Mfs 5 Sem

9/19/2016
111.93.136.228/KnowledgePro/displaySyllabusCoursePlan.do?method=getSyllabusAndCoursePlanBySubjectId&subjectId=8750&displayBelow=Not
CourseName:MANAGEMENTOF
FINANCIALSERVICES
Class:5BCOMHB
CourseCode:COH541B
Syllabus
TotalTeachingHoursForSemester:60
MaxMarks:100
NoofLectureHours/Week:4
Credits:3
CourseObjective
The paper is offered to provide wide knowledge of financial services available in India and basic knowledge of
depository system. It helps to learn different financial services and products. The students will also learn how the
financialservicesfirmsworksandvarietyofproductsandservicesofferedbythem.
LearningOutcome
TogaincomprehensiveknowledgeofallaspectsrelatingtofinancialservicesindustryinIndia
Togivegoodknowledgeaboutmutualfundindustryandanalyzevariousmutualfunds
ToprovidegoodknowledgeaboutHirepurchaseandleasingindustry
Understand the institutional structure of the depository system in India and the business partners of a
depository.
Unit1
TeachingHours:8
FinancialServices
Meaningfeatures of financial servicesClassificationscopeFund Based ActivitiesNonfund based Activities Modern
Activities Sources of Revenue causes of Financial Innovation , Financial Services and promotions of Industries New
Financial Products and Services innovative Financial Instruments Challenges Facing the Financial Service sector
PresentScenario.
Unit2
TeachingHours:8
MerchantBanking
Definition origin merchant banking in Indiamerchant banks and commercial banks , services of merchant banks
qualitiesrequiredofmerchantbankers,merchantbankersasleadmanagersguidelinesmerchantbankerscommission?
ScopeofMerchantBankinginIndia,ProhibitionofFraudulentandUnfairTradePracticesRelatingtotheSecurities
MarketregulationProhibitiononDealing/Communicating/CounselingonMattersRelatingtoInsiderTradingIssueof
capitalandDisclosureRequirementsRegulationsSEBIissueandListingofDebtSecuritiesRegulation2008..
Unit3
TeachingHours:8
MutualFunds
DefinitionOriginoftheFundTypeofFunds/ClassificationofFundsImportanceofMutualFundsOrganizationofthe
fund,NetAssetValueSelectionofaFund,PerformanceEvaluationofMutualfunds.
Unit4
TeachingHours:6
VentureCapital
ConceptMeaningFeaturesActivitiesofVCFundsScopeofVenturecapitalImportanceOriginInitiativeinIndia
VenturecapitalGuidelinesMethodofVentureFinancingSuggestionsfortheGrowthofVentureCapitalTheoretical
FrameworkIndianVenturecapitalScenario.
Unit5
TeachingHours:8
Leasing
IntroductionDefinition Steps in Leasing Transactions , Types of Lease ,Hire Purchase and Leasing , Advantages and
DisadvantagesofLease,HistoryandDevelopment,LegalAspectsContentsofLeaseAgreement,SalesTaxProvisions
AccountingTreatmentofLeaseVentureStructureofleasingIndustry.
Unit6
TeachingHours:8
Factoring
FactoringMeaning Modus operandiTerms and conditionsFunctionsTypes of factoring Factoring vs Discounting
CostoffactoringBenefits,FactoringinIndiaInternationalFactoring.
http://111.93.136.228/KnowledgePro/displaySyllabusCoursePlan.do?method=getSyllabusAndCoursePlanBySubjectId&subjectId=8750&displayBelow=NotD
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Unit7
TeachingHours:8
CreditRating
DefinitionandMeaning,FunctionsofcreditratingOrigin,CreditratinginIndiaBenefitsofcreditratingCreditrating
AgenciesinIndia:CRISILIICRACAREDCRONICRASEBIGuidelines1999LimitationsofRating,FutureofCredit
RatinginIndia.
Unit8
TeachingHours:6
Depository&itsBusinessPartners
NeedforaDepositorySystemWhatisDepositoryLegalFrameworkFunctionsofDepository.Depositoryparticipants
ClearingCorporationClearingHouseIssuersandRegistrarandTransferAgents.TypesofAccountBeneficialOwner
Account Clearing Member Account Closure of Account, Freezing of Accounts Changes in Client Details.
Transmission and Nomination Transmission of Securities , Dematerialization International Securities Identification
Number(ISIN)DematerializationProcess,Rematerialisation.
EssentialTextBooks
1.Gordon&Natarajan.(2010).Managementoffinancialservices.HimalayaPublishingHouse.India
2.ShashiK.Gupta&NishaAgarwal.(2008).FinancialServices.KalyaniPublishing.India.
RecommendedReading
1.MYKhan(2011).Financialservices.TataMcgrawHill.India
2.NISMSeriesVI:DepositoryOperations.
CoursePlan
Planned
date
01/06/2016
04/06/2016
06/06/2016
11/06/2016
13/06/2016
18/06/2016
Noof
hours
2.00
4.00
4.00
Unit
Heading
Financial
Unit1
Services
Unit1
Financial
Services
Merchant
Unit
Banking,
2,
Financial
Unit1
Services
Details
Method
Reading/Ref
PPT,
Lecture&
Discussion
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
scopeFundBased
ActivitiesNonfundbased
ActivitiesModern
PPT,
ActivitiesSourcesof
Lecture&
Revenue,causesofFinancial
Discussion
Innovation?Financial
Servicesandpromotionsof
Industries
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
Meaningfeaturesof
financialservices
Classification
NewFinancialProductsand
Servicesinnovative
FinancialInstruments
ChallengesFacingthe
FinancialServicesector
PresentScenario.Definition
PPT,
originmerchantbankingin
Lecture&
Indiamerchantbanksand
commercialbanks?services Discussion
ofmerchantbanks,qualities
requiredofmerchant
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
2/9
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bankers?merchantbankersas
leadmanagers
20/06/2016
25/06/2016
27/06/2016
02/07/2016
04/07/2016
09/07/2016
11/07/2016
16/07/2016
18/07/2016
23/07/2016
25/07/2016
30/07/2016
4.00
4.00
4.00
4.00
4.00
4.00
Merchant
Banking
Guidelinesmerchantbankers
commission?Scopeof
PPT,
MerchantBankinginIndia?
Lecture&
ProhibitionofFraudulent
Discussion
andUnfairTradePractices
RelatingtotheSecurities
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
Mutual
Unit
Funds,
3,
Merchant
Unit2
Banking
Marketregulation
ProhibitiononDealing
/Communicating/Counseling
onMattersRelatingto
InsiderTradingIssueof
PPT,
capitalandDisclosure
Lecture&
RequirementsRegulations Discussion
SEBIissueandListingof
DebtSecuritiesRegulation
2008..DefinitionOriginof
theFundTypeofFunds
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
Mutual
Unit3
Funds
ClassificationofFunds
PPT,
ImportanceofMutualFunds,
Lecture&
Organizationofthefund?
Discussion
NetAssetValue
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
Venture
Unit
Capital,
4,
Mutual
Unit3
Funds
SelectionofaFund?
PerformanceEvaluationof
Mutualfunds.Concept
PPT,
MeaningFeaturesActivities
Lecture&
ofVCFundsScopeof
Discussion
VenturecapitalImportance
OriginInitiativeinIndia
VenturecapitalGuidelines
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
Venture
Unit4
Capital
MethodofVenture
FinancingSuggestionsfor
theGrowthofVenture
CapitalTheoretical
FrameworkIndianVenture
capitalScenario.
PPT,
Lecture&
Discussion
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
Unit5 Leasing
IntroductionDefinition?
StepsinLeasing
Transactions?Typesof
Lease,HirePurchaseand
Leasing?Advantagesand
DisadvantagesofLease
PPT,
Lecture&
Discussion
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
Unit2
HistoryandDevelopment?
LegalAspectsContentsof
Gordon
&Natrajan,
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01/08/2016
06/08/2016
4.00
Unit5 Leasing
08/08/2016
13/08/2016
15/08/2016
20/08/2016
22/08/2016
27/08/2016
29/08/2016
03/09/2016
05/09/2016
10/09/2016
12/09/2016
17/09/2016
LeaseAgreement?Sales
PPT,
TaxProvisionsAccounting Lecture&
TreatmentofLeaseVenture Discussion
StructureofleasingIndustry.
Financial
Marketsand
Services,
TataMc
Grawhill
CIA2MSE
4.00
4.00
4.00
4.00
4.00
Unit6 Factoring
PPT,
Lecture&
Discussion
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
PPT,
Lecture&
Discussion
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
Self
Learning
Module
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
CreditratingAgenciesin
India:CRISILIICRA
Self
CAREDCRONICRASEBI
Learning
Guidelines1999Limitations
Module
ofRating?FutureofCredit
RatinginIndia.
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
NeedforaDepository
SystemWhatisDepository?
LegalFramework
FunctionsofDepository.
PPT,
Depositoryparticipants
Lecture&
ClearingCorporation
Discussion
ClearingHouseIssuersand
RegistrarandTransfer
Agents.TypesofAccount
BeneficialOwnerAccount
Gordon
&Natrajan,
Financial
Marketsand
Services,
TataMc
Grawhill
FactoringMeaningModus
operandiTermsand
conditionsFunctionsTypes
offactoring
Unit6 Factoring
FactoringvsDiscounting
CostoffactoringBenefits?
FactoringinIndia
InternationalFactoring
Credit
Unit7
Rating
DefinitionandMeaning?
Functionsofcreditrating
Origin?Creditratingin
IndiaBenefitsofcredit
rating
Unit7
Credit
Rating
Depository
&its
Unit8
Business
Partners
Depository
ClearingMemberAccount
ClosureofAccount,
FreezingofAccounts
ChangesinClientDetails.
Transmissionand
PPT,
Gordon
&Natrajan,
Financial
4/9
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19/09/2016
24/09/2016
4.00
Unit8 &its
Business
Partners
NominationTransmission
ofSecurities?
Dematerialization
InternationalSecurities
IdentificationNumber
(ISIN)Dematerialization
Process?Rematerialisation.
Lecture&
Discussion
Marketsand
Services,
TataMc
Grawhill
CIA1
Component/Task1
CIADetails
CIAIDetails
LMSbasedtest10marks.Itconsistsof20multiplechoicequestions.Eachquestion
carries1mark.
LearningObjective
LearningObjective
BytheendofthisCIAthestudentwillbeabletogettheconceptualunderstandingonthe
chapterintroductiontobusinessenvironment&economicenvironment
EvaluationRubrics
Evaluatedbasedonthenumberofcorrectanswers(MCQs).Eachcorrectanswerwillbe
awarded1mark.Thetestwillbeconductedfor20marksandfinalscoreswillbeconverted
to10marks.
Component/Task2
CIADetails
CIADescription
Everystudentshallbeassignedatopiconwhichareportshallbegenerated.Generally,the
topic shall be related to contemporary issues or subject related concepts. Students are
expected to use various learning resources available at the University. The report shall be
assessedbasedonthefollowingrubrics.
LearningObjective
LearningOutcomes
Developcohesivethinking
Enhancewritingskills
Encouragelibraryusageandreferencing
Stimulateresearchculture
EvaluationRubrics
RubricforWrittenReport
Criteria
Content
Excellent
Good
Satisfactory
Unsatisfactory
43
32
21
10
Yes
Yes,but
No,but
No
Anythreepoints
arecovered
Anytwopointsare
covered.
Allthepointsare
covered
Anyfourpoints
arecovered
Conceptual
understanding,
5/9
9/19/2016
Latest
developments,
relevance,facts,
examples,
Organization
Allpointsare
covered.
Anythreepoints
arecovered.
Anytwopoints
arecovered.
Anyonepointis
covered.
75100%
originality
5075%
originality
2550%
originality
Below25%
originality
Noerrors
Onlyoneortwo
errors
Morethantwo
errors
Numerouserrors
distractfrom
understanding
Introduction
Supporting
literature
Inferences
Conclusion
Qualityof
Information
(originality
reportbasedon
turnitin)
Grammar,
Usage,
Spelling
References
Atleast10
Atleast7
Atleast5
Books,Research
articles,
periodicals,
websites,reports.
Lessthan5
CIA3
Component/Task1
CIADetails
CIADescription
ThisisaGrouppresentationandeachgroupisformedbasedontheclassstrength.The
studentsareexpectedtomakeapresentationontheassigned/chosentopic.Thestudentsshall
beevaluatedindividuallybasedonthefollowingrubric.
LearningObjective
LearningOutcomes
Abilitytoworkasateam
Developcomprehensionabilityamongststudents
Articulateandpresentthoughtscoherently
Enhancepublicspeakingandpresentationskills
EvaluationRubrics
RubricsforOralPresentation
Criteria
Excellent
Verygood
Satisfactory
1620
1215
811
Needto
Improve
Below8
Content
The
The
The
The
6/9
9/19/2016
Content
Delivery
Organization
Enthusiasm
(Basedon
evaluators
Observation)
Q&Asession
The
presentation
demosatrates
clearpurpose
andsubject
citesatleast
fourpertinent
examples
supportedwith
factsand/or
statisticsand
convincing
arugmentsand
concludeswith
conviction.
Holdsattention
ofentire
audiencewith
theuseofdirect
eyecontact,
seldomlooking
atnotes
Speakswith
Modulationin
volumeand
maintains
audience
interestand
emphasizekey
points
Ableto
sequence
information
accurately
Demonstrates
strong
enthusiasm
abouttopic
duringentire
presentation
Demonstrates
fullknowledge
byanswering
allclass
questionswith
explanations
andelaboration
The
presentation
demosatrates
clearpurpose
andsubject
citesatleast
twopertinent
examples
supportedwith
factsand/or
statisticsand
concludeswith
conviction.
The
presentation
demosatrates
thepurposeand
subjectcites
atkeasttwo
pertinent
examplesbut
doesnot
supportwith
adequatefacts
and/orstatistics.
Conclusionis
notconvincing.
The
presentation
demosatrates
thepurpose
andsubject
butdoesnot
giverelevant
examplesor
adequatefacts
and/or
statistics.
Conclusionis
notconvincing.
Consistentuse
ofdirecteye
contactwith
audience,but
stillreturnsto
notes
Displays
minimaleye
contactwith
audience,while
readingmostly
fromthenotes
Holdsnoeye
contactwith
audience,as
entirereportis
readfrom
notes
Speakswith
satisfactory
variationof
volumeand
maintains
reasonable
interestofthe
audience.
Speaksin
unevenvolume
withlittleorno
maintenanceof
interestbythe
audience
Speaksinlow
volumeand/or
monotonous
tone,which
causes
audienceto
disengage
Average
accuracywith
information
sequencing
Displays
minimal
accuracyof
information
sequencing
Showslittle
enthusiasm
aboutthetopic
beingpresented
Displaysno
accuracyin
information
sequencing
Is
uncomfortable
with
informationand
isableto
answeronly
rudimentary
questions
Doesnothave
graspof
information
andcannot
answer
questionsabout
subject
Moderate
enthusiastic
feelingsabout
topic
Isateasewith
expected
answerstoall
questions,
without
elaboration
Showsno
interestintopic
presented
Component/Task2
CIADetails
CIADescription
7/9
9/19/2016
Studentsareexpectedtoreadandunderstandtheselflearningmodule/topicsfromthe
referencedmaterialsandalsothelearningresourcesavailablewithintheuniversity.Students
areexpectedtousevariouslearningresourcesavailableattheUniversity.Thereportshallbe
assessedbasedonthefollowingrubrics.
LearningObjective
LearningOutcomes
Developcohesivethinking
Enhancewritingskills
Encouragelibraryusageandreferencing
Stimulateresearchculture
EvaluationRubrics
RubricforWrittenReport
Excellent
Good
Satisfactory
Unsatisfactory
43
32
21
10
Yes
Yes,but
No,but
No
Allthepoints
arecovered
Anyfourpoints
arecovered
Anythreepoints
arecovered
Anytwopointsare
covered.
Allpointsare
covered.
Anythreepoints
arecovered.
Anytwopoints
arecovered.
Anyonepointis
covered.
75100%
originality
5075%
originality
2550%
originality
Below25%
originality
Grammar,
Usage,Spelling
Noerrors
Onlyoneortwo
errors
Morethantwo
errors
Numerouserrors
distractfrom
understanding
References
Atleast10
Criteria
Content
Conceptual
understanding,
Latestdevelopments,
relevance,facts,
examples,
Organization
Introduction
Supporting
literature
Inferences
Conclusion
Qualityof
Information
(originalityreport
basedonturnitin)
Books,Research
articles,
periodicals,websites,
reports.
Atleast7
Atleast5
Lessthan5
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