DGICCE Central Excise Inspection Format Rev May 2011

DIRECTORATE GENERAL OF INSPECTION
http://dgicce.nic.in/
Rev No. 2
Rev. date May 2011
: dteinsp@excise.nic.in
/
DATA TEMPLATE FOR INSPECTION OF COMMISSIONERATE
OF CENTRAL EXCISE / SERVICE TAX
lwpdkad INDEX
lwpdkad dze
la[;k Index No.
1
1.1
fo"k; Subject
Page No.
iz'kklu
Administration
lkekU;
General
1.2
dkfeZd ,oe~ LFkkiuk

Establishment & Personnel
1.3
O;;
Expenditure
1.4
cwfu;knh lajpuk
Infrastructure
1.5
2
4
4
ys[kksa fQj ls feyku djuk
rduhdh Adsanzh; mRikn 'kqYd ,oe~

lsok djA
Technical (Central Excise &
Reconciliation of Accounts
2
ist la[;k
Service Tax)
2.1
jktLo dh olwyh
Revenue Realization
2.2
okilh dh tkWap
Return scrutiny
2.3
jktLo dk cdk;k
Arrears of Revenue
2.4
2.5
2.6
2.7
dj vioapu & fuokjd

Anti Evasion - Preventive
ys[kk ijh{kkAmRikn ys[kk ijh{kk 2000 vkSj
dsanzh; mRikn ys[kk ijh{kkA
Audit (E.A.2000 & CERA )
U;k; fu.kZ;
8
9
11
14
Adjudication
16
fuyafcr ekeyksa dh cgh
19
Call Book
2.8
iqufj{k.k@leh{kk
20
Review
2.9
U;kf;d & A vnkyrh ekeys & vfHk;kstuA

Legal (Court Cases- Prosecution)
2.10
vLFkk;h ewY;kadu
Provisional Assessment
2.11
3
okilh@NwV@ifjgkj
21
22
Refund/ rebate/ remission
23
rduhdh & lhek 'kqYd

A;fn ykxw gS rks ist dk izlaxA
25
Technical - Customs, (If applicable refer to the page)

4
jktHkk"kk dk;kZUo;u
30
Lopyu fu"iknu
31
Rajbhasa Implementation
5
Automation Performance
6
lSoksRre Aukxfjd vf/kdkj&i=

dk;kZUo;uA
lhihxzke dk;kZUo;u
32
Sevottam (Citizen Charter implementation)

CPGRAMS Implementation
7
lwpuk dk vf/kdkj
RTI
8
9
vU; fooj.k
Other details
33
vuqca/k
34
Annexure
10
33
rS;kj lanHkZ% feyku lwph ds fy,

cksMZ }kjk fu;r cSapekdZl
Ready reference: Check
:: 1list
:: for Board set benchmarks
37

Rev No. 2
Rev. date May 2011
/
D;k izHkkjh eq[; vk;qDr us vk;qDrky; dk fujh{k.k fd;k Fkk \ ;fn gkWa rks
fujh{k.k dh vafre rkjh[k
Whether the commissinerate was inspected by Jurisdictional Chief Com
-missioner ? If so the date of last inspection .
vk;qDr }kjk fd, x, eaMy dk;kZy;ksa ds fujh{k.k dh vafre rkjh[k
-Dates of last inspection of Division(s) carried out by the Commissioner
mik;qDr@lgk;d vk;qDr }kjk fd, x, jsat dk;kZy;ksa ds fujh{k.k dh vafre
rkjh[k
-Dates of last inspection of Ranges carried out by the DC/A.C
vk;qDr }kjk fd, x, jsat dk;kZy;ksa ds fujh{k.k@nkSjs dh vafre rkjh[k
- Dates of last inspection/ visit of Ranges by the Commissioner
1. iz'kklu Administration:
fiNys fujh{k.k dh rkjh[k & Last date of inspection:
fujh{k.k egkfuns'kky; ds fiNys fujh{k.k dh rkjh[k
Last date of DGICCE Inspection
fujh{k.k fjiksVZ izkIr djus dh rkjh[k

Date of receipt of inspection report
vuqikyu fjiksVZ Hkstus dh rkjh][k

Date of sending compliance report
fjiksVZ can djus ds fy, izkfIr dh rkjh][k

Date of receipt of closure report
lkekU; General :
mu vk;qDrksa ds uke rkjh[k lfgr ftUgksaus fiNys rhu o"kZ esa izHkkjh jgs gSA
1.1
Name of the Commissioners who held charge during the last 3 years with specific date
dz-laS.No.
vf/kdkjh dk uke
vof/k rkjh[k lfgr
Name of Officer
Duration with dates
1.1.1 vU; xzqi , vf/kdkfj;ksa ds uke vkSj ftEesnkfj;ka

Names and responsibilities of other Group "A" Officers.
dz-lavf/kdkjh dk uke
inuke
S.No.
Name of Officer
Designation
1.1.2 vk;qDrky;
ftEesnkfj;ka
Responsibility
dk dk;Z{ks= JURISDICATION OF THE COMMISSIONERATE :
eaMyksa dk dk;Z{ks= Jurisdiction of Divisions

eaMy DIVISION
jsatksa ds uke
dk;Z{ks=
Name of the Ranges
Jurisdiction
1.1.3 fooj.k Details
:: 2 ::

Rev No. 2
Rev. date May 2011
/
dz
e
la[
;k
dsanzh;
mRikn
'kqYd
lsok
dj
Servic
e Tax
Central
Excise
S.N.
1
2
fu/kkZfjfr;ksa dh la[;k Number of Assesses

mu bdkb;ksaa dh la[;k tks 5 djksM+ ls
vf/kd jktLo dk Hkqxrku djrh gSaAih,y,A
No. of units paying over Rs. 5 Crores revenue
(PLA)
mu bdkb;ksasa dh la[;k tks 1 ls 5 djksM+

rd jktLo dk Hkqxrku djrh gSaAih,y,A
No. of units paying Rs.1-5 Crores
(PLA)
mu bdkb;ksaa dh la[;k tks 10 yk[k ls 01

djksM+ rd jktLo dk Hkqxrku djrh
gSaAih,y,A
No. of units paying Rs. 10 lakhs Rs.1.00 Crore

(PLA)
,l-,l-vkbZ bdkb;ksaa dh la[;k No. of SSI units
100%
bZvks;wl dh la[;k No. of 100% EOUs

?kksf"krksa dh la[;k No. of declarants
iathd`r Mhyjksa dh la[;k No. of Registered
7
8
Dealers
9
mu fu/kkZfjfr;ksa dh la[;k tks HkkSfrd

fu;a=.k esa gSaaA
No. of assesses under physical control
1-2 dkfeZd ,oe~ LFkkiu

Establishment & Personnel
1.2.1 LVkQ dh fLFkfr A 28-02-2013-rdA STAFFING POSITION
(as on 28.02.2013)
dze la[;k
inuke
Lohd`r
dk;Zjr
fjfDr;ka@
S.No.
Sanctioned
Working
AoxkZuqlkjA
vf/k'ks"k
Designation
(Grade wise)
Vacancy/
Surplus
laoxZ izf/kdkjh us fjDrh;ka Hkjus ds fy, D;k dne mBk;s x;sA
1.2.2
Steps taken to fill vacancy by cadre controlling authority
d- lh/kh HkrhZ }kjk

a). Via direct recruitment
[k- inksUufr }kjk

b). Via promotion:
jksLVj ds vuqlkj vkj{k.k dh fLFkfr dks lwfuf"pr djuk
1.2.3
Roaster position to ensure reservation
laoxZ
Cadre
vkjafHkd HkrhZ
inksUufr
Initial recruitment
(X point Roaster)
Promotion
(X point Roaster)
fiNys nks o"kksaZ esa dh x;h foHkkxh; inksUufr lfefr;ksa dh la[;k

Arkjh[k lfgr] laoxZ
lfgr] vf/kdkfj;ksa dh
la[;k@inkf/kdkfj;ksa ds uke nsus gSaA
1.2.4.
No. of DPC held during last two years (Date wise, cadre wise, no. of officers/staf
names be given)
1.2.5
D;k vuqlwfpr tkfr tutkfr ds laoxZ dk izfrfuf/kRo djus ds fy, laidZ vf/kdkjh
dh fu;qfDr dh x;h gS ;fn gkWa rks vf/kdkjh dk uke
Is liaison officer from SC/ ST category appointed to represent SC/ ST candidates at
DPC: If yes, name of officer.
:: 3 ::

Rev No. 2
Rev. date May 2011
/
fiNys rhu o"kZ esa uk Hkjh tkus okyh fdruh vkjf{kr fjfDr;ka vkxs ysa tk;h
x;h gSaWaA
1.2.6
How many unfilled reserved vacancies carried forward in last

three years :
;fn foHkkxh; inksUufr lfefr dh cSBd ugha gqbZ gS rks mlds dkj.kA
1.2.7
If DPC is not held , reasons thereof :
D;k laoxZ fu;a=.k izkf/kdkjh }kjk laoxkZuqlkj ofj"Brk lwph cuk j[kh gS ;fn
gkWa] rS;kj ofj"Brk lwph dh vafre rkjh[kA laoZxkuqlkjA
1.2.8
Is cadre wise seniority list maintained by cadre control authority: If yes, last date of
seniority list finalization (cadre wise).
D;k fdlh vf/kdkjh }kjk fdlh izdkj dh ofj"Brk izLrqr djus ls lacaf/kr jftLVj
cuk j[k gS%
gkWa@ugh1.2.9
Is register maintained for any representation on seniority by an officer:

Yes / No.
mu vf/kdkfj;ksa dh lwph ftudh okf"kZd pfj= fjiksVZ 31-10-2012- ls yafcr
1.2.10
gSaAa
List of officers whose ACR are pending as on 31.10.2012.
dz-la-
vf/kdkjh dk uke & loZJh@Jherh
inuke
S.No.
Name of Officer - S/Shri/Smt.
Designation
D;k LVkQ@vf/kdkfj;ksa dh f'kdk;rsa fu;fer gksus okyh ts-lh-,e- laxksf"B

fu;a=d dks nksckjk Hksth
x;h gS ;fn gka rks fiNys ,d o"kZ esa
gksus okyh xksf"B;ksa dh rkjh[k
1.2.11
Whether staf/ officers grievances are redressed by holding regular J.C.M

meeting: If yes dates of meeting in last one year.
fiNys ,d o"kZ esa mu vulwy>s eqn~nksaa dh lwph tks ts-lh-,e- ds ckn

yafcr gSaaA
1.2.12
List of unresolved issues pending after J.C.M in last one year.
mu vf/kdkfj;ksa@deZpkfj;ksa dh la[;k tks ,d gh in ij 15 o"kZ ls vf/kd le;

ls rSukr gSA
Ain ij rSukrh dh rkjh[k uke lfgr fooj.kA
1.2.13
No. of officers/ staf working in the same post for more than 15 years.
details with name, post and date of joining the post.)
1.2.14
(Furnish
mu inkf/kdkfj;ksa dh lwph ftUgksaus vius lsok ds 25 o"kZ iwjs dj fy, gSa

fdarq mudh lsokvksa dks izekf.kr djrs gq, lsokvksa dks izekf.kr djds
izek.k&i= tkjh ugha fd;k gS rFkk mldh banjkt lsok iaftdk esa ugha dh gS
Aflfoy lsok lsokfuo`fRr fu;e 32 A1A A 2A ds vuqlkj-A
List of officials who have completed 25 years of service but their services
not verified for issuance of service verification Certificate and recording of
entry in the Service Book ( under Rule32(1) (2) of CCS Pension Rules).
vuq'kklfud yafcr ekeyksa dh lwph]] lrdZrk vkSj xSj ldrZrk ds lkFk yafcr]
yafcrksa dh vof/kA
1.2.15
No. of disciplinary cases, both vigilance and non-vigilance, pending with

period of Pendency :
ekeyksa dh dqy la[;k & Total No. of cases :

dz-la- uke
vkSj 'kqf}i= tkjh djus fLFrh@fVIi.kh
S.No.
Status / Remarks
inuke
dh rkjh[k
Name
Designation
&
Date
of
issue
Memorandum
of
:: 4 ::

Rev No. 2
Rev. date May 2011
/
os nks rkjh[ksa tks dsanzh; vUos"k.k C;wjks ds lkFk leUo; desVh dh

xks"Bh dh x;ha A
1.2.16
Last two dates on which co-ordination committee meeting held with the CBI :
fiNys ,d o"kZ esa vf/kdkfj;ksa dh fuiq.krk dks c<+kus ds fy, fd;s x;s
izf'k{k.k ikB~;dze dk fooj.kA
1.2.17
Details of training courses held in last one year to enhance the skills of the
officers. (Cadre, type of training, no of officers).
O;;
1.3
Expenditure
fiNys rhu o"kZ esa vk;qDrky; dk O;; ys[kk ij fu"iknu
1.3.1
Performance on expenditure audit of the Commissionerate for last 3 years
Aosru dks NksM+djA (Exclude Pay)
2010-11
lc&gS
M
Sub
head
1
2011-12
lc&gS
M
Sub
head
1
2012-13
igyh
frekgh
dk O;;
nwljh
frekgh
dk O;;
rhljh
frekgh
dk O;;
Sanctio
n Grant
Exp. 1st
Quarter
Exp. 2nd
Quarter
I
Exp. 3rd
Quarter
Aosru dks NksM+djA
pkSFk
h
frekgh
dk O;;
Exp. 4th
Quarter
6
dqy
Total
(Exclude Pay)
Lohd`r
vuqnk
u
igyh
frekgh
dk O;;
nwljh
frekgh
dk O;;
rhljh
frekgh
dk O;;
Sanctio
n Grant
Exp. 1st
Quarter
Exp. 2nd
Quarter
I
Exp. 3rd
Quarter
pkSFk
h
frekgh
dk O;;
dqy
Total
Exp. 4th
Quarter
A 28-02-2013-rd A( upto 28.02.2013) Aosru dks NksM+djA (Exclude Pay)
lc&gS
M
Sub
head
Lohd`r
vuqnk
u
Lohd`r
vuqnk
u
Sanctio
n Grant
igyh
frekgh
dk O;;
Exp. 1st
Quarter
nwljh
frekgh
dk O;;
Exp. 2nd
Quarter
I
rhljh
frekgh
dk O;;
Exp. 3rd
Quarter
pkSFk
h
frekgh
dk O;;
dqy
Total
Exp. 4th
Quarter
ml vf/kdkjh dk uke o in ftlus vkf[kjh ckj udnh dk feyku vkSj jksdM+ cgh
dh vkfLed tkWap dh gSA
1.3.2
Last date of surprise check of Cash Book for tallying cash and the Designation
officer.
1.3.3.
mu vf/kdkfj;ksa dh lwph ftudks foHkkx us =.k o vfxze fn;k gSA

List of officers given loans and advances by Deptt.
vf/kdkfj;ksa ds
uke
=.k dh jkf'k
D;k izfrca/k o
'krsZ iwjh dh x;h
gSaA gkWa ;k
ugha
Loan amount
Name of officers
:: 5 ::
of

Rev No. 2
Rev. date May 2011
/
Terms & Conditions

fulfilled. Yes / No.
3
1.4 cqfu;knh lajpuk

Infrastructure
1.4.1 dk;kZy; dh txg ;k LFkku
OFFICE ACCOMMODATION
dz- vk;qDrky;]
la- eaMy rFkk
Sr.
jsatksa ds
No. uke
LDok;j
ehVj esa
{ks=Qy
dh
Name of
vko';drkA
Commissionerate, dc o fdl
Division & Range
rkjh[k dks
fu/kkZfjr
fd;k x;k
FkkA
fdrus
LDok;j ehVj
esa
LokfeRo@v
f/kiR; gSA
Owned /
Hired
deh
LDok;
j ehVj
esaA
deh ds
fy, D;k
dne
mBk;k
Shortfall x;k
in Sq.
Mtrs.
In Possession
in Sq. Mtrs.
Requirement
Carpet Area in
Sq. Mtrs.
(Date when if
was
assessed)
3
viuk@fdj
k;s dk
gSA
Steps
taken to
meet
shortfall
1.4.2 D;k vk;qDrky;@eaMy@jsat dk;kZy; fdjk;s ds ifjlj esa py jgs gSa ;fn
gkWa] fiNys nks o"kkZsa ds
nkSjku
izR;sd dk;kZy; ij vyx&vyx
dqy fdruk Hkqxrku fd;k x;k A
In Commissionerate / Division / Range offices running on hired premises ? If yes, furnish
office wise total payment made during the last two years.
dz-la
Sr.
No.
vk;qDrky;] eaMy rFkk

jsatksa ds uke
viuk@fdjk;s
dk gSA
Name of Commissionerate,
Division & Range
Owned / Hired
fiNys nks o"kksaZ ds

nkSjku dqy fdruk
Hkqxrku fd;k x;k gSA
Total payment made during
the last two years.
4
D;k vk;qDrky; ds ikl Hkwfe miyC/k gS] D;k ml dk;kZy; ifjlj ij dksbZ fuekZ.k
dk;kZ fd;k x;k
gS \ ;fn
ugha]] fuekZ.k dk;Z u djus ds dkj.k crk,a A
1.4.3
If land is available with the Commissionerate, whether any construction work for office premises has
taken place ? If not, furnish reasons for not constructing the same.
1.4.4. vkoklh; ifjlj
RESIDENTIAL ACCOMMODATION
dz- LFkku A
LFkku dk
LFkku dh
miyC/kr
la- vk;qDrky;]
izdkj
vko';drk
k
Sr.
Type of
Requirement of Availability
eaMy vkSj
No
Accommodati Accommodation
jsatA
Place
(Commissionerat
e Division &
Range)
1
1.4.5
vHkko
Shortage
on
deh ds
fy, D;k
dne
mBk;k
x;k
Steps
taken to
meet
shortfall
okguksa dh fLFkfr A28-02-2013 rdA
VEHICLES POSITION (as on 28.02.2013 )

dz-la- okgu dh
1
fdruh
fdruk
cukoVALVkQ o"kZ nwjh r; O;; fd;k
Expenses
cl] eksVj
esa :i dh gS
:: 6 ::
foLrkj
Deployment
dksbZ vU;
lwpuk
Any other

Rev No. 2
Rev. date May 2011
/
lkbfdy lfgr
1
1.4.5.1
Model
Year
Make of vehicle
(including Staff
bus/motor cycle)
2
Mileage
covered
incurred
information
D;k ljdkjh okguksa ds fy, fdyksehVj@yhVj dk ekud cuk j[kk gSA

Is norm of KM / Liter for official vehicles maintained :
1.4.5.2
vfrfjDr vko';d okguksa dh la[;k A;fn dksbZ gSA fooj.k lfgr A

Number of vehicles additionally required (if any) with details :
1.4.6
D;k e`rizk; lkeku dk Lda/k jftLVj cuk j[kk gSA

Is dead stock register maintained :
D;k fiNyk e`rizk; Lda/k jftLVj ,d jktif=r vf/kdkjh }kjk izekf.kr djk;k Fkk \ ;fn
gkWa rks izekf.kdj.k dh rkjh][k nh tk,
1.4.7
Whether last dead stock register was verified by a gazetted officer ? If yes furnish the
verification :
1.5
date
of
ys[ksa dk fQj ls feyku djuk

RECONCILIATION OF ACCOUNTS
D;k 6 ekg ds vanj ys[kksa dk fQj ls fcyku djus ds ekinaM viuk;s x;s gSa \
gkWa@ugha
1.5.1
Is norm of reconciliation of accounts within 6 months followed : Yes / No.
eq[; ys[kk vf/kdkjh vkSj osru ,oe~ ys[kk vf/kdkjh }kjk Vhvkj&6 pkykuksa
dk fQj ls feyku fdl
rkjh[k
rd
fd;k x;k gSA
1.5.2
Upto what date have CAO and PAO completed the reconciliation of TR-6
1.5.3
challans.
de jkf'k izHkkj dh olwyh ds fy, D;k dk;Zokgh dh x;h

Action taken to recover less charge amounts
D;k ys[kksa ds fQj ls feyku ds fy, jsodksu lksQ~Vos;j iz;ksx esa yk;k x;k
gS \ gkWa@ugha
1.5.4
Is REVCON software used for reconciliation of accounts : Yes / No
2.
rduhdh
TECHNICAL
2.1
2.1.1
jktLo dh olwyh
REVENUE REALIZATION
dsanzh; mRikn 'kqYd
A:- djksM+ esaA
Central Excise
vof/k
Period
Hkwfexr
fpdukbZ rsy
POL
O;fDrx
r ys[kk
cgh
PLA
dsanzh
;
mRikn
ls brj
ewY;
foghu
dj
(Rs in Cr)
xSj&Hkwfexr
fpdukbZ rsy
Non-POL
CENVAT
O;fDrx
r ys[kk
cgh
PLA
dqy
Total
O;fDrx
r ys[kk
cgh
PLA
dsanzh;
mRikn ls
brj ewY;
fufgr dj
CENVAT
CENVAT
cnyk
gqvk
izfr'kr
% change
:: 7 ::

Rev No. 2
Rev. date May 2011
/
cnyk
gqvk
izfr'kr
% change
2.1.2
dsanzh; mRikn 'kqYd xSj&Hkwfexr fpdukbZ rsy ls jktLo dk izokg

CX Non-POL revenue trend
o"kZ & Year
o"kZ & Year
o"kZ & Year
O;fDrxr ys[kk
cgh A:-djksM+
esaA
PLA (Rs. In Cr)
dsanzh; mRikn
ls brj ewY; fufgr
dj
A:- djksM+
esaA
CENVAT(Rs. In Cr)
O;fDrxr ys[kk
cgh % dsanzh;
mRikn ls brj
ewY; fufgr dj
PLA : CENVAT
2.1.3
dsanzh; mRikn 'kqYd rackdw jktLo izokg

CX Tobacco revenue trend
o"kZ & Year
o"kZ & Year
o"kZ & Year
O;fDrxr ys[kk
cgh A:-djksM+
esaA
PLA(Rs. In Cr)
dsanzh; mRikn
ls brj ewY; fufgr
dj
A:- djksM+
esaA
CENVAT(Rs. In Cr)
O;fDrxr ys[kk
cgh % dsanzh;
mRikn ls brj
ewY; fufgr dj
PLA : CENVAT
2.1.4
lsok dj jktLo izokg
Service Tax revenue trend

o"kZ & Year
o"kZ & Year
O;fDrxr ys[kk
cgh A:-djksM+
esaA
PLA(Rs. In Cr)
dsanzh; mRikn
ls brj ewY; fufgr
dj
A:djksM+ esaA
CENVAT(Rs. In Cr)
O;fDrxr ys[kk
cgh % dsanzh;
mRikn ls brj
ewY; fufgr dj
:: 8 ::
o"kZ & Year

Rev No. 2
Rev. date May 2011
/
PLA : CENVAT
2.1.5 If shortfall in revenue and/ or fall in PLA / Cenvat ratio is noticed than broad reasons for
down fall may be furnished in Annexure A.
mu ikfVZ;ksa dh lwph ftUgksaus fiNys ,d o"kZ ls ekfld Hkqxrku iwjk ugha

fd;k gSA
2.1.6
List of parties with monthly payment defaults in last one year.
bdkbZ
uke
dk vnk uk
x;h jkf'k
Unit name
dh
dk;Zokgh
Month/year
Amount
default
2
2.1.7
dh eghuk@o"kZ
in
x;h
Action taken
3
vk;qDrky; dh 10 'kh"kZ mi;ksxh oLrq,a

TOP 10 COMMODITIES OF THE COMMISSIONERATE
A:i;s djksM+ esaA (Rs. In Crores)

1
dz lkekuksa
dh fdLe
la- Description
SR of Goods
ftUl ds
o"kZ
mRiknd
Year
Goods
Manufactured O;fdrx
r
ys[kk
cgh
CENVAT
PLA
------------------ ekg rd
------------------ ekg rd
(Upto the month)
(Upto the month)
O;fdrx
r
ys[kk
cgh
O;fdrx
r
ys[kk
cgh
PLA
dsanzh
;
mRikn
ewY;
foghu
dj
PLA
CENVAT
dsanzh
;
mRikn
ewY;
foghu
dj
CENVAT
dqy
TOTAL
vk;qDrky; ds 10 dsanzh; mRikn 'kqYd fu/kkZfjrh
2.1.8
TOP 10 C.Ex.
(2-1-8)
'kqYd jktLo
fu/kkZfjfr;ksa ds uke
ASSESSES OF THE COMMISSIONERATE
10 'kh"kZ ls dsanzh; mRikn

CENTRAL EXCISE REVENUE FROM
TOP 10 ASSESSEES
eghu
s
jkf'k djksM+ esa

Rs. In Crores
MONTHS
d-la- fu/kkZf
Sl.No. jrh dk
uke o
irk
Name &
Address
of
Assessee
oLrq
o"kZ
Commodity Year
;fdrxr
ys[kk
cgh
PLA
dsanz
h;
mRik
n
ewY;
foghu
dj tek
Cenvat
:: 9 ::
ekg rd
ekg rd
Upto the Month
Upto the Month
o"kZ & Year

;fdrxr dsanzh;
ys[kk mRikn
cgh
ewY;
PLA
foghu
dj tek
o"kZ & Year

;fdrxr dsanz
ys[kk h;
cgh
mRik
PLA
n
ewY;
foghu
dj tek
Cenvat
Credit
Cenvat

Rev No. 2
Rev. date May 2011
/
Credit
4
11
Credit
12
vk;qDrky; dh 10 'kh"kZ lsok,a
2.1.9
TOP 10 Services OF THE COMMISSIONERATE
dzla-
lsok dk uke
NAME OF THE
SERVICE
S.
No.
Ajkf'k djkM+ksa esaA (Rs. In Crores)

-------------------- ---------------------- rd
--- rd
o"kZ
Year
O;fdrx
r
ys[kk
cgh
PLA
dsanz
h;
mRikn
ewY;
foghu
dj
Upto Jan2010
Upto Jan2011
O;fdrx
r
ys[kk
cgh
O;fdrx
r
ys[kk
cgh
PLA
CENVAT
2.1.10
dsanz
h;
mRikn
ewY;
foghu
dj
PLA
CENVAT
dsanz
h;
mRikn
ewY;
foghu
dj
CENVAT
vk;qDrky; dks 10 'kh"kZ lsok,sa nsus okys

jktLo A O;fdrxr ys[kk cgh $ dsanzh; mRikn ewY; foghu djA
TOP 10 Service Providers OF THE COMMISSIONERATE
Revenue (PLA+Cenvat)
(jkf'k djksM+ksa esa )
(Rs.in Crores)
2-1-10 vk;qDrky; dks 10 'kh"kZ lsok,sa nsus okys

TOP 10 SERVICE PROVIDERS OF THE COMMISSIONERATE
RS. IN CRORES
dzlaSR.NO.
fu/kkZfjr
h dk uke
o irk
NAME AND
ADDRESS OF
THE
ASSESSEE
lsok
eqgS;k
djkus
okys dk
uke
O;fdrx
r
ys[kk
cgh
PLA
Name of the
Service
provided
dsanz
h;
mRik
n
ewY;
foghu
dj
CENVAT
O;fdrx
r
ys[kk
cgh
A--------ekg
rdA
PLA
(UPTO
THE
MONTH)
2.1.11
dsanz
h;
mRik
n
ewY;
foghu
dj
A-----ekg
rdA
O;fdrx
r
ys[kk
cgh
A------ekg
rdA
PLA
(UPTO
THE
MONTH)
CENVAT
(UPTO
THE
MONTH)
dsanz
h;
mRik
n
ewY;
foghu
djA------ekg
rdA
CENVAT
(UPTO
THE
MONTH)
vk;qDrky; es lsok dj jktLo dh mxkgh

SERVICE TAX REVENUE COLLECTION OF COMMISSIONERATE
Ajkf'k djksM+ksa esaA
(Revenue Rs. in
Cr.)
dzla-
lsok dk
uke
S No.
Name of Service
o"kZ & Year

fu;kZfjf jktLo
Revenue
r;ksa
dh
o"kZ & Year

fu;kZfjf jktLo
Revenue
r;ksa
dh la[;k
:: 10 ::
o"kZ & Year

fu;kZfjf jktLo
Revenue
r;ksa
dh la[;k

Rev No. 2
Rev. date May 2011

la[;k
No.of
Assessess
No.of
Assessess
1
No.of
Assessess
okilh dh tkWap
Returns Scrutiny
mRikn 'kqYd okilh&1 vuqca/k 2-2 ds rgr dsanzh; mRikn 'kqYd okilh dh
tkWap ds fy, fu;ekoyh dh
laoh{kk
2.2.1
ER-1 scrutiny under annexure 2.2 of Manual for the scrutiny of Central Excise Returns.
nkf[ky dh
x;h mRikn
'kqYd
okilh&1 dh
la[;k
mRikn 'kqYd
okilh&1 dh
la[;k
foLr`r
tkWap ds
fy, mPp
pqfuank
mRikn
'kqYd
okilh&1 dh
la[;k
No. of ER-1
filed
(Period last 6
months)
1
No of ER-1
picked up for
detailed
scrutiny
2
mRikn
'kqYd
okilh&1
dh yafcr
tkWap
dk var
%'ks"kA
------------------rdA
No. of ER1 pending
scrutiny
O.B.(as on
)
1.
2.2.2
eghus
esa izkIr
mRikn
'kqYd
okilh&1
dh la[;k
eghus
esa
fuiVkbz
x;h
mRikn
'kqYd
okilh&1
dh la[;k
No. of ER-1
received up
to the
No. of ER-I
month
Disposed
up to the
month
2.
3.
foLr`r
tkWap ds
fy, pqfuank
mRikn
'kqYd
okilh&1 dh
la[;k
ifj.kkeA
[kkst dh x;h
jkf'k
Results
(amount of
detection
No. of ER-1
selected for
detailed
scrutiny
3
vuqca/k vuqca/k
2-1 esa 2-1 esa
cuk;h x;h u cuk;h
mRikn
x;h
'kqYd
mRikn
okilh&1 'kqYd
dh la[;k okilh&1
No. of ERdh la[;k
1in which
Annexure2.1 has
been
prepared
4.
vuqca/k& vuqca/k
2-2 esa 2-2- esa
fdruh
u cuk;h
mRikn
x;h
'kqYd
mRikn
okilh&1 'kqYd
dh cukus okilh &1
dh
dh la[;k
vko';drk No. of ER-1
in which
gS
Annexure-
No. of ER-1
in which
Annexure2.I has not No. of ER-1 2.2 has not
in which
been
been
Annexure- prepared
prepared
2.2 required
to be
prepared
5.
mRikn 'kqYd okilh ds lw{e ijh{k.k@tkWap dk izcks/kd & gS

Monitor Scrutiny of ER 1s
1 djksM+ ls 5 djksM+ ----------- okf"kZd O;fDrxr ys[kk cgh jktLo lfgr

mRikn 'kqYd okilh&1 dh
la[;k
2.2.2.1
No. of ER-1 with annual PLA revenue of 1 crore to 5 Crores -----
lgk;d vk;qDr@mik;qDr }kjk 1 djksM+ ls 5 djksM+ okf"kZd O;fDrxr

ys[kk cgh lfgr tkWap dh
x;h mRikn 'kqYd okilh&1 dh la[;k
2.2.2.2
No of ER- 1 with annual PLA revenue of 1 crore to 5 Crores checked

by AC/ DC ----2.2.2.3
5 djksM+ ls vf/kd okf"kZd O;fDrxr ys[kk cgh lfgr mRikn 'kqYd okilh&1
dh la[;k
No. of ER-1 with annual PLA revenue more than 5 Crores -----
:: 11 ::

Rev No. 2
Rev. date May 2011
/
la;qDr vk;qDr@vij vk;qDr }kjk 1 djksM+ ls 5 djksM+ okf"kZd O;fDrxr

ys[kk cgh lfgr tkWap
dh x;h mRikn 'kqYd okilh&1 dh la[;k
2.2.2.4
No of ER-1 with annual PLA revenue more than of 1 crore to 5 Crores

checked by JC/ ADC -----
tkWap dk lapkyu u djukA vk;qDr us lgk;d vk;qDr@mik;qDr vkSj la;qDr vk;qDr@

vij vk;qDr vf/kdkjh ls lh/ks vuqjks/k fd;k gSA
*Scrutiny not conducted. Commissioner is requested to direct officer AC/DC & JC/ADC.
2.2.3
ST-3 scrutiny under annexure 2.3 of manual for the scrutiny of Service Tax returns
uRFkh fd;s
x;s lsokdj&3
dh la[;k
AfiNys 6
eghuksa
esaA
foLr`r
tkWap ds
fy, fu;e fd;s
x;s pqfuank
lsokdj&3 dh
la[;k
foLr`r
tkWap ds
fy, fu;e fd;s
x;s
lsokdj&3 dh
la[;k
No. of ST-3
filed
(Period last 6
months)
1
No of ST-3
picked up for
detailed
scrutiny
2
No. of ST-3
selected for
detailed
scrutiny
3
tkWap
ds fy,
yafcr
lsokdj&
3 dh
la[;k
vfr'ks"k
A-----rdA
-----ekg
rd izkIr
fd;s x;s
lsokdj&3
dh la[;k
-------ekg
rd
fuiVk;s
x;s
lsokdj&3
dh la[;k
No. of ST-3
pending
scrutiny
O.B.(as on
)
2.3
2.
3.
5.
Adsanzh; mRikn 'kqYd o lsokdjA
ARREARS OF REVENUE.
2.3.1
No. of ST-3 in has not been

Annexure-2.I
which
prepared
has not been
Annexure-2.3
prepared
required to
be prepared
4.
jktLo dk cdk;k
Results
(amount of
detection
vuqca/k& vuqca/k& vuqca/k& vuqca/k&2

2-1 esa 2-1 esa 2-3 esa -3 esa uk
cuk;s x;s uk cuk;s cuk;s
cuk;s x;s
lsokdj&3 x;s
tkus
lsokdj&3
dh la[;k lsokdj&3 okys
dh la[;k
No. of ST-3 in dh la[;k
of ST-3 in
lsokdj&3 No.
which
which
No. of ST-3
dh la[;k Annexure-2.3
Annexure-2.1
in which
No. of ST-3
received up
No. of ST-3
to the month
Disposed up
has been
to the month
prepared
1.
ifj.kkeA
<waM
fudkyh x;h
jkf'kA
(Central Excise and Service Tax)
dqy jktLo dk cdk;k A 28-02-2013-rdA

Total ARREARS OF REVENUE (As on 28.02.2013)
jktLo dk cdk;k
ARREARS OF REVENUE.
dzlaS. No
cdk;k
fdlls
lacaf/kr
gS
Arrears
linked
with
eghus
ds var
esa
yafcr
cdk;k
Arrears
pending
at
the
end of
Ajkf'k yk[ksa esaA

Adsanzh; mRikn 'kqYdA
(Rs. in Lakhs)
(Central Excise)
jkf'k
A:-A
Amt
(Rs)
cdk;k dh :dh
gqbZ
olwyh
cdk;k
dgkW
dgkWa
:dh gS Lohd`r
Arrears
ugha
dh
where
x;h gSA
recovery
Stayed
:: 12 ::
Arrears
where
stay
granted
no
is
cdk;k
jksdus dk
vkosnu
yafcr gSA
Arrears stay
application
is
Pending

Rev No. 2
Rev. date May 2011
/
the
month
la[
;k
jkf'k
A:-A
la[;
k
jkf'kA
:-A
la[
;k
jkf'kA
:-A
No.
Amo
unt
(Rs.)
6
No.
Amoun
t (Rs.)
No.
Amoun
t
(Rs.)
10
lsok dj
SERVICE TAX
2.3.1
dqy cdk;k jktLo A 28-02-2013-rdA

Total ARREARS OF REVENUE (As on 28.02.2013)
A:i;s yk[ksa esaA (Rs. in Lakhs)
dzlaS. No
cdk;k
fdlls
lacaf/kr
gS
Arrears
Linked
with
eghus
ds var
esa
yafcr
cdk;k
Amt
(Rs)
Arrears
pending
at
the
end of
the
month
2.3.3
jkf'k
A:-A
cdk;k
dh :dh
gqbZ
olwyh
cdk;k
dgkW
dgkWa
:dh gS
Lohd`r
Arrears
ugha
dh
where
x;h gSA
cdk;k
jksdus dk
vkosnu
yafcr gSA
Arrears stay
application
is
Pending
recovery
Stayed
Arrears
where
stay
granted
la[;
k
jkf'kA
:-A
la[; jkf'kA
k
:-A
la[
;k
No
Amoun
t (Rs.)
No.
Amoun
t (Rs.)
No.
no
is
jkf'kA
:-A
Amoun
t
(Rs.)
10
eq[; vk;qDr }kjk bl o"kZ ds fy, owlyh dk fdruk y{; r; fd;k gSA
RECOVERY TARGET FIXED BY THE CHIEF COMMISSIONER FOR THE YEAR
dsanzh; mRikn
Central Excise
o"kZ
Year
Ajkf'k yk[kksa esaA

(Rs. in lakhs)
r; olwyh dk r; olwfy;ksa
y{;
dh miyfC/k
Recovery
Target Fixed
Target
Recoveries
Achieved
2
y{; ls mij ?
kVr@c<+r
Increase/
Decrease Over Target
2
Alsok djA
A:- yk[kksa esaA
Service Tax
o"kZ
Year
(Rs. in lakhs)
r; olwyh dk r; olwfy;ksa
y{;
dh miyfC/k
Recovery
Target Fixed
1
2.3.4
Target
Recoveries
Achieved
3
y{; ls mij ?
kVr@c<+r
Increase/
Decrease Over Target
4
jktLo cdk;k dh fo?kVu voLFkk dks voxr djkuk A 28-02-2013-rdA

AGE WISE BREAK UP OF ARREARS OF REVENUE
dsanzh; mRikn vkSj lsok dj

Central Excise & S.Tax
:: 13 ::
(As on 28.02.2013)

Rev No. 2
Rev. date May 2011
2.3.5
/
fiNys 3 o"kksaZ esa olwyh u fd;s x;s jktLo ds ckjs esa D;k dne mBk;s
x;sA
Steps taken to write of arrear that are unrecoverable in last 3 years
fiNys rhu o"kksaZ esa yafcr cdk;k olwyh izkfIr ds fy, dsanzh; mRikn
lsokdj vihyh; vf/kdkj.k dk
vodk'k lfgr D;k dne mBk;s x;sA
2.3.6
Steps taken to realize arrears pending at CESTAT including stay

vacation or early recovery in last 3 years :
mu ekeyksa dk fooj.k ftldh tYnh lquok;h ds fy, foHkkx }kjk

vkosnu uRFkh fd;k x;k
DETAILS OF CASES WHEREIN EARLY HEARING APPLICATION WAS FILED BY THE DEPARTMENT
dzla-
ikVhZ
Party
Sr.No.
vuqjks/
k la[;k
Appeal No.
ewy
jkf'k
vkns'k@vihy Amount
h; vkns'k dh
la[;k o rkjh[k
tUnh
fLFk
lquokb fr
Status
Z ds
fy,
vkosn
u dc
uRFkh
fd;k
x;k
OIO/OIA No & Date
E.H.
application
filed on
6
mu uk :ds gq, cdk;k ds ekeyksa dh lwph ftudh olwyh ds fy, fiNys 3 o"kZ
esa izkjafHkd
dk;Zokgh dh x;h gSA
2.3.7
List non stayed cases of arrears where recovery proceedings have been
initiated in last 3 years.
2.3.8
mu jktLo cdk;k ds ekeyksa dh lwph tks 50 yk[k ls vf/kd jkf'k ds mPpre

U;k;ky;@mPp U;k;ky;@ dsanzh; mRikn lsokdj vihyh; vf/kdj.k ds ikl yafcr
gSA
List of cases of arrears of revenue of more than Rs 50 lakhs pending at SC/HC/
CESTAT
mu jktLo cdk;k ds ekeyksa dh fo?kVu voLFkk tks vk;qDr A vihyA ds ikl

yafcr gSA
2.3.9
AGE WISE BREAK-UP OF CASES of arrears of revenue PENDING WITH

COMMISSIONER (APPEALS)
lhek 'kqYd ,DV 1962 ds [kaM 142 ds varxZr ekeyksa dh olwfy;ksa dh

fo?kVu voLFkk
2.3.10
YEAR WISE RECOVERIES OF THE CASES UNDER SECTION 142 OF THE

CUSTOMS ACT, 1962.
2.3.11
'kqYd dh dqy gkfu ls lacaf/kr yafcr ekeyksa dk fooj.k A 30-09-2012-rdA
DETAILS OF CASES PENDING WRITE OFF DUTY (As on 30.09.2012)
2-4
2.4.1
dj vioapu
A dsanzh; mRikn o lsok djA
ANTI EVASION
(Central Excise & Service Tax)
D;k 335 ts iaftdk Bhd <ax ls cuk j[kh gS vkSj iwjh gSA
Is 335 J register well maintained & complete
2.4.2
ryk'kh@cqykos ds ckn D;k 335 ts iaftdk esa izFke banjkt rRdky dh x;hA
Are the first entries in 335 J register being made
Immediately after the search/summon
:: 14 ::

Rev No. 2
Rev. date May 2011
/
lHkh ,bZ&2 48 ?kaVs esa uRFkh dh x;haA ;fn ugha]] rks foLr`r fooj.k dk
voyksdu@izs{k.k fyfic}
gksuk pkfg,
2.3.4
All AE-2 filed within 48 hours

If No, detailed observations may be recorded.
fiNys ,d o"kZ ds nkSjku tkjh dkj.k crkvksa lwpuk dh la[;k
2.4.4
Number of SCNs issued during last 1 year.
dsanzh; mRikn 'kqYd
lsok dj
Central Excise
Service Tax
la[;k
No.
jkf'kA:yk[kksa esaA
Amount (Rs. In
lacs)
2
la[;k
No.
dqy
Total
jkf'kA:yk[kksa esaA
la[;k
jkf'kA:yk[kksa esaA
No.
Amount (Rs. In lacs)

3
Amount (Rs. In lacs)
2012 &13--o"kZ ds nkSjku tkjh fd;s x;s ryk'kh ijokus

SEARCH WARRANTS ISSUED DURING THE YEAR 2012-13.
2.4.5
dze
la[;k
fooj.k
o"kZ
o"kZ
Particulars
Year
Year
S.No.
1
2.4.6
o"kZ
Year
5
fiNys 3 o"kksa esa izHkkodkjh fuokjd dh dk;Z ;kstuk

Efectiveness of preventive action plan for last 3 years
(Detection Rs. In lakhs)
o"k
Z
dzl-
Year
Sr.no
;kstuk
ds
vuqlkj
vioapd
laHkkfo
r
oLrq,a
xqIr :i
ls
LFkku
karj.k
Clandes
tine
removal
List
evasion
prone
Commodit
ies as per
plan
o"kZ
YEARS
oS/kkfu lSuoSV
d
nq:i;ksx
O;oLFk hdj.k
Cenvat
k dk
Misutilisati
nq:i;ks on
x tSls
vf/klwp
uk NwV
xyr
oxhZd
j.k
Misclass
ification
fuEu
ewY;
fu/kkZ
j.k
Under
valuatio
n
Misuse of
statutory
provision
Like
exemp
-tion
notificatio
n
tSls
Viz.,
Adsanzh; mRikn o lsok djA
A:- yk[kksa esaA
(CENTRAL EXCISE &S.TAX )

lakhs)
dsanzh;
mRikn 'kqYd
(Rs.in
A:yk[kksa esaA
CENTRAL EXCISE
o"kZ
Year
[kksts
x;s
(Rs. In Lakhs)
lEefyr 'kqYd
Duty Involved
ekWaxk x;k
'kqYd
:: 15 ::
olwyh@olwfy;ks
a dh txg

Rev No. 2
Rev. date May 2011

ekeys
No. of
Cases
detected
Duty Demanded
tIrh
vijk/k
Seizure
Offence
dkj.k
crkvk
sa
lwpuk
vksa
ds
tkjh
djus
dh
la[;k
No. of
SCN
issued
5
lEefyr
jkf'k
Realization / Spot
Recoveries
Amount
involved
lsok dj
A:- yk[kksa esaA
SERVICE TAX
o"kZ
Year
No. of
Cases
detected
1
2.4.8
(Rs. In Lakhs)
[kksts
x;s
ekeys
lEefyr 'kqYd
Duty Involved
tIrh
vijk/k
Seizure
Offence
ekWaxk x;k
'kqYd
olwyh@olwfy;ks
a dh txg
Duty Demanded
Realization/ Spot
Recoveries
dkj.k
crkvk
sa
lwpuk
vksa
ds
tkjh
djus
dh
la[;
No. of
SCN
issued
5
lEefyr
jkf'k
Amount
involved
ryk'kh dh rkjh[k dks yafcr vUos"k.k ;k fu/kZfjrh ds lkFk izFke i=kpkj

Investigation pending since date of search or first correspondence with assessee
Aryk'k u fd;s x;s ekeysA

(non search cases)
var'ks"k 0 ls 3 eghus 3&6
0 - 3 Months eghus
tek
Closing
3-6
Balance
months
dsanzh; mRikn 'kqYd vkSj lsok dj

Central Excise & Service Tax
6&12
eghus
1&3 o"kZ 3 o"kZ

1-3 years
> 3 years
6-12 months
dsamCen.
Ex.
lsok
dj
Ser.
Tax
1
:: 16 ::

Rev No. 2
Rev. date May 2011
2.4.9
/
6 ekg ls vf/kd yafcr vUos"k.k ekeys A 28-02-2013-rdA
Cases pending investigation for more than 6 months (as on 28.02.2013)
dzlaS.N
o
33
5
ts
335
J
1.
vk;qDr
dsanzh;
mRikn@
Qk- laCCE/F.No.
ikVhZ
dk uke
AeSllZ
Name
of the
Party
(M/s.)
fdlds
}kjk
cqd
fd;k
x;k
laf{
kIr
rF;
Brief
facts
lEefyr
jkf'kA:
yk[kks
a esaA
6.
Amount
involve
d (Rs.
in
Lakhs)
7.
By
whom
booked
4.
5.
yafcr
gksus
ds
dkj.kA
Reasons
for
pendency
8.
dj vioapu ds fy, okf"kZd dk;Z;kstuk cukus ds fy, mBk;s x;s dne
2.4.10
Steps to prepare annual action plan for Anti Evasion :
D;k fu/kkZfjrh vkdM+ksa ds vk/kkj ij cuk;s x;sA
2.4.10.1
Is database of the assesses prepared.
jktLo i)fr ds mRrjnkf;Ro ij v?;;u fd;s gSA
2.4.10.2
Are studies on the revenue patterns undertaken.
----------------dj vioapu tksfM+;ksa dh la[;k
3.4.10.3
No. of Anti Evasion teams in
-------
vk;dj@iqfyl@egkfuns'kd vklwpuk dsanzh; mRikn 'kqYd ds lkFk leUo;

xks"Bh dh rkjh[ksa
2.4.10.4
Dates of co-ordination meeting with DGCEI/ Police/Income Tax
fiNys 3 o"kksa esa mu ekeyksa dh fLFkfr ftudk QSlyk vk;qDrky; }kjk fd;k
x;k gS vkSj
egkfuns'kd vklwpuk dsanzh; mRikn 'kqYd }kjk cqd fd;s
x;s gSA
2.4.11
Position of cases booked by DGCEI & adjudicated by Commissionerate -in

last 3 years
dsanzh; mRikn ewY; foghu dj ds ckjs esa naM
2.4.12
izfdz;k
CENVAT Penal Action
dsanzh; mRikn ewY; foghu dj tek fu;ekoyh 2004 ds fu;e 9A,A ds
fuca/kuksa ds vuqlkj vafre
mRikn ds fofuZekrkvksa ds fy, ;g
vko';d gS fd os ,d okf"kZd ?kks"k.kk izLrqr djsa ,oe~ eq[;
fuos"k dh izkfIr ,oe~ mi;ksx ds ckjs esa ,d ekfld fooj.kh Hkh izLrqr djsaA bl
laca/k esa fdlh
Hkh fo'kys"k.k dk ifj.kke A
2.4.12.1
In terms of Rule 9 (A) of the CENVAT Credit Rules 2004, it is mandatory for
manufacturers of final products to furnish an annual declaration and also a
monthly return about receipt and consumption of principal inputs. Result of
any analysis in this regard.
nkok fd;s x;s fuos"k dsanzh; mRikn ewY; foghu dj tek dh ek=k dh
lR;rk dks lR;kfir
djus okys vk;qDrky; dk fooj.kA
2.4.12.2
Details of the Commissionerate verifying the correctness of the quantum of

input CENVAT credit claimed. If yes, results of such verification in details.
dsanzh; mRikn 'kqYd ewY; foghu dj ds fo"ks'k v/;;u ds fy, dksbZ

vkns'k gq, gSa] ;fn gkWa] mldk
ifj.kke
2.4.12.3
:: 17 ::

Rev No. 2
Rev. date May 2011
/
Any special study of CENVAT been ordered, if yes, the result thereof.
eq[;ky;@eaMy }kjk naMkRed dk;Zokgh % Qk-la- 224@40@2006

& dsa-m- 6 Avf/klwpuk
32@2006 & dsa-m-'kq-A,u-Vh-A ds v/khu
lqfo/kk,a okil ysuk ,oe~ izfrca/k yxkuk] oLrq izkfIe ckn ds fcuk dsanzh;
mRikn 'kqYd ewY; foghu dj ysdj fcuk chtd ds oLrqvksa dks gVkuk
'kqYd ;ksX; gSA
2.4.12.4
Penal Action by Divisons/ H.Q - Recommendation to withdraw facilities and

impose restrictions under F.No.224/40/2006-CX.6 (Notification 32/2006
Central
Excise (NT) (Removal of goods without invoice ore duty
payment, taking
CENVAT credit without goods receipt etc.)
2.4.12.5
iqjLdkj
Reward
mu ekeyksa dk fooj.k ftuds fy, iqjLdkj Lohd`r fd;k x;k gSA

DETAILS OF CASES RIPE FOR SANCTION OF REWARD
o"kZ
mu
ekeyk
sa dh
la[;k
ftudk
iqjLd
kj
rS;kj
fd;k
gSA
Year
No. of
cases
ripe
for
reward
s
mu
vkjafHkd
ekeyksa dh
la[;k tks
lEeku ds fy,
izLrkfor
fd;s x;sA
No. of cases
in which
regard
proposals
have been
initiated
LVk
Q
Staf
1
eq[kfc
j
Informe
r
os dkSu ls
ekeys gSa
ftuds fy,
iqjLdkj
Lohd`r fd;k
x;k
os dkSu ls ekeys
gSa ftuesa
iqjLdkj Lohd`r
fd;k x;k ijUrq
mldk forj.k ugha
fd;k x;k gSA
No. of cases
in which
reward
sanctioned
No. of cases in which

sanctioned but not
disbursed
LVk
Q
LVkQ
eq[kfc
j
Staf
eq[kfcj
Staf
Informer
Informe
r
ys[kk ijh{kk A dsanzh; mRikn 'kqYd o lsokdjA

AUDIT
2.5.1
vkarfjd ys[kk ijh{kk A mRikn ys[kk ijh{kk&2000A fu"iknu

INTERNAL AUDIT
o"k
Z
Year
ys[kk
ijh{kk
tksfM+
;ksa dh
la[;k
No. of
Audit
teams
(E.A -2000 ) performance :
ys[kk
ijh{kk
ds fy,
pwuh
x;h
bdkbdk
sa dh
la[;k
No. of
units
selected
for Audit
3
ys[kk
ijh{kk
dh x;h
bdkb;
ksa
dh
la[;k
No. of
units
Audite
d
4
lekIr fd;s
x;s
vkifRrtud
Hkkouqokn
ksa@O;k[;k
sa dh la[;k
No. of paras,
objections
raised
:: 18 ::
lEefyr
jkf'k
yk[kks
a :i;s
esa
Amount
involved
Rs in
Lakhs
olwyh
yk[kksa
:i;s esa
Recovery
Rs. In
lakhs

Rev No. 2
Rev. date May 2011
/
2.5.1.1
bdkb;ksa dh
la[;k
Number of units
ftudk ys[kk
ijh{kk gksu dh
vko'kdrk gSA
Required to be
audited
2
3
ys[kk ijh{kvksa dh la[;k

Number audited
Js.kh , A izR;sd
o"kZ esa gksus
okys
ys[kk
ijh{kkA
Category A (to be
audited each year)
Js.kh ch A izR;sd
2 o"kZ esa gksus
okys
ys[kk
ijh{kkA
Category B ( to be
audited
every
2
years)
Js.kh lh A izR;sd
5 o"kZ esa gksus
okys
ys[kk
ijh{kkA
Category C ( to be
audited every 5th
year)
egkfuns'kdAys[kk ijh{kkA us izR;sd fiNyh frekfg;ksa esa vk;qDrky; dks

fn;k x;k ntkZ
igyh frekgh]] nwljh frekgh]] rhljh frekgh]] pkSFkh frekgh
2.5.1.2
Commissionerate ranking in each of last four quarters given by DG ( Audit)

Q1, Q.2, Q.3, Q.4
2.5.1.3 fiNys 12 ekg esa ys[kk ijh{kk dh cSBdsa A
AMC meetings held in last 12 months (with dates)
foRrh; o"kA &

2.5.1.3
F.Y.
eghu
k
Month
ys[kk
ijh{kk
ns[kHk
ky lfefr
dh
rkjh[k
rkjh[k lfgrA
foRrh; o"kA & F.Y.

eghuk
ys[kk ijh{kk
Month
ns[kHkky lfefr
dh rkjh[k
AMC dt
2.5.1.4
AMC dt
3
ijh{kk&2000 O;k[k;k,a A 28-02-2013-rdA

EA-2000 paras (As on 28.02.2013)
6 ekg ls
yafcr
<6 months
Pending
var
%'ks"
k
C.B
Hkst
s x;s
tckc
ksa
uk
Hkst
s x;s
tokc
6 ekg ls yafcr
> 6 months
Pending
Hkst
s x;s
tckc
ksa
uk
Hksts
x;s
tokcksa
tkjh dh
x;h
ekWaxksa
dh la[;k
:: 19 ::
No. of
lekIr dh
x;h
O;k[;kvk
sa dh
mRikn
ys[kk

Rev No. 2
Rev. date May 2011
/
dh
la[;k
ksa
dh
No. of la[;k
dh
la[;k
replie
s
sent
No.
of
replie
s
sent
No.
of
repli
es
not
sent
dh la[;k
demand
issued
No. of
replies
not sent
la[;k
No. of
paras
settled up
to
Hks
uk
ts
Hks
x;s
ts
tckc x;s
ksa tokc
dh
ksa
la[;k dh
No. of la[;k
replie
s sent
2.5.1.5
No. of
replie
s not
sent
7
dkSulh bdkb;ksa dk fujh{k.k gksuk gS dkSu fu.kZ; ysrk gSA

Who decides which units are to be inspected?
dksbZ ,sls dkj[kkus vLrhRo esa vk;s gSa ftUgksaus tksf[ke Hkjk
eqY;kadu fd;k gS] ;fn gkWa] dksbZ ykHkdkjh vkadM+s
cuk;s gSa
2.5.1.6
Whether any risk assessment of factories is being done, if yes, whether this has
yielded any useful data.
2.5.1.7
fiNys 3 o"kksaZ esa tks vkarfjd ys[kk ijh{kk vkifRr;kWa lekIr dh gSa
mudh jkf'k
Internal audit objections raised in the last three years amount involved.
dze
la[;k
vkSj
o"kZ
bdkb;ksa dh
Js.kh
Category of Units
S. No. &
Year
xqIr :i ls
gVkuk A
[kkst :yk[kksa
esaA
oS/kkf
ud
O;oLFk
k dk
nq:i;ks
Clandestine
x
removal
tSls
((Detection
Rs. In lacks ) NwV
vf/klwp
uk
Misuse of
statutory
provision
like
exemption
notification
lSuoS
V
nq:i;k
sxhdj.
k
A[kkst
:yk[kks
a esaA
Cenvat
Misutilisat
ion
(Detection
Rs. In
lacks )
jkf'k yk[kksa
esa
AMOUNT IN LACKS
bdkb;ksa dh
Js.kh ,
1
2
Category of Units A
bdkb;ksa dh
Js.kh ch
:: 20 ::
xyr
oxhZdj.
k
A[kkst
:yk[kks
a esaA
tMisclassi
fication
(detection
Rs. In
lacks )
de
ewY;ka
du
A[kkst :
yk[kksa
esaA
Under
Valuation
(Detection
Rs. In lacks

Rev No. 2
Rev. date May 2011
/
Category of Units B
bdkb;ksa dh
Js.kh lh
3
Category of Units C
jkf'k yk[kksa
esa
AMOUNT IN LACKS
bdkb;ksa dh
Js.kh ,
1
Category of Units A
bdkb;ksa dh
Js.kh ch
2
Category of Units B
bdkb;ksa dh
Js.kh lh
3
Category of Units C
jkf'k yk[kksa
esa
AMOUNT IN LACKS
bdkb;ksa dh
Js.kh ,
1
Category of Units A
bdkb;ksa dh
Js.kh ch
2
Category of Units B
bdkb;ksa dh
Js.kh lh
3
Category of Units C
dsanzh; mRikn jktLo ys[kk ijh{kk A 28-02-2013-rdA
2.5.2
CERA OBJECTIONS (As on 28.02.2013)
iSjk ds
izdkj
Types of
paras
,d ekg ls yafcr
,d ekg ls yafcr
< 1 month
pending
> 1 month pending
var
%'ks"k
--------rd]
la[;k,a
Hksts
x;s
tokck
sa dh
la[;k
C.B. as
on.
Nos.
No. of
replies
sent
ugha
Hksts
x;s
tokcks
a dh
la[;k
No. of
replies
not sent
Hksts
x;s
tokcksa
dh la[;k
No. of
replies
sent
LFkuh;
{ks=
izfrosnu
LAR
rF;
dk
fooj.k
SOF
ys[kk
ijh{kk
elkSnk
dk iSjk
DAP
ewY;
fu/kkZj.k
dh
:: 21 ::
ugha
Hksts
x;s
tokcks
a dh
la[;k
tkjh
dh x;h
ekWa
xksa
dh
la[;k
No. of
replies
not sent
No. of
deman
d
issued

Rev No. 2
Rev. date May 2011
/
elkSnk
iz.kkyh
Draft
System
Appraisal
ys[kk
ijh{kk
iSjk
A.P
2.5.2.1
1 o"kZ ls vf/kd yafcr rF;ksa ds fy, foLr`r fooj.k

Details of SOF pending for more than 1 year:
dz rF; dk
-la fooj.k
Sl. SOF
No. la[;
o"kZ
Year
k
No.
izkfIr tkjh djus jkf'k fefly la[;k

dh
dh
yk[k File No.
rkjh[k rkjh[k
ksa
Date of Date of
esa
receipt Issue
tokc
tokc
nsus dh Hkstu
rkjh[k s esa
Date of
fy;k
Reply
x;k le;
Amt.
In
Lakhs
Name
of Unit
(M/s.)
2.5.2.2
bdkb
Z dk
uke
AeSll
ZA
Time
taken
to send
reply
10
ys[kk ijh{kk elkSnk ds yafcr iSjkvksa dh fLFkfr A 28-02-2013-
rdA
PENDING POSITION OF DAP (AS ON 28.02.2013)
dz ys[kk ys[k izkfIr

fefly
- ijh{kk k
dh
la[;k
la elkSnk ijh{k rkjh[k File No.
Date of
- ds
k
Sl. iSjkvk iSjk Receipt
sa dh la[;k
No
la[;k Audit
Draft
Audit
Para
No.
2
2.5.2.3
Para
No.
bdkb 'kkfey
Z dk jktLo dh
uke jkf'k A:eSllZ yk[kksa
Name esaA
tokc
dc
fn;k
x;k
laf{kIr tokc
fooj.k Hkstu
tkjh
s esa
Issue in fy;k
Reply Brief
x;k le;
of
Amount of Sent
the
Revenue on
Unit involved
M/s
(Rs. In
Lakhs)
6
Time
taken
to send
the
report
9
10
yafcr ys[kk ijh{kk iSjk dh fLFkfr A 28-02--2013-rdA

PENDING POSITION OF AP (AS ON 28.02.2013)
dz rF;ks ys[kk bdkbZ izkfIr dh fookn jkf'k

fefly
Issue
-la a ds ijh{k dk uke rkjh[k
yk[kksa la[;k
Sl. fooj. k iSjk AeSllZA Date of
File
esa
No k dh ds
receipt
No.
Name of
Amt in
Unit
lacs
la[;k elkSn
(M/s.)
SOF ksa
No.
dh
la[;k
1
DAP
No.
3
tokc
tokc
nsus dh Hkstus
rkjh[k esa fy;k
Date of x;k le;
Reply
Time
taken to
send
reply
10
dsanzh; mRikn jktLo ys[kk ijh{kk dh vkifRr;ksa dks vafre :i nsus ds fy,
egkys[kkdkj dk LVkQ
vkSj vk;qDr@la;qDr vk;qDrAys[kk ijh{kkA
2.5.2.4
:: 22 ::

Rev No. 2
Rev. date May 2011
/
lgk;d vk;qDrAys[kk ijh{kkA ds chp esa Arkjh[k

ckjackj xksf"B;ksa dk fooj.kA
lfgrA
dh
x;h
Details of frequency of meetings (with dates) between the staf of the

Accountant General and Commissioner/JC (Audit)/AC(Audit) for finalizing
CERA objections.
D;k eaMyh; lgk;d vk;qDr@mik;qDr }kjk dsanzh; mRikn jktLo ys[kk

ijh{kk izkf/kdkfj;ksa dks le; ls Hksts x;s
tokcksa
,oe~
rF;
ijdrk
ij
mik;qDr@lgk;d vk;qDr Ays[kk ijh{kkA }kjk ekfuVfjax dh tk jgh gSA
2.5.2.5
Is monitoring in place with DC / AC(Audit) keeping watch over the timeliness and
quality of replies sent by the Divisional AC/DC to CERA authorities.
2.6
U;k; fu.kZ;
ADJUDICATION
(dsanzh; mRikn vkSj lsokdj ds fy, i`FkdA
(Separately for Central Excise & Service Tax)
yafcr U;k; fu.kZ; ekeyksa dk fo?kVu A 28-02-2013-rdA
2.6.1
BREAK- UP OF CASES PENDING ADJUDICATION (AS ON 28.02.2013)
dsanzh; mRikn ekeys

Central Excise cases
(:- yk[kksa esa)

(Rs. In Lakhs)
eq[;ky;@e vf/kdkjh ds
aMy
ikl yafcr
HQRS /
DIVISION
PENDING WITH
OFFICER
var%'ks"k
cdk;k
le; vuqlkj fo?kVu

Age wise break up
Closing balance
ekeyk lEefyr
sa dh jkf'k
la[;k Amt.
0&3
ekg
3&6
ekg
6&12
ekg
1&3 3
o"kZ o"kZ
0-3
3-6
6-12
1-3
vkSj
Involved
month
months
Months
Years mlls
No. of
s
cases
vf/kd
3 Years
&
above
2.6.1
yafcr U;k;fu.kZ; ekeyksa dk fo?kVu A 28-02-2013-rdA

BREAK- UP OF CASES PENDING ADJUDICATION (AS ON 28.02.2013)
lsokdj ekeys
Service Tax cases
:-
yk[kksa esa)
(Rs.
In Lakhs)
eq[;ky;@e vf/kdkjh ds
aMy
ikl yafcr
var%'ks"k
cdk;k
Closing balance
:: 23 ::
le; vuqlkj fo?kVu

Age wise break up

Rev No. 2
Rev. date May 2011
HQRS /
DIVISION
/
PENDING WITH
OFFICER
ekeyk lEefyr
sa dh jkf'k
la[;k Amt.
0&3
ekg
3&6
ekg
6&12
ekg
1&3 3
o"kZ o"kZ
0-3
3-6
6-12
1-3
vkSj
Involved
month
months
Months
Years mlls
No. of
s
cases
vf/kd
3 Years
&
above
2.6.3.1/2.
dsanzh; mRikn vkSj lsokdj ds 6 ekg ls vf/kd yafcr dqy U;k;
fu.kZ; ekeyksa dk fooj.k
A28-02-2013rdA
Details of total Central Excise and Service tax cases pending Adjudication over 6
months (as on 28.02.2013)
A
:- yk[kksa esaA
(
Rs. In Lakhs)
dsanzh; mRikn 'kqYd ds 6 ekg ls vf/kd yafcr dqy U;k; fu.kZ; ekeyksa
dk fooj.k A31-10-2012-rdA
Details of total Central Excise pending Adjudication over 6 months as on 31.10.2012.
2.6.3.1
dz
-la
fefly la[;k
ikVhZ dk uke
File No.
Name of the party
Sr.
No.
dkj.k
crkvks
lwpuk
tkjh
djus dh
rkjh[k
Date of
issue of
SCN
lEefyr
jkf'k
Amount
involved
rkjh[ko
kj nh
x;h
O;fDrx
r
lquokb
;ksa
dh
la[;k
A:yk[kks
a esaA
(Rs. In
Lakhs)
Expected
date of
disposal in
case of
amount
involved
>Rs. 1
Crore
No. of
PH given
date wise
vij vk;qDr vkSj la;qDr vk;qDr }kjk o"kZ- 2012&13A28-02-2013-rdA

ds nkSjku ikl fd;s x;s vkns'kksa dh
la[;k
2.6.4
:: 24 ::

Rev No. 2
Rev. date May 2011
/
Number of Orders Passed During the Years 2012-13 (upto 28.02.2013)

Addl.Commissioner and Joint Commissioner
vk;qDr@vij vk;qDr vkSj la;qDr vk;qDr }kjk o"kZ- 2012&13-ds
nkSjku ikl fd;s x;s vkns'kksa dh
la[;k
Number of Orders Passed During the Years 2012-13 by Commissioner / Addl. Commissioner
and Joint Commissioner
2.6.4
vf/kfu.kZ;u
izkf/kdkjh
Adjudicating
Authority
ikl fd;s x;s

vkns'kksa dh
la[;k
No. of Orders
passed
jktLo ds gd
esa ikl fd;s
x;s vkns'kksa
dh la[;k
No. of orders
passed in favour
of Revenue
lekIr fd;s x;s

vkns'kksa dh
la[;k
lekIr fd;s x;s

vkns'k vkSj
izfr'kr
No. of Orders
Dropped
% age and Orders

Dropped
tgkWa vkf[kjh O;fDrxr lquok;h dh rkjh[k ds ,d ekg ls vf/kd ds ckn ewy

vkns'k ikl fd;s
x;s gSa mudh foLr`r tkjdkjh
2.6.5
Provide details only in cases where O-In-O is passed more than one month after last
P.H date
2.6.5.1/2
vk;qDr@mik;qDr@la;qDr vk;qDr }kjk tkjh fd;s x;s ewy vkns'kksa dk

fooj.k
PARTICULARS OF ORDER IN ORIGINALS ISSUED BY
COMMISSIONER/Addl.Commr /J.C. DURING,
2.6.5.1
o"kZ 2012&13-ds nkSjku vk;qDr }kjk tkjh fd;s x;s

ewy vkns'kksa dk fooj.k
PARTICULARS OF O.I.O. ISSUED BY THE COMMISSIONER DURING THE YEAR 2012-13
o"kZ
vk;qDr }kjk tkjh fd;s x;s ewy

vkns'k
Year
O.I.O. ISSUED BY THE COMMISSIONER
dzla-
ikVhZ dk
uke
Sl;.No.
Name of the
Party
dkj.k
crkvks
lwpuk
dh rkjh]
[k
O;fDr
xr
lquok
bZ dh
vkf[kj
Date of SCN h
rkjh[
k
ewy vkns'k
dh la[;k vkSj
rkjh[k
OIO No. & date
vkf[kjh
O;fDrxr
lquokbZ ds
ckn vkns'k
ikl djus esa
fy;k x;k le;
Time taken for
passing the order
from the Dt. Of
last P.H.
Last Dt.
Of. P.H.
o"kZ
mik;qDr }kjk tkjh fd;s x;s ewy vkns'k
Year
O.I.O. ISSUED BY THE ADDITIONAL COMMISSIONER
dzla-
ikVhZ dk
uke
Sl;.No.
Name of the
Party
dkj.k
crkvks
lwpuk
dh rkjh]
[k
O;fDr
xr
lquok
bZ dh
vkf[kj
Date of SCN h
rkjh[
k
:: 25 ::
ewy vkns'k
dh la[;k vkSj
rkjh[k
OIO No. & date
vkf[kjh
O;fDrxr
lquokbZ ds
ckn vkns'k
ikl djus esa
fy;k x;k le;
Time taken for
passing the order

Rev No. 2
Rev. date May 2011
/
Last Dt.
Of. P.H.
from the Dt. Of

last P.H.
o"kZ 2012&13-ds nkSjku la;qDr vk;qDr }kjk tkjh

fd;s x;s ewy vkns'kksa dk fooj.k
2.6.5.1
PARTICULARS OF O.I.O. ISSUED BY THE JOINT COMMISSIONER DURING THE

YEAR 2012.13.
o"kZ
la;qDr vk;qDr }kjk tkjh fd;s x;s ewy vkns'k
Year
vkf[kjh
O;fDrxr
lquokbZ ds
ckn vkns'k
ikl djus esa
fy;k x;k le;
O.I.O. ISSUED BY THE JOINT COMMISSIONER
dzla-
ikVhZ dk
uke
Sl;.No.
Name of the
Party
dkj.k
crkvks
lwpuk
dh rkjh]
[k
O;fDr
xr
lquok
bZ dh
vkf[kj
Date of SCN h
rkjh[
k
ewy vkns'k
dh la[;k vkSj
rkjh[k
OIO No. & date
Time taken for

passing the order
from the Dt. Of
last P.H.
Last Dt.
Of. P.H.
ekWax iqfLrdk@fuyafcr ekeyksa dh cgh
1-3
Call Book
yafcr ekWax iqfLrdk ekeyksa dk fooj.k A 28-02-2013-rdA
2.7.1
Details of Call Book cases pending (as on 28.02.2013)
A:- yk[ksa esaA (Rs. In

Lakhs)
dzla-
eq[;ky;@e var%'ks"k
aMy
cdk;k
Closing
dk;kZy;
S.N.
HQRS /
Divisions
Balance
0&3
ekg
3&6 ekg 6&12 ekg 1 o"kZ ls

36
6-12
vf/kd
Months
0-3
Months
Months
Over 1
Year
la[;k jkf'k
No. Amount
dsam-'k
qC.Ex.
lsokd
j
S.Tax
2.7.2. eq[;ky; lfgr eaMy dk;kZy;ksa dh ekWax iqfLrdk ekeyksa dk fo?kVu

A 28-02--2013 -rdA
DIVISION WISE BREAKUP OF CALL BOOK CASES including (Hqrs.)
(AS on 28.02.2013)
A:- yk[kksa
esaA (Rs in Lakhs)
:: 26 ::

Rev No. 2
Rev. date May 2011
dzla-

eq[;ky;@e var%'ks"k
aMy
cdk;k
Closing
dk;kZy;
Sl.
No.
HQRS/
Divisions
balance
0&3
ekg
3&6 ekg 6&12 ekg 1 o"kZ

36
6-12
ls vf/kd
Months
03
Months
Months
Over
1 Year
la[;k jkf'k
No.
Amt.
dsam-'k
qC.Ex.
lsokd
j
S.Tax
Js.khokj ekWax iqfLrdk ekeyksa dk var%'ks"k fo?kVu
2.7.3
Break up of Closing Balance of Call book Cases Category wise
foHkkx }
kjk
uRFkh
vihyh;
vf/kdj.k
U;k;ky;
Court
Appellate
Authorities
filed by
departmen
t
dsanzh;
mRikn
jktLo
ys[kk
ijh{kk
Ays[kk
ijh{kkA
CERA
(Audit)
vU;
AcksMZ
vuqns'k
@lfefr
fookn
vkfn
dqy
Total
Others
(including
Board's
instructio
ns/
Committe
e disputes
etc
la[;
k
No.
jkf'
k
Amt
la[;
k
No.
jkf'
k
Amt
la[;
k
No.
jkf'
k
Amt
la[;
k
No.
jkf'
k
Amt
la[;
k
No.
jkf'
k
Amt
dsa
m-'
kq
C.Ex
lso
kdj
S.T
,d o"kZ ls vf/kd ekWax iqfLrdk esa j[ks x;s ekeyksa dk fooj.k A 28-02
2013-rdA
2.7.4
DETAILS OF CASES KEPT IN CALL BOOK FOR MORE THAN ONE

YEAR (AS ON 28.02.2013)
2.8
leh{kk
REVIEW
mu fu.kZ;ksa dk fooj.k ftudk leh{kk ds fygkt ls v/khuLFk

vf/kdkfj;ksa }kjk ijh{k.k fd;k x;k
2.8.1
Details of decisions by the subordinate officers examined from the point of

view of
review.
:: 27 ::

Rev No. 2
Rev. date May 2011
vof/k
PERIOD
/
vkns'k
fdlds }kjk ikl
fd;s x;s
Orders passed
by
ikl
fd;s
x;s
vkns'k
ksa
dh
la[;k
No. of
orders
passed
mu
vkns'kk
sa dh
la[;k
tks
leh{kk
ds fy,
ijh{k.k
fd;k x;k
No. of
orders
examine
d
for
review
ijh{k.k
ugha
fd;s x;s
vkns'kk
sa dh
la[;k
No. of
orders
not
examine
d
uRFkh
dh x;h
vihyk
sa dh
la[;k
No. of
appeal
s
filed
mu
vkns'k
ksa
dh
la[;k
tks
vof/k
lekfIr
ds ckn
lekIr
fd;s
x;s
No. of
orders
hit
by time
bar
foHkkx }kjk uRFkh vihy ij dsanzh; mRikn o lsokdj vihfy;

vf/kdj.k }kjk ekeyksa dk fu.kZ;
2.8.2
Cases decided by the CESTAT on the appeal filed by the department
o"kZ ikl fd;s

mu
mu vkns'kksa dh okil
mu ekeyksa dk
Year x;s
vkns'kks la[;k ftudk fu.kZ; Hksts x;s izfr'kr ftudk
vkns'kksa a dh la[;k ikVhZ ds gd esa ekeyksa fu.kZ; jktLo ds
dh la[;k ftudk
fd;k x;k
dh la[;k gd esa gqvk
No. of
No.
of
orders
decided
No. of
fu.kZ;
gS
orders
in
favour
of
party
remand
% of cases
jktLo ds
passed
cases
decided in favour
gd esa
of revenue
gqvk No.
1.
2.
of orders
decided in
favour of
revenue
3.
4.
5.
6.
2.8.3
fiNys 3 o"kksa esa dsanzh; mRikn o lsokdj vihyh; vf/kdj.k }kjk foHkkxh;
vihy dh x;h
opuc}rk dh O;k[;k dks vLohd`r fd;k x;k] ;fn gkWa
rks ml fcanw dk ifj.kke
Analysis undertaken for departments appeal rejected by CESTAT in last 3 years. If
yes, result thereof.
2.8.4
fiNys 2 o"kksa esa foHkkxh; uRFkh vihy ij vk;qDrAvihyA }kjk fuf.kZr

ekeys
Cases decided by Commissioner (Appeals) on the appeal filed by department in last 2
years
o"kZ ikl fd;s

mu
mu vkns'kksa
Year x;s
vkns'kks dh la[;k ftudk
vkns'kksa a dh
fu.kZ; ikVhZ ds
dh la[;k
la[;k
gd esa fd;k x;k
No. of
No. of orders
ftudk
orders
decided
fu.kZ;
passed
in favour of party
jktLo ds
gd esa
gqvk
No. of
:: 28 ::
okil
Hksts
x;s
ekeyks
a dh
la[;k
No. of
remand
cases
mu ekeyksa
dk izfr'kr
ftudk fu.kZ;
jktLo ds gd
esa gqvk gS
% of cases
decided in
favour of
revenue

Rev No. 2
Rev. date May 2011
1.

orders
decided in
favour of
revenue
3.
2.
4.
5.
6.
2.8.5 mu yafcr ekeyksa dh la[;k tks foHkkx us vk;qDrAvihyA dsanzh;

mRikn o lsokdj vihyh; vf/kdj.k vkSj
mPpre U;k;ky; ds ckn esa vihy
uRFkh dh x;h A 28-02-2013 -rdA
NUMBER OF CASES PENDING IN WHICH APPEALS HAS BEEN FILED BY
THE DEPARTMENT BEFORE COMMISSIONER (APPEALS), CESTAT AND
SUPREME COURT (AS ON 28.02.2013)
vk;qDrAiqujkosnuA
Commissioner(Appeals)
dsanh; mRikn o lsok

dj iqujkosu v/khdkj.k
mPpre U;k;ky;
Supreme Court
CESTAT
U;kf;d & vnkyrh ekeys & vfHk;kstu%
2.9
Legal -Court Cases- Prosecution:

2.9.1
D;k izR;sd ekeys ds fy, dkxth fdrkc AvfHkys[kA cuk j[kh gS ikVhZ us
dgkWa iqujkosnu uRFkh
fd;k gS vkSj 20 yk[k ls vf/kd dk jktLo
'kkfey gSA
Is paper book (records) for each cases maintained where party has filed
revenue involved is more than Rs.20 lakhs.
2.9.2
appeal &
mPpre U;k;ky;] mPp U;k;ky; vkSj dsanzh; mRikn o lsokdj vihyh; v/khdj.k
esa cdk;k jktLo
ds vykok vnkyrh ekeyksa dh lwpuk tqVk;h
tk ldrh gSA
Information may be furnished of Court cases other than arrears
of revenue pending in Supreme Court, High Court and CESTAT
1. mPpre U;k;kyk; A foHkkx }kjk uRFkhA

SUPREME COURT :- ( FILED BY DEPARTMENT)
dzla-
ikVhZ
dk uke
laf{kIr
esa fookn
Qkla-
Sr. No.
Name of the
party
Issue in brief
F. NO.
jkf'k
Ayk[kksa
esaA
Amount ( lakhs )
2. mPp U;k;ky; AfoHkkx }kjk

HIGH COURT ( FILED BY DEPARTMENT)
uRFkhA
:: 29 ::
foHkkx
}kjk
iqujkos
nu
uRFkh
djus dh
rkjh[k
Date of
appeal filed
by the
department
6
LFk
xu
dh
rkj
h[k
orZek
u
fLFkfr
Present
position
Date
of
stay

Rev No. 2
Rev. date May 2011
/
dzla-
Qkla-
ikVhZ
dk uke
Sr. No.
File No.
Name of the
party
'kfey
fd;k
x;k
fookn
issue
involved
'kkfey dh x;h
'kqYd dh
jkf'k@tqekZ
uk@C;kt
Avad
yk[kksa
esaA
Amt involved Duty/
Penal ty /Interest
(Fig in Lakhs)
foHkk
x }kjk
iqujko
snu
uRFkh
djus
dh
rkjh[k
Date of
appeal filed
by the
department
6
LFkx
u dh
rkjh[
k ;fn
dksb
Z gS
Date of
stay if
any
foHkkx }
kjk dh x;h
dk;Zokgh
lfgr ekeys
dh
orZeku
fLFkfr
Present position
of the case
including action
taken by the
Deptt.
vfHk;kstu ekeys A 28-02-2013 -rdA
2.9.3
Adsanzh; mRikn o lsokdjA

PROSECUTION CASES: ( As
on 28.02.2013)
vfHk;kstu ekeyksa dk fooj.k A vuqca/k ds :i esa vyx ls dkxt izLrqr fd;k

tk,A
Details of Prosecution Cases
dzla-
vk;qDr ikVhZ
ky; dh dk
fefly
uke
Name of
la[;k
the party
Sr No
Commissio
nerate F.No.
vfHk;ks
tu dks
'kq:
djus ds
fy,
vkns'k
dh
rkjh[k
(submit in separate sheet as annexure)
vfHk;ks
tu 'kq:
djus dh
rkjh[k
Date of
launching
Prosecution
laf{kIr
esa
'kkfey
fd;s x;s
fookn
Issues
involved in
brief
Duty
involved
( in
Lakhs )
Date of order
for launching
Prosecution
1
lEefy
r
'kqY
dA
yk[k
ksa
esaA
ekeys dh
vkf[kjh
lquokbZ
lfgr lHkh
rkjh[kksa
dk fooj.k
ekeys
dh
orZeku
fLFkfr
Present
position of
case
Details of all
dates including
last date of
hearing of the
case
7
2.9.4 ekWax iqf"V;ksa dh la[;k & :- 25 yk[ ls vf/kd A[k.M & 11,A
No. of demands confirmed More than Rs. 25 Lakhs (Sec-11A)
o"kZ
Year
ekWax
iqf"V;ksa
dh la[;k
No. of
demands
confirmed
mu
ekeyksa
dh la[;k
tks
vfHk;kstu
'kq: djus
ds fy,
tkWaps
x;s
No. of cases
examined
for
launching
prosecution
1.
2.
3.
mu
ekeyksa dh
la[;k tks
vfHk;kstu
'kq: djus ds
fy, ugha
tkWaps x;s
No. of cases
not examined
for launching
the
prosecution
mu
ekeyksa
dh la[;k
tks
vfHk;kst
u dh
Lohd`fr
ds fy,
eq[;
vk;qDr
dks
Hksts
x;s
No. of
cases sent
to CC for
sanction
of
prosecutio
n
5.
4.
:: 30 ::
mu ekeyksa dh
la[;k tks eq[;
vk;qDr us viuh
LosPNk ls Lohd`r
fd;sA
No. of cases in which
CC has accorded the
sanction
6.

Rev No. 2
Rev. date May 2011
2.10
/
vLFkk;h ewY;kaduA
PROVISIONAL ASSESSMENT
2.10.1
vof/k ds vuqlkj fo?kVu A 28-02-2013-rdA

A eaMy ekeyksa lfgrA
AGE WISE BREAK UP (AS ON 28.02.2013)
(Include division cases)
var%'ks"k
cdk;k
0&3 ekg 3&6 ekg 6&12 ekg 1&3 o"kZ 3 o"kZ ls

0-3
3-6
6-12
1-3 Years
vf/kd
Closing balance
la[;k
jkf'k
No.
1
Amt.
2
Months
Months
Months
Over 3 years
3 ekg ls vf/kd yafcr vLFkk;h ewY; fu/kkZfjr ekeyksa dk fooj.kA yafcr

gksus ds dkj.k vkSj ewY;
fu/kkZj.k dks vafre :i nsus ds fy, D;k
dne mBk;s x;sA
2.10.2
DETAILS OF CASES OF PROVISIONAL ASSESSMENT PENDING over 3 months (Reasons for

pending and steps taken to finalize the assessment)
2.11 okilh@NwV REFUND / REBATEAdsanzh; mRikn o lsok djA(Central

ikVhZ varfje
ewY;kadu
ewY; fu/kkZj.k
dk
ekeys
ds
fy,
dks vafre :i nsus
uke
cksMZ
ds
ds fy, fd;s x;s
Name vuqns'kksa
vkSjvarfje
iz;kl
of
Efforts made to
fu;eksa ds laf{kIrewY;
party
rF; mn~/k`r djuk fu/kkZj. finalize assessment
Brief facts quotingk dc ls
Boards instructionsyafcr gS
and rules warrantingProvision
the
case
foral
provisional
Assessme
Assessment
nt
varfje
ewY;
fu/kkZj.k
ds vkns'k
dh rkjh[k
Date of
Prov.
Assessmen
t Order
fVIi.kh@yafcr
gksus ds dkj.k o
ewY; fu/kkZj.k
dks vafre :i
nsus ds fy,
yf{kr rkjh[k
Remarks /
reasons for
pendency
Targated date to
finalise
assessment.
'kfey
pending
Whether
fd;k x;k since
Bond/B.G
when
fookn
'kkfey dh . taken
Issue
for the
x;h
involved
amount
jkf'k :yk[kksa of
different
esa
ial duty
1
2
3
Excise & Service Tax)
Amount
Involved
Rs. In
Lakhs
and their
validity
period
5
:: 31 ::

Rev No. 2
Rev. date May 2011
/
yafcr okilh@NwV ekeyksa dk le;kuqlkj fo?kVu A 28-02-2013-rdA
2.11.1
AGE-WISE BREAK-UP OF PENDING REFUND/ Rebate CASES (AS ON 28.02.2013)

A:- yk[kksa esaA (Rs. In
Lakhs)
ekeyks lEefyr
le;kuqlkj fo?kVu
a
dh jkf'k
:- Age-wise break up
la[;k
yk[kksa
No.
of esa
cases
Amount
involved
Rs.
In
lakhs
1.
3 ekg ls de
3&6 ekg
Less than
months
3-6 months
2.
3.
6-12
ekg
6-12
months
4.
5.
1&3
o"kZ
1-3
years
3 o"k
vkSj
mlls
vf/kd
6.
3 years
&
above
7.
fiNys 3 o"kksaZ esa izn'kZu
2.11.2
Performance in last 3 years
o"kZ
vkfn%'ks"k
izkfIr
fu"rkj.k
vr%'ks"k
year
Opening
Balance
2
Receipt
Disposal
Closing
balance
5
eaMykuqlkj yafcr okilh ds fo?kVu dk fooj.k A 28-02-2013--rdA
2.11.3
DETAILS OF DIVISION-WISE BREAK UP OF REFUND PENDING

(AS ON 28.02.2013)
A:- yk[kksa esaA (Rs.
in Lakhs)
dzla-
eaMy
DIVISION
Sl.
No.
var
lEefyr
%'ks"k jkf'k
Closing Amount
Balance involved
3 ekg
3&6
6&12 1&3
<3
ekg
ekg
o"kZ
months 3-6
6-12
1-3
Months Months years
3 o"kZ
ls
vf/kd
>3
years
9
fiNys 2 o"kksaZ esa nsj ls Hkqxrku fd;s x;s okilh nkck ij

fn;s x;s C;kt ds ekeyksa dk fooj.k
2.11.4
OF
2 years
DETAILS OF CASES IN WHICH INTEREST HAS BEEN PAID ON ACCOUNT

DELAYED PAYMENT OF REFUND CLAIM in last
:: 32 ::

Rev No. 2
Rev. date May 2011
/
ikVhZ dk uke
okilh dh jkf'k
Name of party
Amount of refund
Hkqxrku fd;k
x;k C;kt
nsjh ds dkj.k
Reasons for delay
Interest paid
3
ys[kk ijh{kk ls iwoZ yafcr okilh@NwV nkoksa dk fooj.k A

28-02-2013-rdA
2.11.5
DETAILS OF PRE AUDIT of REFUND/ Rebate CLAIMS PENDING (AS ON

28.02.2013)
dz-la-
fu/kkZf
jr dk
uke
S.No.
Name of
the
Assesse
e
okilh
nkos
dh
Qkby
djus dh
rkjh]k[
k
lEefyr
jkf'k
ys[kk
ijh{kk
ls iwoZ
fefly
Hkstus
dh
rkjh[k
Amount
involved
Date of
filing the
refund
claim
1.
2.
3.
Date of
sending
the file
for pre
audit
5.
4.
eq[;ky;
esa
izkfIr
dh
rkjh[k
Date of
receipt
in the
Hqrs.
6.
orZeku
fLFkfr
lfgr
vfu.kZ;
ds
dkj.k
Reasons
for
pendenc
y with
present
status
7.
fiNys 3 o"kksZa esa ys[kk ijh{kk ls iwoZ nkoksa dh la[;k
2.11.6
No of claims pre- audited in last 3 years
o"kZ Year
ys[kk ijh{kk ds ckn yafcr okilh@NwV nkoksa dk fooj.k A 28-02-2013-rdA

2.11.7
DETAILS OF POST AUDIT REFUND/REBATE CLAIMS PENDING (AS ON 28.02.2013)
dzlaS.N
o.
fu/kk
Zfjr
dk
uke
Name
of
Assess
es
okil
h
nko
s dh
Qkb
y
djus
dh
rkjh
]k[k
lEefyr
jkf'k
okilh
dks
Amoun Lohd`r
t
djus dh
involve
rkjh[k
d
Date
of
filing
the
refun
d
claim
1.
2.
2.11.8
3.
4.
Hkqxr ys[k
ku dh k
rkjh[k ijh{k
Date
k ds
Of
ckn
payme
Date
of
esa
nt
sanction
fefly
ed
of
Hkst
refund
us
claim
dh
rkjh[
k
eq[;
ky;
esa
izkfI
r dh
rkjh[
k
vfu.kZ;
ds
dkj.k
5.
8.
9.
6.
Date
of
sendin
g the
file for
post
audit
7.
Reasons
for
pendenc
y
Date
of
receip
t
in
Hqrs.
yafcr ifjgkj ekeyksa dk fooj.k A 28-02-2013-rdA

DETAILS OF REMISSION CASES PEDNING (AS ON 28.02.2013)
A:- yk[kksa esaA
(Rs. In Lakhs)
dz-
ikVhA
lEefyr
lEefyr
vkosnu
:: 33 ::
dkj.k
orZeku

Rev No. 2
Rev. date May 2011
la-
dk
uke
S. No
Name
of the
party
1.
2.
/
jkf'k
fookn
Amount
involved
Issue
involved
ds Qkby
djus dh
rkjh[k
Date of
filing of
applicatio
n
3.
4.
crkvk
s
lwpu
k dh
rkjh[k
Date
of SCN
5.
6.
fLFkfr
lfgr
vfu.kZ;
ds dkj.k
Reason for
pendency
with
present
status
7.
fiNys 3 o"kksaZ esa ys[kk ijh{kk ds i'pkr~ nkoksa dh la[;k
2.11.9
No of claims post audited in last 3 years

& Year
o"kZ
okilh@NwV vkosnu ds izdkj A i=kpkj vuqHkkx lfgr@fu;e@dkSulh v/khlwpuk ds

rgr uRFkh dh x;hA
Types of Refund/ Rebate application ( with corresponding Section /Rules/ Notification under
which filed) :
2.11.10 iw.kZ okilh@NwV@ifjgkj nkos lfgr vko';d gksus okys nLrkcstksa dh lwph A
izR;sd izdkj ds fy,
vyxA
List of documents required to be filed with a complete refund /
rebate/remission claim. (Separately for each type)
lhek 'kqYd
Customs
3.
;fn varjkZ"V~h; gokbZ vM~Mk] gokbZ eky] varjkZth; daVsuj fMiks]vkSj

leqnzh fuokjd vk;qDrky; ds dk;Zdkjh fu;a=.k esa vkus ij dsoy lwpuk
miyC/k djkukA
(Information to be provided only in case Commissionerate has International Airport, Air cargo, ICD,
CFS and Marine Preventive in its executive control)
jktLo olwfy;kWa 2010&11] 2011&12 vkSj 2012&13 A 28-02-2013-
3.1
rdA
Revenue realizations 2010-11, 2011-12 and 2012-13 (As on 28.02.2013)
A:- djksM+ksa esaA

(Rs. in crores)
foRrh;
o"kZ
Financial
year
,lchbZ
jktLo
dk y{;
Revenue
SBE
Target
fefJr
jktLo
Gross
revenue
okilh@'
kqYd
okilh
Refund/
Drawback
dqy
jktLo
y{; dk
c<+uk@?kVuk
Net
Revenue
Increase /decrease
vis--vis target
fujis{k
izfr'kr
Absolute
2010-11
2011-12,
2012-13
(Upto 02/ 2013
ladsr% ;fn jktLo dh olwyh y{; ls de gS] mlds dkj.k

NOTE: If the revenue collection is less than the target, mention the reasons.
3.1.1
fiNys nks foRrh; o"kksaZ esa rr~LFkkuh fefJr jktLo

Gross Revenue during the corresponding period of last two financial years
:: 34 ::

Rev No. 2
Rev. date May 2011
en
/
------------------2012 rd
------------------2013 rd
Upto2012
Upto 2013
fefJr
jktLo
eghus
ds fy,
eghus
ds fy,
Gross
Revenue
For
the Upto the For
the Upto the
month
month
month
month
Item
eghus
rd
c<+r@?kVr
Increase/ decrease
eghus
rd
fujis{k
izfr'kr
Absolute
;fn jktLo dh olwyh y{; ls de gS] mlds dkj.k

If the revenue collection is less than the target, mention the reasons.
3.1.2
fiNys nks foRrh; o"kksaZ esa rr~LFkkuh 'kq} jktLo

Net Revenue during the corresponding period of last two financial years.
en
Item
-------eghuk
2011&12
-------eghuk
2012&13
Month.. 2011 -12
Month2012 - 13
c<+r@?kVr
Increase/decrease
eghus eghus eghus eghus

ds fy, rd
ds fy, rd
For the
month
Upto the
month
For the
month
fujis{k
izfr'kr
Absolute
Upto the
month
fefJr jktLo
Gross Revenue
okilh@'kqYd
okilh
Refund/Drawback
fu;kZr lSl vkSj

vU; izkfIr;kWa
Export Cess & Other
Receipts
'kq} jktLo
Net Revenue
ladsr% ;fn jktLo dh olwyh y{; ls de gS] mlds dkj.k

NOTE: If the revenue collection is less than the target, mention the reasons.
3.2 28-02-2013-rd jktLo dk cdk;k
Arrears of revenue as on 28.02.2013.
dz
la
-
jktLo
fdlls
lacaf/kr
gS
S.
N
Arrears
linked with
eghu
s ds
vkf[kj
rd
yafcr
jktLo
Arrears
pending
at the
end of
the
month
jkf'
k
A:A
jktLo
dh
olwyh
dgkWa
LFkfxr gS
jktLo LFkxu
dgkWa
Lohdkj
ugha
fd;k
where x;k
gS
Amt
(Rs)
Arrears
recovery Stayed
Arrears stay
Arrears where application is
no
stay
is pending
granted
la[;
k
jkf'k
A:-A
la[;
k
jkf'k
A:-A
la[
;k
jkf'k
A:-A
No.
Amount
(Rs.)
No.
Amount
(Rs.)
No.
Amount
(Rs.)
mPpre
U;k;ky;
S. Court
mPp
U;k;ky;
High Court
dsanzh;
:: 35 ::
jktLo
LFkxu ds
yafcr
vkosnu

Rev No. 2
Rev. date May 2011
/
mRikn o
lsokdj
izfrosnu
vf/kdj.k
CESTAT
4
O;oLFkk
vk;ksx
Settlement
Commission
vk;qDrAiz
frosnuA
Commr (A)
R.A with
Govt.
vU;
Others
dqy
Total
U;k; fu.kZ;%
3.3
ADJUDICATION:
3.3.1 28-02-2013-rd lHkh yafcr ekeys
ALL CASES PENDING AS ON 28.02.2013
fdl
--------vuqHk
rd
kx
yafcr
Pending as
esa
on ..
yafcr
gS
Section
where
pending
Ajkf'k yk[ksa esaA

le;kuqlkj fo?kVu
(Amount in lakhs)
Age wise break up
,d ekg
ls de
1&3
ekg
3&6
ekg
6&12
ekg
Less
than one
month
1-3
months
3-6
months
6-12
months
la[ jkf'k la[ jkf

;k Amt ;k 'k
la[;
k
No
No
No
la[ jkf'k la[ j

;k Amt ;k k
Am No
No f'
t
k
A
m
t
j
k
f'
k
A
m
t
1&3
o"kZ
3 o"kZ
ls
1-3 years vf/kd
Above 3
years
la[;
k
No
j la[;
k k
f No
'
k
A
m
t
j
k
f'
k
A
m
t
dqy
TOTAL
3.3.2
l{kerkokj yafcr U;k; fu.kZ; ekeyksa dh la[;k Alhek 'kqYdA

No. of Adjudication cases pending competency-wise (Customs)
l{kerk
Competency
yafcr
ekeyks
a dh
la[;k
le;kuqlkj fopkjk/khu
Age- wise pendency
vfu.kZ; ds
fy, dkj.k
Reasons for
pendency
No of
cases
Pending
:: 36 ::

Rev No. 2
Rev. date May 2011
/
3 ekg
ls de
Below 3
months
3&6
ekg
6&12
ekg
3-6
months
6-12
months
1 o"kZ
ls
vf/kd
Above 1
year
vk;qDr
Commissioner
vij@la;qDr
vk;qDr
Addl./Jt.
Commisioner
mik;qDr@lgk
;d vk;qDr
DC/AC
28-02-2013-rd fuyafcr ekeyksa dh cgh esa yafcr ekeys
CALL BOOK CASES PENDING AS ON 28.02.2013.
3.4
Js.kh
Category
yafcr
ekeyksa
dh la[;k
No of cases
Pending
vfuf.kZr ekeys le;kuqlkj

Age- wise pendency
3 ekg ls
de
Below 3
months
foHkkx izfrosnu ds
fy, x;k Fkk
Deptt. has gone in appeal
mPpre U;k;ky;@mPp
U;k;ky;@dsnzh;
mRikn o lsokdj
izfrosnu vf/kdj.k }kjk
tkjh fu"ks/kkKk
Injunction issued by
SC/HC/CESTAT
ys[kk ijh{kk
vkifRr;kWa vekU;
gSa
Audit Objections are
contested
fuyafcr ekeyksa dh
cgh esa j[kus ds fy,
cksMZ us fofufnZ"V
fd;k gSA
Board has specifically
ordered to keep in Call
Book
3.5
ys[kk ijh{kk
AUDIT
3.5.1 i'p ys[kk ijh{kk fudklh

POST CLEARANCE AUDIT
:: 37 ::
3&6
ekg
6&12
ekg
1 o"kZ
ls vf/kd
3-6
months
6-12 months
Above 1
year

Rev No. 2
Rev. date May 2011
/
2010&11] 2011&12 vkSj 2012&13 ds nkSjku izn'kZu A 2802-2013-rdA
3.5.1.1
PERFORMANCE during 2010-11 , 2011-12 and 2012-13 (upto 28.02.2013):
vof/k
i'p ys[kk
ijh{kk
fudklh ds
fy, p;u
fd;s x;s
vkxr
fcyksa
dh la[;k
EOD report
generated
Period
No of B/Es
selected for
PCA
p;u ds
ckn
ys[kk
ijh{kk
vkxr
fcyksa
dh la[;k
[kkst
A:yk[kks
a esaA
olwfy;k
WaA:yk[kksa
esaA
Detection
(in Rs.
lakhs)
Recoveries
(in Rs.
Lakhs)
No of B/Es
audited after
selection
2010-11
2011-12
2012-13 (as on
28.02.2013)
3.5.1.2
28-02-2013--rd vfuf.kZr
Pendency as on 28.02.2013.
fdl Lrj ij
p;u ds
ckn i'p
ys[kk
ijh{kk
fudklh ds
fy, yafcr
vkxr
fcyksa
dh la[;k
At level of
le;kuqlkj vfuf.kZr ekeys
vfu.kZ;
ds fy,
dkj.k
Age- wise pendency
,d ekg
ls de
3&6
ekg
6&12
ekg
Below
months
3-6
months
,d
o"kZ
ls
vf/kd
6-12
months
No of Bs/E
Pending for
PCA after
selection
Reasons for
pendency
Above 1
year
l-vk@mik;qDr
AC/DC
v/kh{kd@ew
Y; fu/kkZjd
Supdt./Appr.
Mumbai Custom
House
v/kh{kd@ew
Y; fu/kkZjd
Supdt./ Appr.
CFS, Mulund
3.5 ys[kk ijh{kk
AUDIT (CERA)
3.5.2.1
en
ITEM
Adsanzh; mRikn jktLo ys[kk ijh{kkA
28-02-2013-rd dqy yafcr ekeys

TOTAL CASES PENDING AS ON 28.02.2013
-------------rd
yafcr ekeys
CASES
PENDING
fo?kVu &
BREAK UP
1&3
ekg
3&6
ekg
6&12
ekg
1&3
o"kZ
3 o"kZ ls
vf/kd
1-3
3-6
6-12
1-3
Above 3
:: 38 ::

Rev No. 2
Rev. date May 2011
/
AS ON
Month
Month
Month
Years
Years
ys[kk
ijh{kk
vkifRr;kW
a
Audit
Objections
c;ku ds rF;
Statement of
facts
ys[kk
ijh{kk
O;k[;kvks
a dk
elkSnk
Draft Audit
Para
ewY;
fu/kkZj.k
iz.kkyh
elkSnk
Draft System
Appraisal
ys[kk
ijh{kk
O;k[;k
Audit Para
rLdjh jks/k
3.6
ANTI SMUGGLING
3.6.1
dsanzh; vklwpuk bdkbZ dk izn'kZu
PERFORMANCE OF C.I.U.:
jkf'k yk[kksa esaA (amount in lakhs)
en
Item
2010-11
2011-12
2012&13 A----------rkjh[k
rdA
2012-13 (till date 28.02.2013)
ekeyksa
dh laNo of cases
eky dk
ewY;
Value of
goods
varxzZLr
'kqYd
Duty
involved
olwyk
x;k
'kqYd
Duty
recovered
vfhHkxz
g.k
Seizures
:: 39 ::

Rev No. 2
Rev. date May 2011
/
3.6.2 pkyw foRrh; o"kZ esa dsanzh; vklwpuk bdkbZ }kjk cqd fd;s x;s
egRoiw.kZ ekeys A 28-02-2013-rdA

Important cases booked by C.I.U. during current Financial Year (as on 28.02.2013):
'kqYd dk fooj.k
DUTY DETAILS
dze
la[;k
vk;krd dk
uke
fu/kkZj.kh;
ewY;
lEefyr
'kqYd
olwyk x;k
'kqYd
S. No.
IMPORTERS
NAME
ASSESSABLE
VALUE
DUTY
INVOLVED
DUTY
RECOVERED
A:- yk[kksa
esaA
(Rs.in lakhs)
cSad
izfrHkwf
r
B.G.
A:yk[kksa
esaA
A:yk[kksa
esaA
A:yk[kksa
esaA
(RS in lakhs )
(RS in lakhs )
(RS in lakhs)
dqy
TOTAL
leh{kk
3.7
Review
3.7.1
izfrosnu
APPEALS:
vizSy] 2011&12 vkSj 2012&13 ds nkSjku dsanzh; mRikn o lsokdj izfrosnu

vf/kdj.k
esa
izfrosnu
fd;s
x;s
ekeyksa
dh
la[;k A----------rkjh[k rdA
No. of cases in which appeals

filed by the Deptt. in CESTAT
during April, 2011-12 and 2012-13 (till date)
ch- mijksDr ds vykok mu ekeyksa dh la[;k ftudk fu.kZ; foHkkx ds gd esa gqvk
gS
b. No. of cases out of above decided
in favour of Deptt.:
lh-
mijksDr ds vykok mu ekeyksa dh la[;k ftuds izfrosnu jn~n gq, gSaA

No. of cases out of above in which
appeal rejected:
3.8
fuiVku %
3.8.1
DISPOSAL:
28-02-2013--rd fuiVku ds fy, yafcr ekeys
Cases pending for disposal as on 28.02.2013:
dzla-
lkekuksa dk
gqfy;k
S. No
Description of
goods
tIr fd;s x;s

lkekuksa dk
ewY; A:yk[kksa esaA
Value of goods
confiscated (Rs. in
lakhs)
vnkyrh
ekeys ds
lkFk
laca/k ;k
l{ke
izkf/kdkjh }
kjk Lohd`r
LFkxu
:: 40 ::
fuiVku ds fy,
mBk;s x;s dne
Steps taken for disposal

Rev No. 2
Rev. date May 2011
/
Whether linked
with court case or
stay granted by
competent
authority
vfHk;kstu%
3.9
PROSECUTION:
3.9.1 vfHk;kstu Lohd`r gSa fdarq 'kq: ugha fd;s x;s gS%
Prosecution sanctioned but not launched:
(,)
ekeyksa dh la[;k%
No. of cases:
AchA
vfu.kZ; ds dkj.k%
Reasons for pendency:
3.10 PD BONDS/TEST BONDS/END USE BONDS

28-02-2013--rd vfuf.kZr
Pendency as on 28.02.2013
3.10.1
en
Items
31-01-13-rd
yafcr
ekeyksa dh
la[;k
No of cases
Pending
as on 31.01.2013.
le;kuqlkj vfuf.kZr ekeys

Age- wise pendency
3
ekg
ls de
Below
3
months
3&6
ekg
6&12
ekg
1 o"kZ ls
vf/kd
3-6
months
6-12
months
Above 1 year
vLFkk;h 'kqYd
ca/k&i=
PD BONDS
ca/k&i=
ijh{k.k
TEST BONDS
bLrseky
ca/k&i=ksa dk
var
END USE BONDS
3.10.2
en &
vfu.kZ; ds fy, dkj.k%

Reasons for Pendency:
ITEM
vfu.kZ;
ds dkj.k &
REASONS FOR PENDENCY
vLFkk;h 'kqYd
ca/k&i=
PD Bonds
ca/k&i= ijh{k.k
Test Bonds
bLrseky
ca/k&i=ksa dk var
End Use Bonds
3.10.3
28-02-2013--rd yfcar cSad izfrHkwfr;ksa dk fooj.k

Details of pending bank guarantees as on 28.02.2013.
:: 41 ::

Rev No. 2
Rev. date May 2011
/
dzla-
ikVhZ dk
uke
fefly
la[;k
S. No.
Partys Name
F. No.
cSad
izfrHkwf
r la[;k
rkjh[k
Dated
BG. No.
4.
lekfIr
dh
rkjh[k
Expiry
Date
cSad dk
uke
jkf'k
A:-A
Bank
Name
Amt
(Rs.)
jktHkk"kk dk;kZUo;u AfgUnhA
Rajbhasha Implementation ( HINDI)

fujh{k.k egkfuns'kky;] dsanzh; mRikn ,oe~ lhek 'kqYd] Mh CykWd]
vkbZ-ih- Hkou] u;h fnYyh
fujh{k.k iz'ukoyh
fujh{k.k fd;s tkus okys dk;kZy; dk uke o iwjk irk
jktHkk"kk fujh{k.k dh frfFk
%
vkWadM+s izLrqr fd;s tkus okyh frekgh dh vof/k

ls
rd
31 ekpZ] 30 twu] 30 flracj vFkok 31 fnlacj
Atks Hkh ykxw gksA dh fLFkfr fn[kkbZ tk,A
% fnukad
1- vf/kdkdkfj;ksa rFkk deZpkfj;ksa dk izfr{k.k rFkk

vjktif=r dqy la[;k
fganh Kku dh fLFkfr
Alewg ?k ds deZpkfj;ksa dks NksM+djA
% jktif=r
:: 42 ::

Rev No. 2
Rev. date May 2011
/
AdA vf/kdkfj;ksa o deZpkfj;ksa dh dqy la[;k

A[kA fgUnh dk dk;Zlk/kd Kku izkIr
%
AxA fgUnh esa izoh.krk izkIr
A?kA fgUnh dk izf'k{k.k izkIr dj jgs
AMA fgUnh esa izf'k{k.k ds fy, 'ks"k
%
%
%
%
2- fgUnh tkuus okysAizoh.k ,oe~ dk;Zlk/kd Kku izkIr nksuksa dks

feykdjA mu vf/kdkfj;ksa o deZpkfj;ksa dh la[;k tkss viuk dke fgUnh
esa **
jktif=r
vjktif=r
dqy
(i) ugha djrs gSa
%
(ii)
25% rd djrs gSa
%
(ii) 25% ls 75% rd djrs gSa
%
(IV) 75% ls vf/kd djrs gSa
%
(V) 'kr&izfr'kr djrs gSa
%
(** buesa fVIi.k] elkSnk] ys[ku] jftLVj ,oa Mk;jh Hkjuk] ekSf[kd ppkZ vkafn lc izdkj ds
ljdkjh dke 'kkfey gS)
3- deZpkjh ftuls Vkbfiax@ vk'kqfyfid dk
vk'kwgfyfid
dke visf{kr gS] vFkok fy;k tkrk gS
% VkbfiLV@dj lgk;d
AdA dqy la[;k

%
A[kA
fgUnh Vkbfiax@vk'kqfyfid tkuus okys%
AxA fgUnh Vkbfiax@vk'kqfyfid tkuus okyksa
esa ls fdruksa ls ;g dke fy;k tkrk gS
%
A?kA fgUnh Vkbfiax@vk'kqfyfi ds izf'k{k.k
ds fy, 'ks"k deZpkfj;ksa dh la[;k
4- jktHkk"kk vf/kfu;e] 1963 dh /kkjk 3A3A esa mfYyf[kr dkxt&i=

A fiNyh frekgh vFkkZr~ 31 ekp@30 twu@30 flracj@31 fnlacj dks lekIr vof/k ds
nkSjku tkjh fd, gq, nLrkostksa
dh la[;kA
% dqy la- fgUnh vkSj vaxzth esa dsoy
vaxzth esa dsoy fgUnh esa
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------AdA lkekU; vkns'k
A[kA vf/klwpuk,a
AxA izsl foKfIr;kW @fVIif.k;kWa
A?kA lafonk,a
AMA djkj
ApA ykblsal
ANA ijfeV
AtA VSaMj ds QkeZ
A>A ladYi
AGA fu;e
%
%
%
%
%
%
%
%
%
%
AVA laln ds ,d lnu esa ;k nksauksa lnuksa esa

izLrqr ljdkjh dkxt&i=AfjiksVksaZ ds vykokA %
ABA laln ds ,d lnu esa ;k nksauksa lnuksa esa
izLrqr iz'kklfud vkSj vU; fjiksVsaZ
%
AMA iz'kklfud ;k vU; fjiksVsaZA laln ds ,d lnu
esa ;k nksauksa lnuksa esa izLrqr dh x;h fjiksVksaZ ds
vykokA
%
:: 43 ::

Rev No. 2
Rev. date May 2011
/
5- jktHkk"kk fu;e] 1976 ds fu;e 5 ds varxZr fgUnh esa izkIr i=ksa ds

mRrj dh fLFkfr A fiNyh frekgh vFkkZr~ 31 ekpZ] 30 twu] 30 flracj]
31 fnlacj dks lekIr vof/k ds vkWadM+s fn;s tk,aA
AdA fganh esa izkIr i=ksa ***/ vkosnuksa@vihyksa dh dqy la[;k
%
A[kA fdruksa ds mRrj fgUnh esa fn, x;s
%
AxA fdruksa ds mRrj vaxzsth esa fn, x;s
%
A?kA fdruksa ds mRrj fn, tkus visf{kr ugha Fks
%
AMA D;k bl laca/k esa tkWap fcUnq LFkkfir fd;s x;s gS\
%
;fn gkWa rks mldk C;kSjk nsaA
A*** blesa fgUnh esa gLrk{kfjr i=ksa dks Hkh 'kkfey fd;k tk,A
6- frekgh esa dk;kZy; }kjk Hksts x;s dqy i=ksa dk C;kSjk &
fgUnh esa
vaxzsth esa
fgUnh esa
i=ksa dk izfr'kr
d {ks= dks
[k {ks= dks
x {ks= dks
Ablds lkFk rkj] VsySDl] QSDl vkSj en la[;k 4 esa fn[kk, x;s mRrjLo:i
fgUnh&vaxzsth esas izsf"kr i=ksa dh l[;k Hkh 'kfey dh tk,A
7- AdA frekgh esa dqy fdruh Qkbysa [kksyh x;ha
%
A[kA buesa ls fdruh Qkbyksa esa fgUnh esa fVIif.k;kWa fy[kh tk jgh
gS
%
8- AdA dqy daI;wVjksa dh la[;k
%
A[kA buesa ls fgUnh esa dk;Z djus dh lqfo/kk okys daE;wVjksa dh
la[;k
%
9- AdA o"kZ esa vk;ksftr fgUnh dk;Z'kkykvksa dh dqy la[;k
%
A[kA mDr dk;Z'kkykvksa esa izf'kf{kr vf/kdkfj;ksa dh dqy la[;k
%
AxA mDr dk;Z'kkykvksa esa izf'kf{kr deZpkfj;ksa dh dqy la[;k
%
10- jktHkk"kk dk;kZUo;u lfefr dh o"kZ esa vc rd gqbZ pkjksa cSBdksa
dh frfFk;kWa
%
11- AdA dk;kZy; ds v/khuLFk eaMyAfMfotuA dk;kZy;ksa dh dqy la[;k
%
A[kA buesa ls fdrus esa jktHkk"kk dk;kZUo;u lfefr;kWa xfBr gSa
%
AxA fgekgh esa fdrus esa jktHkk"kk dk;kZUo;u lfefr;ksa dh cSBdsa
gqbZ gSa
%
12- lalnh; jktHkk"kk lfefr dks fn, x, vk'okluksa ] ;fn dksbZ gksa] dh
fLFkfr &
AdA frekgh ds vkjaHk rd dqy yfEcr vk'okluksa dh la[;k
%
A[kA frekgh esa fn, x;s dqy vk'okluksa dh la[;k
%
AxA mDr nksuksa esa ls vc rd iwjs fd;s x;s dqy vk'okluksa dh la[;k
%
:: 44 ::

Rev No. 2
Rev. date May 2011
/
13- AdA D;k dk;kZy; jktHkk"kk fu;e 1976 ds fu;e 10A4A ds varxZr
vf/klwfpr gS
%
A[kA ;fn vf/klwfpr gS] rks D;k fu;e 8A4A ds varxZr vkns'k tkjh fd;s
x;s gS
%
AxA D;k jktHkk"kk fu;e] 1976 ds fu;e 8A4A dk vuqikyu lqfuf'kfpr
djus gsrq
dksbZ ekuhVfjax O;oLFkk LFkkfir dh x;h gS
%
14- vkids dk;kZy; ds lgk;d funs'kdAjktHkk"kkA vFkok fdlh vU;
vf/kdkjh }kjk o"kZ ds nkSjku fd, x;s jktHkk"kk lEcU/kh fujh{k.k &
AdA (i) dk;kZy; ds vuqHkkxksa dh dqy la[;k
%
(ii) buesa ls fujfhf{kr vuqHkkxksa dh la[;k
%
A[kA (i) dk;kZy; ds v/khuLFk eaMyAfMfotuA dk;kZy;ksa dh dqy la[;k
%
(ii) buesa ls fujhf{kr dk;kZy;ksa dh dqy la[;k
%
15- AdA fgUnh esa izdkf'kr if=dkvksa dh dqy la[;k
%
A[kA vaxzsth esa izdkf'kr if=dkvksa dh dqy la[;k
%
AxA f}Hkk"kh@f=Hkk"kh :i esa izdkf'kr if=dkvksa dh dqy la[;k
%
16- AdA fiNys foRrh; o"kZ ds nkSjku iqLrdksa dh [kjhn ij dqy O;;
%
A[kA blesa ls fgUnh dh iqLrdksa dh [kjhn ij dqy O;;
AxA orZeku foRrh; o"kZ ds nkSjku iqLrdksa dh [kjhn ij dqy O;;
%
A?kA blesa ls fgUnh dh iqLrdksa dh [kjhn ij dqy O;;
%
17- osclkbV dh miyC/krk AgkWa@ughaA
esa
f}Hkk"kh
fgUnh esa
vaxzth
18- AdA fiNys foRrh; o"kZ esa fgUnh fVIi.k ,oa vkys[ku izksRlkgu
iqjLdkj ;kstuk ds
varxZr iqjLdkj ikus okys vf/kdkfj;ksa rFkk deZpkfj;ksa dh dqy
la[;k
%
A[kAD;k orZeku foRrh; o"kZ gsrq
fgUnh fVIi.k ,oa vkys[ku izksRlkgu iqjLdkj
;kstuk ykxw djus ds fy, ifji= tkjh fd;k x;k gS
%
19- AdA D;k jktHkk"kk foHkkx }kjk tkjh bl o"kZ dk okf"kZd dk;Zdze
izkIr gks x;k gS
%
A[kAD;k bls lHkh vuqHkkxksa vkSj eaMy dk;kZy;ksa esa
vuqikyukFkZ ifjpkfyr fd;k
x;k gS
%
20- AdA D;k frekgh fgUnh izxfr fjiksVsaZ fujh{k.k egkfuns'kky;] u;h
fnYyh dks izssf"kr
dh tk jgh gSa
%
A[kAvkf[kjh frekgh fgUnh izxfr fjiksVZ fujh{kj.k egkfuns'kky; dks
izsf"kr frfFk
%
21- fgUnh inksa dk fooj.k
frfFk lfgr
Lohd`r
:: 45 ::
fjDr]

Rev No. 2
Rev. date May 2011
/
AdA lgk;d funs'kdAjktHkk"kkA

A[kA ofj"B fgUnh vuqoknd
AxA dfu"B fgUnh vuqoknd
A?kA fgUnh Vadd
%
%
%
%
22- AdA lsok vfHkys[kksa@lsok iqfLrdkvksa esa izfof"V;kWa &

A1A dqy la[;k
%
A2A mudh la[;k ftuds 'kh"kZd rFkk 'kh"kZ uke
f}Hkk"kh gSa
%
A3A mudh la[;k ftuesa izfof"V;kWa fgUnh esa dh
tkrh gSa
%
A[kA jftLVjksa esa izfof"V;kWa &
A1A jftLVjksa dh dqy la[;k
%
A2A ftuds 'kh"kZd o 'kh"kZ uke f}Hkk"kh gSa
A3A ftuesa izfof"V;kWa fganh esa dh tk jgh gSa
23- dk;kZy; esa miyC/k fuEufyf[kr dh la[;k &
dsoy vaxzsth esa
AdA jcM+ dh eqgjsa
%
A[kA lkbu cksMZ
%
AxA lhysa
%
A?kA i= 'kh"kZ AysVjgSMA
%
AMA uke iV~V
%
ApA okguksa ij dk;kZy; dk fooj.k
%
ANA cSt@fcYys
%
AtA yksxks
%
bl laca/k esa D;k tkWap fcUnq LFkkfir fd;k x;k gS
gkWa@ugha
24- AdA fgUnh fnol@lIrkg@i[kokM+k@ekl vk;kstu frfFk
A[A bl nkSjku vk;ksftr fd;s x;s izeq[k dk;Zdze
%
%
%
dqy
%
%
25- AdA D;k vkids 'kgj esa uxj jktHkk"kk dk;kZUo;u lfefr dk;Zjr gS
%
A[kA D;k vkids dk;kZy; ds iz'kklfud iz/kku budh cSBdksa esa lEefyr
gksrs gSa
%
26- D;k fuEufyf[kr vf/kdkfj;ksa@deZpkfj;ksa dks izf'k{k.k gsrq dHkh
dsanzh; vuqokn C;wjks esa Hkstk x;k gS &
AdA lgk;d funs'kd] jktHkk"kk
%
A[kA ofj"B fgUnh vuqoknd
%
AxA dfu"B fgUnh vuqoknd
%
27- jktHkk"kk uhfr ds dk;kZUo;u ls lacaf/kr vU; fof'k"V
miyfC/k;ksa@dk;ksaZ dk laf{kIr fooj.k %
foHkkx ds iz'kklfud iz/kku ds gLrk{kj

iz'kklfud iz/kku dk uke
%
inuke
%
uksV%& 1- ;g iz'ukoyh foHkkx ds iz'kklfud iz/kkuAvk;qDrA ls gLrk{kfjr gksus ij gh

Lohdkj dh tk,xhA
:: 46 ::

Rev No. 2
Rev. date May 2011
/
2- bl iz'ukoyh dks iwjh rjg Hkjdj] fujh{k.k vf/kdkjh ds vkids dk;kZy; esa
igqaprs gh mUgsa lkSai nh tk, A
3- iz'ukoyh ds lHkh dkye Li"V :i ls Hkjs tk,a rFkk lHkh vkWadM+s lgh&lgh
Hkjs tk,aA
izf'k{k.k laLFkkuksa }kjk Hkjs tkus gsrq
1-
fiNys 2 dySaMj o"kksaZ esa vkids laLFkku }kjk fdrus ikB~;dze

vkSj fdu ek/;eksa ls pyk, x;s &
i)
ii)
iii)
iv)
vaxzsth ek/;e ls &

fgUnh ek/;e ls &
fgUnh rFkk vaxzsth ds feys tqys ek/ke ls &
vU; Hkk"kk@Hkk"kkvksa ds ek/;e ls &
2-
miyC/k izf'k{k.k lkexzh dh Hkk"kk Aizfr'kr esa crk,aA

f}Hkk"kh fgUnh
vaxzsth
vU;
345-
izf'k{k.k lkexzh f}Hkk"kh ugha gS rks blds D;k dkj.k gS \

dsoy vaxzsth dh lkexzh dks dc rd f}Hkk"kh djok fy;k tk,xkA
jktHkk"kk foHkkx ds funsZ'kkuqlkj D;k izf'k{k.k fgUnh ek/;e ls
fn;k tk jgk gS \
;fn ugha] rks dc rd fgUnh ek/;e ls izf'k{k.k nsuk izkjaHk dj fn;k
tk,xk \
6-
foHkkx ds iz'kklfud iz/kku ds gLrk{kj

iz'kklfud iz/kku dk uke
inuke
%
:: 47 ::
%
%

Rev No. 2
Rev. date May 2011
/
- Lopyu dk izn'kZu
Automation performance:
vk;qDrky; esa dsanzh; mRikn o lsokdj Lopyu 'kq: djus dh rkjh[k
5.1
Date of launch ACES at Commissionerate
dsanzh; mRikn o lsokdj Lopyu dk iz;ksx djus okys fu/kkZfjrksa dh la[;k
5.2
No. of assesses using ACES
dsanzh; mRikn o lsokdj Lopyu ds }kjk 'kq: fd;s x;s iathdj.k dh la[;k
5.3
No. of registration issued through ACES since launch
dsanzh; mRikn o lsokdj Lopyu ds }kjk 'kq: dh x;h uRFkh fooj.kh dh la[;k
5.4
No. of returns filed through ACES since launch:
dsanzh; mRikn o lsokdj Lopyu ds }kjk 'kq: fd;s x;s 'kqYd izfrnk; uRFkh
nkoksa dh la[;k
5.5
No. of refund claims filed through ACES
dsanzh; mRikn o lsokdj Lopyu miyC/k u gksus ds le; dk fooj.k vkSj ekeys ij
mBk;k x;k U;wure
dne
5.6
Details of time when ACES is not available and action
Taken to sort the issue
dsanzh; mRikn o lsokdj Lopyu ds }kjk cuk;s x;s izfrosnu dk uke
5.7
Name of reports generated through ACES :
fiNys 3 o"kksaZ esa dsanzh; mRikn o lsokdj Lopyu ds }kjk Lor% Nkuchu dh
x;h fooj.kh dk izfr'krA dsanzh; mRikn o lsokdj ds fy, i`Fkd fooj.kh]] ,slh
foof.k;ksa dh la[;k nsuk
5.8
% of returns automatically scrutinized through ACES in last 3 months. Give no of such

returns separately for CEX & ST returns:
lSjeksu iz.kkyh ds varxZr Hkjs x;s mRikn ys[kk ijh{kk&1 dh vof/k dk fooj.k
5.9
Details of period for which ER-1 has been fed in SERMON system.
5.10
lSjeksu iz.kkyh }kjk cuk;s x;s izfrosnuksa dk uke Name of reports generated by SERMON.:
lSoksRre
Sevottam
6.1
fu;r fd;s x;s yksd f'kdk;r vf/kdkjh dk uke

Name of appointed P.G.O (Public Grievance Officer):
6.2
fiNys ,d o"kZ esa lhihxzke ds }kjk iwjh rjg ls lekIr fd;s x;s ekeyksa dh lwph
List of cases disposed of in grievances received through
CPGRAMS in last one year
ekeys dh
la[;k
Case No
izkfIr dh
rkjh[k
Date of receipt
fuiVku dh
rkjh[k
Date of
disposed
fuiVku
djus esa
fy;k x;k le;
Time taken
to
Disposed off
bl vk;qDrky; esa lSoksRre dk;kZfUor fd;k x;k gS -------ls ;gkWa

ls]
:: 48 ::

Rev No. 2
Rev. date May 2011
/
Sevottam is implemented in this Commissionerate w.e.f. ............. Hence,

NA.
1
2
3
4
6.3
ifjokn ds fy, iaftdk@Mkd }kjk izkIr af'kdk;rsa@

Whether register for complaints/ grievance received via post/ in person
From the citizens maintained and acknowledgement of receipt given:
ukxfjd vf/kdkj i= ds dk;kZUo;u ds fy, ewY;kadu% bl vk;qDrky; esa

lSoksRre dk dk;kZUo;u--------- ---ls ;gkWa ls] ykxw ugha6.4
Evaluation of implementation of Citizens Charter: Sevottam is implemented in this

Commissionerate w.e.f. ........................ . Hence, Not Applicable.
dk;kZUo;u & Implementation

1) vkarfjd 2) izca/ku dh leh{kk Avarjky
ewY;kad ds igpku dh O;k[;kA
2) Management Review
u
AvkadM+ (Analyze to identify gap)
s
idM+ukA
1) Internal
assessmen
t (Data
capture)
ifjHkkf"kr lsok
Defined Service
ekud le; dk
ekun.M
Standard Time
norm
1 vizSy
2009 ls
izkIr
ekeys
Cases
received
since 1st
Apr 09
lHkh Lohd`r fyf[kr

lans'k
7 dk;Z fnolksa
ds vanj
Acknowledge all
Within 7 working
written communication days
ekeyksa ads fu.kZ; 15 dk;Z fnolksa

dks crkuk
ds vanj
Convey decision on
matters
Within 15 working
days
NwV 'kqYd dh okilh 7 dk;Z fnolksa

Remit drawback
ds vanj
Within 7 working
days
fu;kZr eky dh
fudklh
Clear export goods
24 ?kaVksa ds
vanj
Within 24 hours
vk;kr eky dh fudklh 48 ?kaVksa ds

Clear import goods
vanj
Within 48 hours
okilh nkos dk
fuiVku
3 eghuksa ds
vanj
iw.kZ iaftdkj.k
2 dk;Z fnolksa
ds vanj
Dispose of a refund
claim
Complete registration
Within 3 months
Within 2 working
days
:: 49 ::
ekud le; ekuna. xksf"B ds

esa
M ds
ekud u
fuiVku vuqlkj gksus ds
dh
okLrfod dkj.k
vkdka{ fuiVku Reasons for
not meeting
kk
dk
Desired izfr'kr norms
disposal
within
time
norms
Actual %
disposed
as per
standard

Rev No. 2
Rev. date May 2011
/
dkj[kkus ifjlj ij
fu;kZr eky
24 ?kaVksa ds
vanj
Export consignment at Within 24 hours

factory premises
ys[kk ijh{kk ls iwo de ls de 15 fnu

Minimum 15 days
vfxze lwpuk
Advance intimation
before audit
tkjh fd;s x;s vuko';d 60 dk;Z fnolksa

tCr nLrkost
ds vanj
Release non-required
seized documents
Within 60 working
days
Lohdkj dh x;h
f'kdk;rsa
48 ?kaVksa ds
vanj
Acknowledge
grievances
Within 48 hours
f'kdk;rksa ij vafre
fu.kZ;
30 dk;Z fnolksa
ds vanj
Final decision on
grievances
Within 30 working
days
lsok ykxw ugha ds fy, d`i;k ykxw ugha fy[ksa

Please put NA for service not applicable.
lwpuk dk vf/kdkjh
R.T.I.
7.
dsanzh; tu lwpuk vf/kdkjh @lgk;d tu lwpuk vf/kdkjh dk uke
7.1
Name of the CPIO/ ACPIO :

,
dze
la-
eaMy
dsanzh; tu lwpuk
vf/kdkjh dk uke
Division
Sr.
No.
1
7.2
Name of CPIO
2
D;k izkfIr@izfrosnu iaftdk cuk j[kh gS \

Whether receipt/ Appeal register maintained ?
7.3
fiNys rhu o"kksaZ esa izkfIr;ksa@izkIr izfrosnuksa dh dqy la[;k

Total number of receipts/ Appeals received in last three years :
dze la[;k
o"kZ
Sr. No.
Year
vkosnuksa
izkfIr
dh izfrosnuksa dh
izkfIr
Receipt
Applications
7.4
of
Receipt of Appeals
izkfIr dh rkjh[k ls tokc nsus esa fy, x;s fnuksa dh la[;k

No. of days taken to give reply from date of receipt
e/; esa
between
0 & 10 fnu ------------0 10 days.......

11 & 20 fnu-------------11-- 20 days------
20 & 30 fnu------------2030 days-----7.5
D;k dksbZ tokc vuqc} le; ds ckn izLrqr fd;k x;k A;fn gkWa rks mlds dkj.kA
Whether any reply submitted after stipulated time (if so reasons thereof)
:: 50 ::

Rev No. 2
Rev. date May 2011
7.6
/
dsanzh; tu lwpuk vf/kdkjh ds f[kykQ uRFkh izfrosnu ds ekeyksa dh la[;k@

dsanzh; lgk;d tu lwpuk vf/kdkjh dk vkns'k vkSj orZeku fLFkfr
status.
No of cases where appeal filed against CPIO/ACPIOs order and its present
vU; fooj.k
Other details:
8.1
O;kikj lwpukvksa dks tkjh djuk

ISSUE OF TRADE NOTICES
8.1.1
D;k vk;qDrky; lkoZtfud lwpuk,a vkSj O;kikj lwpuk,a fu;fer :i ls tkjh dj jgk
gS
Whether the Commissionerate is issuing Public Notices and Trade Notices
8.1.2
regularly.
fiNys ,d o"kZ esa tkjh lkoZtfud lwpukvksa dh lwph

List of Public Notices issued in last one year
lHkh v/khuLFk laxBuksa vkSj O;kikfj;ksa dks fdlh Hkh cnykoks ds fy, rqjar
lwfpr djus dh izfd;k
lwfuf'pr dh gS
8.1.3
Procedure to ensure that all the subordinate formations and traders are informed
immediately of any changes.
8.1.4
D;k dsanzh; mRikn 'kqYd fu;e 2002 ds fu;e 16 , ds rgr vk;qDrky; us dksbZ
vf/klwpuk tkjh dh gS] Bsds
ds dke ds fy, ;fn dksbZ gS] mldk fooj.k
Whether any notification has been issued by the Commissionerate under Rule 16-A of
Central Excise Rule 2002, for job work if yes, details thereof.
8.2
fiNys ,d o"kZ esa O;kikj izfrfuf/k;skaa ds lkFk dh x;h xksf"B;ksa dk fooj.k

Details of meeting held with trade representatives in last one year.
vuqca/k
Annexures
vuqca/k
, & jktLo esa fxjkoV ds fy, rdZ@;k O;fDrxr ys[kk cgh esa
fxjkoV % dsanzh; mRikn
ewY; foghu dj vuqikr%
9.1
Annexure A - Reasons for fall in revenue and / or fall in PLA : Cenvat ratio :
vuqca/k ch & jktLo esa fxjkoV dh izo`fr ds fy, mBk;s x;s vljnkj dne
vkSj@;k O;fDrxr
ys[kk cgh esa fxjkoV % dsanzh; mRikn
ewY; foghu dj vuqikr%
9.2
Annexure B Efective Steps taken to stop trend of fall in revenue and / or fall in PLA :
Cenvat ratio.
vuqca/k
lh & fiNys 2 o"kksa esa cV~Vs [kkrs esa Mkys x;s] uk olwys
x;s jktLo ds ckjs esa mBk;s x;s
dne Afof'k"B ekeyksa dh
lwphA
9.3
Annexure C Steps taken to write of arrears that are unrecoverable in last 2

years (List specific cases)
vuqca/k
Mh1& fiNys 2 o"kksaZ esa dsanzh; mRikn 'kqYd o lsokdj
izfrosnu vf/kdj.k ds ikl yafcr
jktLo dh olwyh jksd dks
jn~n djus lfgr tYnh lquok;h] ds fy, mBk;s x;s
dne
9.4
Annexure D1 - Steps taken to realize arrears pending at CESTAT including stay vacation
or early hearing in last 2 years (List specific cases)
vuqca/k
Mh2 & fiNys 3 o"kksaZ esa LFkfxr uk fd;s x;s ekeyksa dh

lwph ;fn jktLo ds cdk;k dh olwyh izkjafHkd :i es vkxs c<+k;h ;k
iwjh dh x;h gSA izkjafHkd vkSj iwwjh i`Fkd n'kkZuh gSA
:: 51 ::

Rev No. 2
Rev. date May 2011
/
Annexure D2 - List non-stayed cases if arrears of revenue where recovery proceedings

have been initiated or completed in last 3 years. Show initiated and
completed separately.
vuqca/k
9.5
bZ
mPpre U;k;ky;@mPp U;k;ky;@dsanzh; mRikn lsokdj
vihyh; vf/kdj.k@vk;qDr AizfrosnuA ds ikl :- 50 yk[k ls vf/kd
jktLo cdk;k ds ekeyksa dh lwph
Annexure E
List of cases of arrears of revenue of more than Rs 50 lacs

pending at SC/HC/CESTAT/Commr (Appeals)
eke
yk
la[;
k
yafcr
dgkW
a ij
gS
ikV
hZ
dk
uke
Cas
e
No.
Pendin
g at
Nam
e of
part
y
lEefyr
fookn
ikVh
Z}
kjk
izfro
snu
dh
la[;k
Issue
involve
d
No. of
appea
l by
party
vkns'
k
la[;k
lfgr
LFkxu
vkns'
k dh
la[;kA
;fn
dksb
Z gSA
orZek
u
fLFkfr
A
vuq'k
hyu
djus
dh
vafre
rkjh[k
lfgrA
Date
of stay
Order(i
f any)
with
order
no.
6
Present
status
(with
date
Last
peruse
d)
7
vk;qDr AizfrosnuA ds ikl yafcr cdk;k jktLo ds ekeyksa dk le;kuqlkj

fo?kVu
AGE WISE BREAK-UP OF CASES OF ARREARS OF REVENUE PENDING WITH
COMMISSIONER (APPEALS)
dsanzh; mRikn ,oe~ lsok dj

Central Excise & Service Tax
A:- yk[kksa esaA (Rs. in

lakhs)
dzla
Sl.N
o.
eaMy
Divisio
n
ekeys---------dks
Cases as on
la[;k
No.
9.6
vuqca/k ,Q
Annexure F
dz- rF;ksa dk
la fooj.k
SOF
jkf'
k
Amt
4
le;kuqlkj fo?kVu
Age wise Break up
,d o"kZ
1&3 o"kZ
3 o"kZ
< I year.
1-3 years.
> 3 years.
la[;
k
No.
5
jkf'
k
Amt.
6
la[;
k
No.
7
jkf'
k
Amt.
8
la[;
k
No.
9
jkf'
k
Amt.
10
yafcr c;ku ds rF;ksa dk fooj.k

Details of SOF pending
bdkb
Z dk
fookn
fefly
la[;k
Issue
File No.
:: 52 ::
fjiksVZ
Hkstus

Rev No. 2
Rev. date May 2011
S.
N
/
la[; o"kZ
Year
k
No.
uke izkfIr
AeSll dh
ZA
rkjh[k
jkf'k
yk[ks
a esa
Name Date of
of Unitreceipt
(M/s.)
4
5
Amt.
In
Lakhs
7
vuqca/k th
9.7
tokc
esa fy;k
nsus dh x;k le;
rkjh[k Time taken
to send
Date
of Reply reply
8
Details of DAP pending
dz- ys[kk ys[k izkfIr fefly

bdkb lEefyr
la ijh{kk k
dh
la[;k
Z dk jktLo dh
S.N iSjk dsijh{k rkjh[k File No. uke jkf'k A:Date of
elkSn k
AeSll yk[kksa
ksa dh iSjk Receipt
ZA esaA
Name
Amount of
la[;
la[;k
Audit
Para
No.
of
Revenue
the
involved
Unit (Rs. In
M/s Lakhs)
vuqca/k ,p
9.8
Annexure H
tokc
dc
Hkstk
x;k
laf{k
Ir
fook
n
fjiksV
Z
Hkstu
s esa
Reply Issue fy;k
Sent
in
x;k le;
on
Brief
9.9
yafcr ys[kk ijh{kk ijkvksa dk fooj.k
SOF
No.
DAP
No.
(M/s.)
in
lacs
tokc
nsus
dh
rkjh[
k
tokc
nsus
esa fy;k
x;k le;
Time
Date taken to
send
of
Reply reply
9
10
vuqca/k vkbZ
6 ekg ls vf/kd yafcr dsanzh; mEikn 'kqYd U;k;fu.kZ;
ekeyksa dk fooj.k
Annexure I
dz- fefly
la
la[;k
S.
N
Time
taken
to send
the
report
10
Details of A.P pending
dz- rF;ks ys[kk bdkbZ izkfIr dh fookn jkf'k fefly

Issue
la a ds ijh{k dk uke rkjh[k
yk[k la[;k
S. fooj.
Date
of
File
k AeSllZA
sa
N k dh elkSn Name of receipt
esa No.
Unit
Amt
la[;k s
10
yafcr ys[kk ijh{kk ds elkSnksa dk fooj.k
Annexure G
Draft
Audit
Para
No.
File
No.
Details of Central Excise cases pending adjudication over 6 months
ikVhZ dk dkj.k
uke
crkvk
Name of s
the Party
lwpuk
tkjh
djus
dh
rkjh[k
lEefyr
jkf'k
Amount
Involved
rkjh[kokj
nh
x;h
O;fDrxr
lquokbZ
dh la[;k
No. of PH
given date
wise
Date of
Issue
of SCN
vk;qDr
Commissioner
vij vk;qDr
Additional Commissioner
:: 53 ::
;fn 1 djksM+ dh jkf'k

lEefyr gS rks lekIr
djus
dh
laHkkfor
rkjh[k
Expected
date
of
disposal
in case of
amount involved >Rs.1
Crore

Rev No. 2
Rev. date May 2011
/
la;qDr vk;qDr
Joint Commissioner
vuqca/k ts
9.10
Annexure J
dz- fefly
la
la[;k
S.
N
6 ekg ls vf/kd yafcr lsokdj U;k;fu.kZ; ekeyksa dk fooj.k

Details of Service Tax cases pending adjudication over 6 months
ikVhZ dk dkj.k
uke
crkvk
Name of s
the Party
lwpuk
tkjh
djus
dh
rkjh[k
File
No.
lEefyr
jkf'k
Amount
Involved
rkjh[kokj
nh
x;h
O;fDrxr
lquokbZ
dh la[;k
No. of PH
given date
wise
;fn 1 djksM+ dh jkf'k

lEefyr gS rks lekIr
djus
dh
laHkkfor
rkjh[k
Expected
date
of
disposal
in case of
amount involved >Rs.1
Crore
Date of
Issue
of SCN
vk;qDr
Commissioner
vij vk;qDr
Additional Commissioner
la;qDr vk;qDr
Joint Commissioner
9.11
vuqca/k ds
Annexure K
,d o"kZ ls vf/kd yafcr fuyafcr cgh ekeyksa dk fooj.k

Details of call book cases pending for more than one year
dzla-
ikVhZ dk
uke
fefly
la[;k
S.No.
Name of
the Party
File
No.
lEefyr
fookn
dk
laf{kIr
fooj.k
Brief
Issue
involved
fuyafc
r
ekeyk
sa dh
cgh
esa
Hkstu
s dh
rkjh[k
Date of
transfe
r to call
book
lEefyr
jkf'k
Amoun
t
Involve
d
vafre
leh{k
dc vkSj
fdlds }
kjk dh
x;h
Last
Reviewe
d on &
By
Whom
vfu.kZ
; ds
dkj.k
Reason
s for
Penden
cy
vuqca/k ,y mPpre U;k;ky;@mPp U;k;ky;@dsanzh; mRikn o lsokdj vihyh;

vf/kdj.k ds vfrfjDr
jktLo cdk;k ds yafcr U;kf;d ekeys
9.12
Annexure L
Court cases other than arrears of revenue pending at SC/HC/CESTAT
:: 54 ::

Rev No. 2
Rev. date May 2011
/
fefly la[;k
File No.
ikVhZ dk uke
Name of Party
lEefyr fookn
Issue involved
lEefyr jkf'k
Amount involved
foHkkx }kjk izfrosnu uRFkh

djus dh rkjh[k
Date of Appeal filed by the
Department
LFkxu dh rkjh[k ;fn dksbZ gS

Date of stay if any
ekeys dh Rofjr lekfIr ds fy,

foHkkx }kjk dh x;h
dk;Zokgh lfgr
ekeyksa dh orZeku
fLFkfr A rkjh[k ds
vuqlkjA
Present position of the case
including action taken by
the Department (Datewise) for speedy disposal
of case
:: 55 ::

DGICCE Central Excise Inspection Format Rev May 2011

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DGICCE Central Excise Inspection Format Rev May 2011

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DIRECTORATE GENERAL OF INSPECTION

dkfeZd ,oe~ LFkkiuk

ys[kksa fQj ls feyku djuk

rduhdh Adsanzh; mRikn 'kqYd ,oe~

dj vioapu & fuokjd

fuyafcr ekeyksa dh cgh

U;kf;d & A vnkyrh ekeys & vfHk;kstuA

Refund/ rebate/ remission

rduhdh & lhek 'kqYd

Technical - Customs, (If applicable refer to the page)

lSoksRre Aukxfjd vf/kdkj&i=

Sevottam (Citizen Charter implementation)

rS;kj lanHkZ% feyku lwph ds fy,

DIRECTORATE GENERAL OF INSPECTION

fujh{k.k fjiksVZ izkIr djus dh rkjh[k

vuqikyu fjiksVZ Hkstus dh rkjh][k

fjiksVZ can djus ds fy, izkfIr dh rkjh][k

vof/k rkjh[k lfgr

Duration with dates

1.1.1 vU; xzqi , vf/kdkfj;ksa ds uke vkSj ftEesnkfj;ka

dk dk;Z{ks= JURISDICATION OF THE COMMISSIONERATE :

eaMyksa dk dk;Z{ks= Jurisdiction of Divisions

Name of the Ranges

1.1.3 fooj.k Details

DIRECTORATE GENERAL OF INSPECTION

fu/kkZfjfr;ksa dh la[;k Number of Assesses

mu bdkb;ksasa dh la[;k tks 1 ls 5 djksM+

mu bdkb;ksaa dh la[;k tks 10 yk[k ls 01

No. of units paying Rs. 10 lakhs Rs.1.00 Crore

bZvks;wl dh la[;k No. of 100% EOUs

mu fu/kkZfjfr;ksa dh la[;k tks HkkSfrd

1-2 dkfeZd ,oe~ LFkkiu

laoxZ izf/kdkjh us fjDrh;ka Hkjus ds fy, D;k dne mBk;s x;sA

Steps taken to fill vacancy by cadre controlling authority

d- lh/kh HkrhZ }kjk

[k- inksUufr }kjk

jksLVj ds vuqlkj vkj{k.k dh fLFkfr dks lwfuf"pr djuk

Roaster position to ensure reservation

fiNys nks o"kksaZ esa dh x;h foHkkxh; inksUufr lfefr;ksa dh la[;k

DIRECTORATE GENERAL OF INSPECTION

How many unfilled reserved vacancies carried forward in last

If DPC is not held , reasons thereof :

Is register maintained for any representation on seniority by an officer:

mu vf/kdkfj;ksa dh lwph ftudh okf"kZd pfj= fjiksVZ 31-10-2012- ls yafcr

vf/kdkjh dk uke & loZJh@Jherh

Name of Officer - S/Shri/Smt.

D;k LVkQ@vf/kdkfj;ksa dh f'kdk;rsa fu;fer gksus okyh ts-lh-,e- laxksf"B

Whether staf/ officers grievances are redressed by holding regular J.C.M

fiNys ,d o"kZ esa mu vulwy>s eqn~nksaa dh lwph tks ts-lh-,e- ds ckn

List of unresolved issues pending after J.C.M in last one year.

mu vf/kdkfj;ksa@deZpkfj;ksa dh la[;k tks ,d gh in ij 15 o"kZ ls vf/kd le;

mu inkf/kdkfj;ksa dh lwph ftUgksaus vius lsok ds 25 o"kZ iwjs dj fy, gSa

No. of disciplinary cases, both vigilance and non-vigilance, pending with

ekeyksa dh dqy la[;k & Total No. of cases :

DIRECTORATE GENERAL OF INSPECTION

os nks rkjh[ksa tks dsanzh; vUos"k.k C;wjks ds lkFk leUo; desVh dh

Performance on expenditure audit of the Commissionerate for last 3 years

Aosru dks NksM+djA (Exclude Pay)

Aosru dks NksM+djA

A 28-02-2013-rd A( upto 28.02.2013) Aosru dks NksM+djA (Exclude Pay)

mu vf/kdkfj;ksa dh lwph ftudks foHkkx us =.k o vfxze fn;k gSA

DIRECTORATE GENERAL OF INSPECTION

Terms & Conditions

1.4 cqfu;knh lajpuk