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DEREK T. MULLER*
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The Supreme Court entered the political thicket5 with fanfare, invoking no specific constitutional text at the time but relying upon penumbras6 from the Declaration of Independence
and the amendments to the Constitution,7 dismantling the
structure of the state legislatures with the stroke of a pen.
Among other consequences of its political interventionism, the
Court compelled that the seats in both houses of a bicameral
state legislature must be apportioned on a population basis.8
The judiciary had effectively nationalized the composition of
all fifty state legislatures. But, its mantra was mercifully limited. Shortly after the Courts entry into that thicket, it recognized that myriad unanswered questions remained, and it refused to refine its mantra any further. Population basis was
deemed expansive enough to permit a representative body to
draw districts on bases other than total population, including
citizens and voters.9 The judiciary had ended its articulation of
political theories that would forever bind the States. Instead,
the States could continue to act within our federalist system
and draw districts on the basis of some legitimate population
total, acting in the absence of specific judicial directive.
This Article examines an under-discussed element of the reapportionment casesthe extent to which the parties themselves and the clerks to the Supreme Court Justices resisted advancing the kind of sweeping claims that the Supreme Court
ultimately embraced. The Courts errors in the redistricting cases
of people, including me, willing to do whatever they can to keep him off the
court . . . . That would include a filibuster, if need be.).
5. See Colegrove v. Green, 328 U.S. 549, 556 (1946).
6. Cf. Griswold v. Connecticut, 381 U.S. 479, 484 (1965) (The foregoing cases
suggest that specific guarantees in the Bill of Rights have penumbras, formed by
emanations from those guarantees that help give them life and substance.); id. at
501 (Harlan, J., concurring in the judgment) (Need one go further than to recall
last Terms reapportionment cases, Wesberry v. Sanders and Reynolds v. Sims,
where a majority of the Court interpreted by the People and equal protection
to command one person, one vote, an interpretation that was made in the face of
irrefutable and still unanswered history to the contrary?) (citations omitted).
7. Gray, 372 U.S. at 381 (The conception of political equality from the Declaration of Independence, to Lincolns Gettysburg Address, to the Fifteenth, Seventeenth, and Nineteenth Amendments can mean only one thingone person, one
vote.).
8. Reynolds v. Sims, 377 U.S. 533, 568 (1964).
9. See, e.g., Burns v. Richardson, 384 U.S. 73, 92 (1966).
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MODEST STRATEGIES
The Founders design included multiple theories of representation at the federal level. It permitted election by the people for
the House of Representatives;10 it permitted election by the state
legislatures for the Senate;11 and it permitted election by electors
for the President and Vice President.12 The House would be accountable directly to the people and be apportioned on the basis
of total population;13 Senators would represent the several
States, as each state received two Senators;14 and the President
was the product of a complicated series of mechanisms that
largely deferred to the state legislatures.15
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The buildup to Baker v. Carr19 began in Tennessee. The Tennessee Constitution of 1870 dictated that apportionment of representatives in the General Assembly should occur according to the
enumeration of the qualified voters in the state.20 No such redistricting had occurred since 1901.21 Legislative districts yielded
significant disparities in the total number of voters in each district
as populations grew and shiftedurban districts had high numbers of voters, and rural districts had relatively few voters.22 But
questions about redistricting had long been deemed political
questions, matters of the Guarantee Clause and long foreclosed
from any remedy in the federal courtsthat is, the federal courts
would not enforce Article IVs requirement that each State have a
Republican Form of Government.23
Plaintiffs, then, crafted a new theory under the Fourteenth
Amendment instead of the Guarantee Clause. Appellants jurisdictional brief in Baker v. Carr identified a violation of the
Equal Protection Clause because an enumeration of qualified
voters was not made and the actual number of qualified vot19. 369 U.S. 186 (1962).
20. TENN. CONST. OF 1870 art. II, 46.
21. Baker, 369 U.S. at 191.
22. Read through this factual lens, Baker might be best understood as a preVoting Rights Act set of racial gerrymandering cases in which the Court rooted
out political decisions of the States that disproportionately disempowered racial
minorities. See Sanford Levinson, One Person, One Vote: A Mantra in Need of Meaning, 80 N.C. L. REV. 1269, 1280 n.40 (2002) (evaluating Samuel Issacharoffs interpretation of Baker and Reynolds as prophylactic); cf. Melissa Saunders, Reconsidering Shaw: The Miranda of Race-Conscious Districting, 109 YALE L.J. 1603, 1606
(2000) (calling the rules for evaluating racial gerrymandering prophylactic).
23. See, e.g., Luther v. Borden, 48 U.S. 1 (1849); Colegrove v. Green, 328 U.S. 549
(1946); Pushaw, supra note 1, at 1170.
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ers in the state was ignored.24 Tennessee required reapportionment to occur on the basis of voting population.25 The
constitution, Appellants argued, clearly contemplated that
overall representation should, as nearly as possible, approximate relative voting population.26
These arguments focus almost completely on what the Tennessee Constitution required. They did not include an independent understanding of what voting weight ought to look
like under the Equal Protection Clause of the U.S. Constitution.
That is because the original litigation strategy in Baker v. Carr
focused on a state-based theory that the Equal Protection
Clause could be invoked to enforce existing state lawlaw that
the state legislature (and state courts) had refused to enforce
and one that resulted in unequal treatment of voters.
Indeed, Appellants briefs went so far as to concede that their
legal claims turned on enforcement of existing state law:
[Appellants] claim equality in voting rights as provided by
the Constitution of Tennessee, and charge that the legislative
attempt (successful so far) to deny that equality results in a
violation of the equal protection of the laws. This is an important distinction, which reflects the manner in which the
Fourteenth Amendment operates. It does not in itself decree
equality in voting rights. It says that if a state policy is to afford equal voting rights . . . the attempt by state officers, under color of law, to deny such equality to some of the citizens is a denial of equal protection.27
Baker v. Carr was hardly the first case to rely on this argument. Lower federal courts adopted similar tactics shortly before 1962. Consider the essentially advisory opinion in 1958 in
Magraw v. Donovan.28 Plaintiffs invoked the Equal Protection
Clause and Minnesota state law in their quest to secure reap-
24. Jurisdictional Statement for Appellants at 5, Baker v. Carr, 369 U.S. 186
(1962) (No. 103), available in 56 LANDMARK CASES OF THE SUPREME COURT 11 (Philip B. Kurland & Gerhard Casper eds. 1975); Brief for Appellants at 6, Baker v.
Carr, 369 U.S. 186 (1962) (No. 103).
25. Brief for Appellants, supra note 24, at 812.
26. Id. at 24.
27. Reply to Appellees Statement in Opposition and Motion to Dismiss at 2,
Baker v. Carr, 369 U.S. 186 (1962) (No. 103).
28. 163 F. Supp. 184, 18788 (D. Minn. 1958).
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that the failure to enforce those laws was a constitutional violation. On the other hand, one might make the more generic
claim that the failure to enforce occurred equally across all jurisdictionsafter all, Tennessees failure to redistrict was occurring equally everywhere and not simply being enforced selectively. This, then, required a more nuanced claim of vote
dilutionthe ballots were being counted, but voters overcrowded in certain districts had less valuable votes than voters in underpopulated districts. Such an interpretation would
be rather novel under the Equal Protection Clause but could be
reserved for a later dayBaker, after all, simply asked whether
the Court could even hear such an Equal Protection Claim.39
B.
Clerks Memoranda
39. The Court would later articulate the standard of one person, one vote for
the first time in Gray v. Sanders, 372 U.S. 368, 381 (1963).
40. Bench Memorandum on Baker v. Carr from Murray H. Bring to Chief Justice
Earl Warren 18 (1961) (available in the Earl Warren Papers, Box 218, file 9, at the
Library of Congress) [hereinafter Bring Bench Memo].
41. Interview by Laura McCreery, Regl Oral History Office, The Bancroft Library, University of California, Berkeley, with Murray H. Bring, in N.Y.C., N.Y.
(Nov. 23, 2004).
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an arbitrary selection of a class of persons favored for representation. The key word is arbitrary . . . .47
Oral Argument
These two themesemphasis on the terms of the state constitution and reliance on a rational basis that might permit nonpopulation-based theories of representationdominated oral
argument and reargument. Charles S. Rhyne led the charge on
behalf of Baker, and he was a major proponent of the theory
47. Supplemental Bench Memorandum on Baker v. Carr from Peter D. Ehrenhaft
to Chief Justice Earl Warren 9 (1961) (available in the Earl Warren Papers, Box 218,
file 9, at the Library of Congress).
48. Id. at 10.
49. Supplemental Memorandum on Baker v. Carr from Peter D. Ehrenhaft to
Chief Justice Earl Warren 2 (Feb. 14, 1962) (available in the Earl Warren Papers,
Box 480, file 6, at the Library of Congress).
50. Id.
51. Supplemental Bench Memorandum on Baker v. Carr from Peter D. Ehrenhaft
to Chief Justice Earl Warren, supra note 47, at 5.
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Briefs
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Clerks Memoranda
Francis X. Beytagh took responsibility for the bench memoranda in Reynolds v. Sims for Chief Justice Warren, who ultimately drafted the opinion in the case. Beytagh preferred a
more modest outcome than the Courts ultimate resolutionhe
would have required at least one house to be drawn on the basis of population. He repeatedly cited the absence of one population-based house as the primary basis for rejecting the form
of the Alabama legislature in that particular case.77
Alabama had argued that it could use a non-populationbased system of representation in its legislature. Alabama argued, as many states had argued, that they could invoke a
federal analogy as an appropriate basis for at least one
chamber of the state legislature. But Beytagh saw the Alabama
proposal as one that only superficially resembled the United
States Senate.78 He would reserve judgment as to whether a
state could even do so until one house had been redistricted on
the basis of total population.79
Warren was also concerned about the impact of the timing of
pronouncements from the Court and the level of specificity the
Court ought to offer. The federal judiciary was working rapidly
in dozens of cases around the country trying to respond to the
many new questions left unanswered in the wake of Baker, Gray,
77. Bench Memorandum on Reynolds v. Sims from Francis X. Beytagh to Chief
Justice Earl Warren 3435 (Oct. 8, 1963) (available in the Earl Warren Papers, Box
246, file 5, at the Library of Congress) (And I feel that, without question, both of
the proposed measures were not constitutionally valid, since the apportionment
of neither house in either plan is based substantially on population, and the disparities from a population-based standard in at least one house under each of the
plans is too gross to comport with minimum fed constitutional requirements.);
Memorandum on the Alabama 67-Senator Amendment and the Federal Analogy from Francis X. Beytagh to Chief Justice Earl Warren 5 (Dec. 19, 1963) (available in the Earl Warren Papers, Box 607 or 608, file unknown, at the Library of
Congress) (I feel that it is rather hazardous to allow the employment of a scheme
for the apportionment of seats in a state legislature which superficially resembles
the fed situation, unless the apportionment of at least one house is based strictly
on population.); id. at 6 (I suggest that a fed analogy situation should not be
regarded as presented unless the apportionment of one house of a state legislature
is based almost strictly on a population basis.).
78. See Memorandum on the Alabama 67-Senator Amendment and the Federal Analogy from Francis X. Beytagh to Chief Justice Earl Warren, supra note 77, at
56.
79. Id.
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According to Beytagh, the Court would have to speak broadly in order to give clear guidance to the state legislatures so
they could speedily comply with the Courts pronouncements
ahead of the next election.
Reynolds would go on to make such a broad pronouncement,
expounding upon the errors in Baker, Gray, and Wesberry. The
Court abolished the diversity of state legislatures that included
some non-population-based forms of representative government. Gone were geopolitical bases for representation. Gone,
too, were guarantees that each county would receive at least
one representative.81 Furthermore, the Court saw its role as
protecting the people of the several States from themselvesit
would invalidate a Colorado ballot proposition passed by a
80. Memorandum on the Urgency of the Reapportionment Cases from Francis
X. Beytagh to Chief Justice Earl Warren 10 (Jan. 15, 1964) (available in the Earl
Warren Papers, box 607 or 608, file unknown, at the Library of Congress).
81. Cf. James A. Gardner, One Person, One Vote and the Possibility of Political
Community, 80 N.C. L. REV. 1237 (2002).
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nearly 2-to-1 margin that proposed one house of the state legislature be based on several factors, including population and
geography.82 Such a system was inappropriate under the
Courts political theory. Raw population totals would be the
sole permissible basis for redistricting.
The breadth of the claim was a sweeping assertion of judicial
power.83 There were, of course, myriad alternative bases for the
Courts decisions. The claims of Baker and its progeny are assuredly more cogent, even defensible, when viewed as Guarantee Clause cases instead of Equal Protection Clause cases.84 Or,
if the Court wanted to lodge the cases in the Fourteenth
Amendment, the best way to explain the actual holdings of
Baker and its progeny may be to identify them as articulating a
version of rational basis review.85 Indeed, such a framework
for these cases would have given the States some opportunity
to justify their legislatures, even if Tennessees and Alabamas
redistricting by abdication of standards as populations shifted might be deemed sufficiently irrational, as Cox and others
repeatedly argued before the Court.
But, no matter. The Courts pronouncements, lacking any
textual or historical basis in the Constitution, and even lacking
meaningful support from the Justices clerks or the litigants
themselves, remain the law of the land. Those pronouncements, however, leave still more questions unanswered.
82. See Lucas v. Forty-Fourth General Assembly of Colo., 377 U.S. 713 (1964).
83. See generally Robert J. Pushaw, Jr., Bush v. Gore: Looking at Baker v. Carr in a
Conservative Mirror, 18 CONST. COMMENT. 359, 37278 (2001). Admittedly, even
opponents to the redistricting cases agree that the Constitution demands some
political equalitybut that such guarantees are limited to the Constitutions text
and original meaning. Cf. Guy-Uriel E. Charles, Constitutional Pluralism and Democratic Politics: Reflections on the Interpretive Approach of Baker v. Carr, 80 N.C. L.
REV. 1103, 115257 (2002).
84. See, e.g., JOHN HART ELY, DEMOCRACY AND DISTRUST 12023 (1980);
McConnell, supra note 1, at 10507; BORK, supra note 1, at 86 (footnote explaining
how Guarantee Clause would have solved Baker).
85. Luis Fuentes-Rohwer, Bakers Promise, Equal Protection, and the Modern Redistricting Revolution: A Plea for Rationality, 80 N.C. L. REV. 1353, 1367 (2002) (This is
traditional rational basis review, a very flexible standard that allows redistricters
much leeway when crafting their redistricting plans.).
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Shortly after this sweeping judicial definition of the composition of state legislatures, states responded. But a little judicial
intervention demanded still greater judicial intervention. States
had been instructed to draw legislative districts on the basis of
people, but the Courts opinions lacked precision. Sometimes it
spoke of people; in other places, citizens; and in other places,
voters. Tennessees 1901 provision, for instance, demanded districts drawn on the basis of qualified voters. New York used
citizen population, while Hawaii and Vermont used registered
votersand all had some measure of judicial approval.86
Burns v. Richardson arose before the Court to challenge Hawaiis legislative scheme.87 Hawaii drew districts on the basis of
registered voters instead of total population. That, Hawaii
claimed, was necessary because of the substantial number of unregistered voters, specifically military personnel, stationed on
the island of Oahu. The basis of representation would be distorted if it were required to include the total population. But challenges to Hawaiis system saw that the language of the redistricting cases most frequently referred to people generally, not
votersindeed, the person in one person, one vote may
have suggested that total population, regardless of voter registration or even voter eligibility status, was the sole appropriate
benchmark. The Court used the case to back away from any
further refinement of its political principles that would bind
state legislatures.
A.
Deliberations
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By the time the case reached oral argument, the Justices had
agreed that States had the flexibility, within some yetunarticulated minimum parameters, to include or exclude categories of people in redistricting. Justice Brennan would ultimately write the opinion, and his notes from the oral argument conference reflect the varying attitudes of the Justices.
According to Brennans notes, Chief Justice Warren saw Hawaii as a special case because of the transient community
(specifically the military) but emphasized that [we d]ont have
to say in all circumstances that it would be a proper basis. If it
resulted in gerrymander to discriminate that would be something else.89 Justice Black was a little bothered about the
case because the standard might be abused, but that would
be another case if a state abused it.90 Justice Harlan had
trouble with reconciling totality of the population and believed that any [d]eparture from pure population basis [was]
not as permissive.91 And Justice White did have trouble
with registered voters as the basis for redistricting, but the only excuse was convenience in this case, which was the
same result substantially as broad population basis.92 All expressed some concern of manipulation by the state legislature,
but all also agreed that Hawaii had sufficiently justified the
composition of its legislature.
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Early Drafts
93. See Derek T. Muller, The Play in the Joints of the Election Clauses, 13 ELECTION
L.J. 310, 310 (2014).
94. Burns v. Richardson, 384 U.S. 73, 92 (1966).
95. Draft Opinion of Burns v. Richardson (April 11, 1966) (on file with the Library
of Congress).
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96. See Joseph Fishkin, Weightless Votes, 121 YALE L.J. 1888, 1898 (2012) (Thus
we reach a strange and unsatisfying conclusion: one person, one vote protects the
weight of an individual vote if and only if weight is defined in an entirely circular, tautological way.).
97. Cf. Heather K. Gerken, The Costs and Causes of Minimalism in Voting Cases:
Baker v. Carr and its Progeny, 80 N.C. L. REV. 1411 (2002).
98. Sanford Levinson, One Person, One Vote: A Mantra in Need of Meaning, 80
N.C. L. REV. 1279, 1281 (2002) (identifying Wesberry and Reynolds as adopting a
one voting representative/one constituent model); Marsha D. Bilzin, Note, Reapportionment on the Sub-State Level of Government: Equal Representation or Equal Vote?,
50 B.U. L. REV. 231, 241 (1970) ([T]he Court must have necessarily decided that
state representatives represent non-voters as well as voters.).
99. DIXON, supra note 86, at 502 (If a legislator is a delegateand if he is not,
why then do we worry about apportionment?is he the delegate of the majority
who voted for him, or of all those who took part in the election, or of all those
who were entitled to take part in the election, or of all those entitled to participate
in the election, including their dependents? Or should he be viewed as the delegate of the total population in his district, including that of the state prison, the
state mental hospital, the federal military installation, and the colleges?).
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May states that prohibit ex-felons from voting exclude that population from districts? What about excluding the mentally ill
from the political population?112 And does this mean that the
Census Bureau must take new powers to obtain the granular
data needed to comply with a federal standard, or must the
States supplement the Census with their own headcounts?113
The prospect of states seeking to move toward drawing districts on some basis other than total population may well be too
risky for widespread acceptanceindeed, it was the primary
source of hesitation in approving Hawaiis system,114 and it is
undoubtedly another ease-of-administration principle guiding
Texas and other states. But the suggestion from the Court in Evenwel that such a plan may be constitutionally forbidden perpetuates one person, one vote errorsalbeit in a different direction than the one suggested by the Evenwel plaintiffs.
To return to the text and original understanding of the Constitution, rather than political preferences and political theories operating under the penumbras of the Constitution, one should seek
to limit, if not expressly seek to overturn, Reynolds v. Sims.115 The
several States should remain free to select the appropriate population base, assuming they can articulate some rational basis for doing so, and further redistricting errors need not be perpetuated.116
It is not very difficult to articulate a rational basis for using total
population. Setting aside the ease of administration principle,
which alone should be sufficient, Texas may well choose to believe that elected officials represent all of us. The President of the
United States represents all of useven if we didnt vote for him;
even if we didnt vote at all, and even if we were not yet born
when he was elected, even if we just moved here a few months
us/politics/aclus-own-arguments-may-work-against-it-in-voting-rights-case.html
[http://perma.cc/N5XU-LUB5].
112. See Muller, supra note 103, at 1278.
113. See Derek T. Muller, Could Evenwel v. Abbott End Prison Gerrymandering?
And Other Political Implications, EXCESS OF DEMOCRACY (June 2, 2015),
http://excessofdemocracy.com/blog/2015/6/could-evenwel-v-abbott-end-prisongerrymandering-and-other-potential-implications [http://perma.cc/UFY8-32GS].
114. See supra Part III.A.
115. See Evenwel, slip op. at 2 (Alito, J., concurring in the judgment) (explaining
that further refining of the one person, one vote implicates very difficult theoretical and empirical questions about the nature of representation.).
116. See supra Part III.B.
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