Академический Документы
Профессиональный Документы
Культура Документы
SustainabilityPlans:
Monitoring&EvaluatingSuccess
Preparedfor
SustainableCities
by
SabrinaDekker
JessieSinger
Dec,2011
TableofContents
SustainableCities 3
Introduction 4
ProblemStatement 5
Methods 6
IntegratedCommunitySustainabilityPlansTheCanadianExperience 7
IndicatorProgramsMeasuringProgresstowardsSustainability 8
Monitoring&EvaluationToolsforSustainabilityPlans 10
EvaluatingICSPs:CityCaseStudies 20
ToolkitforCities 24
Conclusion 29
References 30
Appendixes 33
SustainableCities
SustainableCitiesInternationalisaregisterednotforprofitorganizationbasedinVancouver,Canada.
Launchedin1993,themissionofSustainableCitiesistocatalyzeactiononurbansustainabilityincities
aroundtheworld.SustainableCitiesworksbyconnectingandmobilizingpeoplearoundinnovationfor
urbansustainability,linkingtechnicalandsocialinnovations,tobuildcapacityincitiesfortheshift
towardsamoresustainablefuture.
SustainableCitiesfacilitatesathriving,internationalnetworkofcitiesthatactsasanurbanlaboratory:
adopting,testingandimprovingoninnovations.Ideasareacceleratedthroughsharingofexperience
betweencitiesthataremakingtransformationalchangeareality.
Inordertoaccelerateknowledgecreationandtransfer,SustainableCitiesbelievesthattheideas,
informationandconceptsgeneratedshouldbeopensourceandshared,inwrittenform,throughour
website,socialnetworksorpersonalcontacts.Theworkundertakenheresupportsthisgoal.
Introduction
ThispaperexaminestheprogressthatCanadianmunicipalitieshavemadeindevelopingmonitoringand
evaluationtoolstotrackthesuccessoftheirsustainabilityplans.Theresearchbeingundertakenisto
drawlessonsfromcurrentinitiativestoadvanceurbansustainabilityintheCanadiancontext.The
lessonscanthenbesharedamongstcitiesintheSustainableCitiesNetwork.Focusingontheprogressof
Canadianmunicipalitiesintheimplementationofsustainabilityplanswillpresentareaswherethereare
gapsandserveasthebasisforguidingfutureresearchonsustainabilitypracticesglobally.
Theprimaryobjectiveistoprovidepracticingplannersandmunicipalitiesinthenetworkwithpractical
examplesandcasestudiesofcurrentworkbeingdoneinCanadiancitiestomonitorandevaluatethe
implementationoftheirsustainabilityplans.Theintentistoinformplanningworkandadvancecities
progresstowardstheirsustainabilitytargetsandgoalsaswellassuggesthowCanadianmunicipalities
canbenefitfromlearningfromothercitieslocallyandglobally.Thispaperincludesatoolkitthataimsto
serveasguidanceforcitiesthatwanttostarttrackingtheirsustainabilityindicators.
Secondaryobjectivesinclude:
1. Facilitatingknowledgeexchangeanddialogueonsustainabilitybetweenmunicipalitieslocally
andglobally
2. Promotingcreativesolutionsandinnovativeprojectsusedbycitiestoreducetheirecological
impactandadvancehealthy,liveablecommunities
3. Assistplannerstomovefromplanwritingtoimplementationandmeasuringsustainability
targets
ProblemStatement
Canadianmunicipalitiesoverthepastdecadehavebeentakingstepstointegratesustainability
principlesintoallplanningactivitiesinrecognitionoftherealitiesofclimatechange,resource
constraints,socialchallenges,andeconomicuncertainty.Localgovernmentsmustlooktowards
implementingpoliciesandactions,whichwillincreasetheresiliencyofcities.Currently,themajorityof
Canadianmunicipalitieshavesomeformofenvironmentaland/orsustainabilityplanorstrategy
completedinvariousstagesofimplementation.Howtomonitorandevaluateprogresstowards
sustainabilitygoalsandtargetsremainsachallengeformanyplannersandlocalgovernments.
Measuringsustainabilityisacomplexissueandisoftenplacespecific,aseachcityoperateswithina
distinctecosystemandsocialculturalcontext.Cityofficialsmustreconcilehowtomonitorquantitative
indicatorsofsustainabilitysuchasairandwaterquality,withqualitativemeasuresofhumanwellbeing
andcivicengagement.Thechallengesfacedare:
Identifyingrelevantdatatomeasuresuccessunderthevariousindicators.
Bridgingthegapbetweenacademicunderstandingsofsustainabilityindicatorsandecosystem
functionsandmunicipalplanningorganizationalstructures,whichhavetraditionallyconcerned
themselveswithlanduse,infrastructureandtransportation,socialplanning,andrecreationand
cultureprogramming.
Limitedstaff,timeandresources,particularlysmallercommunities.
AvailabilityofdatafromorganizationslikeStatsCan.
Thetoolkitwillhelpmitigatethesechallengesandothersbyestablishingafeasiblemeansfor
municipalitiestoinvestinmonitoringandevaluationtools,andbystreamliningtheprocess.
Methods
Inordertoaddressthesechallenges,thispaperwillbeginbyoutliningtheCanadianexperiencewith
IntegratedCommunitySustainabilityPlans(ICSPs);thesuccessesandchallengesfaced.Providingan
overviewofcurrentframeworksbeingusedforsustainabilityplanningandsustainabilitymeasureswill
setthecontextfordevelopingthetoolkit.ThisisfollowedbycasestudiesofspecificCanadiancitiesand
theirexperiencewithmonitoringandevaluatingtheirsustainabilityplans.Thepaperconcludeswithan
analysisofapproachesthathavesucceededandhowtheyapplyintheCanadianmunicipalcontext.
DevelopmentoftheToolkitisprimarilybasedonliteraturereviewandanalysisofcurrent
methodologies.Selectionofmethodsandindicatorstobeincludedinthetoolkitwerebasedonthe
objectivesoftheICSPsidentifiedbytheFederalGovernment.Additionstothesupplementaltoolkit
wereguidedbydiscussionswithpractitionersintheplanningandpolicyfieldsrelatedtosustainable
development.
Datawascollectedmainlythroughathoroughreviewofavailableofficialplansandsupportingmunicipal
documents.Academicliteraturewasconsultedtosituatethesustainabilityplanningapproachesused
withinthewidercontextofcurrentthinkingaroundimplementingsustainabilityinurbancentres.
Informaldiscussionswithpracticingplannersinthevariousmunicipalities,NGOsworkingon
sustainabilityissuesandacademicsprovidedfurtherinsightsandresearchdirections.
ICSPsTheCanadianExperience
In2005,theFederalGovernmentintroducedIntegratedCommunitySustainabilityPlans(ICSPs)under
theNewDealforCitiesandCommunities,tofacilitatedialogueonthefutureofcitiesinCanada.ICSPs
are:
Longtermplan(s),developedinconsultationwithcommunitythatprovidesdirectionforthe
communitytorealizesustainabilityobjectivesithasfortheenvironmental,cultural,socialand
economicdimensionsofitsidentity.PlanningforSustainableCanadianCommunities
Roundtable,2005
ActiveconsultationisacriticalpieceintheprocessofanICSP,particularlyinthedevelopmentofalong
termcommunityvisionlooking40to50yearsintothefuture.Furtherincontrasttotraditionalplanning,
ICSPsdemandthatnewdimensionsbeconsideredintheplanningprocesswhilecontinuingtomeet
citizensneeds.RootedintheconceptofsustainabilityICSPsmakeenvironmentalsustainability,
economicsustainability,socialsustainabilityandculturalsustainabilitythecornerstonesofcityplans,
suchthat:
Citiesandcommunitiesaresustainableplacesofexceptionalbeauty,neighbourliness,
prosperityrichinideas,confidence,diversity,creativityandinnovation,whereallpeopleare
includedeconomically,sociallyandpolitically.PrimeMinistersExternalAdvisoryCommittee
onCitiesandCommunities
Inshortenvironmentalsustainabilityistargetedatreducingdependenceon,consumptionof,and
participationinactivitiesthatrequirefossilfuels,extractionofmetalsandminerals,andchemicalsthat
areharmfultotheenvironment.Socialsustainabilityisbasedontherecognitionthatsocialjustice
supportsenvironmentalsustainability.Assuch,poverty,crime,inequality,andpoorhealthare
hindrancestocitiesandcitizenssucceedingintheirsustainabilitygoals.Theinclusionofcultural
sustainabilityisareflectionofCanadiansociety,inparticularitsdiversity.Culturealsoaddressesthe
artsandthecreativeclassthatarelinkedtootheraspectsofsustainabilitysuchaseconomic
development.Economicsustainabilityisfocusedoncommunityeconomicdevelopmentandtakesinto
considerationtheotherdimensionsofsustainability.
WhilemunicipalitiesarelefttodeveloptheirplanstheyarenotwithoutsupportfromtheGovernment.
TosupportcommunitiesdevelopingtheirICSPstheFederalGovernmentofCanadapromised$5billion
infundingover5yearsandtheGasTaxAgreement.Collectivelythefederalgovernment,the
provinces/territoriesandmunicipalitiesarenegotiatingagreementsthatwillallowmunicipalitiestouse
aportiontheirgastaxallocationtodevelopICSPsoverasettimeframe.Finallytoprovideadditional
supporttheGovernmenthasasetofguidingprinciplesandelementsofarecommendedICSPtoassist
plannersastheymovethroughthestagesofdevelopingICSPs.
MeasuringProgresstowards
Sustainability
Citiesandorganizationsarefocusingonthedevelopmentof
indicatorstomeasureprogress.Anindicatorprovides Indicators:selectedstatisticsor
informationonthestateorconditionofsomething.Interms parametersrelatedtokeyobjectives
ofsustainabilityindicators,Astleithneretal(2004)narrow that,whenmonitoredovertime,
thisdefinitiontoapolicyrelevantvariabledefinedinsucha representstrends.
wayastobemeasurableovertimeandspace.Sustainability
Index:subjectivecombinationsof
indicatorscanbequantitativeorqualitativemeasures;
indicatorsusedtodescribeoverall
howeverwhatdifferentiatesthemfromfamiliarecologicalor
performanceinaparticulararea.
economicindicatorsistheirfocusonlinkagesacross
differentsectors.Ecologicalandeconomicindicatorsarestill Targets:ameasurablegoalsettobe
partofsustainabilityindicatorsbymeansofintegration achievedwithinaspecifiedtime
period.
Indicatorsareimportantinholdinggovernmentsand
communitiesaccountabletotheirsustainabilitytargetsand
goals(Newman&Jennings2008).Indicatorsprovidedatatoguidepolicymakingandallowfor
comparisonstobemadeacrossmunicipalitiesandregions.Theimpactsandchallengesofsustainability
policiesandplansontheurbanenvironmentcanalsobeshownthroughindicators(Nolberto2005).
Indicatorsaremostusefulinsustainabilityplanningwhenlinkedtosustainabilitythresholdsortargets.
Thresholdsarescientificallydeterminedpointswherethestateofthingswillchangedramatically.
Targetsareoftendeterminedbypolicymakersorthroughpublicconsultationandpointtolevelsthat
mustbemetinthefutureifsustainabilitygoalsaretobereached.
Thereareanumberofissuesassociatedwiththeselection,useandreportingofsustainability
indicators.Themaindebatesovertheseissuesarereviewedbelow.
Approachestodevelopingsustainabilityindicators
Theapproachtoselectingindicatorsgenerallyfallsintotwogeneralcategories,topdownorbottomup.
Thetopdownapproachmeanspolicymakersdefinethegoalsandaccompanyingindicators,thedata
collectedisusuallyhighlytechnicalandrequiresexpertstointerpret.Thebottomupapproachis
communitybasedandinvolvesextensiveconsultationwithstakeholderstoselectappropriate
indicators.Thekeydifferenceinthetwoapproachesiscomplexity.Topdownprocessesinvolvemore
toolsthatallowforgreaterdepthofanalysis,whilebottomupprocessesaremorebasicandbroad.(Itis
possibletocombinetheapproachestocreateahybridapproach;howeverthisdependsonthecontext.)
Thesetwoapproachesreflecttheneedtodevelopindicatorsthatarebasedonaccuratescientificdata
aswellasindicatorsthatareeasytounderstandforthepublicanddecisionmakers.Asolutiontothis
problemthathasbeenputforwardistoselectasetofcoreindicators,whichspanthebreadthofa
communityssustainabilitygoals.Thesecoreindicatorsshouldbeeasilyunderstoodanddemonstrate
thelinkagesbetweenmultiplesustainabilitygoals.Alongsidethecoreindicators,whichwillbewidely
publicized,therewouldremainalongerlistofmoretechnicalandspecificindicatorsforusebycitystaff.
SelectingSustainabilityIndicators
Theuseofindicatorsinscientificfieldsisvaluedbecausetheycanprovideobjectivedatauponwhichto
basetheory.Sustainabilityhoweverisnotanabsolutequantitytobemeasured,andthedefinitionof
sustainabilityadoptedbyvariousmunicipalitiesishighlysubjective(Bell&Morse,2008).Thereis
increasingrecognitionthattheselectionanduseofsustainabilityindicatorsarehighlysubjectiveand
canthusbemanipulatedtofitvariouspoliticalagendas.Atthesametime,therearecommonelements
thatallcitiesmustaddress:environment,economy,societyandculture.
ThepathCanadianmunicipalitieshavetakentoselectindicatorsthatarebothrelevanttolocalcontexts
andprovidemeasurementofimportantsustainabilityfeaturesistoembraceabottomupapproach.The
rationaleisthatbyencouragingpublicparticipation,theprocessofindicatorselectionitselfcanwork
towardscommunitycapacitybuilding,stimulatedebateoverhowtomeasuresustainabilityandgivesa
senseofownershipofsustainabilitygoals(Newman&Jennings2008,Reedetal.2006,Nolberto2005).
Forthesereasons,goalandindicatordevelopmentprogramsinCanadianmunicipalitiesofteninvolve
lengthymultistakeholderengagementprocesses.
Elementsofgoodsustainabilityindicators:
1. Relevanttotheneedsofpotentialusers
2. Measurableandeasilyunderstoodbythecommunitiesusingthem
3. Basedondatathatisaccurate,accessible,andavailable
4. Scientificallyvalid&statisticallyrepresentative
5. Abletobeconsistentandsustainableovertime
6. Comparabletotargets&withotherjurisdictions
7. Clearlyrelatedtostatedsustainabilityvision,strategies,goals&actions
8. Costeffective
9. Interrelatedtovarioussustainabilitytargetsorgoals
10. Responsive&flexibletochangingsituations
Withtheseaspectsinmind,lookingatwhathasbeenputintopracticeinCanadaisvitaltothe
developmentofthetoolkit.
Monitoring&EvaluationToolsfor
SustainabilityPlans
AssessingacitysprogresstowardsasustainablefutureisessentialforanICSP.Selectionofmonitoring
andevaluationtoolsisachallengeforassessment.Aonesizefitsalltoolkitwouldbeideal,for
comparativepurposesandabsolutegoals;howevercities,communities,andregionsaresubjectto
diversegeographies,demographicsandeconomicconditionsthatimpactsustainability.Creatinga
toolkitthatcanacknowledgethebreadthanddepthofsustainabilityplanswillbeachallenge.Following
theassumptionthatcitiesshareacoreofbasicneedsageneralorcoretoolkithasbeencreated,and
differencescanbeconsideredviaatailoredtoolkitthatcanbeconstructedfromabankofindicators.
Whatisessentialtobothisabaselineassessmentofacityscurrentstateintermsofthesustainability
indicatorstobemeasured.Withoutbaselinedata,whichmostmunicipalitieshavegatheredinthe
processtowardsdevelopingtheirICSPs,monitoringandevaluationisimpossible.Thedatawillguidethe
selectionofindicatorsusedtomonitorprogressfromtheindicatorbank.
Developmentofthetoolkitshasgivenconsiderationtoadaptabilityandtransferabilityforuseinvarious
contexts.Bothtoolkitsconsistofquantitativeandqualitativemeasurementtools.Thecoretoolkitis
rootedinthebasicprinciplesofICSPs:Economy,Environment,SocietyandCulture.Thetailoredtoolkit
(andcore)gleansideasandexamplesfromworkthathasbeendoneinmunicipalitiesacrossCanadaand
byorganizationsglobally.Thissectionprovidesasummaryofindexesandmethodologiesthatare
availabletomunicipalities.Thefirstsectionpresentsthemethodsthatarecurrentlybeingusedby
CanadianMunicipalities.ThesecondsectionpresentsmethodsthatarebeingdevelopedintheUSand
Internationally.
MethodologiesusedinCanada
CurrentlyinCanadathreemethodologiesdominatethemonitoringandevaluationdomain:Triple
BottomLine,SmartGrowthandTheNaturalStep.Themethodologiesprovideaspringboardfor
municipalitiestodevelopindicatorstomonitortheirprogress.Consequentlythemethodologiesare
broadintheirscopeandserveasguide.
TripleBottomLine
TheTripleBottomLineisanaccountingmethodologybeingusedinthepublic,privateandnonprofit
sectorstomeasurefinancialoutcomes.Thecontextisthatorganizationscanmoveawayfromasingle
bottomlinewhereonlythefinancialoutcomesareconsideredto3bottomlineswherethe
environmentalandsocialaspectsofaventurecanbeaccountedfor.Theadvantageofthisapproachis
thatitcanbewidelyappliedtoallmunicipaldecisions.Thechallengewiththismethodologyistheequal
weightappliedtoeachoutcome.Placecontextisnotgivenconsideration,leavingavoidin
understandingthelongtermimpactsofpoliciesontheenvironmentandeconomy.
Resources
TripleBottomLineApproach http://www.triplebottomlineapproach.com/
10
SmartGrowth
Smartgrowthisacollectionoflanduseanddevelopmentprinciplesmeanttohelpcommunitiesto
developinway,whichareinlinewithenvironmentalconservation,socialequityandfiscalresponsibility.
ItisaresponsetotherapidurbansprawlseeninNorthAmerica,whichsawlargesuburbsremovedfrom
proximateservicesthatnecessitatetheuseofsingleoccupancyvehicles.TheSmartGrowthmovement
isanattempttomoveawayfromthistypeofdevelopmentbyprioritizingurbangrowthboundaries,
increasedgreenspaceandinfillprojects.ThegoalofSmartGrowthistocreatecompact,higherdensity
communities,whichencouragealternativemodesoftransportationandpreservesvaluablenatural
spacessuchaswetlandsandagriculturalland.
SmartGrowthBC,ajointprojectoftheUniversityofVictoriaandtheWestCoastEnvironmentalLaw
Association,wasaleadingadvocatefortheadoptionofSmartGrowthprinciplesbycommunities.The
nonprofitsocietyprovidesanumberofonlineguidesandtoolkitsforcommunitiestobetterunderstand
SmartGrowthprincipalsandhowtoimplementthem.InMay2010,theCanadianGreenBuilding
Council(CaGBC),anorganizationwhichpromotesgreenbuildinginCanada,acquiredSmartGrowthBCs
programsandbrandtocontinuetheprovincialprogram.Thiswasthebeginningofanationalapproach
tosupportingaSmartGrowthCanadaProgramthatcombinestheprovincialsuccessofSmartGrowthBC
andthenationalnetworkofCaGBC.
TheonlinetoolkitsprovidedbySmartGrowthBCprovideinformationonthebenefitsoftheapproach
andhowtogetcitizensinvolvedintheprocessinordertohavebroadbasedbuyintoSmartGrowth
Principles.Indicatorprogrammesarepromotedasameansofmeasuringprogresstowards
implementingSmartGrowthprinciplesalongsideorganizationalrestructuringwhichcanassistin
ensuringcontinuityofmonitoringprogrammes;forexampletheformationofawatchdogcommittee.
TheOnlineSmartGrowthToolkitcontains4sectionswhichincludesanoverviewofwhymunicipalities
shouldusethisapproach,howtomeasureprogresstowardsitinyourcommunityandfurther
readings/linksforreferencepurposes.SectionII,SmartGrowthTools,TurningPrinciplesintoPractice;
identifiesspecifictoolsplannerscanusetolimitsprawlandpromotegreenspaceandecosystem
planning.ExampletoolsincludeOCPs,urbangrowthboundariesanddevelopmentstandards.SectionIII
oftheonlinetoolkit,CitizensInvolvementTools,providesachecklistwhichlinksSmartGrowth
PrinciplesandGoalswiththeappropriateplanningtools.Forexampletheprincipleofintegratingurban
developmentintoecosystemsisaccompaniedbythetoolsofwatershedplanning,integratedgreenways
planningandcomprehensivedevelopmentzones.
Resources:
SmartGrowthBC http://smartgrowth.bc.ca/
OntarioSmartGrowthNetwork(OSGN) http://www.smartgrowth.on.ca/index.htm
CanadaGreenBuildingCouncil(CaGBC) http://www.cagbc.org/
TheNaturalStepFramework
TheNaturalStep(TNS)isaninternationalorganizationthatspecializesinsustainabilitysolutionsfrom
thehouseholdtothecommunitylevelwiththegoalofcreatingabetterworldforall.IntheCanadian
contextTNSisworkingwithcommunitiestohelpthemachievetheirICSPswiththedevelopmentofICSP
guide.
11
TNSconstructedtheguideusingaplanningapproachcalledbackcastingfromsustainabilityprinciples
whichinvolvesbeginningwiththeendgoal.ItisalsocalledTheNaturalStepFramework.Startingwith
thedescriptionofsuccesstheprocesscallsforthelinkingofthefuturewiththepresentcontext.
Participantsareaskedtothinkstrategicallyaboutwhatshallwedotodaytogetthere?Buildingon
thePlanningforSustainabilityGuide,theTNSframeworkcentresonfivecoreconcepts:
TheSustainabilityChallenge:Curbingthedemandforresources,isthenextchallenge.All
communitiesareimpactedbythechangestoair,waterandecosystems.Thebestoptionisto
reducethepressure.
Backcasting:Drivenbytheendresult,backcastingistheprocessofdecidingwhatthedesired
outcomeisforthefuture,thendetermininghowtoachieveit.
TheSustainabilityPrinciples:TheTNSFrameworkisbasedondefiningthesystemconditionsfor
asustainablesociety,determinedfromscientificresearch.Theresultisfoursustainability
principlesthatprovidetheparametersforsocietytooperatesustainability.
BackcastingfromSustainabilityPrinciples:Thesustainabilityprincipleshavebeentranslated
intolongtermgoals:Reduceandeliminatecontributiontotheaccumulationofmaterialsfrom
theearthscrust,theaccumulationofsubstancesproducedbysociety,theongoingphysical
degradationofnature,andconditionsthatunderminepeoplesabilitytomeettheirbasicneeds.
TheABCDPlanningProcess:TheABCDplanning
processisthebackcastingfromsustainability
principlesinaction.Therearefoursteps: TNSKeyLessons:
Awareness,BaselineAnalysis,CompellingVision,and
1.ItsaJourney,notadocument
DowntoAction.Afeedbackloopallowsforrevisiting
ofstepsasnewconsiderationsforsustainability 2.Investineducationandcapacity
arise. building
TNSrecognizedthatsustainabilityplanningisaniterative 3.Buildsharedintention
process.ThereismorethanonewaytodevelopanICSP.TNS
hasderivedkeylessonscapturedintheadjacenttextbox, 4.Knowyoursustainabilitygap
fromworkonICSPsinCanada
5.Collaborate
InlightoftheselessonsTNSprovidesanoverviewof
6.Feedthemomentumwithstrategic
IntegratedCommunitySustainabilityPlanningconsistingof6
actions
phases,thefinalbeingContinuingtheJourneyand
MonitoringProgress. 7.Evaluateprogress
Thedesiredoutcomesofthisphaseare:
AgovernanceandpartnershipsapproachestablishedtoguidetheimplementationoftheICSPin
thecommunity
Initiativesareimplementedinthecommunity
ProgressontheimplementationoftheICSPismonitoredandevaluated
TNSbeingrootedinsystemstheoryfollowsanevaluationstrategythatusesafeedbackloop,itcallsfor
ICSPstobereviewedperiodicallytoassesswhatisworkinganddevelopnewideasforsuccess.
IndicatorsformeasuringthesuccessofplansarenotsuggesteddirectlybyTNS,ratheritisthe
prerogativeofcommunitiestodeveloptheirindicatorsandtakeownershipofthem.Ownershiponall
12
levelsisthekeytothesuccessintheTNSapproach.Buyinfromallstakeholdersisrequired.TNS
ultimatelycallsforashiftinlifestyle.
Resources
TheNaturalStepToolkitsforSustainability http://www.naturalstep.org/en/canada/toolkits
InternationalInitiatives
AssustainabilityisaglobalconcernorganizationsoutsideofCanadahavebeenworkingtowards
developingmethodologiestotrackprogress.FromtheUStherearetheSTARCommunityIndex,and
TheBostonIndicatorsProject.TheOECDiscurrently
workingonitsindicatorsthroughtheCitiesandGreen STARguidingprinciples:
GrowthProject.
1.Thinkandactsystematically
STARCommunityIndex
2.Instillresiliency
TheSTARCommunityIndexwasdevelopedasanational
frameworkforsustainability.Itisintheprocessofbeing 3.Fosterinnovation
developedbyICLEILocalGovernmentsforSustainability
4.Redefineprogress
(managingpartner),theU.S.GreenBuildingCouncil,and
theCenterforAmericanProgress. 5.Livewithinmeans
MuchasLEEDtransformedthebuilding 6.Cultivatecollaboration
industry,STARwilltransformthewaylocal
governmentssetprioritiesandimplement 7.Ensureequity
policiesandpracticestoimprovetheir
8.Embracediversity
sustainabilityperformance.Itwillbecomethe
definitivemeansbywhichlocalgovernments 9.Inspireleadership
measureandcertifytheirachievements
(ICLEI,2010) 10.Continuouslyimprove
Methodology
STARisaratingsystemlikeLEEDthatawardspointsforachievingtargets.Theratingsystemwillbe:
Applicabletodiverselocalities
Designedtoevolvesothatnewindicatorsandmetricscanbeincluded
Havemultiplemetrics:Policy,Performance,Practice
RatingachievementssimilartoLEED
ProposedMetricsandIndicators
METRIC INDICATORS
Environment
NaturalSystems Ecosystems,habitat,water,airquality,waste,resourceconservation
Planning&Design Landuse;transportationandmobility;parks,openspaceand
recreation
13
Energy&Climate Energy,emissions,renewableenergy,andgreenbuilding
Economy
EconomicDevelopment Cleantechnologiesandgreenjobs,localcommerce,tourism,andlocal
foodsystem
Employment&Workforce Greenjobtraining,employmentandworkforcewages,andyouthskills
Training
Society
Education,Arts&Community Educationexcellence,artsandculture,andcivicengagementand
vitality
Children,Health&Safety Communityhealthandwellness,accesstohealthcare,andpublic
safety
Affordability&SocialEquity Affordableandworkforcehousing,poverty,humanservicesandrace
andsocialequity
Essentiallytheproposedmetricsandindicatorscompriseamenuofoptions.Citiescanselectonesthat
areapplicabletotheircontext.Additionallytheyserveasthebaseforthe10guidingprinciplesand81
goalsthatcurrentlycomprisetheSTARIndex.
Thepurposeoftheseguidelinesistodirecttechnicaladvisorycommitteesastheydevelopindicatorsto
trackthesuccessofthe81goals.The81goalsaredividedamongsttheproposedmetricsand
indicators.Accompanyingthegoalsarepurposestatements,whichexpressthedesiredoutcomesand
aspirationsofeachgoalinacommunity.
TheSTARindexiscomprehensiveandbroadinscope.Ithasthepotentialtoprovidemunicipalitieswith
awealthofchoicewithregardstotheirselectionofindicators.Thechallengecomesintheselectionof
indicators.Balancingthegenuineneedsofacommunityoverthedesiretoachieveahigherratingmust
bereckoned.
Resources
LocalGovernmentsforSustainability(ICLEI) http://www.icleiusa.org/star
PublicPrivatePartnershipsforIndicatorInitiatives
Publicprivatepartnershipstodevelopcitybasedindicatorprogramsaregainingpopularityastheneed
forselectingplacespecificsustainabilityindicatorsisrecognized.Thesetypesofpartnershipsareuseful
astheyofteninvolvemultiplestakeholdersoutsideofcitycouncilwhocontributetheirownexperience
totheprocess.Partnershipsbetweenthecity,NGOs,environmentalgroups,postsecondaryinstitutions
andcitizenshavethepotentialtotransformhowcommunitiesperceiveofandimplementsustainability
goals.Theprocessofdevelopingindicatorscanencouragediscussionoftheconceptofsustainabilityand
influencebehaviourchangewhilefosteringcommunityownershipoftheproject.Initiativessuchas
SustainableSeattleandSustainableCalgaryareindicatorprojectswhichwerebegunbyconcerned
citizensinterestedinthefutureoftheircitiesandhavecontinuedasdeliberatevoluntaryorganizations
whichattempttoreachouttoallcitizenswithaninterestinsustainabilityissues.TheVictoriasVital
SignswasinitiatedbytheVictoriaFoundation,aregisteredCanadiancharity,andproducesanannual
report,whichevaluatesthecitybasedonvariouseconomic,environmental,socialandcultural
indicators.
14
Belowisamoreindepthlookatonespecificcitybasedindicatorproject,TheBostonIndicators,which
isagoodexampleofhowacitycanbenefitfrompartnershipswithpostsecondaryinstitutionsandthe
engagementofawideswathofcitizensandnonprofits.
BostonIndicators
TheBostonIndicatorsProjectbeganasameanstounderstandtheCityoftheBostoninvarious
contexts:regional,nationalandglobal.Settingouttofacilitatecivicengagement,trackprogressand
reformthecityin10keysectors,theprojectisanexampleofmonitoringsuccesscomprehensivelyina
relevantmanner.CivicVitality,CulturalLifeandArts,theEconomy,Education,theEnvironment,Health,
Housing,PublicSafety,TechnologyandTransportationwerethetensectorschosentobethefocusof
theproject.Engagementofschoolchildren,residents,academics,policymakersandcommunitybased
expertstoshapeaCivicAgendawasthemaingoaloftheproject.Genuinelyunderstandingwhatisat
thecoreofthechallengesthatBostonfacesarevitaltothisproject.Havingdatathatsupportsthe
reportisimportanttotheprojectanditsdirection.
TheBostonIndicatorsProjectinpartnershipwithMetropolitanAreaPlanningCouncil(MAPC)offersan
onlinedatawebsite(www.MetroBostonDataCommon.org)thatenablescomprehensivedatamapping.
FurtheraddingtotherichinformationsourcestheProjecthasbecomeapartoftheUniversityof
MassachusettsLowellsOpenIndicatorsConsortium,whichisfocusedondevelopinganopensourceof
indicatorsanddataforuseacrosstheregionandnation.Theprojectisrootedinusingquantifiabledata
totrackchangesandprogress.Eachofthetensectorshasseveralindicatorsthathavebeenquantified
andcomparedtoabaseyear.
TheobjectiveofthetensectorsistopresentacomprehensivepictureofBostonintermsoflongterm
andrecenttrendsthatareimpactingthequalityoflifeinBoston.Eachsectorsusesdataobtainedatthe
regionalleveltopresentthecurrentstateofthesector.Sectorsandtheirindicatorsareasfollows:
INDICATOR MEASUREMENT/TRACKINGMETHOD
CivicVitality
ElectoralParticipation Voterregistration,voterturnout
AccesstoInformation Librarycirculation,localnewsoutlets
NeighbourlyTrustandVolunteerism
CulturalLifeandtheArts
EquitableAccesstoCulturalResources Accessforchildrenandfamilies,accesstofreeandlowcost
events,Accesstoartseducation
CulturalVibrancyandtheCreative Attendanceatmuseumsandculturalattractions,tourism,
Economy fundingfortheMassCulturalCouncil,ArtistHousing,and
culturalorganizationsandfunding
Economy
Employmentandunemployment
Costofliving
MedianHouseholdIncome
15
Poverty:FamilieswithChildren
Taxes Businessandcorporatetaxes,personaltaxes,contributionsby
taxtypeandincomequintile,byeducationalattainment
SmallBusiness Minorityandwomenownedbusinesses,neighbourhoods,
communityinvestments
Education
EducationalAttainment
HighQualityEarlyEducationandCare
ThirdGradeReadingProficiency Testscores
TenthGradeMCASProficiency Testscoresformath,English,languagearts,andscience
HighSchoolCompletion Graduationrates,dropoutrates
CollegeEnrolmentandCompletion
EnvironmentandEnergy
UrbanEnvironment Urbantreecoverandrecycling
EnvironmentalHealth Airquality,waterquality,andelevatedleadlevels
Sustainability GHGemissions,greenbuildingcodeandgreenbuildings
Energy Renewableenergy
Health
CostsandCoverage Healthcarecostsandhealthinsurancecoverage
ChildHealth Birthweight,immunization,andfoodinsecurity
HealthBehaviours Teenbehavioursandphysicalactivity
Racial/EthnicDisparities Chronicdiseaseandmortality
Housing
ForeclosuresandSubprimeLending Race,ethnicity,andBostonneighbourhood
HousingCosts Medianhomeprice,medianaskingrent
HousingProductionandStability Publicandsubsidizedhousing,studenthousingand
homelessness
PublicSafety
PropertyCrime Robberies,burglaries,larceny,andvehicletheft
ViolentCrime Totalviolentcrimes(homicides,rape,aggravatedassault)
YouthSafety Riskybehaviourandyouthhomicide
Perceptions
Systems Fundingforpublicsafety,incarceration
Technology
BridgingtheDigitalDivide BostonPublicLibrary,theTimothySmithNetwork,computer
accessinBostonpublicschools
TheInnovationEconomy
STEM(Science,Technology, BPS5thand8thGradeScience,BSP10thGradeScience,and
Engineering,Math)Education intendedcollegemajor
Transportation
GreaterBostonsTransportation Roadsandbridges,MassachusettsBayTransportation
16
System AuthorityRidership,Bikes
ModesandCostBurden Transportationtowork,theimpactoftransportationcostson
households
Sustainability Vehiclemilestraveled
FundingandStability
Resources
SustainableCalgary http://www.sustainablecalgary.ca/Page3.html
VictoriasVitalSigns http://www.victoriafoundation.bc.ca/web/vitalsigns2010
SustainableSeattle http://sustainableseattle.org/
TheBostonIndicatorsProject http://www.bostonindicators.org/Indicators2008/
OECDCitiesandGreenGrowth
TheOECDisintheprocessofdevelopingindicatorsformeasuringthesuccessofgreengrowthinseveral
cities.Theprojectwasbornoutthedemandformonitoringandevaluatingstrategiesbycitiesthatwill
enablethemtomitigatetheimpactsofclimatechange.RecentlytheOECDreleasedTowardGreen
GrowthMonitoringProgressOECDIndicators.Thereportoutlinesfourkeygroupsforindicatorswith
complementinggenericindicators:
1.Indicatorsmonitoringtheenvironmentaland 2.Indicatorsdescribingthenaturalassetbase
resourceproductivityofproductionand Renewablestocks:water,forests,fish,
consumption resources
Carbonandenergyproductivity Nonrenewablestocks:mineralresources
Resourceproductivity:materials, Biodiversityandecosystems
nutrients,water
Multifactorproductivity
3.Indicatorsmonitoringtheenvironmental 4.Indicatorsdescribingpolicyresponseand
dimensionofqualityoflife economicopportunities
Environmentalhealthandrisks Technologyandinnovation
Environmentalservicesandamenities Environmentalgoodsandservices
Internationalfinancialflows
Pricesandtransfers
Skillsandtraining
Regulationandmanagementapproaches
Thereisafifthcategorythesocioeconomiccontextandcharacteristicsofgrowthwithitsgeneric
indicators:economicgrowthandstructure,productivityandtrade,labourmarkets,educationand
income,andsociodemographicpatterns.
TheOECDhasinitsreportemphasizedtheimportanceofpoliciesthatpromotegreengrowthneedto
befoundedonagoodunderstandingofthedeterminantsofgreengrowthandofrelatedtradeoffsor
synergies.Internationallycomparabledataisavitalpieceinthedevelopmentofindicators.Clarityis
invaluableinthissituation,especiallyinrelationtothefourareasidentifiedasthemainfeaturesof
greengrowth.
17
Developmentandimplementationofindicatorsforgreengrowthwereformulatedbasedonparameters
ornecessaryconditionsforgreengrowth:
Abalancedcoverageofthetwodimensionsofgreengrowthgreenandgrowthandof
theirmainelements.Particularattentionisgiventoindicatorsthatareofsignificanceforthe
twodimensions.
Theidentificationofkeyissuesforwhichindicatorsareneeded.I.e.thosethatareofcommon
relevancetogreengrowthinOECDcountriesandinpartnercountries.Thisdrawsuponthe
OECDsaccumulatedexperienceinpolicyanalysisandevaluation,asreflectedintheGreen
GrowthStrategy.
TheuseofaconceptualframeworkthatreflectstheintegratednatureofGreenGrowthwhile
organizingtheindicatorsinawayusefultodecisionmakersinthepublicsector.Thisneedsto
besupportedwithastatisticalaccountingframeworktohelpstructureandcombineunderlying
statisticsandensurecoherenceamongdatasets.
Thecarefulselectionofindicatorsthatbestreflectmajortrendsrelatedtotheseissues.As
indicatorscanservedifferentpurposesanduses,thenumberofpotentiallyusefulindicatorsis
fairlylarge.Itisthereforenecessarytoapplycommonlyagreeduponcriteriathatguideand
validatetheirchoice.
PolicyRelevance: AnalyticalSoundness:
TheOECDhas
describedkey Provideabalanced Indicatorsshouldbe
principlesinthe coverageofkeyGreen analyticallysound
developmentof Growthfeatures Havevaliditybuiltfrom
indicatorsthatare Easytointerpretand consensus
beneficial: transparent Belinkedtoeconomicand
Comparableand environmentalmodelling
adaptable Indicator andforecasting
Development
Principles
Measurability:
Indicatorsshouldbebased
ondatathatisavailableor
canbeobtainedata
reasonablecost
Datamustbehighquality
andregularlyupdated
18
EnvironmentCanadasIndicators
ThissectionconcludeswithafinalexamplefromtheGovernmentofCanada.TheCanadian
EnvironmentalSustainabilityIndicators(CESI)areaconcreteexampleofquantitativeanalysisof
indicators.
IntendedtomeettheobjectivesoftheFederalSustainableDevelopmentStrategyanddirectedatthe
National,ProvincialandTerritoriallevels,CESIprovidesvaluablemeasurementsthatareapplicableat
themunicipalandregionallevels.
Monitoringofthevariousindicatorsfocusesonvariouslevelsofmeasurement:national,regionaland
local.Thesemeasurementsarefurthercomparedtointernationalperformancetogivecontextto
Canadianachievementsinsustainabledevelopment.
Thelistofindicatorsiscomprehensiveinregardstothespecificareasthataretargetedcurrentlythe
indicatorsarecategorizedintoairandclimate,waterandnature.Whatisnotableisthatsomeofthe
indicatorsareeasilymeasured,suchasgreenhousegasemissions,wheredatacanbecollectedon
variouslevels.Inothercasesthatarenotstraightforward,themethodologyformeasuringtheindicator
isprovidedbyCESI.Reportsprovidingadescriptionoftheindicator,howitwasderived,sourcesof
information,andcaveatsandlimitationsareprovidedtoenableusersofCESItounderstandthe
indicatorfullyinavarietyofcontexts.
CESIiscomprehensiveandrootedinscientificmethods,andthususesequipmentandresourcesthatare
notavailabletomunicipalities.Municipalitiesfacedwithlimitedfinancialresourcescannevertheless
useCESIasaguidetoselectfeasiblemeasurementtools.
Resources
EnvironmentCanadaCESI http://www.ec.gc.ca/indicateursindicators/
EvaluatingICSPs:CityCaseStudies
CanadiancitiesareinvariousstagesoftheICSPprocess;somearestilldraftingtheirplanswhileothersarebeginningimplementationand
movingtowardsmonitoringandevaluatingtheirplans.Thecasestudiespresentedinthefollowingtableareintendedtodemonstratehow
Canadiancitiesaremonitoringtheirprogresstowardssustainability.Itisrecognizedthatthereisnotaonesizefitsallapproachtosustainability
planning.Thereforethecasestudiesaremeanttopresentabroadrangeofindicatorsandideasthatcanbesharedamongstcitiesastheystrive
forsustainabilitysuccess.Whatwillalsobeevidentisthattherearekeyelements(society,environmentandeconomy)andgoals(growth,
safety,wastereduction)tosustainabilityplanningthatarecommontocities.Thecasestudiesarethereforeexamples.
Belowisanoverviewofthecitiesexaminedinthispaper,theirICSPinitiativesandaccompanyingmonitoringandreportingformats.Thisis
merelyabriefsamplingoftheworkthatisbeingdoneacrossCanada.Selectionofthecitieswasbasedonavailableinformationatthetimethat
researchbegan.
IntegratedCommunitySustainabilityPlansCanadianCities
Prov City Plan/report Timeframe MonitoringTool ReportingFormat Notes
20
Hamilton Vision2020 Developed&adoptedin1992, Publicprivatepartnershipsfor 2008SustainabilityIndicators includesawebofinterconnection
readoptedin2003renewedevery indicatorinitiatives14categories, Report:Annualindicatorsreport undereachindicatorillustration
5years 28indicators (IndicatorsReportCard)starred linkagestoothersustainabilityareas
reportcardon14categories
followedbyindepthreport(goals,
actionsetc)
Rankprogresstowardindicators:
makingprogress,needs
improvement&hardtosay
21
identifyactions Theplanhasidentified6
interconnectedcommunitysystems,
thatarerelevanttoCochraneand
playkeyrolesinthecommunity:cul
CaseStudies:Concludingremarks
ItisevidentthatthereisalimitedavailabilityofmonitoringreportsfromcitiesacrossCanadaascities
areatvariousstagesoftheirICSPs.Thepresenceofacomprehensiveandambitioussustainabilityplan
doesnotnecessarilytranslateintoimplementationandreportinginallcases.Implementationistiedto
resourcesintermsofstaffcapacity,politicalwill,andfinances.Thiscreateschallengesforplannersas
theydevelopindicatorsfortheircommunities,astherearefewexamplesfromwhichtolearn.However
thereportsthatareavailableprovideastrongbasewhichothercitiescanuse.
Fromareviewoftheindicatorsbeingusedinvariousmunicipalities,anumberofconclusionsabouthow
indicatorsarebeingadaptedtovariouslocalneedscanbedrawn.Threethemesarose:
Inclusionofadescriptionofthelinkagesbetweentheindicatorsandsustainabilitygoals,
Acknowledgementofanyweaknessesorlimitationsincurrentdatacollectionormeasurement
techniques.
Useoflocalizedmeasurementsanddata.
Themajorityofthereportsandplansreviewedprovidedadescriptionofhowtheselectedindicators
helpedtomonitorprogresstowardsmultiplesustainabilitygoals.Forexample,theprovisionof
accessibleandaffordabletransportationchoicesrelatesprimarilytoGHGemissionreductionbutalso
socialequity,individualhealthandfosteringasociallifestyleinthecitythroughwalkingandbiking.
HamiltonandWhistlerprovidevisualrepresentationstodemonstratetheinterconnectionsbetween
indicatorsandgoals.
Limitationsofthecurrentmeasurementtechniquesanddatasourcesarealsodiscussedintheavailable
reports.Acknowledgementofthechallengesinfulfillingsustainabilitygoalsdemonstratesthe
commitmentmunicipalitieshavetocreateacultureoftransparencyandaccountabilityaroundtheir
sustainabilityplans.Asanexample,whileconductingacommunitysurveyfortheirLiveabilityReport,
theCityofFerniefoundthatresidentswereconcernedwithmonitoringcommunityconsumptionof
localfood.Thedataforthisparticularindicatorwasnotavailableatthetimeofpublishing,howevera
questiononlocalfoodproductionwasincludedinthesurveyinresponsetoresidentsrequestandthe
datainsertedintothefinalreport.Thisapproachdemonstratedcommitmenttotheparticipatory
processandcanhelpcommunitiesmovetowardstheirsustainabilitygoalsbyidentifyingwherethegaps
indataare.
Municipalitieshaveusedcreativityintheirdatagatheringinanattempttoaddresstheissueoffinding
appropriatedatatomeasureprogresstowardssustainabilitygoals.Somemunicipalitieshaveformed
partnershipswithlocalnonprofits,societiesandclubstoaccessdataoutsideofofficialcitystatistics,
simultaneouslybuildingasenseofcommunityandcommonownershipofsustainabilitygoals.For
example,theCityofGuelphtomeasuretheirprogressinprotectingwildlifehabitatwithinthecity
turnedtolocalbirdwatchersforassistance.ThedataincludedintheirStateofSustainabilityReport
camefromasevendayperiodofbirdcountsconductedbythelocalbirdwatchersinthesouthernend
ofthecity.Thoughacknowledgedasnotalongtermfixformeasuringhabitatpreservation,inthe
interim,thecityisworkingtomakeuseoflocalassets.
ToolkitforCities
Inmovingtowardsdevelopingamonitoringandevaluationtoolkititmustberecognizedthatevery
municipalityhasuniquefeaturesthatshapeitspoliciesandplanningdecisions.Thereforeitfollowsthat
atoolkitwillnotbeaonesizefitsallbox.Theproposedtoolkitpresentedhererecognizesthatattheir
coremunicipalitieshaveobligationstomeetthebasicneedsofitscitizens.
DevelopmentofthetoolkitbeginswiththefouraspectsofsustainabilityoutlinedbytheFederal
GovernmentforICSPs:Environmental,Economic,SocialandCultural.Usingthesefourareasasthe
baseprovidesthecommongroundfromwhichallmunicipalitiesacrossCanadaarecreatingtheirICSPs.
Differencesbetweenmunicipalitiesareacknowledgedbydividingthetoolsusedasgeneralorspecific.
Toclarify,specificwillrefertotoolsthatcanbeusedbasedontheirvaluetothemunicipality.For
example,acityonafreshwaterlakewillnotbeconcernedwithindicatorsrelatedtousingmarinelifeas
adeterminantofimprovedwaterquality.
Toprovidecontextandtoreiteratethegeneralaspectsoutlinedbythefederalgovernment:
1. Environmentalsustainability:reducingdependenceon,consumptionof,andparticipationin
activitiesthatrequirefossilfuels,extractionofmetalsandminerals,andchemicalsthatare
harmfultotheenvironment.
2. Socialsustainability:Recognitionthatsocialjusticesupportsenvironmentalsustainability.
3. Culturalsustainability:ReflectionofCanadiansocietyanditsdiversity,theartsandthecreative
classthatarelinkedtootheraspectsofsustainabilitysuchaseconomicdevelopment.
4. Economicsustainability:Communityeconomicdevelopmentandtakesintoconsiderationthe
otherdimensionsofsustainability.
Priortopresentingthetoolkit,clarifyingthedefinitionsofgoals,indicatorsandtargetsisessential.
Goalsinthecontextofsustainability,istheendresulttowhichallactionsaredirected.Insustainability
though,thegoalisconstantlyshiftingovertimeaseachendisachieved.Targetsarestepsor
milestonesthatcomprisethegoal.Indicatorsaregroupsofstatisticalvaluesthatindicateprogress
towardsthetargetsandgoal.
NOTE:Theresearchthathasservedasthebasisforthedevelopmentforthistoolkitpresentedchallenges
withthedefinitionsthatthetoolkitwillattempttoamend.Inseveraloftheplansandreportsfrom
municipalitiestargetswerestatedandquantified,howevertheindicatorswereleftasimplied.Itis
understoodthatICSPsareinvariousstagesandthatindicatorsareconstantlyevolvingtomeetchanging
circumstance;howeverthistoolkitdevelopedfromabroadrangeofsourcessetsouttopresent
municipalitieswithabankofindicatorideas.
TheToolkit
Therearefoursectionsinthetoolkitunderwhichindicatorsarecategorized:Environment,Economy,
SocialandCultural.Quantitativeandqualitativeindicatorsandmeasuresarepresentedforeachofthe
subcategorieswithinthefourmaincategories.Indicatorsthatareadaptabletomeetplacespecific
characteristicswillbeitalicized.Asummarytablepresentstheindicatorsandmeasuresintermsof
24
possiblesourcesformethodology.Inshortthetabledirectsuserstowardsprojects,whichhavestrong
examplesofindicatorsthatspecializeinagivenareaofsustainability.
EnvironmentalSustainabilityprimarilyincludesEcosystems,WaterQuality,andAirQuality.
Givenitsbaseinscienceanditshistoryinsustainability,measuringenvironmentalsustainabilityisthe
simplest.Manycitiesandorganizationshaveabroadrangeofindicatorsforassessingprogress
towardstargetsandgoals.
EcosystemIndicators
Quantitative Qualitative
Hectaresofprotectedareas FocusGroups,SurveysandInterviews
Numberofspeciesandplantsinagivenarea o Assessattitudestowardsconservation
Numbersofaspecificplant(endangered andprotection
species) o Trackincidenceoflitterinparks
Numbersofaspecificanimal(endangered o Attitudestowardspollution
species)
Ratesofadverseeventsthatimpact
ecosystems(iemajorstorms)
Forestfiresinsummer
Floodinginspring
Extremetemperatures
Numberandsizeofnaturalprotectedareas
WaterQuality&Availability
Quantitative Qualitative
Levelofpollutioninfreshwater,ocean FocusGroups,SurveysandInterviews
Amountofwastedepositedinfreshwater o Breakdownofwateruses
byindustry o Howarehouseholdadaptingand
Numberoffishspecieslivinginastream recyclingwater
Freshwaterqualityrating
Waterusagebyuse(percapita,household)
Waterusagebymonth
AirQuality/GHG
Quantitative Qualitative
LevelofPollution FocusGroups,SurveysandInterviews
QuantityofAirborneirritants o PerceptionsofpollutionandGHG
Airtemperature/humiditybymonth o HowcanairqualityandGHGbe
LevelofGHGemissionbyhouseholdand changed
industry/sector o Whatactionsarebeingtakentoreduce
FineparticulatematterNO2,SOx GHGandimproveAirQuality
Environmentalindicatorsthatarenotapplicabletoallcitieswouldbeonesthatarespecifictourban
environmentsandruralenvironments.
UrbanEnvironment
Quantitative Qualitative
25
UrbanheatIslandeffect:Temperature FocusGroups,Surveysandinterviews
changes o Perceptionsofsustainabilitypractices
Numberofpublicgreenspaces o Howcitizensarepracticing
Numberofinitiativestoreduceheatislands sustainability
Numberofbuildingsretrofittedforenergy
efficiency
Percentageofbuildingsbuiltgreenand
aboverequiredbuildingcodes
Numberofpeopleusingalternativemodes
oftransportation;walking,cycling,using
publictransit
WastemanagementStrategies
Numberofcommunitygardens
Walkability(walkscore)
RuralEnvironment
Quantitative Qualitative
Cropyieldsovertime(decreases/increases) FocusGroups,Surveysandinterviews
andcorrelationtotemperature o Perceptionsofsustainabilitypractices
Numberofalternativemodesoftransporting o Howcitizensarepracticing
goodstourbancentres sustainability
Numberoffarmersshiftingtowards o RuralEnvironment
sustainablefarmingpractices(pesticideuse,
irrigation)
SocialSustainabilityrecognizestheroleofsocialjusticeinachievingsustainability.Poverty,crime,
inequalityandpoorhealthallhinderindividualsandcommunitiesintheirprogressiontowards
sustainability.Measuringsocialsustainabilityleansmoretowardsneedingplacespecificindicators.
Howevertherearebasicaspectsofsocialsustainabilitythatareneeded:Education,Health,and
Security.Theseaspectscanimpactcitiesinvaryingdegrees.Forexamplethreatstosecuritycanrange
fromfearofchildrennotbeingabletocrossthestreetsafelytogangviolencethatforceseveryoneto
stayindoors.Indicatorswillthereforeneedtocoverthespectrumofsocialneedswiththebasic
assumptionthateveryonewantstolivealifefreefromfearandwant.
Education
Quantitative Qualitative
Attainmentofscholasticaptitudetestsfor FocusGroups,SurveysandInterviews
readingandmathinspecificgrades(5,8and o Perceptionsofeducation
12) o Curriculumlinkstocommunity
Numberofchildrenwhocompletehigh
school
Numberofchildrenwhoenterpost
secondaryschool
Numberofpeoplewithhighschooldegrees,
diplomas,undergraduatedegrees,graduate
degreesetc
26
Studenttoteacherratios
Libraryratesofuseandaccess
Health
Quantitative Qualitative
Costofhealthcare FocusGroups,SurveysandInterviews
Accesstohealthcare o Perceptionsofcommunitywellness
Ratesofobesity/malnutrition o Perceptionsofhealth/mentalhealth
Ratesofdisease(diabetes,asthmaetc)
Recreationfacilitiesratesofuse
Physicalactivitylevelinschools
Numberofphysicalactivityprograms
available
Safety
Quantitative Qualitative
Numberofminorcrimes FocusGroups,SurveysandInterviews
Numberofviolentcrimes o Perceptionsofsecurityandsafety
Numberofcaraccidents o Whatissafety
Policeforcesize
Percentagechildrenthatgotoschoolby
themselves
Housing
Quantitative Qualitative
Costofhousingrelativetohousehold FocusGroups,SurveysandInterviews
income o Perceptionsofhousingaffordability
o Mortgageratesperunitsize
o Rentalratesperunitsize
Rateofhomeownership
Rateofhomerental
Numberofaffordablehousingunits
Numberofsocialhousingunits
CulturalSustainability,atfirstglanceculturewouldlogicallybeseenasasocialsustainability.However,
culturalsustainabilityisconcernedwiththeartsandcultureactivitiesthatcharacterizecommunity.
AdditionallyintheCanadiancontextcultureisalsoareflectionofthenationsdiversityandtheabilityto
embracenewideas.
Arts(andtheCreativeClass)
Quantitative Qualitative
Numberofartgalleries,theatres FocusGroups,SurveysandInterviews
Numberoffestivalsbytype o Perceptionsoftherelationshipbetween
Attendanceatfestivals artandsustainability
Numberofeventswithanenvironmental
27
focus
Numberofartiststhatuserecycledproducts
intheirwork
Diversity
Quantitative Qualitative
DemographicsofCulturepercentageof FocusGroups,SurveysandInterviews
population o Perceptionsofsustainabilitypractices
Rateofimmigration acrosscultures
Numberofreligiousinstitutions
EconomicSustainabilityisprimarilyfocusedonthegreeneconomy,greengrowthandgreen
developmentandtheirlinkstothepreviousthreeelementsofsustainability.Measuringeconomic
sustainability(aswiththeothers)isacontinuousprocessthatrequiresbaselinedatathatwillallowfor
econometricanalysistopredictthedirectionofsustainabilitypolicies.
Economy
Quantitative Qualitative
Numberofjobs FocusGroups,SurveysandInterviews
Numberofjobscreated o Knowledgeofgreenjobs/economy
Diversityofjobs o Consuminggreen
Numberofemployersthatprovidegreen
incentivestoemployeesforcommutingto
work
Numberofcompaniesworkingtoreduce
energyconsumption
Development
Quantitative Qualitative
Numberofbuildingsthatareenergyefficient FocusGroups,SurveysandInterviews
(netzeroetc) o Knowledgeofbestpractices
Numberofgreencompanies
Thetablesabovearenotanexhaustivelistofindicators.Insteadtheyareindicatorsthatarecommonto
mostcities.Thusthetablebelowsummarizesadditionalsourcesforindicatorsthatmunicipalitiescan
accessastheydevelopandselectindicatorstomeettheiruniqueneeds.Theappendixofthispaper
containsamoredetaillistofindicatorsforeachcityinvestigatedinthispaper.
28
OECDGreen
Growth
CitywithStrong Whistler,Niagara Whistler, Montreal,Fernie, Montreal,
Indicators Cochrane,Niagara Markham, Markham,
Whistler
29
Conclusion
UltimatelycitiesacrossCanadaareinvariousstagesoftheirICSPsandaresuccessfullydeveloping
uniquestrategiesfortheircommunities.Ithasbecomeclearthatthegreatestchallengeforcitiesis
developingindicatorstomonitorandevaluatetheirprogress.HoweverthisinvestigationintoICSPsand
indicatorstoolshasdemonstratedthatcitiesarerisingtothechallengebythefollowing:
1. Placingemphasisonbottomupapproachestodevelopingsustainabilityindicatorsand
producingreportingmechanisms,whichcanbeeasilyunderstoodbythecommunityanda
broadrangeofstakeholders.
2. Citiesareembracingthechallengeandformulatingcreativemeanstotracktheirsuccess.
3. Developingstrongpartnershipswithbusiness,institutions,andnonprofitstogainaccessto
dataandideastocreativelymeasureprogresstowardssustainabilitytargets.
4. Furtherthereisstrongevidencethatcitiesareactivelyengagingcitizensintheprocessthereby
strengtheningthecommitmenttosustainability.
InorderforcitiestomaintainthemomentumoftheirICSPsandadvancetheirprogress,thereare
severalkeylessonstokeepinmind:
Resources:Citiescanbeconstrainedbytheavailabilityofdataandinformation,however
plannersandpolicymakersmustrememberthatthereareotheragenciesingovernmentandin
thenonprofitsectorthathaveaccesstoresources.OneexampleistheCanadian
EnvironmentalSustainabilityIndicators,fromEnvironmentCanada.Thisisanexcellentsource
ofdatarootedinscientificresearchthatwillenablecitiestotrackenvironmentalprogress.
Others,notspecifictotheCanadiancontextbutthatprovideclearexamplesofindicatorsare:
STARIndex,BostonIndicatorsProject,TheNaturalStep,SmartGrowth,andtheOECDsCities
andGreenGrowth.Ultimately,innovationandcreativitybycitieswillenablethemtotapinto
availabledatasourcesrelatedtosustainabilitytodeveloptheirindicatorsandtracktheir
success.
BaselineData:Connectedtoresourcesisbaselinedata;ICSPshavelittlevalueintheabsenceof
baselinedata.Citiesmusthaveastartingpoint,fromwhichtoestablishtheirsustainability
goals.TheResortMunicipalityofWhistlerisastrongexampleofacitythathasbaselinedata
supportingtheirICSP.Dataprovidesaquantifiablemeanstomeasuresuccess.
ClearVision:Citiesneedtohaveavisionoftheirfutureinthecontextofsustainability.Further
thevisionneedstobesharedbyallmembersofthecommunity,toachievesuccess.Civic
engagementisavitalpieceinthedevelopmentofICSPs.Asmostofthecasestudieshave
demonstratedpublicengagementhasplayedakeyroleindevelopingtheplanandcontinuesto
serveasatoolforevaluatingsuccessyearly(Whistler,Cochrane,Guelph,andNiagaraRegion).
KnowledgeExchange:ThepurposeofthispaperistopresentwhathasbeendonebyCanadian
citiesinrelationtointegratedsustainabilityplanning;creatinganopportunitytolearnand
exchangeideas.Citiesmayfaceuniquechallengestosustainability,basedontheirgeography,
howeveranopportunitytolearnfromanothercitycanserveasastartingpointforinnovationto
addressingsustainabilitychallengesspecifictotheircontext.
30
Canadiancitiesarecommittedtosustainabilityasdemonstratedbyindicatorsandplansthathavebeen
presentedinthispaper.Thusitishopedthatascitiesprogresstheywillcontinuetoengageindialogue
thatwillenablethemtoshareknowledgeandideasrelatedtomeasuringsustainability.
31
REFERENCES
Astleithner,Florentina,Hamedinger,Alexander,Holman,Nancy&Rydin,Yvonne.Institutionsand
Indicatorsthediscourseaboutindicatorsinthecontextofsustainability.JournalofHousing
andtheBuiltEnvironment.Vol.19,Iss.1,2004,p.724.
Barca,Fabrizio&McCann,Philip(2011).OutcomeIndicatorsandTargetsTowardsaPerformance
OrientedEUCohesionPolicy.HighLevelGroupReflectingonFutureCohesionPolicy,Meeting
no.8
Bell,Simon&Morse,Stephen.(2008).SustainabilityIndicators:Measuringtheimmeasurable?London,
UK:Earthscan.
Elkington,John.(2004).EntertheTripleBottomLine.
Ghosh,Sumita,Vale,Robert&Vale,Brenda.(2006).Indicationsfromsustainabilityindicators.Journalof
UrbanDesign.Vol.11,Iss.2.P.263275.
Hoornweg,Danieletal.(2006).CityIndicators:NowtoNanjing.PaperpresentedbytheWorldBankat
theThirdWorldUrbanForum,Vancouver,June22,2006.
Ling,Christopher,et.al.(2009).ATemplateforIntegratedCommunitySustainabilityPlanning.
EnvironmentalManagement.Vol.44,pp228242.
Maclaren,Virginia,W.(1996).Developingindicatorsofurbansustainability:AfocusontheCanadian
experience.Toronto,ON:ICURRPress.
Munier,Nolberto.(2005).Introductiontosustainability:roadtoabetterfuture.Dordrecht,Netherlands:
Springer.
Newman,Peter&Jennings,Isabella.(2008).Citiesassustainableecosystems:principlesandpractices.
Washington,DC:IslandPress.
Reed,MarkS.,Fraser,EvanD.G.,&Dougill,AndrewJ.(2006).Anadaptivelearningprocessfor
developingandapplyingsustainabilityindicatorswithlocalcommunities.EcologicalEconomics.
Vol.59.P.406418.
Scerri,Andy&James,Paul.(2010).Accountingforsustainability:combiningqualitativeandquantitative
researchindevelopingindicatorsofsustainability.InternationalJournalofSocialResearch
Methodology.Vol13,Iss.1,p.4153.
www.bostonindicators.org
32
CITYRESOURCES
CityofMontreal
PREMIERPLANSTRATGIQUEDEDVELOPPEMENTDURABLEDELACOLLECTIVITMONTRALAISE
Bilan2008delaphase20072009
ResortMunicipalityofWhistler
Whistler2020
http://www.whistler2020.ca/whistler/site/homepage.acds?instanceid=1930792&context=1930501
http://www.whistler.ca/index.php?option=com_content&task=view&id=154&Itemid=203
CityofFernie
TheQualityofLifeIndexandLiveabilityProject
http://www.fernie.ca/siteengine/ActivePage.asp?PageID=345
FernieLiveabilityReport2010
http://fernie.iwebez.com/files/%7BD77B8C6D65E74805AAB4
73D991F4BF8C%7D110120%20liveabilility%20report%20final%20ADOPTED%20JAN%202411.pdf
CityofGuelph
GreenPlanwebsite
http://guelph.ca/living.cfm?smocid=1948
CityofGuelphStateofSustainabilityReport:2ndEdition1998to2001
http://guelph.ca/uploads/ET_Group/admin/GPSC_SOSR_2003.pdf
CityofHamilton
Sustainabilitywebsite
http://www.hamilton.ca/CityDepartments/PlanningEcDev/Divisions/StrategicServicesSpecialProjects/Su
stainability.htm
2008SustainabilityIndicatorsReport
http://www.hamilton.ca/ProjectsInitiatives/V2020/IndicatorsMeasuringProgress/2008+Sustainability+In
dicators+Report.htm
TownofMarkham
MarkhamsGreenprintSustainabilityPlan
http://www.markham.ca/wps/wcm/connect/0c98f70047b7a0ae8da6fd81675ea5bc/GreenPrint+FINAL+
Plan_2011_lower+res.pdf?MOD=AJPERES&CACHEID=0c98f70047b7a0ae8da6fd81675ea5bc
CityofToronto
TorontoGreenDevelopmentStandard
http://www.toronto.ca/planning/environment/greendevelopment.htm#standards
Comox
ComoxValleySustainabilityStrategy
33
MetroVancouver
SustainableRegionInitiative
http://www.metrovancouver.org/ABOUT/SRI/Pages/default.aspx
MetroVancouverSustainabilityReport2009
http://www.metrovancouver.org/about/publications/Publications/SustainabilityReport2009.pdf
34
AppendixACitiesInvestigated
CityofHamilton,Ontario2008SustainabilityIndicatorsReport
Sustainabilitywebsite
http://www.hamilton.ca/CityDepartments/PlanningEcDev/Divisions/StrategicServicesSpecialProjects/Su
stainability.htm
VISION2020isalongtermvisionfortheCityofHamiltonthatismeanttoguidehowthecityworksto
buildasustainablecommunity.Itwasfirstadoptedbycouncilin1992andhasbeenrenewedeveryfive
yearssince.TheAnnualIndicatorsReportisintendedtodemonstratetheprogressbeingmadetowards
thegoalsoutlinedinVISION2020aswellastohighlightareas,whichrequirefurtheraction.These
reportsaremeanttoprovideastartingplacefordebateandresultingactionforcouncilandthe
communitytotakeactionontheirsustainabilitygoals.Theindicators,whicharereportedoninthe
AnnualIndicatorsReports,werefirstdefinedin1994andthenupdatedin1999toreflectnew
understandingsofsustainabilitygoals.
Duringthe2003renewalofVISION2020,CityCouncilsoughttoimplementthegoalsoutlinedinthe
visionbyintegratingitdirectlyintosomeofthecitysdecisionmakingprocesses.Thiswasdoneunder
theBuildingaStrongFoundationinitiative,whichintegratedVISION2020goalsintootherplanning
processessuchastheGrowthRelatedIntegratedDevelopmentStrategy(GRIDS),andtheOfficial
CommunityPlan(OCP).
Hamiltonsdefinitionofsustainabilitygivesequalweighttosocial/health,economicandenvironmental
costs,benefitsandriskswhenmakingdecisions.Itisrecognizedthatmovingtowardsthegoalsoutlined
inVISION2020requiresawidespreadunderstandingoftherelationshipbetweenpeopleandtheir
environment.Thecityfurtherrecognizesthatequityandfairnessarerequisitesforasustainable
community.
#of"allbeachesopenfor total%ofdaysopenduringswimmingseason
swimmingdays" betweenVictoriaDay&LabourDaybasedon
levelsofbacteria
35
36
Education #ofadulteducationhigh
schoolequivalencydiplomas
granted
%ofgrade3students level3("B"grade)isprovincialstandard,level4is
performingatlevels3and4 "A"
Personalhealth& #oflowbirthweightbabies
wellbeing bornper1000livebirths
hospitalizationrateforfalls
bypersons65+years
rateofmortalityduetoheart
disease
Communitywell #ofcommunitycontactsat VolunteerHamiltonmakesallvolunteerpositions
beingancapacity volunteerHamilton accessiblethroughtheirwebsite&offices
building
shelteroccupancyrate"on #ofindividualsaccessingsheltersononenightin
anygivennight"inNovember November,collectedbysocialplanning&
researchcouncil(capturesshelteroccupancy&#
ofbedsavailable)
SafetyandSecurity #ofrobberies theftsinvolvingphysicalviolenceorthreatof
violenceortheftwhilearmed
#ofpedestriansandcyclists
injuredbymotorvehicles
CityofGuelphStateofSustainabilityReport,2ndEdition1998to2001
GreenPlanwebsite
http://guelph.ca/living.cfm?smocid=1948
GuelphsGreenPlanwaspreparedfrom19921994andservedasthefirststepinastrategicplanning
processtofulfillthecitysvisionofenvironmentalsustainabilityinharmonywitheconomicandsocial
development.Whentheplanwasadopted,councilrequiredthataStateofSustainabilityReport(SOSR)
bepreparedevery3years;the1998to2001SOSRisthemostrecentavailable.
TheSOSRcoversenvironmental,socialandeconomicindicatorsofthecommunityandrelatesthemto
thelongandshorttermgoalsoutlinedintheGreenPlan.Itisrecognizedthatthejudgementsof
makingprogress,needsimprovement,andhardtosaycanmakeitdifficulttogetasingle,all
inclusiveresult.Despitethis,theindicatorsareusefulinillustratingtrendsovertimeandidentifying
potentialfuturestresses.
Thesustainabilityindicatorsbeingusedhavebeenupdatedonce,in2001,sincetheirselectionin
1996/1997.Thisreviewprocessinvolvedasurveyofalldataprovidersinordertogathertheirviewson
thecurrentdatasmeaningfulness.Fromthisprocess,anumberofnewindicatorswereincludedwhile
otherswereremovedforfuturereports;thisiterationisdocumentedinthe1998to2001SOSR.Inthe
37
latestSOSR,itisrecognizedthatthecurrentindicatorsneedtobeupdatedagaininordertoremain
relevanttothecommunityandtoincludenewdataasitbecomesavailable.
38
watersupplyreservecapacity MinistryofEnvironmentrequirescityto
estimateuncommittedreservecapacityto
drawwaterfromexistingsources,thisis
setagainstforeseeable/plannedincreases
inpopulation&economicactivity
impactonthespeedriver 2measures:qualityofeffluentdischarge
fromwastewatertreatmentplant&
minimumdissolvedoxygenavailablefor
plant&animallife
surfacewaterquality measuresphosphorus,salinity,chloride&
netflow
Energyconservation energyconsumption measuresresidential,commercial&
industrialconsumptioninkilowatthour
(kWh)percapita(residential)&
kWh/squaremoffloorspace(commercial
&industrial)
Wasteandresource wastereduction&hazardous 1. residentialwastegeneratedper
management waste person
2. totalsolidwastegeneratedby
sector(residential,industrial,
commercial,institutional)
3. 3.%ofcity'swastestream
diverted
4. householdhazardouswaste
depositedatdepot
Outdoorairquality ozoneandgreenhousegas 1. #ofcriteriaozoneexceedances
emissions 2. GHGemissions(CO2equivalents)
3. particulatematterconcentrations
4. hospitaladmittancesduetoair
qualityrelatedillnesses
*somedatanotavailablebutitsnoted
thatitshouldbesoughtfornextreport
Culture
arts&heritagecultural basedon#ofclubsorganizedbystudents
development inthearts(music,drama,dance,
photography,writingetc)
Economic
Employmenttrends labourforceinemployment %ofresidentsover15yrswhohavefullor
PTemployment(includingself
employment&unpaidfamily
employment)
incomelevel
postsecondaryqualifications universitydegrees,college,onthejob
apprenticeship&otherkindsofformalized
training(spiritualgrowth,aesthetic
development)
Social
39
Stablehealthyfamilies childrenincareanddomestic
disputes
publicsafetyandsecurity 1. #ofrobberies/burglaries
2. #offiresinresidentialunits
personalhealth 2measuresused:
potentialyearsoflifelost(PYLL)=yrsoflife
apersonmightpotentiallyhavehadwhich
arelostasaresultofprematuredeath
fromillness
leadingcausesofdeath(LCOD)asa%of
alldeathsthatyear
incidenceoflowbirthweight
infants
fallsamongthoseover65yrs
deathsfromallformsof
cancer
deathsfromheartdisease
Communitycapacity recreationfacilities #ofrecreationalfacilitiesavailabletothe
building public
environmentaleducation nosystematicmeasurementpossible;
qualitativeassessmentofopportunitiesat
schools
Communitycohesion localgovernment municipalelectionvotingrates
participation
Communityconcern Measuredbydonations&volunteertime
toprogrammesatUnitedWay
TownofMarkham,OntarioMarkham'sGreenprintSustainabilityPlan2011
MarkhamsGreenprintSustainabilityPlan
http://www.markham.ca/wps/wcm/connect/0c98f70047b7a0ae8da6fd81675ea5bc/GreenPrint+FINAL+
Plan_2011_lower+res.pdf?MOD=AJPERES&CACHEID=0c98f70047b7a0ae8da6fd81675ea5bc
MarkhamsGreenprintSustainabilityPlanisa50to100yearoverarchingplanintendedtointegrate
municipalplanninganddecisionmakingwiththetownssustainabilitygoals.Theplanalignsother
initiatives,policiesandplanswiththevisionofasustainableMarkhaminanattempttoreduce
redundancyandmakeuseofefficiencies.
AparticipatoryplanningprocesswasundertakenfromMarch2008tothespringof2011toproducethe
Greenprint.Anumberofworkshops,aworldcafeandopenhousewereheldtoprovideopportunities
forcommunityconsultation.ThepublicreviewedthedraftplaninJune2010.
40
Theplanisbuiltaroundthreekeypillarsofsustainabilitysociety,economyandenvironmentand
identifies12sustainabilitypriorities,whichrelatetothesepillars.Auniquefeatureofthissustainability
planisthatitcontainsspecificbaselineindicatorstomeasureprogresstowardsthestatedgoals.These
indicatorsareintendedtobereviewedevery2to5years.Theprioritiesandrecommendationsinthe
planaremeanttoundergoapublicreviewevery5years.
41
urbancanopy notmeasuredthisreportingperiod,noknown
databases
Energy&climate amountofemissionsby
sector
energyconsumptionby
fuelsource
totalamountofmoney *performanceforthcoming
spentonenergy
amountofenergy *performanceforthcoming
producedbyfuelsource
amountofmoneyearned *performanceforthcoming
fromenergyproduction
inventoryofvulnerabilities *anticipatedclimatechangeimpactsonlocal
associatedwithchanging community
climate
Materialsmanagement landfilldiversionrate
amountofwaste
generatedpercapita
Culture
IdentityandCulture mosaicindex measures#offoreignborncitizens(indicatorof
openness&diversity)
representationofdiversity measuresvisibleminorities
onCouncil,Committees,
andBoards
#ofmajorcultural
establishments
talent&bohemianindices talentindex:%ofpopulationwithauniversity
certificate,diplomaordegree(orhigher)
bohemianindex:compares%of"bohemians"
(writers,designers,musicians,actors&other
artsrelatedpersonnel)inaregiontonational
pattern;ameasureofanarea'scultural
amenities&levelofdiversity
Economic
Education&skills residentemploymentby mainsectorsthatemployresidentsindicatethe
sector knowledge&skillsthatareimportantto
developtobenefitresidentsintheircurrent
work&revealopportunitiestodevelop
additionalsectors
Economicvibrancy #ofbusinesses *dataforthcomingcanusebusinesslicense
undertakingpublic systemtogetthisinformation
sustainabilityreporting/
areGreenprintpartners
annual#ofnew
businessesestablished
42
#ofbusinessesthathave measuresbusinessretention
beeninthecityformore
than5years
businesssectordiversity *noteinplan=ifdiversebusinesstypes
index representingvaluechainareclassedaspartofa
singlesector,thenlackofsectordiversitycould
beinterpretedasregional
specialization/clusteringsuccess
businesssizediversity calculatedusingSimpson'sDiversityIndex(1=
index infinitediversity,0=nodiversity)
Social
Individualhealth rateofresidentswith
diabetesandrespiratory
disease
rateofadultobesity
lifeexpectancy considerbothtraditionallifeexpectancy&
DisabilityFreeLifeExpectancy(represents
average#ofyrsapersoncanexpecttolivein
goodhealth)
Community participationcountsat "peoplecounts"talliesattendancebutdoesnot
involvement townrecreationfacilities consideractivityundertakenduringvisit
Shelter housingtypediversity measuredonscaleof01(0=nodiversity,1=high
index diversity)
housingtenurediversity measuredonscaleof01(0=nodiversity,1=high
index diversity)
householdspayingmore measureofaffordability;definedasspending
than30%onhousing lessthan30%ofhouseholdincomeonhousing
costs
#ofhouseholdsincore "coreneed"=housingthatisinneedofmajor
needhousing repair,doesnothaveenoughbedroomsforthe
size&makeupofhousehold,costs30%+of
totalhouseholdincome
#ofresidentsatriskof thresholdforbeingatriskarehouseholds
homelessness spendingmorethan50%oftotalhousehold
incomeonhousing
Socialequity #oflowincome measuredusingaftertaxLowIncomeCutOff
households&persons (LICO)
%ofchildpoverty measuredasafunctionofhouseholdincome&
(residents18yrsand spending(preparedbyChildren'sAidSociety)
under)
#oflowincomeseniors measuredusingaftertaxLowIncomeCutOff
(LICO)forpersonsover65yrs
youthparticipationin #ofyouthregisteredinTownprogramsthough
programs potentialtoextendtootherprograms
#ofpersonswith unmeasuredasofyet,noknowdatabasesin
disabilities Markham
43
senseofcommunityindex measuredusingasurvey(qualitativequestions)
feelingofbelonging,commitmenttomeet
needsetc.
Education&skills #ofpeoplewithout
knowledgeofEnglishor
French
localunemploymentrate
#oflibraryvisits
%ofpayrollsupporting *dataforthcoming
employeedevelopment
NiagaraRegion
TheNiagaraRegionunliketheotherexamplesinthecasestudiesiscomprisedofseveralcitiesand
townsthathaveuniquecharacteristicsdefiningtheirgeographies.Theyareunifiedinthedesireto
developamoresustainableframeworkforurbandevelopment.Niagara2031andSustainableNiagara
wereconstructedusingSmartGrowthandtheMelbournePrinciples.Theresulthasbeenaplanthat
servicestheneedsofthecommunitiesthatmakeuptheNiagaraRegionbybuildingmorecomplete
communities.
Thewebsiteaddressprovidesasummaryoftheindicatorsandtheirrelationshiptothegoalsandthe
progressmadetodate.http://www.niagararegion.ca/government/planning/Sustainability/measuring
progress.aspx#ind1
44
45
Montreal
MontrealBilan2008
www.ville.montreal.qc.ca/developpementdurable
Thereportusedinthisappendixaddressestheyear2008ofthefirstsustainabilityplan20072009for
thecityofMontreal,(thesecondisfor2010to2015).Thereare4priorityareasoftheplan:
ImprovethequalityofairandreducetheemissionofGHGs
Insurethebestqualityoflifeforallcitizens
Practiceresponsibleresourcemanagement
Adoptbestpracticesofsustainability
Aspartoftheprocessofevaluatingsuccesstowardsitsgoalstheplanismonitoredyearlyandthe
resultsarereported.ThusthisreportpresentstheCitysprogresstowardsits2009targetsbasedon
successesin2007and2008.ThehallmarkofMontrealssustainabilitystrategyisthecommitmentto
continuallymonitoringandevaluatingprogresstowardstargets,andassessingthesuccessofindicators,
thenadjustingaccordingly.Thetablebelowsummarizestheactionsandindicatorsprioritizedbythe
cityandtheprogressineachin2007and2008.
46
47
heatislands
Elaborateonthewaste Undertakepublicconsultation Intheprocessofbeingdeveloped
managementplan ontheproposedplan
Adopttheplan
Presentoptionsfor
eliminationofwaste
Cultural
NONEDEVELOPED
Economic
Stimulatethedevelopmentof Numberofcommunity Resultsavailablefor2007and2008
urbanagriculture gardensinderelictareas
Enhancementofunderused
areasforurbanagriculture
Social
Favourenvironmentswhere Numberofpartners Resultsavailablefor2007and2008
thereisahighqualityoflife, participatinginactivitiesto
calmandpleasure improvelife
Numberofmeasuresto
reducenoisepollution
Consolidateandmultiplythe Numberoflocalprojectsput Resultsavailablefor2007and2008
21neighbourhoodprojects towork
Numberofpartners
collaborating
Putintoaplaceaprocessfor
bestpractices
Cochrane
TheCochraneSustainabilityPlan
http://www.cochrane.ca/municipal/toc/webcms.nsf/AllDoc/60648B1F6BBF5F90872574880073C6B8?O
penDocument
TheTownofCochrane,Alberta(www.cochrane.ca)developedtheirCochraneSustainabilityPlanstarting
in2008withan11monthlongvisioningprocessthatwasfocusedoncitizenengagement.Citizenswere
askedthefollowingquestions:
WhatdoyouvalueaboutCochrane?
Whatchangeswouldyoumostliketosee?
WhatareyourhopesanddreamsforCochraneinthenext50years?
Howcanyouhelpmakethishappen?
Thechoiceofthesequestionswasguidedbythedesiretocreateacommunitythroughashared
experience.Therewerekeyparametersestablishedtoguidetheprocess:createacommunityledand
ownedplan,cocreatetheplantoensurelongtermsustainability,usealongtermlens(planforatleast
2generations,50yearsinthefuture),committoacleartimeline,useasystemsapproachtolookatthe
48
whole,buildonexistingassets,andpromotecontinuousimprovement,thisisthecontinualmonitoring
andevaluationoftheplanssuccessesandneedsforadaptation.
RootedinsystemstheorytheCochraneSustainabilityPlanisfocusedonthelongtermandtherefore
looksforconnections.Theplanhasidentified6interconnectedcommunitysystemsthatarerelevantto
Cochraneandplaykeyrolesinthecommunity:culture,social,naturalenvironment,economic,built
environment,andgovernance.Basedontheidentifiedsystems6actiongroupswerecreatedtoengage
inanintensive6monthprocesstovisionCochraneinthelongterm.The6ActionGroupswere:
BuiltEnvironmentActionGroup
CultureActiongroup
EconomicActionGroup
GovernanceActionGroup
NaturalEnvironmentActionGroup
SocialActionGroup
TheroleoftheActionGroupswasto:
Identifyexistingassets
Reviewkeytrends
DevelopDescriptionsofSuccess(akaScenarioPlanning)
EstablishCommunityTargets
Identifyactions
Theendresultwasanimplementationframeworkthatisacontinuousworkinprogress.Theframework
isbasedongoalofbeingabletocontinuouslylearn,improveandadjust.Inordertoachievethatthe
frameworkssetsout:tobeinclusive,togrowthecapacityofthecommunity,toempowerthe
community,tobuildthecommunityssenseofownership,tobuildpositiverelationships,andtobuilding
onexistingassets.
Fromthis13PathwaystotheFutureweredevelopedtoenvisionCochraneto2059.ThePathways
consistofadescriptionofsuccess,thecurrentrealitiesandthetargets.The13Pathwaysareasfollows:
49
50
51
WhistlerWhistler2020Plan
TheWhislter2020Plan
http://www.whistler2020.ca/whistler/site/homepage.acds?instanceid=1930792&context=1930501
TheResortMunicipalityofWhistlerembarkedonthedevelopmentofitsICSPinresponsetothe
demandforgrowthmanagement.Movingfromasmallskitowntoaresortcommunitythathasbecome
apremiertraveldestinationhasplacedsignificantdemandsonWhistleranddemandsfromresidentsto
guaranteethepreservationofthenaturalenvironment.Asacommunitythatislimitedinitscapacityfor
growthdevelopinganICSPthatwouldaccountforthiswasimperativetheresultwasthedevelopment
ofacomprehensivecommunitydevelopmentplan(CDP)entitledWhister2020.BuildinguponWhistler
2002,Whistler2020isasharedvision,strategicplanandprocessdevelopedtoguaranteethecontinued
successofthecommunitythroughto2020.AsitisacommunityplanthevisionofWhistler2020istobe
whatWhistleraspirestobe,acommunitythatmeetstheneedsofbothresidentsandvisitorsina
sustainablemanner.TheMunicipalityisuniqueastheeconomyissolelydependentupontourism.
LimitingtheeconomyisaconsciouschoicetiedtothebrandingofWhistlerasapremierresort.
Sustainabledevelopmentmustworkwithintheconfinesofthiseconomyandpayspecialattentionto
thisdemand.Whistler2020isademonstrationofplacebasedpolicy/planninginpracticethatrespects
52
communityidentityandneed.Theplanwasdevelopedin4phases:
1.Developmentoffactorsforsuccess
2.Explorationandassessmentof5alternativefuturesrelatedtosustainability
3.Craftingofablendedfuturedraftstrategicplan
4.CompletionofdraftplannamedWhister2020MovingTowardaSustainableFuture.
Thekeytakeawaypointfromthephasesofdevelopmentwastheimportanceofpublicengagementin
achievingsuccess.
TheguidingforcesbehindthedevelopmentofWhistler2020werelocalvaluesandtheNaturalStep
SustainabilityObjectivesGuideforvisioning,planning,decisionsandactions.VisioningWhistlerin2020
focusesstrategicplansandtheactionsnecessarytoachieveWhislter2020.Thereare16strategieslinked
tosignificantaspectsrelatedtotheoperationoftheresortinparticulartherearefivepriorityareasthat
havebeenidentified.Communitytaskforcesforeachstrategyhavebeenformedtodefineanddescribe
successin2020.Associatedwitheachstrategyareselectindicatorsthatmeasurethesuccessofthe
strategiesbasedonthedescriptions.Theinterconnectivitybetweenthepriorities,strategiesand
indicatorsdemonstratesthecomprehensivenatureoftheplananditsrootsinrealism.Whistler2020
setsouttoaddresstheglobalandlocalchallengesthathavehighlightedtheincreasingneedforan
overarchingsustainabilitybasedapproachtolongtermplanninginasystematicmanner.
The16strategiesthathavebeenidentifiedintheWhister2020planandtheirindicatorsareasfollows:
53
whereairqualitywasbelowgood.
54
Availability,InjuriesTreated
doyouparticipateinphysical
recreationbasedactivitiesonweekly
basis?"sumthenumbermorethan3
timesperweek/total;"Whatisyour
levelofsatisfactionwithyourstayin
Whistlerasregardstothefollowing:
TheQualityandDiversityof
Activities?"5pointscale.
15.Visitorexperience WhistlerAtmosphere,Visitor ResponsetoAgain,onascaleof15,
Satisfaction,Intentionto whatisyouroveralllevelof
Recommend,Recreation satisfactionwithyourstayat
Satisfaction,lengthofstay Whistler?
Economic
3.Economic Businesslicenses,fulltime #Ofnewbusinesslicenses,renewed
employees,roomssold, businesslicensesandclosedbusiness
occupancyrate,visitor licenses;Employerswereasked,"How
number manytotalemployees,including
management/owners,didyour
businesshaveduringthelastwinter
season?"and"Howmanyhoursa
weekonaveragedideachparttime
employeework?"Sumparttime
employeesintofulltimeequivalents
andaddtototalnumberoffulltime
employees;75%ofaccommodations
sampledfornumberofnightssold;
5.Finance FinancialReserves,Municipal SumofReserves;Sumofvarious
RevenueMix,Economic revenuestreams,reportontotaland
DependencyRatio,Occupancy mix
Rate
55
leastonehourpermonth/total
numberofrespondents;"Howwould
youdescribeyoursenseofbelonging
toyourlocalcommunity,Whistler?";
"Approximatelyhowmanyyearshave
you[livedasayearroundresidentin
Whistler(Permanentresidents),come
tostayinWhistlerforaseason
(Seasonalresidents),orowned
property(Secondhomeowners)]in
Whistler?";"Overallhowsatisfiedare
youwithWhistlerasaplacetolive?"
Countthoseverysatisfiedand
somewhatsatisfiedScaled
7.Learning Educationattainment, Responseto"Whatsthehighestlevel
learningopportunities,child ofeducationyouhavehadthe
development,decisioninput opportunitytocomplete?";How
satisfiedareyouwithyourpersonal
opportunitiesforformallearning
throughschoolsandcollegesand
otherorganizationswithaccredited
coursesinWhistlerandintheSeato
Skycorridor?;#ofvulnerable
Kindergartners/total#of
kindergartners.
10.Partnerships InformationQuality,Decision ResponsetoThinkingaboutaccuracy,
Input,VoterTurnout,Decision timelinessandcompletenessof
Trust,Partnerships informationthatisprovidedabout
decisionsbeingmadeinWhistler,are
youverysatisfied,somewhatsatisfied,
neither,somewhatdissatisfied,very
dissatisfiedwiththequalityof
information?;Howsatisfiedareyou
withtheexistingopportunitiesto
provideyourinputintodecision
makinginWhistler?Scaledquestion;
#ofpeoplewhovotedagainstthose
whoareeligibletovote
13.ResidentHousing Restrictedhousing,resident Numberofdwellingswithrestrictive
ownership,housing covenants;totalhousingcosts/gross
affordability,localworkforce, familyincome;"Howmanyofyour
restrictedwaittime totalemployeesincluding
managementlivedinWhistlerduring
thepastwinterseason?;Numberof
yearsthatwaitlistapplicantswaitto
receiveanopportunitytopurchase
eachunittype.Dividebythetotal
numberofpotentialpurchasersfor
56
eachunittypeduringtheperiod.
CityofFernieFernieLiveabilityReport2010
TheQualityofLifeIndexandLiveabilityProject
http://www.fernie.ca/siteengine/ActivePage.asp?PageID=345
Ferniesannualliveabilityreports(thefirstwascompletedin2009)areintendedtobuilduponthe
QualityofLifeIndex,whichiscomprisedofindicatorsmostvaluedbythecommunity.The2010Fernie
LiveabilityReportisthemostrecentandwaspreparedbyHalcrowConsultingInc.TheQualityofLife
IndexindicatorsaremeanttomeasureprogresstowardsachievingFerniesOCPVisionofasustainable
populationwhoenjoysaqualityoflifethatisplannedandmanagedinamannercompatiblewiththe
surroundingnaturalenvironment.
TheQualityofLifeIndexwasdevelopedinpartnershipwiththeFernieOCPImplementationCommittee
andrepresentativesofthecommunity.TwoworkshopswereheldinJanuaryandMay2010todefine
whatqualityoflifemeanstoresidents.Asaresultofthisparticipatoryprocess,theindicatorsincluded
intheindexarehighlylocalized.TheLiveabilityReportsetsoutperformanceresultsagainstthe
indicatorslistedintheindexinordertotracktrendsovertime.
ThequalitativedataincludedintheLiveabilityReportisbasedonacommunitysurvey,whichwas
distributedtoresidentsinbothpaperformandanonlineversion.133completesurveyswerereceived,
arelativelylownumber,butdoesserveasastartingpointforassessingresidentattitudes.TheCity
hopestobroadenthenumberofresidentsinvolvedinthenextsurveyandensurecontinuingpublic
participationinthecurrentprocesstoproducethe2011LiveabilityReport.
57
Totalamountofwaste(liquid
&solid)generatedbyGreater
FernieArea
#Ofwateradvisorydays,
includingwaterboiladvisories
Totalamountofpotable
waterconsumed
Quantityofgreenhouse Measuredasthecarbondioxideequivalent
gassesemitted (CO2e)
Productionoflocalfood Fromconsultationitwasfoundthatcitizens
wantedtomonitorconsumptionoflocally
sourcedfood(orwithin100miles)thisdata
notcurrentlyavailable
Culture
Senseofcommunity& Proportionofresidents *Datafromcommunitysurvey
identity reportingengagementin
culturalactivitieslocally
Levelofsatisfactionwitharts *Datafromcommunitysurvey
&culturalfacilities
Economic
Economic Diversityofthelocaleconomy Occupationoflabourforcebyindustry
development
Medianincomeofresidents Usedasasubstituteforaveragesalarydata
whichisnotavailableforthecity
#Ofnewbusinessformations
&changeinthe#of
registeredbusinesses
Proportionofresidentswho
workinthecity
Social
Demographics Total#ofpeoplepermanently
residinginthecity
Populationstability Proportionofthepopulation(over5yrsold)
whohavelivedinthesamecensussub
divisionforthepast5years
Housing Rateofoccupieddwellings ProportionofdwellingsoccupiedbyFernie
residentsrelativetoproportionofhousing
whichisunoccupied,usedassecondhomes
orvacationproperties
Diversityofhousingoptions
Housingtenure #Ofrentinghouseholdsrelativetothe#of
homeowners
Costofhousingrelativeto
residents'income
58
Abilitytowalktoamenities Walkscoreisanonlinewalkabilityassessment
fromhome,evaluated tool
throughWalkscore http://www.walkscore.com/
59
Vernon
ThemissionoftheCityofVernonwithitsICSPis:Topreserveandenhanceouruniqueenvironmentand
lifestyleonbehalfofthepeopleofVernonthroughtheprovisionofdynamicandaccountableleadership
andeffectivemunicipalservices.Recognitionthatdevelopmentplaysavitalroleinthefutureofany
city,hasledVernontoensurethatcouncil,staffandthecommunityworktogethertoachievethelong
termgoalsandobjectivesofthecommunityforasustainablefuture.Thecityhasdecidedtoimplement
theSmartGrowthDevelopmentChecklisttoadvanceitssustainabilityobjectivesinitsPlanVernonICSP:
EfficientuseofpublicfundsMixedusedevelopment,density,reductionofdemandsfornew
roadsandservices,reducedmaintenancecosts
ProtectopenspaceandnaturalareasPreventurbansprawl,environmentalprotection,
PlacemakingFosterculturethatleadstoavibrantcommunitylifeandcelebrateshistory
AccessibilityCompactmixeduseddevelopmentthatpromotespublictransportation,and
transportationchoices.
Housingchoiceexpansionofhousingchoicesthatconsiderlifestagesandaffordabilityissues
Shortercommutesandmoretransportationchoicesreduceautomobiledependencyand
promotetransportationoptions
60
MetroVancouverMetroVancouverSustainabilityReport2009
SustainableRegionInitiative
http://www.metrovancouver.org/ABOUT/SRI/Pages/default.aspx
MetroVancouverhasbeenproducingRegionalSustainabilityReportssince2002whentheSustainable
RegionalInitiative(SRI)waslaunchedtoformallyplacetheconceptofsustainabilityatthecentreofthe
Regionsoperatingandplanningframeworks.Thisfocushasbeenmaintainedattheregionallevelsince
thenandin2008,theBoardadoptedaSustainabilityFramework,whichoutlinesthesustainability
prioritiesfortheorganization.
The2009SustainabilityReportisbrokendowninto16issueareaswithaccompanyingindicatorsto
assessprogresstowardsbecomingasustainableregion.TheSustainabilityReportsdemonstratestrong
leadershipfromaMetroRegioninpushingfortheintegrationofsustainabilityconsiderationsin
planningprocesses.Thereportsfurtherassistmunicipalitiestoseewheretheirresponsibilitiesfitinto
theoverarchingSRI.
61
Wastewatertreatmentplant Reducebiochemicaloxygendemand
performancetoexpectations (BOD)andtotalsuspendedsolids
(TSS)inwastewatereffluent
LevelsofPCBsandPBDEsinthe PCBs (polychlorinated biphenyls),
StraitofGeorgia PBDEs(flameretardants)
Netenergyrecoveredfrom
wastewatertreatmentplants
Solidwaste Annualtotalwastegenerated
andrecycled
%Oftotalwastelandfilledand% Disposed:%wastetoenergy&%to
oftotalwastediverted landfill
Diverted:%tocomposting,product
stewardship,recycling
Annualamountofsolidwaste
generatedpercapita
Annualnetenergyrecovered
fromsolidwasteoperations
%Wastedisposalandrecycling %Disposedwaste&%recycledwaste
bysector
Landuseandtransportation Areaofurbanizedland(ha)
Housingcompletionsinmetro Measuresincreaseinmultistorey
vanregionbytype residentialbuildings(helps
densification)
Mediancommutedistancein
metroVancouver(km)
Journeytoworkbymodesplit Trackscommutingchoice
Airquality Emissionsofaircontaminants Measuresnitrogenoxides(NOX),
dieselparticulate&fineparticulate
matter
Dieselparticulatematter Measuresemissionsfrom
emissionsbysector locomotives,motorvehicles,marine
vessels,nonroadengines
Ambientairquality Measureslevelsofozone,
particulates,nitrogendioxide&
sulphurdioxide
Climatechange %OfGHGemissionsbysector Motorvehicles,buildings,cement
plants,energygeneration,landfills,
misc,otherpointsources,aircraft,
marinerail&nonroadequipment
Changesinannualmeansea
level
Ecologicalhealth Waterqualityandhabitatof Measuresaffectofstormrunoffin
streamswithinMetroVancouver urbanareas&agriculturaloperations
Changesintheconservation DatafromBC'sConservationData
statusofspeciesintheregion Centre
62
%Ofwetlandswithhighlevelsof
protection
%Areaoftreecanopy
Agriculture Varietyofagriculturalproducts
Totallandfarmed&average
farmsize(ha)
Grossannualfarmreceipts Grossreceipts=beforeexpenses
relatedtofarmingarededucted
Ageoffarmers Indicatorofviabilityoffarming(if
youngpeopleareenteringthesector)
Energy Inventoryofenergyusedby Nonrenewable(gasoline,naturalgas,
sourcetype(terajoules) diesel)&renewable(electricity)
Totalenergyused(terajoules)
Nonindustrialpercapitaenergy
use(gigajoules)
Culture
Arts&Culture #Ofculturalfacilitiesin Performingarts/theatres,art
municipalitieswithpopulations gallery/visualarts,multi
of75,000+ discipline/artscentres,
studio/rehearsal,heritage(including
museums),librarybranches
Total#ofpeopleemployedin
culturalsector&%oflabour
forceemployedinculturalsector
Economic
Financialmanagement Costimpactper"average
household"forliquidwaste
services
Costimpactper"average
household"forsolidwaste
services
Costimpactper"average
household"fordrinkingwater
Costimpactper"average
household"forotherregional
services
Totalregionalexpendituresasa Givesperspectiveonaffordabilityof
%ofmedianhouseholdincome services
inregion
Economy Annualpercentagegrowthin
employment
Unemploymentrate
Medianincome
Educationalattainmentof
population,age2566
63
Annualcoincidenteconomic CEI=developedbyCentral1Credit
index(CEI) Uniontoprovideasummarymeasure
ofcurrentlevelandvelocityofMetro
Vaneconomy
Rangeofindustriesthatprovide Employmentbyindustrycanshow
employment economicdiversity
Social
Outdoorrecreation Totalareainprovincial,regional
andmunicipalparksinMetro
Vancouver(ha)&#ofhaper
1000residents
Total#ofvisitorstooutdoor
recreationareas
Total#ofvolunteersinregional
parks
Housing RBChousingaffordabilityindex Measuresproportionofhousehold
incomerequiredtocoverthecostof
homeownershipfordifferenthome
typesassuminga25yearmortgage
(condo,townhome,bungalow)
Vacancyratesforpurposebuilt
rentals
#Ofhousingstartsforhome
ownersandrenters
Homelesspopulationsinshelters Every3years,homelessare
orthestreets enumerated(GreaterVancouver
HomelessCount)
PublicHealth Liveexpectancy
Infantmortality
%Oflowincomeindividuals MeasuredbytheLowIncomeCutoff
(beforetax) (LICO)
CommunityEngagement Volunteerratesofresidents15
yrs+
Voterturnoutinmunicipal
elections
Amountofcharitabledonations
64
APPENDIXBIndicatorExample
TheCanadianEnvironmentalStandardsIndicatorswerepresentedbrieflyinthemainbodyofthepaper.
WhatfollowshereisanexampleofCESIindicator.TheindicatorselectedisAirQuality.Theexample
beginswithadescriptionoftheindicators,howtheyareused,howtheyarecalculatedanddescribethe
limitationsoftheindicator.
2.1Descriptionoftheairqualityindicators
Poorairqualityhassignificantnegativeeffectsonthenaturalenvironment,humanhealth,and
economicandbiologicalproductivity.TheCESIairqualityindicatorstrackgroundlevelozoneandfine
particulatematter(PM2.5)concentrations.Thesepollutantsarekeycomponentsofsmogandaretwo
ofthemostwidespreadairpollutantstowhichpeopleareexposed.
Theairqualityindicatorsarepopulationweightedestimatesbasedonwarmseason(April1to
September30)averageconcentrationsofgroundlevelozoneandPM2.5.Thegroundlevelozone
exposureindicatorisbasedonthehighest8hourdailyaverageconcentrations,whilethePM2.5
exposureindicatorisbasedonthe24houraveragedailyconcentration.
TheCESIairqualityindicatorshavebeendesignedtoapproximatehumanpopulationexposureto
groundlevelozoneandPM2.5overtime.Theyareintendedasageneralindicatortoalertpolicy
analystsanddecisionmakersastowhetherprogresstowardsimprovedairqualityisbeingmadeorif
problemspersist.
OthermethodsexisttomeasuregroundlevelozoneandPM2.5concentrations,oftenwithdifferent
purposesinmindandoftenprovidingdifferentresults.Forexample,theCanadawideStandard(CWS)
forozone,basedonthethreeyearaverageoftheannualfourthhighestdailymaximumeighthour
concentration,isfocusedonreflectingtheeffectsofacute(shortterm)exposuretopeakairpollution.
2.2Howtheairqualityindicatorsareused
TheCESIinitiativeaimstoprovideCanadianswithregularandreliableinformationonthestateof
Canadasenvironmentandtherelatedimpactofhumanactivities.
TheCESIairqualityindicators,groundlevelozoneandPM2.5,areintendedasstate/conditionindicators
toinformpolicyanalysts,decisionmakersandthepublicastowhetherprogressisbeingmadetowards
improvedairquality.
2.3Howtheairqualityindicatorsarecalculated
Groundlevelozone
Calculatingthedailymaximum8houraverageconcentration
Thereare24consecutive8houraverages(8hourrolls)thatcanbepossiblycalculatedforeachday.The
dailymaximum8houraverageconcentrationforagivendayisthehighestofthe24possible8hour
averagescomputedforthatday.SeeTable1foranillustrationofthe8houraverages.
65
Calculatingthewarmseasonaveragevalue
Thewarmseasonaveragevalueforagivengroundlevelozonemonitoristheaverageofthehighest
dailymaximum8houraverageconcentrationsduringtheperiodfromApril1toSeptember30.
Fineparticulatematter(PM2.5)
Calculatingthe24houraverageconcentration
ThePM2.5indicatoriscalculatedthesamewayasthegroundlevelozoneexposureindicator,butusesa
singleroll,or24houraverageconcentration.AdailyvalueforPM2.5referstothe24houraverage
concentrationofPM2.5measuredfrommidnighttomidnight.
Calculatingthewarmseasonaveragevalue
ThewarmseasonaveragevalueforagivenPM2.5monitoristheaverageofthe24houraveragedaily
concentrationsduringtheperiodfromApril1toSeptember30.
2.3.1DailyAverages
Sincesomeadversehealtheffectsofairpollution(e.g.,cardiovascularandrespiratoryeffects)are
observedevenatlowlevelsofexposure,especiallyforgroundlevelozoneandPM2.5,thecalculationof
eachrespectiveairindicatorisbasedondailyrelativeaverageconcentrationsratherthanondailypeak
concentrations.Overthecourseofthewarmseason,peakconcentrationsarerathersporadic,while
dailyaverageconcentrationsarerelativelymorecommonandhenceabettermeasureofexposure.
2.3.2TimePeriod
TheairqualityindicatorsconsiderdailygroundlevelozoneandPM2.5concentrationsduringthewarm
season(April1September30),whichisalsotheperiodwhenCanadiansaremostactiveoutdoors
(Leechetal.2002).Thesemonthstendtohavemeteorologicalconditionsthatfavourtheformationof
groundlevelozone.Whilefineparticulatematterisaconcerninwinter,currentmonitoringmethods
presentchallengeswithinstrumentvariabilityincoldweather.Omittingthisportionofthedataalso
allowsforbettercomparabilitywiththegroundlevelozonedata.WarmseasonPM2.5dataare,
therefore,usedinthisreleaseofCESIAirQualityandEmissionsIndicators.
2.3.3PopulationWeighting
InthisreleaseofCESI,theairqualityindicatorswerecalculatedusingapopulationweightedapproach,
weightingannualwarmseasonaveragevaluesofmonitoringstationsacrossCanada.Monitoring
stationsarescatteredfromcoasttocoast,indifferentareaswithdifferentpopulations.Therefore,
proportionallyadjustingairpollutionlevelsmeasuredatamonitoringsitebasedonthesizeofthe
populationresidingnearthestationprovidesasurrogateestimateofexposuretogroundlevelozone
andPM2.5.[1]
Anannualpopulationweightedconcentrationlevelwascalculatedforeachyearbyestimatingthe
numberofpeoplelivingwithina40kmradiusofeachmonitoringstation,henceassigningeach
monitoringstationaweightrelativetoitspopulation.Thepopulationweightedconcentrationlevelfor
eachyear(Eyear)iscalculatedbymultiplyingthepopulation(P)ofamonitoringstationbytheaverage
66
warmseasonambientlevel(C)ofozoneorPM2.5measuredatthatstation.Forexample,Pninthe
equationbelowrepresentsthepopulationwithina40kmradiusofstation(n)foraspecificyearandCn
istheaveragewarmseasonconcentrationlevelatstation(n)duringthesameyear.Theproductsfor
eachmonitoringstationwerethenaddedtogetherandcollectivelydividedbythesumofthetotal
population,whichisthesumofpopulationcountsofallthemonitoringstations.
Forgroundlevelozone,theconsideredambientlevel(C)isthewarmseasonaverageofalldaily
maximum8houraverageozonelevels,andforPM2.5theconsideredambientlevel(C)isthewarm
seasonaverageofalldaily24houraverage(midnighttomidnight)levels.
ThispopulationweightedmethodassignsmoreweighttoozoneandPM2.5concentrationsreportedat
thosestationslocatedinmorepopulatedareas.Applyingdifferentpopulationestimates(Pn)by
consecutivelyhalvingtheradiusfrom40kmto20kmto10kmandto5kmdidnotimpactthetrendfor
ozoneorthetrendforPM2.5atastatisticallysignificantlevel.
Estimatingpopulationweights
TheestimationofpopulationweightsforeachmonitoringstationreliesondatafromthelatestCensus
ofPopulationdowntothedisseminationarea(DA)leveland,fornoncensusyears,theyearly
populationestimatesforeachcensussubdivision(CSD)providedbyStatisticsCanada.EachCSDismade
upofseveralDAsand,innoncensusyears,thepopulationofeachDAisestimatedusingtheannual
populationestimatesofeachcorrespondingCSD.
SincetheboundariesofDAsdonotalwaysfitpreciselywiththeboundariesofthe40kmradiuscircles
aroundthemonitoringstationsusedfortheairqualityindicators,thepopulationineachcircleis
estimatedbasedontheproportionoftheareaofDAs.Figure2presentsaconceptualframeworkfor
estimatingthepopulationinacirclearoundamonitoringstation.
2.7Caveatsandlimitations
Measurementerror:EnvironmentCanadaandprovincialpartnershavedeployedqualitycontroland
qualityassuranceproceduresformonitoringinstrumentstoensurethatsourcesofmeasurementerror
arecontrolledandminimized.
Datacompleteness:Asignificantamountofmeasurementdataisnotusedduetodatacompleteness
criteria.Thecriteriafordeterminingwhetherstationshavesufficientlycompletedataforinclusionin
indicatoranalysisarebasedonstandardpracticesfollowedbyorganizationsincludingtheWorldHealth
OrganizationandtheU.S.EnvironmentalProtectionAgency,aswellasexpertopinion.
PM2.5monitoringstationsequipments:DifferentmonitoringmethodsformeasuringPM2.5areusedin
Canada(NAPS)socautionneedstobeusedwhencomparingresultsamongstationsandcities.
PM2.5monitorsbasedonnewertechnologiesarebeingdeployedacrosstheNAPSnetworktoreplace
olderinstruments,whichhavebeenfoundtoloseaportionofthePM2.5mass.Thistransitionisunder
wayandisexpectedtotake1to2yearstocomplete.Inthemeantime,cautionshouldbeusedwhen
67
interpretingPM2.5levelsandtrends,asmeasurementsfromthesenewermethodsmaynotbedirectly
comparablewithdatafromtheolderinstruments.
Regionalgroupings:Thedefinitionsoftheregionsusedforreportingarenotthesameasthoseusedin
the2006andearlierreleasesofCESI.Accordingly,theQuebecandeasternOntarioregionas
presentedintheearlierreportshasbeenchangedtoincludestationsthatareonlyinsouthernQuebec.
Consequently,thesnapshotindicatorlevels(i.e.,yearlyvalues)forallregionscanonlybecomparedto
thelasttwopreviousreleasesofCESIsairqualityindicatorstodoanalysisthatincorporatestrendsand
spatialpatterns.However,thetrendindicatorsthemselves(i.e.,nationalandregionaltrends)are
generallycomparableregardlessofminoradjustmentsinregionalboundaries.
Populationweighting:ThepopulationweightingmethodusedinCESIassumesuniformconcentrations
ofgroundlevelozoneandPM2.5withinrelativelyarbitraryzones.Theseuniformconcentrations
thereforedonotfactorprevailingwindsandthelocationofmajoremissionssources.
Internationalcomparison:Althougheffortsweremadetolimittheamountofdatainconsistencies
betweeninternationalcities,caveatsandlimitationscanstillbefoundineachcountrysmonitoring
methods,instrumentoperationsandstationsitingprocedures;therefore,comparisonsamong
internationalcitiesshouldnotbeviewedasadefinitiveranking.Rather,theyshouldbeviewedasan
approximation.
Avalidannualmeanrequiredatleast6570hourlyreadings.Inaddition,thesecondandthirdquartersof
theyearshouldhave75%validdataforozone,whereasforPM2.5,eachquarteroftheyearshouldhave
75%validdata.
Fortheinternationalcitiescomparison,populationcitysizeandtheavailabilityofdatawerecity
selectioncriteria.Also,becauseanannualairqualitydefinitionwasused,itmaybethattheimpactof
weatherismoreimportantthanifathreeyearsaverage,liketheCanadaWideStandard(CWS)
definition,wereused.Nootherselectioncriteriawereusedforthiscomparison
CautionneedstobeexercisedwhencomparingCanadiancities.Asanexample,acomparisonofPM2.5
concentrationsforMontrealandTorontousingdatafromourreferencesamplersrevealsthatlevelsare
almostidentical.However,becausedifferentmonitoringmethodswereusedformeasuringPM2.5in
2008forthetwocities,itappearsthatMontrealhasamuchhigherannualconcentration,whichmay
notactuallybethecase.
Source:http://www.ec.gc.ca/indicateursindicators/