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Martin G. Cole, M.D., F.R.C.P.(C.) Objective: The goal of this study was to baseline, length of follow-up, number of
determine risk factors for depression incident cases of depression, and risk fac-
among elderly community subjects. tors was abstracted from each report.
Nandini Dendukuri, Ph.D.
Method: MEDLINE and PsycINFO were Results: Follow-up of the inception co-
searched for potentially relevant articles hort was incomplete in most studies. In
published from January 1966 to June
the qualitative meta-analysis, risk factors
2001 and from January 1967 to June
identified by both univariate and multi-
2001, respectively. The bibliographies of
variate techniques in at least two studies
relevant articles were searched for addi-
each were disability, new medical illness,
tional references. Twenty studies met the
following six inclusion criteria: original re- poor health status, prior depression, poor
search reported in an English or French self-perceived health, and bereavement.
publication, study group of community In the quantitative meta-analysis, bereave-
residents, age of subjects 50 years or ment, sleep disturbance, disability, prior
more, prospective study design, examina- depression, and female gender were sig-
tion of at least one risk factor, and use of nificant risk factors.
an acceptable definition of depression.
Conclusions: Despite the methodologic
The validity of studies was assessed ac-
cording to the four primary criteria for limitations of the studies and this meta-
risk factor studies described by the Evi- analysis, bereavement, sleep disturbance,
dence-Based Medicine Working Group. In- disability, prior depression, and female
formation about group size at baseline gender appear to be important risk fac-
and follow-up, age, proportion of men, tors for depression among elderly com-
depression criteria, exclusion criteria at munity subjects.
TABLE 1. Prospective Studies of Risk Factors for Depression Among the Elderly
TABLE 3. Findings on Risk Factors for Depression Among the Elderly From Univariate Analysis of Prospective Studies a
Poor New Poor
Social Medical Health Sleep Prior Less Cognitive
Study Disability Older Female Support Illness Status Disturbance Depression Education Unmarried Bereavement Impairment
Phifer and
Murrell,
1986 (15) 0 0 0 0
McHorney
and Mor,
1988 (16) + +
Kennedy
et al.,
1990 (17) + + + 0 + + + 0
Harlow
et al.,
1991 (18) + + + + + +
Russell and
Cutrona,
1991 (19) +
Green et al.,
1992 (20) 0 0 0 0 0 0 0 0
Livingston
et al.,
1993 (21) +
Mendes
de Leon
et al.,
1994 (22) +
Beekman
et al.,
1995 (23) + 0 0 + 0 0
Zeiss et al.,
1996 (24) + 0
Kivela et al.,
1996 (25) 0 0 0 0 0
Prince et al.,
1998 (26) + + + +
Turvey
et al.,
1999 (27) 0 0 0
Livingston
et al.,
2000 (28) 0 0 0 0 0 0
Schoevers
et al.,
2000 (29) + + 0 0 + + + 0 0 + 0
Geerlings
et al.,
2000 (30) + +
Forsell,
2000 (31) + 0 0 0 0 + + 0 +
Paterniti
et al.,
2000 (32)
Roberts
et al.,
2000 (33) + + + + + + 0
Kritz-
Silverstein
et al.,
2001 (34)
Number of
studies 11 11 10 8 6 6 7 6 7 7 4 5
Number of
positive
studies 10 4 2 3 4 4 5 3 3 0 2 2
a A plus sign indicates a risk factor; a minus sign indicates a protective factor; zero indicates the factor had no effect of either type; blank cells
indicate the factor was not studied. Each of the risk factors shown was examined in two or more studies. Risk factors examined in one study
each were poor locus of control, more daily hassles, poor life satisfaction, loneliness, pain, family illness, more neuroticism, more extrover-
sion, limitations in instrumental activities of daily living, new limitations in instrumental activities of daily living, religion unimportant,
absence of a pet, lower social class, low exercise level, immigrant status, childlessness, and financial problems.
+ + + 0 + 0 +
+ +
0 0 + 0 0 0 0
+ + 0 0 0
0 0
+ + 0
0 +
3 3 3 3 3 2 3 2 2 2 2 2 2
3 3 1 1 0 2 1 1 1 1 1 0 0
TABLE 4. Findings on Risk Factors for Depression Among the Elderly From Multivariate Analysis of Prospective Studies a
Poor Poor New
Health Social Medical Prior Less
Study Disability Bereavement Status Female Support Older Unmarried Illness Depression Education
Phifer and Murrell, 1986 (15) + 0 0 + 0 0 + 0
McHorney and Mor, 1988 (16) + 0 0 + +
Kennedy et al., 1990 (17) + + +
Harlow et al., 1991 (18) + + + 0
Russell and Cutrona, 1991 (19)
Green et al., 1992 (20) + + 0 0 0 0
Livingston et al., 1993 (21)
Mendes de Leon et al., 1994 (22) +
Beekman et al., 1995 (23)
Zeiss et al., 1996 (24)
Kivela et al., 1996 (25)
Prince et al., 1998 (26) + +
Turvey et al., 1999 (27) +
Livingston et al., 2000 (28)
Schoevers et al., 2000 (29) + + + +
Geerlings et al., 2000 (30) + 0
Forsell, 2000 (31) 0 0 0 0 0 0 + 0
Paterniti et al., 2000 (32)
Roberts et al., 2000 (33)
Kritz-Silverstein et al., 2001 (34)
Number of studies 7 6 5 5 5 4 4 3 3 3
Number of positive studies 6 5 3 2 1 1 0 3 2 1
a A plus sign indicates a risk factor; a minus sign indicates that the factor had a protective effect; zero indicates it had no effect of either type;
blank cells indicate the factor was not studied. Each of the risk factors shown was examined in two or more studies. Risk factors examined in
one study each were family tension, poor caretaker, length of deceased loved ones illness, new disability, low income, low life satisfaction,
loneliness, smoking, pain, limitations in instrumental activities of daily living, new limitations in instrumental activities of daily living, early
parental death, parental depression, poor locus of control, Jewish or Catholic religious attendance, cognitive impairment, alcohol abuse, liv-
ing alone, absence of pet, lower social class, institutionalization, family depression, low exercise level, anxiety, medication use (hypnotics,
tranquilizers), immigrant status, childlessness, and low blood pressure.
TABLE 5. Results of Meta-Analysis of Prospective Studies of Risk Factors for Depression Among the Elderly
Pooled Odds Ratio Variance Between Studies Probability of Pooled
Risk Factor Posterior Median 95% Credible Interval Posterior Median 95% Credible Interval Odds Ratio >1 (%)
Older 1.2 0.91.7 0.05 <0.010.64 91
Female 1.4 1.21.8 0.01 <0.010.16 100
Less education 1.5 0.82.8 0.14 <0.012.20 95
Unmarried 1.0 0.81.3 0.01 <0.010.30 50
Disability 2.5 1.64.8 0.11 <0.011.49 100
Recent bereavement 3.3 1.74.9 0.03 <0.011.57 99
Lower social class 1.2 0.53.7 0.03 <0.015.87 80
Poor health status 1.8 0.512.8 0.14 0.0110.71 91
Cognitive impairment 2.1 0.68.6 0.39 <0.018.20 93
Sleep disturbance 2.6 1.93.7 0.02 <0.010.52 100
Living alone 1.7 0.64.7 0.03 <0.016.16 92
Prior depression 2.3 1.17.1 0.11 <0.015.13 97
New medical illness 2.1 0.410.1 0.71 0.0811.57 86
FIGURE 1. Individual and Combined Odds Ratios and 95% Credible Intervals in Prospective Studies of Risk Factors for
Depression Among the Elderly
Older Bereavement
Phifer et al. (15) Mendes de Leon et al. (22)
McHorney et al. (16) a
Livingston et al. (28)
Livingston et al. (28) Schoevers et al. (29)
Schoevers et al. (29) Turvey et al. (27)
Turvey et al. (27) Overall
Forsell (31) Poor Social Support
Roberts et al. (33) Schoevers et al. (29)
Overall Forsell (31)
Female Overall
Phifer et al. (15) Poor Health Status
Kennedy et al. (17) Schoevers et al. (29) d
Kivela et al. (25) Geerlings et al. (30)
b e
Livingston et al. (28) Overall
Schoevers et al. (29) Cognitive Impairment
Forsell (31) Prince et al. (26)
Roberts et al. (33) Schoevers et al. (29)
Overall Forsell (31)
Less Education Overall
Phifer et al. (15) Sleep Disturbance
c
Livingston et al. (28) Kennedy et al. (17) f
Schoevers et al. (29) Livingston et al. (21)
Forsell (31) Prince et al. (26)
Roberts et al. (33) Livingston et al. (28)
Overall Roberts et al. (33)
Unmarried Overall
Phifer et al. (15) Living Alone
Kennedy et al. (17) Kennedy et al. (17)
Schoevers et al. (29) Livingston et al. (28)
Forsell (31) Overall
Roberts et al. (33) Prior Depression
Overall McHorney et al. (16)
Disability Schoevers et al. (29) g
Prince et al. (26) Forsell (31)
Schoevers et al. (29) Overall
Geerlings et al. (30) New Medical Illness
Forsell (31) Kennedy et al. (17)
Roberts et al. (33) Livingston et al. (28)
Overall Schoevers et al. (29) h
Overall
0.1 0.2 0.5 1 2 3 4 5 7 10 0.1 0.2 0.5 1 2 3 4 5 7 10
Odds Ratio (log scale) Odds Ratio (log scale)
a Credible interval extends to 0.09.
b Credible interval extends to 14.9.
c Credible interval extends to 0.07.
d Credible interval extends to 11.7.
e Credible interval extends to 12.8.
f Credible interval extends to 10.5.
g Credible interval extends to 14.5.
h Credible interval extends to 10.1.
To conclude, five risk factors for depression among el- Despite the methodologic limitations of the studies and
derly community subjects include bereavement, sleep dis- this meta-analysis, these findings may guide efforts to de-
turbance, disability, prior depression, and female gender. velop programs to prevent depression in this population.
19. Russell DW, Cutrona CE: Social support, stress and depressive
Received April 16, 2002; revisions received Oct. 8 and Nov. 25, symptoms among the elderly: test of a process model. Psychol
2002; accepted Dec. 2, 2002. From the Department of Psychiatry, St. Aging 1991; 6:190201
Marys Hospital and McGill University; the Department of Clinical Ep- 20. Green BH, Copeland JRM, Dewey ME, Sharma V, Saunders PA,
idemiology and Community Studies, St. Marys Hospital; and the De- Davidson IA, Sullivan C, McWilliam C: Risk factors for depres-
partment of Epidemiology and Biostatistics, McGill University, Mon- sion in elderly people: a prospective study. Acta Psychiatr
treal. Address reprint requests to Dr. Cole, Department of Psychiatry,
Scand 1992; 86:213217
St. Marys Hospital, 3830 Lacombe Ave., Montreal, Quebec H3T 1M5,
21. Livingston G, Blizard B, Mann A: Does sleep disturbance predict
Canada.
depression in elderly people? a study in inner London. Br J Gen
Pract 1993; 43:445448
22. Mendes de Leon CF, Kasl SV, Jacobs S: A prospective study of wid-
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