DSNLU

VIII SEMESTER
Case Analysis
Max. Marks 10
Note: Students are to analyse the case with the following:
1. Identification
2. Facts in issue (student shall also analyse whether there is a subsequent change of law and
the consequences after referring to the facts of the case)
3. Procedural History
4. Issues (s) & Holding (s) (Courts answer presented in the issue)
5. Reasoning (Ratio - Dictum Courts reasoning)
6. Evaluation of the case with the present law Refer the current law to analyse the case.
7. Synthesis Explain the relationship between two or more cases addressing the same
issue or related ones; Formulate a general principle that explains all the decisions and
compare and evaluate the inconsistent approaches of different courts or of the same court
over time.
8. Identify the recent cases either referred or followed or differentiated or reversed.

General conditions:
1. Any consultation shall be completed on or before 16th March 2017
2. Hard Copy shall be submitted to the Examination Department on 20/03/17 by 4.30 p.m.
3. Soft Copy shall be submitted to dmurthy70@gmail.com on 20/03/17 by 23.59
4. Evaluation shall be based the above said criteria.

1. Kemefs Specialties Pvt. Ltd. v SEBI, Appeal No.

Aaditya Vasu 54/2011, SAT order dated 21.07.2011
2. Abhinav Singh Hindustan Ltd, re 1994 81 C/C 754 Bom
3. Adari Diwakar Jindal (India) Ltd, In re, 1998 93 C/C 890 Del
4. Hindustan Lever Employees Union v Hindustan Lever
Aditi Indrani Ltd. AIR 1995 SC 470
5. Miheer H. Mafatlal v Mafatlal Industries Ltd., AIR
Aditi Vyas 1997 SC 506
6. Aditya Sharma S.K. Gupta v K. P. Jain. AIR 1979 SC 734
7. J. K. (Bombay) Private Ltd., M/s. v M/s. New Kaiser-I-
Hind Spinning and Weaving Co., Ltd. AIR 1970 SC
Aditya Tiwari 1041
8. Aditya Verma Sidhpur Mills Co Ltd, Re AIR 1962 Guj 305
9. Ajay Singhal Mafatlal Industries Ltd, Re 1995 84 C/C 230 (Guj)
10. Akash Deep Daiichi Sankyo Company Ltd. v Jayaram Chigurupati
Srivastava and another, (2010) 7 SCC 449
11. Ansys Software Corp Ltd, Re 2005 25 SCL 187 (Cal
Akhil Krishnan DB)
12. United States v Rajaratnam, No. 622 F.3d 159 (2d Cir.
Aman Ashesh 2010)
13. Administrator, U. T. I. v Garware Polyster Ltd, AIR
Amandeep Singh 2005 SC 2520
14. Amarendra Kumar Swedish Match AB v SEBI, AIR 2004 SC 4219
15. Amit Singh Clariant International Ltd. v SEBI, AIR 2004 SC 4236
16. Ammanamanchi Teja B. S. E. Brokers Forum, Bombay v SEBI, AIR 2001 SC
Swaroop 1010
17. Sterlite Industries Ltd v SEBI, 2003 113 Comp Cas
Anamika 273
18. Anamika Singh BPL v SEBI, Appeal No.15/2001, June 20, 2002
19. Ankit Anand Karnavati Fincap Ltd v SEBI, 1996 87 C/C 186 (Guj)
20. Ankita Prakash SEBI v Alka Sythesis, 1999 19 SCL 460
21. Vinay Bubna v Stock Exchange, Mumbai, AIR 1999
Anubhav Pandey SC 2517
22. Nikhil Mansukhani v SEBI, Mumbai, 2012 Indlaw SAT
Arnab Chakraborty 66
23. Ashutosh Gautam B. P. Kanani v SEBI, 2000 Indlaw SAT 10
24. Ashutosh Prashant Bank of Baroda v SEBI & Union Bank of India v SEBI,
Shukla 2000 Indlaw SAT 21; 2001 (2) CLC 714
25. Asif Khan Highland Homes Pvt Ltd. v SEBI, 2002 Indlaw SAT 11
26. Kwality Ice creams v SEBI & Others, 2001 Indlaw
Ayush Sonthalia SAT 25
27. Bendi Raviteja Phenomenal Plantations v SEBI, 2002 Indlaw SAT 10
28. Integrated Amusement Ltd. v SEBI, 2000 Indlaw SAT
Bhanu Prakash 26
29. Arya Holding Limited v P. Sri Sai Ram, Adjudicating
Bishikh Mohanty Officer, SEBI [3, 4, & 5 of 2001] 2001 Indlaw SAT 17
30. B P Amco Plc & Castrol Ltd v SEBI, 2003 113 Comp
Bonam Jaya Mounika Cas 182
31. Cabot International v Adjudicating Officer, SEBI 2001
Chandrika Choudhary Indlaw SAT 48; 2001 (2) CLC 549
32. Eaton Corp v SEBI, 2001 Indlaw SAT 21; 2001 (2)
Chitrartha Gupta CLC 1550
33. Debadatta Bose Cady Roberts & Co, 40 SAEC 907 (1961)
34. Deeksha Katare US v Rajat K. Gupta,11 Cr. 907 (JSR)
35. Devendra Singh Margadarsi Financiers v Adjudicating Officer, SEBI,
Rathore 2001 Indlaw SAT 42; 2002 (3) CLC 27
36. Dinesh Kumar HDFC v SEBI, 2000 Indlaw SAT 22
37. Ravi Prakash Khemka & Ors v SEBI, 2002 Indlaw
Ganta Malavika SAT 27
38. Punjab State Industrial Development Corp. Ltd v
Guddeti Naga Lahari SEBI 2001 Indlaw SAT 20
39. Gurumukh Singh Oliver v Oliver, 45 S.E. 232 (Ga. 1903) (Georgia SC)
Lamba
40. Ilyana Aishwarya SEC v Texas Gulf Sulphur Co.,401 F.2d 833 (2d Cir.
Kiran 1968), cert. denied, 394 U.S. 976 (1969)
41. Ishita Sharma Chiarella v United States, 445 U.S. 222 (1980) - (SC)
42. In the matter of V.K. Kaul v The Adjudicating Officer,
J Hema Nikitha SEBI, Appeal No. 55/ 2012
43. K Sri Hari Priya Driks v SEC, 463 U S 646 (1983), 653 n. 10
44. United States v Carpenter, 791 F.2d 1024 (2d Cir.
Kahmish Khan 1986), aff'd 484 U.S. 19 (1987).
45. Kumar Satyam United States v OHagan, 117 S. Ct. 2199 (1997)
46. Kumari Nivedita SEC v Dorozhko, 574 F.3d 42 (2nd Cir. 2009).
47. Kumari Saumya Hindustan Lever Ltd. v SEBI, (1998) 18 S.C.L. 311
48. Rajiv B. Gandhi, Sandhya R. Gandhi, Amishi B.
Lokesh Mahajan Gandhi v SEBI, (2008) 84 SCL 192 (SAT)
49. Dr. Anjali Beke v SEBI, Appeal No.148 of 2005, 2006
Madhubala Solanki Indlaw SAT 112
50. Mannem Srinivas SEBI v Shri A.L. Shilotri, Appeal No. 31/2004 dt. May
Gowd 21, 2004
51. Ramesh, S. Padmalata v SEBI, 2005 59 SCL 521 SAT.
Manvendra Singh Appeal No. 163 & 165/03
52. Gujarat NRE Mineral Resources Ltd. v SEBI, no. 207
Mini Chitwadgi of 2010 decided on 18.11.2011
53. In the matter of Dilip S Pendse v SEBI, Appeal No. 90
Mounika Kalakoti of 2007; Dilip S. Pendse v SEBI, 2009 Indlaw SAT 36
54. Anil Harish v SEBI, Appeal No. 217 of 2011 DoD -
Mridul Prateek Singh 22.06.2012