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44 S.Ct.

149 Page 1
263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362
(Cite as: 263 U.S. 413, 44 S.Ct. 149)

question, held not to show that the judge had a dis-


qualifying interest.
Supreme Court of the United States.
ROOKER et al. Judgment 228 660
v.
FIDELITY TRUST CO. et al. 228 Judgment
No. 295. 228XIV Conclusiveness of Adjudication
228XIV(A) Judgments Conclusive in Gener-
Submitted on Motion to Dismiss or Affirm Nov. 26, al
1923. 228k660 k. Erroneous or Irregular Judg-
Decided Dec. 10, 1923. ment. Most Cited Cases
Where constitutional questions actually arose in a
Appeal from the District Court of the United States cause in which a state court had jurisdiction of the
for the District of Indiana. subject-matter and of the parties, that court's de-
cision, whether right or wrong, is conclusive, unless
Suit in equity by Dora E. Rooker and another
and until reversed or modified by a timely and ap-
against the Fidelity Trust Company and others.
propriate appellate proceeding.
From a decree dismissing the bill, plaintiffs appeal.
On motion to dismiss the appeal, or, in the alternat- Declaratory Judgment 118A 255
ive, that the decree be affirmed. Motion to dismiss
overruled, and motion to affirm granted. 118A Declaratory Judgment
118AIII Proceedings
West Headnotes 118AIII(A) In General
118Ak255 k. Limitations and Laches.
Judges 227 42
Most Cited Cases
227 Judges Where the period allowed by Act Sept. 6, 1916, § 6,
227IV Disqualification to Act 28 U.S.C.A. § 2101, and note, within which a pro-
227k41 Pecuniary Interest ceeding may be begun for the correction of errors,
227k42 k. In General. Most Cited Cases expired before a bill was filed in a federal District
Court to have a state Supreme Court judgment de-
Judges 227 43 clared void because of alleged violations of the fed-
eral Constitution committed by that court in the ex-
227 Judges ercise of its jurisdiction, the bill will be dismissed,
227IV Disqualification to Act as an aggrieved litigant cannot do indirectly what
227k41 Pecuniary Interest he no longer can do directly.
227k43 k. Stockholder of Corporation.
Most Cited Cases Declaratory Judgment 118A 274.1
That one of the state Supreme Court judges who
participated in a decision concerning the duties of a 118A Declaratory Judgment
corporation holding property under at trust was an 118AIII Proceedings
executor and trustee under a will admitted to pro- 118AIII(B) Jurisdiction and Venue
bate a day or two before or after the date of that de- 118Ak274 Jurisdiction of Federal Courts
cision, and that testator had many shares in corpor- 118Ak274.1 k. In General. Most Cited
ations holding property under a trust like that in Cases
(Formerly 118Ak274)

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44 S.Ct. 149 Page 2
263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362
(Cite as: 263 U.S. 413, 44 S.Ct. 149)

Under 28 U.S.C.A. § 1331 et seq., the jurisdiction the Judicial Code (Comp. St. § 1215).
possessed by the District Court is strictly original,
and it has no power to entertain a bill to declare a The appellees move that the appeal be dismissed, or
judgment of a state court, affirmed by the state Su- in the alternative that the decree be affirmed.
preme Court, void on the theory that, in the exer-
The appeal is within the first clause of section 238;
cise of its jurisdiction, the state Supreme Court
so the motion to dismiss must be overruled. But the
made rulings violating provisions of the federal
suit is so plainly not within the District Court's jur-
Constitution.
idiction as defined by Congress that the motion to
**149 *414 Wm. V. Rooker, of Indianapolis, Ind.,
affirm must be sustained.
for appellants, in opposition to the motion.
It affirmatively appears from the bill that the judg-
Charles E. Cox, of Indianapolis, Ind., for appellees,
ment was rendered in a cause wherein the circuit
in support of the motion.
court had jurisdiction of both the subject-matter and
the parties, that a full hearing was had therein, that
Mr. Justice VAN DEVANTER delivered the opin- the judgment was responsive to the issues, and that
ion of the Court. it was affirmed by the Supreme Court of the state
on an appeal by the plaintiffs. 131 N. E. 769. If the
This is a bill in equity to have a judgment of a cir- constitutional questions stated in the bill actually
cuit court in Indiana, which was affirmed by the arose in the cause, it was the province and duty of
Supreme Court of the state, declared null and void, the state courts to decide them; and their decision,
and to obtain other relief dependent on that out- whether right or wrong, was an exercise of jurisdic-
come. An effort to have the judgment reviewed by tion. If the decision was wrong, that did not make
this court on writ of error had failed because the re- the judgment void, but merely left it open to re-
cord **150 did not disclose the presence of any versal or modification in an appropriate and timely
question constituting a basis for such a review. appellate proceeding. Unless and until so reversed
Rooker v Fidelity Trust Co., 261 U. S. 114, 43 Sup. or modified, it would be an effective and conclusive
Ct. 288. The parties to the bill are the same as in adjudication. Elliott v. Peirsol, 1 Pet. 328, 340, 7 L.
the litigation in the state court, but with an addition Ed. 164; Thompson v. Tolmie, 2 Pet. 157, 169, 7 L.
of two defendants whose presence does not need Ed. 381; *416Voorhees v. Bank of United States,
special notice. All are citizens of the same state. 10 Pet. 449, 474, 9 L. Ed. 490; Cornett v. Williams,
The grounds advanced for resorting to the District 20 Wall. 226, 249; Ex parte Harding, 120 U. S.
Court are that the judgment *415 was rendered and 782, 7 Sup. Ct. 780, 30 L. Ed. 824. Under the legis-
affirmed in contravention of the contract clause of lation of Congress, no court of the United States
the Constitution of the United States (article 1, § other than this court could entertain a proceeding to
10, cl. 1) and the due process of law and equal pro- reverse or modify the judgment for errors of that
tection clauses of the Fourteenth Amendment character. Judicial Code, § 237, as amended by Act
(section 1), in that it gave effect to a state statute al- Sept. 6, 1916, c. 448, § 2, 39 Stat. 726 (Comp. St. §
leged to be in conflict with those clauses and did 1214). To do so would be an exercise of appellate
not give effect to a prior decision in the same cause jurisdiction. The jurisdiction possessed by the Dis-
by the Supreme Court of the State which is alleged trict Courts is strictly original. Judicial Code, § 24
to have become the ‘law of the case.’ The District (Comp. St. § 991). Besides, the period within which
Court was of opinion that the suit was not within its a proceeding might be begun for the correction of
jurisdiction as defined by Congress, and on that errors such as are charged in the bill had expired
ground dismissed the bill. The plaintiffs have ap- before it was filed, Act Sept. 6, 1916, c. 448, § 6,
pealed directly to this court under section 238 of 39 Stat. 726 (Comp. St. § 1228a), and, as is pointed

© 2010 Thomson Reuters. No Claim to Orig. US Gov. Works.


44 S.Ct. 149 Page 3
263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362
(Cite as: 263 U.S. 413, 44 S.Ct. 149)

out in Voorhees v. Bank of United States, supra, pass, to the executors and trustees for administra-
after that period elapses an aggrieved litigant can- tion and disposal under the will. The judge's rela-
not be permitted to do indirectly what he no longer tion or prospective relation to that estate and to the
can do directly. stocks belonging to it is the sole basis of the charge
that he had **151 a disqualifying interest in the
Some parts of the bill speak of the judgment as giv- case. We think the facts set forth and relied upon
en without jurisdiction and absolutely void; but this neither support nor tend to support the charge; and
is merely mistaken characterization. A reading of we experience difficulty in reconciling its presence
the entire bill shows indubitably that there was full in the bill with the care and good faith which
jurisdiction in the state courts and that the bill at should attend the preparation of such a pleading.
best is merely an attempt to get rid of the judgment Certainly the charge does not change the nature of
for alleged errors of law committed in the exercise the bill or require that it be given any effect which
of that jurisdiction. it otherwise would not have.

In what has been said we have proceeded on the as- Decree affirmed.
sumption that the constitutional questions alleged to
have arisen in the state courts respecting the valid- U.S. 1923
ity of a state statute (Acts 1915, c. 62), and the ef- Rooker v. Fidelity Trust Co.
fect to be given to a prior decision in the same 263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362
cause by the Supreme Court of the state ( 185 Ind.
172, 109 N. E. 766), were questions of substance, END OF DOCUMENT
but we do not hold that they were such-the assump-
tion being indulged merely for the purpose of test-
ing the nature of the bill and the power of the Dis-
trict Court to entertain it.

A further matter calls for brief notice. The bill


charges that the judgment of affirmance by the Su-
preme Court *417 of the state is void because one
of the judges participating therein had an interest in
the case which worked his disqualification. The
case related to the duties and obligations of a cor-
poration holding property under a conventional
trust. The facts set forth to show the disqualifica-
tion are as follows: Three or four years theretofore
a citizen of the state had executed a will wherein he
designated the judge as one of the executors and
trustees under the will. The testator died about the
time the case was submitted to the court, and the
will was admitted to probate a day or two before or
after the judgment of affirmance. The judge became
an executor and trustee under the designation in the
will. When the will was executed, and up to the
time of his death, the testator owned many shares of
stock in corporations holding property under trusts
like that in question. The stock was to pass, and did

© 2010 Thomson Reuters. No Claim to Orig. US Gov. Works.

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