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Giovanni Riva,
Department of Agricultural and Environmental Biotechnology (Dibiaga), University of Ancona,
Italy
Notes:
1: in terms of the presence of problems related to the quality and continuity of electrical energy
supply
2: double plant: generator-set fed with fossil fuels and plant based on renewable sources (the
basic device may be the same: i.e., reciprocating engine fed by diesel fuel and/or vegetable oil).
Single plant: plant based only on a renewable source
3: if the connection to the grid could be considered
Table 1. Basic information useful to select the strategy and the type of an autonomous electricity
supply. The greater the number of bullets, the greater the knowledge is of the relevant
information.
Table 1. Basic information useful to select the strategy and the type of an autonomous electricity
supply. The greater the number of bullets, the greater the knowledge is of the relevant
information.
Although food production requires relatively little energy, agriculture in the developed countries
is critically dependent upon fossil energy. In developing countries conventional energy
consumption is much smaller, but there is a need to modernize the sector, increasing the use of
more advanced (and energy-intensive) technologies.
In addition, there is increasing concern in relation to the environment and, in particular, on the
long-term effects due to the global warming. In fact, agriculture accounts for about one-fifth of
the projected greenhouse gases, producing about 50% and 70%, respectively, of overall methane,
nitrous oxide (N2O) and carbon dioxide emissions. Promising approaches for mitigation include
more efficient conventional technologies and a larger utilization of the renewable sources.
Taking into account these issues, the autonomous power supply should primarily deal with
environmentally sound technologies and energy sources. In particular, the agricultural sector
offers the most concrete opportunity for using renewable sources. In fact:
farm power requirements are generally moderate and they sometimes match
the availability of renewable sources;
electricity could be required in remote areas (easy to find also in grid-
connected farms) where it would be expensive to run cables from a main
power supply;
farmers are normally open to renewable sources and tolerate breaks in power
continuity better;
some renewable sources (i.e. biomass) are unique to agriculture.
On the other hand:
Most of the renewable sources (i.e. solar and wind energy) are intermittent
and the relevant energy should be stored in order to match the requirements.
Consequently, plants are expensive and often need attention.
Some important farm operations are seasonal or typically 2060 days per year
(i.e. drying in mild-climate countries). Then, it is necessary to reduce
investments for energy plants and structures.
Some applications need a reliable power source. In this context, a double
plant (conventional and renewable sources) could be required.
2. Power Production and Aspects Concerning the use of Renewable Sources
2.1 Basic Concepts
From a general point of view, the user is always willing to evaluate various energy plant designs
and the final choice is not always the most economical or rational (indeed, expensive features,
such as increased functional reliability, may be considered useful). When connection to a grid is
possible, the supply of electricity is usually based on strictly economic considerations, while in
other cases a wide range of situations may exist, which have to be examined on a case-by-case
basis. This fact is extremely important when it comes to selecting energy conversion
technologies.
In all cases, the supply and production of power pose two types of problems (Figure 1):
possible modification of existing energy plants;
choice of the most suitable source and energy plants (in case of the absence or
complete reconstruction of the plants themselves).
Table 5. Biomass systems (solid, liquid and gaseous biofuels obtained from solid biomass)
The most interesting units to consider are steam, Stirling and ORC turbines/engines. The basic
feature of these machines is external combustion. Therefore, they can theoretically use any type
of fuel (including solids).
Steam engines are already in use in some underdeveloped countries. When less power is needed
(in the range 101000 kW), they provide some advantages over steam turbines (simplicity of the
layout). Steam engines naturally have to be combined with steam boilers (adapted to operate at
10 bar at least) and are not easy to find in the market, as they are seen as an old technical design.
Steam turbines represent instead the preferred technology starting at a few hundred kW. They
have a good performance for relatively high powers (over 23 MWe; 1015% as an average
figure). Steam turbines should be supplied with super-heated steam, in order to avoid the
formation of liquid drops which would erode the turbine blades and decrease its efficiency.
Consequently, boilers should have a super-heater, resulting in: a higher complexity and expense
(especially for small plants), careful management and, often, a necessity for licensed operators.
However, steam turbines coupled with steam boilers are popular and accepted as a reliable
technical layout able to operate more than 7000 hours per year. Existing plants are numerous
both in the developed and less developed countries.
Stirling engines are operated by the expansion and contraction of a gas (usually air or helium)
through a hot and cold source, both of which are located outside the machine. Engines with small
capacities (45 kW) are currently available, but they are expensive and difficult to find (for
commercial reasons).
Stirling engines are suitable for small sizes and present some advantages like:
i. the working fluid is an inert gas;
ii. the cycle, thanks to regeneration, efficiently exploit the available temperature
difference between the hot and the cold source;
iii. the maximum cycle temperature is not limited by the working fluid, hence
efficiencies in the range 3040% are possible (but these figures are much
lower less than 58% if air is used as working fluid gas) and reached in
some pilot plants.
These advantages justify the great effort which has been dedicated to the Stirling concept.
However, the use of this engine has been hindered by a number of problems, which become more
evident when biomass is selected as an energy source.
ORC machines (organic Rankine cycle) represent a valid alternative to the above-mentioned
technologies, especially for biomass application in the range 101000 kWe. An organic working
fluid of a closed Rankine cycle, where the energy for heating and vaporization is supplied from a
conventional biomass boiler, can be used to produce electricity in a wide range of power (from a
few kW to over 2 MWe per unit). Considering an average boilers efficiency of 80%, an overall
efficiency (biomass energy to electricity) of nearly 15% is normally achieved even for power
outputs below 200 kWe (Table 2).
This type of result is hardly attainable by other standard technologies in the same range of power.
Thermal energy is available at a temperature of 90 C, appropriate for space heating or some
industrial process. Typically, working fluids are HCFC class ones, which feature low ozone
depleting action (they will be accepted in European Union until 2030). ORC machines represent
a valid alternative to steam generators but are difficult to find on the market.
Data Value
Table 7. General characteristics of the 400 kWe ORC plant fed by biomass displayed in Figure 3
(source: Tuboden Company, Brescia, Italy).
6. Hydraulic Engines Combined with Generators (Water Wheels and Turbines)
Wheels that convert the potential energy of a head (elevation of water) are equipped with boxes
(overshot wheels), while those that convert the kinetic energy of streams have paddles (undershot
wheels). The power P obtainable with overshot wheels is calculated as follows:
P = 10QH [kW]
where Q is the flow rate [m3s1], H is the available head, and is the wheels total efficiency
(0.50.7). For undershot wheels:
P = 0.25AV3 [kW]
where A is the submerged section measured perpendicularly to the flow [m2], V is the speed of
the stream [ms1], and is the wheel efficiency (0.50.7 again).
Given their low speed (620 rpm), wheels are not recommended for the production of electrical
energy (a velocity ratio of 1/100 is generally required and this further reduces the total yield, as a
consequence of the transmission efficiency).
Water turbines are basically composed of a nozzle and a rotor. The purpose of the nozzle is to
direct the water to the rotor and transform (completely or partially) its pressure energy into
kinetic energy. The rotor is composed of paddles that convert the energy of the water Ea into
mechanical energy Em (rotation around a fixed axis; machine yield: =Em/Ea).
When all the energy at the rotors inlet is kinetic, the machine is called an impulse turbine; when
the energy is mixed (i.e., in the form of pressure and velocity), it is called a reaction turbine. The
latter are also equipped with a diffuser, which connects the rotors outlet to the tailrace. Its
purpose is to create pressure and then suck in the water (this is important for low heads). Each
kind of turbine is suitable for different values of available head. There are different types, as
described below.
Propeller or Kaplan turbines (reaction turbines). These turbines operate with
low heads (120 m) and high flow rates. They are available above 50 kW. The
rotor is composed of a bulb-shaped hub and 46 paddles with variable slant,
which guarantees high yields ( ; defined as the ratio of the mechanical
energy produced to the total energy of the flowing water) even with variable
flow rates (0.8< <0.9).
Francis turbine (reaction turbine). Suitable for average heads (15150 m) are
available only for large units; composed of a rotor (rotation speed: 250
1000 rpm) with fixed paddles and generally a nozzle containing several
paddles with variable slant (0.8< <0.9).
Pelton turbine (impulse turbine). Requires large heads (>100 m) and the rotor
(rotation speed: 5001000 rpm) is composed of a disk around which a set of
paddles (in the shape of a double spoon) are placed. Injectors (16) direct an
equal number of jets towards the paddles, thereby generating torque (0.82<
<0.9). Pelton turbines coupled with generators are available in small units
(200 W or less for direct current generation; 1 kW for alternating current
generation).
Other kinds of turbines also exist, including the Michell-Banki turbine (from a few kW) which is
suitable for heads between 1 m and 200 m; in this case, the water passes through the rotor.
To calculate the amount of power that can be produced (see, Energy Sources: Non-renewable and
Renewable), it is necessary to evaluate:
the heads potential;
The latter value is equal to: t = c g, where is the water machines yield (defined above),
c is the water pipes yield (if this exists; 0.930.98), and g the electric generators yield (0.88
0.98 in average and medium-high capacities). When the plant has been well constructed, t =
0.650.88.
7. Photovoltaic Solar Plants
When certain materials are reached by solar radiation, they generate an electromotive force
(photovoltaic effect; see, Energy Sources: Non-Renewable and Renewable). Examples include
silicon crystal wafers (thickness: 0.20.4 mm) cut from bars (salami) and contaminated by
impurities (doping) in order to turn the two sides into positive and negative semiconductors,
respectively. When solar radiation is present, electrical energy is supplied by connecting the
bottom surface (metal coated) to the top (to which a metal grate is applied). The wafers are round
when the original structure is a single crystal; when the silicon contains several crystals, the
wafers are square. Other materials can be used in addition to silicon. Examples include indium
phosphorus (InP), gallium arsenide (AsGa) and cadmium sulfide combined with copper sulfide
(CdSCu2S). Amorphous silicon can be very useful (because of its low cost), but its durability is
limited.
The cells are characterized by peak power (Wp), which is the electric power supplied with 1000
W m2 of radiation.
A complete photovoltaic plant is composed of:
solar modules, made up of several cells protected by a transparent cover and
connected in series to obtain voltages of 12 or 24 V);
electric storage;
a charge conditioner, which prevents the currents return from the storage to
the collectors in the case of weak radiation and overcharging of the storage in
the case of intense radiation;
a converter and transformer (to supply users with alternating current).
When the storage is necessary (most common practical case), the average yields are always
below 10% (solar energy to useful electricity).
8. Wind Generators
Wind generators can be divided into two groups (see, Energy Sources: Non-Renewable and
Renewable for theoretical aspects): those with horizontal axes and those with vertical axes. The
former (unlike the latter) do not have moving parts that are faster than the wind, and they must
rotate around a vertical axis for the rotor to be in an operating position.
Machines with 13 vanes are generally used for electricity production. The most complete
versions include:
i. a rotor with a device for regulating the vanes pitch (to keep the rotation speed
constant when wind speed varies);
ii. a brake (generally disc type) to stop the machine for maintenance or when the
wind speed is excessive;
iii. a revolution multiplier;
iv. an electric generator;
v. an orientation system (not included in vertical machines).
The rotor is the most important component; the vanes must have a special shape, and their fatigue
strength and resistance to stress have to be high (wind speed varies constantly, and this causes the
structure to vibrate). The supply of electrical energy is dependent on the wind speed v.
Once three typical values of v (v1, v2, v3, where v1<v2<v3) have been established, the machine will
operate in the following manner: when v<v1, the machine will not start; when v1<v<v2, variable
power is supplied; when v2<v<v3, constant power is supplied, and when v>v3, the machine stops
working to prevent damage. Generally: v1 = 5ms1; v2 =12 ms1; and v3= 2530 ms1. Between v1
and v2, electric energy is not regulated (variable frequency). Theoretically, the transformation
yield (defined as the ratio of energy produced to wind energy) can reach 59% (Betzs criterion),
but it generally ranges from 10 to 40%.
In brief:
Direct or alternating current is generated, at variable frequency or voltage, for
resistive loads (heating) or storage (with transformation into direct current),
from which it is then drawn and transformed into alternating current, if
necessary. The machine operates when v>v1.
Only regulated alternating current is generated. The machine functions only
when v>v2.
Production of unregulated alternating current and energy management with a
controller that supplies resistive-load power when v<v2, or power at any load
when v>v2.
When the machine is connected to the national grid, speed can be controlled by a generator
excited by the grid itself (hence, the machine is forced to rotate at a fixed number of revolutions).
9. Combined Production of Electric and Thermal Energy (Co-generators; CHP)
Users could require electrical and thermal energy at the same time. Consequently, a plant capable
of the simultaneous generation of these two types of energy certainly merits discussion here.
CHPs are based on the recovery of waste heat from an engine (internal or external combustion)
connected to a generator. For example, with generators based on spark-ignition (fed with any
kind of fuel) or diesel engines, 1030% of the fuels energy is transformed into electric energy,
and the remaining portion is dispersed as heat by the exhaust gas (3035%) and engine and
lubricating oil cooling (3040%). Thus, it is possible to recover (using simple exchangers)
thermal power that is 1.22.5 times greater than electrical power (total yield: 7595%).
Positive results can only be obtained with water-cooled engines. When all the exchangers
(operating on the exhaust gas and engine, respectively) are in series, thermal energy, 80 C can
be produced. With exhaust gas alone, steam is produced. Co-generation can also be applied to
Stirling engines and gas turbines.
Steam engines/turbines and ORC turbines unlike all other types of engines, can produce thermal
energy independently from electric energy and this makes the EC generators very flexible as
CHP units. Indeed, in addition to recovering steam from the engines exhaust, desired quantities
of this product can also be drawn directly from the boiler.
Related Chapters
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Glossary
AC : Alternating current
CHP : Combined heat and power production
DC : Direct current
E : Energy (possible subscripts are defined in the text)
EC : External combustion
HCFC : Ecological thermal fluids
IC : Internal combustion
ORC : Organic Rankine cycle
rpm : Revolutions per minute
We : Watt in terms of electrical energy
Wp : Peak power (photovoltaic collectors)
Wt : Watt in terms of thermal energy
: Efficiency, yield (ratio between energy output and input of a energy plant)
Bibliography
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on wind energy conversion.]
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Biographical Sketch
Giovanni Riva was born in 1952 in Varese (Italy). University (Polytechnic of Milano): 19711976; Ph.D. on
Agricultural Machinery in 1977; Associate Professor of Energy Technologies from 1987 at the University of Milano.
Present position: Full Professor of Mechanics (relevant field: energy) at the University of Ancona (Italy). Secretary-
General of the Italian Thermotechnical Committee and of the Italian Thermotechnical Association; President of the
IV Section of the Italian Association of Agricultural Engineering (Energy and Rural Electrification); Member of the
International Energy Economist Association (IEEA) and of the American Society of Agricultural Engineers (ASAE).
Collaboration with several profit and non-profit organizations. Tasks carried out: design of different energy systems
for rural environment; design and manufacture of dryers operating with simplified water solar collectors and PV
collectors; design and preparation of tractors and generator-sets operating with raw vegetable oil. Collaboration with
UN (FAO) on rural energy. Summary of goals: development and application of two models for the simulation of
energy producing systems; identification of barriers to the spreading of innovative energy technologies; procedures
to check the performance of innovative plants. Collaboration, as expert, with the EU in the framework of different
projects on the dissemination of renewable energies (China and India). Tasks carried out: delivery of two tractors
and one generator set working with raw and esterified vegetable oils; assistance to local institutions for the control of
engine exhausts; visit to local mechanical industries for power production. The main fields of research are related to:
mechanics; efficient use of conventional and renewable sources of energy. Specific topics are: data collection in
different environments (also design and manufacture of instruments data logger included and probes); study,
design and set-up of cogeneration plants up to 12 MW.