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DU M B A RTO N OA K S R E S E A RC H L I B R A RY A N D C O L L E C T IO N
To Yves Modran,
ad astra virum quem claro lumine fulgens
scilicet tunc placido nostro de pectore tolli
Sigisteus comes, Parthemii rescriptum (PLS 3:448)
contents
Acknowledgments
ix
Maps
x
Introduction
Reimagining Byzantine Africa
Susan T. Stevens and Jonathan P. Conant
1
C ON T E S T I NG BY Z A N T I N E A F R IC A
Gelimers Slaughter
The Case for Late Vandal Africa
Andy Merrills
23
SH I F T I NG S T RUC T U R E S OF DA I LY L I F E
Carthage in Transition
From Late Byzantine City to Medieval Villages
Susan T. Stevens
89
10
11 Beyond Spolia
Architectural Memory and Adaptation in the Churches of Late Antique North Africa
Ann Marie Yasin
215
12
13
Acknowledgments
n t h e produc t ion of t h i s b o ok w e h av e i nc u r r e d m a n y de b t s of
gratitude. We would especially like to thank Jan Ziolkowski, Margaret Mullett, and the Senior Fellows
of the Dumbarton Oaks Research Library and Collection for their generosity, enthusiasm, and support
in organizing the seventieth Dumbarton Oaks Byzantine Studies Symposium, Rome Re-Imagined:
Byzantine and Early Islamic North Africa, ca. 500800 (2729 April 2012), at which the papers gathered here were first presented. Philipp von Rummel was instrumental to the inception and development
of the original symposium idea. That idea could not have become a reality without the interest, encouragement, and advice of Alice-Mary Talbot. Special thanks are also due to Margaret Mullett (again),
Susannah Italiano, Amanda Daxon, Lisa Bessette, Kathleen Sparkes, and Joel Kalvesmaki, who have
shepherded the volume through the production process with a firm and steady hand, as well as to the
anonymous readers, whose comments and insights inestimably improved the book as a whole.
ix
Bordeaux
Vigo
Milan
Rhne R
iver
Galicia
Ravenna
Marseille
Madrid
Tarragona
Rome
Pollena
(Pollentia)
Ca
Fornells
Melilla
Chlef
Tiaret
El Gour
Cherchel
(Caesarea) Tipaza (Tipasa)
Mauretania
Mauretania Sitifensis
Caesariensis
As r-ouest
(Ausum)
Volubilis
Stif
Chott
el Hodna
Annaba
(Hippo Regius)
Numidia
Constantine
Timgad
Ngrine
Tafilalt
Trapani
Carthage
Africa
Proconsularis
(Zeugitana)
Palermo
l a b r ia
Cagliari
Cartagena
Ceuta
ia
Mlaga
SARDINIA
an
BALEARIC
ISLANDS
Miseno
Naples
mp
Crdoba
Sevilla
Adriatic
Sea
CORSICA
Ca
Mrida
SICILY
Agrigento
Syracuse
Kairouan
Byzacena
Mahdia
Sfax
aurs
mountains
djebel
nafusa
Tripolitania
300
Towns and Cities
Mountains
Province Border
600 km
Ghirza
Fazz
Black Sea
Danub iver
eR
c
Constantinople
Nicopolis
Euchata
Nicomedia
Thessalonica
Aegean
Sea
Phocaea
Ephesus
Cilicia
Antioch
Mediterranean
Sea
CYPRUS
CRETE
Salamis
Homs
Acre
Beirut
Caesarea
Jerusalem
Gaza
Bethlehem
Alexandria
Cyrenaica
Ab Mn
zan
Kellia
Bahariya
Nile River
Siwa
Cairo
xi
Palermo
Trapani
Marsala
Bizerte
Mazzara
Tabarka
Raf Raf
del Vallo
Sedjenane
Utica
Agrigento
An Draham
El Mahrine
Carthage
Bulla Regia
Oudhna
Chimtou
Dougga
Sidi Jdidi
(Simitthus)
Uchi
Guelma
Nabeul (Neapolis)
e
Thuburbo
Maius
(Calama)
v
da i
Pupput
jer R
Pheradi Maius
Sidi Marsouk Tounsi Cululis
Sousse (Hadrumetum)
Mactar
Kairouan Monastir
Leptiminus
Hadra
Raqqada
Tbessa
Mahdia
S abra al Mansuriyya
Ksour es-Saf
Sbeitla El Djem
Salakta (Sullecthum)
Kasserine
Rougga
Thelepte
SICILY
Syracuse
Med
Annaba
(Hippo Regius)
MALTA
Gafsa
(Capsa)
Iunca
Mediterranean
Sea
JERBA
Sabratha
Tripoli
(Oea)
300
xii
600 km
C ON T E S T I NG BY Z A N T I N E A F R IC A
chapter thr ee
cacesdouvrages de dfensedans lAfrique byzantine (Rome, 1981), 49; C. Courtois, Les Vandales et lAfrique (Paris, 1955), 81; M. Janon,
LAurs au VIe sicle: Note sur le rcit de Procope, AntAfr 15 (1980): 34647. The date is established by the fact that the event took
place during the reign of Huneric.
2 Y. Modran, Les Maures et lAfrique romaine (IV eVII e sicle), BEFAR 314 (Rome, 2003), 384.
3 CIL 8:9835; Modran, Maures, 398415, with previous bibliography. Note that the date is hardly certain: P. Morizot, Masties a-t-il
t imperator? ZPapEpig 141 (2002): 23140, argues from letter forms and historical context for a sixth-century date, and substitutes
for the reading imp(e)r(ator) that of Lim(iti) p(rae)p(ositus).
4 Courtois, Vandales; Janon, LAurs au VIe sicle; Modran, Maures.
5 A. Rushworth, From Arzuges to Rustamids: State Formation and Regional Identity in the Pre-Sahara Zone, in Vandals,
Romans, and Berbers: New Perspectives on Late Antique North Africa, ed. A. H. Merrills (Aldershot and Burlington, 2004), 7798.
6 Modran, Maures, 481.
41
42
the consequences of a movement from the desert toward the Tell, tying it to the picture already
well developed by Alan Rushworth.
Among the best arguments put forward by, in
particular, Pierre Morizot, for looking elsewhere
for the Moors of the Aurs are his remarkable
surveys of the valleys of the mountains, carried
out over fifty years.9 In every valley are found
farms, villages, olive presses, churches: very few
large structures, but a myriad small ones, built in
Roman opus africanum, with square corners and
occasional inscriptions. Far from being a Roman
imposition, he sees these as indigenous sites that
had benefitted from the economic and political
effects of the Roman occupation of the area, and
show a fairly intense penetration of Christianity
in the region during the fourth and fifth centuries. His vision is, indeed, so convincing that in
giving the Moors a local origin, Modran was
forced to see a second, non-Romanized tribal
group in the Aurs, occupying, perhaps, the
peaks and cut off from the prosperity apparently
brought by Rome, biding their time and striking
when they had the chance.10
Archaeological evidence for destruction is
harder to come by. There have been almost no
modern surveys in the region in the sense of
recording pottery. An exception is a little survey
carried out in the region of Zana, Roman Diana
Veteranorum, in 1991.11 This revealed a large
number of Roman sites. They ranged from opus
africanum farms, the majority, to villages, some
of which had a decidedly more indigenous
aspect, like the site of Gergour, high on a hill
and cut off from its surroundings by deep ravines
(fig.3.1). But while all of them had pottery dating
to the fifth century, only at Diana Veteranorum
itself, where a Byzantine fort was built, and at one
other site on the main road, was sixth-century
9 Morizot, Archologie arienne de lAurs, and other works
Fig. 3.1.
The fortified village
at Gergour, in the
mountains near Zana,
35 42 11.34N, 6 06
19.77 E. The settlement
to the east of the plateau
is late Roman, that to
the west more recent
(Google Earth, image
2015 Digital Globe)
and Sullecthum on the coast (fig. 3.2), poorly constructed fortified enclosures are probably to be
identified as fortifications hastily erected against
Moorish attacks in the Vandal period. The one
at Sullecthum seems to be that mentioned by
Procopius as predating the Byzantine reconquest
of North Africa: the wall of this city had been
torn down for a long time, but the inhabitants
of the place had made a barrier on all sides by
means of the walls of their houses, on account of
the attacks of the Moors, and guarded a kind of
the same time he uses the passage as proof that the Moors of the
Aurs had been long settled. A fort was built at Baghai by the
Byzantines and its occupation continued into the middle ages:
D. Pringle, The Defence of Byzantine Africa from Justinian to the
Arab Conquest, 2 vols. (Oxford, 1981), 2:18385.
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
43
Fig. 3.2.
The Maghreb and the
west-central Sahara,
showing the distribution
of the tombs and sites
mentioned in the text
(map by A. Wilson
and M. Anastasi)
16 Pringle, Defence.
17 M. Nasr, La sigille claire africaine de la Byzacne du sud-
ouest: Productions et circuits commerciaux (PhD diss., AixMarseille, 2005) apparently argues that the ARS E industries
of Sidi Aich continued some production until the early seventh
century, and those of Thelepte until even later, but we have not
been able to consult this work.
44
6597.
Fig. 3.3.
Tumuli covering the
Roman fort at Ausum,
34 51 42.92 N, 4 55
28.44E (Google Earth,
image 2015 Digital Globe)
23 For a map of tumuli with chapels see G. Camps, Rex gen20 An examination of the site by the authors in 2013 failed
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
45
Fig. 3.4.
Saharan-type tombs in
the Maghreb: (a)drum
tomb from El-Esnam;
(b)drum tomb with
antennae from Sila;
(c)tumulus with chapel
from Hr. Bessariani,
near Ngrine
(E.Fentress after
Camps, Aux origines
de la Berbrie, figs. 4,
66, 70, and 71)
46
Fig. 3.5.
Drum tomb built
with spolia from a late
Roman farm, Zana
survey, from north
(drawing by E. Fentress)
3436.
however, come from the deep Sahara: the threesided structures are known from the Hoggar and
Tassili, as well as from the Fazzan.28 Circular
drum tombs with niches and offering tables on
the east side, occasionally with antennae, are also
very common in the Garamantian cemeteries of
the Wadi al-Ajal in Fazzan, and more generally
in Garamantian territory.29 The most striking
example of a drum tomb with antennae, with
multiple small cairns covering offerings of animal
bones, as well as U-shaped structures, comes from
In Aghelachem, in the Tadrart Acacus (figs.3.7
and 3.2).30 Radiocarbon from the tomb returns
a calibrated date of 246420 ce (95.4 percent),
28 M. Reygasse, Monuments funraires prislamiques de
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
47
Fig. 3.6.
Mausoleum of ElGour,
33 51 0.79N, 5 18
31.97E ; the white
arrow indicates a
platform that may
represent an altar
(Google Earth, image
2015 Digital Globe)
48
bibliography.
et Romanorum.
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
49
Fig. 3.7.
The tomb and
related structures
at In Aghelachem
(courtesy Savino Di
Lernia, from idem,
From Regions to
Sites, 103)
Fig. 3.8.
Djedar A from the
east (photograph
by C. Fenwick)
Linguistic Change
If there is no doubt that Berber languages
were spoken throughout North Africa in the
Hellenistic and early Roman periods, as the
Dougga inscription and many others show, this
is far less clear in the late Roman period. J.-B.
Chabots Recueil des inscriptions libyques lists
1,125 inscriptions from Tunisia and Algeria, none
of which is clearly datable later than the third
latine rcemment dcouverte dans lAurs, REA 46 (1944):
94120. P. Morizot, Pour une nouvelle lecture de lElogium de
Masties, AntAfr 25 (1989): 280, argues for a sixth-century date,
with Masties dying around 533; Modran, Maures, 4048 (n.
2 above), would put Mastiess career somewhat earlier. In any
case the inscription is as much as two generations later than
Djedar C, and it seems fairly clear that Christianity had begun
to penetrate outside the old Roman area by this time. For the
Christian images on the tomb of Djorf Torba: M. Lihoreau,
Djorf Torba ncropole saharienne antislamique (Paris, 1993);
G. Camps, Djorf Torba, EB 16:2485. For an interesting
view of the use of Christianity by Masties: G. Fisher and A.
Drost, Structures of Power in Late Antique Borderlands:
Arabs, Romans, and Berbers, in European and American
Borderlands: A New Comparative Approach, ed. J. W. I. Lee and
M. North(forthcoming).
50
dans lOccident romain (Ier sicle av. J.-C. IVe sicle aprs J.-C.),
Coll. EFR 134 (Rome, 1990), 243.
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
51
proto-Berber
proto-Amazigh
proto-East-West Amazigh
2000 bce?
1000 bce?
600 bce?
400 ce?
proto-Central AmazighZenatic
proto-Oasis
proto-West-Central Amazigh
proto-Tuareg
400 ce?
600 ce?
1100 ce?
1100 ce?
Siwa Augila Hoggar Ghat Ghadames Nefusa Wargla Mzab Shawiya Shenwa Beni-Snous Rif Senhaja Tamazigh Tashelhit Kabyle Zenaga
Tuareg
Fig. 3.9.
The relative
chronology and
preliminary dating of
the Berber languages,
with the Zenatic
/ proto-Central
Amazigh languages
in grey (drawing
by Christopher
Ehret and Andrew
Kitchen, adapted by
Elizabeth Fentress)
around 400 ce.48 This group includes the languages of the Mzab, Wargla, and the Western
Oases, along with that of the Aurs (Shawiya),
western Algeria, and the Moroccan Rif.49 It is
called here proto-Central Amazigh, although the
group was identified as Zenatic as early as 1920.50
This suggests that all of the Berber languages
now spoken in the western Maghrib, with the
exception of Kabyle and in the far southwest
Tashelhit, derive from a single parent language,
which was able to introduce a new, unified version of the language. This effectively eliminated
48 Idem, personal communication, based on preliminary
data.
from the desert group slightly earlier, which is consistent with the
antiquity of these sites as trading centers. The effect of these centers continues, as can be seen, for example, in the apparently more
recent exchanges between the languages of Ghat and Wargla.
50 E. Destaing, Note sur la conjugaison des verbes de formes
A Saharan Invasion?
Modran rightly points out that Procopius is in
no doubt that the Moors of the sixth-century
chieftain Iaudas were the same Moors dwelling
in the Aurs in 484.55 If we are really going to
postulate that they were immigrants from the
Sahara they would have to have arrived in the
Aurs at an earlier date, either from the Saharan
Atlas to the southwest, or up the line of oases that
stretches from Tamenrasset through Ouargla
and Touggurt. But the large numbers that they
seem to represent, if we are to believe that they
spoke essentially the same language as the groups
that moved into Mauretania and constructed
the Djedars, are unlikely to have shown up along
the limes much before the Vandal conquestor
indeed much after it, as they are specifically mentioned as having had an alliance with the Vandals,
and Gelimer took refuge with Iaudas. There is
one clear indication, however, of a pre-Vandal
buildup of pressure on the Numidian limes.
This is the well-known letter of St Augustine to
Boniface, comes of Africa. In it he remembers
how, a few years earlier, he had visited Boniface
at Tobna (Thubunae or Tubunae) in the Hodna,
where he was a tribune, presumably praepositus
of the limes Thubunensis. Here Augustine persuaded him not to give up public life in mourning
for his wife because of the importance of protecting the church from the incursions of barbarians.56 But in 427, Augustine felt that Bonifaces
inaction, despite his sizable army, made him
responsible for the devastation of Africa at this
forms of the b are present: a circle with a dot inside it, found
on the Dougga inscription, and one with a straight line, like a
theta, which is characteristic of Tifinagh (both ancient and
modern).
55 Modran, Maures, 389 and passim. For what it is worth,
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
53
Fig. 3.10.
Southern Numidia:
the fourth-century
limes (map by
E.Fentress)
54
The Garamantes
Ancient authors, from Herodotus onward,
tell us that the Garamantes inhabited the area
now known as Fazzan, in southern Libya; they
engaged in agriculture, raided their southern
neighbors for slaves, and participated at various
59 B.Vand. 4.10.28.
60 Modran, Maures, 38789.
pumped wells in the 1950s; the Garamantes practiced sophisticated forms of oasis agriculture,
growing durum wheat, barley, sorghum, cotton,
grapes, figs, and so forth.66 In the northern of
the three principal oasis belts that constitute the
Fazzan, the Wadi asc-Sciatti, agriculture was fed
by irrigation channels from artificially developed
artesian springs; in the central wadi, the Wadi alAjal, and outlying oases, it was fed by foggaras,
subterranean tunnels that tapped groundwater,
dug between closely spaced shafts for access, maintenance, and the removal of spoil. This is the same
technology as the Persian qanat or karez. Over 550
foggaras, ranging from 100 meters to 4.5 kilometers in length, are known from the Wadi al-Ajal,
and probably another fifty to a hundred in other
parts of the Fazzan; they are all long-abandoned,
but are spatially associated with Garamantian
settlements, and in some cases with Tifinagh
inscriptions too. In some areas of the Wadi al-Ajal
foggara irrigation was supplemented by shaduf
wells; further south, around Murzuq, shaduf wells
were the main technology sustaining an extensive landscape of fortified villages, based around
a central gasr in the middle of the settlement,
with a surrounding field system, and outlying
cemeteries.67 In a few places, where the topography allowed, some sites or fields were supplied by
foggaras as well. The larger settlements were small
towns; the capital Garama (modern Jarma in
the Wadi al-Ajal) had monumental architecture
including ashlar-built temples and a Roman-style
bath (whose hypocaust and flue tiles have been
found), while other fortified settlements in the
Edeyen Murzuq exhibit rectilinear planning.68
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
55
56
de leau (Paris and New York, 1979), 11516; El Guettar and the
Nefzaoua: A. I. Wilson, Foggaras in Ancient North Africa:
Or How to Marry a Berber Princess, in Contrle et distribution
de leau dans le Maghreb antique et mdival (Rome, 2009), 33.
Waddan and Sokna: Lamin Ali Lamin, personal communication 2005.
foggara technology with Berber/Saharan peoples, and oppose it to Roman water supply technology.76 The importance of this is that it pulls
the rug out from under Modrans argument that
invading Berbers from the south could not have
operated the irrigation systems of Ksar Baghai.
Both the foggaras and the shaduf wells tapped
groundwater, and their failure in the Fazzan was
due to a drop in the groundwater table.77 The
jury is still out on whether this was due principally to climatic aridification, or to human overexploitation of the water table; recent geological
research suggests that the regional system of aquifers known as the Continental Intercalaire is very
76 A. I. Wilson, Foggara Irrigation, Early State Formation and
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
57
Fig. 3.11.
Trade networks in
the Sahara (map
by A. Wilson and
M.Anastasi)
leaky and the water table has indeed been dropping slowly and steadily for thousands of years.
This process may have been exacerbated at times
by climatic change and human overexploitation,
but it may be that the Garamantes were simply
able to exploit it during a window of a few centuries before the water table dropped beyond the
reach of the available technologies. We can trace
this process at work through the manifold efforts
to prolong the life of the foggaras by works to
deepen them and augment their flow, and several phases can be identified in some areas of the
Wadi al-Ajal. First is the extension back southward toward the escarpment at whose foot they
tapped water; second, the addition of tributaries to increase flow; third, the deepening of the
channels, necessitating a migration of their outlet
points to lower-lying ground further north; and,
finally, the capture of some foggaras to serve as
tributaries of others, resulting in a reduction of
the number of outlets, and thus a reduction of the
number of settlements and in the area of the irrigated fields they served.78 For the landscapes reliant on the shaduf well, the dropping of the water
table had more sudden and dramatic effects that
could not be staved off quite as long; once the
water had dropped beyond the reach of the shaduf
arm, the settlements and their fields were simply
abandoned. The only ones that survived were in
lower-lying natural depressions where water still
comes to the surface, as at Murzuq itself.79
58
above).
Mattingly, Laguatan.
Conclusions
The parallels between the Tripolitanian situations and the Moorish troubles in Numidia with
which we started may now be drawn together.
Morizots landscape of small Roman villages
and farms in the Aurs is strikingly similar in
90 Inscriptions: Brogan, Inscriptions in the Libyan
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
59
Fig. 3.12
Tombs showing possible
Saharan influence at
Ghirza, cemetery 5
(drawings by Brogan
and Smith, from eidem,
Ghirza, fig. 35 p. 109).
60
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
61
62
trans. G.-G. Lapeyre (Paris, 1929), 33; cf. ibid. 7, ed. Lapeyre, 45,
when they return to the country magis eligentes Mauros habere
vicinos quam pati molestissimos arianos. See Y. Modran, La
chronologie de la vie de saint Fulgence de Ruspe et ses incidences
sur lhistoire de lAfrique vandale, MlRome 105, no. 1 (1993):
13588.
103 Y. Thbert and J.-L. Biget, LAfrique aprs la disparition
The Saharan Berber Diaspora and the Southern Frontiers of Byzantine North Africa
63