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All Distributors falling within the purview of SEBIs circular dated August 22, 2011
bearing reference number Cir/IMD/DF/13/2011 and seeking to promote, offer or sell
mutual fund schemes are requested to complete the Due Diligence Questionnaire
(DDQ) as part of the Asset Management Companies (AMC) assessment and review
process. This DDQ enables the AMCs to understand the distributors internal
systems, controls and marketing model for mutual fund distribution. This process is
required to meet the regulatory obligations.
1.4 Status:
(Corporate/Bank/individual/Proprietorship/Part
nership etc.)
1.12
Your current AUM and number of clients
As provided below:
Name of the
distributor:
Name of Authorised
Signatory
Signature
Notes: