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CHAPTER
Tyler Koski
John Liu
98 Stephen Ondra
Richard Fessler
Minimally invasive techniques in spine surgery have been evolv- Several criteria are being used to select patients for minimal
ing for the past several years.7,9 Their advent has brought with access approaches. The relative flexibility of the curve is deter-
it many benefits to the patient undergoing surgery for degen- mined using upright and recumbent films as well as push prone
erative spine disease. Among these benefits are less blood loss, films. Those curves that can be corrected using Smith-Petersen
less postoperative discomfort, faster recovery time, and, argu- osteotomies and positioning that do not require extensive
ably the most important benefit, decreased injury to the cantilever techniques for correction are candidate curves.
paraspinal soft tissue envelope.2,3 Short segment coronal deformity is also ideal for lateral inter-
This final benefit is of utmost importance when considering body correction through minimally invasive retroperitoneal
that the overall biomechanical strength of the spine rests on approaches. Also, curves requiring short segment fixation to L5
the soft tissue envelope remaining intact.4,5 This soft tissue or higher are candidate curves.
envelope includes the paraspinous musculature, the ligamen- At this time, there are several relative contraindications to
tous structures, and the articular facet joints and capsules. minimal access deformity correction. Highly rigid, large angle
Injury to the paraspinal envelope can lead to premature degen- curves that require long segment fixation from the upper tho-
eration at adjacent levels leading to a shortened time to revi- racic spine across the thoracolumbar junction or lumbosacral
sion surgery after primary spine surgery. junction pose significant challenges to the current state of tech-
In the patient with spinal deformity, the current techniques nology. Techniques for dorsal approach minimal access pedicle
of open surgical exposure completely denude the spine of its subtraction osteotomies and vertebral column resections have
soft tissue support. The dorsal tension band is disrupted with not been fully developed, and the need for these osteotomies
injury to both ligamentous structures as well as injury to paraspi- may indeed be a relative contraindication to a minimal access
nal musculature. In addition, there is always concern over injury surgery. Rodding techniques are a major limitation for large
to the facet structures adjacent to the fusion. All of this injury curves as the current percutaneous rod passing techniques can-
may lead to premature proximal or distal junctional failure. not account for the significant changes between thoracic
We are currently in the process of transition in deformity kyphosis and lumbar lordosis. Also, the degree of ankylosis
surgery. Minimally invasive techniques are now beginning to be across anterior segments or posteriorly can pose a significant
utilized as powerful tools in the correction of deformity to the challenge to adequate curve correction. The degree of sacral
benefit of the patient. This chapter will explore the current obliquity can significantly complicate the correction of a lum-
minimally invasive technologies available to the deformity sur- bar degenerative curve and must be taken into account when
geon. We will describe the techniques as well as their applica- planning a minimally invasive correction. As our techniques
tion in correcting deformity. We will also include several case and technology evolve, we anticipate that these limitations will
studies that illustrate their use. be overcome.
INDICATIONS EXPOSURE
Indications for utilizing minimal access techniques in spinal When considering minimally invasive techniques, exposure of
deformity are currently being developed. Many factors go into the entire spinal column is not necessary. Only the key ele-
deciding who will be an appropriate candidate. All deformity ments required for deformity correction are exposed. This
patients should have standing 36-inch scoliosis X-rays as well as means that a keyhole approach to the spine must be under-
supine and side bending X-rays to evaluate their curves. Sagittal taken in order to expose the facet, pedicle entry zones, osteot-
and coronal balance is taken into consideration. Patients are omy sites, and arthrodesis sites. This approach minimizes soft
evaluated for curve flexibility, possibility of short segment cor- tissue envelope trauma while allowing correction to take place.
rection of their deformity, and possibility of preservation of the Keyhole exposure is undertaken posteriorly to enable osteoto-
caudal motion segments. mies, placement of instrumentation, and posterior arthrodesis.
1021
A B
Figure 98.4. Fluoro images of the graft placed in the disc space in the anteroposterior projection (A) and
lateral projection (B).
provide exposure of the lamina, pars, and the transverse pro- As the level progresses superiorly into the upper lumbar and
cess with small movements of the retractor tube. Figure 98.5 thoracic spine, the depth of retraction is reduced and it
shows a tubular retractor in place. becomes increasingly cumbersome to utilize tubular retractors
Smith-Petersen osteotomies can be performed once the to effect exposure. If osteotomies are required, hand held
facet joint is exposed. The facet complex, pars, and inferior retractors can be used to bluntly dissect and retract the subfa-
lamina are cleared of any soft tissue. Using a high-speed drill, cial muscle. We have found that various length nasal speculum
the inferior articular process is removed and saved to use as type retractors provide adequate exposure of the necessary
autologous bone graft. The tip of the superior articular process anatomy (Fig. 98.6). In the thoracic spine, the transverse pro-
is then drilled off down to the level of the ligamentum flavum. cess is palpated and the speculum is used to bluntly dissect the
The ligament is then resected using Kerrison rongeurs. If no soft tissues off the spinous process. From this landmark, the
osteotomy is required, the facet joint can be arthrodesed to facet joint can be exposed for arthrodesis or Smith-Petersen
effect a fusion across that level. osteotomy. The pedicle entry zone can then be easily accessed.
Figure 98.5. A tubular retractor in place. Note that the facia is Figure 98.6. A nasal speculum is providing retraction of the nec-
intact and no paraspinal muscle dissection is undertaken. essary anatomy in the thoracic spine.
PLACEMENT OF POSTERIOR
SEGMENTAL INSTRUMENTATION
Pedicle screws can be placed utilizing standard freehand or
fluoroscopic methods. If an osteotomy is to be performed at
the level of interest and exposure is already performed via
tubular retraction, we prefer to use an open freehand tech-
nique through the tubular retractor to cannulate the pedicle.
This technique is also useful if the local deformity does not
allow adequate fluoroscopic imaging of the pedicle of interest.
If no osteotomy is to be performed and arthrodesis is being
accomplished via an interbody fusion, then the pedicle screw is
placed using percutaneous fluoroscopic techniques.
If a retractor and open freehand technique is used, pedicle
cannulation proceeds as follows. The pedicle entry zone is
identified and local landmarks are visualized. A high-speed drill
is used to mark the entry point and drill through the outer cor-
tex to the cancellous bone of the pedicle. A pedicle probe is
then advanced into the pedicle (Fig. 98.7). The pedicle walls
are then checked for breeches. If no breech is present, a long
k-wire is then passed down the retractor and into the cannu-
lated tract. The retractor is then removed leaving the k-wire to Figure 98.8. Transfacially placed k-wires are in place at every level
to be instrumented.
mark the pedicle. The retractor is then moved to the next adja-
cent level. Extreme care must be taken not to dislodge the
k-wire. Figure 98.8 shows k-wires in place at each level.
After all the pedicles have been cannulated and k-wires
prevents the difficulty in having to manage many pairs of k-wires
placed, the pedicles are tapped and the pedicle screws are
in the operative field, which carries the risk of contamination,
placed over the k-wires. The pedicle screws are attached to
surgeon injury, and k-wire displacement.
screw extenders that allow for manipulation of the screws as
Once the pedicle screws are placed, rodding takes place.
well as for eventual rod placement (Fig. 98.9). Alternatively, the
Rodding can be difficult as many of the normal techniques for
pedicle screws can be placed as you go as soon as each level is
curve correction such as derotation and in situ bending are not
complete. Placing all of the k-wires first is sometimes of benefit
directly translatable to a minimal access approach. The rod
as the screw extenders can obscure access to the adjacent level
must be shaped to the appropriate lordosis and/or kyphosis
if the deformity is severe enough. Placing the screws as you go
and then is percutaneously passed through the pedicle screw
extenders (Fig. 98.10). The pedicle screw extenders can be uti-
lized to impart vector forces onto the pedicle screws to correct
the deformity to make rodding easier. The rod is then reduced
Figure 98.7. A Lenke pedicle probe can be used down the tubular Figure 98.9. Pedicle screw extenders are visible above the facia to
retractor to cannulate the pedicle. allow rodding and spinal column manipulation.
CASE 98.1
The following case example is of a primary degenerative significant coronal plane deformity. A posterior L2 to L5
lumbar curve. The patient is a 61-year-old woman with a pri- posterior minimally invasive fusion was performed in the
mary complaint of severe low back pain and left-sided radic- same setting for posterior stabilization along with L2/3,
ulopathy. She was sagittally and coronally balanced on L3/4, and L4/5 Smith-Petersen osteotomies and bilateral
standard 36-inch scoliosis X-rays (Figs. 98.11A and B). A L3/4 foraminectomies for decompression and posterior
magnetic resonance imaging (MRI) of the lumbar spine release. Estimated blood loss was 500 cc. Postoperative
showed left-sided lateral recess stenosis from disc degenera- X-rays show excellent correction of her lumbar curve with
tion and buckled ligamentum flavum at the L3/4 level. preserved sagittal and coronal balance (Figs. 98.12A and B).
Direct lateral interbody fusions were performed at L2/3, The patient had complete resolution of her radiculopathy
L3/4, and L4/5 via a right-sided approach due to the curve. and back pain and was no longer taking pain medication at
This procedure provided good correction of her the 3-month follow-up.
A B
A B
Figure 98.11. Case 98.1 preoperative anteroposterior (A) and
lateral (B) X-rays. Figure 98.12. Case 98.1 postoperative anteroposterior (A) and
lateral (B) X-rays.
CASE 98.2
This case is an example of late, painful progression of an as a first stage. Smith-Petersen osteotomies were performed
adolescent idiopathic scoliosis (AIS) thoracolumbar/lum- at T11/12 through L1/2 for posterior release and arthrod-
bar Lenke type V curve treated with thoracolumbar direct esis. A second stage anterior procedure with direct lateral
lateral fusions and instrumentation across the thoracolum- interbody fusion at T12/L1, L1/2, and L2/3 was performed
bar junction. This is a 61-year-old woman with complaints of for anterior column support and arthrodesis across the tho-
back pain overlying her curve with a significant and trouble- racolumbar junction. Estimated blood loss was 1000 cc. Her
some rib hump and shoulder asymmetry. Her curve mea- residual curve across her Cobb levels is now 10. She has had
sured 36 T10 to L3 (Figs. 98.13A and B). On lateral excellent cosmetic correction of her rib hump (Figs. 98.14A
bending films, her compensatory lumbar and upper tho- and B). She has had good postoperative relief of her pain
racic curves completely corrected (Figs. 98.13B and C). 7 months postoperatively with only intermittent use of any
This curve was treated posterior instrumentation T10 to L3 pain medicine (two to three times per week).
A B C D
Figure 98.13. Case 98.2 preoperative anteroposterior (A) and lateral (B) and side bending (C and D)
X-rays. Note the relatively flexible nature of the curve on side bending X-rays.
CASE 98.3
A B C D
Figure 98.15. Case 98.3 preoperative anteroposterior (A) and lateral (B) and side bending (C and D) X-rays.
Again note how the curve responds to postural changes.
A B
A B
5. Mayer TG, Vanharanta H, Gatchel RJ, et al. Comparison of CT scan muscle measurements
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