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/ TM--2000-210371
A Comparison
Gear
Damage
Applied
Paula
Glenn
Detection
to Pitting
J. Dempsey
Research
Prepared
Center,
Cleveland,
and
Oil Debris
Methods
Damage
Ohio
for the
13th International
Engineering
Congress
on Condition
Monitoring
and
Diagnostic
Management
sponsored
Houston,
National
of Vibration
by the Society
Texas, December
Aeronautics
Space
Administration
Glenn
Research
September
Center
2000
and
for Machinery
3-8, 2000
Failure
Prevention
Technology
Available
NASA Center
7121 Standard
for Aerospace
Drive
from
National
Information
Technical
Information
Service
Hanover,
MD 21076
Price Code: A03
Available
electronically
at http://gltrs.grc.nasa.gov/GLTRS
A COMPARISON
OF VIBRATION
DETECTION
METHODS
AND
Paula
National
Helicopter
real-time
flight
Health
performance
critical
helicopter
propose
fusion
intelligent
DAMAGE
DAMAGE
J. Dempsey
Monitoring
Systems
Some
diagnostics
provide
to prevent
reliable,
damage
are an important
of transmission
vibration
benefits
must
parameters
the reliability
two technologies,
systems.
(HUMS)
operating
transmission
to improve
combining
Ohio 44135
of helicopter
Helicopter
In order
researchers
and
Usage
monitoring
components.
HUMS.
GEAR
TO PITTING
Aeronautics
and Space Administration
Glenn Research Center
Cleveland,
Abstract:
OIL DEBRIS
APPLIED
part of a
diagnostics,
of combining
multiple
many
using
sensors
of
data
to make
decisions
detected.
include
improved
detection
capabilities
and increased
probability
the event is
However,
if the sensors are inaccurate,
or the features extracted
from the sensors
are poor
predictors
of transmission
accuracy
of damage
prediction.
vibration
focuses
on comparing
commercially
methods
on-line
to the vibration
Keywords:
Damage
oil debris
monitor
algorithms
detection;
Various
has
condition.
an early
occurred.
Oil debris
These
monitoring
bridge
on-line
Health
monitoring;
monitors
And new
to identify
NAS A/TM--2000-
vibration
damage
the
integrity
of
This research
and NA4,
and a
on spur gears
in
algorithms
analysis,
component
Although
intelligent
major
210371
not commonly
wear
particles
oil monitors
abnormal
consists
when
for assessing
wear related
mainly
of off-line
are collected,
the debris
are currently
transmissions.
being
gearbox
conditions
at
oil analysis,
changes
Vibration
vibration.
Algorithms
have been
accelerometers
to detect when gear
oil samples
failure.
monitor;
in helicopter
for gearboxes
For off-line
damage.
Oil debris
damage
the contacts.
oil debris
lated mass.
ability
debris.
between
FM4
pitting
gear pitting
monitoring
that captures
will decrease
the individual
algorithms,
to detect
in detecting
Gears;
techniques
sensors
verify
of two vibration
The method
most widely
used involves
monitoring
developed
using vibration
data collected
from gearbox
damage
of these
one must
Research
Center Spur Gear Fatigue Test Rig. Results from this research
rate of change
of debris mass measured
by the oil debris monitor
is
comparable
Introduction:
integration
prior to integrating
the capability
available
health,
uses a magnet
forms
an electrical
many
engines
have
that have
the
The goal of
future
HUMS
of commercially
warning
rates
extensive
limits
available
are average
interpretation
failures.
is to increase
available
oil debris
based
on the number
sensors
into one
the
vibration
methods
into a reliable
health
of the work
vibration
oil debris
the relative
performance
Apparatus
and
Test
to the other.
friction
losses
effective
stress.
Fatigue
The power
run in a manner
data. For these
71 ft-lbs.
Prior to collecting
were inspected
Vibration
loading
required
approximate
measured
pressure
by passage
was measured
NASA/TM--2000-210371
pitting
the
of
damage.
damage
was
1 shows
is only enough
spur gears
while
to be correlated
10,000
RPM
throughout
and through
flange
with
28 teeth,
to provide
to the vibration
the duration
accelerometer
and
torque
available
oil debris
mass.
The sensor
and calculates
that creates
using a capacitance
sensor
where
of 10 ft-lbs.
sensors installed
that measures
transducer.
the change
of the sensor
the number
an accumulated
of particles,
in a
output
their
were
the amplitude
measures
was
locations
an acceptable
and applied
and correlated
together
to overcome
having
maintaining
in
the test
are coupled
of a metal particle
to the particle
[4]. Figure
stress
was documented
a commercially
by an optical
of
the performance
of optimum
signal is proportional
detection
prior to fusing
are standard
for damage
the damage
the
the performance
gear
the shafts
the system
gear contact
using vibration,
field caused
mechanism
that allows
Location
magnetic
mass.
Center
principle,
to drive
accelerometers.
was collected
Research
on a four square
periodically
was found,
was measured
piezoelectric
in detecting
Glenn
require
impeding
to improving
and compare
techniques
monitor
damage
is to evaluate
tests were
visual
key
Experimental
Operating
oil debris
Test gears
trending
[3]. Comparing
in the system
bending
systems
that indicate
require
False
of these methods.
based
or the accumulated
critical
is detected
based
by a hydraulic
respect
is 60 percent.
algorithms
systems
by replacing
fault detection
system.
herein
controlled
in the facility.
applied
reported
analysis
of particles
techniques
The current
[2]. Vibration
to create
is the
monitoring
Procedure:
system
monitoring
data from
hours
monitor
that damage
measurement
The objective
apparatus
flight
false alarms
system.
vibration
diagnosticians
damage
Integrating
and decrease
intelligent
through
1 per hundred
capabilities
Experimental
HUMS
by trained
Commercially
to predict
and
reliability
Figure
2.--Accelerometer
1.--Spur
Oil debris
Gear Fatigue
monitor,
real-time
using
co-developed
minute.
recorded
Vibration
every
Vibration
Diagnostic
FM4
resulting
from damage
occurs,
time
Parameters:
parameters
average
is a technique
obtained
FM4
was
to react
Experimentation
and pressure
were
calculated
by taking
values
of the vibration
used to extract
the average
average
and
to detect
of teeth
in
in Real Time,
data was recorded
from
duration
this data
and
filtering
Several
statistical
meshing
components
are filtered
meshing
components
sidebands.
Two statistical
the filtered
signal.
Kurtosis
210371
relative
as a basis
operations
are used
standard
is the function
that quantifies
gear
damage
Signal
time
the
synchronous
noise by averaging
time synchronous
with each record
The desired
average
is
starting
at
signal,
which
signals.
This
to calculate
FM4.
in a difference
frequencies
deviation
are
to the non-periodic
for FM4
operations,
from additive
will intensify
the
3. When
is calculated.
waveforms
pattern
to detect
Prior to calculating
is used
in the vibration
as it spreads
of the signal
signal
changes
of approximately
data
periodic
parameters
time synchronous
diagnostic
to the damage
NASA/TM--2000-
and processed
NA4
developed
is synchronous
and
number
with nominal
increases
synchronous
the vibration
FM4
Two vibration
on a limited
and to continue
the value
averaging
Basic
Oil debris
and NA4.
of damage
dimensionless
Ames.
removed).
Ames-Lewis
and NASA
on
minute.
analysis,
onset
ALBERT,
Glenn
Vibration
Test Rig.
pressure,
the program
by NASA
speed,
cover
locations
First
signal.
their harmonics
and kurtosis,
the
regular
The regular
how "Gaussian"
a time history
on
is,
( 1)
RMSDS
where
K = kurtosis
RMSDS
= standard
deviation
Kurtosis,
the fourth
moment
of the difference
signal
of a probability
density
function,
is calculated
by,
(2)
where
d = difference
,4 = mean
signal
value
of the difference
N = total number
RMSDS,
signal
of interpolated
the standard
data points
deviation
per reading
of the difference
signal
is calculated
by [11]
RMsvs-.
(3)
i=1
involves
is calculated
retaining
components
of the difference
the kurtosis
of a data record
is divided
by the square
the variance
in a similar
The second
divided
change
variance.
data records
to FM4,
when
by the square
of the average
of all previous
manner
sidebands
calculating
is that while
of the variance
The average
the regular
FM4
meshing
is calculated
of the same
variance
The first
record,
is the mean
by
NA4
value
of
[12].
NZ(,_
NA4(M)
-i:) 4
i=1
",
(4)
j=l
where
r = residual
signal
of time synchronous
i: -- mean
value
of residual
N = total number
i = interpolated
averaged
data point
reading
j = reading
number
NAS AfI'M--2000-210371
signal
signal
of interpolated
M = current
frequencies
number
data points
per reading
per reading
number
removed
from FFT
Discussion
of Results:
The analysis
discussed
testing
measured
of Gear
damage
Set 1. Vibration
in this section
monitor
occurred.
algorithms
are
on data collected
from
FM4,
plotted
is based
NA4,
versus
reading
number.
mass
Readings
were
During
significant
at readings
to load
spikes
of testing,
up to speed,
ten shutdowns
of the running
average
changes
research
observation
indicated
is needed
in the accumulated
pitting
is defined
particle
for the
passed
load changes
shutdowns
in the denominator
of this algorithm.
not a damaged
The sensitivity
in several
sensitivity
through
gear.
research
of NA4
at reading
4681,
the sensor,
to correct
These
after
Additional
To restart
on Fig. 3 following
Unfortunately,
occurred.
flushed
papers
[ 13, 14].
to load.
Another
causing
of
monitor
a large increase
the
appeared
to occur
at reading
1/64 inches
11647.
Initial pitting
in diameter
with a depth
of this paper
1/64 inches.
At the
completion
of the test, the gears were inspected
for damage. Initial pitting was observed
on
tooth 12 of both the driven and driver gears. By visual observation
of the overall plot on
Fig. 3, all parameters
Figure
damage
4 has an expanded
progressed.
accelerometers,
occurs.
showed
Figure
Y scale in order
Reviewing
and
the
5 shows
a significant
increase
to observe
accumulated
mass
increase
damage
significantly
when
._J_[
housing
|n
Z<
"_
_
_
shaft "--_
housing
HI
I_
20_
"
_,
_"
_.
'
.....
2000
4000
6000
3.--Plot
of vibration
I ......
8000
Reading
10 000
I
12 000
"_
II,
14 000
number
gear set 1.
71
__Oild- ,,r, i
10
Figure
pitting
i_4
FM4 shaft
.................FM4
NA4
NA4
to occur.
algorithms
,-t
began
30
NASA/TM--2000-2103
pitting
the increase
40
when
data for
for both
damage
of the test.
4O
i_
15
3O
4
FM4 shaft
..........
FM4 housing
NA4 shaft
<
Z
!_
NA4 housing
Oil debris
20-
31
m-
i!!
ii i:'
10
I
110O0
Figure
I 1 500
12 000
4.--Plot
12 500
Reading
number
of vibration
Driver
Figure
13 000
13 500
monitor
14 000
data for
scale).
tooth
12
5.---Gear
Driven
damage
tooth 12
at completion
During
startup
mentioned
sensor
occurred
previously,
during
restarts.
Based
generated
these chips
during
may become
on this data,
a simple
Instead,
this is shown
m = accumulated
> .005
mass
t = time in minutes
number
when
step change
gear
tests
of particles
And, as
through
where
the
pitting
or accumulated
that
limit.
below:
where
NASA/TM--2000-21037
results
of the mass over the time from the last step change
that describes
mNmN-I
t N - tN_ 1
N -- reading
from
limit on number
damage.
the sensor.
and experience
threshold
to indicate
in mass
occurred
(5)
Based
on experimental
several
data collected
experiments
when no damage
occurred,
pitting
damage
Defining
threshold
limits
for vibration
occurred
is a more challenging
indicate
pitting
initiation
of pitting
which
damage
generated
has occurred
for vibration
range
to indicate
research
papers
parameter
NA4.
no damage
occurred
calculating
standard
the mean
deviation
varied,
and standard
was added
a weighted
average
defined
deviation
of FM4
pitting
ranged
each
the number
calculated
damage
7 as threshold
FM4,
has
value to
values
for
[ 16]. Since
as
to the mean
and
was calculated
For parameter
this experiment
when
additional
for each test with a total of 1204 hours. The data recorded
damage
during
algorithms
task. Several
monitor
a value of.005mg/minute
based
no
Next,
of readings
on the number
3 times
the
recorded
during each test. The weighted average was used as the threshold
limit for FM4.
From this exercise the limit for FM4 was set at 4.4503. Based on these threshold
limits, FM4
and the oil debris
false alarms
that
monitor
indicate
occurred
during
this test.
vibration
minimize
levels to increase,
false alarms.
Figures
algorithms
plotted
5314
FM4,
versus
readings
accelerometer
pitting
pitting
damage
appeared
NA4,
reading
Since
future
collected
located
research
is required
measured
Readings
over
on the shaft
to occur
91- I
/
factors
were
several
of the data
other
FM4
'
'
'
once
located
Oildebris
1
_
12_
0
1000
2000
3000
Reading
Figure
6.--Plot
of vibration
5000
6000
number
gear set 2.
NASA/TM--2000-210371
4000
monitor
the
Initial
'!!If I
are
this test,
for both
on the housing.
monitor
During
calculated
at Reading
i iI_
limits to
Set 2. Vibration
per minute.
were
can cause
algorithm
!Hll
NA4ho_sin_
damage
of Gear
were inspected
'
gear
vibration
testing
and NA4
than
measured
to refine
were recorded
5020.
I-
during
mass
88 hours.
at reading
--
sooner
data for
12_
24
4500
4600
Figure
4200
7.--Plot
4800
4900
5000
5100
Reading
number
of vibration
Driver
tooth
Driver
5200
I
5300
5400
monitor
5500
data for
scale).
teeth
15 and
16
Driver
teeth
17 and
18
Driven
tooth 9
Figure
NASA/TM--2000-
210371
Driven
8.--Gear
tooth
15
damage
Driven
teeth
at completion
16 and
17
Driven
tooth
18
pitting
was observed
pitting
is more severe
the pitting
of this paper,
1/64 inches
damage
in diameter
and cover
is defined
the diameter
is greater
1/16 inches.
From
than
the inspection,
tooth
driver
and driven
occur
on driver
initial
gears
teeth
teeth
was
numbers
17 and
Spalling
if the depth
is similar
is greater
were inspected
observed
in size.
teeth
pitting
photos
than
pitting
than 50 percent
than
1/64 inches
of
and
of the
was observed
off. For
is greater
at the completion
on driver
and destructive
18. Figure
on several
to destructive
area (greater
if the depth
The gears
of initial
pitting
a considerable
as spalling
pitting
14. A combination
were observed
area). Damage
driven
and spalling
is defined
tooth contact
test.
pitting
on both the
was beginning
of the
damaged
increase
when
teeth
to
at test
completion.
Referring
occurs.
at readings
4903,
at reading
380 caused
assessed
three
the reliability
of this research
to increase
research
includes
performance
oil debris
Based
monitor
through
limits
the sensor
when
quantify
damage
performance
pitting
thresholds,
of each parameter
intelligent
system
make an accurate
NASA/TM--2000-210371
are made
to decrease
existing
restarts,
load
is improved,
trapped
effect
parameters,
load changes
NA4
is a method
pitting
line,
the
that are
a significant
be defined
Once
can be combined
data, interpret
to set
damage.
parameters
must
the
requires
each showed
techniques
Future
to improve
in the lubrication
monitor
have
to load changes.
and
due to actual
Analytical
the three
to a
improvement
and to minimize
the
to the individual
its sensitivity
algorithms.
to occur.
Improving
to integrate
from chips
research
of gear failure.
between
chips
algorithms
gear pitting.
attempting
The second
began
of vibration
detecting
before
improvements
for vibration
FM4, NA4,
will improve
This preliminary
methodology
prediction
a relationship
during
damage
when
monitoring
that several
to differentiate
increase
health
must be modified
of this algorithm.
failure.
must be done
to improve
into
at Reading
is most likely
the capability
gear pitting
parameters
performance.
looking
damage
also occurred
This increase/decrease
was to compare
Once improvements
indicate
their individual
flushed
system.
Shutdowns
slightly.
to detect
parameters
can be combined
pitting
algorithms.
of the individual
into an intelligent
transmission
the parameters
Results
monitor
of the individual
parameters
helicopter
spike of NA4.
of the vibration
the large
then decreased
An integrated
capability
Conclusions:
a significant
show
to
the
into an
References:
l.
Howard,
Debris
Technologies.
Monitoring
2.
Presented
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R.M.: Advanced
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Byington,
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Swansea
1999.
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HUM
in Gearbox
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Lynwander,
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Systems
J.J., Townsend,
Memorandum
& Technology
Gear
Fatigue
105416,
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Zakrajsek,
J.J., Townsend,
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H.J.,
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NASA/TM--2000-210371
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102340, November
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1999. Editor:
4.
cation
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10
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D.P.:
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Vibration
Memoran-
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P/PM
REPORT
DOCUMENTATION
PAGE
FormApproved
OMB No. 0704-0188
Public
reporting
gathering
and
collection
Davis
of
burden
maintaining
for
information,
Highway,
this collection
of information
is
the data
needed,
and completing
including
Suite
1204,
suggestions
Arlington,
VA
for
estimated
to average
and
reviewing
the
reducing
22202-4302,
this
and
burden,
to
the
to
Office
1 hour
collection
per
of
Washington
of
response,
+nformation.
including
Send
Headquarters
Management
and
the time
comments
Services,
BudgeL
2. REPORT DATE
for reviewing
instructions,
searching
regarding
this burden
estimate
or
Directorate
Paperwork
for
Reduction
information
Project
Technical
2000
(0704-0188),
5.
of Vibration
to Pitting
Gear
existing
any
other
Reports.
Washington,
data
sources,
aspect
of this
1215
DC
Jefferson
20503.
Damage
Detection
Memorandum
FUNDING
NUMBERS
Methods
Damage
WU-581-30-13-00
6. AUTHOR(S)
Paula
and
September
Applied
Operalions
J. Dempsey
Aeronautics
H. Glenn
Cleveland,
and Space
Research
Ohio
National
Administration
Center
at Lewis
Field
E-12423
44135-3191
9. SPONSORING/MONITORING
Aeronautics
Washington,
8. PERFORMING ORGANIZATION
REPORT NUMBER
DC
10. SPONSORING/MONITORING
AGENCY REPORT NUMBER
Administration
20546-0001
NASA
TM--2000-210371
for the
sponsored
13th International
by the Society
Responsible
person,
Paula
12a. DISTRIBUTION/AVAILABILITY
on Condition
Failure
J. Dempsey,
Monitoring
Prevention
organization
and Diagnostic
Technology,
code
5950,
Houston,
(216)
Engineering
Texas,
Management
December
3-8,
2000.
433-3398.
STATEMENT
- Unlimited
Unclassified
Subject
Congress
for Machinery,
Category:
This publication
01
Distribution:
is available
Nonstandard
Information.
(301) 621-0390.
Health
helicopter
operating
an important
part
Usage
combining
benefits
of combining
predictors
reason,
gies.
This
available
multiple
is detected.
must
health,
focuses
Fatigue
Test
Rig.
Results
monitor
is comparable
from
decisions
this research
to the vibration
sensors
pitting
indicate
algorithms
data
improved
will
decrease
of two vibration
in detecting
and intelligent
capabilities
extracted
methods
algorithms,
of change
gear
fusion
pitting
Gears;
Damage
of damage
and NA4,
mass
probabil-
are poor
prediction.
FM4
Glenn
Some
For
this
and a commercially
Research
measured
Center
Spur
Gear
damage.
detection;
Transmissions;
systems.
the sensors
are
researchers
and increased
to integrating
from
of
diagnostics
many
prior
in the NASA
of debris
monitoring
transmission
diagnostics,
the accuracy
on spur gears
performance
Helicopter
detection
or the features
damage
real-time
of transmission
using
include
of vibration
the capability
to detect
the reliability
are inaccurate,
of these
reliable,
components.
integrity
on comparing
monitor
provide
critical
to improve
if the sensors
integration
must
of flight
In order
to make
the individual
oil debris
(HUMS)
damage
vibration
sensors
However,
verify
research
on-line
HUMS.
two technologies,
of transmission
one
Systems
to prevent
of a helicopter
propose
Monitoring
parameters
Health
assessment;
monitoring;
Pitting
Oil debris
monitor;
Vibration;
fatigue
16
16. PRICE CODE
20. LIMITATION OF ABSTRACT
Unclassified
Standard
Form
Prescribed
298-102
by
298
ANSI
Std.
(Rev.
Z39-18
2-89)
ERRATA
NASA
Technical
A COMPARISON
Memorandum
OF VIBRATION
21037 l
AND
OIL DEBRIS
GEAR DAMAGE
DETECTION
METHODS
APPLIED
TO PITTING
DAMAGE
Paula
J. Dempsey
September
Page 4: Equation
FM4
(1) should
K
(RMSDS) 4
be
2000