Establishment. Diplomatic missions Establishment. Consular relations are are established by mutual consent. established by mutual consent. (Vienna (Vienna Convention on Diplomatic Convention on Consular Relations [CC], Relations [DC], Art. 2) Art. 2 [1]) Arises with diplomatic relations. - Not same as establishing diplomatic Consent given to the establishment of relations. A state may establish diplomatic relations between two States diplomatic relations with another without implies, unless otherwise stated, consent agreeing to establish a diplomatic to the establishment of consular mission therein. It may likewise withdraw relations. (CC, Art. 2 [2]) a diplomatic mission without necessarily This makes the following possible: Establishment of diplomatic relations severing diplomatic relations. without consular relations, by express declaration; and Establishment of consular relations initially, ahead or as a preliminary step to diplomatic relations.
Organiza Members of the Mission Members of the Post
The following are the members of a The following are the members of a tion diplomatic mission: consular post: 1. Head of mission 1. Heads of the post a. That of ambassadors or nuncios a. Consuls=General accredited to Heads of State, and b. Consuls other heads of mission of equivalent c. Vice-Consuls rank; d. Consular agents (CC, Art. 9) b. That of envoys, ministers and 2. Staff of the post internuncios accredited to Heads of a. Consular employees any person State; employed in the administrative or c. That of chargs daffaires technical service of a consular post; accredited to Ministers for Foreign b. Members of the service staff Affairs. means any person employed in the 2. Staff of the mission domestic service of a consular post. a. Diplomatic staff staff having diplomatic rank. Consular officers are of two categories, b. Administrative and technical staff Career consular officers; and employed in the administrative and Honorary consular officers. technical staff of the mission. (e.g. secretaries, receptionists) c. Service staff employed in the domestic service of the mission. (e.g. driver, maid, security guards)
Diplomatic agents. This term refers
to the: a. Head of mission; and b. Members of the diplomatic staff. The distinction is essential because they are the only ones covered by diplomatic immunities and privileges Diplomatic Relations Consular Relations Functions a) Representing the sending State in the Functions. Consular functions consist receiving State; in: b) Protecting in the receiving State the a) Protecting in the receiving State the interests of the sending State and of its interests of the sending State and of its nationals, within the limits permitted by nationals; international law; b) Furthering the development of c) Negotiating with the Government of commercial, economic, cultural and the receiving State; scientific relations between the sending d) Ascertaining by all lawful means State and the receiving State and conditions and developments in the otherwise promoting friendly relations receiving State, and reporting thereon to between them; the Government of the sending State; c) Ascertaining by all lawful means e) Promoting friendly relations between conditions and developments in the the sending State and the receiving commercial, economic, cultural and State, and developing their economic, scientific life of the receiving State, cultural and scientific relations. (DC, Art. reporting thereon to the Government of 3 [1]) the sending State; d) Issuing passports and travel Diplomatic missions may also perform documents to nationals of the sending consular functions, (DC, Art. 3 [2]) which State, and visas or appropriate are regulated by the Vienna Convention documents to persons wishing to travel on Consular Relations. (infra.) Consent of to the sending State; a receiving state to the establishment of e) Helping and assisting nationals, both diplomatic relations also implies the individuals and bodies corporate, of the establishment of consular relations. (CC, sending State; Art. 2 [2]) f) Acting as notary and civil registrar, and performing certain functions of an administrative nature; g) Safeguarding, within the limits imposed by the laws and regulations of the receiving State, the interests of minors and other persons lacking full capacity who are nationals of the sending State; h) Representing or arranging appropriate representation for nationals of the sending State before the tribunals and other authorities of the receiving State; i) Transmitting judicial and extrajudicial documents or executing letters rogatory or commissions to take evidence for the courts of the sending State; j) Exercising rights of supervision and inspection in respect of vessels having the nationality of the sending State, and of aircraft registered in that State, and in respect of their crews, and extending them assistance; k) Performing any other functions entrusted to a consular post. (CC, Art. 5, paraphrased)
Consular officers may also perform
diplomatic functions or acts granted these conditions: The sending state has no diplomatic mission in the receiving state; The sending state is not represented by a diplomatic mission of a third state therein; The receiving state consents to the arrangement. (CC, Art. 17 [1]) Commencem Commencement of diplomatic Establishment. They may be ent functions. The process with regard to established in the territory of the / heads of mission is as follows: receiving State only with that States Appointment 1. Initiation of agration [ah-gre-ya- consent. In particular, the following are shawn] sending state inquires with subject to the approval of the sending receiving state regarding the state: acceptability of the head of mission Seat of the consular post, and proposed to be accredited. subsequent changes thereto; 2. Issuance of the agrment [ah-gre- Opening of a vice-consulate or mahnt] if the receiving state finds the consular agency in different consular proposed head acceptable, the receiving seat; state issues an agrment (i.e. approval Opening of an office forming part of an given by the receiving state to the existing consular post elsewhere than at proposed head.) the seat thereof. (CC, Art. 4)
The receiving state may refuse Consular functions may also be
agrment, and is not obliged to give a undertaken by a diplomatic mission. (CC, reason therefor. Art. 3) Agrment may be withdrawn by the receiving state only when the head of Appointment of heads of consular mission is not yet present in its territory. posts. Once that threshold is crossed, it may: 1. Issuance of a consular commission Ask the receiving state of his He is appointed by the sending state via withdrawal; or the issuance of a consular commission Declare him persona non grata. a document which certifies to his official 3. Formal nomination and public capacity and indicates his full name, announcement the head of state category or class, consular district, and presents his diplomatic credentials (i.e. the seat of his consular post. (CC, Art. 11 authorization from the sending state) to [1]) the 2. Transmission of consular commission The consular commission is transmitted As to members of the staff of the to the receiving state for consideration. mission, the sending State may freely (CC, Art. 11 [2]) appoint them. (DC, Art. 7) 3. Issuance of exequatur If the receiving state is in agreement, it shall issue an exequatur an authorization from the receiving state by which the head of a consular post is admitted to the exercise of consular functions. (CC, Art. 12 [1])
A receiving state may refuse to issue an
exequatur, and is under no obligation to explain itself. (CC, Art. 12 [2]) The exequatur covers the members of the consular staff working under the heads orders and responsibility. But the receiving state may nonetheless require an exequatur for consular staff if it wishes. (CC, Art. 19 [1]) A head is not allowed to exercise consular functions without an exequatur. There are, however two exceptions to this rule: Admission on a provisional basis, pending delivery of the exequatur; (CC, Art. 13) Appointment of an acting head of the consular post, in the event that the head can no longer discharge his functions or in case of vacancy. (CC, Art. 15)
Appointment of the consular staff.
The sending state may freely appoint the members of the consular staff. Cessation Functions of a diplomatic agent come to Cessation of consular functions. end: Functions of a consular agent come to 1. On notification by the sending state to end: the receiving state that his function has 1. On notification by the sending state to ended. (DC, Art. 43) the receiving state that his function has 2. On notification by the receiving state ended. (CC, Art. 25) to the sending state that the agent has 2. On notification by the receiving state been declared persona non grata and to the sending state that the officer or the receiving state refuses to recognize staff member has been declared persona him as a member of the mission. (ibid.) non grata and the receiving state refuses to recognize him as a member of the Persona non grata Literally, an mission. (CC, Art. 23) unwelcome person; a receiving state may declare a diplomatic The sending state has the duty to either agent or other staff member as (1) recall the person concerned or (2) such at any time, without any terminate his services in the post. (ibid.) obligation to explain its decision. Failing at this, the receiving state may (DC, Art. 9) (1) withdraw the exequatur or (2) cease --The sending state has the to consider the person as a member of duty to either (1) recall the the consular staff. (CC, Art. 23 [2]) person concerned or (2) terminate his services in the 3. On withdrawal of the exequatur; (CC, mission. Art. 25 [b]) -- Failing at this, the 4. On notification by the receiving State receiving state may refuse to to the sending State that the receiving recognize the person as a State has ceased to consider him as a member of the mission. member of the consular staff; (CC, Art. 25 [c]) 3. Death of the diplomatic agent; and 5. Closure of the consulate; 4. Severance of diplomatic relations, 6. Death of the consular staff member; resulting in permanent or temporary and recall of the mission. 7. Severance of consular relations, resulting in permanent or temporary recall of the post.
Immunities and Privileges
Premises Inviolability of the diplomatic Inviolability of the consular premises. The diplomatic premises premises. The consular premises are consist of: the buildings or parts of buildings and Buildings or parts of buildings the land ancillary thereto, irrespective of and the land ancillary thereto, ownership, used exclusively for the irrespective of ownership, used purposes of the consular post. (CC, Art. 1 for the purposes of the mission; [1j]) and Consular premises are inviolable to the The residence of the head of the extent of the following: (CC, Art. 33 [1]) mission; (DC, Art. 1 [i]) 1. The authorities of the receiving State shall not enter that part of the consular The premises of the mission shall be premises which is used exclusively for inviolable. It consists of three elements: the purpose of the work of the consular 1. The agents of the receiving state post may not enter them, except with the Except with the consent of the head of consent of the head of the mission. the consular post or of his designee or of (DC, Art. 22 [1]) the head of the diplomatic mission of the -- No legal writ may be served sending State. inside without consent. Such consent may be assumed in case 2. Special duty of the receiving state of fire or other disaster requiring prompt to take all appropriate steps to protective action. (CC, Art. 33 [2]) protect the premises of the mission 2. The receiving State is under a special against any intrusion or damage and duty to take all appropriate steps to to prevent any disturbance of the protect the consular premises against peace of the mission or impairment any intrusion or damage and to prevent of its dignity. (DC, Art. 22 [2]) any disturbance of the peace of the 3. The premises of the mission, their consular post or impairment of its furnishings and other property dignity; (CC, Art. 33 [3]) thereon and the means of transport This extends to the consular archives of the mission shall be immune from and documents, wherever they may be. search, requisition, attachment or (CC, Art. 33) execution. (DC, Art. 22 [3]) 3. The consular premises, their o Continues even if diplomatic ties furnishings, the property of the consular are severed, and even in times post and its means of transport shall be of armed conflict (DC, Art. 45 immune from any form of requisition for [a]) purposes of national defense or public o Extends to archives and utility. documents of the mission, If expropriation is necessary for such wherever they may be (DC, Art. purposes, all possible steps shall be 24) taken to avoid impeding the o Extends to all official performance of consular functions, and correspondence relating to the prompt, adequate and effective diplomatic mission (DC, Art. 27 compensation shall be paid to the [2]) sending State. (CC, Art. 33[4]) o Extends to the private residences of diplomatic agents Exemption from taxation of consular (DC, Art. 30 [1]) premises. - Consular premises and the residence of the career head of consular post of which the sending State or any person acting on its behalf is the owner or lessee shall be exempt from all national, regional or municipal dues and taxes whatsoever other than such as represent payment for specific services rendered. (CC, Art. 32) Immunity Immunity from jurisdiction; from Functional immunity. Consular Jurisdiction officers and employees are immune from the jurisdiction of administrative and judicial authorities with respect to acts performed in the exercise of consular functions. (CC, Art. 43) This exemption, however, does not apply in the following civil cases: Arising out of a contract concluded by a consular officer or a consular employee in which he did not contract expressly or impliedly as an agent of the sending State; or By a third party for damage arising from an accident in the receiving State caused by a vehicle, vessel or aircraft. (CC, Art.43)
This immunity from jurisdiction may be
waived by the sending state, by way of express waiver. (CC, Art. 45 [1])
*Immunity from Civil Actions exceptions:
i. A real action relating to private immovable property situated in the territory of the receiving State, unless he holds it on behalf of the sending State for the purposes of the mission; ii. An action relating to succession in which the diplomatic agent is involved as executor, administrator, heir or legatee as a private person and not on behalf of the sending State; iii. An action relating to any professional or commercial activity exercised by the diplomatic agent in the receiving State outside his functions. (DC, Art. 31 [1])
Personal Personal inviolability of the Personal inviolability of consular
inviolability diplomatic agent. The person of a officers. Consular officers enjoy the diplomatic agent shall be inviolable. He following rights as to their personal shall not be liable to any form of arrest inviolability: or detention. The receiving State shall 1. They are not liable to arrest or treat him with due respect and shall take detention pending trial; all appropriate steps to prevent any Except in case of grave crime and attack on his person, freedom or dignity. pursuant to a decision of a competent (DC, Art. 29) judicial authority; (CC, Art. 41 [1]) This covers: 2. They shall not be committed to prison 1. His private residence not be subject to any other form of 2. Papers and correspondence; restriction to personal freedom; 3. Property, except for measures of Except in case of grave crime and execution due to cases not covered by pursuant to a decision of a competent the agents immunity from criminal and judicial authority, or in the execution of a civil jurisdiction of the receiving state. final judicial decision. (CC, Art. 41 [2]) (infra.) (DC, Art. 30)
Period of The privileges and immunities shall be
enjoyment enjoyed: FROM the moment he enters the territory of the receiving State on proceeding to take up his post or, if already in its territory, from the moment when his appointment is notified to the Ministry for Foreign Affairs; TO when he leaves the country after the basis for his immunity ends. o It subsists for a reasonable time even after his functions end, up the time he leaves the receiving state. o But, with respect to acts performed by such a person in the exercise of his functions as a member of the mission, immunity shall continue to subsist.
Immunity while in transit. - If a
diplomatic agent passes through or is in the territory of a third State in the process of: proceeding to take up or to return to his post; or when returning to his own country,
Such third State shall accord him
inviolability and such other immunities as may be required to ensure his transit or return. Other Exemption from social security Exemption from certain Exemptions: provisions. - Diplomatic agent shall requirements of the receiving state. with respect to services rendered for the Members of the consular post are sending State be exempt from social entitled to the following exemptions: security provisions which may be in force Registration of aliens and residence in the receiving State. (DC, Art. 33) permits; (CC, Art. 46 [1]) Work permits for employment of Exemption from all dues and taxes. foreign labor, with respect to services A diplomatic agent shall be exempt rendered by them for the sending from all dues and taxes, personal or real, state (CC, Art. 47 [1]) national, regional or municipal, except: Social security provisions, with a) Indirect taxes of a kind which are respect to services rendered by them normally incorporated in the price of for the sending state (CC, Art. 48 [1]) goods or services; All dues and taxes, personal or real, b) Dues and taxes on private national, regional or municipal, immovable property situated in the except: (CC, Art. 49 [1]) territory of the receiving State, o Indirect taxes normally unless he holds it on behalf of the incorporated in the price; sending State for the purposes of the o Taxes or dues on private mission; immovable property in the c) Estate, succession or inheritance territory of the receiving state; duties levied by the receiving State; o Estate succession or d) Dues and taxes on private income inheritance taxes and duties on having its source in the receiving transfers; State and capital taxes on investments made in commercial o Taxes on private income, undertakings in the receiving State; including capital gains, and e) Charges levied for specific investment income, and sourced services rendered; from the receiving state; f) Registration, court or record fees, o Charges on specific services mortgage dues and stamp duty, with rendered; and respect to immovable property; (DC, o Registration, court or record Art. 34) fees, mortgage dues, and stamp duties in private transactions. Exemption from personal services. Customs duties and inspection; The receiving State shall exempt All personal services, public services diplomatic agents from all personal of any kind, and military obligations. services, from all public service of any (CC, Art. 52) kind whatsoever, and from military The above exemptions do not apply to obligations such as those connected with the following: requisitioning, military contributions and Consular employees and members billeting. (DC, Art. 35) of the service staff who carry on private gainful occupation in the Exemption from customs duties and related charges. - The receiving State receiving state; (CC, Art. 57 [2a]) shall, in accordance with such laws and Members of the family of said regulations as it may adopt, permit entry employees and staff members; (CC, of and grant exemption from all customs Art.57 [2b]) duties, taxes, and related charges other Members of the family of consular than charges for storage, cartage and post members who themselves carry similar services, on: on private gainful occupation in the a) Articles for the official use of the receiving state; (CC, Art. 57 [2c]) mission; Members of the family of honorary b) Articles for the personal use of a consular officers; (CC, Art. 58 [3]) diplomatic agent or members of his Members of the family of consular family forming part of his household, employees in the consular posts including articles intended for his headed establishment. (DC, Art. 36 [1])