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Constantinos R. Pertsemlidis
The author is an Architect, Regional Planner and Systems Consultant. From 1971 to 1979 he worked with Doxiadis Associates, Consultants on Development and Ekistics, as town, city and regional
planner. From 1980 to 2004 he worked with the business consultants CEGOS GROUP as Deputy General Manager of its affiliate in
Greece. Since 2005 he provides consultancy on implementing social and information technology. The document that follows is an
edited version of the text on which a presentation by the author on
the same theme was based at a symposion organized by the Association of Colleagues and Friends of Constantinos A. Doxiadis on
Constantinos Doxiadis and his work, 19-21 January, 2007, in
Athens, Greece.
to update the thoughts of C.A. Doxiadis; thanks to his astonishing intuition that he acquired from a unique experience
with respect to quantity and variety his ideas constitute today a sound basis for the renewal of the science and art of
Human Settlements.
I hope that the use of extracts for Doxiadis writings (in
italics) does not betray the meaning of the original text, and
that my comments contribute to an update of Doxiadis general ideas.
Some familiarity with the basic ekistic notions is required
for the reading of this paper.
Introduction
Scope: Anthropocosmos
Foreword
DIS, 1974b, p. 1)
Saturday, January 20th, 2007: The Foundations of Ekistics still serves as a plan for the formalization of the ekistics
theory and knowledge, in so far as no other general theory
for Human Settlements has yet emerged, at least as extended as Ekistics.
In the course of the last 30 years, the sense of fragmentation of knowledge has perceptibly decreased thanks to the
unification theories in Sciences and the Humanities. By using the current state of the unification knowledge, we can try
...Today the earth is not only the base of our life, but it is
also affected by our actions. For this reason we must consider the earth as the cosmos (world) of Anthropos (man),
the Anthropocosmos, which covers the territory of the
Anthroposphere plus its functions and dynamics...
The real dimensions of Anthropocosmos cover the
area from chromosomes to the sun. But for practical reasons, we accept that Anthropocosmos contains the biosphere and the lower part of [the] atmosphere, the hydrosphere and the upper part of the lithosphere
Anthropocosmos is our system of life. So, we must try
to understand it and its relations as a whole. The relations
between Man and Nature start as an attack, and finish as
human settlements, the expression of balance between
Anthropos and Nature (DOXIADIS, 1974b, pp. 2-3).
According to the European Environment Information and
Observation Network, the term Anthroposphere covers the
built environment, human settlements, and land uses, i.e. a
geographic entity and not a man-nature system as Doxiadis
wished. For this reason he introduced a neologism: Man
and the space surrounding him are connected in many ways
within a very complex system. This is the real world of man,
the Anthropocosmos half way between the electron and the
universe (DOXIADIS, 1966a: 1). The term was coined by
Doxiadis from the Greek words Anthropos and cosmos
(man and world), and he used it for the first time in his lecture given at the Swarthmore College Centennial Year Celebrations in 1964, entitled The Human Crust of the Earth.
Anthropocosmos, as a physical entity, was born when the
interactions between man and nature started having permanent marks on earth: deforestation for agriculture, human
settlements, etc. Since then:
Fig. 1: Views of Anthropocosmos; (a) Ecological View, (b) Cultural View, (Ekistic View).
The boundary of Anthropocosmos is continuously extending to include new marks, like the ozone layer depletion,
independently of their spatial and temporal distance from
human lifes activities (fig. 1a, Ecological View).
The accumulation of human artifacts transformed many
parts of the natural system into artificial socio-physical
systems, which we call civilizations. Today, as Carl Mitcham (1994, p. 175) states the planet clearly influenced
not just in part but as a whole by human activity, studied
by earth system science and on the verge of being managed by a planetary technology, has become a kind of
artifact (fig. 1b, Cultural View).
The knowledge about Anthropocosmos, that Doxiadis
(1970b, p. 35) used to classify into five chapters which he
called the five ekistic elements, is subject to revision.
This need is reflected in his personal thinking when he
writes: The systematic subdivision of knowledge related
to the five elements is now being used by the documentation center of the Athens Center of Ekistics and has
proved very useful even though it may still need further
development on the basis of continued experience (fig.
1c, Ekistic View).
many steps we have to take; the second step is the synthesis of the five tasks to form the total Anthropocosmos mode
(DOXIADIS 1974b, pp. 3-4, 37; 1974c, p. 1).
When I read the following extract I really thought it was written by Doxiadis: We often have the impression that what
remains of the world is a collection of isolated fragments,
without any structure and coherence. Our personal everyday world seems unable to harmonize itself with the global
world of society, history and cosmos. It is our conviction
that the time has come to make a conscious effort towards
the construction of global world views, in order to overcome
this situation of fragmentation. It is precisely because we
lack such global views of the world that our ability even to
start looking for lasting solutions to these problems is limited. But it is part of a text published twenty years after
Doxiadis death, by seven prominent scholars of the Center
Leo Apostel (1994, p. 5).
In fact, Doxiadis reacted to the analytic fragmentation of
knowledge with his holistic concept of Anthropocosmos in
1964. Since then, until 1975, he was transforming step by
step that concept into a frame of reference for the understanding of all phenomena related to mans life. Consequently, the Anthropocosmos model has been articulated by
Doxiadis as a world view for the structure, function, and evolution of mans personal and social living in earths space
and time. He could not have behaved otherwise: he was
not repairing chinks; he considered them to be reasons for
restructuring his world view; or at least that was my feeling
working with him during his last four years.
Doxiadis organized his world view on the basis of systems
thinking, which developed into a paradigm from 1937 to
1968 as Ludwig Bertanlanffy himself stated (1968, p. xvii):
The systems viewpoint has penetrated a vast variety of
Structure of Anthropocosmos
To the Greeks, the laws, like the wall around the city, were products
of making; legislator and architect belonged in the same category
Hanna Arendt (1958, pp. 194-195)
Function of Anthropocosmos
The things that depreciate are the real wealth of our lives.
They require continual repair and replacement.
Howard Odum (1996, p. 6)
Functions maintain structures. Anthropocosmos is a dynamically stable subsystem of the universe, practically
closed with respect to matter due to gravitational and electromagnetic potential barriers, and open in respect to energy
and information flows. Its living forms function, i.e. they repair and replicate their structures by transforming lowentropy solar energy into high-entropy thermal energy according to naturally determined instructions using time
(biological and ecological metabolism). Humans, by using
reservoirs of fossil fuels (solar energy accumulated in the
form of chemical energy), have transformed a part of Cosmos to Anthropocosmos according to naturally and culturally
determined instructions (industrial metabolism).
These
processes can be classified into two broad classes of functions: Ecological and Economic.
Its three constituents matter, energy and information
are open with respect to all classes of inputs and outputs.
The direct flows between Natural and Human Capital are
today restricted only to ecosystem services, while all other
transactions between them are mediated by industrial metabolism a notion developed away from the 19th century concept of metabolism as an exchange of energy and substances between organisms and the environment. In the
1990s there was a virtual explosion of research dealing with
industrial metabolism, as a unifying concept to relate the
functioning of the economy and society to its consequences
on the environment (FISCHER-KOWALSKI, 2003, pp. 35-45).
The flows between Human and Cultural Capital (functioning of the economic system) are measured in monetary
units according to various accounting systems. The flows
between Nature and the economic system (functioning of
the ecosystem) are measured in mass units according to recently developed environmental accounting systems like
Material Flow Accounting (EUROSTAT, 2001). The illusion of
At this point it is worth remembering the famous postulates of Jane Jacobs (1969, p. 6) that cities are not only
primary organs of cultural development but are also primary
economic organs.
Evolution of Anthropocosmos
The recent history of the evolution of Anthropocosmos
started 10,000 years ago with the adoption of the most important social technology: labor division. The evolution of
physical systems has been extensively studied and today is
well understood as fig. 3a (Physical Structure) illustrates.
But trying to understand the structure, function and evolution
of social systems is still a very difficult task expressed vividly
by the following statement: Our modern skulls house a
stone age mind, better at solving the kinds of problems our
ancestors faced on the African savannahs than they are at
solving the more familiar tasks we face in a college classroom or a modern city (COSMIDES, 1997). Fig. 3b (Social
Structures) depicts the emergence of the three realms of
social existence: personal, private, and public, and fig. 3c
(Ekistic Elements) depicts this evolution in terms of ekistic
elements, as if each period had its own DOXIADIS:
{MAN, NATURE, TRIBE}
{MAN, NATURE, FAMILIES, POLIS}
{MAN, NATURE, INSTITUTIONS, SHELLS, NETWORKS}
The evolution of private realms and public spheres has been
analyzed by Arendt (1958) in relation to human activities in
the course of the last 2,500 years.
current confusion is that we have not studied them in a systematic and scientific way. The conclusion is clear: we have
to proceed to a science for human settlements, Ekistics
(DOXIADIS, 1974b, pp. 12; 1974c, pp. 2-3).
reference models as used by many famous biologistsphilosophers of his generation, especially Sir Julian Huxley
(1887-1975), Theodosius Dobzhansky (1900-75), Denis
Gabor (1900-79), Ren Dubos (1901-82), George G. Simpson (1902-84), and Conrad H. Waddington (1905-75), used
the biological model to describe the ekistic behavior of Anthropos (the five principles) and the evolutionary model to explain the morphogenesis of human settlements (the eleven
forces, the hierarchical structure of human settlements, dynapolis, Ecumenopolis). Finally, he formulated a general
theory which considers human settlements as living organisms subject to evolution. This evolution might be guided by
Anthropos using Ekistic knowledge.
After 1975 the biological-evolutionary paradigm has been
extensively used mainly by urban geographers in various
forms and for various purposes.
An example: Selforganization is a theory about complexity and it can help us
guide our actions. The first approach would claim that selforganization is a conceptual and mathematical theory about
complexity and consequently it will teach us how to control
the complexity of cities. The second approach claims that
self-organization is a new way of seeing cities as unstable,
Table 1
Example of Ekistic Language
Table 2
The Fundamental Classification
In biology, the term morphogenesis refers to the processes that determine the shape of cells and their spatial
distribution which defines the form of the body. Doxiadis
(1970, pp. 9-10) used the same term to refer to the processes
that determine the spatial distribution of Shells and Networks which define the physical structure of human settlements. He reached the conclusion that the morphogenesis
is due to several forces (fig. 6a, Morphogenetic Forces) derived from man and nature. Doxiadis way of thinking about
morphogenesis is biological; he calls the furniture we use,
the room which serves our basic purposes, and the house
we live in, successful biological extensions of man. From
Darwins time on there can be no excuse whatsoever for
underestimating the great understanding of phenomena and
situations that a correct theory of evolution can offer, although the development of human settlements is not necessarily limited to their genes (DOXIADIS, 1968, p. 200).
The only thing that genes control directly is the synthesis
of proteins. Proteins, under a given environment shape the
characteristics of organisms, the phenotypes. Phenotypes
are structural (e.g. skin color, shape, body covering), behavioral, or physiological adaptations of an organism that help
it to survive in its natural habitat. Richard Dawkins (1978)
included all effects that genes of an organism may have on
the environment through that organism's behavior, and
called these effects extended phenotypes. According to this
definition, human settlements fall into the class of human
extended phenotypes (fig. 6b), and ekistic morphogenesis
falls into the class of the Darwinian evolutionary algorithm
as defined by Daniel Dennett (1955, pp. 52-60). This definition does not cancel the validity of the eleven forces (fig.
6a), but redefines their role as adaptive criteria of the morphology of human settlements to their environment, part of
which are the human settlements as well.
this problem by becoming properly connected through highspeed routes and also whether such action is feasible or
not. However this answer is not complete, unless we clarify
the aspect from which we evaluate the situation: economic,
social, political, administrative, technological or cultural. For
a human settlement to satisfy a principle, it is necessary that
all aspects related to this principle are satisfied. Finally, Varieties are defined by how many aspects the human settlements satisfy. Our judgment here also depends on whether
we are considering desirability or feasibility (DOXIADIS,
1974b, pp. 31-33; 1974c, pp. 8-9).
Section 2: Synthesis
The Total Anthropocosmos Model
Through continuous classification we have reached the
point where the total model of the Anthropocosmos (which
incorporates dimensions, parts, elements, structures, functions and criteria and the taxonomy we have followed) can
help us to conceive the ideal yet feasible human settlements
that we need. In completing this total model we can under-
The total model of Anthropocosmos is a space of six dimensions. This means that a human settlement is represented
by a vector of six coordinates: population, area, time, elements, aspects, principles. The text that follows is an attempt to update two of these dimensions:
First, the vertical axis of the five ekistic elements (see,
stromatography of Anthropocosmos);
Second, the horizontal axis of ekistics units (see, evolutionary ekistics),
that dominate in the two-dimensional projection of the total
model (fig. 8), and in all older versions of this model.
10
Stromatography of Anthropocosmos
Information systems are the ultimate mechanisms of adaptation.
Gerhard Lenski (2005, p. 43)
11
12
Evolutionary Ekistics
A Mason thinks at night and builds during the day.
C.A. Doxiadis (1966b, p. 84)
Table 3
The Hierarchy of the Minds of Ekistic Units
13
Table 4
Evolutionary model of Anthropocosmos
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Acknowledgement
Thanks are due to friends of mine Dimitris Katsinis, AlexandrosAndreas Kyrtsis, Panayis Psomopoulos, Kostas Rokos and Antonis
Tortopidis for their critical comments on earlier versions of this paper.
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