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Sleep Medicine Reviews (2006) 10, 323337

www.elsevier.com/locate/smrv

CLINICAL REVIEW

Sleep loss, learning capacity and academic


performance
Giuseppe Curcioa,, Michele Ferraraa,b, Luigi De Gennaroa

a
Department of Psychology, University of Rome La Sapienza, Rome, Italy
b
Department of Internal Medicine and Public Health, University of LAquila, Rome, Italy

KEYWORDS Summary At a time when several studies have highlighted the relationship
Sleep deprivation; between sleep, learning and memory processes, an in-depth analysis of the effects
Learning; of sleep deprivation on student learning ability and academic performance would
Memory; appear to be essential. Most studies have been naturalistic correlative investiga-
Academic perfor- tions, where sleep schedules were correlated with school and academic achieve-
mance; ment. Nonetheless, some authors were able to actively manipulate sleep in order to
Neurocognitive func- observe neurocognitive and behavioral consequences, such as learning, memory
tioning; capacity and school performance. The findings strongly suggest that: (a) students of
Adolescents; different education levels (from school to university) are chronically sleep deprived
Prefrontal cortex or suffer from poor sleep quality and consequent daytime sleepiness; (b) sleep
quality and quantity are closely related to student learning capacity and academic
performance; (c) sleep loss is frequently associated with poor declarative and
procedural learning in students; (d) studies in which sleep was actively restricted or
optimized showed, respectively, a worsening and an improvement in neurocognitive
and academic performance. These results may been related to the specific
involvement of the prefrontal cortex (PFC) in vulnerability to sleep loss. Most
methodological limitations are discussed and some future research goals are
suggested.
& 2006 Elsevier Ltd. All rights reserved.

Introduction as repair and growth, learning or memory con-


solidation, and restorative processes: all these
Sleep is an active, repetitive and reversible occur throughout the brain and the body.1,2 Thus,
behaviour serving several different functions, such during sleep behavioural, physiological and neuro-
cognitive processes occur: these very processes are
Corresponding author: Laboratorio di Psicofisiologia del
susceptible to be impaired by the absence of sleep.
Sleep loss is, in fact, one of the most striking
Sonno, Dipartimento di Psicologia, Universita
` degli Studi di
Roma La Sapienza, Via dei Marsi 78, 00185 Roma, Italy. Tel.:
problems of modern society.3 Very often, to cope
+39 06 49917508; fax: +39 06 4451667. with our many daily interests, we prefer to sacrifice
E-mail address: giuseppe.curcio@uniroma1.it (G. Curcio). some sleep time, in the hope that this will not

1087-0792/$ - see front matter & 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.smrv.2005.11.001
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324 G. Curcio et al.

induce dangerous effects but will enable us to carry so that the consequent ability to learn from lessons
out several other activities. Unfortunately, this is or from practical activities, such as laboratory
not true and sleep deprivation has various con- work, very often proves to be drastically reduced.
sequences, such as sleepiness and impairments in The aim of this review is to focus on the effects
neurocognitive and psychomotor performance.4,5 of sleep deprivation/fragmentation on day-after
More specifically, in their classic meta-analysis, learning capacity and academic performance. In
Pilcher and Huffcut4 claimed that sleep-deprived order to discuss these issues, we will briefly
individuals functioned at a level that is comparable introduce the most recent findings on the relation-
with the ninth percentile of non-sleep-deprived ships between sleep and learning-memory pro-
subjects. These decrements in neurobehavioural cesses. Then, we will turn our attention to the
functioning after sleep restriction or deprivation studies showing the relationship between sleep
are well known and common to all people6,7 even patterns and schedules on academic performance
though some individual differences in vulnerability and learning. Finally, we will discuss studies
to sleep loss have been shown.8 investigating the effects of induced sleep loss on
The last few years have seen an increasing academic performance and neurobehavioural func-
literature on the relationship between sleep, tioning, with particular attention to learning
memory and learning capacity (e.g. Ref.9). Recent capacity.
findings have shown that sleep plays an important
role in learning processes and memory consolida-
tion,10,11 although no direct relationships were
found between different kinds of memory, such as
procedural or declarative memory, and different The relationship between sleep and
sleep stages, such as REM or NREM sleep.12 These learning-memory processes
studies clearly show that sleep deprivation can
impair learning and memory for both motor For almost a century, several studies showed the
procedural (e.g. Ref.10) and declarative memory beneficial effects of sleep on memory functioning
systems (e.g. Ref.13). in animals and humans for different types of
It is well known that the integrity of learning and learning materials.9,27,28 Recent studies in molecu-
memory processes are fundamental in school lar genetics, neurophysiology, and cognitive and
achievement and academic performance, particu- behavioural neuroscience have strengthened the
larly in individuals like children and adolescents idea that sleep may play an important role in
who are in a particular developmental phase.1418 learning and memory, although the extent of this
At this stage in life, adolescents suffer from role remains hotly debated.29 In fact, there is still
increasing school, family and social pressure and poor understanding as regards which aspects of
from an environmentally induced delay of sleep memory function are affected by sleep and which
timing,1921 together with changes of intrinsic processes underlie memory consolidation. More-
regulatory (both circadian and homeostatic) pro- over, it is not clear whether memory consolidation
cesses.22 Taken together, these altered sleep is linked to a particular sleep stage, and whether
patterns lead to a marked increase in sleepiness23 different types of memory (e.g. declarative,
that usually facilitates cognitive, emotional, beha- procedural) are differentially influenced by sleep
vioural and academic failure.22 Surprisingly, not stages.
much data exists regarding the specific effects of Now human memory is divided into at least two
inadequate sleep and sleepiness on daytime func- branches: declarative and procedural memory.
tioning in children.17 Nevertheless, some experi- Procedural knowledge comprises memories of how
mental evidence reinforces the common belief that to perform some skill or how to solve a problem
disrupted or poor sleep is usually followed by (knowing how). These memories, which may
inefficient daytime behaviour and variability in pertain to the motor, visual or even verbal
performance. Within these activities, academic domain,30 are usually unconsciously learned31 and
performance and/or school achievement should are often referred to as non-declarative. Declara-
be carefully taken into consideration. As recently tive material refers to memories accessible to
pointed out in some literature reviews,2426 learn- conscious recollection (knowing that). This dis-
ing abilities and consequent academic performance tinction led toward the dual process hypothesis:9
are particularly dependent on sleep patterns and the effect of sleep state on memory process would
sleepiness levels. These impairments in neurocog- be task-dependent, with the procedural memory
nitive functioning can be observed in several kinds gaining from REM sleep10 and declarative memory
of learners: from school to university students, linked to NREM sleep.32
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Sleep loss, learning capacity and academic performance 325

Since the introduction, in the last decade, of this (word stem priming) and visuo-motor procedural
declarative-procedural distinction in human slee- memory (recall of mirror tracing skills) is improved
plearning investigations, there has been renewed most after late REM-rich sleep, compared with
interest in the relationship between sleep and early sleep or with equivalent wake retention
memory/synaptic plasticity, as shown by a series of intervals.32,44 On the other hand, in an elegant
studies, mainly focusing on procedural memory study, Huber and co-workers45 gave subjectsprior
testing.30,33 Firstly, it was shown that selective REM to sleepa complex procedural motor adaptation
deprivation, but not SWS deprivation, abolishes the task requiring hand-eye coordination. During post-
overnight performance improvement in a visual training sleep, only slow-wave activity (SWA)
perceptual learning task, indicating that the increased in the right parietal lobe, i.e. the
mechanism of procedural memory consolidation involved area for this kind of task. The extent of
depends on REM sleep.34 Interestingly, no perfor- the local parietal increase in slow-wave activity in
mance improvement was observed after one night the first 90 min of sleep also strongly correlated
of sleep deprivation followed by two recovery with the subsequent amount of performance
nights, suggesting that sleep during the first post- enhancement (learning) observed the next day,
training night is mandatory for memory trace showing a close relationship between local EEG
formation in this task.35 However, another study activity and subsequent regional SWA homeostasis.
comparing retention rates following undisturbed The effects of sleep on memory for declarative
periods of early nocturnal sleep (rich in SWS) and material have received much less attention in
late nocturnal sleep (rich in REM sleep), found that recent years, although many of the earlier experi-
only early sleep facilitated visual discrimination ments often investigated the effects of classic tests
memory (i.e., partial sleep deprivation of late REM- of declarative memory (e.g. verbal learning tasks)
rich sleep did not affect performance).36 In addi- on REM sleep changes following training.10 Their
tion, a full night of sleep (i.e., early+late sleep) findings are mixed and quite contradictory. Even
further tripled this effect. These data would be in when the effects of REM sleep deprivation and
line with the alternative point of view, i.e. the NREM sleep interruption were compared,28,46 no
hypothesis of a sequential processing of memories differential effects of the two sleep manipulations
during sleep stages,37,38 suggesting that memory on declarative memory were reported. More
formation is prompted by SWS and then consoli- recently, verbal (recall of paired-associate word
dated by REM sleep. Accordingly, the amount of lists) and non-verbal declarative memory (recall of
sleep-dependent improvement on the perceptual spatial locations in a mental rotation task) were
learning task is linearly correlated with the amount investigated and showed more improvement across
of SWS during the first quarter of the night, and an interval covering early sleep than across late
with the amount of REM sleep in the last quarter.39 sleep and corresponding intervals of wakeful-
Also the NREM-REM sleep sequence seems to be ness.32,44 These results were interpreted as indi-
important for the retention of declarative materi- cating that, more than REM sleep, SWS exerts a
al, since morning recall of pairs of unrelated words selective facilitation of declarative memory con-
is impaired only when sleep fragmentation leads to solidation in humans. However, it may be that not
sleep cycle disorganization, but not when awaken- SWS per se, but the inhibition of glucocorticoid
ings during the night preserved the sleep cycles.40 release from the adrenals that characterizes early
The beneficial effect of sleep on procedural nocturnal sleep, is responsible for memory con-
memory has been investigated also by means of solidation. In fact, elevating plasma glucocorticoid
motor skill learning tasks. A finger-tapping task41 or concentration during early sleep by administering
a nearly identical finger-to-thumb opposition task cortisol47 or dexamethasone48 blocked the bene-
have been used.42 A sleep-dependent improvement ficial effect of early sleep on the recall of paired
in performance 24 h after training without further associates.
practice has been demonstrated; it is seen only On the whole, these results have generally been
after nocturnal sleep but not across nocturnal interpreted as supporting a fundamental role of
wakefulness.42,43 Interestingly, performance im- REM for the consolidation of procedural memories
provement was proportional to the time spent in in humans, while SWS-rich sleep seems to have
REM sleep. Other researchers reported that an facilitating effects for declarative memories.30,33
overnight improvement on FTT was correlated with However, several contradictions are still to be
the amount of stage 2 NREM during the whole night, resolved. The first regards the actual role of REM
and especially during the last quarter of the sleep for procedural memory consolidation. As a
night.41 Finally, it has been reported that perfor- matter of fact, visual discrimination task improve-
mance in other tasks of verbal procedural memory ments have been related both to REM sleep34 and
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326 G. Curcio et al.

SWS,36 while others suggested that both stages are plethora of different measures is a limitation to
needed to obtain the maximal benefits.36,39 More- the comparability between different studies. More-
over, motor skill performance improvements have over, rating systems vary across different schools
been related either to REM sleep42 and stage 2.41,49 and, consequently, even GPAs appear to be non-
Even the beneficial effects of late sleep on visuo- objective indices. Thus, the only way to strengthen
motor and verbal procedural tasks, interpreted as the findings would be by using multiple measures in
supporting a role for REM sleep in the consolidation the same study.26
of these types of memory,32,44 can also be viewed Based on the responses to a questionnaire filled
as reflecting the involvement of stage 2, as the in by the parents of students, Kahn and co-work-
time spent in both stages is nearly equivalent ers50 compared health, behaviour, sleep complaints
during the second half of the night. Consequently, and school performance of normal and poor (longer
in our view, the idea that REM sleep is the most sleep latencies and frequent nocturnal awakenings)
important for procedural memory consolidation30,33 sleepers. A percentage of 21% of poor sleepers
remains speculative and should be further investi- failed 1 or more years at school, while similar
gated. problems were observed in just 11% of normal
Similarly, evidence for the involvement of SWS in sleepers. Moreover, school achievement difficulties
the consolidation of verbal and non-verbal declara- resulted more frequent in poor than in normal
tive memory32,44 is far from definitive since, at the sleepers. One of the best predictors for this low
present time, it cannot be ruled out that residual school achievement has been identified in chil-
amounts of stage 2 or REM sleep during early sleep drens fatigue, i.e. difficulties in morning arousal
may contribute to the observed effects. and the need for afternoon naps.51
So, it may be concluded that both REM and NREM As an indirect link between sleep and academic
sleep are necessary for learning and memory, as performance, it was shown that students with more
some authors have clearly pointed out,35 and that regular sleep-wake patterns (shorter sleep laten-
for an efficient consolidation of both (declarative) cies, fewer night awakenings, later school rise
knowledge and (procedural) skills, the worst enemy times, earlier rise times on weekends) reported
is sleep loss or, also, sleep fragmentation. higher GPA,52,53 whereas students with lower
grades reported increased daytime sleepiness, also
as a consequence of shorter sleeping nights.52
An important contribution was offered by Wolf-
Sleep patterns/schedules and academic
son and Carskadon,15 who studied (by means of a
performance health and behaviour survey with self-reported
grades) sleep patterns and daytime functioning in
As seen in the previous section, sleep has a relevant about 3000 high school students. They showed that
facilitating role in learning and memory processes.
students with higher grades reported more total
Conversely, sleep deprivation and/or fragmenta-
sleep, earlier bedtimes on school nights and
tion usually impairs these functions. In the follow-
reduced weekend delays of sleep schedules than
ing, we will review the most relevant contributions
students with lower grades. These data of better
in the literature investigating the effects of sleep
performance as a consequence of hygienic sleep
patterns and schedules on academic performance
patterns were confirmed by several studies indicat-
of school and university students. It should be
ing a poorer school achievement, a greater ten-
stressed that most of these studies correlated dency to fall asleep in school, more difficulties in
sleep-wake patterns with subjective (self- or
concentration and in focusing attention in students
parent-reported) academic achievement or with
with an evening circadian typology,54 earlier school
rough estimates of behaviours associated with
starting times55,56 and a mild delayed sleep phase
daytime sleepiness, and, as a consequence, they
syndrome.57
are intrinsically correlational.
Another recent study using surveys and self-
ratings58 pointed out that time in bed has no
Academic performance from school to relationship with facility of concentration or paying
university attention at school, whereas sleep quality and
feeling rested at school (index of a good nights
School achievement has been measured by using sleep) were highly related to a general measure of
different parameters: grade point average (GPA), school functioning. Moreover, children without
self-reported average grades, teacher comments/ difficulty getting up displayed more achievement
behaviour ratings, parent reports, and school motivation. This was one of the first studies that
behaviour.26 Unfortunately, the use of such a explicitly stressed the relevance of sleep quality
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Sleep loss, learning capacity and academic performance 327

and continuity on school functioning, giving rela- A recent epidemiological survey on Italian high-
tively less importance to the merely quantitative school students,66 showed that adolescents report-
amount of sleep (as observed also by Epstein ing a reduced academic performance mainly
et al.56 and Pilcher et al.59). explained by attention problems in the classroom,
In a study with both interviews and surveys tend to have more irregular bedtimes and, conse-
administered to first-year college students,60 re- quently, sleep significantly less than their peers
searchers observed that sleep habits were highly who did not complain about attention problems.
correlated with academic performance. The official These data confirm results obtained by the same
grades (provided by the university register) showed group in preliminary studies,67,68 where school
that students with a lower performance were those achievement and daytime functioning were related
with later bedtimes and wake-up times on both to irregular sleep schedules, shorter sleep times,
weekdays and weekend days. The authors proposed later bedtimes and increased daytime sleepiness, in
that, for each hour of delay in reported rise time both children and adolescents.
during the week, the predicted GPAs could Steenari and collegues69 investigated the link
decrease by 0.13 on a scale of 04, hypothesizing between auditory and visual working memory and
that this delay could induce a diminished ability to sleep in a Finnish population of 6 to 13 year-old
recall complex material learned earlier in class, as students. As pointed out by the authors, working
suggested by Dotto.61 memory is necessary in several aspects of daily
The first study using an objective measure for behaviour, such as learning, reasoning, language
evaluating sleep patterns of school students was by comprehension and acquisition of reading ability.
Sadeh and colleagues.62 They actigraphically mon- Based on actigraphic data, the authors showed that
itored 140 children for 45 consecutive nights and lower sleep efficiency and longer sleep latency
collected questionnaires and daily reports filled in were associated with a higher percentage of
by both children and their parents. The main incorrect responses at all load levels of the task,
finding was that older children had more delayed whereas shorter sleep duration affected only
sleep onset times and increased daytime sleepi- performance at the more-demanding level of the
ness. These effects were mainly explained on the task. Although most correlations were not statisti-
basis of a conspicuous incidence (18%) of sleep cally robust, they were strong enough to be
fragmentation. On the basis of these findings, the considered of real practical importance.
authors concluded that a strong association does An interesting study by Sadeh and collegues70
exist between altered child sleep patterns and investigated the associations between sleep and
daytime sleepiness, suggesting a possible causal neurobehavioural functioning (NBF) in 135 adoles-
link between sleep loss and learning/attentional cents aged between 7.2 and 12.7 years. They used
deficits. an objective, although indirect, measure of sleep
In a sample of 5813 healthy Finnish children, (actigraphy) and correlated it with NBF by compar-
Paavonen and collegues63 identified 17.8% of self- ing three groups of different age. Neurobehavioural
reported sleep complaints (mainly problems of evaluation was based on several different tasks
sleep onset, enuresis, night awakenings). These (motor speed, sustained attention, concentration,
self-evaluated problems correlated significantly memory and learning span, etc) and was compared
with teachers reports about a reduced academic between good and poor sleepers62 and within each
performance in students with severe sleep com- considered age group. Results did not show any
plaints as compared to normal sleepers. Similar association between sleep duration and/or sleep
data were observed in another study,64 where it schedule and NBF as observed by other previous
was seen that short sleepers (p6 h per night) studies.15,56,71,72 Conversely, a significant correla-
obtained lower grades (GPA: 2.74) than long tion was seen between measures of sleep quality
sleepers (X9 h per night; GPA:3.24), indicating and sleep fragmentation with performance de-
that those who have more total night sleep tend crease reflecting attentional deficit and compro-
to have higher grades. mised executive control.17,73 These effects were
On the other hand, others reported no correla- much more evident in younger students, who
tion between total sleep time and GPAs.65 The resulted more vulnerable to insufficient sleep.
authors administered a one-page questionnaire on Another recent study, conducted on 3871 high-
sleep characteristics and on self-reported school school students in Seoul, showed a strong presence
achievement to 1200 high and middle school of poor sleep quantity and quality, with a con-
students; their findings did not support any sequent sharp increase in daytime sleepiness,
association between sleep amount and academic that correlates significantly with a decline in aca-
performance. demic performance.74 A similar relation between
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328 G. Curcio et al.

increased self-reported daytime sleepiness and low these effects of SDB-associated neurocognitive
grades was seen in a validation study for a new morbidity may only be partially reversible: a
sleepiness scale (Pediatric Daytime Sleepiness learning deficit can develop during early childhood
Scale, PDSS) conducted on 450 middle school and hinder subsequent school achievement.86
students.75 Similar negative effects on learning and
Moreover, by using GPAs on an introductory academic performance were proposed for both
course of psychology and sleep self-ratings, Howell obesity87 and allergic rhinitis.88
and co-workers76 confirmed the correlation be-
tween poor sleep quality and reduced academic
measures. Similar findings were observed in a
Spanish study, where students with sleep com- Effects of imposed sleep loss on learning
plaints, rating themselves tired upon awakening and academic performance
and with daytime sleepiness, tended to fail in class
with respect to those who reported a good nights Results from studies investigating the effects of
sleep.77 different sleep patterns and schedules on academic
All these studies showed that increasing daytime performance showed that students who sleep
sleepiness, as a consequence of poor quality of poorly, with an elevated sleep fragmentation
sleep, can seriously impair students cognitive (i.e., reduced sleep quality), with later bedtimes
functioning and behavioural performance (e.g. and early awakenings, usually tend to offer a
Ref.15). Academic performance is, in fact, clearly decreased academic performance and a reduced
linked to sleep habits and daytime sleepiness neurobehavioural functioning.14,25,26 However, the
levels.14,17 This relationship is indirectly supported studies seen so far are only naturalistic correla-
also by several findings provided by the study of tive ones: in this section we shall more deeply
children with sleep-breathing disorders. review those studies which have tried to experi-
Sleep-disordered breathing (SDB) is a spectrum of mentally manipulate sleep amount in order to
disorders ranging from primary snoring to severe evaluate the effects on subsequent cognitive
obstructive sleep apnoea syndrome (OSAS): 1025% functioning. These studies are summarized in
of 312 year-old children suffer from primary Table 1.
snoring and 10% of these children can have OSAS.78 The oldest study investigating the effects of total
SDB is known to be associated with several sleep deprivation (50 h) in students motor perfor-
behavioural problems, reduced academic achieve- mance89 showed significant impairments in psycho-
ment79 and neurocognitive impairments such as motor abilities: such a decrease appeared after
learning, memory and problem-solving.80,81 As an only 18 h of wakefulness on reaction times. Other
example, Urschitz and collegues82 showed that measures required a longer deprivation to show
snoring and intermittent hypoxia in children were detrimental effects: endurance (34 h of continuous
significantly associated with school failures. Speci- wake), agility, balance and power (42 h), speed
fically, snorers had twice the risk of performing (after 50 h).
poorly at school: this association became stronger Nevertheless, the first study which examined the
with increasing snoring frequency.82 Differences in effect of sleep loss on adolescents psychomotor
acquisition or recalling new information, rather and cognitive performances was carried out by
than difficulties in attention, were hypothesized to Carskadon and co-workers.90 The authors assessed
be the consequence of sleep fragmentation and the sleepiness (through the Multiple Sleep Latency
repeated night-time arousals, that may adversely Test, MSLT, and subjective ratings) and perfor-
impact learning and memory tasks.8284 In another mance (problem-solving/computational ability,
study, a group of 54 children with SDB was memory, auditory attention, sustained motor activ-
investigated with respect to academic perfor- ity) of 12 adolescents during 38 h of total sleep
mance.9 Among them, only 24 patients were deprivation. Results showed an increase in both
treated with an adenotonsillectomy. At the fol- objective and subjective sleepiness, whereas per-
low-up, 1 year later, academic performance and formance was affected only on memory and
grades resulted significantly improved only in the computational speed. No statistically significant
treated group. This study shows that children with changes were observed on attention and sustained
academic problems due to night-time breathing motor activity. The authors concluded that the
disorders may benefit from prospective medical response of adolescents to relatively mild sleep
treatment.79 Similar results of substantial cognitive deprivation is similar to that of older subjects: as a
improvement after adenotonsillectomy were ob- possible explanation for these data, the authors
served in children with OSAS.85 Unfortunately, proposed the so-called lapse hypothesis,91 i.e.
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Sleep loss, learning capacity and academic performance 329

the presence of brief lapses in attention during task memory, modifying the knowledge base, and
completion, that could greatly slow down the mediating problem-solving.96 Surprisingly, these
subjects answers. Moreover, similar impairments effects were clear, despite a strong motivational
in problem-solving have recently been observed in effort suggested by a good performance on low-
adults,92,93 for which an involvement of the demanding tasks. Since verbal fluency was af-
prefrontal cortex (PFC) has been proposed.17 fected, then here too the key cerebral region could
The same group94 also investigated the effect of be the PFC.
an acute restriction (one night of 4 h sleep). Nine A subsequent work by the same authors97
children were submitted to the same task battery published as an abstract, investigated the effects
as in the previous study,90 but they did not show any on cognitive functioning after 3 nights of mild sleep
significant effect after this sleep restriction sche- restriction (7 h) on children aged 1014 years.
dule. Polysomnography indicated that total sleep Results confirmed impairments in verbal fluency
time increased as a consequence of sleep manip- and creativity, while no effects were found in a
ulation, while sleep latency and night-time awa- working memory task, computational accuracy and
kenings were reduced. The authors claimed that planning ability. Thus, also in an extended schedule
these findings suggest that sleep restriction may of sleep restriction, only higher cognitive functions
not always lead to observable decrements as, seem sensitive to sleep loss.
instead, total sleep deprivation does. Fallone and co-workers98 evaluated the effects
After a total sleep deprivation of one night, 44 of an acute (one-night) sleep restriction on
college students showed the expected significant sustained attention, response inhibition and on a
decrease of performance on cognitive tasks asses- simulated academic exercise in children aged 815
sing inference, recognition of assumptions and years. They compared two groups of subjects with
deduction.95 Interestingly, although the sleep-de- an Optimized (10 h) and a Restricted (4 h) sleep
prived subjects performed worse, they reported schedule. Children in the Restricted group resulted
higher levels of estimated performance and more more inattentive and showed a higher frequency of
effort expended on tasks than the non-deprived observed sleepy behaviours during a simulated
subjects. This study raises the interesting issue of a academic situation. Moreover, the MSLTs showed
reduced awareness of the extent to which sleep an increased sleep propensity in the Restricted
loss can impair the ability to complete cognitive group; an increase in sleepiness was also observed
tasks. Such a phenomenon suggests that many in subjective ratings. The authors concluded that
students could damage their own academic perfor- sleepiness following acute sleep restriction is not
mance by choosing the wrong schedule to deprive sufficient to produce deficits on performance
themselves before examinations or class work.95 measures of impulsivity and sustained attention
The first study aimed at directly assessing and that these data do not support the hypothe-
learning capacity after sleep loss was done by sized prefrontal cortical impairment after sleep
Randazzo and co-workers.96 Sixteen children were loss.17
asked to sleep only 5 h for a single night and then The same group performed a study with a
their psychomotor and cognitive performance was prolonged sleep restriction.99 In this case 27
assessed, together with sleep propensity as eval- children were assigned to an Optimized (10 h per
uated by the MSLT. Tasks measured attention, night) or Restricted Group (6.5 h per night) and
vigilance, abstract thinking, memory, learning and they were asked to maintain their sleep schedule
creativity. As a consequence of sleep restriction, for 6 consecutive nights. Their behaviour was
subjects showed shorter sleep latencies and an assessed by parents, teachers and in-lab staff,
impaired performance on verbal creativity (mainly while measures of sleepiness were based on MSLTs
fluency and flexibility) and on abstract thinking. and subjective ratings. Results showed that re-
Although easier psychomotor tasks as well as stricting sleep each night to 6.5 h for one week was
memory and learning tests failed to show differ- associated with daytime sleepiness, inattentive-
ences after sleep curtailment, it should be pointed ness and academic problems. Again, the main
out that scores in the Wisconsin Card Sorting Test limitation of this study is the fact that it is mainly
(WCST) were significantly affected, indicating a based on parents and teachers reports.
difficulty in learning new abstract concepts. The After noting a close correlation between objec-
authors concluded by observing that a moderate tively assessed sleep quality and NBF in a natur-
sleep restriction can affect the childrens executive alistic design, Sadeh and co-workers100 proceeded
functions that yenable the individual to engage to an experimental manipulation of sleep amount,
in creative, adaptive learning by initiating and assuming that cumulative (3 nights) sleep restric-
regulating retrieval of knowledge from long-term tion or extension might lead to, respectively,
330

Table 1 Studies evaluating cognitive achievement after sleep manipulations.

Study N Age range (mean) Sleep manipulation Sleep/sleepiness Academic/cognitive Key findings
variables and performance
variables

Copes and 15 n.a. (15.2) TSD: 2 nights (50 hs of n.a. Motor performance Impairments of
Rosentswieg,89 continuous (accuracy, agility, psychomotor
wakefulness) balance, endurance abilities: RT the most
power, RT, speed, sensitive
strength)
Carskadon et al.90 12 11.714.6 (13.5) TSD: one night (38 hs PSG; MSLT; sleepiness Problem-solving or Increase in
of continuous subjective ratings computational sleepiness; changes
wakefulness) ability, memory, on REC sleep
auditory attention, architecture; poor
sustained motor memory and
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activity computational speed


Carskadon et al.94 9 1113.2 (12.0) SR: one night (4 hs PSG; MSLT; sleepiness Problem-solving or Increase in
sleep alowed) subjective ratings computational sleepiness; changes
ability, memory, on REC sleep
auditory attention, architecture
sustained motor
activity
Pilcher and Walters,95 23 n.a. (20.5) TSD: one night (24 hs n.a. Performance at a Reduced cognitive
of continuous critical thinking task achievement;
wakefulness) reduced awareness of
cognitive
impairments
Randazzo et al.96 8 1014 (11.6) SR: one night (5 hs of PSG; MSLT Attention, vigilance, Increase in sleep
sleep allowed) abstract thinking, propensity; impaired
memory, learning, performance on
creativity verbal creativity and
G. Curcio et al.

abstract thinking
Randazzo et al.97 20 1014 (n.a.) SR: three nights (7 hs n.a. On verbal and figural Impaired
of sleep allowed) creativity, working performance on
memory task, verbal fluency and
computational creativity
accuracy; working
memory, RT,
vigilance, planning
ability and
perceptual
organization
Fallone et al.99 27 1113 (n.a.) SR: six nights (6.5 hs MSLT; sleepiness Parents, teachers and Increase of daytime
of sleep allowed) subjective ratings in-lab staff sleepiness,
assessment of inattentiveness and
subjects behaviour academic problems
Fallone et al.98 45 815 (12.0) SR: one night (4 hs of PSG; MSLT; sleepiness Sustained attention, Increase in daytime
sleep allowed) subjective ratings response inhibition sleepiness and sleep
and behaviour in a propensity; increased
simulated academic inattentive
exercise behaviours
Sadeh et al.100 37 9.112.2 (n.a.) SR: three night (1 h PSG Motor speed, Decrease in sleep
less than their vigilance and motor quality, vigilance,
habitual schedule) reaction, sustained attention, memory
visual attention,
Sleep loss, learning capacity and academic performance

response inhibition,
visual memory and
visual-motor speed,
ARTICLE IN PRESS

working memory,
learning strategies

n.a.: not available; PSG: polysomnography; REC: revovery night; RT: reaction times; SR: sleep restriction; TSD: total sleep deprivation.
331
ARTICLE IN PRESS
332 G. Curcio et al.

cumulative negative or positive effects on NBF.101 (11.5%) was found in a U.S. study,103 whose authors
Subjects were requested to extend or restrict their suggested a strong role of college lifestyle in the
habitual sleep for 1 hour: this manipulation of sleep development of this syndrome.
time resulted in a mean decrease of 41 minutes for Unfortunately, no studies were carried out with
the restricted group, and a mean increase of the aim of comparing different sleep/wake sche-
35 minutes for the extended group. Subjects were dules, i.e. imposed (or optimal) versus non-
then tested with the same battery (Neuropsycho- imposed (chosen by the children/control).
logical Evaluation System, NES) used in a previous Again, some conclusions can be made on the
work.70 Results showed that this modest experi- basis of the literature review. Firstly, poor or
mental manipulation led to distinct effects on fragmented sleep is often associated with beha-
performance patterns: in the extension condition, vioural and cognitive difficulties. Secondly, these
vigilance, attention and memory resulted improved impairments often reduce academic achievement
with respect to the sleep restriction condition. The and learning. Finally, this decrease in neurocogni-
authors claimed that these results have significant tive functioning can easily be reverted by adopting
implications for learning and school performance, healthy sleep schedules (fixed bedtimes and waking
since these tasks are highly correlated with class- times, no chronic sleep restriction, etc.).
room behaviours and achievement tests.100 These conclusions are also related to the daily
Academic performance is also dependent on sleep need in modern life, an issue hotly debated
school starting time and the delayed sleep phase. with regard to both the adult (e.g. Ref.104) and
As recently reviewed by Wolfson and Carskadon,26 young population.22 It is now well known that
in fact, children with an early school start time during puberty and adolescence both SWS and REM
reported much more daytime sleepiness, dozing in sleep start to decrease.105 At the same time, also
class, attention difficulties and poorer academic sleep quantity and quality result greatly impaired,
performance. For example, a study using ques- as a consequence of a dramatic delay of sleep
tionnaires56 compared the effects of different timing induced by increasing psychosocial and
school starting times: results indicated that the environmental demands on children.14 This cas-
early risers slept significantly less (about 24 min) cades into a chronic pattern of insufficient school-
than regular risers. As a result, the early risers day sleep, forced arousals at a biologically
complained more about daytime sleepiness and inappropriate time, with negative impacts on
fatigue and about difficulties in concentrating and adolescent cognition, performance, mood and
paying attention during classes, with a two-fold behaviour.22
incidence of dozing off in class. Similar results were
observed in the previously discussed Italian sur-
vey.66 Finally, a recent study carried out in the
US102 showed that school starting time caused Conclusions
students to lose up to 2 h sleep per night, but only
on weekdays: during weekends, in fact, a kind of The studies discussed here allow us to draw some
recovery occurred. Moreover, as a consequence of conclusions. As a first observation, regardless of the
school starting time and of early awakening, theoretical framework adopted (dual process hy-
students provided a better neurocognitive perfor- pothesis or sequential processing hypothesis), both
mance in the afternoon than in the morning. REM and NREM sleep seem necessary for learning
Another facet of the problem is related to the and memory: thus, for an efficient consolidation of
phase delay which is very often seen in young both (declarative) knowledge and (procedural)
people. This tendency to extend the weekends skills, the worst risk is sleep loss or fragmentation.
sleep schedules (late lights-out time, long sleep- Moreover, it was shown that an increasing day-
onset latency, late wake-up time) to weekdays is time sleepiness, as a consequence of poor sleep
usually called the delayed sleep phase syndrome quality, can seriously impair students cognitive
(DSPS), a habit that perpetuates both sleep onset functioning and behavioural performance. An asso-
and awakening problems. An incidence of 17% of ciation between academic performance and sleep
DSPS was reported in a university sample.57 In this habits or daytime sleepiness levels has also been
subgroup, a delay of over 90 min in bedtime and suggested by childrens sleep-breathing disorders
waking time at weekends compared to weeknights or obesity.
was observed. This marked delay induced an Finally, studies with experimental manipulations
impaired academic performance (lower grades) in of the amount and quality of childrens sleep
students with DSPS compared to a control group. A confirmed that poor or fragmented sleep is asso-
similar prevalence of DSPS in the population ciated with behavioural and cognitive difficulties,
ARTICLE IN PRESS
Sleep loss, learning capacity and academic performance 333

with reduced academic achievement and learning. In humans, several studies have demonstrated
Nonetheless, this decrease in neurocognitive func- that neural systems of the prefrontal cortex
tioning can easily be reverted by adopting healthy involved in executive functioning are more suscep-
sleep schedules, such as fixed bedtimes and waking tible to sleep deprivation.5,7 As a result, most
times, fixed school starting times, and by limiting neurocognitive functions result impaired by acute
psychosocial and environmental pressure. sleep loss, such as attention and divergent think-
Unfortunately, several methodological limits do ing,108 language,109,110 decision-making,5 memory
exist in this literature. Different indicators are and response inhibition,111 and serial subtrac-
usually used in assessing academic performance: tion.112 These data have largely been confirmed
self-reported or actually recorded GPAs (provided by neuroimaging studies (e.g. Refs.113,114). More-
by the register), self-reported average grades, over, it is well known that under chronic partial
teachers comments/behaviour ratings, parents sleep deprivation, neurocognitive deficits can
reports, and school behaviour.26 This is a real accumulate over time,6,94 even if a subjective
problem that should be resolved in the near future, adaptation to the sensation of sleepiness can be
since the different outcome measures reported in experienced. Thus, these effects could be present
the literature scarcely overlap: as an example, also in students.17 In these populations, a PFC
Wolfson and Carskadon26 claimed that even grades, deficit could lead to impairments in learning,
seen as the most reliable measure, are usually not attention, decision-making and complex, divergent
equivalent in different school systems. Neverthe- or creative thinking. As a first consequence,
less, they do reflect actual child learning abilities academic performance will result reduced or
since they are closely connected to the school impoverished, and a further effect may
curriculum.106 On the other hand, others suggest also be seen on emotional and social processing,
that achievement tests should be a better measure i.e. in the PFC highest level of integration.17
because they are individually administered (thus Moreover, these effects could result in a dangerous
more reliable for children with learning difficulties) cumulative effect that is particularly significant for
and are more representative of the material children, who need much more time than
taught.107 Thus, a mandatory need for this field of adults to fully recover their normal neurocognitive
research is to find a consistent measure for learning functioning.
capacity and academic performance. Alternatively,
in order to obtain broader and more reliable
evaluations, a multi-measure approach should be
adopted, with grades, tests, as well as both teacher Practice points
and parent self-reports (as proposed in Ref.26).
Moreover, although a great number of studies 1. Students of different education levels (from
using surveys have been conducted, very few school to university) are chronically sleep
studies (see Table 1) used an experimental manip- deprived or suffer from poor sleep quality:
ulation of sleep timing. Thus, this field needs this is also due to psychosocial, environ-
many more studies investigating specific school- mental and professional pressure.
like tasks with laboratory-based paradigms, not 2. Sleep quality and quantity induce several
neglecting the possibility of a kind of Hawthorne effects on a students life: increased day-
effect.25,26 Only in this way will it be possible to time sleepiness, impaired mood, neurocog-
highlight the actual causal relationship between nitive deficits and behavioural changes.
sleep features, learning capacity and academic 3. The effects of sleep loss are mainly evident
achievement. on higher cognitive functions (attention,
Finally, some confounding variables should also memory, problem-solving, etc); as a result,
be taken into consideration. Wolfson and Carskadon learning capacity and academic perfor-
quite reasonably proposed26 the relevant role of mance may seriously be affected.
environmental and family variables. When compar- 4. Studies in which sleep was actively re-
ing students coming from different schools (with stricted or optimized showed, respectively,
different evaluation systems, class size, ethnic a worsening and an improvement in neuro-
presence), different families (with a permissive or cognitive and academic performance: this
an authoritarian style) and with different psycho- raises the possibility of an improvement in
social commitments (i.e. extra-curricular activ- neurocognitive functioning (and thus of
ities), a serious bias can be introduced. To avoid learning capacity and academic perfor-
these methodological problems, a more careful mance) as a consequence of healthy sleep
sample selection is needed. schedules.
ARTICLE IN PRESS
334 G. Curcio et al.

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