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Exergy. http://dx.doi.org/10.1016/B978-0-08-097089-9.00005-X
2013 Ibrahim Dincer and Marc A. Rosen. Published by Elsevier Ltd. All rights reserved 75
76 Exergy
and solutions for environmentally safer, sustainable l Optimize the use of energy and exergy analysis for
low-exergy buildings. the next generation designs and optimize volunteers
Strategic goals: time.
l Make Exergy Analysis a primary tool for This activity provides a strong indication that industries
design, analysis, and performance improvement of and engineers are now keener than ever to improve their
building heating, ventilating, and air-conditioning performance by utilizing exergy methods.
(HVAC) systems for better environment and
sustainability.
l Develop simple to understand, easy to apply, yet
5.2 QUESTIONS SURROUNDING
very effective and comprehensive analysis packages.
INDUSTRYS USE OF EXERGY
l Develop exergy as a common eco-engineering
the needs of ASHRAE members and the engineering In addition, questions arise due to the observation that the
community at large; develop guides, standards, use of exergy methods appears to vary geographically. For
handbook chapters; organize professional develop- instance, more companies in Europe than in North America
ment courses (PDC), e-learning course material; seem to utilize exergy methods to enhance and maintain
maintain a very strong web-site; organize symposia, plant performance. Perhaps this situation is attributable to
forums, seminars; publish technical bulletins; and the fact that European companies often take a longer-term
cooperate with other organizations. view of efficiency measures than their counterparts in
l Create a culture of exergetic innovation, resilience, North America, so exergy methods are more naturally
and flexibility within ASHRAE that recognizes and considered in Europe. But perhaps there are other reasons,
responds to technological and ecological needs of which merit investigation.
HVAC and building industry. To better answer these questions, it is useful to examine
l Develop exergy-related design and evaluation some of the advantages and disadvantages of exergy
parameters and algorithms to be used in various methods.
certification and evaluation codes like leadership in
energy and environmental design (LEED). Develop
equipment rating system similar to energy-efficient 5.3 ADVANTAGES AND BENEFITS
ratio (EER), for example, exergy efficiency (EE) and OF USING EXERGY
exergetic improvement ratio (EIR).
The benefits of exergy analysis are numerous, especially
l Close coordination and cooperation with other
compared to energy analysis. Usually the benefits are
ASHRAE Technical Committees, groups, and other
clearly identifiable and sometimes they are remarkable.
national and international associations: identify
Some of the more significant ones follow below:
institutions within and outside ASHRAE and select
the group liaisons to these institutions. l Efficiencies based on exergy, unlike those based on
l Develop a common and interdisciplinary Exergy energy, are always measures of the approach to true
Definitions and Nomenclature Library. ideality, and therefore provide more meaningful infor-
l Identify different exergy analysis perimeters, such as mation when assessing the performance of energy
embodied, operating, and other perimeters in exergy systems. Also, exergy losses clearly identify the loca-
analysis assigned to this group. For example, the tions, causes, and sources of deviations from ideality in
energy/exergy required to produce and assemble the a system.
materials the building is made of (upstream) and l In complex systems with multiple products (e.g.,
exergy destruction (downstream) and environmental cogeneration and trigeneration plants), exergy methods
impact. can help evaluate the thermodynamic values of the
Chapter | 5 Applications of Exergy in Industry 77
product energy forms, even though they normally Exergy efficiencies do provide measures of approach to
exhibit radically different characteristics. ideality, and exergy losses do provide measures of the
l Exergy-based methods have evolved that can help in deviation from ideality.
design-related activities. For example, some methods This situation, where confusion and lack of clarity
(e.g., exergoeconomics and thermoeconomics) can be exists regarding measures as important as efficiency and
used to improve economic evaluations. Other methods loss, is problematic. In general, such clarity can be achieved
(e.g., environomics) can assist in environmental through the use of efficiency and loss measures that
assessments. are based on exergy. Consequently, several actions are
l Exergy can improve understanding of terms like energy needed:
conservation and energy crisis, facilitating better
l Be clear about what is meant when we discuss ther-
responses to problems.
modynamic efficiencies and losses.
In addition, exergy methods can help in optimization l Ensure that the measures we use for efficiencies and
activities. Berg (1980) noted this advantage when examining losses are meaningful.
the different degrees of use of exergy in industry. He wrote: l Utilize efficiency and loss measures based on exergy as
much as possible.
In some industries, particularly electric utilities, use of second law
l Where energy-based measures are used, indicate clearly
analysis in various forms has been a long standing practice in
the meaning and proper interpretation of the values, as
design. In other industries, the more direct techniques of second
well as any limitations associated with them.
law analysis were not widely used; other less direct and less
exacting techniques were used instead. Even though the approach To further explain, it is instructive to consider the basic
to optimization in the latter cases was slower, and ultimately less question of what is intended when we use terms like effi-
perfect, the approach was nevertheless made. ciency and loss.
zero for ideal processes and positive for real ones. From definitions simply answer different questions. For instance,
the viewpoint of entropy, maximum efficiency is Kotas (1995) preferred the use of the rational efficiency,
attained for a process in which the entropy creation due citing features that render it particularly suitable as
to irreversibilities is zero. The magnitude of the entropy a criterion of the degree of thermodynamic perfection of
creation due to irreversibilities is a measure of the a process. The key point: efficiencies based on exergy are
nonideality or irreversibility of a process. In general, normally meaningful and useful.
however, ratios of entropy do not provide a measure of Sometimes confusion can arise when using exergy
an approach to an ideal. efficiencies, in part because several exist. For instance,
l A quantity, which has been discussed in the context of different values can be obtained when evaluating a turbine
meaningful measures of efficiency, is negentropy (e.g., using different exergy efficiencies (and using entropy-
see Hafele, 1981, Chapter 21, for a major study carried related efficiencies like isentropic efficiency, which are
out by the International Institute of Applied Systems indirectly related to exergy efficiencies). These must be
Analysis). Negentropy is defined such that the negen- well understood before they are used. What is important
tropy consumption due to irreversibilities equals the though is that, unlike energy efficiencies, exergy-based
entropy creation due to irreversibilities. From the efficiencies are reasonable in that they provide measures of
viewpoint of negentropy, maximum efficiency is approach to ideality.
attained for a process in which negentropy is conserved.
Negentropy is consumed for nonideal processes.
Furthermore, negentropy is a measure of order. 5.3.3 Loss
Consumptions of negentropy are therefore equivalent to
degradations of order. Since the abstract property of Losses occur when the efficiency of a device or process
order is what is valued and useful, it is logical to attempt deviates from the efficiency that would occur if the device
to use negentropy in developing efficiencies. However, or process were ideal. The value of a loss is a measure of
general efficiencies cannot be determined based on this deviation from ideality.
negentropy because its absolute magnitude is not Energy losses are not necessarily indicative of a devia-
defined. tion from ideality. For instance, some processes lose heat to
l Order and negentropy can be further quantified through the surroundings, but if this heat is emitted at the temper-
the ability to perform work. Then, maximum efficiency ature of the surroundings, the loss does not lead to an
is attainable only if, at the completion of the process, the irreversibility. Conversely, some processes have no energy
sum of all energy involved has an ability to do work losses, such as the combustion of fuel in air in an isolated
equal to the sum before the process occurred. Such vessel, yet the process is highly irreversible and therefore
measures are based on both the FLT and SLT. nonideal.
l Exergy is defined as the maximum work that can be Exergy losses, on the other hand, do provide quantita-
produced by a stream or system in a specified environ- tive measures of deviations from ideality. In addition,
ment. Exergy is a quantitative measure of the quality exergy losses allow the location, type, and cause of a loss or
or usefulness of an amount of energy. From the inefficiency to be clearly identified. This information is
viewpoint of exergy, maximum efficiency is attained for critical for efforts to increase exergy efficiency. The goal of
a process in which exergy is conserved. Efficiencies more efficient energy use can be achieved by utilizing
determined using ratios of exergy do provide a measure exergy analysis as it takes into account locations, types, and
of an approach to an ideal. Also, exergy efficiencies real magnitudes of wastes and loss of energy.
quantify the potential for improvement. An additional insight obtained through exergy losses
relates to the fact that they can be divided into two types:
Other researchers have also indicated support for the use of (1) the losses associated with waste exergy effluents, and
exergy efficiencies. For example, Gaggioli and Petit (1977) (2) the losses associated with internal irreversibilities in
referred to exergy efficiencies as real or true efficien- a system or process (i.e., exergy consumptions).
cies, while referring to energy efficiencies as approxima-
tions to real efficiencies. Exergy efficiencies are often
more intuitively rational than energy efficiencies because
5.3.4 Examples
efficiencies between 0 and 100% are always obtained.
Measures of merit that can be greater than 100%, such as Many examples can be used to illustrate how use of exergy
coefficient of performance (COP), normally are between clarifies measures of thermodynamic efficiency and loss.
0 and 100% when exergy is considered. Only a few are presented here. However, more clear illus-
Of course, exergy-based measures of efficiency other trations are needed, both to educate and convince people of
than the one described earlier can be defined. The different the benefits of exergy methods.
Chapter | 5 Applications of Exergy in Industry 79
Consider a Carnot heat engine operating between a heat trying to improve the efficiency of an already nearly ideal
source at a temperature of 600 K and a heat sink at 300 K. The device. But the ramifications can also be very large in many
energy efficiency of this device is 50% (i.e., 1 300/600 situations, such as when a company or government invests
0.5). Yet a Carnot engine is ideal. Clearly, the energy effi- millions of dollars on research and development to improve
ciency is misleading as it indicates that a significant margin efficiencies of technologies that are, perhaps, not as in need
for improvement exists, when in fact there is none. The of improvement as others that deviate excessively from
exergy efficiency of this device is 100%, properly indicating ideality. Consequently, exergy-based efficiencies are
its ideal nature in a straightforward and clear manner. required to address energy problems effectively and to
Consider next an electrical resistance space heater. prioritize efficiency-improvement efforts appropriately.
Almost all of the electricity that enters the unit is dissipated
to heat within the space. Thus the energy efficiency is
nearly 100% and there are almost no energy losses. Yet the
5.4 UNDERSTANDING ENERGY
exergy efficiency of such a device is typically less than CONSERVATION THROUGH EXERGY
10%, indicating that the same space heating can, in theory, Energy conservation, although widely used, is an odd term. It
be achieved using one-tenth of the electricity. In reality, is prone to be confusing and is often misleading. Energy
some of these maximum savings in electricity use can be conservation is nothing more than a statement of the principle
attained using a heat pump. The use of even a relatively of conservation of energy, which is embodied in the First Law
inefficient heat pump can reduce the electricity used to of Thermodynamics (FLT). Yet the term energy conservation
achieve the same space heating by one-third. Clearly the normally means something much different when it is used by
use of energy efficiencies and losses is quite misleading for lay people as well as many technical people.
electrical heating. Exergy can help us understand this dual set of views
Finally, consider a buried thermal energy storage about energy conservation in a rational and meaningful
tank. A hot medium flows through a heat exchanger way. Further, exergy can help clarify this confusion by
within the storage and heat is transferred into the storage. preserving the appropriate use of the term energy conser-
After a period of time, a cold fluid is run through the heat vation as a statement of a scientific principle, while giving
exchanger and heat is transferred from the storage into proper understanding to the meaning implied by most
the cold fluid. The amount of heat thus recovered people when they discuss energy conservation. In fact, it
depends on how much heat has escaped from the storage can be argued that the meaning in the latter case is better
into the surrounding soil, and how long the recovery fluid expressed through the term exergy conservation.
is passed through the heat exchanger. But a problem
arises in evaluating the energy efficiency of this storage
because the energy efficiency can be increased simply by 5.4.1 What Do We Mean by Energy
lengthening the time that the recovery fluid is circulated.
What is neglected here is the fact that the temperature at
Conservation?
which the heat is recovered is continually decreasing To non-thermodynamicists, many meanings are expressed
toward the ambient soil temperature as the fluid circu- by the term energy conservation, meanings usually related
lates. Thus, although the energy recovered increases as to solving problems regarding energy resources or tech-
the recovery fluid continues to circulate, the exergy nologies. For example, energy conservation can mean:
recovered hardly increases at all after a certain time,
l Increasing efficiencies of devices and processes so they
reflecting the fact that recovering heat at near-environ-
use less energy resources to provide the same levels of
mental temperatures does not make a storage more effi-
services or products, thereby preserving the energy
cient thermodynamically.
resources. Increasing efficiency can be accomplished
either by incremental improvements to existing devices
or processes, or by major design alterations.
5.3.5 Discussion l Reducing energy requirements by reconsidering what
The points raised here are practical, since efforts to improve the energy is being used for, in hopes of finding ways to
efficiency are guided by what we perceive to be efficiencies satisfy the overall objective(s) while using less energy
and losses. If that is wrong, then all efforts may be in vain. resources. In the electrical sector of an economy, this
When we allow ourselves to be guided by energy effi- concept involves reducing electrical energy demands of
ciencies and losses, in particular, we may be striving for the users and is sometimes referred to as demand-side
wrong goal or even be trying to achieve the unachievable. management.
The ramifications of such errors can vary. They can be l Changing lifestyles so that we need and use less energy
relatively small when a company engineer wastes time resources (e.g., substituting use of more mass transit and
80 Exergy
bicycles for automobile use). In the extreme, some economics, convenience, reliability, safety, and so forth.
suggest we return to the past and radically curtail our Thus, decision making about how far we take efforts to shift
use of energy resources by retreating from the highly the actual level of performance nearer to the ideal, i.e., to
energy-intensive lives adopted over the last few centu- conserve exergy, involves complex trade-offs among
ries. These ideas are usually equated to accepting lower competing factors. What is critical is that, although
standards of living. other factors temper conservation goals, it is exergydor
l Substituting alternate energy resources and forms for commodities and resources that have high exergy
ones we deem precious and wish to preserve. This contentsdwe seek to preserve when we speak of energy
interpretation of energy conservation may, for example, conservation. Exergy is what we value because it, not
involve switching heating systems from natural gas to energy, consistently represents the potential to drive
a renewable energy resource like solar energy. processes and devices that deliver services or products. In
fact, it seems that exergy conservation is what lay people
As noted earlier, those familiar with thermodynamics
mean when they say energy conservation.
regard the term energy conservation simply as a statement
This is important because we need to be clear about
of a scientific principle or law. So how do we reconcile
what we say and mean. If we confuse ourselves by using
these two radically different interpretations and under-
energy conservation not just to describe a basic scientific
standings of energy conservation? How can energy
conservation principle, but also to describe efforts to solve
conservation be the essence of a scientific principle or law,
energy-related problems, we cannot effectively address
while it simultaneously reflects a wide range of objectives
those problems.
for solving energy-related problems?
By accepting that it is exergy conservation to which we
aspire, in concert with other objectives, we can effectively
address important energy-related problems in society like
5.4.2 Exergy Conservation
security of supplies of useful energy resources, and
Exergy is the key to providing simple, meaningful, and resolving shortages of useful energy resources. In addition,
practical answers to the above questions. Exergy is based this understanding of exergy conservation provides us with
on the FLT and SLT. It is the SLT that defines an ideal or the underpinning needed to develop useful and meaningful
perfect process or device as one that is reversible. This idea measures of efficiency.
can be clearly grasped because energy is conserved in any
system, ideal or otherwise, while exergy is conserved for
only an ideal or perfect process or device. Exergy is not 5.4.3 Examples
conserved for real processes or devices. DeNevers and
In the past, others have also noted the misleading aspects of
Seader (1980) put it another way when they elegantly
energy conservation, while recognizing the need to focus
wrote: Energy is conserved . in all of our most wasteful
on exergy instead. Some interesting examples follow
uses of fuels and electricity. Thus, if one aims for ther-
below:
modynamic perfection, exergy conservation is a logical and
meaningful target that is fully consistent with the objective. l After the first energy crisis in the early 1970s, Keenan
Energy conservation is not consistent with this object and, et al. (1973) wrote . energy, rather than being
in fact, is utterly meaningless in this regard. We, of course, consumed in any process, is always conserved. When
can never achieve the ideality associated with exergy opportunities for fuel conservation are to be assessed, it
conservation, but knowing of its hypothetical existence becomes necessary to use a measure other than energy.
certainly provides a clear upper limit for conservation They went on to discuss what is now commonly called
efforts. exergy as the preferred measure.
These ideas are consistent with statements of Tsatsar- l Around the same time, Berg (1974), then an engineer
onis and Valero (1989) who wrote .energy analysis with the U.S. Federal Power Commission, wrote
generally fails to identify waste or the effective use of fuels National efforts to conserve energy resources could be
and resources. For instance, the first law does not recognize much enhanced by the adoption of [exergy] to measure
any waste in an adiabatic throttling processdone of the the effectiveness of energy utilization. He also noted
worst processes from the thermodynamic viewpoint. They that the first law of thermodynamics guarantees that
go on to state exergy analysis . calculates the useful energy can be neither created nor destroyed; thus it
energy associated with a thermodynamic systems . [and] would hardly seem necessary to have a national policy
identifies and evaluates the inefficiencies of an exergy addressed to its conservation.
system. l Gaggioli (1983b) closed the preface in the book of
Of course, we never aim for thermodynamic perfection contributed papers on exergy by stating: Exergy anal-
in the real world. Too many other factors come into play, like yses not only avoid many misconceptions resulting from
Chapter | 5 Applications of Exergy in Industry 81
energy analyses but also point out the way to economic 5.6 POSSIBLE MEASURES TO INCREASE
energy conservation. Although he clearly used the APPLICATIONS OF EXERGY IN INDUSTRY
term energy conservation with the lay meaning
(probably to make the statement clearer to lay readers), Exergy methods are useful and can be extremely beneficial
Gaggioli reinforced the need to consider exergy in to industry and others. The concerns about exergy are, in
conservation efforts and activities. reality, barriers that can, and should, be overcome to
l Recently, Scott (2000), a proponent of the use of exergy increase industrys adoption of exergy. The use of exergy
methods, wrote a particularly articulate article on the can benefit not only industry, but also society (e.g., through
confusing nature of the term energy conservation, a cleaner environment). These benefits are too great to
highlighting dangers associated with its use. ignore.
Although industrys grounds for not using exergy are
Clarity of thought and soundness of understanding are not well founded, it is true that perception is often reality.
needed to address issues successfully. This idea also So, if industry is to adopt, or be convinced to adopt, exergy
applies to energy conservation. The lack of clarity and methods on a more widespread basis, several actions by
understanding that often seems to be present when exergy proponents are needed.
energy conservation is discussed ought to be resolved. Some examples of actions that are necessary or would
Exergy provides the means to this resolution, which is be beneficial are in the following list. This list is not
needed if energy-related issues are to be addressed intended to be exhaustive, as many other suggestions can be
effectively. made.
learning that some articles on exergy methods were 5.6 Provide two different expressions for the exergy
being rejected by applications-oriented journals, almost efficiency of refrigeration and heat pump systems.
solely because the articles were deemed outside the Incorporate COP in one expression.
scope of the journals. 5.7 Give an expression for the exergy efficiency of
a turbine that includes exergy loss as one of the terms.
5.7 CLOSING REMARKS 5.8 A student calculates the exergy efficiency of an
adiabatic steam turbine to be greater than 100%. Is
Through measures such as those outlined in here and this result reasonable? Explain.
others, the broad potential of exergy can come to be fully 5.9 Does a process with an exergy efficiency greater than
realized by industry in the future. For the direct benefit of 100% necessarily violate the SLT? Explain.
industry in particular, and society in general, it is critical 5.10 Does the use of exergy efficiency for evaluating
that the potential benefits of exergy be exploited. a hydraulic or wind turbine provide any advantage
compared to using energy efficiency?
5.11 The exergy efficiency of an electric resistance heater
PROBLEMS
is typically less than 10%. Explain how the same
5.1 Identify the reasons for the reluctance to use exergy heating can be accomplished using a reversible heat
by many in industry. pump. Consider 5 kW of heating with an outdoor air
5.2 Some claim that the main reason exergy is not used to temperature of 2 C and an indoor temperature of
a great extent by industry is that the results of an 24 C. Draw a schematic of this heat pump unit and
exergy analysis are difficult to interpret. Do you calculate the COP and the exergy efficiency of this
agree? Explain. heat pump.
5.3 Is exergy analysis more useful for power plants or for 5.12 Repeat the previous problem considering a ground
cogeneration plants? Explain. source heat pump with a ground temperature of 13 C.
5.4 Is exergy analysis more useful for a steam power plant 5.13 We are continuously encouraged to conserve or save
or a hydroelectric power plant? Explain. energy even though according to the FLT energy is
5.5 The COP of refrigeration and heat pump systems can conserved anyway. Do you favor replacing the term
be greater than 1. Can the exergy efficiency of such energy conservation with exergy conservation to
systems be greater than 1? Explain. avoid this confusion?