sufficient to use a display sample rate
adequatetoensurethateachandeverytracedisplayedisrewrittenfiftyormoretimesasecondto
preventtheflickerofthedisplay.Eventually,thetimeintervalofthesignalonthedisplayisnotTdof
theinputsignal.Assumethatwehaveasamplingrateof1000samplespersecondandweuse1000
samplesforthedisplay.Thetimereferredtotheinputsignalis Td=1secondandittakes1second
fortheDSOtostoretheinformationintothememory.Writingtothememoryandreadingfromthe
memory are independent activities. Once the information is stored, it can be read at any rate.
Assumethememoryisscannedusingaclocksignalof50kHz.Then,ittakes(1/50)secondtoscan
1000memorycellsand aTdwhichisthedurationofthesignalthatactuallyappearsonthescreen
becomes20millisecond.
CurrentTrends
The DSOs can work at low sweep rates allowing utilization of cheaper CRTs with wider screen and
deflection yoke (coils that provide magnetic field instead of electrical field produced by the

Oscillographic Measurements and Picture Displays / 226


deflectionplates).InsomecurrentDSOs,evenliquidcrystaldisplays(LCDs)areusedwithtelevision
like scanning techniques. This allows the development of handheld and battery operated
instruments.Someofthesetechniqueswillbedealtwithinthesectionfordisplaytechnologies.

VIRTUALINSTRUMENTATION
Definition
A virtual instrumentation system is computer software that a user would employ to develop a
computerized test and measurement system, for controlling from a computer desktop an external
measurement hardware device, and for displaying test or measurement data collected by the
external device on instrumentlike panels on a computer screen as illustrated in Figure 5.21. The
virtualinstrumentisasystemthatusescustomizablesoftwareandmodularmeasurementhardware
to create userdefined measurement systems as opposed to traditional hardware instrumentation
systems such as digital multimeters and oscilloscopes that are made up of predefined hardware
components.

Figure5.21Adisplaypanelforavirtualinstrumentationsystem

The traditional systems are completely specific to their stimulus, analysis, ormeasurement
functionandbecauseoftheirhardcodedfunction,thesesystemsaremorelimitedintheirversatility
than virtual instrumentation systems. Hence, the primary difference between hardware

Oscillographic Measurements and Picture Displays / 227


instrumentation and virtual instrumentation is that software is used to replace a large amount of
hardware.
Thesoftwareenablescomplexandexpensivehardwaretobereplacedbyalreadypurchased
computer hardware. Virtual instrumentation extends also to computerized systems for controlling
processes based on data collected and processed by a computerized instrumentation system. The
vision of virtual instrumentation revolutionized the way engineers and scientists work, delivering
solutionswithfasterdevelopmenttime,lowercosts,andgreaterflexibility.
ComponentsofVirtualInstrumentation
Virtual instrumentation thus refers to the use of general purpose computers and workstations, in
combination with data collection hardware devices, and virtual instrumentation software, to
construct an integrated instrumentation system; in such a system the data collection hardware
devices,whichincorporatesensingelementsfordetectingchangesintheconditionsoftestsubjects,
areintimatelycoupledtothecomputer,wherebytheoperationsofthesensorsarecontrolledbythe
computer software, and the output of the data collection devices is displayed on the computer
screen,inamannerdesignedinsoftwaretobeparticularlyusefultotheuser,forexamplebytheuse
ofdisplayssimulatinginappearancethephysicaldials,metersandotherdatavisualizationdevicesof
traditionalinstruments.
Virtualinstrumentationiscombinationofaproductivesoftware,modularinput/output(I/O),
and scalable platform as shown in Figure 5.22. The heart of any virtual instrument is the flexible
softwarethatallowsaninnovativeengineerorscientisttodevelopauserdefinedinstrumentspecific
totheapplicationneeds.Withsuchsoftware,engineersandscientistscaninterfacewithrealworld
signals; analyze data for meaningful information,
andshareresultsandapplications.
The

second

virtual

instrumentation

component is the modular I/O for measurements


that require higher performance, resolution, or
speeds. In combination with powerful software,
engineers

can

measurements

and

create

customdefined

sophisticated

analysis

routines.
Figure5.22Virtualinstrumentationcombinesproductive
software,modularI/O,andscalableplatforms

The third virtual instrumentation element


ispopularandcommerciallyavailablecomputing
platform (PC or Server) to run the software and

Oscillographic Measurements and Picture Displays / 228


connect to I/O module, often enhanced with accurate synchronization ensures that virtual
instrumentation takes advantage of the very latest computer capabilities and data transfer
technologies. This element delivers virtual instrumentation on a longterm technology base that
scaleswiththehighinvestmentsmadeinprocessors,buses,andmore. Together,thesecomponents
empower engineers and scientists world over to create their own solutions with virtual
instrumentation.
VirtualInstrumentationforDesign
The same design engineers that use a wide variety of software design tools must use hardware to
test prototypes as illustrated in Figure 5.23. Commonly, there is no good interface between the
design phase and testing/validation phase, which means that, often the issues discovered in the
testingphaserequireadesignphasereiteration.

Figure5.23Testplaysacriticalroleinthedesignandmanufactureoftoday'selectronicdevices

Inreality,thedevelopmentprocesshastwoverydistinctandseparatestagesdesignand
test are two individual entities as illustrated in Figures 5.24 and 5. 25 respectively. On the design
side, EDA tool vendors undergo tremendous pressure to interoperate from the increasing
semiconductor design and manufacturing group complexity requirements. Engineers and scientists
are demanding the capability to reuse designs from one tool in other tools as products go from
schematic design to simulation to physical layout. Similarly, test system development is evolving
toward a modular approach. The gap between these two worlds has traditionally been neglected,
firstnoticeableinthenewproductprototypestage.
Systems with intrinsicintegration properties are easily extensible and adapt to increasing
product functionality. When new tests are required, engineers simply add new modules to the
platform to make the measurements. Virtual instrumentation software flexibility and virtual
instrumentation hardware modularity make virtual instruments a necessity to accelerate the
developmentcycle.
Virtualinstrumentationhasgraduallyincreasedaddressableapplicationsthroughcontinuous
softwareinnovationandhundredsofmeasurementhardwaredevices.Havinginfluencedmillionsof

Oscillographic Measurements and Picture Displays / 229


test and automation professionals, today it is winning over experts in the control and design
domains. Virtual Instrumentation is rapidly revolutionizing the functions of control design,
distributedcontrol,datalogging,designverification,prototyping,simulationandmore.

Figure5.24AnexampledesignscreenforthevirtualinstrumentationinLabView(NationalInstruments)

Oscillographic Measurements and Picture Displays / 230

Figure5.25AnexampleofatestandanalysisscreenforvirtualinstrumentationinLabView(NationalInstruments)

http://www.eeherald.com/section/designguide/dgni100003.html
http://www.datatranslation.com/docs/whitepapers/EvolutionofVirtualInstrumentation.pdf

Oscillographic Measurements and Picture Displays / 231

PICTUREDISPLAY
GenerationandPresentationofPicture
MovingScenefromStillPictures
Ifwedivideastillimageintoacollectionofsmallcoloreddots,ourbrainwill
reassemblethedotsintoameaningfulimage.Bothtelevisionsandcomputer
screens (as well as newspaper and magazine photos) rely on this fusionof
smallcoloreddots capability in the human brain to chop pictures up into
thousands of individual elements. On a TV or computer screen, the dots are
calledpixelsasshowninFigure5.26.Theresolutionofourcomputer'sscreen

Figure5.26

mightbe800x600pixels,ormaybe1024x768pixels.
If we divide a moving scene into a sequence of still pictures and show the still images in
rapid succession, then the brain will reassemble the still images into a single, moving scene. By
putting together 15 or more subtly different frames per second, the brain integrates them into a
movingscene.Fifteenpersecondisabouttheminimumpossibleanyfewerthanthatanditlooks
jerky.
DisplayTechnologies
Often referred to as a monitor when packaged in a separate case, the display is the mostused
outputdeviceonacomputer.Thedisplayprovidesinstantfeedbackbyshowingyoutextandgraphic
imagesasyouworkorplay.Mostdesktopdisplaysuseliquidcrystaldisplay(LCD)orcathoderaytube
(CRT) technology, while nearly all portable computing devices such as laptops incorporate LCD
technology. Because of their slimmer design and lower energy consumption, monitors using LCD
technology (also called flat panel or flat screen displays) are replacing the venerable CRT on most
desktops.
TheCathodeRayTube(CRT)
TheCRTforapicturedisplayisverysimilartothatisfoundinanoscilloscopeasshowninFigure5.27.
Themajordifferenceisthatithasthreecathodes,ashadowmaskandthescreenforthreecolors.It
iscomposedofdotsandthedistancebetweenneighboringdotsiscalledthedotpitch.Thebeams
are rooted on the phosphors for individual colors using a special guiding technique that contains
eitheranaperturegrillorshadowmaskasillustratedinFigure5.28.

Oscillographic Measurements and Picture Displays / 232

TheCRTMonitorA:Cathode;B:Conductivecoating;C:Anode;D:Phosphor
coatedscreen;E:Electronbeam;F:Shadowmask

The CRT screen A: Phosphors,B:


ShadowmaskandC:Theglass

Figure5.27TheCRTtypedisplay

Figure5.28PixelsanddotpitchinacolorCRTmonitor

ColorDepth
Thecombinationofthedisplaymodessupportedbyyourgraphicsadapterandthecolorcapabilityof
your monitor determine how many colors it displays. For example, a display that operates in
SuperVGA (SVGA) mode can display up to 16,777,216 (usually rounded to 16.8 million) colors
becauseitcanprocessa24bitlongdescriptionofapixel.Thenumberofbitsusedtodescribeapixel
is known as its bit depth. With a 24bit bit depth, eight bits are dedicated to each of the three
additiveprimarycolorsred,greenandblue.Colorbitdepthreferstothenumberofbitsusedto
describe the color of a single pixel. The bit depth determines the number of colors that can be
displayedatonetime
StandardsandResolution
Resolutionreferstothenumberofindividualdotsofcolor,knownaspixels,containedonadisplay.
Itisexpressedbyidentifyingthenumberofpixelsonthehorizontalaxis(rows)andthenumberon
the vertical axis (columns), such as 800x600. The resolution is affected by a number of factors,
includingthesizeofthescreen

Oscillographic Measurements and Picture Displays / 233


SteeringCoils(DeflectionYoke)
Electron beam can be deflected from its path if it is

Deflection coils
Glass tube
Focusing coils

subjected to a magnetic field as well. In this case, the


force acting on the electron is perpendicular to both the
direction of electron flow and the magnetic field itself.
Two sets of coils are placed perpendicular to each other
over the neck of the CRT outside the glass envelope as
shown in Figure 5.29. The current in these coils provide
the two magnetic fields in X and Y directions. As the

Anode lead
Phosphor

electron comes in Z direction, it is deflected in Y and X

Figure5.29Magneticdeflection

directions respectively. The mechanism of coils is called


thedeflectionyoke.

The neck of the CRT is considerably shorter and thinner than the case of electrostatic
deflection. There is also no geometric limitation on the deflection angle resulting in larger display
area. There are two basic limitations in application of the electromagnetic deflection. Firstly, the
inductanceanddistributedcapacitanceofthecoilrequirehighervoltagestobeappliedforagiven
current as the frequency of the deflection current increases. Practical tubes are limited to
frequencies up to 20 25 kHz. The minimum deflection frequency in the cheapest laboratory
oscilloscope is 20 MHz. Eventually, almost all high frequency laboratory oscilloscopes use
electrostatic deflection mechanisms. The second limitation comes from the increased screen size.
Thetrajectoryofthespotcoversvaryinglengthsasittravelsalongthescreen.Thisrequiresamore
complicated focusing circuitry. The magnetic deflection is used in television and computer displays
andmostofthedigitalstorageoscilloscopesthathaveCRTscreens.
LiquidCrystals
PrinciplesofOperation
There are three common states of matter: solid, liquid or gaseous. Solids act the way they do
becausetheirmoleculesalwaysmaintaintheirorientationandstayinthesamepositionwithrespect
tooneanother.Themoleculesinliquidsarejusttheopposite:Theycanchangetheirorientationand
moveanywhereintheliquid.Buttherearesomesubstancesthatcanexistinanoddstatethatissort
oflikealiquidandsortoflikeasolid.Whentheyareinthisstate,theirmoleculestendtomaintain
theirorientation,likethemoleculesinasolid,butalsomovearoundtodifferentpositions,likethe
moleculesinaliquid.Thismeansthatliquidcrystalsareneitherasolidnoraliquid.That'showthey
endedupwiththeirseeminglycontradictoryname.

Oscillographic Measurements and Picture Displays / 234


Onefeatureofliquidcrystalsisthatthey'reaffectedbyelectriccurrent.Aparticularsortof
nematicliquidcrystal,calledtwistednematics(TN),isnaturallytwisted.Applyinganelectriccurrent
to these liquid crystals will untwist them to varying degrees, depending on the current's voltage.
LCDsusetheseliquidcrystalsbecausetheyreactpredictablytoelectriccurrentinsuchawayasto
controllightpassage.
TheBasicsofLCD
Liquidcrystaldisplaytechnologyworksbyblockinglight.Specifically,anLCDismadeoftwopiecesof
polarizedglass(alsocalledsubstrate)thatcontainaliquidcrystalmaterialbetweenthem.Abacklight
produceslightthatpassesthroughthefirstsubstrate.Atthesametime,electricalcurrentscausethe
liquid crystal molecules to align to allow varying levels of light to pass through to the second
substrateandgeneratethecolorsandimagesthatwesee.

Figure5.30Layeroftheliquidcrystaldisplay

TheLCDneededtodothisjobisverybasicandithassixlayersasillustratedinFigure5.30.

Ithasamirror(A)inback,whichmakesitreflective.

Then,weaddapieceofglass(B)withapolarizingfilmonthebottomside,

Andacommonelectrodeplane(C)madeofindiumtinoxideontop.Acommonelectrode
planecoverstheentireareaoftheLCD.

Abovethatisthelayerofliquidcrystalsubstance(D).

Nextcomesanotherpieceofglass(E)withanelectrodeintheshapeoftherectangleonthe
bottomand,

Ontop,anotherpolarizingfilm(F),atarightangletothefirstone.

The electrode is hooked up to a power source like a battery. When there is no current, light
enteringthroughthefrontoftheLCDwillsimplyhitthemirrorandbouncerightbackout.Butwhen
the battery supplies current to the electrodes, the liquid crystals between the commonplane
electrodeandtheelectrodeshapedlikearectangleuntwistandblockthelightinthatregionfrom
passingthrough.ThatmakestheLCDshowtherectangleasablackarea.

Oscillographic Measurements and Picture Displays / 235


ReflectiveLCD(liquidcrystaldisplay)

Figure5.31AnLCDtypecalculatordisplay

An LCD type calculator display is shown in Figure 5.31. The LCD requires an external light source.
Liquidcrystalmaterialsemitnolightoftheirown.SmallandinexpensiveLCDsareoftenreflective,
whichmeanstodisplayanythingtheymustreflectlightfromexternallightsources.LookatanLCD
calculator: The numbers appear where small electrodes charge the liquid crystals and make the
layersuntwistsothatlightisnottransmittingthroughthepolarizedfilm.
BacklitLCD
Mostcomputerdisplaysarelitwithbuiltinfluorescenttubesabove,besideandsometimesbehind
theLCD(Figure5.32).AwhitediffusionpanelbehindtheLCDredirectsandscattersthelightevenly
toensureauniformdisplay.Onitswaythroughfilters,liquidcrystallayersandelectrodelayers,alot
ofthislightislostoftenmorethanhalf!AColdCathodeFluorescentLamp(CCFL)isused

Figure5.32AbacklittypeLCDmonitorwithacoldcathodefluorescentlamp

PassiveandActiveMatrix
PassivematrixLCDsuseasimplegridtosupplythechargetoaparticularpixelonthedisplay.Itstarts
withtwoglasslayerscalledsubstrates.Onesubstrateisgivencolumnsandtheotherisgivenrows
madefromatransparentconductivematerial.Thisisusuallyindiumtinoxide.Therowsorcolumns

Oscillographic Measurements and Picture Displays / 236


areconnectedtointegratedcircuitsthatcontrolwhenachargeissentdownaparticularcolumnor
row.Theliquidcrystalmaterialissandwichedbetweenthetwoglasssubstrates,andapolarizingfilm
isaddedtotheoutersideofeachsubstrate.Toturnonapixel,theintegratedcircuitsendsacharge
downthecorrectcolumnofonesubstrateandagroundactivatedonthecorrectrowoftheother.
Therowandcolumnintersectatthedesignatedpixel,andthatdeliversthevoltagetountwistthe
liquidcrystalsatthatpixel.
Activematrix LCDs depend on thin film transistors (TFT). Basically, TFTs are tiny switching
transistorsandcapacitors.Theyarearrangedinamatrixonaglasssubstrate.Toaddressaparticular
pixel,theproperrowisswitchedon,andthenachargeissentdownthecorrectcolumn.Sinceallof
theotherrowsthatthecolumnintersectsareturnedoff,onlythecapacitoratthedesignatedpixel
receives a charge. The capacitor is able to hold the charge until the next refresh cycle. And if we
carefullycontroltheamountofvoltagesuppliedtoacrystal,wecanmakeituntwistonlyenoughto
allowsomelightthrough.Bydoingthisinveryexact,verysmallincrements,LCDscancreateagray
scale.Mostdisplaystodayoffer256levelsofbrightnessperpixel.
Color

Figure5.33SubpixelsandcolorfiltersinLCD

An LCD that can show colors must have three subpixels with red, green and blue color filters to
createeachcolorpixel.Throughthecarefulcontrolandvariationofthevoltageapplied,theintensity
ofeachsubpixelcanrangeover256shades.Combiningthesubpixelsproducesapossiblepaletteof
16.8 million colors (256 shades of red x 256 shades of green x 256 shades of blue). These color
displaystakeanenormousnumberoftransistors.Forexample,atypicallaptopcomputersupports
resolutions up to 1,024x768. If we multiply 1,024 columns by 768 rows by 3 subpixels, we get
2,359,296 transistors etched onto the glass! If there is a problem with any of these transistors, it

Oscillographic Measurements and Picture Displays / 237


creates a "bad pixel" on the display. Most active matrix displays have a few bad pixels scattered
acrossthescreen.
PaintingtheScreen
TheRasterScan
The screen is coated with phosphor and the electron beam
"paints" an image onto the screen by moving the electron
beam across the phosphor a line at a time. To "paint" the
entire screen, electronic circuits inside the monitor use the
magnetic coils shown in Figure 5.29 to move the electron
beamina"rasterscan"patternacrossanddownthescreen.
Thebeampaintsonelineacrossthescreenfromlefttoright.
Figure5.34Paintingthescreenbyaraster

Itthenquicklyfliesbacktotheleftside,movesdownslightly

scan

and paints another horizontal line, and so on down the

screen,liketheoneshowninFigure5.34. Inthisfigure,thecontinuouslinesrepresentlinesthatthe
electron beam is "painting" on the screen from left to right, while the dashed lines represent the
beamflyingbacktotheleft.Whenthebeamreachestherightsideofthebottomline,ithastomove
backtotheupperleftcornerofthescreen,asrepresentedbythethicklineinthefigure.Whenthe
beamis"painting,"itison,andwhenitisflyingback,itisoffsothatitdoesnotleaveatrailonthe
screen.Thetermhorizontalretraceisusedtorefertothebeammovingbacktotheleftattheendof
eachline,whilethetermverticalretracereferstoitsmovementfrombottomtotop.Asthebeam
paintseachlinefromlefttoright,theintensityofthebeamischangedtocreatedifferentshadesof
thecolorsacrossthescreen.Becausethelinesarespacedverycloselytogether,yourbrainintegrates
themintoasingleimage.
RefreshRate
InmonitorsbasedonCRTtechnology,therefreshrateisthenumberoftimesthattheimageonthe
displayisdrawneachsecond.IfyourCRTmonitorhasarefreshrateof72Hertz(Hz),thenitcycles
through all the pixels from top to bottom 72 times a second. Refresh rates are very important
because theycontrolflicker,andyou wanttherefreshrateashighaspossible.Toofew cyclesper
secondandyouwillnoticeaflickering,whichcanleadtoheadachesandeyestrain.
Becauseyourmonitor'srefreshratedependsonthenumberofrowsithastoscan,itlimits
themaximumpossibleresolution.Mostmonitorssupportmultiplerefreshrates.Keepinmindthat
there is a tradeoff between flicker and resolution, and then pick what works best for you. This is

Oscillographic Measurements and Picture Displays / 238


especially important with larger monitors where flicker
is more noticeable. Recommendations for refresh rate
and resolution include 1280x1024 at 85 Hertz or
1600x1200at75Hertz.
ACRTuseselectronbeamstocreateimageson
a phosphor screen, it supports the resolution that
matches its physical dot (pixel) size as well as several
lesserresolutions.Forexample,adisplaywithaphysical
grid of 1280 rows by 1024 columns can obviously
support a maximum resolution of 1280x1024 pixels
Figure5.35Selectionoftherefreshrate

(Figure5.35).Italsosupportslowerresolutionssuchas
1024x768, 800x600, and 640x480. An LCD monitor

workswellonlyatitsnativeresolution.
AspectRatioandViewableArea
Two measures describe the size of your display: the aspect ratio and the screen size. Historically,
computerdisplays,likemosttelevisions,havehadanaspectratioof4:3.Thismeansthattheratioof
thewidthofthedisplayscreentotheheightis4to3.ForwidescreenLCDmonitors,theaspectratio
is16:9(orsometimes16:10or15:9).WidescreenLCDdisplaysareusefulforviewingDVDmoviesin
widescreen format, playing games and displaying multiple windows side by side. High definition
television(HDTV)alsousesawidescreenaspectratio.
Screensizesarenormallymeasuredininchesfromonecornertothecornerdiagonallyacross
from it. This diagonal measuring system actually came about because the early television
manufacturerswantedtomakethescreensizeoftheirTVssoundmoreimpressive.Interestingly,the
wayinwhichthescreensizeismeasuredforCRTandLCDmonitorsisdifferent.ForCRTmonitors,
screen size is measured diagonally from outside edges of the display casing. In other words, the
exteriorcasingisincludedinthemeasurementasillustratedinFigure5.36.ForLCDmonitors,screen
sizeismeasureddiagonallyfromtheinsideofthebevelededge.Themeasurementdoesnotinclude
thecasingasindicatedintheimageinFigure5.36.BecauseofthedifferencesinhowCRTandLCD
monitors are measured, a 17inch LCD display is comparable to a 19inch CRT display. For a more
accuraterepresentationofaCRT'ssize,findoutitsviewablescreensize.Thisisthemeasurementof
aCRTdisplaywithoutitsoutsidecasing.
Popularscreensizesare15,17,19and21inches.Notebookscreensizesaresmaller,typically
rangingfrom12to17inches.Astechnologiesimproveinbothdesktopandnotebookdisplays,even

Oscillographic Measurements and Picture Displays / 239

Figure5.36AspectratiosandscreensizesforCRTandLCDmonitors.

largerscreensizesarebecomingavailable.Forprofessionalapplications,suchasmedicalimagingor
public information displays, some LCD monitors are 40 inches or larger! Obviously, the size of the
display directly affects resolution. The same pixel resolution is sharper on a smaller monitor and
fuzzieronalargermonitorbecausethesamenumberofpixelsisspreadoutoveralargernumberof
inches.Animageona21inchmonitorwithan800x600resolutionwillnotappearnearlyassharpas
itwouldona15inchdisplayat800x600.
AdvantagesofLCDandCRTMonitors
AdvantagesofLCDMonitors

RequirelesspowerPowerconsumptionvariesgreatlywithdifferenttechnologies.CRT
displaysaresomewhatpowerhungry,atabout100wattsforatypical19inchdisplay.The
averageisabout45wattsfora19inchLCDdisplay.LCDsalsoproducelessheat.

SmallerandweighlessAnLCDmonitorissignificantlythinnerandlighterthanaCRT
monitor,typicallyweighinglessthanhalfasmuch.Inaddition,youcanmountanLCDonan
armorawall,whichalsotakesuplessdesktopspace.

MoreadjustableLCDdisplaysaremuchmoreadjustablethanCRTdisplays.WithLCDs,you
canadjustthetilt,height,swivel,andorientationfromhorizontaltoverticalmode.Asnoted
previously,youcanalsomountthemonthewalloronanarm.

LesseyestrainBecauseLCDdisplaysturneachpixeloffindividually,theydonotproducea
flickerlikeCRTdisplaysdo.Inaddition,LCDdisplaysdoabetterjobofdisplayingtext
comparedwithCRTdisplays.

Oscillographic Measurements and Picture Displays / 240


AdvantagesofCRTMonitors

LessexpensiveAlthoughLCDmonitorpriceshavedecreased,comparableCRTdisplaysstill
costless.

BettercolorrepresentationCRTdisplayshavehistoricallyrepresentedcolorsanddifferent
gradationsofcolormoreaccuratelythanLCDdisplays.However,LCDdisplaysaregaining
groundinthisarea,especiallywithhigherendmodelsthatincludecolorcalibration
technology.

MoreresponsiveHistorically,CRTmonitorshavehadfewerproblemswithghostingand
blurringbecausetheyredrewthescreenimagefasterthanLCDmonitors.Again,LCD
manufacturersareimprovingonthiswithdisplaysthathavefasterresponsetimesthanthey
didinthepast.

MultipleresolutionsIfyouneedtochangeyourdisplay'sresolutionfordifferent
applications,youarebetteroffwithaCRTmonitorbecauseLCDmonitorsdon'thandle
multipleresolutionsaswell.

MoreruggedAlthoughtheyarebiggerandheavierthanLCDdisplays,CRTdisplaysarealso
lessfragileandhardertodamage.

OtherDisplayTechnologies
Among the important monitor technologies, we can count the touch screen monitors and wireless
monitors.ThereareemergingtechnologiesaswellforthescreeninadditiontotheclassicalCRTand
LCD displays. Important ones among them are the plasma displays, Organic LightEmitting Diode
(OLED) and SurfaceConduction Electron Emitter
Displays (SED). Each type will be briefed below and
detailswillbelefttothereaderwhomayrefertothe
referencesforfurtherinformation.
TouchscreenMonitors
Displayswithtouchscreentechnology(Figure5.37)let
you input information or navigate applications by
touchingthesurfaceofthedisplay.Thetechnologycan
be implemented through a variety of methods,

Figure5.37Atouchscreendisplay

Oscillographic Measurements and Picture Displays / 241


including

infraredsensors,

pressuresensitiveresistorsor

electroniccapacitors.

QuantumTunnelingComposite(QTC)isanewclassofelectricallyconductivematerialthathasbeen
developedtoadvancethecapabilityofswitchingandsensingsystems. QTCis apressureswitching
and sensing material technology and it will be briefly explained later in relation to mechanical
pressuresensors.
WirelessMonitors
SimilarinlookstoatabletPC,wirelessmonitorsusetechnology
such as 802.11b/g to connect to your computer without a
cable.Mostincludebuttonsandcontrolsformousingandweb
surfing, and some also include keyboards. The displays are
batterypowered and relatively lightweight. Most also include
touchscreencapabilities(Figure5.38).
OrganicLightEmittingDiode(OLED)
Figure5.38Awirelesspatientmonitor

Organic light emitting diodes (OLEDs) are thinfilm LED (Light


Emitting Diode) displays that don't require a backlight to
function. The material emits light when stimulated by an
electricalcurrent,whichisknownaselectroluminescence.
OLEDsconsistofstacksoforganiclayers(thicknessabout
100 nm), which are inserted between a cathode and an
anodeasillustratedinFigure5.39.Usually,thesubstrateis
glasscoatedwithatransparentconductiveoxidebeingthe

Figure5.39StructureofOLED

anode, followed by the organic stack, consisting of hole


transport and electron transport materials, followed by

theinorganiccathode.Keyadvantagesoftheorganicluminescencearethechemicalvariabilityofthe
organiclightemittingdiodes,allowingvirtuallyanycolorincludingwhite,andthethinfilmsystem,
allowing largearea and lowcost deposition, and the possibility to use thin and even flexible
substratestorealizeanovelclassoflightinganddisplaysolutionsnotpossibleforothertechnologies.

Oscillographic Measurements and Picture Displays / 242


Advantages of OLEDs include lower power requirements, a lessexpensive manufacturing
process,improvementsincontrastandcolor,andtheabilitytobend.WhatthismeansisthatOLEDs
canbedeployedinawiderangeofelectronicdevicesandcanbeusedextensivelythroughoutany
given device. Active components of displays can be polymers, substrates can be polymers, logical
electronics can be polymers, and so on. In the years ahead OLEDs will see applications in personal
computers,cellphones,televisions,generalwidearealighting,signs,billboards,communicationsand
anyofanumberofinformationappliances.
SurfaceConductionElectronEmitter(SED)andFieldEmission(FED)Displays
SEDisadisplaytechnologywhichiscurrentlydevelopingvariousflatpaneldisplaysbyanumberof
companies as a electronic visual displays. SEDs use nanoscopicscale electron emitters to energize
colored phosphors and produce an image. In a general sense, a SED consists of a matrix of tiny
cathoderaytubes,each"tube"formingasinglesubpixelonthescreen,groupedinthreestoform
redgreenblue(RGB)pixels.SEDscombinetheadvantagesofCRTs,namelytheirhighcontrastratios,
wideviewinganglesandveryfastresponsetimes,withthepackagingadvantagesofLCDandother
flat panel displays. They also use much less power than an LCD television of the same size. The
differenceisthatinsteadofadeeptubewithanelectrongun,anSEDusestinyelectronemittersand
aflatpaneldisplayasillustratedinFigure5.40.

Figure5.40StructuralcomparisonbetweenCRTandSEDdisplays

After considerable time and effort in the early and mid2000s, SED efforts started winding
downin2009asLCDbecamethedominanttechnology.InAugust2010,Canonannouncedtheywere
shutting down their joint effort to develop SEDs commercially, signaling the end of development
efforts.SEDsarecloselyrelatedtoanotherdevelopingdisplaytechnology,thefieldemissiondisplay,
orFED,differingprimarilyinthedetailsoftheelectronemitters.Sony,themainbackerofFED,has
similarlybackedofffromtheirdevelopmentefforts.

Oscillographic Measurements and Picture Displays / 243


In a general sense, a FED consists of a matrix of cathode ray tubes, each tube producing a
singlesubpixel,groupedinthreestoformredgreenblue(RGB)pixelsasillustratedinFigure5.41.
FEDscombinetheadvantagesofCRTs,namelytheirhighcontrastlevelsandveryfastresponsetimes,
with the packaging advantages of LCD and other flat panel technologies. They also offer the
possibility of requiring less power, about half that of an LCD system. After considerable time and
effortintheearlyandmid2000s,Sony'sFEDeffortsstartedwindingdownin2009asLCDbecame
thedominanttechnology.

Figure5.41ComparisonbetweenCRT(a)andFED(b)displays

Oscillographic Measurements and Picture Displays / 244

PROBLEMS
ReviewQuestions
1. Whatisawaveformandhowitcanbedisplayed?
2. Whyoscilloscopesaremostlyusedfordisplayingwaveforms?
3. Howawaveformcanbedisplayedonanoscilloscopescreen?
4. Whatarethefundamentalcomponentsofanoscilloscopeandhowtheywork?
5. Whatisthebasicfunctionofthesweepsignalinanoscilloscope?
6. Howcanyoumeasurethefrequencyofaperiodicsignalusinganoscilloscope?
7. Howcanyoumeasurethemagnitudeofawaveformusinganoscilloscope?
8. Howdoyouestimatethemeasurementerrorsinoscilloscopedisplays?
9. Whatisthetriggeredsweepandhowithelpsinmeasurements?
10. Whatisthedelaylineanditsfunction?
11. WhatisthedifferencebetweenXYmodeofoperationandsweepmode?
12. WhataretheapplicationsofXYmodeofoperation?
13. Whydoweneedmultitraceoscilloscopes?
14. Whatarethewaysforobtainingmultipletracesfromasingleelectrongun?
15. Whatisanoscilloscopeprobeandhowitdiffersfromanordinaryconnectionwire?
16. Whyweneedhighimpedanceprobes?
17. Whatisadigitalstorageoscilloscopeandhowitdiffersfromtheanalogones?
18. Whataretheadvantagesofdigitalstorageoscilloscopes?
19. Whatarethefundamentalcomponentsofadigitalstorageoscilloscope?
20. Howthetimebasecircuitoperatesinadigitalstorageoscilloscope?
21. Whatarethecurrenttrendsindigitaloscilloscopetechnology?
22. Whatisavirtualinstrument?
23. Whataretheadvantagesofvirtualinstrumentsovertheconventionalmeasuringinstruments?
24. Whatarethebasiccomponentsofavirtualinstrumentationandhowtheyfunction?
25. Howcanvirtualinstrumentationbeusedinsystemdesign?
26. Howcanyouobtainmovingimagesfromstillpictures?
27. Whatarethecommonlyusedtechnologiesforpicturedisplay?
28. Whatisapictureelement(pixel)anddotpitch?
29. HowdoesaCRTbasedcolordisplayscreenwork?
30. Whatarethestandardsandresolutioninpicturedisplays?
31. WhatisthebasicdifferencebetweentheCRTtubesusedforoscilloscopeandpicturedisplays?
32. Howdoesaliquidcrystaldisplaywork?
33. Howdoesthereflectiveandbacklittypelcddifferfromeachother?

Oscillographic Measurements and Picture Displays / 245


34. Whatdowemeanbyactivematrixandpassivematrixtypelcddisplays?
35. Whatistherasterscanandhowitisusedasameanofpaintingthescreen?
36. Whataretheaspectratioandviewableareaforadisplayscreen?
37. HowcanyoucompareandcontrastCRTandlcdtypedisplays?
38. Whatarenewemergingdisplaytechnologiesandtheirprinciplesofoperation?
39. Howcanyouobtainatouchscreentypedisplay?
40. Whatistheorganicledandhowitisusedinthedisplaytechnology?
41. Whatarethesimilaritiesanddifferencebetweensurfaceconductionelectronemitter(SED)and
fieldemission(FED)typedisplays?

SolvedExamples

CH-2

1. Sketch the scope waveforms for v1(t) = 1


sin(2000t), v2(t) = 0.5 sin(2000t30) with
vertical settings 0.5 V/cm and 0.2 V/cm for

CH-1

channel 1 and 2 respectively, time base


setting 0.2 ms/cm, screen height 8 cm,
screenwidth10cm,triggersourcechannel
1,triggerlevel0V,andslopenegative.
2. Theinputandoutputtoanamplifieraretwo
sinusoidal voltages V1 and V2 respectively.
Thesevoltagesareappliedtoanoscilloscope
indualtraceoperationasV1toCH1andV2
toCH2.TheverticalsettingsforCH1=20

Figureforsolvedexamples1.

mV/cm and CH2 = 0.5 V/cm, timebase


setting=1ms/cm.Assumeanuncertaintyof
0.5 mm in all distances measured. CH2 is

CH-2
CH-1

usedfortriggering.Determine:

Triggerlevelandtriggerslope,andphase
shift.DoesV1leadsorlagsV2?

Theperiodandfrequencyofthesignals.

Values of voltages V1 and V2 and their


uncertainties.

Assume that the output is applied to a


resistor1k10%.DeterminetheRMS

Figureforsolvedexamples2.

Oscillographic Measurements and Picture Displays / 246


valueofthepowerdeliveredtotheresistoranditsuncertainty.
Answer
Triggerlevelis0.75V;triggerslope(+),V1lagsV2.T=6.2cmandd=2.3cmleadingto=2x2.3/6.2=
2.33rad=133.5
TheperiodT=6.2msandfrequencyf=161Hz.
V1=(2.40.05)x20x103=(481)mV(peak);andV2=(3.60.05)x0.5=(1.80.025)V(peak).
2
2
2
V peak
V peak
VRMS
2
Assume peak value of the voltage is used. Then,
P=
; VRMS =
; P=
R
2
2R

P V
P
= = 2 ;
V
R
V
(

V2
P
P
= 2 = ;
R
2R
R

( P ) 2 = (

P 2
P
) ( V ) 2 + ( ) 2 ( R ) 2 leading
R
V

to

P 2
V 2
R
) = 4(
) + ( ) 2 = 0.0108 anduncertaintyinP=10.4%.So,P=1.62mW10.4%.
R
P
V

V2
V1

Figuresforsolvedexamples3.

3. TwosinusoidalvoltagesareappliedtoanoscilloscopeindualtraceoperationandXYmodeof
operation as shown in the figures. The sensitivities are 0.1 V/cm and 0.5 V/cm for V1 and V2
respectively.Thetimebasesensitivityis1ms/cm.ThetriggersourceisV1.IntheXYmode,V1is
appliedtoXinputandV2isappliedtotheYinput.Usingbothplots,calculate

Peaktopeakvaluesforbothsignals

V1pp=5cmx0.1V/cm=0.5Vpp;V2pp=7.6cmx0.5V/cm=3.8Vpp

Thefrequencyandtimeperiodofbothsignals

Oscillographic Measurements and Picture Displays / 247


T1=3.1cmx1ms/cm=3.1ms,T2=4.15ms;f1=1/T1=323Hz,f2=241Hz
Theratiooffrequencies.f1/f2=4/3asobtainedfromthetangentsinXYmode
GeneralQuestions
1. Draw a diagram showing all major blocks of the oscilloscope, and shortly describe what does
eachdo.Showtheinputandoutputsignalsinblocksrelatedtothetimebasecircuitry.
2. Foracathoderaytube:
a. What are the major components? What are the factors effecting the brightness of the
trace?
b. Referring to AppendixB: The accelerating voltage is 2,000 V, the length of deflection
platesis4cmandseparationbetweenplatesis1cm.
c. Whatisthevelocityoftheelectronasitentersthedeflectionplates?
d. Howmuchisthemaximumdeflectionanglepossible?
e. Whatistheminimumdistancerequiredbetweenthecenteroftheplatesandthescreen
ifthemaximumdeflectiononthescreenis4cm?
f.

Howmuchisthevoltageisrequiredacrosstwodeflectionplatestofullscaledeflection?

g. Whatisthedeflectionsensitivity?Whatisthedeflectionfactor?
3. The oscilloscope has a screen size of 8 cm vertically and 10 cm horizontally. Sketch the scope
waveformsforv1(t)=1.5sin(300t),v2(t)=0.5sin(300t30)onagraphpaper.Availablevertical
settings(V/cm):0.01,0.02,0.05,0.1,0.2,0.5,1,2,5,and10;horizontalsettings(s/cm):0.001,
0.002, 0.005, 0.01, 0.02, 0.05, 0.1, 0.2, 0.5, 1. Select vertical and horizontal settings to obtain
minimum possible measurement errors for the amplitude and time readings. Indicate your
selections.Assumetriggersourceischannel1,triggerlevelis0V,andtriggerslopeisnegative.
4. Foranoscilloscope:
a. Whataretheparametersaffectedbythefollowingknobs
i. Intensity
ii. Volts/cm
iii. Time/cm
iv. Triggerlevel
v. Focus?
b. Whatarethefunctionsoftheverticaldeflectionsystem?
c. Howdoyouobtainamultitracedisplayusingasingleelectrongun?
5. AnoscilloscopeisusedforthemeasurementofphaseshiftbetweentwosignalsV1andV2of
thesamefrequency.Thefollowingresultswereobtained:
a. Fortheellipsemethod[=sin1(y0/ym)],y0=(3.50.05)cm,ym=(50.05)cm

Oscillographic Measurements and Picture Displays / 248


b. Forthedualtracemethod[=2d/Drad];d=(10.05)cm,D=(80.05)cm.
Inbothcasesdeterminethephaseshiftanditsuncertainty.Cananyoneofthemethods(a)or(b)
beusedtodetermineifV1leadsorlagsV2?
6. The input and output to an
amplifier

are

two

sinusoidal
V2

voltages V1 and V2 respectively.


These voltages are applied to an
oscilloscope

in

dualtrace

V1

operation as V1 to CH1 and V2 to


CH2.TheverticalsettingsforCH
1 = 20 mV/cm and CH2 = 0.5
V/cm, timebase setting = 1
ms/cm. Assume an uncertainty of
0.5 mm in all distances
measured. CH2 is used for

Figurep6.

triggering.Determine:
a. Trigger level and trigger
slope,andphaseshift.DoesV1leadsorlagsV2?
b. Theperiodandfrequencyofthesignals.
c. ValuesofvoltagesV1andV2andtheiruncertainties.
d. Determinethegainoftheamplifier(G=V2/V1)anditsuncertainty.
7. Now the timebase is switched
offandtheoscilloscopeissetto
XY mode of operation. V1 is
connected to the X input with
sensitivity 20 mV/cm, and V2 is
connected to the Y input with
sensitivity 0.5 V/cm. Draw the
resulting ellipse to the space at
the right. Mark carefully the
values of distances Ym, Y0, Xm,
andX0.
8. Drawtheblockdiagramrelated
to the trigger and timebase

Figurep7.

Oscillographic Measurements and Picture Displays / 249


circuitry of the oscilloscope including all input/output and control connections. Describe the
function of each block shortly. Show the input and output signals that would appear in the
blocks.
9. Fortheoscilloscope,explain:
a. Functionsoftheintensitycontrolandthefocusadjustments;
b. GenerationofthesweepsignalthatdrivesthexdeflectionplatesoftheCRTinadigital
storageoscilloscope(DSO).
c. Explainhowtoobtainadualtracedisplayusingasingleelectrongun;
d. TheinputandoutputtoanamplifieraretwosinusoidalvoltagesV1andV2respectively.
ThesevoltagesareappliedtoanoscilloscopeindualtraceoperationasV1toCH1andV2
to CH2. The vertical settings for CH1 = 20 mV/cm and CH2 = 0.5 V/cm, timebase
setting = 2 ms/cm. Assume an uncertainty of 0.5 mm in all distances measured.
Determine:
i. Valueofvoltages(witherrors)ifthepeakverticaldeflectionsonthescreenare
3.5cmand2.8cmforCH1andCH2respectively;
ii. Thegainoftheamplifieranditsuncertainty(G=V2/V1)
iii. Thefrequencyofthesignalwithpercentileerrorifonesignalperiodis6.2cm.
10. Foranoscilloscope:
a. What are the major components of a cathode ray tube (CRT)? What are the factors
effectingthebrightnessofthetrace?Explainconversionofvoltageintodisplacementin
theCRT.Whatisthedeflectionsensitivity?
b. For the digital storage oscilloscope, explain the function of sample and hold circuit by
showingtypicalinputandoutputsignals.
c. The triangular voltage waveform shown is applied to the oscilloscope in trigger mode.
Triggerlevelis0andslope.Timebasesetting=0.5ms/div.andverticalsetting=0.2
V/div.1div.=1cm.DrawthewaveformcarefullytotheCROscreengiven.
d. Asinusoidalvoltagewaveformwithfrequency1.0kHzisappliedtotheXinputandother
sinusoidalvoltagewaveformswithunknownfrequenciesareappliedtotheYinputone
byone.Followingstablefiguresareobtained.

Oscillographic Measurements and Picture Displays / 250

0.6V

V(t)

12

15
t(ms)

-0.6V

Figurep10c.

Determinethefrequencyforeachcase.
11. ComputethephaseshiftsbetweenXandYfor(b),(c)and(d)andwritethemdownbelowthe
figure.

(a) f =

kHz

(b) f =
=

kHz

(c) f =
=

kHz

(d) f =
=

kHz

Figurep11.

12. Inthesketchshown,theverticalsettingsaregivenas0.2V/divand0.5V/divforCH1andCH2

CH-2
CH-1

Figurep12.

Oscillographic Measurements and Picture Displays / 251


respectively.Thetimebasesettingis1ms/div.CH2isusedfortriggering.Theuncertaintyis
0.5mminalldistancesmeasured.Makenecessarymeasurementsandfillintheblankspaces:
a. PeaktopeakamplitudeforCH1:__________V;%error=_______%
b. PeaktopeakamplitudeforCH2:_________V;%error=_______%
c. Triggerlevel:____Vandslope:__
d. FrequencyofthesignalinCH1:_____kHzwith%error=_______%
e. Thephaseshiftis:_____degreeswith%error=_______%CH___istheleadingone.
SketchtheXYplotforthewaveformsdisplayed.UseCH1fortheXinputandCH2for
theYinput.
13. Two sinusoidal voltages are applied to an oscilloscope in dualtrace operation. The vertical
settingsare10mV/cmand0.5V/cmforCH1andCH2respectively.Thetimebasesettingis10

CH-2
CH-1

Figurep13.

ms/cm.ThetriggersourceisCH2.Forthedualtraceshown,find
a. ThepeaktopeakvaluesforvoltagesinCH1andCH2
b. Thetimeperiodandfrequencyofbothsignals.
c. Thetriggerlevelandtriggerslope.
d. ThephaseshiftbetweenV1(CH1)andV2(CH2).DoesV1leadsorlagsV2?
14. NowtheoscilloscopeisswitchedtoXYmodeofoperation.V1isconnectedtotheXinputwith
setting10mV/cm,andV2isconnectedtotheYinputwithsetting0.5V/cm.Drawtheresulting
ellipse,andcalculate
a. DistancesYm,Y0,Xm,andX0.
b. PhaseshiftbetweensignalinXandsignalinY.
c. PeaktopeakvaluesofvoltageforV1andV2

Oscillographic Measurements and Picture Displays / 252


15. Using the XY plot given, calculate the required parameters and write down the corresponding

Figurep15.

valuesintothefillintheblankspacesprovided.Thesettingsforbothchannelsis1V/div.

MaximumvalueofthesignalinX:____V

MaximumvalueofthesignalinY:____V

ThephaseshiftbetweenXandY:_____degrees.

16. Sketchthesweepmodedisplayforfigurep15thatyouwouldseeontheoscilloscopescreenifX
isappliedtoCH1andYisappliedtoCH2.Assumethefrequencyis1kHz,timebasesettingis
0.2ms/div.TriggersourceisCH1with0levelandpositiveslope.
17. Explainthefollowingtermsrelatedtothedigitalstorageoscilloscope:
a. Sampling;
b. Quantization
c. Controllogic
d. Digitaltoanalogconverter.
18. ForthefollowingRCcircuit
a. Determinethetimeconstantofthecircuit
b. Draw the input and output waveforms for a
square wave input with magnitude 1 V and

10 k

0.1F

Vm

Vs

frequency
i. 100Hz
ii. 1kHz
iii. 10kHz
c. Drawtheinputandoutputwaveformsforvs(t)=5cos(2000t).
19. Set the circuit in the previous problem and experimentally verify the correctness of your
solutionsanddeterminethetimeconstantofthecircuit.

Sources of Electrical Energy / 253

SOURCESOFELECTRICALENERGY

LINEARREGULATEDPOWERSUPPLIES
Definitions
ACLineComponentsforAnUnregulatedPowerSupply
Rectifiers
SmoothingFilters
Linear(Dissipative)Regulators
ProtectionofCircuitsinCaseofRegulatorFailure
SWITCHREGULATED(SWITCHING)POWERSUPPLY
LinearVersusSwitching
PrincipleofOperation
GeneralLayoutoftheSwitchingPowerSupply
RectifiersandFiltersofaSwitchingPowerSupply
SwitchingRegulatorConfigurations
OverallLookIntoAdvantagesandDisadvantagesofSwitchingSupplies
SummaryofKeyFormulasthatHelpinSolvingPowerSupplyProblem
BATTERIES
PrinciplesofOperation
CategoriesandTypes
BatteryCapacity
CareandMaintenanceofBatteries
ELECTRICALSAFETY
ScopeandPurposeofElectricalSafety
WhatIstheElectricalShock?
HowtheElectricalShockOccurs?
HowtoPreventElectricalShocks?
OfficeElectricalSafety

Sources of Electrical Energy / 254

LEARNINGOBJECTIVES
Aftercompletingthischapter,thestudentsareexpectedto:
1. Expresstheneedforapowersourceanddefineapowersupply.
2. Explainthepowersupplytermssuchasripplefactorandloadregulation.
3. Statepowersupplytypes.
4. Drawtheblockdiagramrepresentationofalinearregulatedpowersupply.
5. DiscusstheneedforAClinecomponentsforanunregulatedpowersupplyandbrieflyexplainthe
functionofeachcomponent.
6. Describerectifierdiodesandbridgesandselectthepropertypeforagivenapplication.
7. Describetypesofsmoothingfiltersandcomputetherequirementsforagivenapplication.
8. Discusstheneedforaregulator.
9. Explain development of linear (dissipative )regulators and select an IC regulator for a given
application.
10. Explaindevicesusedforprotectionofcircuitsincaseofregulatorfailure.
11. Compareandcontrastlinearandswitchingtypepowersupplies.
12. Describethegenerallayoutandprincipleofoperationofswitchingpowersupplies.
13. Describerectifiersandfiltersofaswitchingpowersupply.
14. Statevariousswitchingregulatorconfigurations.
15. Discussbrieflyadvantagesanddisadvantagesofswitchingsupplies.
16. Usekeyformulasavailableinsolvingpowersupplyproblems.
17. Illustrateprinciplesofoperationofbatteries.
18. Differentiatebetweenprimaryandsecondarybatteries.
19. Listcategoriesandtypesofcommonlyusedbatteries.
20. Expressthebatterycapacity.
21. Describetechniquesforcareandmaintenanceofbatteries.
22. Definethescopeandpurposeofelectricalsafety.
23. Definetheelectricalshockanddescribehowitoccurs.
24. Discussmethodsforpreventingtheelectricalshock.
25. Describe faults that commonly occur in offices and electrical safety measures to prevent the
electricshock.

Sources of Electrical Energy / 255

LINEARREGULATEDPOWERSUPPLIES
Definitions
Apowersupplyisadevicethatsupplieselectricalenergytooneormoreelectricloads.Aregulated
power supply is one that controls the output voltage or current to a specific value; the controlled
valueisheldnearlyconstantdespitevariationsineitherloadcurrentorthevoltagesuppliedbythe
power supply's energy source. The power supply obtains the energy that it supplies to its load, as
wellasanyenergyitconsumeswhileperformingthattask,fromanenergysource.Dependingonits
design,apowersupplymayobtainenergyfrom:

Electrical energy transmission systems. Common examples of this include power supplies
thatconvertAClinevoltagetoDCvoltageasinthecaseofthelaboratorypowersupply.

Energystoragedevicessuchasbatteriesandfuelcells.

Electromechanicalsystemssuchasgeneratorsandalternators.

Solarpower.

Apowersupplymaybeimplementedasadiscrete,standalonedeviceorasanintegraldevice
that is hardwired to its load. In the latter case, for example, low voltage DC power supplies are
commonly integrated with their loads in devices such as computers and household electronics.
Whatever the type and application might be, constraints that commonly affect power supplies
include:

Theamountofvoltageandcurrenttheycansupply.

How long they can supply energy without needing some kind of refueling or recharging
(appliestopowersuppliesthatemployportableenergysources).

Howstabletheiroutputvoltageorcurrentisundervaryingloadconditions.

Whethertheyprovidecontinuousorpulsedenergy.

The laboratory power supply converts alternating current to DC current to meet the power
requirements of solidstate electronic circuits as illustrated in Figure 6.1. DC voltages from 3 to 24
voltsareusedwith5volts,6voltsand12voltsbeingmostpopular.Theidealpowersupplycan
provide the output DC current from 0 ampere (no load) to the maximum (full load) without any
change in the output voltage. The closeness of a practical power supply is determined by two
parametersastheripplefactor(r)andloadregulation.

ripplefactor(r) =

Effective (rms) value of alternating component of the wave


Average (dc) value of the wave

Sources of Electrical Energy / 256


Alternating
Current

Im

Im
Id

Direct
Current

t
/2

/2

-Im

-Im

Figure6.1Powersupplyconvertsalternatingcurrent(AC)todirectcurrent(DC)

Load regulation (%) =

V ML - V FL
100 = R0 x 100
V
RL

where VML and VFL represent the output voltage for minimal load (or with open circuit) and full
(maximal)loadrespectively. VO isthenominal(reference)outputvoltageanditisgenerallytakenas

VFL.
There are other factors like the efficiency, power dissipation, cost, complexity, weight etc.
relatedtothepowersupplyperformance.Twoofthemarethe inputregulationthatrepresentsthe
capabilityofthepowersupplytoadjustitsoutputundervaryinginputconditionsandtheefficiency

().

Input regulation (% / V I N ) =

V O
x 100
V I N V O

V x
Efficiency ( ) = POUT = O I L
PI N V I N x I I N
whereVOisthechangethattakesplaceattheoutputvoltageinresponsetothechangeattheinput
voltage(VIN).
PowerSupplyTypes
Power supplies for electronic devices can be broadly divided into linear and switching power
supplies.Thelinearsupplyisusuallyarelativelysimpledesign,butitbecomesincreasinglybulkyand
heavyforhighcurrentequipmentduetotheneedforlargemainsfrequencytransformersandheat
sinkedelectronicregulationcircuitry.Linearvoltageregulatorsproduceregulatedoutputvoltageby
means of an active voltage divider that consumes energy, thus making efficiency low. A switched
modesupplyofthesameratingasalinearsupplywillbesmaller,isusuallymoreefficient,butwillbe

Sources of Electrical Energy / 257


morecomplex.Powersuppliesusedwithsmallelectronicequipment,eitherembeddedorprovided
externally utilize linear regulation schemes while those used in computers, printers and other
electronicequipmentthatrequirelargecurrentsuseswitchingregulationstrategies.
GeneralOutlineofaLinearPowerSupply
The voltage produced by an unregulated power supply will vary depending on the load and on
variationsintheACsupplyvoltage.Forcriticalelectronicsapplicationsalinearregulatormaybeused
to set the voltage to a precise value, stabilized against fluctuations in input voltage and load. The
regulator also greatly reduces the ripple and noise in the output direct current. Linear regulators
oftenprovidecurrentlimiting,protectingthepowersupplyandattachedcircuitfromovercurrent.

Adjustable linear power supplies are common laboratory and service shop test equipment,

allowingtheoutputvoltagetobeadjustedoverarange.Forexample,abenchpowersupplyusedby
circuitdesignersmaybeadjustableupto30voltsandupto5amperesoutput.Somecanbedriven
byanexternalsignal,forexample,forapplicationsrequiringapulsedoutput.
Figure6.2showsageneralblockdiagramofalinearregulatedpowersupply.TheDCvoltage

AC line
components

Step-down
transformer

Rectifier

Filter

Regulator

DC

AC
Input
Figure6.2Blockdiagramofalinearregulatedpowersupply

isobtainedfromtheline(mains)voltage.Thefirststepistodropthelinevoltagedowntothelevel
needed.Thisiscarriedoutbyastepdowntransformer.Then,conversionofACtoDCtakesplaceat
the stage of rectifier. The filter reduces the ripple factor and the regulator diminishes the ripple
factorandimprovestheregulation.Eachblockwillbepresentedproceedingsectionsbelow.
ACLineComponentsforAnUnregulatedPowerSupply
The portion of the power supply that contains AC line components (optional for linear power
supplies, but compulsory for switching supplies), input stepdown transformer (in linear power
supplies),rectifierandfilter.Theoutputcontainsrippleandvarieswiththeloadandinputvariations.
Hence,itisanunregulatedDCvoltage.

Sources of Electrical Energy / 258

Figure6.3Anunregulatedpowersupplywithtransientsuppressorsandlinefilters

Figure6.3showsaschematicdiagramofanunregulatedsupplywithAClinecomponents.They
include:
1. Theinputsocketandwiring,
2. Afuse,
3. Atransientsuppressor,
4. AnAClinefilter,
5. Apoweron/offswitch,
6. AnRCsnubber.
Someofthecomponentsareoptionalbuthighlyrecommended.
InputSocketandWiring
It is always essential to use a threewire connection (cord) with ground (green) connected to the
instrument case. Transformer insulation may fail leading to accidental connection of one side of
powerlinetothecase.Withgroundedcase,thefuseblowsandprotectstheuser.Theattachments
ofthegroundwiretothecasemustbedonebya"strainrelief"wiring.Allwiringgoingtothemains
supplymustbeproperlyinsulatedpossiblywithheatshrinkingtubing.Awiringconventionmustbe
observed(blackforhot,whiteforneutralandgreenforground).
Fuse
A fuse is a piece of wire, often in a casing that improves its electrical characteristics. If too much
currentflows,thewirebecomeshotandmelts.Thiseffectivelydisconnectsthepowersupplyfrom
itsload,and theequipmentstopsworkinguntil theproblem thatcausedthe overloadisidentified
andthefuseisreplaced.Therearevarioustypesoffusesusedinpowersupplies.

fastblowfusescutthepowerasquickastheycan

slowblowfusestoleratemoreshorttermoverload

Sources of Electrical Energy / 259

wirelinkfusesarejustanopenpieceofwire,andhavepooreroverloadcharacteristicsthan
glassandceramicfuses.

Somepowersuppliesuseaverythinwirelinksolderedinplaceasafuse.
Thefuseisanessentialcomponentwitheverypieceofelectronicequipment.A"slowblow"

type is preferred in the powerline circuit, due to large current transient at the turnon. It is
recommendedtouseafuseatleast50%largerthanthenominalloadcurrent.Fusesblowoutmore
frequentlyduetofatigueiftheyareusednearthereratedcurrents.
LineFilterandTransient(Surge)Suppressor
Line filters prevent possible radiation of radio frequency interference from the instrument via the
powerline.Atthesametime,filteroutincominginterferencethatmaybepresentonthepowerline.
Spikes as large as 1 kV to 5 kV are occasionally present at most power lines with smaller ones
appearingmorefrequently.Alinefilterisreasonablyeffectiveinreducingsuchaninterference.
A transient (surge) suppressor is a device that conducts when its terminal voltage is
exceeded.Itbehavesasabidirectionalhighpowerzeneranditcanshortouthundredsofamperesof
harmful currents in form of spikes. It must be selected to have a turnon voltage larger than the
largest input voltage we nominally have. For example, the peak value of 127 Vrms line voltage is
around180volts.Asthelinevoltagefluctuatesaroundthenominalvalueby20%,thisvoltagewill
riseto216volts.Hence,adevicewithahighervoltagemustbeselected.
TheSnubber
A snubber is a device used to suppress ("snub") voltage transients in electrical systems, pressure
transientsinfluidsystems,orexcessforceorrapidmovementinmechanicalsystems.Snubbersare
frequentlyusedinelectricalsystemswithaninductiveloadwherethesuddeninterruptionofcurrent
flow often leads to a sharp rise in voltage across the
device creating the interruption. This sharp rise in
voltageisatransientandcandamageandleadtofailure
of the controlling device. A spark is likely to be
generated (arcing), which can cause electromagnetic
interferenceinothercircuits.Thesnubberpreventsthis
undesired voltage by conducting transient current
aroundthedevice.

Figure6.4ExamplesofRCSnubbers

Sources of Electrical Energy / 260

Figure6.4illustratesafewofcommerciallyavailablesnubbers.Asimplesnubberusesasmall

resistor(R)inserieswithasmallcapacitor(C).Thiscombinationcanbeusedtosuppresstherapid
rise in voltage across a thyristor, preventing the erroneous turnon of the thyristor; it does this by
limiting the rate of rise in voltage (dV/dt) across the thyristor to a value which will not trigger it.
Snubbers are also often used to prevent arcing across the contacts of relays and switches and the
electricalinterferenceandwelding/stickingofthecontactsthatcanoccur.Anappropriatelydesigned
RC snubber can be used with either DC or AC loads. This sort of snubber is commonly used with
inductive loads such as electric motors. The voltage across a capacitor cannot change
instantaneously,soadecreasingtransientcurrentwillflowthroughitforasmallfractionofasecond,
allowingthevoltageacrosstheswitchtoincreasemoreslowlywhentheswitchisopened.Whilethe
values can be optimized for the application, a 100 ohm noninductive resistor in series with a 100
nanofarad, or larger, capacitor of appropriate voltage rating is usually effective. Determination of
voltageratingcanbedifficultowingtothenatureoftransientwaveforms;theactualratingcanbe
determined only by measuring temperature rise of the capacitor. This type of snubber is often
manufacturedasasinglecomponent.

Aseriescombinationof100ohmsand0.1F(1kV)capacitorisusefulinpreventingthelarge

inductivetransientthatthetransformerwouldotherwiseproduceatturnoffasindicatedinFigure
6.3. The snubber can be placed across the primary of the transformer or across the power on/off
switch.
TheIndicatorLamp
Insomeoldpowersupplydesigns,apilotlightusinganeonlampanddroppingresistorappearsat
theinputsectionaftertheswitch.Mostnewdesignshowever,utilizealightemittingdiode(led)that
runsfromtheregulatedvoltageasshowninFigure6.3.
TheTransformer
ThetransformerhasbeendiscussedinChapter2.Ithastwofunctionsinapowersupplyas:

Steppingdownthelinevoltagetolevelsrequiredinelectronics;

Isolating the important parts of the electronic circuitry from the lines, hence providing
electricalsafety.
Thetransformermustbeselectedtogiveusthevoltageandcurrentneededatworstcase.
Forfindingthevoltage,

Add the minimum required unregulated output voltage, ripple voltage, diodes forward
voltagedrop(s).

Sources of Electrical Energy / 261

Then, multiply the total with 0.707 (since the transformer's output voltage is expressed in
rms)and V transformer =

V unregulated + V ripple + V diodes


2

This voltage must be supplied when the input has its lowest value. The efficiency of a
transformerfeedingabridgerectifierandcapacitivefilterisaround0.81.

Divideitbytheexpectedefficiencyofthetransformer().

Thecurrentthatissuppliedbythesecondaryofthetransformerdependsuponthetypeoffilter
used.Withcapacitivefilters,currentflowsforaveryshortdurationoftheperiod.Hence,thecurrent
canbetakenas0.7oftheloadcurrent(IL)foraninductivefilter,and1.8of ILforacapacitivefilter
followingabridgerectifier.
Rectifiers
Diodes
Diodes allow electricity to flow in only one direction. The arrow of the circuit symbol shows the
directioninwhichthecurrentcanflowasindicatedinFigure6.5.Thereis
asmallvoltageacrossaconductingdiode,itiscalledtheforwardvoltage
drop and is about 0.7 V for all normal diodes which are made from
silicon.Theforwardvoltagedropofadiodeisalmostconstantwhatever
the current passing through the diode so they have a very steep
Figure6.5Circuitsymboland

characteristic (currentvoltage graph) as shown in Figure 6.6. When a

examplesofdiodes

reversevoltageisappliedaperfectdiodedoesnotconduct,butallreal
diodesleakaverytinycurrentofafewAorless.This
can be ignored in most circuits because it will be very
much smaller than the current flowing in the forward
direction.However,alldiodeshaveamaximumreverse
voltage(usually50Vormore)andifthisisexceededthe
diode will fail and pass a large current in the reverse
direction,thisiscalledbreakdown.

Ordinary diodes can be split into two types:

Signaldiodeswhichpasssmallcurrentsof100mAorless
Figure6.6Forwardcurrentvoltagecharacteristic
ofasilicondiode

and rectifier diodes which can pass large currents. In


additiontherearelightemittingdiodes(LEDs)andZener

diodes.

Sources of Electrical Energy / 262


Diodes must be connected the correct way round, the diagram may be labeled a or + for

anodeand korforcathode(yes,itreallyisk,notc,forcathode!).Thecathodeismarkedbyaline
paintedonthebody.Diodesarelabeledwiththeircodeinsmallprintthatmaybedifficulttoread
withbareeye(youmayneedamagnifyingglasstoreadthisonsmallsignaldiodes!)Youcanusea
multimeter or a simple tester (battery, resistor and LED) to check that a diode conducts in one
directionbutnottheother.
RectifierDiodes
Ordinarysignaldiodes(like1N4148)aredesignedforhighspeed,lowleakageandlowcapacitance.
Theycanhandlecurrentsuptoabout100mAwithbreakdownvoltagesrarelyexceeding100volts.
Rectifierdiodesareusedinpowersuppliestoconvertalternatingcurrent(AC)todirectcurrent(DC),
a process called rectification. They are also used elsewhere in circuits where a large current must
pass through the diode. All rectifier diodes are made from silicon and therefore have a forward
voltage drop of 0.7 V. Forlarge current applications, the diode drop can be taken as 1.2 volt for a
singlediode(2.4voltsforabridgerectifier).Rectifierdiodesandbridgestheycansustaincurrentsup
to1to25ampswithsurgecurrentsevenmuchgreater.Theirbreakdownvoltagesrangesfrom100
volts to 1000 volts. Their leakage is relatively high and
junction capacitors are large making them unsuitable for

Table6.1 Commonlyusedrectifierdiodes

Diode

Maximum
Current

diodes. The 1N4001 is suitable for most low voltage

1N4001

1A

Maximum
Reverse
Voltage
50V

circuitswithacurrentoflessthan1A.

1N4002

1A

100V

1N4007

1A

1000V

1N5401

3A

100V

1N5408

3A

1000V

signal operations. Table 6.1 shows maximum current and


maximum reverse voltage for some popular rectifier

Therearefourfactorsthatmustbeconsideredin

selection:

Average rectified forward current (IF) (averaged


overafullcycleofoperation).Forfamous1N400xseriesitis1ampere.

Surge current (ISFM) is the maximum (peak) safe current for a given number of cycles. For
1N400xseriesitisabout30A.

Peak inverse voltage (PIV), VRM is the maximum reverse voltage that can be applied across
thediodebeforetheonsetoftheavalanchebreakdown.Valuesvaryfrom50volts(1N4001)
toamaximumof1000volts(1N4007).

Forwardvoltagedrop(VF)istheDCvoltagedropacrosstheforwardbiaseddiodewhilethe
specifiedforwardcurrentIFisflowingthrough.For1N400x,VF1.1voltatIF=1A.

Sources of Electrical Energy / 263


There are several ways of connecting diodes to make a rectifier to convert AC to DC. The
bridgerectifieristhemostimportantanditproducesfullwavevaryingDC.Afullwaverectifiercan
alsobemadefromjusttwodiodesifacentretaptransformerisused,butthismethodisrarelyused
nowthatdiodesarecheaper.Asinglediodecanbeusedasarectifierbutitonlyusesthepositive(+)
partsoftheACwavetoproducehalfwavevaryingDC.
Three configurations are used with the rectifiers as the halfwave rectifier, full wave rectifiers
withacentertappedtransformerandwithabridgerectifier.

VmSint
127 Vrms
60 Hz

Vm

D1
RL

/2

Pulsating DC
-Vm

Figure6.7Halfwaverectifiedpowersupply

HalfWaveRectifier
ItisthesimplestformasillustratedinFigure6.7.Adiodeisusedtoclipthenegativehalfoftheinput
waveform.Itishardtosmooththissufficientlywelltosupplyelectroniccircuitsunlesstheyrequirea
verysmallcurrentsothesmoothingcapacitordoesnotsignificantlydischargeduringthegaps.
Vo=VmVdwithVd1volt.Vdc=(VmVd)/,Vrms=(VmVd)/2
yieldingaripplefactor(r)=1.21
FullWaveRectifiers
They utilize both half of the input waveform. A centertapped transformer provides the ground
referencefortheoutputasshowninFigure6.8.

Sources of Electrical Energy / 264

D1

Vm

RL

/2

D2

2?

-Vm

Figure6.8Afullwaverectifiedpowersupplywithacentertappedtransformer

Vo=VmVdwithVd 1volt.Vdc=2*(VmVd)/,Vrms=(VmVd)/2yieldingamuchreduced
ripplefactorthatisr=0.483

Figure6.9Thebridgerectifieranditsoutputwaveform

Analternativeandmostlyusedformisthebridgerectifierthatusesfourdiodesbutdoesnot

require a center tapped transformer. Figure 6.9 illustrates the bridge rectifier and its output
waveform.

Figure6.10Variousbridgerectifiersthatareusedinpractice

It can be made using four individual diodes, but it is also available in special packages

containingthefourdiodesrequiredasshowninFigure6.10.Itiscalledafullwaverectifierbecauseit
uses all the AC wave (both positive and negative sections). The output voltage is two diode drops
belowtheinputvoltage.Restoftheparametersarethesameasabove.Bridgerectifiersareratedby

Sources of Electrical Energy / 265


themaximumcurrenttheycanpassandthemaximumreversevoltagetheycanwithstand(thismust
be at least three times the supply RMS voltage so the rectifier can withstand the peak voltages).
Figure6.11illustratesthefullwaverectifiedpowersupplywithabridgerectifier.

D1

Vm
D1
D4

D2
D3

RL

D4

/2

D2

D3
2

Pulsating DC
-Vm

Figure6.11Fullwaverectifiedpowerssupplywithabridgerectifier

SmoothingFilters
SmoothingbyCapacitiveFilters
Smoothing is mostly performed by a large value electrolytic capacitor connected across the DC
supplytoactasareservoir,supplyingcurrenttotheoutputwhenthevaryingDCvoltagefromthe
rectifier is falling. It uses the principle that the voltage across a capacitor cannot change
instantaneously. Hence, the capacitor behaves as an open circuit to DC and short circuit to AC
componentsoftherectifiedsignal.Figure6.12showstheunsmoothedvaryingDC(dottedline)and
thesmoothedDC(solidline).ThecapacitorchargesquicklynearthepeakofthevaryingDC,andthen
dischargesasitsuppliescurrenttotheoutput.

Figure6.12Outputsmoothingusinganelectrolyticfiltercapacitor

ThesmoothingsignificantlyincreasestheaverageDCvoltagetoalmostthepeakvalue(1.4
RMS value diode voltage drops). For example 6V RMS AC is rectified to the peak value of about
8.4VRMS,withsmoothingthisincreasestoalmostthepeakvaluegiving6.4VsmoothDC(2Vislost
inthebridgerectifier).

Sources of Electrical Energy / 266


Smoothingisnotperfectduetothecapacitorvoltagefallingalittleasitdischarges,givinga
smallripplevoltage.Formanycircuitsaripplewhichis10%ofthesupplyvoltageissatisfactoryand
theequationbelowgivestherequiredvalueforthesmoothingcapacitor.

10%

Where

C=smoothingcapacitanceinfarads(F)

Io=outputcurrentfromthesupplyinamps(A)

Vs=supplyvoltageinvolts(V),thisisthepeakvalueoftheunsmoothedDC

f=frequencyoftheACsupplyinhertz(Hz),50Hz

Capacitorcanbereducedby20%ifthefrequencyis60Hzinsteadof50Hz.Alargercapacitorwill
givelessripple.ThecapacitorvaluemustbedoubledwhensmoothinghalfwaveDC.

Figure6.13showsthecircuitdiagram

and output waveform for a capacitive filter.


HereViistherectifiedinput,Voisthefiltered
output,RListheeffectiveloadresistanceTis
theperiodoftheAcinput,T1isthe"off"and
T2isthe"on"timeoftherectifierdiodes.As
the input voltage increases the capacitor
charges to the maximum value of the input

Figure6.13Outputwaveformofacapacitivefilter

voltageastherectifierdiodeturnson.Asthe
input voltage starts decreasing, the voltage across the capacitor becomes greater than that of the
output of the transformer. Hence, the rectifier diode turns off. The capacitor discharges slowly
throughtheeffectiveloadresistance.Inthesecondhalfcycle,astheinputvoltagebecomeslarger
thanthevoltageacrossthecapacitor,thediodeturnsonandchargesthecapacitortothemaximum
voltage.Theloadcausesthecapacitortodischarge.
Ifweassumethattheloadcurrentstaysconstant,theripplevoltage(peaktovariationatthe
top of the waveform) can be approximately from the charge lost by the capacitor as IL=C*Vr/T1
yieldingVr=IL*T1/C.
ThecapacitorrecoversthechargelostinT2asthediodesconduct.IfT2ismuchsmallerthan
T1 (RLC T), than T1 T = 1/f. Hence we get Vr=IL/fC for half wave and Vr=IL/2fC for full wave

Sources of Electrical Energy / 267


rectification. The ripple factor and the DC output voltage can be estimated by r=2400/RLC and

Vdc=(Vi4200Idc/C)whereCisinFandfrequencyis60Hz.
Large electrolytic capacitors are used to obtain acceptably low ripple voltage. We can
decrease the ripple voltage by increasing the value of the capacitor. However, this will cause a
decrease in charging time T2 and necessitates larger currents to flow through the rectifier diodes.
Eventually,rectifierdiodesandthetransformerwillbeafflictedbyincreasedI2Rheating.
The value of the capacitor is chosen according to the ripple voltage we can tolerate. In
connectingelectrolyticcapacitors,attentionmustbepaidtothepolarity.ThemaximumDCvoltage
that the capacitor can withstand is mentioned as the working DC (WVDC). Capacitors have large
tolerances(about20%).Hence,theWVDCvaluemustbetakensafelyabovethemaximumvoltage
thatcanappearacrossthecapacitor(50%morethanthemaximumvoltageisagoodchoice).Large
electrolyticcapacitorshaveappreciableseriesinductivecomponentsduetothickleadsandwound
platestoincreasethecapacitancetovolumeratio.Thus,itmaynotbehaveasaneffectivecapacitive
elementforhighfrequencyspikes.Thisisusuallycorrectedbyaddingasmallparallelcapacitor.
Duringcharginginterval,thecurrenttothecapacitorislimitedbyconductionresistanceof
thediodeandwireresistanceofthetransformer.Asmallseriesresistanceisaddedsometimes.This
willcauseasmalldropattheoutputvoltage,butimprovestheripplefactorconsiderably.Itwilllimit
theforwardcurrent;henceextendthelifeofdiodesandtransformer.
The charged capacitor retains some charge even after the supply switched off. This might
damagesomecircuitcomponents.A(bleeder)resistor(around1k,0.25or0.5W)connectedacross
dischargesthecapacitorinafewseconds.Ifaledindicatorisconnected,thenthereisnoneedfor
sucharesistor.
InductiveFilters
Inductive filters have better control of the ripple for large load
currents. The inductor behaves as a short circuit for the DC
component. Hence, when 2fL RL the DC value of the output is
approximately 2Vi/andtheripplefactor r 0.118RL/fLwhere RL is

+
Vi

L
RL

Vo
-

theeffectiveloadresistance,fisthefrequencyoftherippleandLis
theinductance(inHenry).Figure6.14showsasymbolicdiagramof

Figure6.14Inductivefilter

aninductivefilter.
Withtheinductivefilterlargecurrentspikesdonothamperthetransformerandrectifieras
thatoccurincapacitivefilters.

Sources of Electrical Energy / 268


LSectionandSectionFilters
CombinationofcapacitiveandinductiveelementsispossibleinformofLsectionandsectionfilters
asshowninFigure6.15.FortheLsectionfiltertheripplefactorisindependentoftheloadanditis
approximately0.83/LC.TheDCvalueoftheoutputisthesameasthatoftheinductivefilter.

Vi

RL

Vo

Vi

Vo
C1

C2

RL
-

- section

L - section
Figure6.15Landsectionfilters

ForasectionfiltertheDCvalueisthesameasthatofthecapacitivefilter.Theripplefactor
isinverselyproportionaltotheproduct C1C2LRL.Table2showscomparisonoffourfiltertypesfor60
Hzripplevoltage.
Table6.2Comparisonoffourpassivesmoothingfilters

Typeoffilter

Inductive

Capacitive

Lsection

section

Ripple

RL/1600L

2400/(RLC)

0.83/(LC)

3300/(C1RLC2L)

DCoutputvolt

0.636Vm

Vm4200Idc/C

0.636Vm

Vm4200Idc/C

Linear(Dissipative)Regulators
NeedforaRegulator
The output of unregulated supply contains an AC component that may cause interference to the

Amplitude
Light load

+
Vi

Rg
RL

Heavy load

Vo

Amplitude
Increasing line voltage

Decreasing line voltage

Regulated output voltage


Time

Figure6.16Functionoftheregulatorastheunregulatedinputvoltagefluctuates

Time

Sources of Electrical Energy / 269


electronic circuits. The average value of the voltage fluctuates as the load and/or the input line
voltage changes as shown in Figure 6.16. The regulator behaves as a series variable resistor that
changesinaccordancewiththeloadcurrent,keepingtheoutputvoltageconstant.
Many integrated circuits are developed to replace the discrete regulator circuits. Basic
discretecircuitswillbeshowntoillustratetheprinciplefollowedbyanexampleoftheICregulator.A
simplified diagram and output waveform of a regulated power supply is shown in Figure 6.17. The
regulatedDCoutputisverysmoothwithnoripple.Itissuitableforallelectroniccircuits.

Figure6.17Simplifieddiagramofaregulatedpowersupply

TheZenerDiodeBasedDiscreteRegulators
(Thissectionisbriefedmainlyfromhttp://www.electronicstutorials.ws/diode/diode_7.html)
The DC output voltage from the half or fullwave
rectifiers contains ripple superimposed onto the
DC voltage. The load value changes causes the
average output voltage to vary as well. The
function of a regulator is to provide a constant
outputvoltagetoaloadconnectedinparallelwith
it in spite of the ripples in the supply voltage or
the variation in the load current. Zener diodes
can be used to produce a stabilized voltage

Figure6.18Azenerdiodebasedvoltageregulator

output with low ripple under these varying load


currentconditions.Bypassingasmallcurrentthroughthediodefromavoltagesource,viaasuitable
current limiting resistor (RS), the zener diode will conduct sufficient current to maintain a voltage
dropofVout.Hence,byconnectingasimplezenerstabilizercircuitasshowninFigure6.18acrossthe
outputoftherectifier,amorestableoutputvoltagecanbeproduced.
Theresistor, RSisconnectedinserieswiththezenerdiodetolimitthecurrentflowthrough
thediodewiththevoltagesource, VSbeingconnectedacrossthecombination.Thestabilizedoutput
voltage Vout is taken from across the zener diode. The zener diode is connected with its cathode

Sources of Electrical Energy / 270


terminalconnectedtothepositiverailoftheDCsupplysoitisreversebiasedandwillbeoperatingin
its breakdown condition. Resistor RS is selected so to limit the maximum current flowing in the
circuit.Withnoloadconnectedtothecircuit,theloadcurrentwillbezero,(IL=0),andallthecircuit
current passes through the zener diode which in turn dissipates its maximum power. Also a small
value of the series resistor RS will result in a greater diode current when the load resistance RL is
connected and large as this will increase the power dissipation requirement of the diode so care
mustbetakenwhenselectingtheappropriatevalueofseriesresistancesothatthezenersmaximum
powerratingisnotexceededunderthisnoloadorhighimpedancecondition.Theloadisconnected
in parallel with the zener diode, so the voltage across RL is always the same as the zener voltage,
(VR=VZ).Thereisaminimumzenercurrentforwhichthestabilizationofthevoltageiseffectiveand
thezenercurrentmuststayabovethisvalueoperatingunderloadwithinitsbreakdownregionatall
times.Theupperlimitofcurrentisofcoursedependentupon thepowerratingofthe device.The
supplyvoltageVSmustbegreaterthanVZ.
Example:Designazenerdiodestabilizedpowersupplythatwillprovideanoutputvoltage5Vatan
outputcurrentof60mA.
Stepsinthedesign:

Vz=4.7V(nearestvalueavailable)

Vs=8V(itmustbeafewvoltsgreaterthanVz)

Imax=66mA(outputcurrentplus10%)

Pz>4.7V66mA=310mW,choosePz=400mW

R=(8V4.7V)/66mA=0.05k=50,chooseR=47

ResistorpowerratingP>(8V4.7V)66mA=218mW,chooseP=0.5W

Thesimplevoltageregulatorbasedonthezenerdiodecanbeusediftheloadcurrentislowand
load is stable. General purpose voltage regulators can be designed inserting a commonbase
transistorinserieswithloadandusingthezenerdiodeasavoltagereference.Thetransistorbehaves
as the variable resistor. There are several configurations available in the literature for such
applications.However,zenerdiodesareverynoisyespeciallyoperatedaroundtheavalancheregion
(for zener diodes with Vz>6 volts). The voltage drop across the zener varies with the input voltage
causingslightvariationoftheoutputvoltage.Thezenerdiode,likeallsilicondevices,iseffectedby
the temperature that causes a drift in the zener voltage. This can be compensated by complicated
circuits.

Sources of Electrical Energy / 271


LinearRegulatorICs
Problems of discrete regulators are solved by integrated circuit
type linear regulators. There are many ICs with different rating
available in the market. The most famous of them is the 7800
series three terminal positive voltage regulator shown in Figure
6.19.Inputpinisconnectedtotheunregulatedsupplyvoltageof
thefilters.Theoutputpindeliverstheregulatedvoltage.Current
rating depends upon the package used. The plastic package can
giveupto1Aandthemetalpackagecansafelysupplyupto3A.
forlargercurrents,acurrentboostingtransistorcanbeused.The
centralpin(thecaseinthemetalone)isconnectedtogroundfor
a fixed supply. This pin may be connected to ground through a
zenerdiodetoincreasetheoutputvoltage.Foravariableoutput
voltage,thegroundingterminalmaybetiedtothecentralpinof
a potentiometer that is connected between the output and the
ground. However, there are adjustable regulator ICs and they
should be preferred instead for applications requiring variable
outputvoltages.

Figure6.19ICregulators

7900seriesregulatorICsarethecomplementaryof7800
seriestoobtainnegativeregulatedvoltages.7800and7900seriesareavailablewitheightdifferent
outputvoltages;5,6,8,9,12,15,18and24volts.Theoutputvoltageappearsasthesuffix(i.e.7806
for the 6volt regulator). The input voltage is limited to 35 volts for 7805 to 7818 and 40 volts for
7812.
The minimumvoltage dropacrosstheregulatorisabout2volts.Hence,theinputmust be
guaranteedtobeatleast2voltsabovetherequiredoutputvoltage.Aninputandoutputcapacitor
(value 0.22 to 1 F) might be needed under certain conditions like the regulator is away from the
filtersandelectroniccircuitspoweredareawayfromtheregulator.
ProtectionofCircuitsinCaseofRegulatorFailure
BuiltInProtection
7800 series regulators have builtin short circuit and over temperature protection. The chip shuts
downratherthanblowingouttopreventthedamagetothecircuitry.However,ifaboosttransistor
is driven by the chip to increase the current capability, then the transistor will see the full input

Sources of Electrical Energy / 272


voltageacrosswithoutanylimitationistheoutputcurrent.Hence,anadditionalovercurrent(short
circuit)protectionbecomesnecessary.
TheOverVoltageCrowbar
Theregulatorcircuitmaynothavetheprotectionasabove.Oracurrentboostingtransistormaybe
used.Then,iftheregulatorfailsandbecomesshortcircuit,lettingthefullunregulatedinputvoltage
appearing across the load, damaging sensitive electronic
components.Aquickblowfusemaybeusedattheoutputof
the regulator to protect the circuits in case of excessive
current.However,"thesiliconfuse"mayblowfaster.
An overvoltage crowbars shown in Figure 6.20 may

+5V
1N52328
5V6, 5%

2N4441

68 0.1F

beaddedtoprovidethesufficientprotection.A+5Vsupplyis
shownasanexampleinthefigure.TTLlogiccircuitsrequire+5
V supply and they cannot tolerate more than +7 V without

Figure6.20Overvoltagecrowbar

damage. The crowbar shown lets the thyristor (silicon


controlledrectifierSCR)toturnonasthevoltagegoesover
6.5Vcausingthefusetoblowduetoexcessivecurrentdrawn.

SWITCHREGULATED(SWITCHING)POWERSUPPLY
LinearVersusSwitching
Thelinearregulatordiscussedabovereliesonreceivingapowermuchhigherthanrequiredfromthe
source and dissipating some of it to keep the output voltage fixed immaterial of the current,
provideditstayswithinthelimits.Itischeaptoinstall,butexpansiveinlongrun.Itismainlyusedfor
low power electronic devices either as a builtin unit or as a standalone unit. It best suits to
applicationswheretheoutputpowervariesconsiderably,likeinlaboratorypowersupplies.
Switching regulator chops the unregulated DC input voltage and provides the constant
voltagerequiredattheoutputbyadjustingthechunksdependinguponthedemandfromtheload.It
usesaninductor(choke)asanenergystorageelement.Regulationisnotasgoodasthethatofthe
linear type, but the efficiency is high. Expansive to install, but cheaper to run. It best suits to
applicationsrequiringhighpowerandrelativelyconstantpower.

Sources of Electrical Energy / 273


PrincipleofOperation
The switching power supply relies on the switching
regulator

iL
Imax

that

is

symbolically shown
in

Imin

Figure

Basically

ton

it

P2

S1

IL
C1

VIN

RL

is

consists of a power

source

tT

t=0

6.21.

L1

P1

VIN,

duty

Figure6.21 Elementarydiagramforaswitching
powersupply

cycle switch S1 and


anLCfiltertoprovideconstantoutputvoltageacrosstheloadRL.

S1
Pos1

Figure 6.22 shows typical current and switching waveforms.

ton

The switching transistor chops the DC input in such a way that it


deliversconstantvoltsecondenergypulsestotheintegrator.Inthis

Pos2

respect, the switching regulator is a powercontrolled device and

tT

opposed to the linear regulator that is a currentcontrolled device.

Figure6.22Waveforms

Theintegratorpartoftheregulator(theLCfilter)smoothesoutthe
pulsating DC. An inductor along with a capacitor stores sufficient electrical energy during the
transistoronperiodtodelivertoaregulatedoutputvoltagetheloadduringtheoffperiod.
GeneralLayoutoftheSwitchingPowerSupply
SENSE SIGNAL
INPUT
RECTIFIER

INPUT
FILTER

RF
CIRCUIT

OUTPUT
RECTIFIER

OUTPUT
FILTER

DC

AC
Input

INPUT CIRCUIT

HIGH
FREQUENCY
TRANSFORMER

OUTPUT CIRCUIT

Figure6.23Functionalblockdiagramofaswitchingpowersupply

Figure6.23showsblockdiagramofacompleteswitchingpowersupply.Ithas:

InputrectifierandfilterthatgeneratesanunregulatedDCfromthepowerlinesdirectly.At
somelowpowerregulators,aninputstepdowntransformermightbeused.Theinputfilter
servesthreepurposes:
o

Tosmoothoutspikesandhighfrequencytransientswithlargepeakvaluesandsmall
voltsecondintegrals.

Sources of Electrical Energy / 274


o

To eliminate input ripple at the line frequency (50 Hz, 60 Hz or 400 Hz depending
upon the application) for a halfwave rectified input and double the line frequency
forafullwaverectifiedinput.

ToattenuateACcomponentsproducedbytransistorswitching.

Atransistorswitchthatoperatesathighfrequency(between20kHzand1MHz)chopsthe
inputDC.

Ahighfrequencytransformerstepsdownthechoppedsignaltothedesiredlevel.

The output rectifier converts the signal from the transformer into unregulated DC and the
outputfiltersmoothesouttheoutput.

Thetransformerandoutputrectifierarenotnecessaryiftheinputvoltageisatthesamelevelas
therequiredoutputvoltage.Theoutputissensedandusedtocontroltheswitching(on)timeofthe
transistor.
RectifiersandFiltersofaSwitchingPowerSupply
TheInputRectifier
It is similar to those used in the linear power supply. However, the input in this case is the line
voltage directly. Thus, great care must be taken in handling the input components due to large
voltageinvolved.
The bridge rectifier is used in almost all applications. It develops its own ground reference
and isolates the rest from the AC line. In choosing the proper elements, the peak inverse voltage
mustbeatleast50%largerthanthemaximumpeakvoltageattheinput,andtheforwardcurrent
mustbe2to5timestheaveragecurrentrequired.

A small resistor or a thermistor connected between the bridge and the filter capacitor

reducessurgecurrentsthatexistduetohighfrequencyswitchingatpeaklinevoltage.
OutputRectifiers
Allthreerectifierconfigurationsdiscussedforthelinearregulatedsupplies,halfwave(Figure6.24),
fullwavewithacentertappedtransformer(Figure6.25)andfullwavewithabridgerectifier(Figure
6.26)areused.

Sources of Electrical Energy / 275


Thehalfwaveisthesimplestformbutnotveryeffective.Afullwaverectifiereitherwitha

Alternating
signal

Pulsating
DC output

Chopped
DC input

Rectifier diodes
Step-down
transformer
Figure6.24Thefullwavewithbridgerectifiertypeoutputrectifier

center tappedtransformer or with a bridge rectifier is mostly used. Figure 6.24 illustrates the full
wavewithbridgerectifierversion.
Highfrequencyrectifiersareneeded.Theyrepresentlargestsinglesourceofgeneratedheat
inapowersupply.Schottkyrectifiersandfastrecoverydiodesareused.Schottkyrectifiersarebased
on a metaltosilicon junction called the Schottky barrier and they are the faster of the two types.
They have small junction capacitances leading to smaller recovery times. Fastrecovery diodes are
also divided into several categories and they approach to the Schottky diodes in terms of the
recoverytimes.
Filters
Theyaresimilartothoseusedinlinearregulatorsareutilizedbothfortheinputandoutput.Input
filtersinvolvecapacitorsbetween1000and2200F(sometimesupto5000F).Outputfiltersmay
havecapacitanceupto470F.WorkingDCvoltagerating(WVDC)oftheinputfiltercapacitorsmust
beabout150%ofthepeakvoltagethatmayappearattheoutputoftheinputrectifier.
Capacitorshavebeendesignedtohavehighercapacitancetovolumeratio,smallequivalent
series resistance (ESR) and series inductance for more effective operation at high frequencies.
Aluminumelectrolyticcapacitorsareusedattheinputfiltering.Itispreferabletoplaceatantalumor
otherlowvaluecapacitorwithmuchsmallerESRinparallel.Thissecondcapacitorisgenerallyplaced
closetothecollectoroftheswitchingtransistor.Multilayerceramiccapacitorsareusedforoutput

Sources of Electrical Energy / 276


filteringathighfrequencies.Electrolyticcapacitorscanalsobeusedifthefrequencyofoperationis
low.Highfrequencyoperationrequiressmallercapacitorsize.
ElementsoftheRFRegulator/SwitchingNetwork
TheheartofeveryswitchingregulatoristheRFregulatornetworkshowninFigure6.25.Itchopsthe
DC voltage from the input filter at 20 kHz or higher (up to 1 MHz is considered in recent designs).
PulseWidthModulation(PWM)showninthefigureismostlyusedtodrivetheswitchingtransistor
for chopping. Pulse width varies according to the load (closedloop control system). Basic compo
nentsofthesysteminvolvestheswitchingelement,highfrequencystepdowntransformer,output
rectifierandfilterdiscussedabove,andsenseamplifierandmodulator.
TheSwitchingElement
Power MOSFETs are mostly preferred over bipolar junction transistors. Power MOSFETs have the
followingmajoradvantages:

CanbedrivendirectlybycontrolICswithoutaneedforadrivecircuitry.

HIGH-FREQUENCY
TRANS FORMER
S WITCHING
COMPONENTS
UNREGULATED

S TEP
DOWN

DC

OUTPUT
RECTIFIER
AND FILTER
NETWORK

REGULATED
DC

MODULATED
S WITCHING PULS ES
ERROR
AMPLIFIER
OUTPUT
VOLTAGE
CONTROL

PULS E-WIDTH
MODULATING
CIRCUIT
REFERENCE
VOLTAGE

Figure6.25 Blockdiagramoftheswitchingnetwork

They don't store charge during saturation. Hence, they have very low transition time that
allowsthemtoworkathighswitchingfrequencies.

Sources of Electrical Energy / 277

Theydon'thavedestructivesecondarybreakdownreducingoreveneliminatingtheneedfor
aspeedlimitingsnubbernetwork.

However,theyhavesomedisadvantagesas:

Largeonresistance(45versus0.1inbipolar).

Sensitivitytoreversevoltagespikesand,

largediesize.

Inrecentyears,bipolartransistorshavebeendevelopedthatcanswitchamperesofcurrentsin2s
orlessandwithstandvoltageover1000volts.
TheHighFrequencyTransformer
Atransformerisusedtoconverthighvoltage,choppedDCintoalowervoltagesecondaryACsignal.
Itmustoperateattheswitchingfrequencyof20kHzorhigher.Althoughitusesthesameprincipleof
magneticcouplingasthetransformeroperatingatlinefrequency(50Hz,60Hzor400Hzdepending
upontheplaceofapplication),ordinarytransformerwillnotworkathighfrequencies.
For switching supply applications toroidal transformers in which turns of wires wrapped
aroundtoroidalcoilsareusedinmediumtohighpowerlevels,wheretheyarecosteffective.Atlow
power levels, ferrite Ecores are commonly used. Many ferrite materials work well at 100 kHz, but
theyfailathigherfrequencies.Specialcorematerialsaredevelopedforhighfrequencyoperations.
Athighfrequencies,proximityandskineffectsinmagneticwindingsbecomedominantthatlimitthe
amount of copper that can be used. Litz wire (twisted bundle of fine wires), foil, and printed
conductorsareusedtoreducelosses.
TheRegulator
TherearethreebasictypesofregulatorsastheFerroresonantsupply,pulsefrequencymodulation,
andpulsewidthmodulation.
The Ferro resonant supply is the simplest and most reliable one. It is composed of a Ferro
resonant transformer, a resonating capacitor, and a rectifier and an output filter. No electronic
regulationcircuitryisinvolvedandtheregulationisachievedwithinthetransformercorethrougha
magnetic process. It is used in many industrial and commercial devices like microwave oven, but
rarelyappearsinelectronicapplications.
The pulse frequency modulation reduces the dutycycle by manipulating the interval
betweenpulses,notthewidthofthepulses.Itrespondsmorecloselychangesintheload.Thus,the
efficiency rises. It is very effective with high frequencies and light loads. Although the lower

Sources of Electrical Energy / 278


operating frequency is used, the longer pulse intervals causes filtering problems. The pulse width
modulation(PWM)isthewidelyusedapproach.ThereareICsmanufacturedforthispurpose.
SwitchingRegulatorConfigurations
There are three basic configurations
from which all others are driven as

PWM
CONTROLLER

VC

the buck (stepdown) converter, the


boost (stepup) converter, and the
buckboost (stepdown / stepup or

S1

L1

inverting) converter. Only the buck


(stepdown)

converter

summarized

below.

readers

are

referred

will

be

VIN

C1

iL

Vout

CR1

RL

Interested
to

the

references for details of the buck

Figure6.26Thebuck(stepdown)converter

converter and other switching


regulators.

IPK

Figure 6.26 shows the basic buck

iL

convertertopology.Thecircuitinterruptsthe

line and provides a variable pulse width

S! CLOSED
OPEN
Tc
t1
0
Inductor current waveform

rectangular wave to simple averaging filter


L1C1 such that the applied voltage is either

Vinor0.
When S1 is closed, the diode CR1 is

ic

IPK - ILOAD
ILOAD

off(reversedbiased)andwhenS1opens,the
current through L1 forces the diode to turn
on. Figure 6.27 demonstrates typical

Q+

Q-

Tc
t1
0
Capacitor current waveform
Figure6.27Inductorandcapacitorwaveform

inductor and capacitor current waveforms.


ThecurrentiLatanygiventime(t)is

I=(VinVout)*t/L1yieldingIpk=(VinVout)*ton/L1.

ThedutycycleoftheconverterisD=ton/T=ton/(ton+toff)
TheoutputvoltageVoutcanbeexpressedintermsoftheinputvoltageVinanddutycycleDas

=VinD.

Vout

Sources of Electrical Energy / 279


L1C1 combination behaves as a lowpass filter. For the output to remain constant, the net
charge delivered to the filter capacitor must be zero. This means, the charge delivered to the
capacitorfromtheinductormustbedissipatedintheload.Thechargedevelopedintheinductoris
fixed (constant on time) and the time required to dissipate it must vary according to the load
conditions.
The figure shows the discontinuous operation, since the inductor current becomes 0 in
certainperiodofthecycle.Astheloadcontinuouslyincreased,aDCidlecurrentwillpassthroughthe
inductorandthisiscalledthecontinuousmodeofoperation.Inthismode,ILneverequals0andt1=0.
Theinputcurrentcanbefoundas

Iin=(Iout*Vout)/(*Vin)

whereistheefficiencyoftheregulator.Theminimumachievableripplevoltage

Vripple(min)=IPK*(ESR)

whereESRistheseriesequivalentresistanceofthefiltercapacitor.(Ipk=(VinVout)*ton/L1
ThebuckconverteristhebasisformanytypesoftransformercoupledDC/DCconverters.
OverallLookIntoAdvantagesandDisadvantagesofSwitchingSupplies
SomeoftheadvantagesanddisadvantagesofswitchingcircuitsaresummarizedinTable3.Theyare
far from ideal and present many problems. However, as the problems are identified correctly, it is
possibletominimizetheireffects.
RFinterference
Most of the advantages stated in the table are due to the presence of the switching transistor.
However,inordertoachievethatadvantage,theinputDC(unregulated)ischoppedatafrequency
above20kHz.Somecurrentdesignsoperatecloseto500kHzandinnearfuture,upto1MHzwillbe
available.Hence,theoperatingfrequencyfallswithintheRF(radiofrequency)spectrum.Asaresult
each conductor in the highfrequency portion of the supply behaves as an antenna that transmits
thosefrequenciestoratherlongdistances.Thiscausesinterferencetopowersuppliesowncircuitry,
neighboringsensitiveelectronicinstrumentsandcircuits.
TherearemanytechniquesnowavailabletoeliminatetheeffectsoftheRFnoiseincluding:

Carefulgroundingandshieldingofswitchingcomponentsandoutercase.

Usingwellshieldedinterconnectingcableswiththeshieldbeingthecommongroundtothe
supplycircuit.

Sources of Electrical Energy / 280

Using electronic filtering components, such as capacitors and inductors in the design to
suppresstheRFemission.

Changingphysicalorientationandpositionofcomponentsinthesupply,aswellaslocation
ofthesupplyitself.

SystemDynamics
Compared to its linear counterparts, the ability of a switching supply to adjust the output voltage
continuallyundervaryingloadingconditionsisnotasgood.Itisessentialtohaveaminimumloadto
operate and it does not work under no load conditions. It is also slow in responding to transient
changesattheoutput(load).
Table6.3Comparisonoflinearandswitchingmodepowersupplies

Parameter

Efficiency

RFnoise

Transformers

Ripple

Regulation

Power/WeightRatio

TemperatureRise

Reliability

LinearSupply

30to50%

Usuallynegligible

Switchingsupply

60to80%

Canbeproblemunlessshielded

Smaller, lighter. highfrequency


Requiresbulky60Hzmagnetics
magnetic

1to5mVpeaktopeak
10to40mVpeaktopeak

0.05to0.1%(VFullLoad)
0.3to1%(VFullLoad)

14Watts/kg(average)
7Watts/kg(average)

50to100Caboveambient
20to40Caboveambient

Runs much hotter and can Cooler operation improves the


reliability
degradereliability

Sources of Electrical Energy / 281


SupplyServicePrecautions
BeCarefulofHighVoltage
Use extreme caution in taking measurements. Always unplug supply and allow sufficient time for
largeelectrolyticcapacitorstodischarge.Itisalsogoodpracticetodischargethemmanually.
WatchOutForShielding
Replaceandresolderanyshieldingandresecureallgroundsbeforeoperatingtheservicedsupply.
ReplacementParts
Useonlyexactreplacementparts.Otherwise,theswitchingfrequencymayshiftcausinganincreased
RF interference. Use the same type of components. For example if you should replace a tantalum
capacitor,replaceitwithtantalumofthesamevalue,notwithanaluminumelectrolyticcapacitor.
Unless proper tools and instruments are available do not attempt to play with calibration
adjustments. An improper adjustment may degrade the supply just as much as the use of an
impropercomponent.

SummaryofKeyFormulasthatHelpinSolvingPowerSupplyProblem

V x
Efficiency ( ) = POUT = O I L
P I N V I N x I I N ;
Load regulation (%) =

Input regulation (% / V I N ) =

V O
x 100
V I N V O
;

V ML - V FL
100 = R0 x 100
V
RL

10%

,Vsisthepeakvalueoftheinput

TheripplefactorandtheDCoutputvoltagecanbeestimatedbyr=2400/RLCandVdc=(Vi4200Idc/C)
whereCisinFandfrequencyis60Hz.

Sources of Electrical Energy / 282

BATTERIES
PrinciplesofOperation

Figure6.28Junctionsofdissimilarmaterialsandjunctionpotentials

Dissimilarmaterialscanbebroughttogetherthroughajunctionasshown
inFigure6.28andapotentialdifferenceisestablishedacrossthisjunction.
Thesolidtosolidjunctioniscalledthethermocouplethatwillbediscussed
in a special section. The solid to liquid junction appears in biopotential
electrodes.Anothersimilarjunctiontomeasurethepotentialasillustrated
in Figure 6.29 . Hence, the solid to liquid junction potential is called the
halfcell potential. Liquid to liquid junction is established by having two
Figure6.29Electrochemical
cells

aqueous ionic solutions of different concentrations separated by an ion


selectivesemipermiablemembrane.

Batteries are power sources for all portable electronic devices and electrical devices in
remote areas. They are highly engineered electrochemical cells that convert chemical energy to
electricalenergyusingthreemajormaterials:theanode(negativeelectrode),thecathode(positive
electrode) , and the electrolyte. How these materials get picked for the job depends on how well
they give up or attract electrons, something that must happen for an electric current to be
generated. The anode is often a metal, the cathode is a metallic oxide and the electrolyte is the
electricityconductor.Thebatteryisoneormoreelectrochemicalcellsthatconvertschemicalenergy
directlytoelectricalenergy.
Thecellisthesmallestunitbasedonchemicalreactions.Thecellvoltagedependsuponthe
electrode materials, electrolyte and its concentration and temperature. The current that can be
supplieddependsupontheinternalresistanceofthecell.Somecellsusetwohalfcellswithdifferent
electrolytes. A separator between half cells allows ions to flow, but prevents mixing of the
electrolytesasshowninFigure6.30.Thevoltagecanbeincreasedbyaddingcellsinseriesandthe
currentcapacitycanbeincreasedbyaddingcellsinparallel.Batteriesarethemultiplecellentities.

Sources of Electrical Energy / 283


Theelectricaldrivingforceor

acrosstheterminalsof

acellisknownastheterminalvoltage(difference)andismeasured
in volts. The terminal voltage of a cell that is neither charging nor
dischargingiscalledtheopencircuitvoltageandequalstheemfof
thecell.Becauseofinternalresistance,theterminalvoltageofacell
that is discharging is smaller in magnitude than the opencircuit
voltage and the terminal voltage of a cell that is charging exceeds
the opencircuit voltage. An ideal cell has negligible internal
Figure6.30Twohalfcellswithtwo

resistance, so it would maintain a constant terminal voltage until

electrolytes

exhausted,thendroppingtozero.Ifsuchacellmaintained1.5volts

andstoredachargeofonecoulombthenoncompletedischargeitwouldperform1.5jouleofwork.
In actual cells, the internal resistance increases under discharge, and the open circuit voltage also
decreases under discharge. If the voltage and resistance are plotted against time, the resulting
graphs typically are a curve; the shape of the curve varies according to the chemistry and internal
arrangementemployed.
CategoriesandTypes
Therearetwotypesofbatteries:primarybatteries(disposablebatteries),whicharedesignedtobe
usedonceanddiscarded,andsecondarybatteries(rechargeablebatteries),whicharedesignedtobe
recharged and used multiple times. Primary batteries irreversibly (within limits of practicality)
transform chemical energy to electrical energy. When the initial supply of reactants is exhausted,
energy cannot be readily restored to the battery by electrical means. Secondary batteries can be
recharged;thatis,theycanhavetheirchemicalreactionsreversedbysupplyingelectricalenergyto
thecell,restoringtheiroriginalcomposition.
PrimaryBatteries
Primarybatteriescanproducecurrentimmediatelyonassembly.Disposablebatteriesareintended
to be used once and discarded. These are most commonly used in portable devices that have low
currentdrain,areonlyusedintermittently,orareusedwellawayfromanalternativepowersource,
such as in alarm and communication circuits where other electric power is only intermittently
available.Disposableprimarycellscannotbereliablyrecharged,sincethechemicalreactionsarenot
easilyreversibleandactivematerialsmaynotreturntotheiroriginalforms.Batterymanufacturers
recommendagainstattemptingtorechargeprimarycells.
Common types of disposable batteries include zinccarbon LeClanche, zinc chloride (heavy
duty), zinc air, alkaline, mercury oxide, silver oxide and lithium batteries. Generally, these have

Sources of Electrical Energy / 284


higherenergydensitiesthanrechargeablebatteries,butdisposablebatteriesdonotfarewellunder
highdrainapplicationswithloadsunder75.
Commonly available sizes are shown in

PP3

Figure 6. 31 and descriptions of alkaline types are


listed in Table 6.4. In addition, miniature cells are

AA

used to power devices such as hearing aids and


wristwatches; larger batteries provide standby
AAA

power for telephone exchanges or computer data


centers. Mostly used primary batteries are the

Figure6.31Commonlyavailablesizesofbatteries

carbon zinc (or zinc chloride heavy duty) and


alkaline types. The alkaline batteries have several

advantagesoverthezincbasedonesas:

Betterdischargeratecapability

Lowerandmorestableinternalresistance

Betterlowtemperatureperformance

Betterservicemaintenance

Higherenergydensity

MoreeconomicalthanCarbonZincintermsofcostperhourofuseonhighcurrentdrains

Slopingdischargecurve

Relativelyinsensitivetochangesinthedischargerateordutycycle

Available in voltages ranging from 1.5 to 12.0 and in a variety of shapes

andsizes(commonlyavailableoneareshowninFigure6.31).
TheanatomyofthealkalinebatteryisillustratedinFigure6.32.Itcontains:

PositivePip:Aformedprotrusioninthebottomofthebatterycanwhich

identifiesitasthepositiveterminal.

Steel Can: Nickelplated steel which is formed into a container to hold

chemicals;servesasthepositivecollector.

Outer Jacket: A plastic sleeve which contains decorative printing

identifyingthecelltypeandsize.
Figure6.32Anatomy
ofanalkalinebattery

Separator: Porous nonwoven fibrous material which separates

electrodes;holdselectrolytebetweenelectrodes.

Sources of Electrical Energy / 285

Electrolyte:Asolutionofpotassiumhydroxideinwaterwhichcarriestheioniccurrentinside
thebattery.

Cathode:Manganesedioxideandgraphitewhichtakeupelectronsfromtheexternalcircuits.

Anode:Powderedzincmetalwhichservesasthesourceofelectrons.

AnodeCollector:Tinplatedbrasswhichservesasapathfortheelectronsfromtheanodeto
theexternalcircuit.

Seal/Vent:Moldedplasticdiscwhichholdsinternalcomponentsinsidethecellandreleases
internalpressurewhenbatteryisabused.
Table6.4Informationforcommonlyavailablealkalinebatteries

Name Size

Capacity* Voltage ANSI/


(mAh)
(nom.) NEDA

X22

9V

595

X91

AA

2850

1.5

15A

X92 AAA

1150

1.5

X93

8350

X95

18000

IEC

1604A 6LR61

Weight
Diam.
Height
Length
Width
(g) (maxmm) (maxmm) (maxmm) (maxmm)
45.6

N/A

48.5

26.5

17.5

LR6

23

14.5

50.5

N/A

N/A

24A

LR03

11.5

10.5

44.5

N/A

N/A

1.5

14A

LR14

66.2

26.2

50

N/A

N/A

1.5

13A

LR20

141.9

34.2

61.5

N/A

N/A

SecondaryBatteries
Rechargeable batteries or secondary cells can be recharged by applying electric current, which
reversesthechemicalreactionsthatoccurduringitsuse.Theymustbechargedbeforeuse;theyare
usually assembled with active materials in the discharged state. Devices to supply the appropriate
currentarecalledchargersorrechargers.
Theoldestformofrechargeablebatteryistheleadacidbatterythatcontainsaliquidinan
unsealed container. However it is required that the battery be kept upright and the area be well
ventilated to ensure safe dispersal of the hydrogen gas produced by these batteries during
overcharging. The leadacid battery is also very heavy for the amount of electrical energy it can
supply. Despite this, its low manufacturing cost and its high surge current levels make its use
common where a large capacity (over approximately 10AH) is required or where the weight and
easeofhandlingarenotconcerns.
A common form of the leadacid battery is the modern car battery, which can generally
deliverapeakcurrentof450amperes.Animprovedtypeofliquidelectrolytebatteryisthesealed
valveregulatedleadacid(VRLA)battery,popularintheautomotiveindustryasareplacementforthe
leadacid wet cell. The VRLA battery uses an immobilized sulfuric acid electrolyte, reducing the
chanceofleakageandextendingshelflife.VRLAbatterieshavetheelectrolyteimmobilized,usually

Sources of Electrical Energy / 286


by way of a semisolid electrolyte (called the gel cell) or absorbing the electrolyte in a special
fiberglassmatting(calledtheabsorbedglassmatAGM).
Otherportablerechargeablebatteriesincludeseveral"drycell"types,whicharesealedunits
andarethereforeusefulinappliancessuchasmobilephonesandlaptopcomputers.Cellsofthistype
(in order of increasing power density and cost) include nickelcadmium (NiCd), nickelzinc (NiZn),
nickelmetalhydride(NiMH)andlithiumion(Liion)cells.Byfar,Liionhasthehighestshareofthe
dry cell rechargeable market. Meanwhile, NiMH has replaced NiCd in most applications due to its
higher capacity, but NiCd remains in use in power tools, twoway radios, and medical equipment.
NiZnisanewtechnologythatisnotyetwellestablishedcommercially.
BatteryCapacity
The voltage developed across a cell's terminals depends on the energy release of the chemical
reactionsofitselectrodesandelectrolyte.Alkalineandcarbonzinccellshavedifferentchemistries
but approximately the same emf of 1.5 volts; likewise NiCd and NiMH cells have different
chemistries,butapproximatelythesameNominalcellvoltage(emf)of1.2voltsatfullcharge1.4V
forafreshcellatimmediateturnon.Ontheotherhandthehighelectrochemicalpotentialchanges
inthereactionsoflithiumcompoundsgivelithiumcellsemfsof3voltsormore.
Becauseofthechemicalreactionswithinthecells,thecapacityofabatterydependsonthe
dischargeconditionssuchasthemagnitudeofthecurrent(whichmayvarywithtime),theallowable
terminal voltage of the battery, temperature and other factors. The available capacity of a battery
dependsupontherateatwhichitisdischarged.Ifabatteryisdischargedatarelativelyhighrate,the
availablecapacitywillbelowerthanexpected.Thebatterycapacitythatbatterymanufacturersprint
onabattery isusuallytheproduct
of 20 hours multiplied by the
maximum constant current that a
new battery can supply for 20
hours at 68 F (20 C), down to a
predetermined terminal voltage
percell.Abatteryratedat100AH
Figure6.33Loadcharacteristicsofabattery

will deliver 5 A over a 20 hour


period at room temperature.

However, if it is instead discharged at 50 A, it will have a lower apparent capacity. A typical load
characteristicisshowninFigure6.33.

Sources of Electrical Energy / 287


DefinitionsofDifferentDrainConditions
Thedrainconditionsforabatterycanberoughlydefinedasheavy,moderateandlightdrain.

Heavydrainisdefinedascurrentthatwoulddischargethebatterywithinonedayatroom
temperature.

Moderate drain is defined as a current that would discharge the battery in approximately
oneweekatroomtemperature.

Lightdrainisdefinedasacurrentthatwoulddischargethebatteryafteronemonthormore
atroomtemperature.

LifeofPrimaryBatteries
Evenifnevertakenoutoftheoriginalpackage,disposable(or"primary")batteriescanlose8to20
percent of their original charge
every year at a temperature of
about2030C.Thisisknownas
the "self discharge" rate and is
due to noncurrentproducing
"side" chemical reactions, which
occur within the cell even if no
load is applied to it. The rate of

Figure6.34Effectoftemperatureonbatteryperformance

the side reactions is reduced if


thebatteriesarestoredatlowtemperature,althoughsomebatteriescanbedamagedbyfreezing.
High or low temperatures may reduce battery performance as illustrated in Figure 6.34. This will
affecttheinitialvoltageofthebattery.ForanAAalkalinebatterythisinitialvoltageisapproximately
normallydistributedaround1.6volts.Analkalinebatterycanbeuseddownto0.9V.

The performance of a

batteryandeventuallythebattery
voltage depends upon the load
and temperature is shown in
Figure 6.35. The figure illustrates
the battery voltage at 50%
discharged state against the load
Figure6.35Effectofloadresistanceonoperationvoltageat50%discharged

atvariousoperatingtemperatures.
At increased temperature, the

Sources of Electrical Energy / 288


voltageishigherunderthesameloadingconditions.Theeffectoftemperatureisnotapparentunder
lowloadconditions.
LifeSpanofSecondaryBatteries
Oldchemistryrechargeablebatteriesselfdischargemorerapidlythandisposablealkalinebatteries,
especiallynickelbasedbatteries;afreshlychargedNiCdloses10%ofitschargeinthefirst24hours,
and thereafter discharges at a rate of about 10% a month. However, NiMH newer chemistry and
modernlithiumdesignshavereducedtheselfdischargeratetoarelativelylowlevel(butstillpoorer
than for primary batteries). Most nickelbased batteries are partially discharged when purchased,
andmustbechargedbeforefirstuse.NewerNiMHbatteriesarereadytobeusedwhenpurchased,
andhaveonly15%dischargeinayear.
Although rechargeable batteries have their energy content restored by charging, some
deterioration occurs on each charge/discharge cycle. Lowcapacity nickel metal hydride (NiMH)
batteries (17002000 mAH) can be charged for about 1000 cycles, whereas high capacity NiMH
batteries(above2500mAH)canbechargedforabout500cycles.Nickelcadmium(NiCd)batteries
can sustain 1,000 charge discharge cycles before their internal resistance permanently increases
beyondusablevalues.Theyareunusablewhenthecapacitydropsbelow80%ofitsnominalvalue.
Theamounttimebatterylastsisafunctionofdischargetime.Normallyafastcharge,ratherthana
slowovernightcharge,willshortenbatterylifespan.However,iftheovernightchargerisnot"smart"
andcannotdetectwhenthebatteryisfullycharged,thenoverchargingislikely,whichalsodamages
the battery. Degradation usually occurs because electrolyte migrates away from the electrodes or
becauseactivematerialfallsofftheelectrodes.
NiCd batteries suffer the drawback that they should be fully discharged before recharge.
Without full discharge, crystals may build up on the electrodes, thus decreasing the active surface
area and increasing internal resistance. This decreases battery capacity and causes the "memory
effect".Theseelectrodecrystalscanalsopenetratetheelectrolyteseparator,therebycausingshorts.
NiMH,althoughsimilarinchemistry,doesnotsufferfrommemoryeffecttoquitethisextent.When
abatteryreachestheendofitslifetime,itwillnotsuddenlyloseallofitscapacity;rather,itscapacity
willgraduallydecrease.
Theleadacidcellisthemostcommonformofstoragebattery.Thepositiveelectrodeislead
peroxide;spongyleadisthenegativeelectrode.Bothareinadilutesolutionofsulfuricacidasthe
electrolyte.Thevoltageoutputisapproximately2.1V.

Sources of Electrical Energy / 289


Leadacid batteries are used for mobile (e.g. ambulance) and some highpower portable
applications.Themainbenefitoftheleadacidbatteryisitslowcost,easyavailabilityandreliability.
Themaindrawbacksareitslargesizeandweightforagivencapacityandvoltage.Nominalvoltage
for automobile applications is 13.6 V DC. Many radio communication sets are also designed to
operatefrom13.6VDC(alsocalled12V).6,24,28and32Voltbatteriesarealsoavailable.Leadacid
batteriesshouldneverbedischargedtobelow20%oftheirfullcapacity,becauseinternalresistance
willcauseheatanddamagewhentheyarerecharged.
The relationship between current, discharge time, and capacity for a lead acid battery is
approximated(overacertainrangeofcurrentvalues)byPeukert'slaw:

where

QPisthecapacitywhendischargedatarateof1amp.
Iisthecurrentdrawnfrombattery(A).
tistheamountoftime(inhours)thatabatterycansustain.
kisaconstantaround1.3.
For low values of I internal selfdischarge must be included. Terminal voltage can be
increased by connecting in series, while the current availability can be increased by connecting
batteriesinparallel.
Automotiveleadacidrechargeablebatterieshaveamuchharderlife.Becauseofvibration,
shock,heat,cold,andsulfationoftheirleadplates,fewautomotivebatterieslastbeyondsixyearsof
regular use. Automotive starting batteries have many thin plates to provide as much current as
possibleinareasonablysmallpackage.Ingeneral,thethicker theplates,thelongerthe lifeofthe
battery. Typically they are only drained a small amount before recharge. Care should be taken to
avoid deep discharging a starting battery, since each charge and discharge cycle causes active
materialtobeshedfromtheplates.
BatteryTesting
The open circuit voltage (OCV) yields a rough estimate of the freshness of the battery and can be
usedtodeterminetheamountofservicelifeofabattery.However,theclosedcircuitvoltage(CCV)is
abettermeasure.Thisisaccomplishedbyputtingthebatteryunderloadforonetotwosecondsand

Sources of Electrical Energy / 290


measuring the CCV. If the battery voltage is greater than or equal to 1.1 volts, the battery has
approximately20%serviceleft.Theloadisdeterminedbythesizeandtypeofbattery.Inthecaseof
asinglecylindrical1.5voltAlkalineorCarbonZincbattery,theloadwouldbeapproximately8ohms.
Otherwise,anOCVreadingof1.5voltsorgreaterforasinglecylindrical1.5voltAlkalineorCarbon
Zincbatteryindicatesessentiallyanundischargedbatteryoronethathasbeendischargedlessthan
10%.
CareandMaintenanceofBatteries
BatteryChargingProtocols
Chargingcurrentthatislessthan5%oftheAHratingofthebatterywillnotbeeffective.Hence,the
charging current I > AH/20. It is safe to use I = AH/10. A battery can charge up to 140% of the
capacity;i.e.wecancharge14hoursat I=0.1*AH.DonotusechargingcurrentoverAH/10unless
specificallyinstructedbythebatterymanufacturer.Abatterylosesenergyfrommerelysittingandit
willbekeptalivebyatricklechargeatrateAH/50<I<AH/30.

Periodiccharginganddischargingofbatteriesisessential.Abatteryorcellshallbecharged

fullyanddischargedfullywitharesistorthatdrawsacurrentofAH/10for8to9hoursformulticell
batteriesand10hoursforasinglecell.Then,itmustberechargedattheAH/10ratefor14to16
hours.Polarityreversalcanoccurinmulticellbatteriesandthebatteryshalldischargeonly10to20
%ofcapacity.Anotherproblemwiththebatteriesisthedendritegrowthespeciallyafterleavingit
discharged for a long time. These batteries can be
revitalizedbytemporarilyconnectingthemtoafully
charged battery as illustrated in Figure 6.36. By
pressing the pushbutton or a spring loaded switch,
thehighcurrentinthecircuitvaporizestheinternal
dendrites that shorts the plates together. We must
Figure6.36Aflashrevitilizationcircuitforbatteries

becarefulofexplosion!Andusesafetygoggles.We

can'trelyonrevitalizedonesandwemustreplacethemassoonaspossible.Tochargealeadacid
battery, connect it to a dc voltage equal to approximately 2.5 V per cell. Connecting the positive
terminalofthebatterytothepositivesideofthechargingsourceandthenegativeterminaltothe
negativesideresultsinchargingcurrentthroughthebattery.

A battery doesnt allow deep discharge after repeated shallow discharges; i.e. if it is

discharged up to 80 % of full capacity repeatedly, it appears as if it is fully discharged when 80 %

Sources of Electrical Energy / 291


point is reached. In case of a premature failure, the battery can be reformed by repeatedly fully
chargingfollowedbyimmediatelydeepdischargingit.
Explosion
Abatteryexplosionmaybecausedbythemisuseormalfunctionofabattery,suchasattemptingto
recharge a primary (nonrechargeable) battery, or short circuiting a battery. With car batteries,
explosionsaremostlikelytooccurwhenashortcircuitgeneratesverylargecurrents.Inaddition,car
batteriesliberatehydrogenwhentheyareovercharged(becauseofelectrolysisofthewaterinthe
electrolyte). Normally the amount of overcharging is very small, as is the amount of explosive gas
developed,andthegasdissipatesquickly.However,when"jumping"acarbattery,thehighcurrent
cancausetherapidreleaseoflargevolumesofhydrogen,whichcanbeignitedbyanearbyspark(for
example,whenremovingthejumpercables).
Whenabatteryisrechargedatanexcessiverate,anexplosivegasmixtureofhydrogenand
oxygenmay beproduced fasterthanitcanescapefromwithin thewallsofthebattery,leading to
pressurebuildupandthepossibilityofthebatterycasebursting.Inextremecases,thebatteryacid
may spray violently from the casing of the battery and cause injury. Overchargingthat is,
attemptingtochargeabatterybeyonditselectricalcapacitycanalsoleadtoabatteryexplosion,
leakage,orirreversibledamagetothebattery.Itmayalsocausedamagetothechargerordevicein
whichtheoverchargedbatteryislaterused.Additionally,disposingofabatteryinfiremaycausean
explosionassteambuildsupwithinthesealedcaseofthebattery.
Leakage
Figure 6.36 shows a leaking alkaline battery. Many battery
chemicalsarecorrosive,poisonous,orboth.Ifleakageoccurs,
either spontaneously or through accident, the chemicals
released may be dangerous. For example, disposable
batteriesoftenuseazinc"can"asbothareactantandasthe
Figure6.36Aleakedalkalinebattery

containertoholdtheotherreagents.Ifthiskindofbatteryis
runallthewaydown,orifitisrechargedafterrunningdown

toofar,thereagentscanemergethroughthecardboardandplasticthatformtheremainderofthe
container. The active chemical leakage can then damage the equipment that the batteries were
inserted into. For this reason, many electronic device manufacturers recommend removing the
batteriesfromdevicesthatwillnotbeusedforextendedperiodsoftime.

Sources of Electrical Energy / 292


EnvironmentalConcern
The widespread use of batteries has created many environmental concerns, such as toxic metal
pollution.Batterymanufacturingconsumesresourcesandofteninvolveshazardouschemicals.Used
batteries also contribute to electronic waste. Some areas now have battery recycling services
availabletorecoversomeofthematerialsfromusedbatteries.Batteriesmaybeharmfulorfatalif
swallowed. Recycling or proper disposal prevents dangerous elements (such as lead, mercury, and
cadmium) found in some types of batteries from entering the environment. In the United States,
Americanspurchasenearlythreebillionbatteriesannually,andabout179,000tonsofthoseendup
inlandfillsacrossthecountry.

Sources of Electrical Energy / 293

ELECTRICALSAFETY
ScopeandPurposeofElectricalSafety
Today,manissurroundedbyelectricaland
electronic equipment. Some of them
simple, some of them complicated, some
considered

essential,

and

some

convenience,theyareallintendedtoserve
us. At times, however, we observe that
they harm us. One of the ways that
electrical equipment could cause physical
harmistheelectricalshock(Figure6.37).
Electrical safety is containment or

Figure6.37Theelectricshock

limitationofhazards:

Electricshocktothepatients,employees,andvisitorsinformof
o

Macroshock

(both

contacts are external to


thebody)
o

Microshock (one of the


contact is inside of the
body)

Explosions that may result from


electrical contact sparks that
ignitevarietyofexplosivegases,
such as ether, or cyclopropane

Figure6.38Firecausedbyelectricity

anesthetics.

Fire(Figure6.38)

Damagetoequipmentandbuildings
Hazards can be minimized but not eliminated. It is not static phenomena; rather it is a

dynamic and continuous course of action involving hazard detection and correction. The scope of
electrical safety includes any electrically operated equipment used in laboratories and public
utilizationareasoftheDepartment.Safetyisprovidedviapowerdistributionandequipmentdesign.
Preventive maintenance procedures involving frequent equipment inspections and safety checks,

Sources of Electrical Energy / 294


uncoveringearlydegradationofpartsandreplacementsareneededforsafeoperationofequipment
inthelaboratoriesoftheDepartment.Educationandtrainingofthelabengineersandstudentsare
essentialingredientsofthesafetymeasures.
WhatIstheElectricalShock?
Electrical shock is defined as the undesirable biological damaging effect of an electrical current
passingthroughthebody.Electricalcurrentcouldaffectthebodyinthreebasicways:
1. Resistiveheating,
2. Electricalstimulationofnervesandmuscles,and
3. Electrochemicalburns(especiallyforDCcurrent).
Asaresultitcauses:

Uncontrollablemusclecontractionorunconsciousness,

Ventricularfibrillation

Injurytotissues

Electricalburns

Chemicalburns(fordccurrents)

Muscular paralysis, injuries, pain and


fatigue

Breakingthebonesandtendons

Secondary(side)effectsasfallingofthe
ladderorspillinghotoiletc.

Electrical current flows through the body


Figure6.39Directcontactwithpowerlines

dueto:

Direct contact with power lines


(Figure6.39)

Power line leakage in equipment to


chassis(Figure6.40)

Leakage to the body from diagnostic


andtherapeuticequipment

Uncontrolled electricity in the body


duringmedicalpractices

Defibrillatorcurrents

Figure6.40Powerlineleakage

Sources of Electrical Energy / 295

Electrosurgicalcurrents

Diathermycurrents

Theseverityoftheseeffectsdependson:

Pointofcontactandthedensity,

Frequency,and

Duration
current

of

the

passing

throughthebody.
Figure6.41illustrates
the physiological effect of
electricity. A current level
below 0.5 milliampere at 60
Hz frequency will not be felt
even if the person grips the
conductor. However, as low
as 0.2 milliampere may be
sensed if the conductor
makesapointcontact.Atlow

Figure6.41Rangesforthephysiologicaleffectofelectricity

levels, it gives a tingling


sensation and the victim can run away from further dangers of the electricity. As a rough guide, a
current more than 10 milliamperes at 60 Hz frequency, for a duration of a few tenths of a second
enteringthebodyfromonearmandleavingfromtheotherarmorfromthelegcouldbelethal.Yet,
atcurrentlevelslowerthan10milliamperes,anywherefromjustatinglingsensationtoinvoluntary
muscle contractions could result depending on the individual, raising the possibility of secondary
physicalinjuries,suchasfallingfromaladder.
Atcurrentlevelsprogressivelyhigherthan10milliamperes,respiratoryparalysis,ventricular
fibrillation, and burns result as illustrated in Figure 6.41. The figure represents estimated values
given for each effect in a 70kg male for 13 seconds exposure to 60 Hz current applied to copper
graspedbyhands.Amongthese,theventricularfibrillation,acertainfailureoftheheart,isthemajor
cause of death due to electric shock. The sensitivity of the individual varies. Women are more
susceptiblethanthemen.Thereisstatisticalvariationinthelevelcurrenttocausecertaineffects.

Sources of Electrical Energy / 296


Theamountofcurrentrequiredtocauseadangerouselectricshockincreasesatfrequencies
belowabout10Hz,andaboveabout1000Hz.Thismeansthatthe50and60Hzfrequencyusedfor
the mains supply is among the most dangerous, although technically and economically the most
appropriate.
Ifthedurationofthecurrentpassingthroughthebodyislessthanabout0.1second,even
higherlevelsofcurrentwillnotdoanyharm.Thebiologicaleffectsofelectricitydependdirectlyon
the amount of current passing through the body, but not directly on the potential difference
(voltage)appliedtothebody.
The voltage, being the force pushing the current though any circuit determines how much
current would pass in relation to the total electrical resistance in the circuit. (Ohm's law: Current
=Voltage/Resistance.)Sincethetotalresistanceisverydifficulttopredictinatypicalelectricalshock
situation,safetystandardsforelectricalshockareexpresseddirectlyintermsofcurrentlevels,rather
than their voltage equivalents. However, it could be stated that voltages less than about 30 volts
(rms)wouldnotusuallybeabletocausedangerousamountsofcurrentpassthroughthebodyunder
most

macro

shock

conditions.
How the Electrical
ShockOccurs?
Anelectriccurrentcould
flow through the body
unintentionallyinoneof
the

two

situations

explainedbelow.

Figure6.42Illustrationofmacroshockandmicroshock(cardiacshock)

MacroshockHazard
Ifanundesirableelectriccurrententersandleavesthebodythroughcontactsonalimbsuchasthe
hand,arm,orfoot,thisiscalledamacroshockhazard,asshowninFigure6.42.Inthiscasethepath
ofthecurrentisquitewideasitpassesthroughthechestwheretheheartislocated.Onlyasmall
partofthetotalcurrentaffectstheheart.Thereforethehazardisless.Thedangerouscurrentlevelof
10milliamperesstatedaboveisforamacroshockhazard.
Microshock(CardiacShock)Hazard
Ifinanywayanelectriccurrentpassesthroughthebodywithadirectelectricalcontactontheheart,
thisiscalledamicroshockorcardiacshockhazard.Sinceallofthecurrentwouldpassthroughthe

Sources of Electrical Energy / 297


heart,thehazardismuchmoreinthesensethatevenverysmallcurrentscoulddamagetheheart.
Thedangerouslevelofcurrentdirectlyappliedtotheheartcouldbeaslowas10microamperes.The
microshockhazardisnormallylimitedtomedicaladministrationofelectricallyoperatedequipment
onpatients.
The prevention of the abovementioned electric shock hazards share many common and
somespecifictechniques,assummarizedbelow.
HowtoPreventElectricalShocks?
At present, the potential causes of electric shock are well understood and comprehensive safety
measures have been standardized. In many countries, these standards are obligatory and they are
strictly enforced in the manufacturing and operation of all electrical equipment. However, even if
rare, equipment not conforming to such safety standards might be available in the market. Also,
properly manufactured equipment might lose its safety after some use or abuse. Therefore, the
educatedbuyerortheuserofelectricalequipmentshouldhaveanideaoftheessentialtechniques
ofpreventingtheelectricshockhazardbothasbuiltinfeaturesofequipmentandinthecourseofits
utilization.
Electricalsafetyorprotectionfromelectricshockscanbeachievedatthreelevels,namely
1. Atthepowerdistributionlevel,
2. Attheequipmentdesignlevel,and
3. Attheutilizationlevel.

Electrical

Safety

in

Power

Distribution
The present state of the electrical
engineering science dealing with the
distribution of electrical power
dictates that one of the wires
carrying the mains power be
grounded (earthed) as illustrated in
Figure 6.43. This grounding or
earthingisdonebeforeitreachesthe
utilization point, usually at the
transformer feeding a building. The

Figure 6.43Distributionofelectricalpower

Sources of Electrical Energy / 298


groundedwireiscalledthe"neutral".Theotherwiresarecalled"phase",or"line",or"live",or"hot".
The requirement of grounding one of the power wires brings together the possibility that
evenifapersontouchesjustasinglewire,hecouldgetanelectricshock.Ifhetouchestheneutral
wire,itisliketouchingground(almost)andnothingwillhappen.Butifhehappenstotouchoneof
thephasewires,rightfullycalledliveorhot,thecircuitwillbecompletedthroughhisfeettouching
theground!Obviously,asillustratedinFigure6.42,ifbothaphaseandneutralwire,ortwophase
wiresarecontactedbytwohands,anelectricalcurrentwillpassthroughthebodyevenifthefeet
are completely isolated from
theground.
The following safety
measures are called in the
distribution of electrical power
inbuildings.
Figure 6.44 shows a
simplified

electrical

power

distribution in the US. Circuit


Figure6.44Simplifiedelectricalpowerdistributionfor115V/60Hz

breakers

and

switches

to

interrupt power, or to turn


equipmentonandoffshouldbeplacedonthe"hot"wire(phase),butnotontheneutralwire.Ifa
neutral wire going to equipment is interrupted, the equipment will not work, although the phase
wire will still carry the dangerous mains voltage
withrespecttotheearth.
From the power distribution point of
view, it is permissible to isolate the two mains
wires from the ground in limited areas. This
techniqueiscalledthe"isolatedpowersystem",
andutilizedinwetareasandinoperatingrooms

Figure6.45Utilizationofisolationtransformer

of hospitals. The transformer employed in this


system(Figure6.45)iscalledanisolationtransformer.Itssecondarywindingiselectricallyinsulated
fromtheprimary,andhassomeotherspecialconstructionfeatures."Autotransformers"commonly
availableinthemarketdonothaveaninsulatedsecondaryandtheycannotbeusedforthispurpose.

Sources of Electrical Energy / 299


If
electrical

an

undesirable

connection

occurs

betweenthephasewireandthe
chassis of equipment, anybody
touchingthechassiswillhavean
electrical current going through
hisbodytotheground.Insucha
situation, instead of all of the

Figure6.46GroundFaultCircuitInterrupter(GFCI)

current leaving the phase wire


passingthroughtheneutral,someisdiverted totheground. Thisiscalledagroundfaultorearth
leakage. This condition can be detected by monitoring the difference between the currents in the
phase and neutral wires. They will be equal unless there is a ground fault. Simple and low cost
devices are available in the market to
continuouslymeasurethedifferenceand
if a significant difference occurs, break
thecircuitimmediately.Theseprotection
devices, called Ground Fault Circuit
Interrupters (GFCI), or Earth Leakage
Circuit Breakers (ELCB) are highly
recommendedfordomesticuse,andthey
areamustinthedistributionofanywet
area or outdoor installations (Figure
6.46). GFCI's are also available as an
adaptertoexistingwalloutlets.
As detailed below, any exposed
conducting

surface

of

Figure6.47Acompletebranchcircuit

electrical

equipmentshouldbeconnectedtothegroundinordertodischargeanycurrentleakingtoit.Forthis
purpose,alocalgroundingelectrodesystemisrequiredtobeestablishedforeachinstallation(i.e.,
building)asillustratedinFigure6.47.Thisistheresponsibilityoftheownerofthebuilding,notthe
power company. In many countries the owner will be obliged to provide a grounding system in
accordancewiththeapplicablestandards.Thegroundelectrodeconnectionshouldbebroughttothe
centraldistributionboardforthebuilding,andfromthereonthegroundwirewillbecarriedalong
withthepowerlinesinthedistributionsysteminside.Inthisway,chassisgroundingisconveniently

Sources of Electrical Energy / 300


done by the use of a threeway plug and socket pair. A direct connection to a metal water pipe
buriedunderthegroundcouldservethepurposeofgroundingifcertainconditionsaresatisfied.
Theuseoftheneutralwireastheonlywayofgroundingequipmentisneverpermissible.Any
failure of the neutral connection within
the building could cause the phase
voltage to appear on the chassis of
equipment resulting in unexpected
electrical shock accidents as illustrated
inFigure6.48.
We have to be careful in using
the water pipe as a grounding point in
Jeddah, since the pipe does not go to
theground;ratheritgoestothetankin
the roof. Such a case will electrify the
whole building in case of a serious
leakage.
Electrical

Safety

in

Equipment

Design
Any metallic or otherwise conducting
surfaceexposedonelectricalequipment
should be connected to the ground in

Figure6.48Ungroundedandgroundedchassis

order to discharge any current leaking


toit.
Figure 6.48 (a) shows equipment with ungrounded chassis. The equipment works without
anyproblemsincethegroundingofchassisisnotessentialfornormaloperationofit.However,a
persontouchingthechassisdrainsalltheleakagecurrenttogroundthroughhisbody.
Figure6.48(b)illustrateshowsafetyisprovidedviathechassisgrounding.Highcurrentflows
through the circuit breaker in case of any serious fault developing in the equipment. This leads to
tripping of the circuit breaker and interruption of the power to the equipment. Continuity of the
safetygroundwireandreceptaclemustbetestedperiodically.
This important safety requirement is relieved only if given equipment does not have any
exposedmetallicsurfaces,orsuchsurfacesareinsulatedfromthecurrentcarryingconductorsbya

Sources of Electrical Energy / 301


doublelayerofinsulationasillustratedinFigure6.49.Suchequipmentiscalled"doubleinsulated".
However,sincewaterenteringthistypeofequipmentcouldprovidealeakagepathtotheoutside,

Double insulated electric motor

Double insulated system


Figure6.49Doubleinsulatedsystemandanelectricmotor

theycannotbeemployedinwetareasandoutdoorapplicationssafely.
Whenever the power requirements of equipment permit, it should be designed to operate
fromalowenoughvoltagetolimitthecurrent,whichcouldpassinanaccident.Avoltagelevelbelow
30 volts (rms) could be considered safe in many applications. The low voltage should be obtained
frombatteries,orfromanisolationtypetransformerfeedingfromthemains.
An isolation transformer has its secondary winding electrically insulated from the primary
and some other special construction features. "Autotransformers" commonly available in the
marketdonothaveaninsulatedsecondaryandtheycannotbeusedforthispurpose.
If equipment has signal connections to outside, such as existing in audio and video
equipment, these should be electrically isolated from the mains voltage. This requirement can be
satisfied in most applications by utilizing an isolating power transformer feeding all the circuits in
equipment. In medical applications where direct body connections are required, special isolation
techniquesareutilizedtolimitthecurrent,whichcouldflowevenattheworstcases.
ElectricalSafetyinUtilization
Thefirstobligationofthebuyeranduserofelectricalequipmentistomakesurethatitisconforming
totheelectricalsafetyguidelinesstatedabove.Ifanysignificantdeviationsfromthesearesuspected,

Eithertheequipmentshouldberejectedor

Aspecialistinthefieldshouldbeconsulted.

Sources of Electrical Energy / 302


Itshouldbemadesurethattheelectricalpowerdistributionsystemathandissatisfyingthesafety
requirements. If equipment has a grounded, threeterminal plug, it should not be "adapted" to a
mainsoutlet,whichdoesnothaveagroundingterminal.
Afuseinthepowerdistributioncircuitorinsideequipmentnotonlyprotectsagainstpossible
fire or extensive damage to the equipment, but also provides a line of defense against electrical
shocks.Incaseashortcircuitprovidesacurrentpathfromaphasewiretothegroundedchassisin
equipment,theexcessiveamountofcurrentdrawnwilltripthefuseandimmediatelyremovepower
from the equipment. If a fuse is overrated or simply replaced by a thick wire this protection
obviouslyfails.
OfficeElectricalSafety
Electricityisessentialtotheoperationsofamodernautomatedofficeasasourceofpower.Electrical
equipmentusedinanofficeispotentiallyhazardousandcancauseseriousshockandburninjuriesif
improperlyusedormaintained.
Electricitytravelsthroughelectricalconductors,whichmaybeintheformofwiresorpartsof
the human body. Most metals and moist skin offer very little resistance to the flow of electrical
currentandcaneasilyconductelectricity.Othersubstancessuchasdrywood,porcelain,orpottery
offerahighresistanceandcanbeusedtopreventtheflowofelectricalcurrent.Ifapartofthebody
comes in contact with the electrical circuit, a shock will occur. The electrical current will enter the
bodyatonepointandleaveatanother.Thepassageofelectricitythroughthebodycancausegreat
pain, burns, destruction of tissue, nerves, and muscles and even death. Factors influencing the
effects of electrical shock include the type of current, voltage, resistance, amperage, pathway
throughbody,andthedurationofcontact.Thelongerthecurrentflowsthroughthebody,themore
serious the injury. Injuries are less severe when the current does not pass through or near nerve
centers and vital organs. Electrical accidents usually occur as a result of faulty or defective
equipment,unsafeinstallation,ormisuseofequipmentonthepartofofficeworkers.
Typesofelectricalhazardsfoundinanofficeenvironmentincludethefollowingparagraphs.
UngroundedEquipment
Grounding is a method of protecting employees from electric shock. By grounding an electrical
system,alowresistancepathtoearththroughagroundconnectionisintentionallycreated.When
properlydone,thispathofferssufficientlylowresistanceandhassufficientcurrentcarryingcapacity
to prevent the buildup of hazardous voltages. Most fixed equipment such as large, stationary
machinesmustbegrounded.Cordandplugconnectedequipmentmustbegroundedifitislocatedin

Sources of Electrical Energy / 303


hazardousorwetlocations,ifoperatedatmorethan150voltstoground,orifitisofacertaintype
of equipment (such as refrigerators and air conditioners). Smaller office equipment, such as
typewritersandcoffeepots,wouldgenerallynotfallintothesecategoriesandthereforewouldnot
havetobegrounded.Howevermuchofthenewerofficeequipmentismanufacturedwithgrounded
plugsasaprecaution(threeprongplugs).Insuchcases,theequipmentshouldbeusedinaccordance
withthemanufacturersinstructions.Inanycase,neverremovethethird(grounding)prongfromany
threeprongpieceofequipment.
OverloadedOutlets
Insufficientoroverloadingofelectricaloutletsshouldbeavoided.Asufficientnumberofoutletswill
eliminatetheneedforextensioncords.Overloadingelectricalcircuitsandextensioncordscanresult
inafire.Floormountedoutletsshouldbecarefullyplacedtopreventtrippinghazards.
Unsafe/NonApprovedEquipment
Theuseofpoorlymaintainedorunsafe,poorquality,nonapproved(bynationaltestinglaboratory)
coffee makers, radios, lamps, etc. (often provided by or used by employees) should be discarded.
Such appliances can develop electrical shorts creating fire and/or shock hazards. Equipment and
cordsshouldbeinspectedregularly,andaqualifiedindividualshouldmakerepairs.
Defective,FrayedorImproperlyInstalledCordsforElectricallyOperatedOfficeEquipment
Some common lethal
electrical hazards are
shown in Figure 6.50.
When the outer jacket
of a cord is damaged,
thecordmaynolonger
be waterresistant. The
insulation can absorb

Cheater plug
(adapter)

moisture, which may


then result in a short
circuit

or

Figure6.50Commonlethalelectricalhazards

excessive

currentleakagetoground.Ifwiresareexposed,theymaycauseashocktoaworkerwhocontacts
them. These cords should be replaced. Electric cords should be examined on a routine basis for
frayingandexposedwiring.

Sources of Electrical Energy / 304


ImproperPlacementofCords
Acordshouldnotbepulledordraggedovernails,hooks,orothersharpobjectsthatmaycausecuts
in the insulation. In addition, cords should never be placed on radiators, steam pipes, walls, and
windows. Particular attention should be placed on connections behind furniture, since files and
bookcasesmaybepushedtightlyagainstelectricoutlets,severelybendingthecordattheplug.
ElectricalCordsacrossWalkwaysandWorkAreas
Anadequatenumberofoutletsocketsshouldbeprovided.Extensioncordsshouldonlybeusedin
situations where fixed wiring is not feasible. However, if it is necessary to use an extension cord,
never run it across walkways or aisles due to the potential tripping hazard. If you must run a cord
acrossawalkway,eithertapeitdownorpurchaseacordrunner.
LivePartsUnguarded
Wallreceptaclesshouldbedesignedandinstalledsothatnocurrentcarryingpartswillbeexposed,
andoutletplatesshouldbekepttighttoeliminatethepossibilityofshock.
PullingofPlugstoShutOffPower
Switchestoturnonandoffequipmentshouldbeprovided,eitherintheequipmentorinthecords,
sothatitisnotnecessarytopulltheplugstoshutoffthepower.Toremoveaplugfromanoutlet,
takeafirmgriponandpulltheplugitself.Neverpullaplugoutbythecord.
Workingon"LiveEquipment"
Disconnectelectricalmachinesbeforecleaning,adjusting,orapplyingflammablesolutions.Ifaguard
is removed to clean or repair parts, replace it before testing the equipment and returning the
machinetoservice.
BlockingElectricalPanelDoors
Ifanelectricalmalfunctionshouldoccur,thepaneldoor,andanythingelseinfrontofthedoorwill
become very hot. Electrical panel doors should always be kept closed, to prevent "electrical
flashover"intheeventofanelectricalmalfunction.

Sources of Electrical Energy / 305

PROBLEMSONSOURCESOFELECTRICALENERGY
ReviewQuestions
1. Whatisapowersupply?
2. WhydoyouneedaDCpowersupply?
3. Whatarethecriticalfactorseffectingthechoiceofapowersupply?
4. Howalaboratorypowersupplydiffersfromaninstrumentpowersupply?
5. Whatistheripplefactor?
6. Whataretheloadandinputregulations?
7. Whatistheefficiencyofapowersupply?
8. Whataretheindispensiblecomponentsofapowersupply?
9. WhataretheAClinecomponentsofapowersupply?
10. Whatisafuse?
11. Whattypeofafuseispreferredinpowersupplies?
12. Whatisthemeaningofthevoltageratingofafuse?
13. Whatisafeasiblelink?
14. Whatisthetransientsuppressorandwhyitisusedattheinputsectionofapowersupply?
15. Whatisthefunctionofthelinefilterinpowersupplies?
16. What is the snubber, what is its function and in what position you expect to see it in a power
supply?
17. Whatarethecomponentsofasnubberandwhataretheirimportantproperties?
18. Whatisspecialaboutthetransformerusedinpowersupplies?
19. Whatisthefunctionoftherectifierdiodeinapowersupply?
20. Whatarethedifferencesbetweenrectifierdiodesandothertypesofdiodesthatyouknow?
21. Howcanyoutestadiodeusingamultimeter?
22. Whyhalfwaverectifiersarenotcommonlyusedalthoughtheyareverysimple?
23. What is the peak inverse voltage of a rectifier diode and how it is used in selecting rectifier
diodes?
24. Whydoyouneedsmoothinginpowersupplies?
25. Whatarethecircuitmodalitiesusedforsmoothinginpowersupplies?
26. Howcanyouchooseasmoothingcapacitorforagivenpowersupplyapplication?
27. Whatisthe"bleeding"resistor,whereandwhyitisused?
28. Why a small nonelectrolytic capacitor is connected in parallel with the electrolytic smoothing
capacitorinpowersupplies?
29. Whydoyouneedforavoltageregulatorinpowersuppliesthatareusedinelectronics?

Sources of Electrical Energy / 306


30. Whatisazenerdiodeandhowitdiffersfromanordinaryrectifierdiode?
31. Whataretheadvantagesofintegratedcircuitregulatorsoverthediscreteones?
32. Whatisacrowbarandhowitisusedinprotectingpowersupplies?
33. Whatisaswitchedregulatorandhowitdiffersfromthelinearregulator?
34. Whatarethemajoradvantagesofswitchingregulatorsoverthelinearones?
35. Whatarethemajordisadvantages/limitationsofswitchingpowersupplies?
36. Whatisthefunctionofthehighfrequencyswitchinswitchingregulators?
37. What are the similarities and differences between the input and output rectifiers used in
switchingpowersupplies?
38. What are the similarities and differences between the input filter capacitors and output filter
capacitors?
39. Whatisthefunctionofthepulsewidthmodulator(PWM)inregulatingtheoutputvoltage?
40. WhywehaveproblemofRFinterferenceinswitchingsuppliesandhowitcanbeeliminated?
41. Whatelementcontributesmosttotheweightofthepowersupplyandwhytheswitchingsupply
ismuchlighterthanitslinearcounterparts?
42. Whatisabatteryandwhatisitsfunctioninelectronics?
43. Whataretheanodeandcathodeasreferredtoabattery?
44. Whatistheprincipleofoperationofbatteries?
45. Whatisaprimarybatteryandwhatarethecommonlyavailableones?
46. Whataretheadvantagesofalkalinebatteries?
47. Whatisasecondarybatteryandhowitdiffersfromtheprimarybattery?
48. Whatarethemeaningsof"adrycell"and"awetcell"?
49. Howisthebatterycapacityexpressed?
50. Whatisthemeaningof"shelflife"forabattery?
51. Whatarethefactorsthataffectthelifeofabattery?
52. Whatarethecommonlyusedbatterychargingprotocolsforsecondarybatteries?
53. Whatisthetricklecharge?
54. Whydoesthebatteryleak?
55. Whymaythebatteryexplode?
56. Whatiselectricityandelectricshock?
57. Whatiselectricalsafety?
58. Whatisthescopeofelectricalsafety?
59. Whythebirdscansitonelectricalconductorsandyetdonotgetelectricalshock?
60. Whataretheelectricalhazardsthatmightbefacedinaregularofficeenvironment?
61. Whataretheelectricalhazardsthatmightbefacedinamedicalenvironment?

Sources of Electrical Energy / 307


62. Whythepatientswithelectrodesaremoresusceptibletoelectricalshock?
63. Whataretheimportantlevelsof60Hzelectricalcurrentforanaverageindividual?
64. Whatarethemacroshockandmicroshockhazards?
65. Whatisthesafetygroundandhowitcanpreventtheelectricshock?
66. WhythewaterpipecannotbeusedforgroundingindomiciliaryenvironmentinJeddah?
67. Whatisanisolatedpowersystem?
68. What is a ground fault circuit interrupter and how it can be used for a threephase power
system?
69. Whatarethewaysofprotectionagainstelectricalshockbymeansofequipmentdesign?
70. Whycanadoubleinsulatedoperatesafelywithoutagroundconnection?
ExercisesonPowerSupplies
1. Definethefollowingtermsrelatedtothepowersupplies:
a. Ripplefactor
b. Loadregulation
c. Inputregulation
d. Efficiency
2. Drawtheblockdiagramofalinearregulatedpowersupplyanddescribethemajorfunctioneach
blockbriefly.
3. Explain the function of the fuse in power supplies. What type of a fuse is preferred in power
supplies?
4. Explainshortlythefunctionofatransformerinapowersupplywithasimplecircuitsymboland
input/outputwaveforms.
5. Whatarethecriticalfactorsinselectingthetransformerforapowersupply?
6. Definetheefficiencyofthetransformerinapowersupply.
7. Discusshowtoselectatransformerforagivenpowersupplyapplicationwithanexample.
8. Discussthefunctionoftherectifierdiodeandthedifferencebetweenrectifierdiodesandother
typesofdiodesthatyouknow.
9. Discuss the reasons for halfwave rectifiers not being commonly used although they are very
simple.
10. Describehowtotestadiodeusingamultimeter.
11. Definetheforwardcurrent(IF),surgecurrent(ISFM),forwarddiodevoltage(VD)andpeakinverse
voltage(PIV)forarectifierdiodewithasimplesketch.
12. Mathematicallydeterminetheaverageandeffectivevaluesandtheripplefactorforhalfwave
andfullwaverectifiedvoltages.

Sources of Electrical Energy / 308


13. Discussthedeterminationofthepeakinversevoltagesinselectingrectifierdiodes.
14. Discussthenecessityforsmoothingandcircuitmodalitiesusedforthispurpose.
15. Calculatethesmoothingcapacitorrequiredforasupplywithoutputvoltage12V,current0.5A,
frequencyofthemain'ssupply60Hzandripplefactor10%.
16. Calculatetheapproximatecharginganddischargingtimesatsteadystateforthecapacitorinthe
previousquestion.Determinetheapproximatevalueoftheaveragechargingcurrentatsteady
state.
17.

Figure shows the equivalent

circuit of a smoothing capacitor. Define


eachcomponentinthecircuitanddiscuss
how they affect the performance of the
capacitorinapowersupply.
18. Explainthereasonforheavingasmallnonelectrolyticcapacitoracrossthesmoothingcapacitor.
19. Discus the reason for adding a small resistance between the output of the rectifier and
smoothingcapacitor.
20. Discusshowtochooseasmoothingcapacitorforagivenpowersupplyapplication.
21. Whatisthe"bleeding"resistor,whereandwhyitisused?
22. Anunregulatedpowersupplyhas2200Faluminumelectrolyticsmoothingcapacitorinparallel
with0.1Fpolystyrenecapacitor.Thenominalvalueoftheoutputvoltageis10Vfortheoutput
currentof0.5Aandmain'svoltage220Vat60Hz.
a. Calculate the DC component of the output voltage and the ripple voltage for the load
currentof0.1A.
b. Repeat(a)fortheloadcurrentof1A.
c. Calculate the output voltage and ripple for the output current 500 mA as the main's
voltagedroppingto200V.
d. Repeat(c)forthemain'svoltagerisingto240V.
23. Generateacomparisontableanddiscusstheeffectofloadcurrentandinputvoltagevariations
ontheperformanceofthepowersupply.
24. Discusstheneedforavoltageregulatorinpowersuppliesthatareusedinelectronics.
25. Designazenerdioderegulatedpowersupplyassumingthat:

Therequiredoutputvoltageis5V

Theoutputcurrentisbetween0and100mA

Transformerusedis220V/6V.

Sources of Electrical Energy / 309


a. Using commercial components, select the rectifier, smoothing capacitor and limiting
resistor.
26. Search for 5 IC voltage regulators from component catalogs and/or web and make a table of
comparisonfortheircharacteristics.
27. Designalinearregulateddualpowersupplythatwouldprovide1Aloadcurrentat6Vfroma
mains supply of 220 V / 60 Hz. Use practical values for the components and justify your
selections.
28. Explainthefunctionofthehighfrequencyswitchinswitchingregulators.
29. Drawthefunctionalblockdiagramofaswitchingpowersupplyandexplainthesimilaritiesand
differencesbetweenaregulartransformerusedinordinarypowersuppliesandhighfrequency
transformerusedinswitchingpowersupplies.
30. Explainthesimilaritiesanddifferencesbetweentheinputandoutputrectifiersusedinswitching
powersupplies.
31. Explain the similarities and differences between the input filter capacitors and output filter
capacitors.
32. Explainthefunctionofthepulsewidthmodulator(PWM)inregulatingtheoutputvoltage.
33.

The circuit shown is driven off by a 12 V DC supply. The

inductoris10mHandtheresistoris100.Theswitchworksat1
kHzwith40%dutycycle(i.e.itis"on"for0.4msand"off"for0.6
ms in a 1 ms cycle). Determine and draw the waveform of the
voltage across the resistor. What happens if the frequency of the
switchgoesto10kHz?Whathappensiftheswitchworksat100kHz?(Assumethatthediodeis
ideal,i.e.itworksasanelectronicswitch).
34. Thecurrentina10resistoris5*sin(314t)A
a. Drawthewaveformofthecurrent
b. Defineandcalculatethefollowingvaluesforthecurrent:
i. Peak
ii. Peaktopeak
iii. Average
iv. RootMeanSquare(RMS)
c. Calculatethevalueofthepowerdissipatedbytheresistor
d. HowmuchwouldbethecurrentifitwouldbeDCtogeneratethesamepoweronthe
resistor?

Sources of Electrical Energy / 310


35. For a transformer in a power supply, the required average output voltage is 10 V, the ripple
voltage is 1 V and the voltage drop across the rectifier is 2 V and the required output current
(average)is1A.Theefficiency()ofthetransformeris0.8.Calculate:
a. therequiredoutputvoltageofthetransformer
b. theinputcurrentofthetransformeriftheinputvoltageis220V
c. theoutputpowerdeliveredbythepowersupply
d. thepowerlossbythetransformer.
36. AseriesRLcircuithasR=0.1kandL=10mH.ThecircuitisexcitedbyVi=5+10sin(1000t)V
a. Drawthecircuitdiagram
b. CalculatethevoltagesacrossRandL.

ExercisesonBatteries
MultipleChoiceQuestions
1. Whichoneofthefollowingcellisnotaprimarycell?
a. Carbonzinc
b. Alkaline
c. Zincchloride
d. Leadacid
2. ThedcoutputofaCsizealkalinecellis
a. 1.2V
b. 1.5V
c. 2.1V
d. About3V
3. Whichofthefollowingcellisasecondarycell?
a. Silveroxide
b. Leadacid
c. Nickelcadmium
d. Bothbandc
4. Whathappenstotheinternalresistance,ri,ofavoltaiccellasthecelldeteriorates?
a. Itincreases
b. Itdecreases
c. Itstaysthesame
d. Itusuallydisappears

Sources of Electrical Energy / 311


5. Theoutputvoltageofaleadacidcellis
a. 1.35V
b. 1.5V
c. 2.1V
d. About12V
6. Cellsareconnectedinseriesto
a. Increasethecurrentcapacity
b. Increasetheoutputvoltage
c. Decreasethevoltageoutput
d. Decreasetheinternalresistance
7. Cellsareconnectedinparallelto
a. Increasethecurrentcapacity
b. Increasetheoutputvoltage
c. Decreasetheoutputvoltage
d. Decreasethecurrentscapacity
8. FiveDsizealkalinecellsinserieshaveacombinedvoltageof
a. 1.5V
b. 5.0V
c. 7.5V
d. 11.0V
9. Abatteryhasnoloadvoltageof9V.It'sterminalvoltagedropsto8.25Vwhenaloadcurrentof
200mAisdrawnfromthebattery.Theinternalresistanceriequals
a. 0.375
b. 3.75
c. 41.25
d. 4.5
10. Themaindifferencebetweentheprimaryandsecondarycellisthat
a. Aprimarycellcanberechargedandasecondarycellcannot
b. Asecondarycellcanberechargedandaprimarycellcannot
c. Aprimarycellhasanunlimitedshelflifeandasecondarycelldoesnot
d. Aprimarycellproduceadcvoltageandsecondarycellproduceacvoltage
11. Whichoneofthefollowingbatterieshasacellvoltageof1.2V?
a. Leadacid
b. Zincchloride
c. Nickelcadmium

Sources of Electrical Energy / 312


d. Lithium
12. Fivenickelcadmiumcellsinserieshaveacombinedvoltageof
a. 5.0V
b. 6.0V
c. 7.5V
d. 11.0V
13. What type of battery or cell would likely be used to power this
portabledrill?
a. Amercuryoxidebuttonbattery
b. Aleadstoragebattery
c. Anickelcadmiumbattery
d. Ahydrogenoxygenfuelcell
14. This type of alkaline cell is commonly used to power flashlights and
othersimilarobjects.Whichistheanodeofthecell?
a. Carbonrod
b. PasteofKOH,MnO2
c. Zinccan
d. Water
GeneralQuestionsonBatteries
1. Many highend cell phones are equipped with lithium ion batteries. Use the resources of the
Webtofindoutmoreaboutthistypeofbatterybysearchingfor"lithiumbatterychemistry."
2. Arelithiumbasedbatteriesbetterthannickelmetalhydrideones?UsetheWebtofinddetails
aboutthesetwotypesofbatteries.Then,writeabriefsummaryofyourfindingsandgiveyour
conclusionastowhichbatterywouldbemoresuitableforuseinanelectricvehicle.
3. Whyisthisbatterysuitedforuseinportabledevices?
4. Whatmaterialsformtheanodeandthecathodeofalithiumionbattery?
5. Whatisthevoltageofalithiumionbattery?
6. What other types of batteries are used in cell phones? What are their advantages and
disadvantagescomparedtolithiumionbatteries?
7. Drawthecircuitdiagramofabatterychargerthathas15Voutputandusedtwochargetwo12V
leadacidbatteriessimultaneously.
8. HowmuchistheenergyinJoulestoredinDsizealkalinebattery?
9. Makeawebsearchandfindoutthetypeofcellthatistypicallyusedinwatches,hearingaids,
cameras,etc.Explainthereasonforitspreferenceoverothers.

Sources of Electrical Energy / 313


10. Howlongitwilltaketochargeaflat(noinitialcharge)1.8AHbatteryfromaconstantcurrent
sourcethatsupplies200mAintothebatteryduringcharging.

ExercisesonElectricalSafety
MultipleChoiceQuestionsA
MultipleChoice:Inthefollowinggroupofquestionsselectthestatements,whicharecorrect(there
maybemorethanonecorrectstatementineachproblem).
1. Physiologicaleffectofelectricitydepend:
a. Solelyonthevoltageappliedtothebodysinceitisthehighenoughvoltagewhichbreaks
downtheskininsulationandcausesanelectricshock;
b. Onthecurrentwhichpassesthroughthebody;
c. On both voltage and the total impedance of the circuit since these determine the
current.
2. Thedangerouslevelsofelectricshockdepend:
a. Onlyonthetotalamountofcurrentpassingthroughthebody;
b. Onthecurrentdensityacrosscriticalorgans.
3. Inthefollowingstatements,theelectricalcurrentmentionedpassestwohandsofanadultmale
forabout1second:
a. Theminimumcurrentperceivablebythemostsensitivepersonisabout0.5mA;
b. Themostfortunatepersoncantakehishandsoffthehotconductorsatcurrentlevelsup
to100mA;
c. Respiratoryparalysiscanoccuratcurrentlevels<20mA;
d. Themostdangerousformofelectricshockhazard,ventricularfibrillationoccursbetween
about50mAand5Amperes;
e. Currents>6Adoesnotusuallycausefibrillationoranyknowndamagetotheheart,butit
maycauserespiratoryparalysis.
4. Themostdangerousfrequencyforelectricshockis:
a. Lowfrequencies(approximately10Hzto100Hz);
b. Zerofrequency(directcurrent);
c. Highfrequencies.
5. InJeddah,thepowerdistributiontononindustrialdistrictsisby:
a. Onlyasinglelineconductorat220Vplusaneutral;
b. Twolineconductorsplusaneutral,thatistwophases180degreesapart;

Sources of Electrical Energy / 314


c. Threephasesystem,linetoneutralvoltagebeing127Voltsandlinetolinevoltage220
Volts.
6. Theprecautionsthatcanbetakenagainstthemacroshockelectrichazardsare:
a. DrivenrightlegcircuitforECGequipment;
b. Doubleinsulationoftheequipment;
c. Opticalisolationoftheamplifiercircuits;
d. Propergroundingoftheequipmentcases;
e. Isolationtransformersforthepowerdistribution.
7. Theprecautionsagainstthemicroshockhazardcouldbe:
a. Running individual grounding conductors form each equipment to a central ground
terminalineverypatientroom;
b. Batteryoperated,doubleinsulatedequipment;
c. Isolationtransformersforthepowerdistribution;
d. Isolation transformers for supplying power to OPAMP circuits and for output
connections.
8. In armtoarm passage of 60 Hz current, levels above 6 Amps. generally does not cause
ventricularfibrillationbecause:
a. Current is well distributed throughout the chest leaving negligible amount through the
heart;
b. Itstimulatesthewholeheart;
c. Patientdiesassoonasitisapplied;
d. 60Hzdoesnotstimulatetheactivecells.
9. AccordingtotheU.S.NFPAstandards,theleakagecurrentlimitsforelectricalappliancesare:
a. Forappliancesnotintendedtocontactpatients,chassisleakage=100mA;
b. For appliances likely to contact patients, chassis leakage = 100mA and patient lead
(electrode)leakage=10mA;
c. For appliances with "isolated" patient leads, chassis leakage = not applicable, patient
lead=10mA.
10. Groundfaultcircuitinterrupterdevicesareusuallyusedinthe:
a. Operatingroom;
b. EEGlaboratories;
c. Hemodialysisward.
11. Anequipotentialgroundsystem:
a. Consistsofaseparateadditionalgroundwireconnectionsfromeachequipmentchassis
andmetalsurfacetoacentralgroundterminal;

Sources of Electrical Energy / 315


b. Consistsofaseparategroundwireconnectingthemetalsurfacesofeachequipmentto
eachotherincascadeorder(oneafteranother);
c. Reducesdifferentialpotentialsbetweensurfacestozero;
d. Usedinoperatingrooms,ICUandCCU.
MultipleChoiceQuestionsB
FillintheBlankSpacesinthefollowinggroupofquestions.
1. Inpowersystems,theblackwireis________________,thewhitewireis______________,and
thegreenwireis_______________.
2. The maximum differential voltage between metal surfaces in critical care areas is
______________mV.
3. Specialized hospital electrical safety test equipment measures ___________ resistance,
_______________polarity,____________springtensionand_______________current.
4. Leakagecurrentcanbereducedbyaddinga_________wirefromequipmentmetalchassistoa
common_____________terminal.
5. Leakage current standards are _________ microamper or less for critical care areas,
______________microamperorlessforpatientcareareas,and_____________microamperor
lessforpublicareasofthehospital.
GeneralQuestions
SolvetheFollowingProblemsinDetail.
1. The patient's right hand touches the bedrail, which is coupled to 220V rms above ground
through 1600pF leakage capacitor of the driving electric motor. The left hand of the patient
touches the metal base of a lamp, which is grounded. A salinefilled catheter (R=20K) for
measuringbloodpressureisconnectedtothepatient'sheart.Someofthepressuretransducer
straingagewiringisgrounded,andthetransducerissomewhatisolatedelectrically.However,
thereis100pFcapacitancebetweenthegroundandthesaline.Assumetheskinresistanceofthe
patientis100K.
a. Drawacompleteequivalentcircuitindicatingthepathsofleakagecurrentsthroughthe
patient'sbody;
b. Computethermscurrentthroughthepatient'sheartfortheabovesituation;
c. Isthereamicroshockormacroshockhazard,why?
2. Drawthecircuitdiagramforagroundfaultcircuitinterrupterforathreephasepowersystem.
3. Statethewaysofprotectionagainstelectricalshockbymeansofequipmentdesign.
4. Definesafety.

Sources of Electrical Energy / 316


5. Listtypesofhazardsthatmightbefacedinamedicalenvironment.
6. Define each hazard you have and list at least three types for each category. Discuss ways of
protectionforeachtype.
7. Defineelectricity.
8. Defineelectricalshock.
9. Definethescopeofelectricalsafety.
10. Drawasymbolicelectricaldiagramthatindicatesthepatientandconditionsofelectricalshock.
11. Explainwhythepatientswithelectrodesaremoresusceptibletoelectricalshock.
12. Explaintheresponseofthehumanbodytoelectricalcurrentat60Hz.Whataretheimportant
levelsforanaverageindividual?
13. Explainthemacroshockandmicroshockhazards.

REFERENCES

ReferencesonPowerSupplies
HnatekER,Designofsolidstatepowersupplies,VanNostrandReinhold,NewYork,2nded,1989.
BigelowSJ,"Allaboutswitchingpowersupplies",ElectronicsNow,pp.4047,August1997.
LuchiLR,"Powersupplyregulation",ElectronicsNow,pp.6976,December1994.
http://www.electronicstutorials.ws/diode/diode_7.html(lastvisitedinMarch2011)
http://en.wikipedia.org/wiki/Switchedmode_power_supply(lastvisitedinMarch2011)
ReferencesonBatteries

Wikipediasourcesonbatteries

Shultz,Grob'sIntroductiontoElectronics,McGrawHill,2007

Carr,J.J.andBrown,J.M.IntroductiontoBiomedicalEquipmentTechnology,3rded.Prentice
Hall,1997.

Temperature Measurement / 317

TEMPERATUREMEASUREMENT

BASICPRINCIPLES
DefinitionofTemperature
TemperatureScale
ReferenceTemperatures
TEMPERATUREMEASURINGDEVICES
Thermocouples
ResistanceTemperatureDevices
RadiationDetectors(InfraredSensors)
IntegratedCircuit(I.C.)Sensors
BimetallicDevices
FluidExpansionDevices
Chemical(ChangeofState)Sensors
ComparisonofPracticalTemperatureMeasurementDevices
TEMPERATUREMEASUREMENTUSINGTHERMOCOUPLES
PrincipleofOperation
EmpiricalLawsofThermocouples
MeasuringThermocoupleVoltagewithaDigitalVoltmeter(DVM)
TheReferenceJunction
ReferenceCircuit:ExternalReferenceJunctionNoIceBath
ExternalReferenceJunctionNoIceBath
WhyThermocoupleisUsed?
ExamplesforThermocoupleandTemperatureMeasurement
TEMPERATUREMEASUREMENTUSINGTHERMISTORS
PrincipleofOperation
ThermistorLinearization
ThermistorThermometry

Temperature Measurement / 318

LEARNINGOBJECTIVES
Aftercompletingthischapter,thestudentsareexpectedto:
1. Definetemperature.
2. Describetemperaturescales.
3. Interpretreferencetemperatures.
4. Listtemperaturemeasuringdevices.
5. Explainprinciplesofthermocouples.
6. Describeresistancetemperaturedevices.
7. Describetheprinciplesandapplicationsofradiationdetectors(infraredsensors).
8. Explaintheprinciplesandapplicationsofintegratedcircuit(I.C.)sensors.
9. Describetheprinciplesandapplicationsofbimetallicdevicesintemperaturesensing.
10. Explaintheprinciplesandapplicationsoffluidexpansiondevicesandchemical(changeofstate)
sensors.
11. Comparepracticaltemperaturemeasurementdevices.
12. Illustratetheprincipleoftemperaturemeasurementusingthermocouples.
13. Statetheempiricallawsofthermocouples.
14. Describehowtomeasurethethermocouplevoltageusingadigitalvoltmeter(DVM).
15. Discusstheimportanceofthereferencejunction.
16. Describethereferencecircuitthatreplacesthefunctionofthereferencejunction.
17. Describe the software compensation technique that replaces the function of the reference
junction.
18. Discussthereasonsforcommonlyusingthermocouplesintemperaturemeasurement.
19. Explaintheprincipleofoperationofthermistors.
20. Describethethermistorlinearizationtechniques.
21. Explainthethermistorthermometry.

Temperature Measurement / 319

BASICPRINCIPLES
DefinitionofTemperature
Temperature is an expression for the kinetic energy of vibrating atoms and molecules of a matter.
Thisenergycanbemeasuredbyvarioussecondaryphenomena,e.g.,changeofvolumeorpressure,
electricalresistance,electromagneticforce,electronsurfacecharge,oremissionofelectromagnetic
radiation.Manyengineeringapplicationsrequiredirectmeasurementofthetemperature.Synthetic
fuelresearch,solarenergyconversionandnewenginedevelopmentareafewofthesedisciplines.All
industries place new emphasis on energy efficiency. Hence, the fundamental measurement of
temperature assumes new importance. Temperature also effects measurement of most physical
variablesanditmustbemeasuredforcompensationpurposesaswell.
TemperatureScale
ThemostfrequentlyusedtemperaturescalesareCelsiusandFahrenheit,whichdividethedifference
betweenthefreezingandboilingpointsofwaterinto100and180,respectively.
C=(5/9)(F32),andF=(9/5)C+32

The thermodynamic scale begins at absolute zero, or 0 Kelvin, the point at which all atoms cease
vibratingandnokineticenergyisdissipated.
0K=273.15C=459.67F
The official Kelvin scale does not carry a degree sign. The units are expressed in kelvins, not
degreesKelvin.
ReferenceTemperatures
Wecannotbuildatemperaturedivideraswecanavoltagedivider,norcanweaddtemperaturesas
wewouldaddlengthstomeasuredistance.Wemustrelyupontemperaturesestablishedbyphysical
phenomena, which are easily observed and consistent in nature. The International Temperature
Scale(ITS)isbasedonsuchphenomena.Revisedin1990,itestablishesseventeenfixedpointsand
correspondingtemperatures.Referencetemperaturesincludethetriplepoints(thetemperatureand
pressureatwhichsolid,liquid,andgasphasesofagivensubstanceareallpresentsimultaneouslyin
varyingamounts)ofseveralimportantengineeringsubstances.Examples:

Triplepointofwater=0.01C,

Triplepointofhydrogen=259.3467C,and

Freezingpointofsilver=961.78C.

Temperature Measurement / 320


Sincewehaveonlythesefixedtemperaturestouseasareference,wemustuseinstrumentsto
interpolate between them. But accurately interpolating between these temperatures can require
somefairlyexotictransducers,manyofwhicharetoocomplicatedorexpensivetouseinapractical
situation.

TEMPERATUREMEASURINGDEVICES
Temperature can be measured via a diverse array of sensors. All of them infer temperature by
sensingsomechangeinaphysicalcharacteristicofthedevice.Thetypeswithwhichanengineeris
likelytocomeintocontactare:

Thermocouples,

Resistancetemperaturedevices(RTDsandthermistors),

Infraredradiators,

I.C.sensors,

Bimetallicdevices,

Liquidexpansiondevices,and

Changeofstatedevices

In the chemical process industries, the most commonly used temperature sensors are
thermocouples,resistivedevicesandinfrareddevices.
Thermocouples
Thermocouplesconsistessentiallyoftwostripsorwiresmadeofdifferentmetalsandjoinedatone
end.Anelectromotiveforce(e.m.f)isinducedbetweentheotherendswhosevalueisrelatedtothe
temperature ofthejunction.Astemperaturegoes up,thisoutpute.m.fofthethermocouplerises,
though not necessarily linearly. Output voltages for some popular thermocouples are plotted as a
functionoftemperatureinFigure7.1.Itisthemostversatiletemperaturetransducer.

Temperature Measurement / 321


80

Type of Metals

E
60
Millivolts

K
J

40
20

+
E Chromel vs Constantan
J Iron vs Constantan
K Chromel vs Alumel
R Platinum vs Platinum
13% Rhodium
S Platinum vs Platinum
10% Rhodium
T Copper vs Constantan

0
500

1000 1500

2000

Temperature, C
Figure7.1Typicalthermocouplecharacteristics

ResistanceTemperatureDevices
Resistance temperature devices capitalize on the fact that the electrical resistance of a material
changesasitstemperaturechanges;

R=R0[1+(TT0)]

Where R0istheresistanceat T=T0and isthetemperaturecoefficientofthedevice.Twokeytypes


arethemetallicdevices(commonlyreferredtoasRTDs),andthermistors.
RTDs
Astheirnameindicates,RTDsrelyonresistancechangeinametal,withtheresistancerisingmoreor
lesslinearlywithtemperature.ThemostcommonRTDsaremadeofeitherplatinum,nickel,ornickel
alloys.Theeconomicalnickelderivativewiresareusedoveralimitedtemperaturerange.Theyare
quite nonlinear and tend to drift with time. For measurement integrity, platinum is the obvious
choice.AtypicalRTDconsistsofafineplatinumwirewrappedaroundamandrelandcoveredwitha
protectivecoating(alsoabbreviatedPRTD).Itisthemoststabletemperaturetransducer.
In the newest construction technique, a platinum or metalglass slurry film is deposited or
screened onto a small flat ceramic substrate, etched with a lasertrimming system, and sealed to
formthefilmRTD.Itofferssubstantialreductioninassemblytimeandhasthefurtheradvantageof
increased resistance for a given size. Due to the manufacturing technology, the device size itself is
small,whichmeansitcanrespondquicklytostepchangesintemperature.FilmRTDsarelessstable
thantheirwirewoundcounterparts,buttheyaremorepopularbecauseoftheiradvantagesinsize,
productioncostandruggedness.

Temperature Measurement / 322


Thermistors
R T (k)

10

LiketheRTD,thethermistorisalsoatemperaturesensitive
resistor. It is based on the resistance change in a ceramic

NTC

semiconductor; the resistance drops nonlinearly with

PTC

temperature rise. There are two types as the positive


temperature coefficient (PTC) and negative temperature
0.1
0

Temperature, C

coefficient (NTC) as illustrated in Figure 7.2. Although


100

Figure7.2IllustrationofNTCandPTC
typethermistors

positive temperature coefficient units are available, most


thermistors have a negative temperature coefficient (TC);
that is, their resistance decreases with increasing
temperature. The negative TC can be as large as several

percentperdegreeC,allowingthethermistorcircuittodetectminutechangesintemperature,which
could not be observed with an RTD, or thermocouple circuit. The PTC type is used mainly in
thermostat type applications in which the electrical power applied to an electrical element, like a
motor,isinterruptedasthetemperature(ofitswinding)goesaboveapresetvalue.
The thermistor is the most sensitive temperature

VT or RT

transducer.Ofthethreemajorcategoriesofsensorsshown
Thermistor

in Figure 7.3, the thermistor exhibits by far the largest


RTD

parameter change with temperature. The price we pay for


thisincreasedsensitivityislossoflinearity.Thethermistoris

Thermocouple

Temperature, C
Figure7.3Threetemperaturemeasuring

an extremely nonlinear device, which is highly dependent


upon process parameters. Consequently, manufacturers
have not standardized thermistor curves to the extent that
RTDandthermocouplecurveshavebeenstandardized.

devicestogether

The resistancetemperature relationship of a NTC type


thermistor is negative and highly nonlinear. This poses a serious problem for engineers who must
design their own circuitry. However, using thermistors in matched pairs, in such a way that the
nonlinearitiesoffseteachother,caneasethedifficulty.Furthermore,vendorsofferpanelmetersand
controllersthatcompensateinternallyforthermistorslackoflinearity.
TheSelfHeatingProblem
Otherimportantproblemthateffectsthethermistorandallotherresistancetemperaturedevicesis
theselfheating.Thecurrentpassingthroughthedevicecausesconversionoftheelectricalenergyto
heatatarate

Temperature Measurement / 323

100

P=I2Rt

0 slope

Heat generated is dissipated to the


environment.

10

of

dissipation

is

proportional to the difference between the

- slope
Voltage, V

Rate

1.0

case temperature of the thermistor and the


+ slope

ambient temperature. The equilibrium is

0.1
0.10

1.0

10.0

100.0

Current, mA
Figure7.4Selfheatinginthermistors

reachedastherateofdissipationbalancesthe
rate of generation. An increase in the case
temperature causes a decrease in the
resistance of the thermistor. The voltage
acrossthethermistorisV=IRt

The VI characteristic of a typical thermistor is shown in Figure 7.4. The device is used as a
temperaturetransducerinthe+sloperegionwheretheselfheatingisnegligible.
RadiationDetectors(InfraredSensors)
Infrared (IR) sensors are noncontacting devices that infer temperature by measuring the thermal
radiation emitted by the surface of a material as illustrated in Figure 7.5. Electromagnetic energy
radiates from all matters regardless of their
temperatures. In many process situations, the
energy is in the infrared region. As the
temperature goes up, the amount of infrared
radiation and its average frequency go up.
Different materials radiate at different levels of
efficiency. This efficiency is quantified as
emissivity, a decimal number or percentage
rangingbetween0and1or0%and100%.
Mostorganicmaterials,includingskin,are
very efficient, frequently exhibiting emissivity of
0.95. Most polished metals, on the other hand,
tend to be inefficient radiators at room
temperature, with emissivity or efficiency often
Figure7.5AnIRtypetemperaturemeasuringdevice

20% or less. To function properly, an infrared


measurement device must take into account the

Temperature Measurement / 324


emissivityofthesurfacebeingmeasured.Thiscanoftenbelookedupinareferencetable.However,
we have to bear in mind that tables cannot account for localized conditions such as oxidation and
surface roughness. A sometimes practical way to measure temperature with an infrared technique
whentheemissivitylevelisnotknownistoforcetheemissivitytoaknownlevel,bycoveringthe
surfacewithmaskingtape(emissivityof95%)orahighlyemissivepaint.
Someofthesensorinputsmaywellconsistofenergythatisnotemittedbytheequipmentor
material whose surface is being targeted. Instead, there may be some rays being reflected by that
surfacefromotherequipmentormaterialsreachingthesensor.
Emissivity pertains to energy radiating from a surface, whereas reflection pertains to
energyreflectedfromanothersource.Emissivityofanopaquematerialisaninverseindicatorofits
reflectivitysubstancesthataregoodemittersdonotreflectmuchincidentenergy,andthusdonot
posemuchofaproblemtothesensorindeterminingsurfacetemperatures.Conversely,whenone
measures a target surface with only, say, 20% emissivity, much of the energy reaching the sensor
mightbeduetoreflectionfrom,e.g.,anearbyfurnaceatsomeothertemperature.Inshort,wehave
tobewaryofhot,spuriousreflectedtargets.Aninfrareddeviceislikeacamera,andthuscoversa
certainfieldofview.Itmight,forinstance,beabletoseea1degreevisualconeora100degree
cone.

IntegratedCircuit(I.C.)Sensors

An innovation in thermometry is
1 A/K

To DVM

Current sensor

10 mV/K

1 M

To DVM

the integrated circuit temperature


transducers shown in Figure 7.6.
These are available in both voltage

Voltage sensor

and currentoutput configurations.


Both supply an output that is

Figure7.6ICtemperaturesensors

linearly proportional to absolute

temperature.Typicalvaluesare1A/Kand10mV/K.
Someintegratedsensorsevenrepresenttemperatureinadigitaloutputformatthatcanbe
read directly by a microprocessor. Except that they offer a very linear output with temperature,
theseICsensorsshareallthedisadvantagesofthermistors.Theyaresemiconductordevicesandthus
havealimitedtemperaturerange.The sameproblemsofselfheatingandfragilityare evidentand
theyrequireanexternalpowersource.

Temperature Measurement / 325


These devices provide a convenient way to produce an easytoread output that is
proportionaltotemperature.Suchaneedarisesinthermocouplereferencejunctionhardware,and
infactthesedevicesareincreasinglyusedforthermocouplecompensation.
BimetallicDevices
Bimetallic devices take advantage of the difference in rate of
Metal A

thermal expansion between different metals. Strips of two metals


arebondedtogetherasillustratedinFigure7.7.Whenheated,one
sidewillexpandmorethantheother,andtheresultingbendingis

Metal B
Figure7.7Abimetallic
temperaturesensor

translated into a temperature reading by mechanical linkage to a


pointer. These devices are portable and they do not require a
power supply, but they are usually not as accurate as
thermocouplesorRTDsandtheydonotreadilylendthemselvesto

temperaturerecording.
FluidExpansionDevices
Typified by the household thermometer illustrated in Figure 7.8, fluidexpansion devices generally
comeintwomainclassifications:

Safety bulb

Themercurytype,and

Theorganicliquidtype.

50
Capillary tube

Versionsemployinggasinsteadofliquidarealsoavailable.

Stem
Mercuryisconsideredanenvironmentalhazard,sothereare
regulations governing the shipment of devices that contain it. Fluid
expansion sensors do not require electric power, do not pose
explosionhazards,andarestableevenafterrepeatedcycling.Onthe
other hand, they do not generate data that are easily recorded or

0
Temperature
sensing bulb
Figure7.8Amercury
thermometer

transmitted,andtheycannotmakespotorpointmeasurements.
Chemical(ChangeofState)Sensors
Changeofstate temperature sensors consist of labels, pellets, crayons, lacquers or liquid crystals
whoseappearancechangeswhenacertaintemperatureisreached.Theyareused,forinstance,with
steamtrapswhenatrapexceedsacertaintemperature,awhitedotonasensorlabelattachedto
thetrapwillturnblack.Responsetimetypicallytakesminutes,sothesedevicesoftendonotrespond
totransienttemperaturechanges,andaccuracyislowerthanothertypesofsensors.Furthermore,
the change in state is irreversible, except in the case of liquidcrystal displays. Even so, changeof

Temperature Measurement / 326


state sensors can be handy when one needs confirmation that the temperature of a piece of
equipmentoramaterialhasnotexceededacertainlevel,forinstancefortechnicalorlegalreasons,
duringproductshipment
ComparisonofPracticalTemperatureMeasurementDevices
The four most common temperature transducers are thermocouples, resistancetemperature
detectors (RTDs), thermistors, and integrated circuit sensors. Their characteristics are shown and
advantagesanddisadvantagesaretabulatedinFigure7.9.

RTD

Self powered
Simple
Rugged
Inexpensive
Wide variety of
physical forms
Wide temperature
range

Resistance

Voltage

Disadvantages

Advantages

Temperature

Non-linear
Low voltage
Reference required
Least stable
Least sensitive

Temperature

I.C. Sensor

Resistance

Thermistor
Voltage or current

Thermocouple

Most stable
Most accurate
More linear than
thermocouple

Expensive
Slow
Current source
required
Small resistance
change
Four-wire
measurement

Temperature

High output
Fast
Two-wire ohmic
measurement

Non-linear
Limited
temperature range
Fragile
Current source
required
Self-heating

Temperature
Most linear
Highest output
Inexpensive

T < 250C
Power supply
required
Self-heating
Limited
configurations

Figure7.9Comparisonoffourtemperaturemeasurementdevices

V or I

Temperature Measurement / 327

TEMPERATUREMEASUREMENTUSINGTHERMOCOUPLES
PrincipleofOperation
Metal A

When two wires composed of dissimilar metals are joined

Metal A

at both ends and one of the ends is heated, there is a


continuouscurrentwhichflowsinthe thermoelectric circuit
Metal B

asshowninFigure7.10.ThisiscalledtheSeebeckeffect.

Figure7.10Thethermoelectriccircuit

If this circuit is broken at the center as shown in


Figure 7.11, the net open circuit voltage (the Seebeck

+
V AB
-

Metal A

voltage) is a function of the junction temperature and the


composition of the two metals. All dissimilar metals exhibit this

Metal B

effect. For small changes in temperature the Seebeck voltage is

V AB = Seebeck voltage

linearly proportional to temperature: VAB = T, where , the

Figure7.11TheSeebeckvoltage

Seebeck coefficient, is the constant of proportionality. (For real


world thermocouples, is not constant but varies with
temperature.)Ifavoltageisapplied,thentherewillbetemperature

change at the junction. This is called the Peltier effect and can be used for heating and cooling
(refrigeration).
There is second effect that generates voltage and it is the temperature gradient along a
singleconductorasillustratedinFigure7.12.Thenete.m.f.
25C

100C

200C

duetothiseffectisproportionaltothedifferencebetween

300C

the squares of the absolute junction temperatures. In this

400C

case,thethermocouplevoltageisactuallygeneratedbythe

500C

section of wire that contains a temperature gradient, and


not necessarily by the junction. For example, if we have a
thermalprobelocatedinamoltenmetalbath,therewillbe
tworegionsthatarevirtuallyisothermalandonethathasa

600C Metal Bath

largegradient.
In Figure 7.12, the thermocouple junction will not

Figure7.12Temperaturegradientalong

produceanypartoftheoutputvoltage.Theshadedsection

thewires

willbetheoneproducingvirtuallytheentirethermocouple
output voltage. If, due to aging or annealing, the output of

this thermocouple had been found to be drifting, replacing only the thermocouple junction would

Temperature Measurement / 328


notsolvetheproblem.Wewouldhavetoreplacetheentireshadedsection,sinceitisthesourceof
thethermocouplevoltage.
TheoutputvoltageVofasimplethermocouple(withareferencetemperatureT0=0C=32F)is:

V = AT +

1
1
BT 2 + CT 3
2
3
volts,

whereTisthetemperatureofthemeasuringjunctioninC,A,B,andCareconstantsthatdepend
uponthethermocouplematerial.Thesensitivity

S=

V
= A + BT + CT 2
T
volt/C

EmpiricalLawsofThermocouples
The laws governing the operation of the thermocouple are obtained experimentally. They are
exemplifiedbelowandareusefulinunderstandinganddiagnosingthermocouplecircuits.Examples
belowassumethemeasurementwiresarehomogeneous;thatis,freeofdefectsandimpurities.The
isothermalblockisanelectricalinsulator,butagoodheatconductor.

+
V
-

T
C

T1

Cu

T1

LawofIntermediateMetals

Fe

Cu

Fe

Inserting
between

the
the

copper

lead

iron

and

constantan ( a metal alloy with

Isothermal Block

%60 copper and %40 nickel)

Figure7.13Lawofintermediatemetals

leadswillnotchangetheoutput
voltage V, regardless of the
temperatureofthecopperlead.ThevoltageVisthatofaFeCthermocoupleattemperatureT1as
illustratedinFigure7.13.

+
V
-

C
T

Pt

Fe

Fe
T1

LawofInteriorTemperatures

Isothermal Block

Fe

TheoutputvoltageVwillbethat
ofaFeCcoupleattemperature
T, regardless of the external
heat source applied to either
measurement lead. This is
illustratedinFigure7.14.

Figure7.14Lawofinsertedmetals

Temperature Measurement / 329

LawofInsertedMetals

+
V
-

The voltage V will be that of

Fe

Fe
T

T1

Fe-C

thermocouple

at

temperature T, provided both

ends of the platinum wire are

Isothermal Block

at the same temperature. The


two thermocouples created by
the platinum wire (Fe-Pt and
Figure7.15Lawofinsertedmetals

Pt -Fe) act in opposition as


shown in Figure 7.15.

MeasuringThermocoupleVoltagewithaDigitalVoltmeter(DVM)
We cant measure the Seebeck voltage directly because we must first connect a voltmeter to the
thermocouple, and the voltmeter leads, themselves, create a new thermoelectric circuit. Lets
connect a voltmeter across a copperconstantan (Type T) thermocouple and look at the voltage
output.
WewouldlikethevoltmetertoreadonlyV1,butbyconnectingthevoltmeterinanattempt
tomeasuretheoutputofJunctionJ1wehavecreatedtwomoremetallicjunctions:J2andJ3.SinceJ3
isacoppertocopperjunction,itgeneratesnothermale.m.f.(V3=0)butJ2isacoppertoconstantan
junctionwhichwilladdane.m.f.(V2)inoppositiontoV1.TheresultantvoltmeterreadingVwillbe
proportionaltothetemperaturedifferencebetweenJ1andJ2asillustratedinFigure7.16.Thisimplies
thatwecantfindthetemperatureatJ1unlesswefirstfindthetemperatureofJ2.

Equivalent circuits
J3
Internal
circuitry

Cu

+
V
-

HI

+
V1
-

LO
C

Cu
Voltmeter

+ V3 -

Cu

J3

+
V1
-

Cu

J2

J1

Cu
J1

+ V2 -

+ V2 -

Cu
V3 =0

+
V1
-

C
J2

Figure7.16ModelformeasuringthethermocouplevoltagewithaDVM

Cu

J2

J1

Temperature Measurement / 330


TheReferenceJunction
ExternalReferenceJunction
OnewaytodeterminethetemperatureJ2istophysicallyputthejunctionintoanicebath,forcingits
temperaturetobe0CandestablishingJ2astheReferenceJunctionasillustratedinFigure7.17.Since
bothvoltmeterterminaljunctionsarenowcoppercopper,theygeneratenothermale.m.f.andthe
readingVonthevoltmeterisproportionaltothetemperaturedifferencebetweenJ1andJ2.Nowthe
voltmeterreadingis:V=(V1V2)=(Tj1Tj2)
J3

Cu

Internal
circuitry

Cu
+
V
-

HI

Cu

LO

Cu + V 2

+
V1
-

J1

Cu
Voltmeter

+
V1
-

+
V
+ V2 Cu

J4

J1

J2
T = 0C

J2

Ice bath
Figure7.17Temperaturemeasurementusinganicebathtokeepthereferencejunction

IfwespecifyTj1indegreesCelsius:Tj1(C)+273.15=Tj1(K)
ThentheequationcanberewrittenandVbecomes:

V=V1V2= [(Tj1(C)+273.15)(Tj2(C)+273.15)]= (Tj1(C)Tj2(C))= (Tj1(C)0(C))yielding


V=Tj1(C)
We use this derivation to emphasize that the ice bath junction output V2 is not zero volts. It is a
functionofabsolutetemperature.
By adding the voltage of the ice point reference junction, we have now referenced the
readingVto 0C.Thismethodisveryaccuratebecausetheicepointtemperaturecanbe precisely
controlled.TheicepointisusedbytheNationalInstituteofStandardsandTechnology(NIST)asthe
fundamental reference pointfortheirthermocoupletables,sowecannowlookattheNISTtables
anddirectlyconvertfromvoltageVtoTemperatureTj1(C).
TheIronConstantanCouple
The copperconstantan thermocouple shown is a unique example because the copper wire is the
samemetalasthevoltmeterterminals.

Temperature Measurement / 331


Lets use an ironconstantan (Type J) thermocouple instead of the copperconstantan (Type T) as
showninFigure7.18.Theironwireincreasesthenumberofdissimilarmetaljunctionsinthecircuit,
J3

Internal
circuitry

Cu

Fe

+
V
-

Fe

HI
LO

+ V2 -

+
V1
-

J1

Cu
Voltmeter

J4

Fe
J2
Ice bath

Figure7.18Temperaturemeasurementusinganironconstantancouple

asbothvoltmeterterminalsbecomeCuFethermocouplejunctions.
JunctionVoltageCancellation

V1=VifV3=V4,i.e.Tj3=Tj4

Internal
circuitry

Cu

+ V3 -

This circuit provides moderately accurate

J3

+
V
-

+
V1
-

and low terminals (J3 & J4) shown in Figure


7.19 act in opposition. If both front panel

Cu
Voltmeter

measurements as long as the voltmeter high

+V4 -

J4

Figure7.19Junctionvoltagecancellation

terminals are not at the same temperature,


there will be an error. For a more precise
measurement, the copper voltmeter leads

shouldbeextendedsothecoppertoironjunctionsaremadeonanisothermal(sametemperature)
block.
RemovingJunctionsfromtheDVMTerminals
TheisothermalblockisanelectricalinsulatorbutagoodheatconductoranditservestoholdJ3and
J4atthesametemperature.TheabsoluteblocktemperatureisunimportantbecausethetwoCuFe
junctions act in opposition. In this way, the junctions are removed from the DVM terminals as
illustratedinFigure7.20.
ReferenceCircuit:ExternalReferenceJunctionNoIceBath
The circuitdescribedintheprevioussectionwillgiveusaccuratereadings,butitwouldbeniceto
eliminatetheicebathifpossible.

Temperature Measurement / 332


Isothermal Block

Cu
Internal
circuitry

Cu

J3

+
V
-

Fe

HI
Fe

LO

Tj1

TREF

Cu
Cu

Voltmeter

J4

J2

V = (Tj1 T REF)

Ice bath

Figure7.20RemovingjunctionsfromtheDVMterminals

EliminatingtheIceBathUsingIsothermalBlocks
LetsreplacetheicebathwithanotherisothermalblockasshowninFigure7.21.Thenewblockisat
ReferenceTemperatureTREF,andbecauseJ3andJ4arestillatthesametemperaturewecanagain
showthat:V=(T1TREF)

Internal
circuitry

Isothermal Blocks

Cu

Cu
+
V
-

Fe

J3

HI

Fe

LO
Cu

J REF

J4

Cu

Voltmeter

T j1

V = (Tj 1 T REF)

T REF

Figure7.21Eliminatingicebathusingisothermalblocks

This is still a rather inconvenient circuit because we have to connect two thermocouples. Lets
eliminatetheextraFewireinthenegative(LO)leadbycombiningtheCuFejunction(J4)andtheFe
Cjunction(JREF).
JoiningtheIsothermalBlocks
We can do this by first joining the two isothermal blocks as shown in Figure 7.22. We havent

Internal
circuitry

Cu
+
V
-

HI

Fe

J3
Fe

LO
Cu

Voltmeter

Isothermal Block at T REF

Cu

Cu

+VREF-

J4

Figure7.22Joiningisothermalblocks

J REF

Tj1

Temperature Measurement / 333


changedtheoutputvoltageV.Itisstill:V=(T1TREF)
Nowwecalluponthelawof

Metal A

Metal B

Metal C

Metal A

Metal C

intermediatemetalstoeliminatethe
extrajunctionasillustratedinFigure
7.23.Thisempiricallawstatesthata

Figure7.23Awayofusinglawofinsertedmetals

third metal (in this case, iron)


inserted between the two dissimilar
metals of a thermocouple junction will have no effect upon the output voltage as long as the two
junctionsformedbytheadditionalmetalareatthe
sametemperature.
Cu

Fe

Cu

Thisisausefulconclusion,asitcompletely

eliminatestheneedfortheiron(Fe)wireintheLO
Figure7.24EliminatingFejunction

leadasshowninFigure7.24.AgainV=(T1TREF)

whereistheSeebeckcoefficientforaFeCthermocouple.JunctionsJ3andJ4taketheplaceof
theicebath.Thesetwojunctionsarecombinedtobecomethereferencejunction.
ExternalReferenceJunctionNoIceBath
SoftwareCompensation
Now we can proceed to the next logical step: Directly measure the temperature of the isothermal
block(thereferencejunction)andusethatinformationtocomputetheunknowntemperature,Tj1as
illustratedinFigure7.25.

Cu

Isothermal Block at T REF

Internal
circuitry

Cu
+
V
-

HI
LO

Tj1

J4

Cu
Voltmeter

Fe

J3

Cu
RT

Figure7.25Externalreferencejunctionwithouticebath

Athermistor,whoseresistanceRTisafunctionoftemperature,providesuswithawaytomeasure
the absolute temperature of the reference junction. Junctions J3 and J4 and the thermistor are all

Temperature Measurement / 334


assumedtobeatthesametemperature,duetothedesignoftheisothermalblock.Usingadigital
multimeter(DMM),wesimply:

MeasureRTtofindTREFandconvertTREFtoitsequivalentreferencejunctionvoltage,VREF

MeasureVandaddVREFtofindV1andconvertV1totemperatureTj1.

This procedure is known as software compensation because it relies upon software in the
instrument or a computer to compensate for the effect of the reference junction. The isothermal
terminal block temperature sensor can be any device, which has a characteristic proportional to
absolutetemperature;anRTD,athermistor,oranintegratedcircuitsensor.
HardwareCompensation
Rather than measuring the temperature of the reference junction and computing its equivalent
voltageaswedidwithsoftwarecompensation,wecouldinsertabatterytocanceltheoffsetvoltage
of the reference junction as illustrated in Figure 7.26. The combination of this hardware
compensationvoltageandthereferencejunctionvoltageisequaltothatofa0Cjunction.

F e

Fe

Cu

V
-

R t

C u
+

C u
-

V
-

Cu

Rt

Cu
+

Cu

Figure7.26Hardwarecompensationofthethermocouplejunction

Thecompensationvoltage, e,isafunctionofthetemperaturesensingresistor, RT.ThevoltageVis


now referenced to 0C, and may be read directly and converted to temperature by using the NIST
tables.
WhyThermocoupleisUsed?
EaseandReliabilityinApplication
Itseemslogicaltoask:Ifwealreadyhaveadevicethatwillmeasureabsolutetemperature(likean
RTD or thermistor), why do we even bother with a thermocouple that requires reference junction
compensation? The single most important answer to this question is that the thermistor, the RTD,
and the integrated circuit transducer are only useful over a certain temperature range.

Temperature Measurement / 335


Thermocouples, on the other hand, can be used over a range of temperatures, and optimized for
various atmospheres. They are much more rugged than thermistors, as evidenced by the fact that
thermocouples are often welded to a metal part or clamped under a screw. They can be
manufactured on the spot, either by soldering or welding. In short, thermocouples are the most
versatiletemperaturetransducersavailableandsincethemeasurementsystemperformstheentire
task of reference compensation and software voltagetotemperature conversion, using a
thermocouplebecomesaseasyasconnectingapairofwires.
MonitoringLargeNumberofDataPoints
Thermocouple measurement becomes especially convenient when we are required to monitor a
large number of data points. This is accomplished by using the isothermal reference junction for
more than one thermocouple element as shown in Figure 7.26. A relay scanner connects the
voltmeter to the various thermocouples in sequence. All of the voltmeter and scanner wires are
copper, independent of the type of thermocouple chosen. In fact, as long as we know what each
thermocoupleis,wecanmixthermocoupletypesonthesameisothermaljunctionblock(oftencalled
a zone box) and make the appropriate modifications in software. The junction block temperature
sensor,RTislocatedatthecenteroftheblocktominimizeerrorsduetothermalgradients.Software
compensation is the most versatile technique we have for measuring thermocouples. Many
thermocouplesareconnectedonthesameblock,copperleadsareusedthroughoutthescanner,and
thetechniqueisindependentofthetypesofthermocoupleschosen.Inaddition,whenusingadata
acquisitionsystemwithabuiltinzonebox,wesimplyconnectthethermocoupleaswewouldapair
of test leads. All of the conversions are performed by the instruments software. The one
disadvantageisthatitrequiresasmallamountofadditionaltimetocalculatethereferencejunction
temperature.Formaximumspeedwecanusehardwarecompensation.
SeriesandParallelConnectionofThermocouples
An arrangement of multiplejunction thermocouples is referred to as a thermopile. Increased
sensitivitymaybeachievedbyconnectinganumberofthermocouplesinseries,allofthemmeasure
thesametemperatureandusingthesamereferencejunction.Parallelcombinationsmaybeusedto
measureaveragetemperature.

Temperature Measurement / 336


ExamplesforThermocoupleandTemperatureMeasurement
Table7.1.Dataforcommonlyusedthermocouples

Temperature
C

184.4

300

5.284

8.30

7.52

5.51

250

7.747

6.71

4.96

128.9

200

4.111

6.40

5.76

4.29

150

3.380

4.68

3.52

73.3

100

2.559

3.94

3.49

2.65

50

1.654

2.22

1.70

17.78

0.670

1.02

0.89

0.68

50

0.389

0.50

0.40

37.78

100

1.517

2.77

1.94

1.52

0.221

150

2.711

3.41

2.66

0.401

93.33

200

3.967

5.87

4.91

3.82

0.595

250

5.280

6.42

4.97

0.800

148.9

300

6.647

9.71

7.94

6.09

1.017

350

8.064

9.48

7.20

1.242

204.4

400

9.525

13.75

11.03

8.31

1.474

450

11.030

12.57

9.43

1.712

260

500

12.575 17.95

14.12

10.57

1.956

600

15.773 22.25

17.18

12.86

2.458

371.1

700

19.100 26.65

20.26

15.18

2.977

800

31.09

23.32

17.53

3.506

537.8

1000

40.06

29.52

22.26

4.596

1200

49.04

36.01

26.98

5.726

815.6

1500

62.30

33.93

7.498

1700

70.90

38.43

8.732

1093

2000

44.91

10.662

250

54.92

13.991

1649

3000

17.292

emf(mV)withreferenceat0C

Temperature Measurement / 337


Example7.1

Find the voltage across the measuring


junctionandsensitivityatT1=260C

Isothermal Blocks

Cu

Fortheconfigurationshown:

Linear interpolation using the data

+
Vm
Cu

+V3 J3

C
-V2 +

T2
Figureforexample7.1.

mV
Sensitivity

T1

J REF

J4

for J type thermocouple: V1 = 14.12

Fe

V1
+

before

260C

55.56V/C

Sensitivityafter260C=55.27V/C

Averageofthetwo=55.42V/C

FindthevoltageacrossJ3atT3=25C

FromthedataforTtypeV3=1.517mV

FindtheoutputvoltageforT2=0C

Vm=V1=14.12mV

AssumenowtheisothermalblocksarecombinedandkeptatT=25C.Findtheoutputvoltageinthis
conditionandsensitivityoftheoutputvoltagetoT2=TRef.
V2=1.94x25/37.78=1.284mV;Vm=V1+V2=12.836mV
Example7.2
Assumethatyoucanaddabatteryinserieswiththeloop
inthefollowingcircuit.
How much is the required voltage to have the output

Cu
+
Vm -VB+
Cu

Fe

J3

C
J4

voltage is V1 only at the reference junction is kept at 25


C?
Vm=V1V2+VB=V1Hence,VB=V2=1.2.84mV

T1

T REF
RT
Figureforexample7.2.

RTisaresistancetypetemperaturesensor. RT = R0[1 + (T T0 )] whereR0=120atT=25C,=


4x104 /C. Design a temperature measurement setup around RT that produces an output voltage
equivalenttoVBandhasthesamesensitivitytotemperaturevariationsatthereferencejunctionas
theoutputvoltageinthepreviousproblem.So,thecircuitcanreplacethebattery.

Temperature Measurement / 338


WecanformaWheatstonebridgeandplaceRT=R4.ThesensitivityofVmtoT2is:

Vm
1.94
= 2 =
= 51.35 V / C
T2
37.78
.
The bridge output Vb must have this sensitivity. At the same time Vb T = 0C = 0V .

R4
Vb
R1
R4
R = Eb ( R + R ) 2
R3
T
4
1
4
;

Vb = Eb
and
( R1 + R4 ) ( R2 + R3 )

= R0 = 0.048 / C
T = 25 C

Vb Vb R4
Vb 51.35
Eb R1
=
= 51 .35
=
= 1.07 mV / =
T
R4 T
( R1 + R4 ) 2 .
yielding R4 0.048
LetthevalueofR40=R4atT=0C. Fromthe equationR40=118.8.Tobalance thebridgeR2R40=
R1R3. With R1 = R2 and R3 = R40 and taking Eb = 5 volts, the above equations can be solved
simultaneouslyandyield
R1=R2=4430.
Example7.3
Athermopileisformedasshowninthefigure.

TC
-1.517 mV +

The thermocouples are all of the same copper (Cu)

Cu

constantan(C)(TypeT).Theisothermalblockiskeptat
the reference temperature T0 = 0C. The e.m.f. EcuC

Cu

TA

TB = 121.1C

(T,T0) (mV) versus temperature (T) of copper


constantan thermocouple is given in the table. The

+ ET -

output voltage ET= 2.05 mV Calculate the e.m.f. for


junctions (B) and (C); temperature of junction (A) and

Cu

Cu

Isothermal
Block

Figureforexample7.3

(C).
Table7.2Dataforexample7.3

T(C)

128.9

73.3

17.78

37.78

93.33

148.9

204.4

260

E(mV)

4.111

2.559

0.670

1.517

3.967

6.647

9.525

12.575

VB=0V(CuCujunction);VA=1.517mV;VC=ETVA=2.05+1.517=3.567mV

Temperature Measurement / 339


TA = 37.78 C (from the table). TC can be found

VC(mV)

throughinterpolationasfollows:

3.967

Twoknownpointsaroundtheunknowntemperature

3.567

aremarkedonagraphaalinearrelationisexpected
inbetween.Then,fromthesimilaritiesoftriangles;
T(C)

1.517
37.78

TC 37 .78
3.567 1.517
=
93 .33 37 .78 3.967 1.517

TC

93.33

Figureforinterpolationinexample7.3.

yieldsTC=84.26C
Example7.4

M1

Itisrequiredtomeasuretemperatureintherange50200Cby
meansofathermocouplehavingasensitivityof50V/C1.5%.

+
V
-

+
V1
-

The reference temperature T0 = 0 0.1 C. The available


millivoltmeterhasuncertaintyof40V.Findthetemperature

+ V2 M1

M2
J2

anditsuncertaintyforanoutputof2.5mVand10mV.
V=V1V2=(T1T2);T2=T0=00.1Cand=50V/C

Figureforexample7.4.

1.5%.
ForV=2.5mV; T =

T=
ForV=10mV;

2.5 x10 3
= 50C;and
50 x10 6
10 x10 3
=
50 x10 6 200C

Afterrearrangingthevoltageequation:

T =

+ T0

T
1 T
V
=
= 2
and T = 1
yielding V ;
T0

V=40V;T0=0.1Cand=1.5x50/100(V/C)=0.75V/C.
Theuncertaintyequation: (T )

T
T
T
2
2
(T0 )2 yields
=
(V ) +
( ) +
V

T0
2

T=1.1C=2.2%forV=2.5mV;andT=3.11C=1.55%forV=10mV

J1

Temperature Measurement / 340

TEMPERATUREMEASUREMENTUSINGTHERMISTORS
PrincipleofOperation
An individual NTC type thermistor curve shown in Figure 7.2 can be very closely approximated
throughuseoftheSteinhartHartequation:

1
= A + B (ln R ) + C (ln R ) 3
T

where;T=Kelvins,R=Resistanceofthethermistor,andA,B,C=curvefittingconstants
A,B,andCarefoundbyselectingthreedatapointsonthepublisheddatacurveandsolving
the three simultaneous equations. When the data points are chosen to span no more than 100C
withinthenominalcenterofthethermistorstemperaturerange,thisequationapproachesarather
remarkable0.02Ccurvefit.
Somewhat faster computer execution time is achieved through a simpler equation:

T =

1
C
(ln R ) A

whereA,B,andCareagainfoundbyselectingthree(R,T)datapointsandsolvingthethreeresultant
simultaneousequations.Thisequationmustbeappliedoveranarrowertemperaturerangeinorder
toapproachtheaccuracyoftheSteinhartHartequation.
Thermistors are usually designated in accordance with their resistance at 25 C. The most
commonoftheseratingsis2252ohms;amongtheothersare5,000and10,000ohms.Ifnotspecified
to the contrary, most instruments will accept the 2252 type of thermistor. The resistance of the
thermistor (RT) at a temperature T (K) can also be expressed in terms of its resistance R0 at a
referencetemperatureT0(K)as:

RT = R0e

T0 T
TT0

whereisthematerialconstantforthermistor,inkelvins(K).
Thetemperaturecoefficientcanbefoundbydifferentiatingtheaboveequationas,

1
RT

dRT

= 2
T
dT

anditindicatesthatistemperaturedependantanddecreaseswithincreasingtemperature.

Temperature Measurement / 341


ThermistorLinearization
It is difficult to design a linearreading thermometer due to the inherent nonlinearity of the
GT

RP

RT,m

GS

Conductance G

Resistance R

RT

GT,m
Tm
Tm

Temperature ,C

Temperature, C

Figure7.27Thermistorlinearizationbyshuntandseriesconnectedresistors

resistanceversustemperature characteristics of thermistors. Approximate linearization can be


achievedoveralimitedtemperaturerangebyaddingseriesorparallelresistorstothethermistoras
illustrated in Figure 7.27. Both characteristics can be approximated to straight lines around their
turning (inflection) points at T=Tm. The shunt (parallel) compensation is used if the network is fed
from a constant current source and the voltage across is measured. The series combination is the
choicewhenavoltageisappliedtothenetworkandthecurrentpassingthroughisusedtoindicate
thetemperature.
Linearity of the temperature indication is achieved if the inflection point is set to the mid
rangeofthemeasurement.Formedicalapplications,therangeusedisfrom32Cto42Cingeneral.
The resolution however, is 0.1C. Then, 37C is taken as the midrange. The inflection point of any
curvecanbefoundbytakingitssecondderivativeandequatingittozero.Hence,differentiatingthe
equationsfortheequivalentresistancestwiceandequatingthemtozero,wecancalculateproper
valuesofshuntand/orseriesresistors.Thisyields

2TM
RP = RT , M
+ 2TM

whereRT,MistheresistanceofthethermistoratthemidscaletemperatureTM(inKelvin).Inasimilar
manner

2TM
1
= GS = GT , M
RP
+ 2TM

Temperature Measurement / 342


whereGT,MisthethermistorconductanceatTM.
Theimprovedlinearitycomeswithadecreaseintheeffectivetemperaturecoefficientofthe
combinationthatcanbegivenby

eff

eff

2
T
M

=
RT , M

+ 1

R
P

(Parallel)

TM2

=
GT , M

+1

GS

(Series)

Itisreportedthat,withcarefuldesign,themaximumdeviationfromthelinearitycanbe aslowas
0.03Cfora10Cspanand0.1Cforaspanof15C.Morecomplexcircuitarrangementsmustbe
usedforabetterlinearizationoverwidertemperatureranges.
ThermistorThermometry
Inathermistorthermometry,eitherthevoltageacrossorthecurrentthroughthenetworkisusedto

RT or VT

indicate the temperature. Figure 7.28 shows conversion of temperature to voltage using a shunt

R1

VS

R T,m

VT
Tm
RP

RT

50

Temperature, C

Figure7.28Convertingtemperaturetovoltagewithaparallelcompensatedthermistor

compensated thermistor. The characteristic of the equivalent resistance (Reff = Rp//RT) is shown as
dashed line and it is linearized around TM as indicated by the solid line. The output voltage of the
circuitbecomes

VT = VS

Reff
R! + Reff

Temperature Measurement / 343


AndwithR1>>Reff=RT//RP,thevoltagecanbecomputedusing

VT

VS
Reff
R1

thatindicatesalinearrelationshipbetweenthevoltageandtheresistance.

R2

R1

VS

- VT +

VA

Voltage V

Theaboveequationdoesntyieldalinearrelationshipbetweenthetemperatureandthevoltage.It

VA
VB

VB

VT
R3

RP

RT

50

Temperature, C

Figure7.29Convertingtemperaturetovoltagewithabridgenetwork

maybecomelineararoundthemidrangeifthevoltageVTissubtractedfromVT(0C).Thiscanbeeasily
managedusingthebridgenetworkshowninFigure7.29. 1ThevoltageVAisthesameasVTinFigure
7.28.Thebalancingvoltage

VB =

VS R3
R2 + R3
As this voltage is set to the value of VA at 0C, the bridge voltage VT = ST, where S is the

sensitivityofthesystemandTisthetemperatureindegreeCelsius.Theactualresponseisillustrated
bythedashedlineinthefigure.Theerrorduetolinearizationincreasesaswegoawayfromthemid
point.ThesensitivitySaroundthemidpointis

S =

VS
Reff eff
R1

where Reff and eff are the effective resistance and temperature coefficient for the shunt
compensatedthermistor.

The bridge circuit will be discussed in detail in the next chapter. Readers who do not have prior familiarity with
such circuits are recommended to read the related section of the next chapter first.

Temperature Measurement / 344


The series compensated thermistor can also be used to obtain an output voltage
proportionaltothetemperature.AnexampleisshowninFigure7.30.Theinvertingterminalofthe
operationalamplifier(opamp)behavesasavirtualground.Thecurrentthroughthethermistoris

Rf

I1
RT
V1

G or current I

R1

V2

If
RS

IT

+
V0

Linearized IT

(G T + GS) or IT

Tm
Temperature, C

Figure7.30Athermometerbasedonaseriescompensatedthermistor

IT =

V1
= V1Geff
RT + RS

anditflowsthroughthefeedbackresistorRftogetherwiththecurrentI1yieldingtheoutputvoltage,

V0 = R f (I1 + IT ) = R f 2 + V1Geff
R1

Thesensitivityoftheoutputvoltagetotemperatureis(aroundthemidrange)

dG
dV0
= S = R f V1 eff = R f V1Geff eff
dT
dT

where Geff and eff are the effective conductance and temperature coefficient for the series
compensatedthermistor.ScanbesettoanyvaluebyadjustingtheRfandV1.Theoutputvoltagecan
indicatethetemperatureinCifV2andR1areselectedtohave

V1
V2
=
R1 RS + RT

T = 0 C

Temperature Measurement / 345

PROBLEMSONTEMPERATUREMEASUREMENTS
ReviewQuestions
1. Whatisthetemperatureandhowitcanbeusedasanindicatoroftheheatenergy?
2. Whatarethecommonlyusedtemperaturescalesandhowtheyarerelatedtoeachother?
3. Whatisthethermodynamicscaleandhowitisexpressed?
4. Whatisthesignificanceofareferencetemperature?
5. Whatarethereferencetemperaturesusedinpractice?
6. Whatarethecommonlyusedtemperaturemeasuringdevices?
7. Whatisathermocoupleandhowitworks?
8. Whataretheresistancetemperaturedevices?
9. Whatisathermistorandhowthentcandptctypesdifferfromeachother?
10. Whatistheselfheatingprobleminthermistorthermometry?
11. What is the radiation detector (infrared sensor) and how it can be used for temperature
measurement?
12. Whataretheintegratedcircuit(I.C.)sensorsusedfortemperaturemeasurement?
13. Howabimetallicdeviceisusedintemperaturesensing?
14. Whatisthefunctionofabimetallicdeviceintemperaturesensing?
15. Whatarethefluidexpansiondevicesandhowitcanbeusedintemperaturemeasurement?
16. What are the chemical (changeofstate) sensors and they are used in temperature
measurement?
17. Howcanyoucompareandcontrastpracticaltemperaturemeasurementdevices?
18. Howdoyoumeasuretemperatureusingthermocouples?
19. Whataretheempiricallawsofthermocouples?
20. Howcanyoumeasurethethermocouplevoltageusingadigitalvoltmeter(DVM)?
21. Whyisthereferencejunctionisimportantintemperaturemeasurementusingthermocouples?.
22. Howdoesareferencecircuitreplacethefunctionofthereferencejunction?
23. Howdoesthesoftwarecompensationtechniquereplacethefunctionofthereferencejunction?
24. Whyarethermocouplescommonlyusedintemperaturemeasurements?
25. Why are the thermistors used for temperature measurement although their characteristics are
nonlinear?
26. Howcanyoulinearizethermistors?
27. Howdoesthethermistorthermometrywork?

Temperature Measurement / 346


QuestionswithSolutions
40

1. Resistance versus temperature characteristic of a

thermistorcurvecanbeverycloselyapproximated
throughuseoftheSteinhartHartequation:

1
= A + B (ln RT ) + C (ln RT )3
T

Thermistor resistance (kilo ohm)

typical thermistor is shown in the figure. The


30

20

10

where; T = Kelvins, RT = Resistance of the thermistor,


andA,B,C=curvefittingconstants.
0

a. Show that the equation can be converted

RT = R0e

T0 T
TT0

20

40

Temperature (degree Celcius)

Figureforquestion1

to
(

-20

where RT is the resistance of the thermistor at a temperature T (K) and R0 is its resistance at a
referencetemperatureT0(K)(assumingthatthecoefficientCinthepreviousequationisnegligible)

1
= A + B(ln RT )
T
1
= A + B(ln R0 )
Ans. T0

Rearranging the equation and taking the exponential of both sides and

_______________
1 1
R
= B ln T
T T0
R0
letting=1/Byieldstherequiredresult.
2. Foragiventhermistor=3420Kandtheresistanceat25Cis5.00k1%. Thethermistoris
usedforatemperaturemeasurementandtheresistancemeasuredis23154.Calculatethe
temperatureanditsuncertainty.
Ans.

;1/T=0.003131,T=319.43K=46C;wecanusethe"goalseek"functionofthe

EXCELaswell.
Uncertaintyinmeasuringtheresistanceis400/2315=0.17%,uncertaintyinRT/R0is1.17%thatwill
betheuncertaintyinTaswell.

Temperature Measurement / 347


3. A thermopile is formed as shown in the

Con

figure. It has five junctions including the


ones

inside

the

isothermal

Cu

block.

Cu

Fe

Thermocouple data are given for copper

D
Con

constantan (CuCon; type T) and iron


constantan(FeCon;typeJ)pairsinmillivolt

RT

A
F

Cu

Cu

(mV)inthetable.Theisothermalblockisat

+ET -

Isothermal
Block

25C.Athermalresistorisalsoplacedinto
Figureforquestion3

theisothermalblock.

TemperaturesatjunctionsCandDare180Cand275Crespectively.VoltagesacrossjunctionsB
andEareVB=VFeCon=5.27mVandVE=VCuCon=4.00mV.FindthevoltagesacrossC[VC=VCuCon]and

Tableforthermocoupledatainquestion3

T(C)
Cu-Con
Fe-Con

-50
-1.766
-2.40

0
0
0

25
1.004
1.28

50
2.056
2.59

100
4.289
5.27

150
6.704
8.00

200
9.297
10.79

300
14.947
16.33

400
27.428

D[VD=VCuCu]andtemperaturesatBandE.
a. FindthevoltagesdevelopedacrossjunctionsA(VA=VCuFe)andF(VF=VCuCon).(Hint:use
the low of inserted metals for
junction A.) Calculate the output

Metal A

Metal B

voltageET.
b. A resistance temperature device is
placed on the isothermal block.

RT = R0[1 + (T T0 )] where R0 = 100 at

B A
Metal

Metal C
150

Metal C
300

Figureforproblem2b.

10V
A

+ V0 -

T0=0Cand=4x104/C.CalculateRTandits
sensitivitytoTattheT=25C.
c. Assume RT is placed into one arm of the

RT

200
D

Wheatstone bridge as shown in the figure.


Calculatethebridgevoltageat0Cand25C.
Ans.Forthethermopile:

Figureforquestion3c

Temperature Measurement / 348


VC = VCuCon = (9.2976.704)x30/50 + 6.704 = 8.26 mV; VD = VCuCu = 0 mV; TB = 100C and TE = 50 +
50x(4.002.056)/(4.2892.056)=93.53C.
VA=VCuFe=VCuCon+VConFe=1.0041.28=0.276mV;VF=VCuCon=1.004mV.ET=1.0044.00+0+
8.265.27+0.276=0.27mV.

RT = R0[1 + (T T0 )] whereR0=100atT0=0Cand=3.92x104/C.
RT=100(1+0.01)=101andRT/T=R0=0.04/C.

RT
200
yields0mVand23.9mVat0Cand25Crespectively.

V0 = Eb
RT + 150 500

GeneralQuestions
1. Discusstheproblemofselfheatinginresistancetemperaturedevices.
2. Forathermocouple:
a. Statetheempiricallaws.
b. Explainthecoldjunctionandcoldjunctioncompensationbriefly.
c. What are the similarities and differences between bimetalic temperature sensors and
thermocouples?
d. It is required to measure temperature in the range 50200 C by means of a
thermocouplehavingasensitivityof50V/C1.5%.ThereferencetemperatureT0=0
0.1C.Theavailablemillivoltmeterhasuncertaintyof40V.Findthetemperature
anditsuncertaintyforanoutputof2.5mVand10mV.
3. Atemperaturemeasurementsetupusingaresistancetemperaturesensorisshown.
e. WritedownanexplicitformularelatingV0totemperatureT.R=R0[1+{TT0)]
f.

Showthattheindicatedtemperatureis

T = T0 +

4V0
Eb

iftheeffectofleadresistanceRlisignored.V0isthebridgeoutputvoltage.
g. Describe a resistance thermometer and explain a method for lead resistance (Rl)
compensation.
h. Intheshownresistancethermometerbridge,showthattheactualtemperatureTis

Temperature Measurement / 349


T = T0 +

i.

4V0 2 Rl

Eb R0

Inasimilarcircuit=5x104,R0=100,Rl=0.020,Eb=10V,T0=0CandV0=0.1V.
Find the true and indicated
B

temperatures and the percentage


errorduetoleadresistance.

linear

variation

of

resistance

with

R0

R0

4. A metallic resistance thermometer has a


Eb

+ V0 -

temperature

R=R0[1+{TT0)]
R0

The resistance R0 at temperature T0 = 280K

Rl

0.01KisfoundtobeR0=20k0.1%,whileat

Rl

atemperatureTtheresistanceisfoundtobeR

R0 + R

=30k0.1%.Thecoefficient=0.00392/K
j.

WriteanexplicitexpressionforT.

k. ShowthattheuncertaintyTinTis
Figureforproblem3.

givenby:

1 R
(T ) = (T0 ) + 2
R0
2

l.

R 2 R 2
0 +

R0 R

CalculatethenominalvalueofTanditsuncertainty.

m. Findthestaticsensitivity

R
ofthethermometer.
T

Measurement of Displacement and Mechanical Strain / 350

MEASUREMENTOFDISPLACEMENTANDMECHANICALSTRAIN

DISPLACEMENTSENSORS
ResistiveSensors
InductiveSensors
CapacitiveSensors
PiezoelectricSensors
STRAINGAGES(GAUGES)
MechanicalPrinciples
ElectricalResistanceoftheStrainGageWire
BondedandUnbondedStrainGages
EffectofTemperatureandStraininotherDirections
THEWHEATSTONEBRIDGE
Utilization
CircuitConfiguration
NullmodeofOperation
DeflectionmodeofOperation
BRIDGECONFIGURATIONSFORSTRAINGAGEMEASUREMENTS
BridgewithaSingleActiveElement(QuarterBridge)
BridgewithTwoActiveElements(HalfBridge)
BridgewithFourActiveElements(FullBridge)
GeneralizedInstrumentationSystem
NOVELPRESSURESENSORS
QuantumTunnelingComposites
Applications

Measurement of Displacement and Mechanical Strain/ 351

LEARNINGOBJECTIVES
Aftercompletingthischapter,thestudentsareexpectedto:
1. Describedisplacementsensors.
2. Explaintheresistivedisplacementsensors.
3. Describeinductivedisplacementsensors.
4. Illustratetheprinciplesofcapacitivesensors.
5. Discussapplicationsandlimitationsofpiezoelectricsensors.
6. Expressstrainandstressasimportantmechanicalmeasures.
7. Discussmechanicalprinciplesofstraingages.
8. Explainchangesintheelectricalresistanceofthestraingagewire.
9. Exemplifytheuseofstraingages.
10. Describebondedandunbondedstraingages.
11. Explaintheeffectoftemperatureandstraininotherdirectionsindisplacementmeasurements.
12. Analyzethewheatstonebridge.
13. Discussutilizationofthewheatstonebridge.
14. Designcircuitsinvolvingthewheatstonebridge.
15. Describethenullmodeanddeflectionmodeofoperationofwheatstonebridges.
16. Describe mechanical connection of strain gages and arrangement of bridges for using a single,
doubleandfouractivestraingages.
17. Discusseliminationoftemperatureandunwantedstraininthemeasurementsusingwheatstone
bridges.
18. Recognizequantumtunnelingcomposites.
19. Describeapplicationsofnovelsensors.

Measurement of Displacement and Mechanical Strain/ 352

DISPLACEMENTSENSORS
Displacement is one of the major mechanical variables that is measured in many engineering
applications.Thedisplacement xisrelatedtovelocityandaccelerationthroughdifferential/integral
operationsasvelocity v=dx/dtandacceleration a=d2x/dt2.Itisconvertedintoelectricalcurrentor
voltage using resistive, inductive, capacitive and piezoelectric sensors and related circuitries. This
chapterwillbriefthecommonlyusedsensorsfordisplacementandmechanicalstrain.
ResistiveSensors
Resistivesensorscanbedividedintotwogroupsaspotentiometersandstraingages.Potentiometers
willbediscussedbelowandstraingageswillbetreatedinaseparatesection.
Potentiometers
translational

are
and

used

for

rotational

displacements as illustrated Figure


8.1.
(b)Rotational

(a)

i l t

(c)Helical

Figure8.1Potentiometertypedisplacementtransducers

In

translational

type

potentiometer (a), the resistance


between the wiper and the
referenceterminal

Ri=kxi
and

v0=vsRi/R=(kvs/R)xi
R is the total resistance of the potentiometer and xi is the displacement, provided that there is no
instrumentloading.

In the rotational type (b), the output voltage becomes proportional to the angular

displacement i. The resolution of the measurement depends upon the area covered by the wiper
arm.Theresolutioncanbeimprovedbyusinghelicalmultiturnpotentiometersasillustratedin(c).
InductiveSensors
Inductanceisdefinedas
L=n2G
Where

n=numberofturnsofcoil

Measurement of Displacement and Mechanical Strain/ 353

G=geometricformfactor

=effectivepermeability

We can obtain
a

change

in

the

inductanceLbyvarying
any one of the three
defining
(a)

Self (b)

Mutual

(c)

inductance
transformer
Figure8.2Inductivetypedisplacementsensors

Differential

parameters.

The change can be


induced

as

self

inductance (Figure
8.2(a))

and

inductance.
Variable

mutual

The

Linear

Differential

Transformer(LVDT)shownin
Figure 8.2(c)) is the mostly
used inductive transducer.
Theinputcoilofthedeviceis
excited with an alternating
voltage. The displacement of
the core causes variation in
the magnitude of the output
voltage as illustrated in
Figure

8.3.

The

output

voltage is zero as the core is


inthecenter.Themagnitude
Figure8.3CharacteristicsofaLVDT

of the output increases as


the core moves away from

thecenter.However,theincreaseisinphasewiththeinputasthecoretravelsupandoutofphase
asthecoremovesdown.Aphasesensitivedemodulatordecodesthesignalandproducesavoltage
proportionaltothedisplacementofthecore.

Measurement of Displacement and Mechanical Strain/ 354


CapacitiveSensors

i
i

+
v

C
1

dv/dt

(a) Two parallel plates

(b)Symbolofacapacitor

(c) Transfer characteristic of a


capacitor

formingacapacitance

Figure8.4Capacitivetypedisplacementsensoritssymbolandcharacteristic

Capacitors store energy in the electrical field between two plates and the capacitance is
definedby
C=0rA/x
Where

0=dielectriccoefficientoftheair

r=relativedielectriccoefficientofthemediumbetweenplates

A=Areacommonbetweenplates

x=distancebetweenplates

We can change the capacitance by changing any one of the defining parameters. In many
applications,oneofthecapacitanceplatesiskeptfixedwhiletheotheronecanmove.Sensitivityof
thesensorforadisplacementchange(x)isdefinedas

sensitivit y = K =

C
A
= 0 r 2
x
x

Yielding

dC
C
= or
dx
x

dC
dx
=
C
x

Theelectricalchargeinacapacitorisdefinedas

Measurement of Displacement and Mechanical Strain/ 355

Q = CV

WhereCisthecapacitanceinfaradandVisthevoltageinvoltyieldingthechargeQincoulomb.The
currentinthecapacitoristherateofchangeofthecharge,thatis

i=

dQ
dC
dV
E dx
dV
= V1
+ C 1 = C
+C 1
dt
dt
dt
x0 dt
dt

Figure 8.5 shows an application of the

capacitive

sensor

in

measuring

dynamic

displacementchanges.Theoutputvoltageoccurs
across the input resistance of the amplifier. The
sensorcapacitanceholdstheexcitationvoltage E
Figure8.5Capacitivesensorformeasuringdynamic

whenthereisnochangeinthedisplacementand

displacementchanges

theoutputvoltageiszero.Acurrentinthesensor
isgeneratedasthedisplacementxvariesyielding

anoutputvoltage.

v0 = iR = v1 E and dv0
dt

dv1

dt

Combiningthepreviousequations

v0 = RC

E dx
dv
RC 0
x0 dt
dt

Reorganizingtheaboveyieldsthedifferentialequation

RC

dv0
E dx
+ v0 = RC
dt
x0 dt

Thetransferfunctionbecomes

V0 ( j )
=
X ( j )

( E ) j
x0
R A
where = RC = 0 r
x0
j + 1

Thisisacharacteristicofahighpassfilter.Hence,thesensorisusefulatfrequenciesabove
the cutoff frequency of C =
resistanceoftheamplifier.

1
, C is the nominal capacitance of the sensor and R is the input
RC

Measurement of Displacement and Mechanical Strain/ 356


PiezoelectricSensors
Certain crystals generate electrical charges as they are exposed to external forces as illustrated in
Figure8.6.Thecharge qisproportional
totheappliedforceas

q=kf
Figure8.6Symbolicrepresentationofapiezoelectriccrystal

k being the piezoelectric constant in


Coulomb/Newton.

These

sensors

generatevoltageoutputs withoutrequiringexternalelectricalpowersupplies.Sensorsdiscussedin
previous sections have been passive devices that necessitate external electrical supplies for
generating electrical outputs. The voltage across the opposite terminals of the device can be
expressedas

v=

kf
kfx
=
C 0 r A

Thecrystalcanbemodeledasa

charge generator in parallel with a


resistor and capacitor. The cable
connecting the crystal to the amplifier
Figure8.7Modelofthepiezoelectriccrystal

behaves as a capacitor. The amplifier


can be represented by an input

capacitor in parallel with the input resistor. Figure 8.7 shows the overall equivalent circuit. The
externally applied force causes a displacement x and the charge can be redefined in terms of this
displacementas

q=Kx
KbeinganewproportionalityconstantinCoulomb/meter.

Themodelcanbesimplifiedasshown

inFigure8.8bycombiningthecapacitiveand
resistive elements. Rate of change of the
displacement is the velocity. The rate of
Figure8.8Simplifiedmodelofapiezoelectriccrystal

changeofthechargeistheelectricalcurrent.
Hence,thecurrentcomingoutofthesensoris

proportionaltothevelocity.

Measurement of Displacement and Mechanical Strain/ 357

is =

dq
dx
=K
= iC + iR
dt
dt

Thevoltagedevelopedis

1
v0 = vC = ( ) iC dt
C

Thedifferentialequationcanbeobtainedfromtheprevioustwoequationsas

ic = is iR = C (

dv0
dx v0
)=K

dt
xt R

Theequationleadstothetransferfunction

V0 ( j ) K S j
=
X ( j ) j + 1

WithKs=K/C(V/m)and=RC(s).Thisisacharacteristicofahighpassfilter.

Figure8.9 Thehighfrequencymodel(a)andfrequencyresponse(b)ofapiezelectricsensor

ThehighfrequencymodelandfrequencyresponseofapiezoelectricsensorisgiveninFigure

8.9. RS is the sensor leakage resistance and CS the capacitance. Lm, Cm and Rm represent the
mechanical system. Mechanical resonance occurs at certain frequency that depends on the crystal
materialandgeometry.Thecrystalcanbeusedasadisplacementsensorfromthecutofffrequency

fsuptotheonsetoftheresonance.

At the resonance frequency, the crystal oscillates mechanically as excited electrically and

oscillateselectricallyasexcitedmechanically.Thecrystalisusedinultrasonicwavegenerationand
detection.Also,duetothesharpresonancecharacteristics,thecrystalbecomesapartofoscillators.

Measurement of Displacement and Mechanical Strain/ 358

STRAINGAGES(GAUGES)
MechanicalPrinciples
Tensionandcompression

T
L

A bar of metal as shown in Figure 8.10 is subjected to a force (T) that will
elongate its dimension along the long axis that is called the axial direction.
D

This force is called the tension. If the force acts in opposite direction and

Figure8.10Ametal
bar

shortensthelength,thiscalledthecompression.
Stress

Stressisdefinedastheforceperunitarea.Hence,thetension Tproducesan

A
L

axialstressasillustratedinFigure8.11,

a=T/A(N/m2)

T
Figure8.11Barwith

whereAisthecrosssectionalarea.Dimensionofstressisthesameasthatof

tension

thepressure.
Strain
Thestressgenerateschangesinthedimensionsofthebarasshownin
L+dL

Figure 8.12. The fractional change in length is defined as the strain.


dL

Thechangeinthedirectionoftheforceiscalledtheaxialstrain

T
Figure8.12Thestrain

a=dL/L(m/m)
Dimensionofstrainisunity,i.e.strainisdimensionless.

Hookeslaw
Stressislinearlyrelatedtostrainforelasticmaterials.TheHookeslawmathematicallyexpressesthis
relationship,

a=a/Ey=(T/A)/Ey
where Ey is called the modulus of elasticity, also called the Youngs modulus. The relationship
betweentheaxialstress aandaxialstrain aisdisplayedinFigure8.4.Ithastwodistinctregionsas
the elastic (linear) and plastic (deformation). In the elastic range, the change is reversible,while in
theplasticrangethechangeisirreversible.TableinFigure8.13indicateselasticpropertiesofsome
materialscommonlyusedinengineeringapplications.Theslopeofthecharacteristic(ratioofchange
in stress to strain) is the Youngs modulus and it is fairly constant if the stress remains below the

Measurement of Displacement and Mechanical Strain/ 359


Breaking
point

Stress
( a)
Elastic
Limit

Strain
Elastic
Region

Plastic
Region

(a)

Material
Aluminum
Brass
Glass
Iron
Phosphor bronze
Steel

E y, N/m2 Elastic limit Breaking strength


2
2
a N/m
u N/m
10
8
8
7x10
2.0x10
2.2x10
10
8
9x10
3.9x10
4.7x108
10
8
8
5x10
8x10
10x10
10
8
18x10
1.5x10
3.0x108
10
8
10x10
4.2x10
5.6x108
10
8
8
20x10
9.0x10
11.0x10

Elastic properties of some materials

Figure8.13Thestressstrainrelationshipandelasticpropertiesofsomematerials

elasticlimit.Theaxialstrainisinbetween106and103inmostengineeringapplications.Thestrainis
expressedintermsofmicrostrain(strain)and
1strain=1m/m=106
Transversestrain
Thetensionthatproducesastrainintheaxialdirectioncausesanotherstrainalongthetransverse
axis(perpendiculartotheaxialaxis)as

t=dD/D
ThisisrelatedtotheaxialstrainthroughacoefficientknownasthePoissonsratioas

dD/D=dL/L
Thenegativesignindicatesthattheactionisinreversedirection,thatis,asthelengthincreases,the
diameterdecreasesandviceversa.Formostmetalsisaround0.3intheelasticregionand0.5in
theplasticregion.
ElectricalResistanceoftheStrainGageWire
TheresistanceofthebarshowninFigure8.10isdefinedby

R=L/A
Here,allthreedefiningparameters,theresistivity,thelengthLandthecrosssectionalareaAcan
change under the stress. Therefore, the change in the resistance can be obtained using the partial
differentialequationasfollows:

dR =

R
R
R
d +
dL +
dA

L
A

Ityields;

Measurement of Displacement and Mechanical Strain/ 360


dR =

L
d + dL 2 dA
A
A
A

anddividingbothsidesbyR:

dR d dL dA
=
+

L
A
With

A=r2=(/4)D2
dA/A=2dD/D
and

dD/D=dL/L
Therelativechangeinresistancebecomes

dR d dL
=
+
(1 + 2 )
R

The first term d/ is called the piezoresistive effect and the second term

dL
(1 + 2 ) is
L

calledthedimensionaleffect.Theratiooftherelativechangeinresistancetorelativechangeinthe
length(axialstrain)iscalledthegagefactorK,
dR/R
semiconductors

metals
dL/L

Figure8.14Thegagefactor

K=(dR/R)/(dL/L)=(dR/R)/a
For wire type strain gages the second effect will be dominant
yielding K2andforheavilydopedsemiconductortypegagesthe
second effect is dominant yielding K that ranges between 50 and

200.ThevariationoftherelativechangeinresistancewiththeaxialstrainisshowninFigure8.14.
The metal gages have low gage factors, but linear characteristics. The semiconductor gages have
paraboliccharacteristicsthatcanbeapproximatedtolinearinanarrowrangearoundtheorigin.The
differentialchange dRcanbereplacedbytheincrementalchangeRinthislinearregion.Then,the
relativechangeinresistance

R/R=Ka
anditcanbecalculatedeasilyifthegagefactorKandstrainaaregiven.

Measurement of Displacement and Mechanical Strain/ 361


Examples
Example8.1
Aphosphorbronzewire,1.0mm2incrosssectionarea,issubjectedtoatensileforceof10N.Using
thedatainthetablegivenpreviously;

Howmuchistheaxialstress?

Axialstressa=T/A=10N/106m2=10x106N/m2

Whatisitselongationifthewireis10mlong?

Axialstraina=l/l=a/Ey=(10x106)/(10x1010)=104=100strain;l=lxa=10x104m=1.0mm
(change in length is four order of magnitude smaller than the original one and most mechanical
displacementmeasuringdevicescantmeasurethis)

Howmuchforceisrequiredtobreakthewire?

Thebreakingstress=5.6x108N/m2=TB/A;TB=5.6x108x106=560N

HowmuchisthechangeinresistanceandvalueoftheresistanceunderstressifK=2and
untrainedresistanceofthewireis100?Ans.R/R=Ka=2x104yieldingR=0.02and
Rstress=100.02(mostohmmetersdonothavethisprecision!)

Example8.2
A strain gage has a gage factor 2 and exposed to an axial strain of 300 m/m. The unstrained
resistanceis350.Findthepercentageandabsolutechangesintheresistance.
a=300m/m=0.3x103;R/R=Ka=0.6x103yielding%agechange=0.06%andR=350x0.6x103
=0.21.
Example8.3
A strain gage has an unstrained resistance of 1000 and gage factor of 80. The change in the
resistance is 1 when it is exposed to a strain. Find the percentage change in the resistance, the
percentagechangeinthelengthandtheexternalstrain(m/m)
R/R(%)=0.1%;L/L(%)=[R/R(%)]/K=1.25x103%,anda=[L/L(%)]/100=1.25x105=12.5
m/m

Measurement of Displacement and Mechanical Strain/ 362


BondedandUnbondedStrainGages
Resistive
Wires

Backing

TheBondedgage
A strain gage consists of a small diameter wire (an etched metal

Connecting wires

foilinreality),whichisattachedtothebackingmaterial(usuallya
plastic) as illustrated in Figure 8.15. The wire is looped back and
forth several times to produce and effectively longer wire. The
combination(elasticconductorofthestraingageandthebacking)
is bound to the specimen with insulating cement under noload
conditions as shown in Figure 8.16. A load is applied, which
Direction of strain
Figure8.15Abondedgage

producesadeformationinboththespecimenandtheresistance
element. This deformation is indicated through measurement of
the change in resistance of the element and calculation

Solid (fixed) platform

proceduresthatwillbedescribedlater.
The bonded type strain gages come in different shapes

Beam
Strain
Gage

and combinations to detect the strain in various applications.


Gagefactoristypicallyaround2.0.Theelectricalresistanceofthe
unstrained gage is typically 120 or 350 . 600 and 700
gagesarealsoavailable.

Figure8.16Fixingthegage

TheUnbondedgage

Poles

Unbondedstraingagesareformedofprestrainedresistivewiresfixedbetween
twopolesasshowninFigure8.17.Thechangeinpositionofoneofthepoles
increasesanddecreasesthestrainthatisindicatedthroughthemeasurement
oftheresistanceasinthecaseofthebondedtype.

Prestrained
resistive wire

Figure8.17

EffectofTemperatureandStraininotherDirections
Thetemperatureaffectsallresistiveelementsas

R = R0[1 + (T T0 )]
R0istheresistanceatT0andisthetemperaturecoefficient.Thisisverymuchpronouncedincase
ofsemiconductorgagesduetohightemperaturecoefficient.
Thestraingagehasthehighestsensitivityagainstthestrainincertaindirection.However,it
alsohassensitivitytostrainsfromotherdirections.Thestraingagemanufacturersgenerallyspecify

Measurement of Displacement and Mechanical Strain/ 363


this. Eventually, the change in the resistance can be expressed as the sum of resistance changes
imposedbythewantedstrain(sw),unwantedstrain(su)andtemperature(T).

R=Rsw+Rsu+RT
The effect of unwanted strain and temperature must be eliminated before the resistance
changeisusedtoindicatethestrain.

THEWHEATSTONEBRIDGE
B

Utilization
The conventional methods for measuring the
R1

resistance involves application of a fixed


current and measuring the voltage developed,
or application of a fixed voltage and measure

Eb
A

R2
Ig

C
Rg

the resultant current. The relative change in


the resistance of the strain gage R/R is so

R4

R3

small that the variation in the measured


voltage or current remains within the
uncertainty

range.

Hence,

conventional

D
Figure8.18 TheWheatstonebridge

methods cannot be used directly. The


Wheatstone bridge shown in Figure 8.18 is a technique commonly used to measure changes in
resistancesaccurately.
CircuitConfiguration
The bridge has a voltage source Eb and four arms with resistances as shown in Figure 8.18. The
voltage source is connected between B and D to supply the

B
R2

R1

bridge.TheoutputistakenbetweenAandC.Theoutputmay
driveamovingcoilmeterorappliedtoavoltmeter.

Eb

The output voltage E0 = VAC. The circuit can be redrawn as

+ VAC R4

+
VC
-

+
VA
D

Figure8.19

shown in Figure 8.19 assuming the open circuit case at the


R3

moment(Rg).VoltageacrossR4is

VA=EbxR4/(R1+R4)

similarly

Measurement of Displacement and Mechanical Strain/ 364


VC=EbxR3/(R2+R3)

yielding
E0=VAC=VAVC= Eb (

R4
R3
R2 R4 R1 R3

) = Eb
R1 + R4 R2 + R3
( R1 + R4 )( R2 + R3 )

NullmodeofOperation
Atbalance
B

R2R4=R1R3orR1/R4=R2/R3
andtheoutputvoltageiszero.Thiscondition
canbeusedtodeterminetheexactvalueof
anunknownresistor.Itisplacedintoonethe

R2 =
600

R1 =
1000
Eb =
10 V

Ig
A

arms and others are adjusted until a zero


volt is obtained at the output. This is called
thenullmodeofoperationasillustratedin
Figure8.20.
Example8.4

R4 =
Rx

R3

Figure8.20Circuitfornullmode

AssumethatthebridgeshowninFigure8.20
is used to determine the resistance of an unknown resistance Rx. The variable resistance is the
resistanceboxthatallowsselectionofseveralresistorsinseriestoobtainthetotalresistanceanditis
set until null position in the meter observed. Calculate the unknown resistance if the variable
resistancesettingindicates625.4.
Accordingtoformulastatedabove,thebridgewillbebalancedif R1/R4=R2/R3.Hence, R4=

Rx=R1/(R2/R3)=1000x625.4/600=1042.3.
DeflectionmodeofOperation
All resistors can very around their nominal values as R1 + R1, R2 + R2, R3 + R3 and R4 + R4.
Sensitivityoftheoutputvoltagetoeitheroneof theresistancescanbefoundusingthe sensitivity
analysisasfollows:

S R1 =

E0
R3 ( R1 + R4 )( R2 + R3 ) ( R2 + R3 )(( R2 R4 + R1 R3 )
R4
= Eb
= Eb
2
2
R1
( R1 + R4 ) ( R2 + R3 )
( R1 + R4 ) 2

Similarly,

Measurement of Displacement and Mechanical Strain/ 365


S R2 =

E
E 0
R3
R2
E
R1
S R 4 = 0 = Eb
= Eb
S R 3 = 0 = Eb
2
2
R4
( R1 + R4 ) 2
R2
( R2 + R3 ) ,
R3
( R2 + R3 ) ,

If more than one element changes together, the output can be computed through
superposition. The sensitivity is not constant indicating that the outputinput relationship is not
linear.Itcanbeapproximatedbyalinearcharacteristiconlyinanarrowrangearoundthebalance
condition.Hence,thesensitivityanalysisassumessmalldisturbancesaroundthenominalvalueandit
may yield large errors if the disturbance is large enough and becomes comparable to the nominal
value.

B
RTh
Ig

Its Thevenin equivalent circuit


shown in Figure 8.21 can replace the

ETh = E0

bridge. The equivalent Thevenin

Rg

A
+
Eg
-

R1

R4

R2
D

R3

R Th

voltageis
Figure8.21Theequivalentcircuitofthebridge

ETh=E0=VAC(opencircuit)
Theequivalentresistance;RTh=R1//R4+R2//R3
ThecurrentthroughRg;Ig=E0/(RTh+Rg)
andvoltageacrossRg;Eg=E0Rg/(RTh+Rg)

In case of opencircuit (Rg) Eg = E0. This output voltage causes deflection of the needle in a
movingcoilmeterwhenapplied.
InitiallyR1R3=R2R4andthebridgeatbalanceyieldingEg=0andIg=0.AtaslightunbalanceRI

RI+ RIwhereRI<<RI,theresistanceisslightlychangedwhile Egisdrasticallychanged(from0


tosomefinitevalue).
Example8.5
Given Eb=10V, Rg=50,thebridgeisinitiallybalancedwith R1=R2=R3=R4=R=1000.The
bridgeisunbalancedbyR1=1,R2=1,R3=2,R4=1.FindthecurrentIgthroughexact
andapproximatemethodsanddeterminethepercentageerrorinthecurrentwhentheapproximate
methodisused.Assumethatthemeasurementisidealandnomeasurementerrorismade.
Exactsolution

Measurement of Displacement and Mechanical Strain/ 366


E 0 = Eb

R2 R4 R1 R3
( R + R2 )( R + R4 ) ( R + R1 )( R + R3 )
= Eb
( R1 + R4 )( R2 + R3 )
( R + R1 + R + R4 )( R + R2 + R + R3 ) thatgives

E0 = 10

999 x999 1001x1002


= 12.49625 mV
(1001 + 999)(999 + 1002)

RTh = R1//R4 + R2//R3 =

( R + R1 )( R + R4 ) ( R + R2 )( R + R3 )
=1001x999/2000 +
+
( 2 R + R1 + R4 )
( 2 R + R2 + R3 )

999x1002/2001=499.9995+500.2489=1000.2484

Ig=E0/(RTh+Rg)=12.49625/1050.2484=11.8988A
Approximatesolution1

E 0 = Eb

( R + R2 )( R + R4 ) ( R + R1 )( R + R3 )
R4 + R2 R1 R3
Eb
= 12 .5 mV
( R + R1 + R + R4 )( R + R2 + R + R3 )
4R

Thisisobtainedafterignoringthecrosstermsin Rsinthenumeratorandalsoignoring Rsinthe


denominatorascomparedto2R.

RThR/2+R/2=1000yieldingIg=12.5/1050=11.9048A
%ageerrorinIg=100x(11.9048+11.8988)/(11.8988)=0.05398%
Approximatesolution2
Usingthesensitivityanalysis, E0=E0=(E0/R1)R1+(E0/R2)R2+(E0/R3)R3+(E0/R4)R4=

(Eb/4000)[1121]=12.5mV; RTh =1000asaboveyieldingthesameresultastheapproximate


solution1.

Measurement of Displacement and Mechanical Strain/ 367

Solid platform
Strain Q
gage

BRIDGE CONFIGURATIONS FOR STRAIN GAGE


MEASUREMENTS
BridgewithaSingleActiveElement(QuarterBridge)

W
Cantilever
Figure8.22Thecantilever

PhysicalConnection
The strain gage is exposed to the force that causes the stress in
varietyofways.ThecantilevertypeshowninFigure8.22isonethe
mostfamous.Theleverisfixedtoasolidplatformandaforce Qis

appliedtoitsfreeend.Thisforcecausestensioninthegagewhenappliedinthedirectionshownand
causesanincreaseinitsresistance(Rpositive).Astheforceisappliedintheoppositedirection,it
producescompressioninthegagethatproducesadecreaseinitsresistance(Rnegative).
ConfiguringtheBridge

The strain gage is placed into one of the bridge arms


R1

and other three arms are completed with fixed


resistors as shown in Figure 8.23. R4 is taken as the

Eb
A

R2
Ig

C
Rg

strain gage. R3 is made variable to balance (null) the


bridge when there is no force applied (silent
condition).Thisisneededsincetheresistorsusedhave

R3
R4 = Rx

tolerancesandexactmatchingisverydifficult.

Figure8.23Aquarterbridge

AnalysisoftheCircuit
LetR1=R2=R3=RandR4=Rx=R+R=R(1+R/R),andletx=R/R.TheopencircuitvoltageE0=0
atbalance(R=0).Atslightunbalance(R0)

E0 = Eb

R2 R4 R1R3
R( R + R) R 2
R
= Eb
= Eb
( R1 + R4 )( R2 + R3 )
( R + R + R)( R + R)
2(2 R + R)

Afterreplacingx=R/R,

E0 = Eb

x
x
= Eb
x
2(2 + x)
4(1 + )
2

ThedenominatorcanbeexpendedusingTaylorseriesas

x
x x2
(1 + ) 1 = 1 +
...
2
2 4

Measurement of Displacement and Mechanical Strain/ 368


Then

E0 =

Eb
x 2 x3
( x + ...)
4
2
4

Sincex<<1,higherordertermscanbeneglectedyielding

E0

Eb
E R
x= b
4
4 R

Sensitivityanalysiscanalsobeused. S R 4 =

E0 = R4 S R 4 = Eb

E 0
R1
wasgivenpreviously.Hence,
= Eb
R4
( R1 + R4 ) 2

R
E R
R = b
2
( R + R)
4 R

EffectofTemperatureandTensileStrain
The change in the resistance can be expressed as the sum of resistance changes imposed by the
wantedstrain(sw),unwantedstrain(su)andtemperature(T)asstatedbefore.Qisthewantedstrain
and W(tensile)istheunwantedstraininthiscase.Hence, R= RQ+ RW+ RTasalreadystated.
Theeffectofunwantedstrainandtemperaturemustbeeliminated.Thecircuitasitisprovidesno
compensation. Using a second strain gage of the same type for R1 can compensate effect of
temperature. This second gage can be placed at a silent location within the sensor housing, hence
keptatthesametemperatureasthefirstone.Asaresult,both R1and R4havethesameamountof
changes due to temperature that cancel each other in the equation yielding perfect temperature
compensation.
Example8.6

Eb=4V,Rg=50,R1=R4=120,R2=R3=100atbalance(noload).R4isusedasthestraingage
withgagefactorK=2.FindthegalvanometercurrentIgfora=400m/m.
Solution:R/R=K=2x4x104=8x104;R=RK=120x8x104=0.096.
Exactcalculation:
RTh=(120x120.096)/240.096+50=110.02399

0.7996 x103
120 .096 x100 120 x100
= 4.9967 A
E0 = 4{
= 0.7996 mV ; I g =
110.02399 + 50
(120 .096 + 120 )(100 + 100 )
Approximatecalculation:

Measurement of Displacement and Mechanical Strain/ 369

RTh=(120x120)/240+50=110 E0 =

ThepercentageerrorinIg=

0.8 x103
Eb R
4
;
I
=
= 5 A ,
= 8 x10 V = 0.8 mV g
110 + 50
4 R

5 4.9967
x100 < 0.065 %
4.9967

Strain Q
gages

BridgewithTwoActiveElements(HalfBridge)
PhysicalConnection
Twostraingagesarefixedtooppositesurfacesofthecantileveras

W
Cantilever
Figure8.24

shown in Figure 8.24. The force, when applied in the direction


shown,causestensioninthegageonthetopsurface(R+ RQ)and
compressiononthegageatthebottomsurface(RRQ).Thetensile
force W causes (R + RW) on both gages. The temperature also

produces(R+RT)onbothgages.
ConfiguringtheBridge
ThestraingagesareplacedintotwoneighboringarmsofonebranchofthebridgeasshowninFigure
8.25.Theotherbranchiscompensatedbytwoequalvaluefixedresistors.IntheFigureR1andR4are
taken as the strain gages. R3 is made variable to balance (null) the bridge when there is no force
applied(silentcondition).
AnalysisoftheCircuit

Let R2 = R3 = R; R1 = R R; R4 = R + R, the open

R1
R-R

circuit voltage E0 = 0 at balance (R = 0). At slight


unbalance(R0)

Eb
A

R2
Ig

C
Rg

E 0 = Eb

R2 R4 R1 R3
( R1 + R4 )( R2 + R3 )

= Eb

R ( R + R ) R ( R R )
( R R + R + R )( R + R )

= Eb

2 R Eb R
=
4R
2 R

R4
R+R

R3

D
Figure8.25Circuitforthehalfbridge

The expression yields exact result without any approximation. The output voltage is doubled
comparedtothecaseofsingleelement.

Measurement of Displacement and Mechanical Strain/ 370

RTh =

R 2
( R R)( R + R) R
+ = R(1
)
2R
2
2 R 2

with R<<R,RTh R.Hence,theerrorinacceptingtheapproximatesolution(onlyfor RTh,since E0is


exact)isnegligible.EffectsofwantedandunwantedstrainsandtemperatureareillustratedinFigure
Wanted
strain

Unwanted
strain

8.26 for the measuring gages of Figure 8.25.


Temperature

Temperatureandunwantedtensilestrainwillhave
no effect on the output voltage since they are
completelycompensatedasfollows:

R4
R1

E0 =

Eb
( R4 R3 ) (from
4R

the

sensitivity

analysis)
Figure8.26Effectsofwantedandunwantedstrains
andtemperatureonmeasuringgages

R4= RQ+RW+ RT,and R3=RQ+RW+ RT


yielding the bridge equation for the halfbridge

configurationas

E0 =

Eb
E R
( R4 R3 ) = b
4R
2 R

BridgewithFourActiveElements(FullBridge)

Q
R2

All four arms of the bridge are made up of strain gages that are

R4

affectedbytheexternalstrain.Twogagesarefixedoneitherofthe

R1 R3

opposite surfaces of the cantilever as shown in Figure 8.27. The


force,whenappliedinthedirectionshown,causestensionongages

Figure8.27

atthetopsurface(R+RQ)andcompressionongagesatthebottom

surface(R RQ).Thetensileforce Wcauses(R+ RW)

onallgages.Thetemperaturealsoproduces(R+ RT)
onallgages.
Eb

Thestraingagesthatareworkingtogetherare

R2
R+R

R1
R-R

Ig

placed into opposite (nonneighboring) arms of the


bridge as shown in Figure 8.28. The strain gage

C
Rg

R4
R+R

R3
R-R

resistorsaremanufacturedforaperfectmatchtohave
theopencircuitvoltage E0=0atbalance(R=0).At

D
Figure8.28Circuitforthefullbridge

Measurement of Displacement and Mechanical Strain/ 371


slightunbalance(R0)withR1=R3=RR;R2=R4=R+R.

E 0 = Eb

= Eb

R2 R4 R1 R3
( R1 + R4 )( R2 + R3 )

( R + R )( R + R ) ( R R )( R R )
R
= Eb
( R R + R + R )( R + R + R R )
R

The expression also yields exact result without any approximation. The output voltage is
quadrupledcomparedtothecaseofsingleelement.

R 2
( R R)( R + R)
RTh = 2
= R(1 2 )
R
2R
with R<<R,RTh R.Hence,theerrorinacceptingtheapproximatesolution(onlyfor RTh,since E0is
exact) is negligible. Temperature and unwanted tensile strain will have no effect on the output
voltagesincetheyarecompletelycompensatedasinthecaseofthehalfbridge.
GeneralizedInstrumentationSystem
A cantilevered beam and the Wheatstone bridge can be used to determine the strain and/or the
bendingforceasillustratedinFigure8.29.Thecantileverconvertsthebendingforceintoabending

Bending
force
Q

Cantilever
Structure
S1

Bending
stress
Q

Metal within
elastic limit
S2

Bending
strain

Strain
gage(s)
S3

Q
(R)Q

Angular
displacement

Galvanometer
S5

Galvanometer
current
Ig

Incremental
resistance

Whetastone
bridge
S4

(R)W
(R)T

Figure8.29AfunctionalblockdiagramtoIllustratemeasurementofstrainusingacantileveredbeamand
Wheatstonebridge

stress and a bending strain provided that the metal stays within its elastic limits. The strain gages
thatareplacedoverthebeamencounterincrementalchangesintheirresistance.TheWheatstone
bridge provides the environment for determining small changes in resistances and generates an
output voltage that can be displayed using a galvanometer. At the end, the angular produces a
displacementofitspointerthatisproportionaltotheinputforce.

Measurement of Displacement and Mechanical Strain/ 372

NOVELPRESSURESENSORS
QuantumTunnelingComposites
Firstproducedin1996,theQuantumTunnelingComposite(QTC)isacompositematerialmadefrom
micronsizedparticlesconductivefillerparticlescombinedwithanonconductingelastomericbinder,
typicallysiliconerubber.Theuniquemethodofcombiningtheserawmaterialsresultsinacomposite
whichexhibitssignificantlydifferentelectricalpropertieswhencomparedwithanyotherelectrically
conductivematerial.Henceitisaflexiblepolymerthatexhibitsextraordinaryelectricalpropertiesas
illustratedinFigure8.30. QTCusuallycomesintheformofpillsorsheet.QTCpillsarejusttinylittle

(a)Structure

(b)Effectofpressure

Figure8.30StructureandeffectofpressureforQTC

pieces of the material. The sheets are composed of one layer of QTC, one layer of a conductive
material,andathirdlayerofaplasticinsulator.WhileQTCsheetsswitchquicklybetweenhighand
lowresistances,QTCpillsarepressuresensitivevariableresistors.
QTC is used as a pressure sensor; in its normal state it is a perfect insulator, but when
compressed it becomes a more or less perfect conductor and able to pass very high currents. It
utilizesquantumtunneling:withoutpressure,theconductiveelementsaretoofaraparttoconduct
electricity; when pressure is applied, they move closer and electrons can tunnel through the
insulator.Theeffectisfarmorepronouncedthanwouldbeexpectedfromclassical(nonquantum)
effects alone, as classical electrical resistance is linear (proportional to distance), while quantum

Figure8.31EffectofpressureonaQTCpill

Measurement of Displacement and Mechanical Strain/ 373


tunnelingisexponentialwithdecreasingdistance,allowingtheresistancetochangebyafactorofup
to1012betweenpressuredandunpressuredstatesasshowninFigure8.31.
Applications
QTC has the unique ability to smoothly change from an
electrical insulator to a metallike conductor when
placedunderpressure.Whileinanunstressedstatethe
QTCmaterialisanearperfectinsulator;withanyformof
deformation the material starts to conduct and with

Figure8.32QTCasaforcesensor

sufficient pressure metallic conductivity levels can be


achieved. This property can be utilized to convert pressure or force into an electrical signal as
illustratedinFigure8.32.
QTC can be tailored to suit different force, pressure or touch sensing applications from

Figure8.33ExamplesofpotentialsensingcapabilitiesofQTCmaterial

sensing featherlight or finger operation to heavy pressure applications. Figure 8.33 shows various
applicationexamplesofsensingcapabilitiesofQTCmaterial.
QTChasbeenimplementedwithin clothingtomakesmart,touchablemembrane control
panels to control electronic devices within the clothing, e.g. mp3 players or mobile phones. This
allowsequipmenttobeoperatedwithoutremovingclothinglayersoropeningfasteningsandmakes
standardequipmentusableinextremeweatherorenvironmentalconditionssuchasArctic/Antarctic
exploration or spacesuits. However, eventually, due to the low cost of QTC, this technology will
becomeavailabletothegeneraluser.

Measurement of Displacement and Mechanical Strain/ 374

PROBLEMSONMEASUREMENTOFMECHANICALQUANTITIES
ReviewQuestions
1. Howamechanicaldisplacementcanbesensed?
2. Whataretheresistivedisplacementsensorsandhowtheyareused?
3. Whataretheinductivedisplacementsensors?
4. WhatistheLVDTwithadvantagesandlimitations?
5. Whataretheprinciplesofoperationofcapacitivesensors?
6. Whataretheapplicationsandlimitationsofpiezoelectricsensors?
7. Whatarethetensionandcompression?
8. Whatarethestressandstrain?
9. Whatisthetransversestrain?
10. Howthestrainandstressarerelatedtoeachother?
11. Whythestrainisusedasanimportantmechanicalmeasure?
12. Whatisthepiezoresistance?
13. Whatisthegagefactor?
14. Whatarethemechanicalprinciplesforstraingages?
15. Whatcausesthechangesintheelectricalresistanceofthestraingagewire?
16. Howcanstraingagescanbeusedinpractice?
17. Whatarebondedandunbondedstraingages?
18. Howdothetemperatureandstraininotherdirectionsaffectthedisplacementmeasurements?
19. Whatisthewheatstonebridge?
20. Whereandhowawheatstonebridgeisusedinpractice?
21. Howcanyoudesignameasurementcircuitthatusesawheatstonebridge?
22. Howcanyoucomparethenullmodeanddeflectionmodeofoperationofwheatstonebridges?
23. Howcanyouconnectstraingagesmechanicallytomeasureforce?
24. Howcanyourelatetheoutputvoltagetothestraininaquarterbridgeconfiguration?
25. Whatarethelimitationsofthequarterbridge?
26. Whythehalfbridgeisthemostlypreferredconfiguration?
27. How can you eliminate the effects of temperature and unwanted strain in the measurements
usingwheatstonebridges?
28. Whatarethequantumtunnelingcompositesandhowtheycanbeusedinsensingthestrain?
29. Whataretheadvantagesofquantumtunnelingcompositesintouchscreendisplays?
MultipleChoiceQuestions
1. Whichoneofthefollowingtransducersneedsaphasesensitivedemodulator?

Measurement of Displacement and Mechanical Strain/ 375


a. Thermistor;
b. Straingage;
c. LVDT;
d. Piezoelectriccrystal.
2. Theeffectoftemperatureonastraingagedisplacementtransducercanbebestcompensatedby
usinga:
a. Thermistor;
b. Secondstraingageatareferencetemperature;
c. Thermocouple;
d. Secondstraingageatthesametemperatureasthemeasuringone.
3. Inpiezoelectrictransducerswhichofthefollowingisprimarilyrelatedtothevelocity?
a. Currentcomingoutofit;
b. Voltageacrossit;
c. Impedanceofit;
d. Chargeonit.
4. Astraingagetypedisplacementtransducerhasagagefactorof40andunstrainedresistanceof
120.ThePoissoncoefficientis0.4.Howmuchofthegagefactorisduetopiezoresistiveeffect?
a. 38;
b. 39;
c. 35;
d. None.Itis....
5. An external strain causes 6 change in the resistance in the above question. The percentage
changeindimensionis:
a. 1;
b. 0.5;
c. 0.125;
d. 2.
6. TheLVDTrequires
a. Wheatstonebridge
b. DCpowersupply
c. Phasesensitivedemodulator
d. Athermistortocompensatefortemperature
e. Balancingresistor
7. Astraingagewithgagefactorof40andunstrainedresistanceof100isconnectedtoanarmof
aWheatstonebridge.Thechangeintheresistancefor0.1%dimensionalchangeis:

Measurement of Displacement and Mechanical Strain/ 376


a. 2
b. 6
c. 5
d. 4
e. None,itis.
8. Thebridgeissuppliedwith10VDC.Theoutputvoltageacrossthemeasuringarmsofthebridge
is:
a. 1V
b. 0.1V
c. 0.01V
d. 0.4V
e. None,itis
9. Theeffectoftemperatureonastraingagedisplacementtransducercanbebestcompensatedby
usinga:
a. Thermistor;
b. Secondstraingageatthesametemperatureasthemeasuringone.
c. Secondstraingageatareferencetemperature;
d. Thermocouple;
QuestionswithSolutions
1. Twoidenticalstraingagesareplacedonoppositesurfacesofacantilevered beamasshownin
thefigure.Theunstrainedresistanceis120;gagefactorK=1.80.2%;Eb=10.0V0.5%.The
bridgeiscompensatedbytwo300resistors.
a. Write down the mathematical relationship between the bending force Fb and strain b
given that the bending stress b =

6L
Fb . Also write down the mathematical
bh 2

expressionforthesensitivityS1=b/Fb.
;givenb, b =

Ans.

6L
6L

Fb and S1 = 2
2
bh EY b
bh EY

b. WritedownmathematicalexpressionsforsensitivitiesS2andS3.
Ans.

yielding

;hence

Measurement of Displacement and Mechanical Strain/ 377

Cross-section
of the beam

b
h

R2

R1

Fb

300

300
Eb

R3

Fa

+ V0 -

R4
R4

R3

Bending
force

Cantilever
structure
S1

Fb

Strain
gage(s)
S2

Bending
strain
b

Incremental
resistance

Wheatstone
bridge
S3

(R)b
(R)a

Bridge
voltage
V0
(R)T

It looks like a half bridge but sensors are placed differently. For this configuration:

sensitivity

hence,

the

, as S3 is evaluated around R = 0, it's nominal

valuebecomes:

c. Prove that the given arrangement compensates the effects of temperature and axial
forces(Fa).
d. Calculateb,andV0andtheiruncertaintiesgiventhefollowingdata:
Fb=15N1%;Youngsmodulusofelasticity=EY=20x1010Nm2
L=100mm;h=4mm1%;b=20mm.
Ans. b =

6L
0.6 x15
Fb =
= 140 .63m / m , maximum error is 3%, the
2
2
bh EY
0.004 x 0.02 x 20 x10 10

expectederror=1

2.24%
1.033

3.7%,expecteduncertaintyis=0.04

0.25

with maximum uncertainty of (0.2+0.5+3)% =


5

2.3%

2. AssumethataWheatstonebridgeisusedformeasuringthestrainusingagalvanometerwithcoil
resistanceof50andfullscaledeflectioncurrent50A.Thegalvanometeriscalibratedtoread

Measurement of Displacement and Mechanical Strain/ 378


thestraindirectly.Thebridgesupplyis10V,theunstrainedresistanceofstraingagesis110
andcompensatingbridgeresistorsarealsotakenas110.Thegagefactorofthestraingageis
2.Findthevalueofstrainforfullscaledeflection.

Ans.Assumingthatweuseahalfbridge,

10 ,Rth=110,

yielding

thefullscale(b)max=800m/m
3. In the bridge shown, two strain gages R1

andR4areplacedontotheoppositefaces
ofacantilever.Theunstrainedresistance
is120;gagefactorFG=50;Eb=9V.The

R1

R2

W
Eb

R1

Ig

C
Rg

R4
R4

bridgeiscompensatedbyR2=R3=360;
Rg= 100 ;,. Calculate the value of the

R3

currentthroughthegalvanometer(Ig)for
anappliedstrain=0.15x103.
Ans.
99.3

7.5 10 , VT = 4.5x7.5x103 = 33.8 mV, RT = 60 + 180 = 240 ;

GeneralQuestions
1. TableforPr8.1showselasticpropertiesofsomeengineeringmaterials.Assumingthatawire10
mlongand1.0mm2incrosssectionareaismadeofeachmaterial.
a. Which element has the
largeststrain?

TableforPr8.1

b. Whichelementcancarrythe
largest

weight

without

breaking?
c. Assume that the wire is
made of aluminum and
subjected to a tensile force

M aterial

E y , N/m

A lum inum
B rass
G lass
Iron
P hosph or bronz e
S teel

10

7x10
10
9x10
10
5x10
10
18x10
10
10x10
10
20x10

E lastic lim it B re aking strength


2
2
N/m
N/m
8
8
2.0 x10
2.2x10
8
8
3.9 x10
4.7x10
8
8
8 x10
10x10
8
8
1.5 x10
3.0x10
8
8
4.2 x10
5.6x10
8
8
9.0 x10
1 1.0x10

Elastic properties of materials

of10N.Howmuchistheaxialstress?Whatisitselongation?
d. Assume the gage factor is 2.0 and unstrained resistance is 100 . How much is the
resistancewiththestrainduetothetensileforceof10N?

Measurement of Displacement and Mechanical Strain/ 379


2. A stainlesssteel beam shown in Figure for Pr 8.2 has 10.0 mm2 in

Solid (fixed)
platform

crosssectionarea.Itissubjectedtoatensileforceof100N.Modulus
ofelasticityforstainlesssteel,EY=2.0x1011N/m2.
a. Howmuchistheaxialstress?

b. What is its elongation if the beam has the unstrained length

Beam

10cm?
3. Assume that a Wheatstone bridge is used in quarter bridge

FigureforPr8.2

configuration for measuring the strain. A galvanometer with coil


resistanceof50andfullscaledeflectioncurrent50Aiscalibrated
to read the strain directly. The bridge supply is 5.0 V, the unstrained resistance of the strain
gageis120andcompensatingbridgeresistorsarealsotakenas120.Thegagefactorofthe
strain gage is 2.0. Find the value of strain for fullscale deflection and error in accepting the
approximatesolution.
4. Astraingagehasagagefactor2.1andunstrainedresistanceis600at25C.Thetemperature
coefficientis2strain/C(i.e.RTemp/R=4.2x106/C)
a. Findthepercentageandabsolutechangesintheresistanceifa=500m/mat25C.
b. Findthepercentagechangeinresistancefora=0m/mat75C
c. Findthepercentagechangeinresistancefora=500m/mat75C
5. Inastraingage:
a. Showthemathematicalrelationshipbetweenstressandstrain.
b. Find the percentage change in the length and in the resistance of the strain gage with
gage factor = 25, unstrained resistance is 350 and
B

strain=400x106=400strain.

a. DeterminetheconditionforVAC=0

Eb =
10V

,VAc=0.CalculatethevalueofR1.

+ VAC -

b. AssumethatR1isanunknownresistance.R4=210,R2
=125.R3isavariableresistorandwhenitsetto350

R2

R1

6. FortheWheatstonebridgeshowninFigureforPr8.6;

R4

R3
D

7. InthebridgeshowninFigureforPr8.7,twostraingagesR1and
R4areplacedontotheoppositefacesofacantilever.

FigureforPr8.6

Measurement of Displacement and Mechanical Strain/ 380


a. DeterminetheconditionforthecurrentIg=0.
b. DerivetheequationrelatingIgtothestrain.
8. Theunstrainedresistanceofstraingagesis120;gagefactorK=50;Eb=10.0V.Thebridgeis
compensated by R2=R3= 220 ; Rg= 80 . Calculate the value of the current Ig for an applied
strain=200strainusingboththeapproximateformulaandexactformula.Calculatetheerror
inacceptingtheapproximateformula.

B
R1

R2

W
Eb

R1

Ig

C
Rg

R4
R4

R3

D
FigureforPr8.7Twostraingagesonacantileverformingahalfbridge

9. InFigureforPr8.7,twostraingagesR1andR4areplacedontotheoppositefacesofacantilever.
Theunstrainedresistanceis120;gagefactorFG=50;Eb=9.0V.Thebridgeiscompensatedby
R2=R3=360;Rg=100.Calculatethevalueofthecurrentthroughthegalvanometer(Ig)foran
appliedstrain=0.15x103.
10. Twoidenticalstraingagesareplacedonoppositesurfacesofacantilevered beamasshownin
Figure for Pr 8.10. The unstrained resistance is 120 ; gage factor K = 2.0 0.2%; Eb = 9.0 V
0.5%.Thebridgeiscompensatedbytwo330resistors.
a. Write down the mathematical relationship between the bending force Fb and strain b
given that the bending stress b =

6L
Fb . Also write down the mathematical
bh 2

expressionforthesensitivityS1=b/Fb.
b. WritedownmathematicalexpressionsforsensitivitiesS2andS3.
c. Prove that the given arrangement compensates the effects of temperature and axial
forces(Fa).

Measurement of Displacement and Mechanical Strain/ 381


Cross-section
of the beam

b
h

330

R1

Fb
Eb

R1

Fa

+ V0 -

R2
R2

330
D

Bending
force
Fb

Cantilever
structure
S1

Bending
strain

Incremental
resistance

Strain
gage(s)
S2

(R)b

Bridge
voltage

Wheatstone
bridge
S3

V0
(R)T

(R)a

FigureforPr8.10

d. Calculateb,andV0andtheiruncertaintiesgiventhefollowingdata:
Fb=10N1%;Youngsmodulusofelasticity=EY=20x1010Nm2
L=50mm;h=2mm1%;b=40mm.

Cross-section
of the beam

R1

R2

Fb
Eb

R1 R3
R 2 R4

Ig

C
Rg

Fa
R4

R3

D
FigureforPr8.11

11. Four resistances in a Wheatstone bridge are made up of strain gage elements placed in a
cantileveredbeamasshowninFigureforPr8.11.Atnoload,R1=R2=R0,R3=4R0.

Measurement of Displacement and Mechanical Strain/ 382


e. What is the noload value for R4? The functional elements for the arrangement are as
shown.
f.

Prove that the given arrangement compensates the effects of temperature and axial
forces(Fa).

12. TheblockdiagrampresentationofthesystemasageneralmeasuringsetupwasgiveninFigure
8.29.
g. ShowthatthesensitivityS1is

S1 =

b
Fb

6L
bh 2

h. Writesimilarexpressions(withoutproof)forsensitivitiesS2,S3,S4andS5.
i.

Calculateb,bandFbandtheiruncertaintiesgiventhefollowingdata

=450.2;S5=10/A0.1%;Eb=5V0.4%
R0=50;Rg=100;gagefactorK=2.0
Youngsmodulusofelasticity=EY=2x1011Nm21%
L=480mm1%;h=3mm1%;b=60mm1%

Practical and Reporting / 383

PRACTICALANDREPORTING

LABORATORYNOTESANDSHEETS
GeneralGuidelinesinPresentingTechnicalWork
TheFormalLaboratoryReport
GeneralRequirements
SpecificContentsoftheReport
MoreOnGraphs
OnePageLabReport
GENERALGUIDELINESFOREXPERIMENTS
PreparationforExperiments
SummaryofOperationofOscilloscopes
EXPERIMENTS
MeasurementandError
DeterminingtheCharacteristicofanIncandescentLamp
DeterminingtheCharacteristicofaCapacitor
RegulatedPowerSupply
TERMPROJECT
ImportantQuestionstoAnswer
Duties
ElementsoftheReport

Practical and Reporting / 384

LABORATORYNOTESANDSHEETS
GeneralGuidelinesinPresentingTechnicalWork
All technical work must be completed
with a written report and/or oral

how did I
do that?

what problem
was this?

what does
that mean?

presentation.Apoorlypresentedwork
maybeunderminedbythereaderand
ignored.Ifitisalabreport,itwilllead
toapoorlabgradethatdamagesyour
records.Theworkmustbepresentedinasimpleformatthatdescribeswhatwedid,informswhywe
did,reportsresultsofwhatwedidandexplainswhatresultsmeantousasillustratedinthepicture.
Hence,itpreparesthereaderforwhatiscoming,itdescribesthework,andfinallyitconcludesthe
workwithourinterpretations.

Tell him
what you
are going
to tell him

Tell
him

Dr. Bellamy illustrates the

practice of technical presentation in

Context

hisbookusedforIE201informofa
presentation sandwich as shown in

Work
and
Answer

thefigure.Thesandwichismadeup
ofthreepartsasthefirstslice,filling

Discussion
Tell him what
you told him

andthesecondslice.Thefirstsliceis
the

context

gets

the

reader

interested in the work. It is written

beforetheworkbutwithbeginwiththeendinmind.Thefillingistheactualwork.However,itcant
standalonebyitself.Thesecondsliceiswrittenaftercompletingtheworkanditrevealstheworkwe
havedone.
TheFormalLaboratoryReport
Introduction
Necessarily, there is a considerable difference between what one does in a report intended for
publicationinajournalandwhatonedoesinalabreportbasedononeortwoweeksofworkinalab
course. Some general principles apply to both, however. Failure to write down the results of an
experimentandtheprocedureinwhichtheexperimentwasdoneisequivalenttonothavingdone
theexperimentatall.Iftheresultsnotedinthelabnotebookdonotappearinaformalreport,your
instructororbossatworkwillneverfindoutaboutthemorwhatafinejobyoudid.Itisessential
thatyourworkbewrittenupcarefullysothatyourorganizationandothersmaybeawareofwhat

Practical and Reporting / 385


wasdoneandthatyoudidit.Theformalreportistheoneuponwhichyouandthequalityofyour
workwillbejudged;itisworthdoingwell.
What you have learned in other courses, for example in technical writing courses and in
physicslab,shouldbehelpfulindecidinghowtowritetheformalreport.Inaddition,theinstructors
of those courses will detail specific requirements for individual courses. The following paragraphs
givesomeofthethingsthatshouldbeincludedinmostreports.
GeneralRequirements
SPACING
Thereportmustbetypedononesideofthepaperonly.Dotmatrixoutputisacceptable.Theremust
be at least a oneinch margin on all sides. Reports that are not clearly legible can result in lesser
grades.
FORMAT
Thereportshouldhavenumberedpages,figuresandtables.Referencesshouldbeindicated,either
as footnotes or as a numbered list (square bracket) at the end of the report, using the format
indicatedintheinstructionsgivenforthelaboratorynotebook.
SYMBOLSANDABBREVIATIONS
Trytoavoidusingabbreviationsinthetext.Usethefullword,suchas"ampere,""megahertz,"etc.
You can use abbreviations in the figures and should use them in tables. For abbreviations, use the
recommendedIEEEsymbols.
UNITS
Use the metric system, specifically the MKSA subsystem of the SI (System Internationale) as
recommendedbytheIEEE.
MATHEMATICALNOTATIONANDFORMULAS
Unlessyouareanaccomplishedtypistandyouhaveawordprocessorcapableofusingmathsymbols
andGreekletters,writeformulasneatlybyhand,inblackink.PayspecialattentiontoGreekletters,
andmakeacleardifferencebetweensmallcase"e1"(1)andthenumeral"one"(1).
SpecificContentsoftheReport
COVERPAGE
Thecoverpagemustincludecoursenameandnumber,experimenttitle(nomorethanninewords),
yournameandthedatethereportissubmitted.Pagesmustbestapledattheupperlefthandcorner

Practical and Reporting / 386


orheldtogetherinatransparentplasticcoverofthetypesoldatbookstores.AllpagesaretobeA4
(21cmby29.7cm)insize.Largerpagesshouldbefoldedtofitwithintheabovementionedbounds.
SHORTINTRODUCTION
Aconciseexplanationofthenatureoftheproblemathandandthepurposeoftheexperiment.
MAINBODY
This must include circuit diagram(s), formulas used in the calculations, sample calculations (see
notebook instructions), tables of data and graphs (see notebook instructions) and relevant
procedures.
CONCLUSIONS
Perhaps this is the most important part of the report. It should include what was achieved in the
experiment, limitations and advantages of the tested circuit or device, and any other piece of
informationobtainedasadirectresultoftheexperiment,whichyouthink,isrelevant.Beconcise;do
not fill the paper with long irrelevant explanations. Above all, do not quote material published
elsewhere,unlessitisessential.Justgivetheappropriatereferences.
MoreOnGraphs
Graphsshouldbeneatlydoneontheappropriatetypeofgraphpaper.Inadditiontotheinstructions
giveninthenotebookinstructions,rememberthatforpurposesofreproduction,itisbettertoavoid
usingcolors.Ifmorethanonecurveisplottedinagraph,usedifferenttypesofsegmentedlines,and
identify each by means of a short label with an arrow pointing to the corresponding curve.
Schematics must be done using templates in a neat, professional way. Black ink is preferred.
Alternativelythereportcanbepreparedusingappropriatewordprocessingandgraphicalsoftware.
OnePageLabReport
In many experiments, the students are asked to submit a onepage report. Again the sandwich
phenomenonisobserved.Theboxbelowillustratessuchasamplereport.

BME310,samplereport,oxygenmeasurement.

Practical and Reporting / 387

JohnWebster(labpartnersTomEdisonandCarrieNation)8/29/96
AbstractWeconstructedaPO2sensorfrompartsandusedittomeasurePO2.PO2ofinhaledairwas
152mmHgwhereasthatofexhaledairwas114mmHg.Thesensortimeconstantwas20s.The PO2
oftapwaterwas76mmHg,butincreasedto85mmHgwhenstirred.
IntroductionandpurposeOurmetabolismrequiresoxygen.Weneedtoknowthepartialpressureof
oxygeninthearterialandvenousbloodtoassesshowwellthelungsandheartareoxygenatingthe
tissues.Wewillconstructa PO2sensorfromparts,measureitstimeconstant,anduseittomeasure

PO2inliquidsandgases.Wewillmeasurehowmuchthe PO2changesbetweeninhaledandexhaled
air.
TheoryWhenaPtelectrodeisbiased0.7VwithreferencetoaAg/AgClelectrode,oxygenisreduced
atarateproportionaltoitspartialpressurePO2,

O2+2H2O+4e 4OH .The current from the resulting electrode is linearly proportional to PO2 in

an electrolyte. Since contaminants in blood cause error, the electrode is covered with a plastic
membrane impermeable to liquid but permeable to gas. The O2 from the blood diffuses through the
membrane to reach the Pt electrode. Because the electrode consumes O2, there is a gradient of PO2
from maximum in the blood to zero at the Pt tip. Therefore we achieve more stable results if we stir the
blood to maintain maximal PO2 as near the Pt tip as possible.
Experimental procedure Following instructions in the notes, we assembled the Clark electrode and
connectedittothevariablevoltagecircuitshowninthenotes.WeusedDMMstoobtaincurrentvs.
polarizingvoltage.WecalibratedthedifferentialO2analyzer.
ResultsNoteresultsonthedatasheet.Numberedanswerstonumberedquestionsfollow:
1

Currentvs.polarizingvoltageisplotted.

PO2ofourexhaledairwas114mmHg.

Weexcludedthefirstportionofthebreathbecausethedeadspacehasroomairwhichdoes

notparticipateingasexchange.
4

DifferenceinO2concentrationwas38mmHg.
OnePageLabReport

Practical and Reporting / 388

GENERALGUIDELINESFOREXPERIMENTS
PreparationforExperiments
Theexperimentsandlabprojectsinthiscourseintendtodevelopabilitiesofstudentstodesignand
conductexperiments,analyzeandinterpretdata.Studentswilldesignandconductlabexperiments
andpreparelaboratoryreportsthatincludethefollowingasaminimum:

A title page, objectives, preliminary work, apparatus and electronic components used,
procedure,datatables,andgraphs,discussionoftheexperimentalprocedureandresults,as
wellasanalysisandinterpretationofdatawithappropriatecomments.

Theperformancewillevaluatedbasedtheskillsandabilityofthestudentto:

Followspecifiedexperimentalprocedurestoillustratescientificandengineeringprinciples.

Operateinstrumentsandelectricalengineeringequipments.

Developexperimentalprocedures,identifyoperatingconditions,configureequipments,and
conductmeasurementstoacquireusefulelectricalengineeringdesign.

Examinelaboratorydataforreliabilityandaccuracy.

Interpretresults.

Beforestartinganylabwork:

Prepare the necessary theoretical background and the preliminary work before attempting
theexperiment.

Discussyourdesignwiththeinstructor.

Makealistofelectroniccomponentsneededfortheexperimentandgatherthemwiththe
helpofthelabengineer.

Setyourcircuituponthebreadboardandnaveyourfriendand/orthelabengineercheck
theconnectionsbeforeapplyingpowertoit.

Makeanestimateofthenormalcurrentlevelbeforeyouapplythepower.Setthecurrent
limits to their minimum values on the D.C. supplies, connect an ammeter to the line and
apply power. If you see an abnormal amount of current drawn by the circuit, immediately
interruptthepowerandrecheckyourconnectionsandifnecessaryyourdesign.

A current significantly larger than the expected would mean the existence of one or more of the
following:

Adesignerror;

Awrongconnection;

Practical and Reporting / 389

A damaged component (short or open). The damage could be there before or could have
occurredimmediatelyaftertheapplicationofthepower.

Always remember to turn the D.C. supply off before making any modifications in the circuit to
protectsemiconductordevicesfromgettingdamaged.
SummaryofOperationofOscilloscopes
Sincetheoscilloscopeisprobablythemostimportanttoolofacircuitdesigner,troubleshooter,or
instrumentationengineerandsincemanystudentslackenoughunderstandingofitsactualoperation
to be able to use effectively use its controls, a brief explanation will be presented here. Further
informationabouttheoscilloscopeisprovidedinthecoursematerial.
Asevident,theutilityofthescopeliesinthefactthatitdisplaysgraphicallyvoltagefunctions
inacircuit.ThiseffectresultsfromabeamofelectronsbeingsweptacrosstheCRTfacebyplates
with varying potentials. The face of the CRT is coated with phosphors which glow when struck by
electrons.Athighersweeprates,thebeamofelectronswillstrikethephosphorsagainbeforethey
have stopped glowing from this first contact. The result is a continuous history of the voltage
fluctuationinthecircuit.
Whenthebeamreachestherightsideofthescreenitisquicklybroughtbacktotheleftside
whereanothertracestarts.Ifnoattemptatsynchronizationismade,thebeamwillnotbeginatthe
samepointduringeachcycleandthedisplaywillappeartofloatacrossthescreen(thisisanalogous
to the vertical rolling of the picture on a TV set). To eliminate this difficulty, internal circuitry is
providedwhichholdsthebeamuntilapresetthresholdvoltageisreached(atwhichtimethetrigger,
whichmaybeatypeofmultivibrator,istrippedandthebeamagainsweepsacrossthescreen).This
is the essence of what is meant when someone uses the word "trigger" in reference to the
oscilloscope. With this, the problem with floating is eliminated and the display will appear to be
stable.
Forreasonswhicharetobeexplainedinthechapterondisplaydevices,itisoftendesirable
to"trigger"thesweeponwaveformswhichareexternaltothescopecircuitry.Thisisaccomplished
using the front panel switch labeled Triggering Source. When this switch is in the internal (INT)
position,asampleofthesignalbeingdisplayedonCH1isappliedtothetriggercircuit,andusedfor
synchronizingthesweepgenerator.Whenintheexternal(EXT)position,asignalfromsomeoutside
source is applied to the trigger circuit, and the sweep is synced to this signal. Note that the sync
signal from an outside source must be applied through the external (EXT) connector. The LINE
positionoftheswitchsynchronizesthesweepwiththe60Hzlinevoltage.

Practical and Reporting / 390


The remainder of the controls, along with the other pieces of lab equipment, are fairly self
explanatoryandwillbeillustratedthroughexperimentation.
IMPORTANTNOTE:Inallexercisesandallothersaccuratelyrecordalldataandobservations,include
theminyourreport.
WARNING:Onlyturntheintensityashighasrequiredforalegibledisplay.Toohighofanintensity
will decrease CRT life and may cause irreparable damage to the phosphors. It will also harm your
eyes.

Practical and Reporting / 391

MEASUREMENTANDERROR

Objective:Thisexerciseisdesignedto:
1. Familiarizethestudentwiththeequipmenttobeusedthroughoutthesemester;
2. Developspecifictechniqueswhicharefrequentlyrequiredinsubsequentlaboratoryexercises;
3. Refreshthestudent`sknowledgeonsomeimportantfundamentaltopics.
PreliminaryWork
1. Makeadetailedstudyoftheknobsandcontrolsontheoscilloscopepanelthefrequencymeter,
voltmeterandfunction/signalgenerator.
2. Listandmemorizecolorcodesforidentificationoftheresistorsandcapacitors.
3. Designexperimentalprocedurestomeasure:
4. Inputimpedanceoftheoscilloscope;
5. Outputimpedanceofthesignalgenerator.
ExperimentalProcedure
1. Applya1kHz5Voltspeaktopeaksinewavefromthesignalgeneratorintoadigitalvoltmeter
and frequency counter. Wait for 5 minutes for the system to warmup and stabilize. Then,
measurethevaluesforthevoltageandfrequencyatevery30seconds.Take10readingsforeach
andrecordthemwiththehighestprecisionpossible.
2. Applya1kHz5Voltspeaktopeaksinewaveintochannel1oftheCRO:
3. MeasuretheamplitudeusingX1probeincludingtheerrorinthemeasurement;
4. Repeat(a)usingX10&X100probes;
5. MeasuretheperiodandfrequencyusingCROandincludetheuncertainties;
6. Studyfunctionsoftriggeringlevelcontrolandslopecontrolknobs.
7. Determine the input impedance of the oscilloscope and output impedance of the function
generatorusingtheproceduresyouhavedeveloped.
8. Identify the values of resistors and capacitors provided by using the color codes. Measure the
valuesof10resistorsfromthesametypeandfindthemagnitudeoferrorinyouridentifications
usingthecolorcodes.

Practical and Reporting / 392


ResultsandDiscussions:
1. Record all measurements you have made. Compare them with your expectations. Discuss any
differenceyouhaveencountered.
2. Discusstheaccuracyofyourmeasurementsreferringtothesourcesoferrors.Studytheaccuracy
andresolutionofthemeasurementfortheamplitudeandfrequencyusing:
a. Oscilloscopeonlyforthemeasurements;
b. Adigitalmultimeterandfrequencycounterforthemeasurements.Refertomanualsfor
theoscilloscope,multimeterandfrequencycounterifnecessary(youcanaskthehelpof
thelabengineer).Howmanysignificantdigitsyoucanusetoexpresstheresultsineach
case?
3. Discusstherelevanceoftheoutputimpedanceofthesignalgeneratorandinputimpedanceof
the oscilloscope. What limitations they introduce into your measurements? What is the
significanceoftheinputcapacitance?
4. Whatcanyousayaboutthereliabilityofthemeasurementusingoscilloscope?
5. Usingstatisticalanalysisfindouttheerrorsinamplitudeandfrequencyofthesignaldeliveredby
thesignalgenerator.
6. Determine the error in the resistance value and compare it to the tolerance. Express the
resistanceusingsignificantdigitsonly.

Practical and Reporting / 393

DETERMININGTHECHARACTERISTICOFANINCANDESCENTLAMP

Objective:Thisexperimentisintendedto:
1.

Letstudentsdevelopexperimentalprotocols,setandconductexperiments;

2.

Developstudents'skillsindatacollectionandanalyzes.

3.

Applystatisticaltechniquesindataanalyzesandpresentationofexperimentalresults.

PreliminaryWork
1. Drawthecircuitdiagramofameasurementsetupthatyouwillusetodeterminethevariationof
thelampresistanceasitheatsupfromnopowertofullpowerlevel.
2. Writedowntheformulathatexpressthechangeofresistancewithtemperatureformetals.
3. Determinetemperaturecoefficientoftheresistancefortungstenfromreferencebooksorfrom
theweb.
PreparationsBeforetheExperiment
1. Readandrecordthevalueswrittenonthelamp(voltage,current,poweretc).
2. Makesurethatthelampissittinginitssocket.
3. Determinetheaccuracyandprecisionoftheammeterandvoltmeterthatyouwilluseinthe
experiment.
ExperimentalProcedure
1. Makeyourconnectionsproperlytothepowersupplyandcareforsafety.
2. Measuretheresistanceofthelampusinganohmmeterbeforeyouconnectittoyourcircuit.Set
theDCpowersupplytothenominalvoltageofthelamp.
3. ConnectthelamptotheDCpowersupply(withpowerswitchoff!),withanammeterinseries.
Switchthepowersupplyonandwatchtheammeterandtrytoestimatethetimetakenforthe
lamptoreachintothermalstability.
4. Setthemeasurementcircuitwiththepowersupply,theresistancebox,anammeter,voltmeter
andthelamp.Makeatableofvoltageandcurrentreadingsfor10settingsoftheresistancebox
fromalmostnocurrenttofullcurrentintothelamp.Recordallyourreadingstothehighest
precisionpossible.Waitforsufficienttimebetweenstepssothatthesteadystatevalueis
reached.Recordalsothewaitingtimebetweensteps.
5. Repeatthemeasurementinthereverseorder(asthecurrentdecreasesfromfullcurrentto
almostnocurrent).

Practical and Reporting / 394


6. Repeat(4)and(5)atleast5times.
Results
1. TransferthedatayourecordedduringtheexperimentintoanEXCELSheet.
2. Determinetheaveragevoltageandcurrentvaluesanderrorsinthemforexperimentstepsas
youincreasethecurrentandyoudecreasethecurrentseparately.
3. Calculatetheresistanceofthelampandthepowerdissipatedforeachstepoftheexperiment
includingtheerrors.
4. Drawthescatterdiagramoftheresistanceagainstthepowerforincreasinganddecreasinglamp
current.
5. Obtainthelinearregressionlines(bestfit)foryourscatterplotsandobtaintheequationsofthe
lines.
DiscussionsandConclusions
1. Commentontheerrorsinyourmeasurementsandtheireffectsontheresultsobtained.
2. Comparethechangesintheresistanceasthelampcurrentincreasesanddecreases.Howgood
yourstraightlinefit?Howmuchisthemaximumdeviation?Isitwithintheexpectederrorrange?
3. Doyouhavedifferencesbetweentheregressionlinesforincreasinganddecreasinglamp
currents?Ifso,explainthereasons.
4. Determinethecoefficientofvariationoftheresistancewiththepowerinthelamp.Estimatethe
temperatureofthelampusingthecoefficientyouhavefoundandthetemperaturecoefficientof
resistanceoftungstenyouobtainedinthepreliminarywork.
5. Submit1pagelabreporttoEng.AbdulmuttalibinpaperandyourEXCELfiletoDr.Baha
electronically.

Practical and Reporting / 395

DETERMININGTHECHARACTERISTICOFACAPACITOR
This experiment is intended to let students design their own experiments to determine the
characteristicofanelectroniccomponentandverifytheirresultsusingdifferentmethodsincluding
technical libraries. Students will submit full report in accordance with the rubric for ABET Program
Outcome3(b).
Capacitorstobeused
1. Aluminumelectrolytictypes1000to2200F,100Fand4.7F
2. Tantalum4.7F
3. Nonelectrolytictypespolyester,polystyrene,andmicaatvariousvaluesavailableinthelab.
Reminderfortheexperimentalprocedures
1. Beforethelab,determinetheequivalentcircuitofthelabandusingthelibrary/web
resourcesidentifythecomponentsoftheequivalentcircuitforeachcategoryofcapacitor.
2. Designatestcircuitandcarefullyselectthetestequipment.Writedownthemodelandserial
numberforeachequipmentthatyouuseintoyourreportsheet.
3. Becarefulaboutthepolarityofelectrolyticcapacitorsinconnectingthemtothecircuit.
4. Preparetheexperimentalprotocol,setandconductexperiments;makesurethatyourepeat
eachstepuntilyouachievestatisticalstabilityoftheresults.
5. Makesurethatyouuseallmeasurementtechniquesavailable(i.e.squarewavetesting,sine
wavetestingetc).
6. TransferthedatayourecordedduringtheexperimentintoanEXCELSheet.
7. Determinetheaveragevoltageandcurrentvaluesanderrorsinthemforeachstepofthe
experiment.
8. Calculatethecomponentsoftheequivalentcircuitforeachcategoryofthecapacitor,
compareandcontrastresultsobtainedusingdifferentexperimentalapproaches.
9. Comparethemostreliableexperimentalresultswithyourexpectationsinstep1.
10. Discussthedeviationofthedevicecharacteristicfromtheidealoneduetononideal
componentsanditseffectinselectingthecapacitanceinspecificapplications.

Practical and Reporting / 396

REGULATEDPOWERSUPPLY

The purpose of this exercise is to make the student familiar with different power sources that are
usedinmedicalequipment.Inthisrespect:
1.

The behavior of capacitors and batteries will be studied as energy as energy storage
elements.

2.

Theperformanceofelectronicpowersupplieswillbedetermined.Everystudentisgoingto
byhisownpowersupplyforthisexperiment.Anunregulatedoneispreferredandavoltage
regulatorwillbeaddedtoit.

3.

Theswitchingpowersupplywillalsobediscussed.

4.

Fusesusedinelectroniccircuitswillbestudied.

PreliminaryWork
1.

StudythecapacitorsfromthenotesthatyoualreadyhaveinappendixC.Designacircuitto
determinetheequivalentresistanceofthecapacitor.

2.

StudynotesgiveninappendixE.Makeatableofcomparisonfordifferenttypesofbatteries
thatareusedinthemedicalinstruments.

3.

Studyregulatedpowersuppliesfrombooksonelectronicsandmaterialprovidedin
appendixF.Designaregulatedpowersupplythatwilldeliver5voltsand0.5amp.Usean
electroniccomponentscatalog(i.e.anRScatalog)toselectelectroniccomponentsyouneed
foryourdesign.

4.

Drawthecircuitdiagramforthepowersupplyyoubrought.Calculatethefiltercapacitance
for500mAloadandripplevoltageof1V.Decidewhethertheexistingcapacitanceis:a)just
right? b)Insufficient
c)Morethanenough.

5.

Studythefuseparametersgivenintheappendix.Makeatableofcomparisonbetweenfuses
usedinprotectingsemiconductordevices,smallelectricalmotorsandelectricblankets.

Experiment
1.

Build the circuit you designed above for testing the resistance of a capacitor. Measure the
resistanceonthreedifferenttypesofcapacitorsandcompareyourfindingstovaluesgivenin
componentcatalogs.

2.

Measuretheripplevoltageontheunmodifiedpowersupplyforthefollowingcases:
a)Noload.

3.

b)50mAload.

c)500mAload.

Measuretheoutputvoltageontheunmodifiedsupplyunder:
a)Noload.

b)50mAload.

c)500mAload.

Practical and Reporting / 397


4.

Modify your power supply and add a series regulator to it to obtain a regulated output
voltage of 5 volts with current capacity of 500 mA. Repeat steps 2 & 3 for your regulated
powersupply.

5.

Study a switching type power supply that will be provided to you in the lab. Identify its
componentsanddetermineitsprincipleofoperation.

6.

Examinebatteriesthatyoucollectyourselfandgiveninthelab.Trytodeterminesome
salientcharacteristicsoftwotypesthatyouchoose.

7.

Collectsamplesoffusesusedinelectronics.Classifythemwithrespecttosize,trippingtime
andotherrelevantparameters.Indicateafewapplicationareasforeachtype.

Practical and Reporting / 398

TERMPROJECT
Assignment:WhenIneedtochangethebatteryofthewallclock?
Teamsize:3to4students,
Duedate:21May2011(18JumadaII1432)
StudentOutcomestobesatisfiedbytheassignment:b,d,f,k,l
ImportantQuestionstoAnswer

Whatisawallclock,whataretheeasilyavailablemodelsinthemarket?

Whatistheelectricalcharacteristicoftheclockyouhave?

Whatarethebatteriesavailabletopoweryourclock?

Howthebatteriesarefoundinthemarketandwhatisthepricerangeforeachtype?

Whatistheshelfandexpectedservicelifeforthebatteryyouchooseforyourclock?

Duties
1. Establishyourteamsanddistributeteamroles
2. Determinetaskstobedoneandexpectedtimeneededforeachone
3. Distributeresponsibilitiesoffulfillingtaskstoteammembers
4. Makeatimeplanwithdefinitedeadlines
5. Planandholdregularfollowupmeetingsandtakemeetingminutes
6. Collecttheinformationfromthemembersabouttheresultsachievedandanalyzetheresults
7. Writedownthefinalreportandsubmit.
ElementsoftheReport
1. Coverpageandoverallorganizationofthereport
2. Whatisaclock,whenandwhyitisused?
3. Wallclocksavailableinthemarketandtheirpriceranges
4. Experimentalprocedurestodeterminetheclockcharacteristics
5. Toolselectionanduse
6. Clockcharacteristicsdatatables
7. Statisticalanalysesoftheexperimentaldata
8. Graphicalpresentationoftheclockcharacteristics
9. Interpretationoftheclockcharacteristicsandmodeling
10. Whatisabattery?

Practical and Reporting / 399


11. Typesofbatteriesandbatterymanufacturers
12. Characteristicsofbatteries
13. Availability,marketsurvey,shelflife
14. Matchingtheclockcharacteristicsintobatterycharacteristics
15. Selectionofaproperbatteryforyourclock
16. Estimatedlifetimefortheselectedbattery
17. Teamsetting
18. Timeplan
19. Worksharingandresponsibilities
20. Whathasbeenlearntfromtheproject
Eachelementtakes5markstotalingto100fortheproject.

Appendix A Quantities, Units and Standards / 400

APPENDICES
AQUANTITIES,UNITSANDSTANDARDS
BasicandDerivedUnits
Inallconversations,thephysicalquantitiesarepresentedwiththeirpropervaluescomparedtothe
standard,theunits.Theinternationallyestablished(SI)unitsarethemeterforlength,thekilogram
formass,andthesecondfortime,abbreviatedasthemkssystemofunits.Althoughthemkssystem
iscommonlyusedinengineering,thecgssystemofunitsisanabsolutesystemofunitsthatiswidely
used in science. This system is based on the centimeter, gram mass, and second as basic units.
Disadvantagesincludethefactthatthederivedunitsforforceandenergyaretoosmallforpractical
purposes and that the system does not combine with the practical electrical units to form a
comprehensiveunitsystem.
TheBritishengineeringsystemofunitsisagravitationalsystemofunitsandisbasedonthe
foot,poundforce,andsecondasbasicunits.ThesystemistheonethathasbeenusedintheUnited
States.Thederivedunitofmassislbfs2/ftandiscalledaslug.TableA.1listthebasicandauxiliary
unitsusedinthemkssystem.
TableA.1Basicandauxiliaryunitsinthemkssystem

BasicUnits
Quantity

Unit

Symbol

Dimension

Length

Meter

Mass

kilogram

Kg

Time

second

Electriccurrent

ampere

Temperature

Kelvin

candela

Cd

mole

Mol

Planeangle

radian

rad

mm1=1

Solidangle

steradian

sr

m2m2=1

Luminous
intensity
Amount
substance

of

AuxiliaryUnits

Appendix A Quantities, Units and Standards / 401


There are many units used in engineering driven from the base units. Table A.2 lists the
derivedunitsmostlyusedelectricalengineeringapplications.
TableA.2Derivedunits

DerivedQuantity
Acceleration
Angular
acceleration

Unit

Symbol

Dimension

Meter per second


squared

m/s2

Radianpersecond
squared

rad/s2

Angularvelocity

Radianpersecond

rad/s

Area

Squaremeter

m2

Density

Kilogrampercubic
meter

kg/m3

Dynamicviscosity

Newton second
persquaremeter

Ns/m2

m1kgs1

Electric
capacitance

Farad

F,C/V

m2kg1s4A2

Electric charge,
quantityofelectricity

Coulomb

As

Electric
strength

Voltpermeter

V/m

mkgs3A1

Ohm

,V/A

m2kgs3A2

siemens

S,A/V

Entropy

JouleperKelvin

J/K

m2kgs2K1

Force

Newton

mkgs2

Frequency

Hertz

Hz

s1

Illumination

Lux

Lx

m2cdsr

Inductance

Henry

H,Wb/A

m2kgs2A2

square meter per


second

m2/s

Candela
squaremeter

cd/m2

Lumen

Lm

cdsr

Amperepermeter

A/m

Weber

Wb,V.s

m2kgs2A1

Tesla

T,Wb/m2

kgs2A1

field

Electricresistance
electric
conductance

Kinematic
viscosity
Luminance
Luminousflux
Magnetic
strength

field

Magneticflux
Magnetic
density

flux

per

m2kg1s3A2

Appendix A Quantities, Units and Standards / 402


DerivedQuantity
Magnetomotive
force
Power,

radiant

Unit

Symbol

Dimension

Ampereturn

Watt

W,J/s

m2kgs3

Pascal

Pa(N/m2)

m1kgs2

W/sr

m2kgs3sr1

flux
Pressure,stress
Radiantintensity

Watt
steradian

Specificheat

Jouleperkilogram
Kelvin

J/kgK

m2s2K1

Watt per meter


Kelvin

W/mK

mkgs3K1

Meterpersecond

m/s

Volt

V,W/A

m2kgs3A1

Volume

Cubicmeter

m3

Wavenumber

1permeter

m1

Joule

m2kgs2

Thermal
conductivity
Velocity
Voltage, electric
potential difference,
electromotiveforce

Work,
energy,
quantityofheat

per

There are other SI derived units whose names and symbols include SI derived units with
specialnamesandsymbols.ExamplesofthemaregiveninTableA.3.
TableA.3.ExamplesofSIderivedunitswithspecialnamesandsymbols

Derivedquantity

Name

Symbol

momentofforce

newtonmeter

Nm

surfacetension

newtonpermeter

N/m

angularvelocity

radianpersecond

rad/s

angularacceleration

radianpersecondsquared

rad/s2

heatfluxdensity,irradiance

wattpersquaremeter

W/m2

heatcapacity,entropy

jouleperKelvin

J/K

specificheatcapacity,specificentropy

jouleperkilogramkelvin

J/(kgK)

specificenergy

jouleperkilogram

J/kg

thermalconductivity

wattpermeterkelvin

W/(mK)

Appendix A Quantities, Units and Standards / 403


energydensity

joulepercubicmeter

J/m3

electricfieldstrength

voltpermeter

V/m

electricchargedensity

coulombpercubicmeter

C/m3

electricfluxdensity

coulombpersquaremeter

C/m2

Permittivity

faradpermeter

F/m

Permeability

henrypermeter

H/m

molarenergy

joulepermole

J/mol

molarentropy,molarheatcapacity

joulepermolekelvin

J/(molK)

exposure(xand rays)

coulombperkilogram

C/kg

absorbeddoserate

graypersecond

Gy/s

radiantintensity

wattpersteradian

W/sr

Radiance

wattpersquaremetersteradian

W/(m2sr)

catalytic(activity)concentration

katalpercubicmeter

kat/m3

Relationships of the SI derived units with special names and symbols and the SI base units
areschematicallyillustratedinFigure.A.12.Inthefirstcolumn,thesymbolsoftheSIbaseunitsare
showninrectangles,withthenameoftheunitshowntowardtheupperleftoftherectangleandthe
nameoftheassociatedbasequantityshowninitalictypebelowtherectangle.Inthethirdcolumn
thesymbolsofthederivedunitswithspecialnamesareshowninsolidcircles,withthenameofthe
unitshowntowardtheupperleftofthecircle,thenameoftheassociatedderivedquantityshownin
italic type below the circle, and an expression for the derived unit in terms of other units shown
towardtheupperrightinparenthesis.Inthesecondcolumnareshownthosederivedunitswithout
specialnames[thecubicmeter(m3)excepted]thatareusedinthederivationofthederivedunits
withspecial names.In thediagram, thederivationofeachderivedunitis indicatedbyarrowsthat
bring in units in the numerator (solid lines) and units in the denominator (broken lines), as
appropriate.
Two SI derived units with special names and symbols, the radian, symbol rad, and the
steradian, symbol sr (bottom of the third column of the diagram), are shown without any
connectionstoSIbaseunitseitherdirectorthroughotherSIderivedunits.Thereasonisthatinthe

From http://physics.nist.gov/cuu/units

Appendix A Quantities, Units and Standards / 404

Figure.A.1.RelationshipsbetweenSIderivedandbaseunits

SI,thequantitiesplaneangleandsolidanglearedefinedinsuchawaythattheirdimensionisone
theyaresocalleddimensionlessquantities.ThismeansthatthecoherentSIderivedunitforeachof
thesequantitiesisthenumberone,symbol1.Thatis,becauseplaneangleisexpressedastheratio
oftwolengths,andsolidangleastheratioofanareaandthesquareofalength,theSIderivedunit
forplaneangleism/m=1,andtheSIderivedunitforsolidangleism2/m2=1.Toaidunderstanding,
the special name radian with symbol rad is given to the number 1 for use in expressing values of
plane angle; and the special name steradian with symbol sr is given to the number 1 for use in
expressingvaluesofsolidangle.However,onehastheoptionofusingornotusingthesenamesand
symbolsinexpressionsforotherSIderivedunits,asisconvenient.
The unit degree Celsius, which is equal to the unit kelvin, is used to express Celsius
temperature t.Inthiscase,degreeCelsiusisaspecialnameusedinplaceofkelvin.Thisequality
isindicatedinthediagrambythesymbolKinparenthesistowardtheupperrightoftheCcircle.The
equation below CELSIUS TEMPERATURE relates Celsius temperature t to thermodynamic
temperature T. An interval or difference of Celsius temperature can, however, be expressed in
kelvinsaswellasindegreesCelsius.

Appendix A Quantities, Units and Standards / 405


Standards
International standardization is an absolute must in today's world. World standards have been
establishedas:

Themeteristhelengthequalto1650763.73wavelengthsofradiansinvacuum
correspondingtotheunperturbedtransitionbetweenlevels2P10and5d5oftheatomof
krypton86,theorangeredline.

Thekilogramisthemassofaparticularcylinder(ofdiameter39mmandheight39mm)of
platinumiridiumalloy,calledtheInternationalprototypekilogram,whichispreservedina
vaultatSevres,France,bytheInternationalBureauofWeightsandMeasures.

Thesecondisthedurationof9192631770periodsoftheradiationcorrespondingtothe
transitionbetweenthetwohyperfinelevelsofthefundamentalstateoftheatomofcesium
133.

Theampereisaconstantcurrentthat,ifmaintainedintwostraight,parallelconductorsof
infinitelength,ofnegligiblecircularcrosssections,andplaced1meterapartinavacuum,will
producebetweentheseconductorsaforceequalto2x107Newtonpermeteroflength.

TheKelvinisthefraction1/273.16ofthethermodynamictemperatureofthetriplepointof
water.(Notethatthetriplepointofwateris0.01degreeCelsius.)

Thecandelaistheluminousintensity,inthedirectionofthenormal,ofablackbodysurface
1/600000squaremeterinarea,atthetemperatureofsolidificationofplatinumundera
pressureof101325Newtonpersquaremeter.

Themoleistheamountofsubstanceofasystemthatcontainsasmanyelementaryentities
asthereareatomsin0.012kilogramofcarbon12.

ThetwoauxiliaryunitsofSIaredefinedasfollows

Theradianisaunitofplaneangularmeasurementequaltotheangleatthecenterofacircle
subtendedbyanarcequalinlengthtotheradius.(Thedimensionoftheradianiszerosince
itisaratioofthequantitiesofthesamedimensions.)

Thesteradianisaunitofmeasureofsolidanglesthatisexpressedassolidanglesubtended
atthecenterofthespherebyaportionofthesurfacewhoseareaisequaltothesquareof
theradiusofthesphere.(Thedimensionofthesteradianisalsozero,sinceitisaratioofthe
quantitiesofthesamedimension.)

Appendix B Operational Amplifiers / 406

BOPERATIONALAMPLIFIERS
Characteristicsandbasicamplifiersconfigurationsusingopamps
Amplifiersaredevicesthatincreasethevoltage,currentandpowerofaninputsignal.Theinputmay

R0

V1

V0

I0

V1

+
Rd

Rd

A(V2 V1)

V2

GT(V2 V1)

G0

V2
Voltage-controlled current amplifier
(Operational transconductance amplifier OTA)

Voltage-controlled voltage amplifier


R0

V1

V0

I0

V1

+
Ii

Ii

RTIi

G0

ACIi

V2

V2

Current-controlled voltage amplifier


(Transimpedance)

Current-controlled current amplifier

FigureB.1Typesofamplifiers

beinformofvoltageorcurrent.Accordingly,theamplifierscanbeclassifiedintofourbasicgroupsas
illustratedinFigureB.1.
Operational amplifiers (opamps) are very
versatile devices that are used in various
signal

amplification

applications.

Figure

and

processing

B.2

illustrates

utilization of an ordinary opamp as a


circuit element. It has two input terminals
andoneoutputterminal.Itrequiresadual
symmetrical
FigureB.2Opampasacircuitelement

power

supply

for

the

operation. One of the inputs is in phase


with the output and it is called the non

invertinginput.Theotherinput180outofphasewiththeoutputanditiscalledtheinvertinginput.

Appendix B Operational Amplifiers / 407

R0

V1

Ordinary opamp is a voltagecontrolled voltage

V0

amplifier as illustrated in Figure B.3. When


consideredideal,ithasthefollowingproperties:

+
Rd

A(V2 V1)

A=(gainisinfinity)

V2
V0=0whenV1=V2(nooffsetvoltage)
FigureB.3Diagramofanidealopamp

Rd=(inputimpedanceisinfinity)
R0=0(outputimpedanceiszero)
Bandwidth=(nofrequencyresponselimitations)andnophaseshift

V1

Of course all opamps have limitations that let them

V0
A

V2

deviate from ideal characteristics. However, the


assumption of ideal characteristics simplifies the
modelingandassociated calculations,anditisvalidfor
mostapplications.Asymbolicdiagramoftheopampis

FigureB.4Anidealopamp

showninFigureB.4.Therearetwogoldenrulesthatare
drivenfromtheidealcharacteristics:

Whentheopampoutputisinitslinearrange,thetwoinputterminalsareatthesamevoltage.
Nocurrentflowsintoeitherinputterminalsoftheopamp.

Invertingamplifiers
The simplest amplifier configuration is the

Virtual
Ground

inverting amplifier shown in Figure B.5. No

R1

current flows through the input terminals of


the opamp and the inverting terminal
appears at ground potential (virtual ground)
since the noninverting terminal is

Vi

Rf
I
-

V0
A

Actual
Ground

FigureB.5Theinvertingamplifier

physicallyconnectedtoground.Thecurrentfromtheinputis
I=Vi/R1
AnditisrootedthroughthefeedbackresistorRfyieldingV0=ViRf/R1

Appendix B Operational Amplifiers / 408

Followingwebsitescontainveryusefulinformationaboutopampsandtheirapplication.

http://www.electronics-tutorials.ws/opamp/opamp_1.html
http://users.ece.gatech.edu/mleach/ece4435/tutorial.pdf
http://holbert.faculty.asu.edu/ece201/opamp.html

Appendix C Pretest / 409

CPRETEST
Knowledgecheckoutinfundamentaltopics

Mark the correct choice in the following questions (time allowed 20 minutes):

2.
a.
b.
c.
d.
3.
a.
b.
c.
d.
4.
a.
b.
c.
d.
5.

A shorted resistor always has


Infinite current through it
Infinite voltage across it
Zero voltage across it
Zero current through it
A four-band resistor with color code orange-white-brown-red is
390 5%
39 2%
39 5%
390 2%
Thevenins theorem replaces a complicated circuit facing a load by an
Ideal voltage source and parallel resistor
Ideal current source and parallel resistor
Ideal voltage source and series resistor
Ideal current source and series resistor
The voltage and current into a network are measured to be 10Vcos(377t) and
1mAcos(377t+60) respectively. The input impedance of the network is
10k + j10k
10k - j10k
2
5.0k + j8.6k
1
5.0k - j8.6k
0
The waveform represents a current in 5 k resistor.
The power dissipated by the resistor is (time in
-1
-10
-5
0
millisecond and current in milliampere)
Time (ms)
Magnitude (mA)

a.
b.
c.
d.

a.2.25mW

6.

c.0.01Wd.0.45W

b. 400 Hz

a.
b.
c.
d.
10.

d. Undefined

b. cos(2000t-45) c. 3sin(2t+53)

d. 1000sin(1000t-53)

The voltage and current into a network are measured to be 10Vcos(100t) and
1mAcos(100t +60) respectively. Input impedance of the network is
a. 10k + j10k b. 10k - j10k

9.

c. 100 Hz

Which one of the following sinusoidal signals has a period of 1 msec?


a. 2sin(1000t)

8.

The fundamental frequency of the signal in the above question is


a. 0.1 Hz

7.

b.3.7mW

c. 5.0k + j8.6k

The figure can be represented by


x(t) = (1 e-2t)u(t)
x(t) = 1 - e-tu(t)
x(t) = (1 - e-t/2)u(t)
x(t) = e-tu(t)
A series RC is designed with R = 1 k
and C = 1F. The impedance seen by the
source at f = 159 Hz (1000 rad/sec) is

d. 5.0k - j8.6k

1
Magnitude

1.

a. 1k - j1.44k b. 1k - j1k c. 1.44k + j1k

0.5
0
-0.5

0.5

1
Time (s)

d. 1k + j1k

1.5

2.5

10

Appendix D Exit Survey / 410

DEXITSURVEY
KingAbdulazizUniversity
FacultyofEngineering
DepartmentofElectricalandComputerEngineering
EE306ELECTRICALENGINEERINGTECHNOLOGIES
EXITSURVEY
May2011
Please mark the appropriate boxes in the following table for your current
GPAandgradeyouexpectfromthecourse.
GPARange

<2 2
2.5 3
3.5 4
4.5
4.75
2.5 3
3.5 4
4.5 4.75
5
Expected

Grade
F D D+
C
C+
B
B+
A
A+
Pleasefillinthetablesconcerningtheskills,abilitiesandattributesthatyouhaveacquired,teaching
methods and assessment tools used and quality of teaching while studying EE 306 as well as your
perceptionofcontributionofthecoursetoyourcareer.
1.AssessmentofAbilities,SkillsandAttributesAcquiredatEE306.
Pleaseratehowwellyouhavebeenpreparedineachofthefollowingskills,abilitiesorattributesas
statedintheCourseLearningOutcomes(CLOs).
Levelofpreparation
Skills,abilities,andattributes
AtfinishingofthecourseEE306,Iamableto:
3 2 1 0
(3=High,2=Average,1=Low,0=NotApplicable)
1. Recognizethecommonlyusedelectricalengineeringcomponentsandchoosetheproper

onesforspecificapplications
Compareandcontrasttheelectricalenergysources,
Determinetheenergyrequirementofanapplication
Selectprotectionschemesanddevicesforsafeoperationsofelectricallyoperated
devices
5. Recognizebasicoperationsandlimitationsofdevicesandfacilitiesthatuseelectrical
energy
6. Describetheinstrumentfunctionsanddefinetermsrelatedtoelectricalmeasurements
7. Illustratetheerrorsourcesinmeasurementsandapplystatisticalanalysisoferrors
8. Identifythecriticalissuesforsensorchoice,placement,andcircuitimplementation
9. Appreciatetheapplicationsandlimitationsofvariouselectronic/electricalmeasuring
instruments
10. Describetheinstrumentfunctionsanddefinetermsrelatedtoelectricalmeasurements
11. Determinetheenergyrequirementofanapplication
2.
3.
4.

2.AssessmentofEducationalMethodsandAssessmentTools
Pleaseindicateyoursatisfactionwitheachthefollowingmethodsandtoolsusedinthecourse.
EducationalandAssessmentMethodsUsed

(3=High,2=Average,1=Low,0=NotApplicable)
EducationalMethods
1. Classroomlectures
2. LabDemonstrations
3. Labwork
4. Labproject(s)
AssessmentMethods
1. Quizzes
2. Homework
3. Majorexams
4. Labprojectreport

Levelofsatisfaction

Appendix D Exit Survey / 411


5. Shortlabreports

3.AssessmentofQualityofTeachingandTeachingTools
Pleaseindicateyoursatisfactionwitheachthefollowingmethodsandtoolsusedinthecourse.
QualityofTeachingandTeachingTools
Levelofsatisfaction
(3=High,2=Average,1=Low,0=NotApplicable)
3
2
1
0
1.
2.
3.
4.
5.
6.
7.

Instructor,hiswayoflecturing
Instructor,hisattitudesandinterestsinteaching
Textbookandlecturenotes
Generallabfacilities
Experimentstoillustratetheprinciples
Labproject
Labengineer,hisattitudeandinterests

4.AssessmentofContributionoftheCoursetoYourElectricalEngineeringCareer
Pleaseindicateyoursatisfactionwitheachthefollowingprofessionalcomponentsdevelopedinthe
course.
Professionalcontribution
Levelofsatisfaction
Aftercompletingthecourse,Ican
3
2
1
0
(3=High,2=Average,1=Low,0=NotApplicable)
1. Designandconductexperiments

2. Collectexperimentaldataandusestatisticalanalysis

3. Acceptresponsibilitiesasateammember,shareinformationandprovide

assistancetoothers
4. Cooperatewithothersinobtainingknowledgeoftechnicalskills,issues
andapproachesrelevanttodisciplinesoutsideofelectricalengineering
5. Determinestatisticalmeasuressuchasaccuracy,precision,resolutionetc
forameasuringequipmentandusesthem
6. Correctlyinferstolerancesofelectroniccomponentsindesignofmedical
devices
7. Recognizethestatisticalvariabilityofelectricalcomponentsandsystems
andvaluethepopulationstatisticsandcalculateimportantmeasures
suchasthemeanandstandarddeviationfromanormaldistributionof
data.
8. obtainmathematicalmodels,translateacademictheoryintoengineering
applicationsandacceptlimitationsofmathematicalmodelsofphysical
reality.
9. Developscorrectmodelsforelectricalengineeringproblemsusing
electricalcircuitanalogies,explainstheirbehaviorsandsolvesmodel
equationsandrelatesolutionstorealsystembehaviors
10. Demonstrateinnovativesynthesisofsolutionandinitiatenew
alternativesbycombiningknowledgeandinformation
11. relatetheoreticalconceptstopracticalproblemsolving,predictand
defendproblemoutcomes

5.Importantnotes:
1. ABETaccreditationidentifiestothegeneralpublic,students,schoolcounselors,educational
institutions,professionalsocieties,employers,governmentalagencies,andstateboardsof
examiners,programsthatmeetminimumcriteria.
2. Assessmentactivitieswillnotaffectyourgradesoranyotherfactorrelatedtoyouracademic
standing.
3. Muchofthedatacollectedwillbeanonymousandallwillbekeptconfidential.Thedatawill
onlybereportedtofacultyinaggregateform.
6.GeneralComments
Pleasefeelfreetoexpressyourself.Thanksforyourcooperation.
DepartmentalABETcommittee
PS:Pleasesendthefilledformtoatrigui@yahoo.com

Appendix E Rubrics for Student Outcomes Supported by EE 306 / 412

ERUBRICSFORSTUDENTOUTCOMESSUPPORTEDBYEE306
AssessmentRubricforOutcome"b"
TheGraduateoftheElectricalandComputerEngineeringatKingAbdulazizUniversityisexpectedto
demonstrateanabilitytodesignandconductexperiments,analyzeandinterpretdata.
Indicator

Best(5)

Acceptable(3)

Poor(1)

Labsafety

Observes good laboratory


safety procedures including
electricalsafety,hygieneand
environmentalprotection

Practices unsafe, risky


behaviorsinlabfrequently

Define
objectives

Establisheswelltheneedfor
the experiment and clearly
definestheobjectives

Unsafe
lab
procedures
observed occasionally in
electrical safety matters,
hygiene and environmental
protection
Theneedfortheexperimentis
poorly stated or not
mentioned at all; but the
objectivesareclearlydefined
Choosesrelevantresponsesto
measure, yet fails to identify
all important parameters and
variables that affect the
measurement

Selection
variables
measure

of Identifies
to variables
relevant
measure

Datagathering

Toolselection

Tooluse

Experimental
procedures

important
and
chooses
responses
to

Formulates an experimental
plan of data gathering to
attain a stated objective
(develop correlation, test a
model,
ascertain
performance of equipment,
etc.)
Can select appropriate
equipment and instruments
toperformtheexperiment

Develops
a
simplistic
experimental plan of data
gathering,
does
not
recognize entire scope of
study
(e.g.
not
all
parameters affecting the
resultsareinvestigated)
Needs some guidance in
selecting
appropriate
equipment
and
instrumentation
Is
able
to
operate Is tentative in operation of
instrumentation and process instruments and process
equipment
equipment

Can't identify the important


variablestomeasurewithout
a significance clue from
outside
No systematic plan of data
gathering;experimentaldata
collection is disorganized,
even
random,
and
incomplete

Cannot
select
the
appropriate equipment and
instrumentation required to
runexperiment(s)
Does
not
operate
instrumentation and process
equipment, or does so
incorrectly
or
requires
frequentsupervision

Develops and implements Experimentalproceduresmost Does not follow an


logical
experimental often are followed, but experimentalprocedure
occasional oversight leads to
procedures

Documentation Carefully documents data


collected

Analysis and Analyzesandinterprets data


theory
of carefully
operation

Measurement
errors

No mention for the


experiment is available and
objectivesarepoorlydefined

Is aware of measurement
errorsandisabletoaccount

lossofexperimentalefficiency
and/orlossofdata
Data collected are not all
documented,
units
are
missing,
or
some
measurements
are
not
recorded
Applies appropriate theory to
datawhenpromptedtodoso,
but misinterprets physical
significance of theory or
variable involved; makes
errorsinunitconversions
Is aware of measurement
errors but does not account
for them statistically or does

Dataarepoorlydocumented

Makes a little attempt to


relatedatatotheory

Is unaware of measurement
errors

Appendix E Rubrics for Student Outcomes Supported by EE 306 / 413


Indicator

Additional
(multiple)
sources
possible)
Conclusion

Best(5)
forthemstatistically
Seeks
information
for
experiment(s) from multiple
(if sources

Acceptable(3)

Poor(1)

soataminimallevel
Seeks
information
for
experiment(s) from a few
sources mainly from the
textbookortheinstructor

Evaluates the experimental Attentively


procedures
including achievements
statistical analysis, compares objectives
the achievements against
experimental objectives and
suggests ways to improve the
experiment

Seeks no extra information


for experiments other than
what is provided by
instructor
compares Compares
achievements
against against
objectives
superficially

AssessmentRubricforOutcome"d"
TheGraduateoftheElectricalandComputerEngineeringatKingAbdulazizUniversityisexpectedto
demonstrateanabilitytofunctiononmultidisciplinaryteams.
Indicator

Best(5)

Contribution

Is prepared for the group


meeting with clearly
formulated ideas and
contributesafairshareto
the project workload.
Shares information with
others and provides
assistancetoothers
Responsibility Demonstrates the ability
to assume a designated
role in the group and
routinely present at team
meetingsorworksessions

Valuing

Is
courteous
group
member,
values
alternative perspectives
and
encourages
participation among all
team members. Shares
credit for success with
others and accountability
for team results. Remains
nonjudgmental
when
disagreeing
with
others/seeks
conflict
resolution; does not
"point fingers" or blame

Acceptable(3)

Poor(1)

Prepares somewhat for


group meetings, but ideas
arenotclearlyformulated.
Contributes less than fair
share. Sometimes keeps
information to himself;
notverywillingtoshare

Routinely fails to prepare


formeetingsanddoesnot
contribute to group work
atallorsubmitsownwork
asthegroup's

Takes charge when not in


the position to lead;
absent occasionally, but
does not inconvenience
group,
sometimes
depends on others to
completethework

Does not willingly assume


team roles and hides in
the background; only
participates if strongly
encouraged and is absent
from team meetings or
worksessions>50%ofthe
time.
Is discourteous to other
group members and does
not consider the ideas of
others. Claims work of
group as own or
frequently blames others
and is openly critical of
theperformanceofothers

Is not always considerate


or courteous towards
teammembers.Persuades
others to adopt only his
ideas
or
grudgingly
accepts the ideas of
others. Makes subtle
referencestoother'spoor
performance
or
sometimes does not
identify contributions of
other team members and
criticizes ideas of other
team members or blames

Appendix E Rubrics for Student Outcomes Supported by EE 306 / 414


Indicator

Best(5)

others when things go


wrong
Cooperation Cooperates with others
with other (outside of the discipline)
disciplines
and has knowledge of
technical skills, issues and
approaches relevant to
disciplines outside of
electricalengineering

Acceptable(3)

Poor(1)

othersforerrors
Occasionally works as a
loner or interacts to a
minor extent with extra
disciplinary
team
members. Has some
knowledge of other
disciplines,butgetslostin
discussions with extra
disciplinary
team
members

Does work on his own;


doesnotvalueteamwork.
Has no knowledge of
disciplines outside of
electricalengineering

AssessmentRubricforOutcome"f"
TheGraduateoftheElectricalandComputerEngineeringatKingAbdulazizUniversityisexpectedto
demonstrateanunderstandingofprofessionalandethicalresponsibility.
Indicator

Best(5)

Participation Participates in class


in
ethical discussions and exercises
discussions
on
ethics
and
professionalism
Behavior

Acceptable(3)

Poor(1)

Does not take the


discussion
of
ethics
seriously but is willing to
acceptitsexistence

Does not participate in or


contribute to discussions
of ethics but has some
awareness for the need
forprofessionalethics
Student has been caught
cheating or plagiarizing
the work of others
occasionally
Blames others for own
issuesandproblems

Demonstrates
ethical Does not model ethical
behavioramongpeersand behavioramongpeersand
faculty
faculty

Responsibility Takes
responsibility
actions

personal Doesn't recognize the


for his need to take personal
responsibility for his
actions
exhibits
Respect to Is punctual, professional, Sometimes
others
and collegial; attends unprofessional behavior;
is sometimes absent from
classesregularly
classwithoutreason
Objectivity
Evaluates and judges a Evaluates and judges a
situation in practice or as situation in practice or as
a case study, using facts a case study using
andaprofessionalcodeof personalunderstandingof
the situation, possibly
ethics
applying a personal value
system
Uses personal value Uses personal value
Personal
systemtosupportactions, systemtosupportactions,
versus
professional but understands the role but confuses personal
of professional ethical ethics with professional
ethics

Is frequently absent from


class and is generally not
collegial
to
fellow
students,staff,andfaculty
Evaluates and judges a
situation in practice or as
a case study using a
biased
perspective
withoutobjectivity

Uses personal value


system to support actions
to the exclusion of all
otherethicalstandards

Appendix E Rubrics for Student Outcomes Supported by EE 306 / 415


Indicator

Best(5)

Acceptable(3)

Poor(1)

standards for corporate ethics


decisions

AssessmentRubricforOutcome"k"
TheGraduateoftheElectricalandComputerEngineeringatKingAbdulazizUniversityisexpectedto
demonstrate an ability to use the techniques, skills, and modern engineering tools necessary for
engineeringpractice.
Indicator
Modern
software
tools

Best(5)

Acceptable(3)

Poor(1)

Is able to learn and


implement
process
simulation software and
uses computerbased and
otherresourceseffectively
inassignments/projects

Is able to implement
process
simulation
software with little help
and attempts to use
computerbasedandother
resources
in
assignments/projects

Is not able to learn and


implement
process
simulation software even
with considerable help
anddoesn'tusecomputer
basedandotherresources
effectively
in
assignments/projects
Has
difficulty
in
understanding
informationfromavariety
of
resources
and
eventually he can't draw
healthyconclusions
Doesn't understand the
organization and use of
the library and seeks
information on problems
onlyfromtextbooks

Skill
Is able to interpret and Is able to understand
maintenance understand information informationfromavariety
fromavarietyofresources of resources but can't
properlyinterpretthem

Outside
resources

Understands
the
organization and use of
the library and seeks
information on problems
frommultipleresources

Doesn't understand the


organization, but can use
the library and seeks
information on problems
fromafewsources

AssessmentRubricforOutcome"l"
The Graduate of the Electrical and Computer Engineering Program at King Abdulaziz University is
expected to demonstrate knowledge of probability and statistics, including applications in
instrumentations,systemsandmeasurementsrelatedtohisspecialization.
Indicator
Statistical
measures

Tolerances

Best(5)

Acceptable(3)

Poor(1)

No mention of statistical
measures such as accuracy,
precision,resolutionetcfora
measuring equipment but
indications of some use of
them.
Correctlyinferstolerancesof Infers
tolerances
of No use of tolerances of
electronic components in electronic components in electronic components in

Determines
statistical
measures such as accuracy,
precision,resolutionetcfora
measuring equipment and
usesthem.

Mentionstatisticalmeasures
such as accuracy, precision,
resolution etc for a
measuring equipment and
usesthem.

Appendix E Rubrics for Student Outcomes Supported by EE 306 / 416


Indicator

Best(5)
designofelectronicdevices.

Acceptable(3)

Poor(1)

design of electronic devices design of electronic devices


witherrorsincalculations.
although there is some
mentioningoferrors.
some
Dataanalyzes Correctly analyzes data sets Minor errors in statistical Demonstrates
analysisofdata
awareness of statistics to
usingstatisticalconcepts
analysis of data without any
Calculateimportant
Calculateimportant
applicationexamples.
measuressuchasthe
measuressuchasthe

meanandstandard
meanandstandard
deviationfroma
deviationfroma
normaldistributionof
normaldistributionof
data.
datawitherrors.
Recognizethestatistical Awareofthestatistical
variabilityofbiological
variabilityofbiological
systemsandvaluethe
systemsbutdoesn't
populationstatistics
valuethepopulation
(forBME).
statistics(forBME).

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