Академический Документы
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C L A I R E C. R A L P H
Cornell University, USA
S A N T I A G O R. S I M A N C A
Universit de Nantes, France
c am b r i dge u n i ve r s i t y pr e ss
Cambridge, New York, Melbourne, Madrid, Cape Town,
Singapore, So Paulo, Delhi, Tokyo, Mexico City
Cambridge University Press
The Edinburgh Building, Cambridge CB2 8RU, UK
Published in the United States of America by Cambridge University Press, New York
www.cambridge.org
Information on this title: www.cambridge.org/9781107674141
A catalogue record for this publication is available from the British Library
1 Introduction page 1
2 The p-adic numbers Qp 8
2.1 A pragmatic realization of Qp 11
2.2 The p-adic integers Zp and their eld of fractions 13
2.3 The topology of Qp 15
2.4 Analytic and algebraic properties of Qp 17
2.5 (p 1)-roots of unity in Qp 20
3 Some classical analysis on Qp 23
3.1 The ArtinHasse exponential function 30
3.2 The completion of the algebraic closure of Qp 33
3.3 Zeta functions 38
4 Analytic functions on Zp 48
4.1 Strassmanns theorem 53
5 Arithmetic dierential operators on Zp 55
5.1 Multiple primes I 61
6 A general view of arithmetic dierential operators 65
6.1 Basic algebraic concepts 67
6.2 General p -functions: arithmetic jet spaces 73
6.3 The analogue of a p -linear operators for group
schemes 82
6.4 Multiple primes II 86
7 Analyticity of arithmetic dierential operators 103
8 Characteristic functions of discs in Zp : p-adic
coordinates 107
8.1 Characteristic functions of discs of radii 1/p 107
8.2 Characteristic functions of discs of radii 1/pn 116
v
vi Contents
1
2 Introduction
[28]). Two decades later, A. Ostrovski [39] proved that any nontrivial
norm on Q is equivalent to either the Euclidean norm or to a p-adic norm
for some prime p. In this way, there arose the philosophical principle that
treats the real numbers and all of the p-adic numbers on equal footing.
In the twentieth century, the p-adic numbers had a rich history. We
briey mention some major results.
The idea that studying a question about the eld Q can be answered
by putting together the answers to the same question over the elds R
and Qp for all ps was born with the HasseMinkowskis theorem. This
states that a quadratic form over Q has a nontrivial zero in Qn if, and
only if, it has a nontrivial zero in Rn and a nontrivial zero in Qnp for
each prime p. This theorem was proven by Hasse in his thesis around
1921 [27], the problem having been proposed to him by Hensel who had
proven the n = 2 case a few years earlier. Such a principle fails for cubics.
The development above came after several interesting results that pre-
ceded the introduction of the p-adic numbers. The local-to-global princi-
ple embodied in the HasseMinkowski theorem had a precedent in Rie-
mannian geometric, since as recently as 1855, Bonnet had proved that
if the curvature of a compact surface was bounded below by a positive
constant, then its diameter was bounded above by a quantity depending
only on the said constant. Strictly on the arithmetic side of things, in
the seventeenth century J. Bernoulli dened the Bernoulli numbers Bk ,
the coecients in the expansion et /(et 1) = k Bk tk /k!, used them
m
to compute closed-form expressions for the sums j=0 j n , and devel-
oped several identities that these numbers satisfy. A century later, the
Bernoulli numbers were used by Euler to show heuristically that if is
the Riemman zeta function, then (1 k) = n=1 1/n1k = Bk /k for
any integer k 2. In the mid nineteenth century, Riemman proved that
(s) = n=1 1/ns is a meromorphic function on the complex plane C,
giving Eulers argument complete s sense. Further, he used the Gamma
s2
function to dene (s) = 2 (s) and proved the functional equa-
tion (s) = (1 s). The intimate relationship between the Bernoulli
numbers and the values of (s) at negative integers led to the idea that
these numbers have profound arithmetical properties, a fact discovered
by Kummer in his work on Fermats last theorem circa 1847. The ideal
class group of Q(N ), N a primitive N -th root of unity, is the quotient
of the fractional ideals of Q(N ) by the set of principal ideals, and it
turns out to be a group of nite order hN with respect to ideal multipli-
cation. A prime p is said to be regular if p hp , and irregular otherwise.
Kummer proved that p is regular if, and only if, p does not divide the
Introduction 3
1
||q||p = . (2.1)
pordp q
1
d5 (2, 1) = ||1 2||5 = 1, while d5 (2, 127) = ||2 127||5 = .
53
The p-adic norm satises a condition stronger than the triangle in-
equality. Indeed, if q = a/b and r = c/d, since the biggest power of p
that divides ad+bc is at least the minimum of the biggest power dividing
8
The p-adic numbers Qp 9
Let R be the set of all rational Cauchy sequences, and let M be the
subset of all null sequences. The operations above provide R with a ring
structure, and M becomes an ideal in R. In fact, M is a maximal ideal.
For if {qn } R is not null, there exists an > 0 and an integer N such
that ||qn ||p > for any n > N , and we may set
0 for nN,
rn = 1
for n>N.
qn
We set qn = rN .
Since qn is a rational unit, qn = an /bn , where an and bn are relatively
prime to p. In particular, there exist integers v, w such that
vbn + wp = 1 ,
u + P = qn + P = cn + P
and
||u cn ||p < 1 , || cn pn ||p < ||pn ||p .
Thus,
= upn = cn pn + (u cn )pn = cn pn + 1 ,
n
where 1 = (u cn )pn is a p-adic number such that ||1 ||p < ||p||p . We
m
must then have ||1 ||p = ||p||p for some m > n, and we can iterate the
procedure started in (2.3) with the role of now played by 1 . Since
n+j
||p||p 0 as j , we conclude the following.
n
where each cj is an integer, and ||||p = ||p||p . The representation is
unique if each coecient cj is chosen in the range 0 cj p 1.
The expansion
cn cn+1
= + n1 + + c0 + c1 p + c2 p2 +
pn p
is usually abbreviated as
= cn cn+1 . . . c0 .c1 c2 . . . .
2.2 The p-adic integers Zp and their eld of fractions 13
can show that Qp is an element of Q if, and only if, its canonical
expansion (2.4) is periodic.
Zp = { Qp : ||||p 1} ,
14 The p-adic numbers Qp
an mod pn , n = 1, 2, . . . (2.6)
and
an+1 an mod pn ,
and by Lemma 2.4 and the remark immediately after its proof, we con-
clude that for each of the discs D(j, pN ) there exists an index ij I
such that D(j, pN ) D(aij , pnij ). If I = {i0 , . . . , ipN 1 }, we then
have that
Zp iID(ai , pni ) ,
Proof. Let S be any subset with more than one point. If x and y are
two elements of S, then we have that ||x y||p > 0, and if D = {z
S : ||z x||p < ||x y||p }, then the pair of open sets D, S \ D forms a
separation of S.
Thus,
a = a1 + (a2 a1 ) + (a3 a2 ) + = lim an
n
Theorem 2.9 If p and p are distinct primes, the elds Qp and Qp are
not isomorphic.
xp1 1 = 0
The convergence of a p-adic series n=0 an is somewhat easy to ana-
lyze. The convergence of the series implies that limn an = 0, but the
remarkable fact is that this condition alone implies the converse. For if
n
sn = j=0 aj is the sequence of partial sums, by the non-Archimedean
property of the norm we have that
converges if ||x||p < r, diverges if ||x||p > r, and the case ||x||p = r is
decided by simply looking at lim ||aj ||p rj , which implies convergence or
divergence contingent upon it being zero or not.
Let us assume that the series F (x) in (3.1) converges, and so we have
that limn an xn = 0. Let F (x) denote the formal power series of
term-by-term derivatives,
F (x) = nan xn1 .
n=0
Since nan xn1 p an xn1 p 0, the series F (x) converges also.
Furthermore, F (x) is the limit of the usual quotient of increments
23
24 Some classical analysis on Qp
as desired.
By iteration we conclude that a convergent power series has convergent
power series derivatives of all order.
y y
(1 + x) = xn
n
n=0
Notice that, for all p other than 2, 1/(p 1) Z, and so the lower
bound we give above for the p-adic order of x appears to be of a rather
peculiar nature. The reason for doing so is simple. The binomial series
function can be dened also on the completion of the algebraic closure
of Qp , a rather large eld to which the p-adic norm and order admit
extensions (see 3.2 below). The function there dened will converge
precisely under the condition stated in the theorem.
Some classical analysis on Qp 25
Proof. We have
y y(y 1) (y n + 1)
= .
n n!
y
Since the p-adic order of y is nonnegative, the p-adic order of is
n
bounded below by that of 1/n!, and we conclude that
y xn
ordp xn ordp .
n n!
result to the one below would still hold since D(a, pn ) is homeomorphic
to Zp .
Since the nonnegative rational integers form a dense subset of Zp , a
function f C(Zp , Qp ) is completely determined by its values on the
set {0, 1, 2, . . .}.
Given any f C(Zp , Qp ), let us consider the sequence
n
n
an = (1) k
f (n k) Qp , (3.4)
k
k=0
m
m
ml
m k k+l m
F (m) = an = f (l) (1) .
n l k+l
n=0 l=0 k=0
Since
k+l m m ml
= ,
l k+l l k
we obtain
mm ml k ml
F (m) = l=0 f (l) k=0 (1)
l k
m m
= l=0 f (l)(1 1)ml
l
= f (m) .
Thus, the power series (3.5) interpolates the values of the function f over
the dense subset of nonnegative rational integers. Therefore, if we were to
prove that this series converges and denes an element of C(Zp , Qp ), the
said element will have to be f (x) itself. We proceed to prove exactly that
in a slightly oblique but succinct manner. The end result is a theorem
due to K. Mahler [36].
x
Let us notice that the polynomial functions x map rational
n
integers to rational integers, and so dene elements of C(Zp , Zp ). In
what follows, we shall say that a sequence {an } n=0 Qp is restricted if
an 0 p-adically.
Some classical analysis on Qp 27
S C(Zp , Qp )
x (3.6)
{an } n=0 an
n
is a bijection.
holds for p-adic integers x, y also. This can be shown by using Theorem
3.1 to determine the coecient of tn in the series expansion of the iden-
tity (1 + t)x = (1 + t)xy (1 + t)y . Given an arbitrary integer x in Zp , let
y be a nonnegative rational integer such that
x y
n! 1 .
p
We have
y
n k 1 ,
p
as the argument to the function p on the left side is just the standard
binomial coecient. On the other hand,
xy (x y)(x y 1) (x y k + 1) xy
= = uk ,
k k! k!
where uk Zp , and therefore,
x y
1 .
k
p
estimate that implies that the series in the statement of the theorem de-
nes a continuous function, and so the map (3.6) is well-dened. Indeed,
the series converges because the said estimate implies that
an x ||an || 0 .
n p p
On the other hand, the sequence of partial sums are polynomials, hence
continuous, and the limit, being uniform, must be also a continuous
function.
The injectivity of (3.6) can now be argued with ease. Indeed, let us
consider a restricted sequence {an } such that its associated power se-
ries F (x) in (3.5) is the function identically zero. By the combinatorial
identity
x+1 x x
= +
n n n1
that holds for any p-adic integer x also, we have that
x
0 = F (x + 1) F (x) = an .
n1
n=1
We now observe that the value of the continuous function F (x+1)F (x)
at x = n Z0 is equal to an+1 , and so proceeding by induction, we
conclude that an = 0 for all n 1. So F (x) reduces to the zero term a0 ,
and this must be zero also since, by assumption, so is F .
In order to nish the proof of Theorem 3.2, we are left with the task
of showing the surjectivity of (3.6). So let us take f C(Zp , Qp ). By
compactness of Zp , f is bounded and so, after multiplication by a suit-
able power of p, we obtain a function that ranges in Zp . Thus, without
loss of generality, we may assume that f is an element of C(Zp , Zp ). We
view the latter as a Banach space with the supremum norm.
By completeness of C(Zp , Zp ), the desired surjectivity follows if we
show that for any N 0 there exist {an } Zp and fN C(Zp , Zp )
such that
x
f (x) = an + pN fN (x) .
n
n
such that
1 1
||fN (x) fN (y)||p for all x, y Zp such that ||x y||p .
p pM
factors through
Z/pM Z Fp .
factors through
Z/pM Z Fp
also. Since Fp is discrete and nite, the desired task will be accomplished
if we show that the set of tuples {(
a0 , . . . , a i Fp }, and the set
pM 1 ) : a
of mappings Maps(Z/pM Z, Fp ) are in 1-to-1 correspondence with each
other via the function
pM 1
x
pM 1 )
a0 , . . . , a
( a
n .
n
n=0
The said sets have the same number of elements. On the other hand,
we can prove the injectivity of the map above by an argument similar
to that used to prove the injectivity of (3.6) itself. This completes the
proof of the Theorem.
converges for these xs. If otherwise x is such that ordp x 1/(p 1), we
may take n = pk . We then have that sn = 1, and ordp (xn /n!) ,
so the series above does not converge p-adically in this case. Thus, the
1
exponential function has p-adic radius of convergence equal to p p1 .
Bigger and bigger denominators in the coecients of the series help its
convergence when we use the classical Euclidean norm, but the opposite
is true p-adically when the denominators in question are divisible by
larger and larger powers of p. This makes the p-adic radius of convergence
of the exponential function relatively small compared to its radius of
convergence over Q .
Let (n) be the Mobius function, dened by
(1)k if n is the product of k distinct primes,
(n) =
0 otherwise .
is dened by
(n)
Ep (x) = (1 xn ) n .
n=1
pn
we see that
pj
x
Ep (x) = exp j
. (3.9)
j=0
p
and the desired identity amounts to showing that L(xp ) = pL(x) px,
which is clear.
By Lemma 3.6, we see that
Ep (xp ) np
n
n np
n1
= exp (px) = (1) x = 1 + px (1) xn .
Ep (x)p n=0
n! n=1
n!
with the bi s are all rational integers congruent to zero mod p. We use
induction to show that ai Zp for all i.
Let us assume that ai is a rational integer for all i < n. If p n, the
coecient of xn in the right side of (3.11) is given by an expression of
the form
pan + R(a1 , . . . , an1 , b1 , b2 , . . . , bn )
3.2 The completion of the algebraic closure of Qp 33
where R(a, b) is a p-adic integer in pZp for the same reasons as before.
In this case, by comparison with the left side, we have that
extensions of Qp . We see rst how to extend the p-adic norm and p-adic
order to Qp .
Let K be a nite eld extension of degree n of a normed eld F , which
is assumed to be locally compact. We then have that K is a vector space
of dimension n over F , and in such case, we see that norms on K must
be equivalent to each other. If K is provided with a eld norm, the norm
of the power of an element is the said power of the norm of the element.
Using this property, we can see easily that all norms on K extending the
norm on F must be, in fact, equal to each other. Thus, there exists at
most one eld norm on K that extends the norm on F .
Let be an algebraic number of degree n over a eld F . We denote
by
i (x) = xn + a1 xn1 + + an1 x + an
NK/F () = (1)n an .
n
This number can be cast also as i=1 i where the i s are all the conju-
gates of 1 = over F , or as the determinant of the automorphism of K
given by multiplication by . In particular, when K = Qp (), we have
that NQp ()/Qp () = (1)n an , and this is a p-adic number. This discus-
sion provides a way of nding out the proper denition of an extension
of the p-adic norm to Qp .
For if K is an extension of F with a norm that extends the norm
on F , given Aut(K), the uniqueness of the norm extension implies
that x = (x) = x. If K = Qp () is a Galois extension, we can
nd automorphisms of K taking any conjugate of to itself, which
implies that all of these conjugates must have the same norm. Since
NQp ()/Qp () is a p-adic number, we must have that
n
NQ = NQ ()/Q () =
() p i = i = n ,
p ()/Qp p p
i=1
with a unique maximal ideal pZp , and the residue eld Zur
ur ur
p /pZp is the
algebraic closure Fp of the eld Fp with p-elements.
Proof. The nite unramied extensions of Qp are in 1-to-1 corre-
spondence with the nite extensions of Fp . Since the splitting eld of
xp x = x(xp 1 1) is the unique extension of Fp of degree k, it fol-
k k
p-elements.
where
[n]q = 1 + q + q 2 + + qn1 ,
is dened as
N
(V /Fq , t) = exp
j j
t 1 + tQ[[t]] , (3.13)
j
j=1
Example 3.14 We consider the case where V = PnFq . Then the number
Nj of Fqj -points of this variety is q jn + q j(n1) + + q j + 1, and we
have that
1
n
1
(Pn /Fq , t) = = .
(1 t) (1 q t) j=0 1 q j t
n
This function is considered with domain the region of the complex plane
where the series converges.
The determinant of T is dened in terms of its zeta function by the
identity det T = eT (0) .
Let N = NS1r be the Neumann operator on the circle of radius r in
C centered at the origin (see [45] for the key role this operator plays in
the analysis of the Zaremba problem on planar domains). Then we have
that
1
N (s) = 2rs s
= 2r s (s) .
n=1
n
where (s) is the Riemann zeta function. Indeed, we just need to observe
that
1
ein/r
2r
is an eigenfunction of N of eigenvalue |n|/r, and the stated assertion
follows easily from that.
Using this relationship and the fact that (0) = 1/2 and (0) =
(1/2) log 2, it follows N (0) = log (2r). Thus, the determinant of
N over the r-circle is given by
det NS1r = eN (0) = 2r ,
Lemma 3.16 Let V be a variety over the nite eld Fq . Then its zeta
function (V /Fq , t) in (3.13) is the product of the zeta functions of a -
nite number of hypersurfaces, or their inverses, and in fact, (V /Fq , t)
1 + tZ[[t]].
Proof. By the Hilberts basis theorem, the ideal I(V ) of V has a nite
basis {f1 , . . . , fk }, and we have V = V{f1 ,...,fk } . Given a nite number of
polynomials fi1 , . . . , fil , we denote by Hfi1 ,...,fil the hypersurface dened
by the product fi1 fil , and by Nj,Hfi ,...,fi its number of Fqj -points.
1 l
By the inclusion-exclusion combinatorial principle, we have
Nj = (1)l+1 Nj,Hfi ,...,fi ,
1 l
i1 <<il
and so
l+1
(V /Fq , t) = (Hfi1 ,...,fil /Fq , t)(1) ,
i1 <<il
and Fpk is a eld extension of Fpdi . Then di | k and all the roots of fi are
in Fpk . Conversely, if di | k then Fpdi Fpk , and the larger eld must
contain all the roots of fi , which nishes the proof of the assertion.
Therefore, we have that (Hfi /Fp , t) = 1/(1 tdi ), and
k
k
(Vf /Fp , t) = (Hfi /Fp , t) = (1 tdi )1 .
i=1 i=1
relation that implies that the sets {2ni,l }l and {q n /i,l }l coincide.
The rst major step in the settling of these conjectures was taken by
Dwork in 1960 [23, 24]. He proved the rationality of the zeta function by
applying techniques from p-adic analysis to the study of the problem. He
44 Some classical analysis on Qp
where Nj is now the number of Fqj -points (x1 , . . . , xn ) of V with no zero
coordinate. Then (V /Fq , t) = (V /Fq , t) exp ( j (Nj Nj )tj /j). If Hi
is the zero locus of gi = f (x1 , . . . , xi1 , 0, xi+1 , . . . , xn ), the exponential
factor is the zeta function of ni=1 Hi . Each Hi is either n-ane space or
an ane variety of dimension less or equal than n 2, and their zeta
functions are known either by using Example 3.14 or by the induction
hypothesis, and regardless of the case, they have the desired properties.
By an application of the inclusion-exclusion principle, cf. with the proof
of Lemma 3.16, we see that the said exponential is an element of 1 +
tZ[[t]], and by Lemma 3.16, we conclude that (V /Fq , t) 1 + tZ[[t]]
also.
3.3 Zeta functions 45
Since the modied zeta function (V /Fq , t) in (3.14) is an element
of 1 + tZ[[t]], we may try to lift it to a p-adic meromorphic function
on p . Since the multiplicative group F q of nonzero elements of Fq is
cyclic of order q 1, the integer Nj can also be described as the number
j
of Fq -points (x1 , . . . , xn ) of V such that xqi = 1, i = 1, . . . , n. This
is the key reason for the introduction of (V /Fq , t), for now we can
use this condition in order to count Nj through a function that have a
suitable meromorphic lift to p . This will show that (V /Fq , t) itself is
meromorphic. Then it can be proven that (V /Fq , t) is actually rational.
Given a nite eld extension E of Fq of degree j, we have the trace
TrE/Fq and norm NE/Fq operations. These are dened by TrE/Fq (a) =
2 j1 j1
a + a q + a q + + aq and NE/Fq (a) = a aq aq , the sum and
product of the conjugates of a, respectively. Modulo a rational number,
these two operations can be cast as the trace and determinant of the
mapping E b ab E (cf. with the use of the same mapping in
3.2 when extending the p-adic norm to Qp ). They dene surjective
homomorphism TrE/Fq : E Fq and NE/Fq : E F q . We use the
rst of these to count Nj .
Let p be a nontrivial p-root of unity in p . Then
Fq p
(3.15)
a TrFq /Fp (a)
is an p -character on the additive group Fq , and we have that
TrFq /Fp (ba) q if b = 0,
=
0 if b F
q .
aFq
At this point, we must analyze the left side of this expression in detail.
Given a Fq , its Teichm uller representative t = ta Z ur
p p is
dened to be a root of x x such that t a mod p. By Proposition
q
3.11, the set {ta }aFq is contained in the splitting eld of xq x over Qp .
(The reader may look back at our discussion in 2.5, where we proved
explicitly that for any element Fp a = 0, there was a (p 1)-root of
unity a such that a a mod p; cf. with the discussion of Teichm uller
46 Some classical analysis on Qp
We can then verify the growth in the order of the an s that is stated in
the Lemma. This estimate for the p-adic order ensures that this series
1
converges on the disc {x p : ||x||p < p p1 }.
The root of unity corresponds to a unique solution of the equation
x p1
= p in p . Then we can dene
(x)p
(x)p
j
(xxp ) x+ p
pj
E (x) = e =e = Ep (x) e .
j=2
This function is equal to (x). Indeed, E (1) is the unique p-root of unity
3.3 Zeta functions 47
j1
Let G(X0 , . . . , Xn ) = (al xIl )(apl xpIl ) (alpj1 xp Il ), and let Tq
be the operator acting on series and dened by Tq ( aI X I ) = aqI X I ,
where qI is the tuple obtained by multiplying each entry of I by q. Since
the al s are in the unit disc in p , the coecients of G(x) are such that
the traces of any power of the linear operator = Tq G are well dened
(see [29, Chapter V 3]), and we obtain that
q j Nj = (q j 1)n + (q j 1)n+1 Tr(j ) ,
so
n
n+1
n n+1
Nj = (1)l q j(nl1) + (1)l q j(nl) Tr(j ) .
i l
l=0 l=0
j j
Let (t) = exp( j=1 Tr( )t /j), the exponential computed in p .
This is a meromorphic function of t [29, Chapter V, 3], and by the
identity above, we obtain that
l+1
n n+1 l+1
n+1
n (1)
l (1)
l
nl1 nl
(Hf /Fq , t) = (1q t) (q t) ,
l=1 l=0
Let
F (x) = aj xj (4.1)
j=0
lim aj = 0 in Qp . (4.2)
j
48
Analytic functions on Zp 49
closed under dierentiation, and that makes the theory of analytic func-
tions over Qp simpler than the corresponding theory over C.
f (x) = Fk (x k)
have continuous derivatives of all order, but are not analytic as dened
previously [36]. Indeed, the function
x
f (x) = an an = p[ n ] ,
n
n=0
analytic in the sense of [36] (cf. with [42], p. LG 2.4) if, and only if,
it is analytic of level m for some m.
where
[n]
p
n jp n
an = (1) (1) ,
jp
j=0
onto the n-th coecient cn in the p-adic expansion (2.4) of the p-adic
integer is a locally constant function on Zp . Notice that n is a linear
combination of the locally constant characteristic functions of the discs
a + pn+1 Zp , 0 a pn+1 1.
() = ()()
4.1 Strassmanns theorem 53
and that
||( + ) (() + ())||p < 1 ,
respectively.
The zeroth Teichm
uller coecient function is dened by
0 () = () .
||aN ||p = max{||aj ||p } , ||aj ||p < ||aN ||p for all j > N . (4.4)
where we let the last equality dene the coecient gk . Thus, we see that
G(x) is also a restricted power series whose coecients are all p-adically
bounded by ||aN ||p , we have that ||gN 1 ||p = ||aN ||p and ||gj ||p < ||gN1 ||p
for all j N . By induction, the function G(x) has at most N 1 roots
in Zp , and so
F (x) = (x x0 )G(x)
can have at most N roots altogether.
Our use of this result will be in the form of an easy consequence: if
two power series of the indicated form agree over innitely many p-adic
integers, then they must be identical.
5
Arithmetic dierential operators on Zp
55
56 Arithmetic dierential operators on Zp
exploiting Fermat quotients [8] (see also [10, 6]). This theory has been ex-
tended recently, and we now have a notion of arithmetic partial
dierential equations available [15, 16, 17], the implications of which
are currently under investigation.
Let cp (x, y) be the element of the polynomial ring Z[x, y] given by
xp + y p (x + y)p
cp (x, y) = . (5.1)
p
Let A be a ring and B be an algebra over A. If x A, we denote by x
its image in B also. We say that a map p : A B is a p-derivation if
p (1) = 0, and
We now study this general situation over the specic case of the ring
Zp . In this ring, the unique homomorphism p that lifts the p-th power
Frobenius isomorphism is the identity. Thus, a p-derivation on Zp is
associated to p (x) = x.
In fact, this assertion can be obtained independently. By Theorem 2.12,
x x mod p, and so we can consider the Fermat quotient
p
x xp
p (x) = . (5.5)
p
to dene a p-derivation p on Zp .
f : Z
p Zp
For the convenience of the reader not familiar with this or several other algebraic
concepts that we use, we recall them in 6.1 below.
Arithmetic dierential operators on Zp 59
for all a such that (a, p) = 1. This function is the -dierential operator
of order 1 on Z p given by
a p1 (2n 2)!pn
n1 n pn
= a 2 1+ (1) (a) a
p n=1
22n1 (n 1)!n!
1 (5.7)
p1 a 2
= a 2 1+p p .
a
(See Theorem 3.1.) Indeed, the three expressions involved in this equality
p1
are all congruent to a 2 mod p, and by (5.5), the square of the right
side is just
p1 a ap + pa
a 1 + p p = ap1 = 1.
a ap
We see then that if we dene the series
p1 (2n 2)!pn
F (x, y, , ) = x 2 1+ (1)n1 n y pn
n=1
22n1 (n 1)!n!
(R) k
denes an isomorphism whose inverse is the Teichm uller lift. Any ele-
ment of the ring R can be represented uniquely as a series i=0 i pi ,
where i (R) {0}. Using this representation of the elements of R,
we shall see that there exists a unique ring isomorphism
:RR
that lifts the p-th power Frobenius isomorphism on the residue eld
k, and for (R), we have that () = p . This is the associated
homomorphism (5.3) of the p-derivation on the ring R giving rise to the
general theory (see Theorem 6.9 below).
use the fact that the identity is the unique automorphism in the latter
ring, and so given a prime p, Fermats little theorem ensures the existence
of a unique p derivation on Z associated to this homomorphism p = .
Now in 2.2 the ring Zp is presented as the p-adic completion of Z at the
ideal (p) Z (cf. denition in 6.1). The homomorphism p uniquely
extends by continuity to Zp , and the condition p (a) ap mod p in Zp
will hold for the extension by continuity also. We thus obtain a unique p-
derivation p on Zp associated to p . Notice that under this presentation,
the analogy between (C[x], d/dx) and (Z, ) discussed in the introduction
becomes clear: the fundamental theorems of algebra and arithmetic make
the linear polynomials in C[x] correspond to the primes in Z, and when
p > 2, the set {1, 0, 1} Z is the analogue of the eld of constant
polynomials in C, for these integers are the only solutions of the equation
p n = 0 in Z. When passing to Zp by continuity, the set of constants is
enlarged to encompass the roots of unity of order prime to p.
A theory involving at least a second prime forces us to consider as the
simplest ring to use one that carries suciently many automorphisms.
The ring Z is unsatisfactory in this respect, and the procedure above
requires modications, which we present now. In this way, we point to-
wards the introduction of arithmetic operators in the case of multiple
primes, and the general diculties we face when doing so. The basic ring
to use is essentially obtained from Z by adjoining at least one root of
unity, and then taking its completion relative to the prime ideal gener-
ated by the set of primes we are using. The details illustrate the diculty
that the reader will no doubt see clearly: how do we make two or more
primes interact with each other in a reasonable way.
Given two distinct primes p and q in Z, we consider the polynomial
cp,q in the ring Z[x0 , x1 , x2 ] dened by
cq (xp0 , px1 ) cp (xq0 , qx2 ) p q p q p q
cp,q (x0 , x1 , x2 ) = x + x , (5.8)
p q q 2 p 1
where for each prime p, cp Z[x, y] and p are the polynomial and
p-derivation in (5.1) and (5.5), respectively. Notice that this polynomial
cp,q lies in the ideal (x0 , x1 , x2 )min{p,q} Z[x0 , x1 , x2 ].
We now have the following [17].
65
66 A general view of arithmetic dierential operators
is based on the theory of jet bundles [40], all of which have arithmetic
analogues to be discussed below. Our exposition is aimed at making the
comparison easy.
Given a manifold M and a vector bundle E M of rank l over it, the
k-th jet bundle J k (E) M is dened as follows. Let s (M, E) be a
section of the bundle, and p M . Consider a basis s1 , . . . , sl of local sec-
tions about p dened on a neighborhood U of a local chart (U, ), (q) =
(x1 (q), . . . , xn (q)). We represent s nearby p as s = f1 s1 + + fl sl for
some smooth functions f1 , . . . , fl that are supported in U , and dene s to
be in Zpk (M, E) if, and only if, (x11 xnn fj )(p) = 0 for all multi-indices
= (1 , . . . , n ) such that || k, for each j. The ber Jpk (E, M ) of the
k-th jet bundle over p is by denition the quotient (M, E)/Zpk (M, E). If
we let jk (s)(p) denote the equivalence class of s in Jpk (E, M ), J k (E, M )
is given the topology that makes jk (s) (M, J k (E, M )) a smooth
section.
If E is locally trivialized by U Rl , then J k (E, M ) is locally trivi-
alized by U kj=0 Sj (U, Rl ), where Sj (U, Rl ) is the space of symmetric
j-linear maps from U into Rl . Let {e1 , . . . , en } be the standard basis for
Rn , and set e i to be the i -tuple (ei , . . . , ei ). Then a local section T
i
factor through them, in exactly the same way as the one described above
for the standard dierential operators on the manifold M .
The prime spectrum Spec A of a ring A and its Zariski topology are
among the most important concepts in algebraic geometry. As a set,
Spec A is the set of all prime ideals of A. Given an ideal a in A, we dene
V (a) to be the set of all prime ideals containing a. With more generality,
given E A, let V (E) denote the set of all primes ideals containing E.
We have that V (E) = V (aE ) where aE is the ideal generated by E. We
obtain a topology on Spec A by declaring its closed sets to be all sets
of the form V (E) = V (aE ) for E A. This is the Zariski topology on
Spec A.
Example 6.3 1. For the ring A = Z, we have that
Spec A = {(0)} {(p)| p a prime number} .
2. Let k be algebraically closed, and consider the polynomial ring in two
variables x = (x1 , x2 ), A = k[x] = k[x1 , x2 ]. Then
Spec A = {(0)}{(p)| p(x) irreducible}{(x1 a, x2 b)|(a, b) k 2 } .
: S F,
:VS
innity: Ai = lim
(An , n ). It is a complete topological ring.
Example 6.6 1. The p-adic integers Zp , as constructed in (2.7), are
the completion of Z at the ideal (p) generated by p. The completion
of Zur ur
p at (p) is the basic ring Zp of Buiums theory.
2. The completion of a polynomial ring A[x] at the ideal generated by
x is the ring A[[x]] of formal power series.
72 A general view of arithmetic dierential operators
formal scheme J r (X), called the arithmetic r-th p-jet space of X [8]. We
begin with the discussion and denition of J r (X).
Let s1 (x0 , y0 , x1 , y1 ) and s2 (x0 , y0 , x1 , y1 ) be two elements of the poly-
nomial ring Z[x0 , y0 , x1 , y1 ]. Paraphrasing the denition of p -operator
given earlier, we say that a mapping
:AB
is a -operator over an A-algebra B associated to the pair of polynomials
{s1 , s2 } if
(x + y) = s1 (x, y, x, y) , and
(xy) = s2 (x, y, x, y) .
The pair of polynomials {s1 , s2 } Z[x0 , y0 , x1 , y1 ] is said to be
-generic if for a ring A of characteristic zero there exists an operator
: A A such that, if g A[x0 , x1 ] has the property that g(a, a) = 0
for all a A, then g = 0.
Two -operators 1 : A B and 2 : A B are said to be equivalent
over a subring A0 of A if there exists a constant a0 A 0 and f A0 [x]
such that 1 a = a0 2 a + f (a) for all a A.
We have the following [5] result, characterizing equivalent -operators
for generic polynomials:
Theorem 6.8 Let {s1 , s2 } Z[x0 , y0 , x1 , y1 ] be a generic pair over
a ring A of characteristic zero, and let : A B be a -operator
associated to this pair. Assume that the localization Z(p) is contained in
A for some xed prime p. Then is equivalent over Z(p) to the -operator
associated with one of the following four pairs:
1. s1 (x0 , y0 , x1 , y1 ) = x1 + y1 , s2 (x0 , y0 , x1 , y1 ) = x0 y1 + y0 x1 ,
2. s1 (x0 , y0 , x1 , y1 ) = x1 + y1 , s2 (x0 , y0 , x1 , y1 ) = x0 y1 + y0 x1 + x1 y1 ,
3. s1 (x0 , y0 , x1 , y1 ) = x1 + y1 , s2 (x0 , y0 , x1 , y1 ) = x0 y1 + y0 x1 + pn x1 y1 ,
where n is some integer in N, and
n n n
4. s1 (x0 , y0 , x1 , y1 ) = x1 +y1 +(xp0 +y0p (x0 +y0 )p )/p, s2 (x0 , y0 , x1 , y1 )
n n
= xp0 y1 + y0p x1 + px1 y1 , where n is some integer in N.
Notice that the -operator associated with the rst three generic pairs
in the theorem above restricts to the zero map on Z, while the -operator
associated to the last pair yields
n
m mp
(m) = ,
p
6.2 General p -functions: arithmetic jet spaces 75
p : R R (6.2)
dened by
p n pn = np pn .
n=0 n=0
The pair (R, p ) constitutes the basic p -ring of the general theory of
arithmetic dierential operators.
Let us consider an N -tuple of indeterminates y = (y1 , . . . , yN ) over R,
and let y (i) be a family of N -tuple of indeterminates over R parametrized
by Z0 , with y (0) = y. We set
for the polynomial ring in the indeterminates y (i) . This ring has a natural
p -structure on it.
p : R{y} R{y}
(i)
that extends the p-derivation (6.3) on R, and satises the relations p yk =
(i+1)
yk .
p : R{y} R{y}
Here, P p stands for the polynomial obtained from P by twisting its co-
ecients by p , and (x(i) )p is the tuple of p-th powers of the components
of x(i) .
This denition implies that p y (i) = y (i+1) , as desired.
We now take advantage of the fact that R is complete, and that the
residue eld k = R/pR is algebraically closed, to develop arithmetic
analogues of the jet spaces that were outlined above. In the sequel, for
a given smooth or formal scheme X over R, we shall denote its ring of
sections by O(X).
6.2 General p -functions: arithmetic jet spaces 77
R[[y, p y, . . . , pn y]]
we dene the p -jet space of order r of X by gluing Jpr (Ui ) along Jpr (Ui
Uj ). We denote the resulting formal schemes by Jpr (X), and refer to it
as the r-th p-jet space of X.
where the product on the left hand side is taken in the category of
schemes of nite type over R, and the product on the right hand side is
taken in the category of formal schemes over R.
We now spell out the relationship between p-jet spaces and arithmetic
dierential operators in this degree of generality. Let X be a scheme of
nite type over R. A global function f O(Jpr (X)) is an arithmetic
dierential equation of order r. It induces a map of sets f : X(R) R.
6.2 General p -functions: arithmetic jet spaces 81
f(x) = r (x)(f ) .
If we are given an embedding i : Spec (R[y]/I) Spec R[y] = AN into
ane space, and take f to be the class of an element
F R[y (0) , y (1) , . . . , y (r) ](p) ,
we would obtain that
r (x) = (i(x), p (i(x)), . . . , pr (i(x))) ,
f(x) = F (i(x), p (i(x)), . . . , pr (i(x))) ,
Example 6.21 Let us consider the p -jet space of the group schemes
A1 and A1 \ {0}, respectively. In the rst case, we have that A1 = Ga =
Spec A[y] is the additive group scheme over A, and
Jpn (Ga ) = Spf A[y, p y, . . . , pn y](p) .
where p f (x0 ) = (f ((x(0) )p + px(1) ) f p (x0 ))/p. The entire jet space
is obtained by using a covering, and gluing the resulting ane pieces
together.
These three cases describe the arithmetic jet spaces of all algebraic
groups of dimension one.
Notice that when X is a group scheme of nite type over R, then (6.5)
is a projective system of groups in the category of p-adic formal schemes
over R.
If G is a group scheme of nite type over R, then the group Xrp (G)
of order r p -characters G Ga identies with the group of homomor-
(p)
phisms Jpr (G) Ga , and thus, it identies with an A-submodule of
O(Jpr (G)). Let
O
p (G) := lim Op (G)
r
X
p (G) := lim Xp (G)
r
84 A general view of arithmetic dierential operators
Proof. Let K be the fraction eld R[1/p]. Given f Xnp (Ga ), since
Jpn (Ga ) = Spf A[y, p y, . . . , pn y](p) , we may identify f with an element
f R[[y (0) , y (1) , . . . , y (n) ]]. We have the mapping
that generates O
p (G) as a free R[p ]-module.
6.3 The analogue of a p -linear operators for group schemes 85
K0 {x} := K0 [xi : i 0]
K0 {x} = K0 [P
i
x : i 0] .
A0 {x} := A0 [P
i
x : i 0] .
The ring A0 {x} is strictly larger than the ring A0 [xi : i 0]. And the
family {P
i
x : i 0} is algebraically independent over A0 , so A0 {x} is a
i
ring of polynomials in the variables P x.
Ar = A0 [[P
i
T : i r]] .
We are now ready to dene the P -jet spaces. As in the case of a single
prime [8] discussed above, we now have the following existence result for
a universal prolongation sequence.
Lemma 6.29 Let X be an ane scheme of nite type over A0 and let
Y X be a principal open set of X, O(Y ) = O(X)f . Then O(JPr (Y ))
O(JPr (X))fr where fr = ir iP (f ). In particular, the induced mor-
phism JPr (Y ) JPr (X) is an open immersion whose image is principal,
and if we view this morphism as an inclusion, and Z X is another
principal open set, then we have that
Proof. We can check that O(JPr (X))fr has the universality property
of O(JPr (Y )). The pk -derivations on O(JPr (X))fr are dened via the
formula
a bpk a apk b
pk pk
pk = .
b bp pk (b)
is called principal if
O(Jc,P
r
(X)pk ) O(Jcr ,P (X)pk ) .
We therefore drop the covering from the notation, and denote the
isomorphism class of rings O(Jc,P r
(X)pk ) simply by O(JPr (X)pk ).
When P consists of a single prime p, we have interesting formal func-
tions f O(Jpr (X)p
) for a handful of interesting situations. In the case of
several primes, we would like to glue together family of these elements
fpj O(JPr (X)p
j ), j = 1, . . . , d. This gluing cannot be done directly
since, for instance, in the case where X is ane, each fpj is a function
on the tubular neighborhood Spf O(JPr (X))p
j of Spec O(JPr (X)) Fpj
in Spec O(JPr (X)), and these tubular neighborhoods are disjoint. We
solved this in [17] by dening the notion of the analytic continuation
of the various elements on the family.
Since in this case Spec Z(P) X, the lift to JPr (X) of other Z(P) -points,
and the description of the P functions that can be analytically continued
along them, is carried in a similar manner via a translation of the zero
section.
6.4 Multiple primes II 93
We end our discussion of the theory for several primes by stating the
main results about group characters and the analogues of those results
of Buium given in 6.3 for the case of a single prime. Again, this is just a
sketch, and the interested reader is referred to [17] for complete results.
Let G be a smooth group scheme over Z(P) with multiplication :
GG G, where, = Z(P) . If G is ane, by the universality property
we have that JPr (G) is a group scheme over Z(P) . In the nonane case,
the covering dependent denitions may create problems, but we attach
to this general situation a formal group law as follows.
Let Z be the identity Spec Z(P) G, and assume Z is uniform, with
uniform coordinates T (see Denition 6.34). This condition on Z is triv-
ially satised in the cases where G = Ga , G = Gm , and G = E, an
elliptic curve. For arbitrary G, the condition that Z be uniform is not
restrictive whenever we choose the primes in P to be suciently large.
Under the conditions above, Z Z G G is a uniform point with
uniform coordinates T1 , T2 induced by T . We have an induced homo-
morphism Z(P) [[T ]] Z(P) [[T1 , T2 ]] that sends the ideal (T ) into the
ideal (T1 , T2 ). By the universality property applied to the restriction
Z(P) [T ] Z(P) [[T1 , T2 ]], we obtain morphisms
Z(P) [P
i
T : i r] Z(P) [[P
i i
T1 , P T2 : i r]]
that send the ideal generated by the variables into the corresponding
ideal generated by the variables. Thus, we have an induced morphism
Z(P) [[P
i
T : i r]] Z(P) [[P
i i
T1 , P T2 : i r]] .
f = pr1 f + pr2 f .
We may consider the element = x O(J r (Ga )), and using the
diagonal embedding, identify it with an element
d
O(JPr (Ga ))pk .
k=1
where cp (x, y) is the polynomial (5.1) associated with p. Then the image
of pk pk in Qpk [[P
i
T : i e]] is equal the following series:
n
n 1 (1) n1
(1 + T )
(pk ) n1 (1+T ) p
pk n=1 n
pk
(1+T )pk = p k
1
pk k n=1 n (1 + T )pk
1 pk (1 + T )
= pk lGm 1
pk (1 + T )pk
1
= p (pk pk )lGm (T )
pk k
d
pl
= (1 ) lGm (T ) .
pl
l=1
in Q[[P
i
T : i r]] for dn Q.
6.4 Multiple primes II 99
As this is true for all n , we may now use the Mobius inversion formula
to conclude that bn = 0 for all n. And this completes the proof of the
assertion.
Applying this result, it follows that
d
p
dn n = ( cn n ) 1 k
pk
k=1
1
1 (b) = ( cn ) 1 log b .
n
pl
l=1
Since n cn = 0, it follows that log b Q, the desired contradiction.
Consider the augmentation ideal
Z(P) [P ] :=
+
cn n Z(P) [P ] : cn = 0 .
n n
Roughly speaking this says that the p-adic exponential function is transcendental
at nonzero algebraic arguments.
6.4 Multiple primes II 101
Theorem 6.43 Let A be the P -ring Z(P) [m ] in Example 5.8, and let
e
m,A : Gm (AP ) = A
P AP be the homomorphism (6.11) induced by
e
m . Then
e
Ker m,A = (A
P )tors .
Elliptic curves. We present the statement for elliptic curves for com-
pleteness.
102 A general view of arithmetic dierential operators
F (x, x, . . . , r x) : Zp Zp
is an analytic function in the sense of [36, 42]. The following Lemma lays
the ground work to accomplish this task [14].
As a polynomial function in x, the arithmetic derivative (x) is a
p-adically continuous function, and the same is true of general arith-
metic dierential operators, or -functions, on Zp . What we show here
is that these functions hae another property, in addition to their mere
continuity.
103
104 Analyticity of arithmetic dierential operators
The estimates are clear for k = 0. We assume now that they hold for
k 1. That is to say, we have
k1
p
k1
x= ck1 j
a,j u ,
j=0
k1 1
c
a,j p ,
p(nk+2)j1
and the equality holds in the case when the index j is 1. By (5.5), we
have that
pk1 k1 j pk1 k1 j p
k j=0 ca,j u ( j=0 ca,j u )
x= .
p
We use the multinomial expansion in order to express the p-th power
above as a polynomial in u. We obtain
k1 0
k1
p
ck1
a,j p (ca,0 ) (ck1
a,pk1
)pk1 j
k
x= u
j
u,
p 0 , . . . , pk1 p
j=0
for 0 j pk1 , or
p
(ck1
a,0 )
0
(ck1
a,pk1
)pk1
cka,j =
0 , . . . , pk1 p
j =j
Analyticity of arithmetic dierential operators 105
If j = 00 + 11 + + p k1
pk1 = j, the right hand side of this
expression is simply p(nk+1)j+1 , and we may now estimate the p-adic
norm of cka,j for any j 1 using the expression for the coecient cka,j
given above. Indeed, by the non-Archimedean property of p , and the
estimate just derived, it follows that
k 1
ca,j
p p(nk+1)j1
for any j 1.
The estimate above is sharp for j = 1. Indeed, we have that
ck1
a,1
cka,1 = (1 p(ck1
a,0 )
p1
), (7.1)
p
and so
k p 1
ca,1 = p ck1 = = nk ,
a,1 p
p pnk+1 p
as desired. This completes the proof.
Remark 7.2 The coecient cka,1 is given by
k1
cka,1 = pnk (1 p( l (a))p1 ) ,
l=0
as follows by the recursion formula (7.1). Since the l (a)s are all
p-adic integers, by the non-Archimedean property of p applied to
this expression, it follows easily that the p-adic norm of this coecient
is 1/pnk .
Theorem 7.3 Any -function is an analytic function.
Proof. Let f (x) = F (x, x, . . . , r x) by an operator of order r given
by the restricted power series F Qp [[t0 , . . . , tr ]]. Thus,
f (x) = a x0 (x)1 ( r x)r ,
=(0 ,...,r )
where a 0 p-adically as || .
106 Analyticity of arithmetic dierential operators
1 n
The family of discs {a+pn Zp }pa=0 forms a covering of Zp . On each one
of these discs, we consider the power series fa (u) = f (a + pn u) Qp [[u]].
We use Lemma 7.1 to show that this power series converges on Zp for a
suitable choice of n.
Indeed, we have that
0 1 r
p
p
p
n
f (a+p u) = a ( c0a,j0 uj0 )0 ( c1a,j1 uj1 )1 ( cra,jr ujr )r .
=(0 ,...,r ) j0 =0 j1 =0 jr =0
p k
By the multinomial theorem, we expand each factor ( jk =0 cka,jk ujk )k
k pk k j
in this expression into a polynomial j=0 ca,j u in u of degree k pk .
Since each multinomial coecient is an integer, and these have p-adic
norms bounded above by 1, by the multiplicative and non-Archimedean
property of p , and referring to the estimates of Lemma 7.1, we con-
clude that
k 1
c .
a,j p (nk)j
p
It follows that
k
r k
r kp k=0k p
( cka,jk ujk ) = c j
a,j u ,
k=0 jk =0 j=0
f (a + pn u) = a c
a,j u
j
107
108 Characteristic functions of discs in Zp : p-adic coordinates
relations
f0 (u) = a (2u)m (u 2u2 )n = 1 ,
m,n0 m,n m n 2 n (8.1)
f1 (u) = m,n0 am,n (1 + 2u) (1) (u + 2u ) = 0 ,
as series in u. And this system admits 2-adic integer solutions for the
amn s that go to zero as m + n .
Indeed, a simple commutation argument yields the explicit expressions
f0 (u) = a0,0 + k=1 c0,k uk , (8.2)
where
k kn n
c0,k = n=[ k + 2kn m=0 am,n (1)
kmn
2] kmn
[ k1
2 ] kn
kn kmn n
+ n=0 2 am,n (1) ,
m=k2n
kmn
while
k
f1 (u) = m=0 am,0 + k=1 c1,k u , (8.3)
where
k m+n
n kn
c1,k = n=0 am,n (1) 2 +
m=k
kn
k1 k n kn m+n
n=[ km + am,n (1) 2 ,
m=0 2 ] kn
respectively. Here, [ ] and [ ]+ are the greatest integer less or equal than
and the smallest integer greater or equal than functions, respectively.
Strassmans theorem [47] (see Theorem 4.9 in 4.1), (8.1) implies that
all but one of the coecients above vanish. We have:
use the value of the Wronskian given in Example 8.3, and obtain that
the third Wronskian quotient associated to the prime 5 is given by
det A3 3 13 31 37 251 9324919439243 q
= ,
det A 15951542086918898827556696509
where q is a prime whose decimal expansion contains 222 digits .
Remark 8.7 The naive thought that the set of of Wronskian quotients
associated to a prime p should all be p-adic integers fails for p = 29, the
rst of the singular primes.
Lemma 8.8 Let dp be the degree of the prime p, and let the (p1+dp )-
tuple (w1 , . . . , wp1+dp ) be the set of Wronskian quotients associated to
it. Then the -function
h(x) = w1 (x) + + wp1+dp p1+dp (x)
vanishes at x = a, 0 a p 1, and if
pp1+d
p
p1+dp
wk
k1
wa,1 = (1 p( l (a))p1 ) .
pk1
k=1 l=0
p1
am,n xm (w1 (x) + + wp1+dp p1+dp (x))n ,
n0 m=0
of Lemma 8.8. Then we know that for any a such that 0 a < p, we
have that
pp1+dp
h(a + pu) = wa,j uj ,
j=1
j
where ||wa,1 ||p = pp2+dp and wa,j /wa,1 1/pj1 . We proceed by
p
114 Characteristic functions of discs in Zp : p-adic coordinates
solves (8.6) to order zero. This implies that a0,0 is 1, and that the equa-
tion
1 1 ... 1 a1,0 1
2 22 ... 2p1 a2,0 1
. .. .. .. .. = .
.. . . . . .
.
p 1 (p 1) . . . (p 1)
2 p1
ap1,0 1
holds. This Vandermonde system can be readily solved for the am,0 s,
with the solution being a vector of p-adic integers, and the estimates
(8.7) holding for n = 0.
For the k-th step of the induction, we assume that we have found
k1 p1
Fk1 (x) = am,n xm (h(x))n
n=0 m=0
such that Fak1 (u) = Fk1 (a + pu) solves system (8.6) to order k 1,
with the required estimates for the coecients up to that point. Let us
consider
p1
k1
p1
m n
Fk (x) = am,n x (h(x)) + am,k xm (h(x))k .
n=0 m=0 m=0
8.1 Characteristic functions of discs of radii 1/p 115
where
n m
cn,,m,r,a,p = amr pr
1 , . . . , pp1+dp r
and where the last sum in the second term above is over all nonnegative
multi-indices of weight n and indices r in the range 0 r m, such
that 1 + 22 + + pp1+dp pp1+dp + r = k. Hence, the Fak (u) solves
(8.6) to order k if we have
pp1+dp l
p1
p1
k1 l=1 wa,l
am,k a =
m
am,n cn,,m,r,a,p k
(8.8)
m=0 n=0 m=0 r,
wa,1
By Lemma 8.8, it follows that the p-adic norm of this number is bounded
1
by pkn+(p1+d p )r
. Now by the induction hypothesis on the p-adic norm
of the am,n s, we conclude that the right side of (8.8) has p-adic norm no
larger than 1/pk .
The equation for a0,k is uncoupled from the remaining am,k s. Indeed,
when a = 0 the only nonzero term in the left side of (8.8) is a0,k . Thus,
we have a0,k = g0k , where g0k is a p-adic number with p-adic norm no
larger than 1/pk . For the other coecients, (8.8) yields the system
k
1 1 ... 1 a1,k g1
2 2 2
. . . 2p1 a2,k g2k
. .. .. .. .. = .
.. . . . . .
.
p1 (p 1)2 ... (p 1)p1 ap1,k k
gp1
where the right side is a vector of p-adic numbers whose components all
have p-adic norm no larger than 1/pk . This system can be solved with
116 Characteristic functions of discs in Zp : p-adic coordinates
the solution having p-adic norm equal to the p-adic norm of the right
side. This completes the last step in the induction, and the proof.
Lemma 8.13 Let dpn be the degree of pn , and let (w1 , . . . , wpn 1+dpn )
be the set of Wronskian quotients associated to it. Then the -function
n
1+dpn
hn (x) = w1 (x) + + wpn 1+dpn p (x)
8.2 Characteristic functions of discs of radii 1/pn 117
vanishes at x = a, 0 a pn 1, and if
pn 1+dpn
p
h(a + pu) = wa,j uj , 0 a pn 1 ,
n=1
n
2+dpn j
then ||wa,1 ||p = pp , and (wa,j /wa,1 ) 1/pj1 for any j.
p
Theorems 8.11 and 8.15 in the previous Chapter do not provide any
indication of the optimal order required to realize characteristic func-
tions of discs as arithmetic dierential operators of the said order. This
indication lacks even for nonsingular primes, where the order given by
Theorem 8.11 is the lowest. In this Chapter we prove a result that is
somewhat of a surprise, addressing this issue. It ties up the order of the
operator that realizes the characteristic function of the disc with its level
of analyticity (see Denition 4.4), and in that sense, it strengthens what
Theorem 7.3 says about them.
No characteristic function of a disc of radius 1/p can be an operator
of order zero, so both Theorems 8.1 & 8.11 yield the optimal result for
the prime 2. However, what about the remaining primes?
f (x) = F (x, x, . . . , r x)
In the work carried out in the previous Chapter, we used the coordi-
nate representation of the p-adic number that arise by considering the
complete residue system {0, 1, . . . , p 1} as the coecients in the ex-
pansion (2.4). In the context of arithmetic dierential operators, we will
119
120 Characteristic functions of discs in Zp : harmonic coordinates
now show that it is far more natural to consider the coordinates that
arise from the arithmetic constants, the solutions of (a) = 0. These
are the (p 1)-roots of unity and zero, and they lead to the Teichm
uller
representation of Example 4.8. In a sense, these are analogous to the
harmonic coordinates on a Riemannian manifold, although the analogy
is quite incomplete in that we do not have a notion of Riemannian met-
ric on Zp . However, the judicious use of these coordinates lead to the
proof of the following result [14]:
Cm := {a Zp : m a = 0} Zp .
Cm Zp Zp /pm Zp
is bijective.
9.1 A matrix associated to pm 121
I = {0, . . . , pm 1} . (9.3)
I = { = (0 , . . . , m1 ) Zm : 0 0 , . . . , m1 p 1} , (9.4)
W = (w )I,I , (9.5)
w := (a )0 (a )1 ( m1 a )m1 Zp ,
p1
p1
... 0 ...m1 00 11 . . . m1
m1
=0
0 =0 m1 =0
for all Fm
p . We may then proceed by induction on m to prove that
these relations imply that that all the s vanish, which is a contradiction.
This nishes the proof.
with
m1 r
n
jri + jmi = k .
r=0 i=1 i=1
9.2 Analytic functions and arithmetic dierential operators 125
We may assume that there are integers sr such that jri 1 for i sr
and jri = 0 for i > sr . So we have
sr
m1 sr
n
sr jri , jri + jmi = k . (9.11)
i=1 r=0 i=1 i=1
= k n.
Hence "
1
||a,n b,n,k ||p min 1, . (9.13)
pkl
Now, by the induction hypothesis also, we can ensure that Fak (u) satises
(9.9) if we have that
k1
k
w a,k = (cm
a ,1 ) kl 0 a,n b,n,k , I.
I n=0 I
(9.14)
By (9.6) and (9.13), the p-adic norm of the right hand side of (9.14) is
bounded above by min{1, 1/pkl }. Again, by Lemma 9.5, we can solve
the system (9.14) for the a,k s, with the solution satisfying the estimates
(9.7). This completes the induction, and hence the existence part of the
Theorem.
In order to prove the uniqueness, we need to show that if a restricted
power series F satises conditions (1) and (2) in the Theorem for f = 0,
then a,n = 0 for all I , n 0. This can derived by an induction on
n, in view of the equalities
k1
k
w a,k = (cm a ,1 ) a,n b,n,k , I.
I n=0 I
126 Characteristic functions of discs in Zp : harmonic coordinates
If n = 0, this expression says that I w a,0 = 0, I, and since
the matrix (w ) is invertible, we have that a,0 = 0 for all I . For
larger values of n, the expression then says that I w a,k = 0 also
for I, since according to it, these values are determined by the ak s
with 0 k < k, that are zero. So a,k = 0 for all I . This completes
the proof.
10
Some dierences between arithmetic
ur
dierential operators over Zp and Z p
x F (x, x, . . . , r x)
ur . Then F (x) itself is a constant
is constant on a disk of some radius in Z p
in Zp .
ur
The proof of this result requires to use the fact that Fp = Z ur /pZ
ur is
p p
algebraically closed. This explains, in part, our earlier assertion in Chap-
ter 6 that the dierences between the theories of arithmetic dierential
operators over the rings Zp and Z ur are analogous to the dierences
p
between number theoretic statements about nite elds and algebraic
geometric statements over their algebraic closures.
We begin the proof of Theorem 10.1 by recalling a key result in [11].
For convenience, we denote by R the ground ring, as before. If X is a
smooth scheme over R of nite type, and {Ui } is a covering of X by
ane open sets, we recall that the p-adic completions of the schemes
127
128 ur
Some dierences between -operators over Zp and Z p
Spec O(J n (Ui )) glue together to produce the formal scheme Jpn (X),
the p-jet space of X of order n. If we glue the p-adic completions of
Spec O(J (Ui )) instead, we obtain the innite p-jet space of X. Since
the sheaf of rings O(Jpn (X)) are topologically generated by O(Jpn1 (X))
and O(Jpn1 (X)), we obtain a projective system of formal schemes (6.5),
where Jp0 (X) = X (p) is the p-adic completion of X, and Jp (X) is the
p-adic completion of the inverse limit of the Jpn (X)s. By taking the re-
duction mod p, we obtain a projective system of k = R/pR-schemes
(p)
J0r (X) J0r1 (X) J01 (X) J00 (X) = X0 .
In the case where X is the ane line over R, this mapping is just
R RN
x x = (x, x, 2 x, . . .) .
Remark 10.7 We may elaborate further on our results over the ring
Zp , and compare them to Mahlers theorem 3.2 about the structure of
continuous Zp -valued functions on Zp .
Let Z0 be the set of all nonnegative integral vectors = (0 , 1 , 2 , . . .)
ur
Some dierences between -operators over Zp and Z 131
p
is restricted if lim|| a = 0.
Mahlers theorem 3.2 is equivalent to the following, as proven, for
instance, in [18]:
f (a) = F (a, a, 2 a, . . .)
for all a in Zp .
Our Theorems 7.3 and 9.2 imply that the series F in Theorem 10.8
can be chosen to depend on nitely many variables if, and only if, f is
analytic.
x F (x, x, . . . , r x)
Example 10.11 Example 5.5 has an analogue for ane elliptic curves.
We discuss it briey.
Let X be the locus of v 2 = u3 + au + b in the ane plane Spec Zp [u, v]
over Zp , where 4v 3 + 27w2 is invertible, and view X as embedded in
3-space via the map (v, w) (v, w, (4v 3 + 27w2 )1 ). Let N (p, a, b) be
the number of Fp -points of X, that is to say, the number of points of
the reduction mod p of the said curve. These can be expressed in terms
of the traces of Frobenius ap (a, b), which are given as the coecient of
p1
xp1 in (x3 + ax + b) 2 .
The
number
of solutions v Fp to the equation v2 = w is equal to
1+ w
p
. Therefore, counting the point at , we must have that
3
u + au + b
u3 + au + b
N (p, a, b) = 1+ 1+ = p+1+ .
p p
uFp uFp
property. We nish our work by proving that the said property is strictly
a p-adic one.
Let = n be any root of unity of order n with n relatively prime to p,
and let Qp () be the unramied extension of Qp obtained by adjoining
. This is a vector space over Qp whose dimension is the degree of n ,
which if n is a primitive root coincides with n. In what follows we do
not loose generality if we make this assumption. We denote by Zp () the
ring of integers of the extension, and let
p,n : Zp (n ) Zp (n )
135
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Index
adele ring, 3
hypersurface, 41
ane n-space, 69 id`
ele group, 3
ane space, 38 index of ramication, 35
ane variety, 38, 70 isosceles triangle property, 9
algebraic closure
of Qp , 34 jet bundles, 66
algebraic variety, 70 classical jet spaces, 66
analytic function, 49 Legendre symbol, 58
of level m, 50 Lift of Frobenius, 75
138
Index 139
local ring, 67
localization at prime ideal, 67
locally constant function, 51
locally ringed space, 69
Mobius function, 30
Mahlers expansion, 26
Neumann operator, 40
Newtons iteration, 18
non-Archimedean norm, 9
prime
degree of a prime, 110
singular, 110
Wronksian of pn , 116
Wronskian of p, 110
Wronskian quotients, 110
projective space, 38
projective variety, 38
rational normal curve, 38
restricted power series, 48
restricted sequence, 26
Riemann zeta function, 2, 41
ringed space, 68
roots of unity
in Qp , 20
scheme, 69
ane scheme, 69
locally Noetherian, 70
regular, 72
spectrum of a ring, 68
principal open sets, 68
Zariski topology, 68
Teichm uller representation, 52
Theorem
HasseMinkowskis, 2
Mahlers, 26
Strassmanns, 53
Wilsons, 33
Weil zeta function, 40
Weil conjectures, 43
Witt ring, 128