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Ego, self and otherness


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Judy Gammelgaard
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To cite this article: Judy Gammelgaard (2003): Ego, self and otherness, The Scandinavian Psychoanalytic
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SCANDINAVIAN
PSYCHOANALYTIC
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ISSN 0106-2301

Ego, self and otherness


Judy Gammelgaard

The concept of self has been introduced as a core concept in several contem-
porary psychoanalytical theories. This study undertakes a critical examina-
tion of the historical and theoretical presuppositions of the concept of self
and its corollary, the object. The proposed thesis is that the concept of self
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on a theoretical level has grown out of ego-psychology and the ambition is


to bring consistency into the ambiguous concept of the ego left by Freud. On
a clinical level, the concept of self is seen as an attempt to adjust psychoana-
lytical theory and technique to what, broadly speaking, we call non-neurotic
patients. While the concept of self on a theoretical/eve/ dates back to Hart-
mann, it was left to those following the tradition of ego-psychology to work
out the implications for our understanding of the pathology of the self and
its proper treatment. The work of Heinz Kohut is seen as an exponent for
those analysts who have been wrestling with the task of adjusting psychoana-
lytical theory and technique to our understanding and treatment of non-neur-
otic patients. A re-reading of the Freudian concept of the ego allows the
author to present an alternative to ego-psychology and selfpsychology. While
the concept of the self implies a re-centred theory of subjectivity, the author
points to the de-centeredness of classical psychoanalytical thinking. Freud
did not find an independent concept of the self necessary. On the contrary,
psychoanalytical theory rejected the idea of the psyche as a complete and
unified entity. Defining the ego as a representative of the divided psyche
encompassing the other, the author suggests that incorporating contributions
from French psychoanalytical thinking and the ideas of Winnicott places the
self as a concept in accordance with classical psychoanalytical thinking.

Key words: the ego - the self- the object - otherness

Freud left a body of scientific work that in some which the concepts refer. In the present discussion
ways has remained unfinished. The positive conse- of the concepts of ego and self, I have followed the
quence of this is that reading Freud's texts requires latter approach. For the purposes of the current
work, such as facing its contradictions and finding paper, I am primarily curious regarding the con-
the logical results of the modifications Freud him- cept of the self and why it has become the core
self found necessary to undertake. concept in many contemporary psychoanalytical
Of course, each person can adopt his/her own theories, as a supplement to the tripartite model
position regarding these contradictions and ambi- of the psychic apparatus developed by Freud.
guities. You can either try to dissolve them and Freud did not think that an independent con-
bring greater consistency to the concepts or, as a cept of the self was necessary. In his psychoana-
starting point, regard them as meaningful expres- lytic theory, from his earliest models of the psychic
sions of the complexity of the phenomena to apparatus (Freud, 1895, 1900) to the structural
model of 1923, Freud rejected the idea of the psy- In 1950, Hartmann introduced the concept of
che as a complete and unified entity. self into psychoanalysis. To fully understand the
A concept about the self spanning the psychic reason for and implications of this, we must exam-
structures introduces exactly such a unity and, as ine this introduction in light of the background
a consequence, hints to the possibility that we can of the whole project of that which is termed ego-
understand ourselves in everything we embody, psychology.
which is impossible, according to classical psycho-
analytical thinking (Green, 2000).
THE EGO AND THE SELF
The psychoanalytical concept of the self arises
from different approaches: ego-psychology, infant Hartmann had ambitions to bring psychoanalysis
research and self-psychology, to mention only into contact with academic psychology and dem-
those theories arguing for a concept of self as a onstrate that psychoanalysis has the "potentiality
core construct in theories of subjective phenom- to become a general theory of mental develop-
ena. Heinz Hartmann's (1950) introduction of the ment, broader, both in its assumptions and scope,
doubling of the Freudian ego, that is, supple- than any other psychological theory" (Hartmann,
menting it with the concept of self, can be seen 1958, p. 5). In order to realize this potentiality,
as an indication of Hartmann's ambition to bring psychoanalysis had to incorporate knowledge
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consistency into the ambiguous concept of the ego, available from developmental psychology, neuro-
which Freud had left, and to isolate and purify the psychology and social psychology (Hartmann,
ego, leaving the self within the place of narcissistic 1944, 1950). Consciousness, perception, and mo-
cathexis. This bipartition was taken over by the tor function - all ego functions - link the biologi-
developing self-psychology, exemplified by the cal organism to the external world, and these func-
work of Heinz Kohut, who set himself the task of tions were well-known to academic psychology.
solving the riddle of the non-neurotic patient and, According to Hartmann, ego-psychology was for
in particular, investigating the narcissistic states. psychoanalysis the "general meeting ground with
In other words, a gap arose when ego-psychology non-analytic psychology" (Hartmann, 1958, p. 6).
made the ego more precise and unambiguous, This ambition of ego-psychology undoubtedly has
leaving a model of the mind not well suited for influenced later generations of psychoanalysts
studies of borderline and narcissistic patients. The (Bergmann, 2000).
self and its complementary, the object, seem to At the 26th International Psycho-Analytical
have filled the gap, and self and object became the Congress in Rome, 1969, one of the main speakers
matrix in many contemporary psychoanalytical referred to Hartmann's work several times, under-
theories. In the following, I shall try to elaborate lining that "We could not, I believe, abandon the
this history of the concept of ego and self, and recent advances (either in ego psychology or in the
introduce the idea that an alternative reading of continuing movement of psychoanalysis towards
the Freudian ego may contribute some critical re- becoming a really general psychology) ..." (Levin,
flection on the relevance of the concept of both the 1969, p. 41).
self and the object. Contrary to the ego of ego- In the tradition of ego-psychology, I propose
psychology, I will argue for a model of the ego that what seems evident is a consequence of the
that accepts the ambiguousness of the Freudian definition of the ego, which Hartmann introduced
concept and that outlines the other as part of the in his eagerness to bring consistency to the am-
ego. I will follow the tradition of French philos- biguous ego of Freudian thinking. Reading Freud,
ophy (Ricoeur, 1992) and psychoanalysis (Laplan- one is struck by the diversity of meanings in the
che, 1999; Green, 2000; Aulagnier, 1975) and pro- usage of the Ich. Freud seems to deliberately play
pose the term otherness as an alternative to the on the ambiguity of the Ich, maybe as Laplan-
concept of the object. che & Pontalis (1973) have suggested, to make use
This does not necessarily make the concept of of all connotations normally attached to the ego,
self superfluous, but situates it in a certain area of the me and the I. In this diversity, Hartmann saw
experience. We can grasp the idea of this area of a conceptual ambiguity to be dispelled, and he set
experience by looking at Winnicott's theory of an himself the task of conceptualising a more precise
intermediate area of experience and his emphasis and unambiguous ego.
on the difference between relating to the object Hartmann's writings are comprehensive and
and using the object. exemplary of a systematic way of thinking. Of

97
course, I cannot go into detail and shall limit my Was Hartmann right in assuming that this de-
examination of the ego to a few references focus- scription of the ego is an elaboration of the Freud-
ing on three aspects: (I) the genetic, (2) the dy- ian ego? I believe that the answer is only partly
namic - confining myself to its relation to the ex- affirmative.
ternal world, and last, but not least, (3) the econ- In "Outline", Freud (1940) refers to an "undif-
omic. It is in reference to this last- mentioned ferentiated ego-id", but he also states that "the
aspect that I touch upon the narcissistic dimension ego - has been developed out of the id's cortical
and examine Hartmann's reasons for introducing layer, which, through being adapted to the recep-
the concept of the self. tion and exclusion of stimuli, is in direct contact
with the external world (Reality)" (Freud, 1940, p.
198-99). In "The ego and the id", we learn that
THE GENESIS OF THE EGO
"the ego is the part of the id which has been modi-
Hartmann used the ego of the structural model as fied by the direct influence of the external world
his starting point, which he rendered as "a sub- through the medium of the Pcpt.-Cs" (Freud,
structure of personality ... defined by its func- 1923, p. 25). Hartmann is right in pointing to
tions" (Hartmann, 1950, p. 114). Hartmann knew, those functions that are turned towards external
of course, that Freud introduced the ego in his reality as ego functions. But as Laplanche (1987),
earliest writings. However, not until the structural Pontalis (1977) and Green (1988) have rightly
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model is it reasonable simultaneously to talk pointed out, Freud explicitly distinguishes the ego
about a more precise psychoanalytical concept of of the psychic apparatus from the biological or-
the ego and a general psychoanalytical psychology ganism. Freud's interest seems exclusively to be the
(Hartmann, 1956). ego as it is developed psychically. It is thus necess-
In his theory of the genesis of the. ego, Hart- ary to differentiate between the surface of the or-
mann (1952) speaks of an undifferentiated id-ego ganism and the surface of the psychic apparatus,
stage, and then introduces the idea of a series and outline the development of the ego from the
of differentiating processes that in "ontogenesis last mentioned (Laplanche, 1970).
... follows the leads of outer and inner percep- From his paper "Instincts and their vicissi-
tion, of motility, and of the systems of precon- tudes", we learn that "originally, at the very begin-
scious memory traces, of experience and learn- ning of mental life, the ego is cathected with in-
ing" (ibid p. 166). Although he admits that these stincts and is to some extent capable of satisfying
ego functions are activated in the infant by in- them by itself. We call this condition "narcissism"
stinctual needs, "their use, independent of im- and this way of obtaining satisfaction, "auto-
mediate needs, is already part of the develop- erotic" (Freud, 1915, p. 134). The ego, according
ment of the reality ego" (ibid. p. 167). Referring to this view, is not given, but developed into a rep-
to a comment from Freud's "Analysis terminable resentation cathected with libidinal energy. This
and interminable", Hartmann proposes that we way of looking at the ego is exactly incompatible
must take for granted the existence of "primary with Hartmann's purified ego.
congenital variations in the ego", and finishes by In the same text, we learn about the "original
saying that "we come to see ego development as reality-ego", which manages to distinguish inter-
a result of three sets of factors: inherited ego nal and external stimuli by a "sound objective cri-
characteristics, ... influences of the instinctual terion". These formulations do not mean that
drives and the influences of outer reality" (Hart- Freud considers the ego to be biologically original
mann, 1950, p. 120). From there, he develops or something that exists from the beginning of the
the idea of "autonomous functions of the ego", infant's life. He is explicitly referring to the begin-
the "conflict-free spheres" and "desexualised" ning of mental life, indicating that the ego is the
and "neutralised energy". What we learn from result of psychical processes. It is in the paper "On
Hartmann regarding the genesis of the ego seems Narcissism" that Freud most unequivocally states
to be essentially two things: (I) functions that this: "I may point out that we are bound to sup-
later will serve the ego, exist from the beginning pose that a unity comparable to the ego cannot
of life - they develop according to processes of exist in the individual from the start; the ego has
differentiation through maturation and learning; to be developed ... " He continues: " ... something
(2) the ego serves mainly adaptive and regulating [must be] added ... a new psychical action" (Freud,
functions. 1914, p. 77).

98
To make this clear, let us follow Freud's line of barriers do not have the same origin and do not
thought in defining the reality ego. function according to identical principles. Exter-
In passing, we may notice the slight displace- nal stimuli can be eliminated or the organism may
ment of meaning from the German "Real-Ich" to shy away from them. This is not possible with
the Anglo-Saxon "Reality-Ego". In "Ego and the stimuli coming from the inside. Neither elimin-
id", Freud defines the ego as "first and foremost a ation nor flight is possible. The link between the
bodily ego; it is not merely a surface entity, but is two modes of activity is not conclusive. This sug-
itself the projection of a surface" (1923, p.26). In gests that Freud's formulations of ego-functioning
a footnote, he elaborates on this: "The ego is ulti- permit us to take account of this difference regard-
mately derived from bodily sensations, chiefly ing external stimuli and internal stimuli.
from those springing from the surface of the body. In his first metapsychological elaboration of the
It may thus be regarded as a mental projection of psychic apparatus, Freud (1895) pointed to the in-
the surface of the body, besides, as we have seen hibitory function of the ego. Contrary to the adap-
above, representing the superficies of the mental tive ego of Hartmann's theory, the ego of Freudian
apparatus" (ibid.). In other words, the ego may be theory does not develop primarily in order to
seen as a specific movement or process, a projec- adapt to reality, but intervenes to prevent a cath-
tion of the organism into the psyche, which is not exis of the memory element of the first satisfying
the same as the displacement of the organism into object from acquiring a force so that it releases the
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the psyche. "reality index" in the same way as the perception


of a real object. In order to test reality, the primary
processes of the psychic apparatus must be inhib-
THE EGO AND THE EXTERNAL WORLD
ited so that what is only hallucinated is not taken
In the ego's relation to the external world, there as a real object. The ego enables the subject not
are further discrepancies between Hartmann's ego to confuse its internal processes with reality, not
and the ego of Freudian thinking. Hartmann con- because, as Hartmann proposes, the ego has privi-
centrated his study on those ego functions that, in leged access to reality.
his own words, might be named "reality syntonic" Defining the genesis of the ego as a process of
(Hartmann, 1958, p. 3). differentiation basically of maturational character
The ego of ego-psychology, according to Hart- and focussing on the descriptive features of the
mann, is first and foremost defined by functions ego according to an average expectable environ-
centred around their relation to reality. This means ment, Hartmann has moved a long way from the
that "the ego organises and controls motility and ego of Freudian thinking described as an organis-
perception .... It also serves as a protective barrier ation of representations cathected with libidinous
against excessive external, and in a somewhat dif- energy. Hartmann wanted an ego free of narciss-
ferent sense, internal stimuli. The ego tests reality, istic cathexis, a purified ego. He had no other solu-
action too, ... and thinking (as well as) inhibition tion than to separate ego and self, which leads me
of delay of discharge" (Hartmann, 1950 p. 115), to the last point of criticism against the ego of
just to name a few of its "long catalogue" of func- Hartmann's psychology.
tions. It would have been interesting if Hartmann
had been a little more explicit about what he THE EGO AND THE SELF
meant by "a somewhat different sense". Does
Hartmann mean that the protective barriers Having proposed that we understand the ego as
against external and internal stimuli fundamen- a structure defined primarily by its adaptive and
tally are the same, although they function in dif- regulating functions, it is difficult to encompass
ferent ways? It seems as if Hartmann derives the the aforementioned ideas of the ego as cathected
protective barrier of the ego against internal stim- with libidinal energy. Hartmann's solution to this
uli, from what he says about the barrier against dilemma seems to slip in as by coincidence, but
external stimuli. Although it is correct that Freud not without crucial consequences.
(1940) compares them, he does not see a similarity, Hartmann (1950) suggests that we differentiate
but rather an analogy (Green, 1988). In other between ego and self in order to solve the difficult
words, Freud sees a difference in the ego's protec- problem left by Freud (1914) in his introduction of
tive function according to whether this concerns narcissism. The problem according to Hartmann
external or internal stimuli, indicating that the two consists in Freud's refraining from integrating his

99
concept of narciSSism into the late structural It was not ego-psychology, however, that opened
model. This means that narcissism includes a up the psychoanalytical field of observations to
topographical as well as an economical problem. clinical phenomena beyond neuroses. Introducing
With regard to the latter, we can detect confusion the self as a separate concept, Hartmann initiated
in the psychoanalytical literature of narcissism and a movement among clinicians who found the latter
the libidinal cathexis of the ego. concept better suited for uncovering what seemed
To solve this problem, Hartmann proposes, "that to be a new field of investigation
we define narcissism as the libidinal cathexis not of Heinz Kohut's self-psychology was born as a re-
the ego but of the self" (ibid. p. 127), thereby intro- action to an ego- psychology of the ego, that had
ducing the matrix of object-relation theories. With become too cognitive and mechanical, leaving a
this manoeuvre, the concept of the self has imper- gap that the self of self- psychology was supposed
ceptibly been introduced as a supplement to the ego to fill. At first sight, from a clinical perspective,
of ego-psychology. Thus, the purified ego of ego- this seems to be a well-founded supplement to ego-
psychology, which functions with neutralised en- psychology. However, with the late Kohut and his
ergy, cannot be the object of cathexis. In order to successors, it became a veritable break with classi-
find a place for Freud's narcissism, ego-psychology cal Freudian thinking.
was left with no choice other than to bifurcate the In the following, I shall try to undertake a criti-
Freudian ego. The question is, however, whether cal evaluation of what seems to be one of the most
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this represents anything more than a conceptual influential moments that made the self a core con-
solution (Laplanche & Pontalis, 1973). cept in psychoanalytical theory.
We may also ask if this proposed bipolarity is
justified by psychoanalytical theory and fruitful in
TOWARDS A PSYCHOLOGY OF THE SELF
the case of psychoanalytical practice (Pontalis,
1977). In his discussion of the concept of the self, At the 26th International Congress in Rome
Pontalis presents us with precise answers to these 1969- one year before the death of Hartmann-
questions. Regarding the former question, he ar- ego-psychology was still the main theoretical refer-
gues that theoretically it is not justified, first of all ence. But something was amiss. What had gone
because it tends to isolate and to localise narciss- wrong? Obviously, progress was lacking in clinical
ism in order to purify the ego. Following the argu- work with patients. In his conclusions, Levin com-
mentation of Laplanche, he asserts that narcissism mented that on a clinical level, psychoanalysts are
is not a phase, nor a specific mode of cathexis, but increasingly met with patients who do not seem to
a position, a permanent component of the devel- suffer from infantile or neurotic conflicts, but from
opment of the ego. Secondly, self-love is insepar- "a complicating degree of ego/self dys-junction"
able from the libidinal cathexis of the ego as an (Levin, 1969, p. 50). The focus of Levin's paper
internal object. Thirdly, the constitution of the ego was the self and its contribution to theory and
encompasses the outlines of the other, something technique and is a good indicator of what was
that tends to disappear in the idea of an ego devel- lacking in psychoanalysis: conceptual tools that
oping according to natural processes of matu- may help with understanding and treating these
ration and learning. Lastly, the main function of more regressed patients.
the ego according to the paper "The ego and the Heinz Kohut's work can be considered one of
id" is to represent the interests of the personality several attempts to fill in the gap left by the ego
as a whole. This being the case, there can be no of ego-psychology. Or as Levin has put it: "after
talk of an autonomous ego. Instead, we are left Hartmann solved the problem of the ego by differ-
with an ego characterised by traces of the agencies entiating between the self as "the great reservoir
on which it is dependent. of libido" ... and the ego as "the great system of
Regarding the latter question, whether Hart- functions and of central control" ... Kohut (1966,
mann's doubling the Freudian ego is fruitful in the 1968) has worked out for us the developmental
case of practice, the answer, according to Pontalis, paths of the self" (Levin, 1970, p. 17 5).
is subtler. We must give Hartmann credit for di- Of course, I cannot go into the details en-
recting psychoanalytic investigation towards the compassing the whole of Kohut's work. My focus
pathology of the ego, which Freud, in one of his will be on his reasons for placing the self in the
rare allusions to a theory of psychoses, calls the centre of a psychoanalytical theory. I shall accord-
"follies of man". ingly restrict myself to an examination of Kohut's

100
concept of the self and his argumentation for our theories even in those concerning the basic
transforming classical metapsychology into a constituents of the mind" (ibid, p. 179). In his
phenomenological theory of self. Following the book "The restoration of the self" (1977), he takes
discussion of the concept of the self, I will go into that step and proposes that besides defining the
a more detailed examination of the concept of self- self as content of a mental apparatus, we need, in
object, which, to Kohut's successors, is dis- order to grasp "the phenomena encountered in
tinguished as one of the "foundational constructs our clinical work - and beyond - ... a psychology
upon which the theoretical superstructure of self- in which the self is seen as the centre of the
psychology rests" (Stolorow et al. 1987, p. 15). psychological universe" (Kohut, 1977, p. XV). Ko-
Without disparaging the clinical value of Ko- hut had in fact already introduced this idea of the
hut's concept, I will argue that there is a problem self as centre in a paper published in 1985, which
at the theoretical level. Kohut's concept is re- he wrote in the early seventies. Speaking for the
stricted to a dyadic paradigm. first time of the "nuclear self", he says: "Certain
In Kohut's theory, there is no room for a con- qualities and functions of the nuclear self, when
cept of thirdness, which means, I shall argue, that this structure is fully developed, cannot be under-
Kohut is unable to explain the development from stood, unless the self is conceptualized as an inde-
the self-object's mirroring idealising function to pendent, autonomous entity .. :' (Karterud, 1995,
the kind of identification that is based on symbol- p. 145).
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isation. Kohut's theory leaves out something im- In his description of the self, one can see the
portant both regarding the theory of development self of the existential phenomenological tradition.
and the theory of change in the psychoanalytical Kohut has deliberately chosen this frame of refer-
situation. I shall demonstrate my argument ence as a reaction to a theory that objectifies the
through a discussion of the famous case of Mr. Z. living subject. In his early writings, Kohut (1970,
1971) speaks in favour of experience-near con-
THE CONCEPT OF THE SELF
cepts, and in his later writings (Kohut, 1977), he
makes it clear that discussions of the self can be
Kohut's self-psychology must, as I said, be under- understood according to the basic stand of obser-
stood as a reaction to ego-psychology, both in the vation one chooses. Freud, Kohut says, "gazed at
sense that he wants to return to a terminology that man's inner life with the objectivity of an external
maintains the subjective experiencing ego embed- observer" (ibid., p. 67), whereas those who profess
ded in Freud's Ich, but also in the sense that he the psychological phenomena of self-psychology,
sticks to the tradition from ego-psychology by re- for their observation and explanation, require " ...
ferring to a coherent agency in the person calling an introspective-emphatic observation and theor-
it the self. etical conceptualization of the participating self"
In Kohut's writings, there is a line of demar- (ibid' p. 68).
cation from his earliest work (1966, 1968, 1970, We must understand Kohut's insistence on ex-
1971, 1972) to his later work (1977, 1984, 1985). perience-near data, I think, as a reaction to Hart-
In his earliest writings on narcissism, he is in total mann's systematisation of Freudian theory. Ko-
accordance with ego-psychological tradition, de- hut's avocation for turning psychoanalysis into a
fining the self as a group of representations within phenomenological psychology is furthermore a re-
the three psychic structures. "To be more specific, action to an interpretation of Freudian psychoan-
various - and frequently inconsistent - self-rep- alysis that carries the stamp of ego-psychology. By
resentations are present not only in the id, the ego this, I mean that in order to fully appreciate Ko-
and (although with a somewhat different valence) hut's psychology of the self, we must look at it in
~n the superego" (Kohut, 1970, p. 179). Although the light of a psychology that has turned psycho-
I? the same period, he maintains that "at present analysis into a scientific enterprise. Reading Freud
ti~e, the traditional theoretical framework pro-
as a natural scientist, as Hartmann did, only cap-
VIdes adequate room for the self (as a subordinate
tures part of Freud's whole project and, what is
concept)", he nonetheless does not want to "ex-
worse, reduces vital parts of Freudian psychoan-
c!ude the possibility that the continued investiga-
al~sis}o. bi~logy..Thus, Kohut (1959) repeating
tion of the field of narcissism (e.g., of the narciss-
this scientific misunderstanding" of Freudian
istic pe~sonalit~ disturbances) will eventually lead
psychoanalysis, argues that drives understood as
to findmgs which could bring about a change in
biological forces, and therefore inaccessible to

101
empathy and introspection, have no place at all in Kohut runs the risk of confusing conceptual levels.
self-psychology. Although he makes an explicit statement about
In Kohut's work, there is a deep concordance different degrees of abstractions, it seems that Ko-
between method and object of investigation as hut's conceptual reflections remain on the descrip-
seen in this argumentation. Yet, two things that tive or first level of epistemology. Akin to Green,
differentiate Kohut's psychology from Freudian we might suggest that Kohut's theory is an ex-
psychoanalysis seem to go essentially unnoticed. ample of psychoanalytical thinking that does not
First, Kohut represents a returning to what La- differentiate between "a theory of states which
planche (1997) has termed a Ptolemaic re-centring continued to retain the descriptive aspect of clin-
of subjectivity. Secondly, Kohut in his avocation ical forms and a theory of structure which creates
for a phenomenological interpretation of psycho- models, if not as pure conventions, at least as the
analysis leaves out the question of meta-psy- development of these states to the point at which
chology. I shall comment on these two issues one their function and their meaning was revealed in
by one. the most abstract terms" (Green, 2001, p. 56).
Notions of the human subject as a multi-levelled What Green is saying is that we need to separate
process (Muller, 1996) came into Western philos- the descriptive level of clinical investigation from
ophy through Hegel's emphasis on the self not as the abstract level of theory generation. It is only
substance, but rather as process, operating at this abstract level that we can construct models
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through the dialectics of negation. The concept of that may capture the diversity and complexity
self in this tradition is elegantly expressed by Kier- of the structures behind manifest clinical phen-
kegaard, who says that "the self is a relation that omena.
relates itself to itself or is the relation's relating Kohut's concept of narcissism is a good illus-
itself to itself in the relation" (Kierkegaard, 1980, tration of this. In spite of his penetrating obser-
p. 13). vations of the narcissistic states, Kohut never
The implication of this concept of self is that worked out a satisfying concept of narcissism from
the individual does not have an immediate relation a structural, dynamic and economic point of view,
to the self. The self is not - as Kierkegaard sug- and he leaves us with a lot of problems on a theor-
gests - but is always becoming. The process of be- eticallevel. Kohut accepts without reservation the
corning oneself is mediated by the other, and fol- distinction Hartmann introduced defining narciss-
lowing Hegel, this process accordingly can never ism as "the libidinal investment of the self" (Ko-
be conflict-free. hut, 1966, p. 243).
Freudian thinking is part of this tradition. In- With this as his starting point, he leaves unre-
sisting on the unconscious such that, in principle, solved the problems Hartmann introduced as are-
man does not know himself, but can only arrive sult of a merely conceptual solution. In Kohut's
at this knowledge through another, Freud belongs writings, we find no solution to the ambiguousness
to "the great protagonists of suspicion" (Ricoeur, of the ego. Accordingly, we are left with a concept
1973). Freud did not doubt that psychoanalysis of narcissism that does not resolve whether it is to
has offended humans by pointing to an inten- be conceived as a state or as a permanent libidinal
tionality beyond consciousness, signifying a kind cathexis of the ego.
of Copernican revolution within a theory of sub- Placing the self as the centre of activities, we are
jectivity. Self-psychology, on the other hand, seems left with only one version of narcissism: the posi-
to implicate a return to a Ptolemaic re-centring of tive, or as Green (2001) terms it, life narcissism.
subjectivity that situates the self as the centre of This is a consequence of making the self, so to
an immediate acquisition of self-knowledge. With speak, a self-motivating centre, a solution very
self- psychology and the empathic-introspective alien to a psychoanalytical theory of the subject.
method, the unconscious is brought back from its Pontalis has formulated it thus: "If one directly
alienness. This, of course, has implications not postulates a "natural primal self" as the hyposta-
only for our theorising on subjectivity, but also for sis of the subject, the contribution of psycho-
analytic treatment. I shall return to this in the last analysis to the formation of and differentiation of
part of my paper. the personality agencies ... and to the intrinsically
A corollary of Kohut's self-psychology is his irreducible conflicts between them, is to a certain
break with metapsychology. Insisting on clinical extent nullified" (Pontalis, 1977, p. 133).
data as the main reference for theoretical thinking, This nullification of the "multilevelled subject"

102
is apparent in Kohut's theory. "The establishment fence as he then understood it, in the second
of the narcissistic self must be evaluated both as a analysis, he became attentive to "a chronic de-
maturationally predetermined step and as a devel- spair" ... and now he considered the patient's self
opmental achievement, and the grandiose fantasy "desperately- and often hopelessly- struggling to
which is its functional correlate is phase-appropri- disentangle itself from the noxious self-object, to
ate and adaptive just as the overestimation of the delimit itself, to grow, to become independent"
power and perfection of the idealized object" (Ko- (ibid., p. 12).
hut, 1966, p. 250). The reader is left with no doubt that Kohut's
It might seem that what Kohut is arguing for is newly developed approach allows far more open-
a kind of natural self, which in order to ac- ness to the patient's pre-Oedipal pathology and
complish itself, only has to unite with a potential might wonder, as Kohut does himself, why this
whole. There is no doubt that the concept of co- "critical material had failed to claim his attention"
herence and unity is deeply embedded in Kohut's (ibid, p. 15).
self-psychology. However, it would not be fair to Let us ponder further how Kohut perceives this
criticise Kohut for postulating the self as a self- new material and consider how he, in the second
generating phenomena from the very beginning of analysis, succeeds in terminating the analysis with
life. Although presupposing a nuclear self, he ac- a much better result than the first.
knowledges the other or the object as a generating It was the issue of the self-object father that
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part of self-development. However, the self-object seemed to be a turning point. The relation to the
of Kohutian theory does not reflect the alienness father was posed at the beginning of the second
of the other embedded in the developing self, as analysis. Mr. Z had a dream that Kohut inter-
formulated by the French psychoanalysts, or the preted as referring to a composite of a childhood
sphere of not-me, as proposed by Winnicott. friend, the father and the analyst. In the dream,
there was a man standing "in quiet relaxation, he
seemed to be strong and confidence-inspiring ....
THE SELF-OBJECT AS ILLUSTRATED IN THE TWO
He was wearing a ring ... a handkerchief protruded
CASES OF MR. Z
from his breast pocket .... He was holding some-
Kohut's (1979) well-known case of Mr. Z. serves thing in each hand, perhaps an umbrella in one
as an illustration of the therapeutic value of self- hand, and possibly a pair of gloves in the other
psychology, focussing especially on the usefulness ... (ibid., p. 11 ). Among other things, the patient
of the concept of self-object. associated this with a dream from the first analy-
This case is especially well-suited for this pur- sis, where "he was in a house, at the inner side of
pose because the analyses were carried out in two the door which was a crack open. Outside was the
phases, with an interval of 52 years between. Al- father, loaded with gift-wrapped packages, want-
though during the first part of the treatment Ko- ing to enter. The patient was intensely frightened
hut looked at the material from a classical instinct and attempted to close the door in order to keep
theory, the second phase of treatment coincided the father out" (ibid, p. 8). According to the Oedi-
with Kohut's development of self-psychology. pal theme that dominated the first analysis, this
To the reader, two important things seem to dream was at that time taken as an expression of
have undergone a considerable change from the ambivalence and the patient's retreat from Oedipal
first to the second analysis. One change has to do competitiveness. Following the dream of the sec-
with Kohut himself: "I was now able more genu- ond analysis, the patient began to express intense
inely than before to set aside any goal-directed curiosity about the analyst's person, his past and
therapeutic ambitions. Put differently, I relinquish- his relation to his wife. Now, Kohut finally ven-
ed the health-and-maturity-morality that had for- tured, the guess that it was his need for a strong
merly motivated me, and restricted myself to the father that lay behind his questions; he wanted to
task of reconstructing the early stages of his ex- know "whether I too was weak - subdued in inter-
periences, particularly as they concerned his en- course by my wife, unable to be the idealizable
meshment with the pathological personality of his emotional support of a son" (ibid, p. 18).
mother" (ibid, p. 12). The other change concerns As mentioned, this happened to be a turning
his view of the patient. Where he saw resistance point in the analysis and from then on, the father,
in the first analysis against relinquishing infantile who until that point had been only "a shadowy
gratifications and focussed on the narcissistic de- figure", was described "with positive features

103
about which he spoke with an increasing glow of want to understand infantile development or
joy" (ibid., p. 20). These idealised images of the change in the analytical situation. We need to
father according to Kohut are to be considered as supplement the process of mirroring with that of
the deepest layer of repression. Having overcome symbolisation, thus transcending the dyad. Infant
the "most formidable repressions", what the pa- research (Muller, 1996) has taught us to differen-
tient reached was a feeling of pride for his father tiate between mirroring and recognition, the latter
and "a glow of joy and the invigorating sense of implying the mother's utilisation of a semiotic
having finally found an image of masculine code that the infant begins to use in mutual inter-
strength to merge with temporarily as a means of action with the mother. "This code - situated in
firming the structure of his self" (ibid., p. 22). The the symbolic register - functions as a third to the
termination of the second analysis was different dyad from the earliest period of development"
from the first. The idealisation of the analyst was (Muller, ibid., p. 14). We see this differentiation
short-lived. In conclusion, Kohut noticed that reflected in the concept of identification as defined
"working through his transference relationship to by Ricoeur (1992), which encompasses both same-
me enabled him to re-establish a link with his ness and difference. We might understand the de-
father's maleness and independence, and thus the velopment of Mr. Z according to this idea of
emotional core of his ambitions, ideals and basic identification.
skills and talents was decisively altered" (ibid., p. Where Kohut sees a needy self in search of a
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25). mirroring self-object, and conceptualises growth


Kohut sees the dream of the second analysis as and change through transmuting internalisation as
an expression of Mr. Z's need via a masculine self- idealised identification, we might say that what
object to develop his own masculinity. It is this Mr. Z demonstrates is not a "merging" with an
need that manifests itself in the analysis. In the idealised "image of masculine strength" for him to
working through of idealised transference via copy, but rather a process of symbolisation, mak-
transmuting internalisation, the patient completed ing use of the symbol of masculinity. We might
a process "that had remained unfinished in child- agree with Kohut that the dream of the father
hood" (ibid, p. 24). loaded with gifts does not point to castration
I do not want to contest the validity of Kohut's anxiety, which was the interpretation offered in the
observations about his patient's pathology. I will first analysis. When, in the second analysis, Kohut
only question two of his assumptions regarding his is compelled to change the interpretation of this
explanation of this. One is related to the concept dream, the explanation offered that "the traumatic
self-object. The other concerns idealisation as cru- state of being suddenly offered all the psycho-
cial in producing therapeutic change. logical gifts, for which he had secretly yearned"
Kohut has elaborated a theory of narcissistic seems inadequate. The anxiety, I propose in ac-
development in which the notion of self-object is cordance with Muller (1996), is a response in the
offered to account for how one person may be young Mr. Z as a result of being trapped in a co-
used by another to carry out one's own psycho- ercive dyad in relation to the mother, not allowing
logical functions, the most important being the him a delimiting third to identify with through
maintenance of a sense of cohesiveness. As we wit- symbolising processes. The same criticism applies
ness in Kohut's narrative of Mr. Z., the concept to Kohut's explanation of transmuting internalis-
of self-object is formulated as a dyadic relation, ation vis-a-vis an idealised father/analyst self-ob-
making identification a result of mirroring pro- ject.
cesses or restricting it to a process in what Lacan At the moment when memories of the father
has termed the imaginary register. emerged, Mr. Z spoke "with an increasing glow of
The self-object father, as introduced in the case joy" of his father, stressing his skills and positive
of Mr. Z, is conceived of as nothing but a doubling traits. The idealised father was "preceded and ac-
of the self-object mother, and the theory of struc- companied by an idealisation" of the analyst.
turalisation, as transmuted internalisation, does We might again question whether this idealised
not transcend what in semiotics is termed iconic identification allows for the structuralising pro-
mirroring processes. This term refers to the ident- cesses postulated by Kohut. It does not seem ade-
ity or likeness of the image that is reflected back quate to explain the "glow of joy" as a result of
to the subject from the other. But this kind of mir- an additional merger with a self-object. Instead,
roring process does not suffice either when we we might say that Mr. Z through symbolising pro-

104
cesses has formed an ego ideal delimited from any the primary state to one in which objective percep-
object, and thereby facilitated his becoming a sub- tion is possible is not only a matter of inherited
ject on his own. It is moreover not easy to under- growth process .... This conception - perception
stand why Mr. Z should have preserved behind his gap ... [is] an essential paradox, one that we must
enmeshment with the mother "idealisations that accept and that is not for solution" (ibid., p. 151).
maintained a bond to his father" (ibid, p. 24), and What is important, and that which distinguishes
why the idealisations of the father should have Winnicott's idea of development from that of Ko-
been among the most repressed. In conclusion, we hut's, is the notion of creativity and destruction
might say that what is missing in a model re- vis-a-vis the object. The self, according to Winnie-
stricting psychic development to the dyad or self/ ott, develops as a result of formless activity or
self-object relation is the very phenomena of sub- spontaneous play. But for this spontaneous play
jectivity and its constitution. Psychic development to be activated, the infant needs a facilitating en-
and structuring processes cannot be adequately vironment or the holding function of the mother.
comprehended by referring to the mother - or the This third or intermediate area indicates an act
father's role - as self-object. It is not enough to of creativity. Delineating this area within the early
refer to a needy self searching for a self-object. The mother-child relation, he sees it as illusionary. "The
mother and the father are not needed or sought as mother, at the beginning, by an almost 100 per cent
an object but as a subject (Trevarthen, in Muller, adaptation, affords the infant the opportunity for
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1996), allowing for mutual recognition. In Winnie- the illusion that her breast is part of the infant .... In
ott's conceptual universe, we find the necessary another language, the breast is created by the infant
corrective to the dyad: the intermediate area and over and over again out of the infant's capacity to
the development from relating to using the object. love or (one can say) out of need. A subjective phe-
nomenon develops in the baby ... . The mother
places the actual breast just where the infant is
THE INTERMEDIATE AREA OF EXPERIENCING
ready to create, and at the right moment" (ibid., p.
With Winnicott's intermediate area and his differ- 11 ). Therefore, the human being from birth is con-
entiating between subjective and objective objects, cerned with the problem of the relationship between
it is possible, I think, to get beyond the dyad of what is objectively perceived and what is subjec-
Kohutian thinking. tively conceived. What Winnicott calls the inter-
The intermediate area is of paramount import- mediate area is the area appearing to the infant be-
ance for the self to be made conscious and experi- tween primary creativity and objective perception.
enced. However, this area is of paradoxical charac- It comes from without, from our point of view, but
ter, i.e., it is neither subjective nor objective; it is not from the baby's point of view. The status of the
potential. According to the Winnicottian paradox, intermediate area is therefore a paradox. Winnicott
the psyche cannot be grasped in dualities. Intro- sees it as essential to the development of the child
ducing the necessities of a third element, Winnie- that this paradox is accepted.
ott is transcending the dyadic thinking of Kohut's Implicit in Winnicott's idea of play is a certain
self-psychology. Conceptualising human nature in notion of what is meant by the distinction between
interpersonal terms is not enough, Winnicott ar- the subjective and the objective object, and what in
gues, and this applies just as well to any reference Winnicott's thinking is meant by an object. Al-
to inner reality. "My claim is that if there is a need though not explicitly stated by Winnicott, I think
for this double statement, there is a need for a that what Winnicott is highlighting is different from
triple one: the third part of the life of a human what object-relations theories call the object, as op-
being, a part that we cannot ignore, is an inter- posed to the self. The generalisation of the notion
mediary area of experiencing, to which inner re- of the object relationship has had the effect of
ality and external life both contribute" (Winnie- either, as with the Kleinians, favouring the instinct-
ott, 1971, p. 2). The epistemological paradox is ex- ual object or, as with, for example, Kern berg or Ko-
pressed most vividly in his addendum to "Playing hut, relegating to the background the very object of
and reality": "I am proposing that there is a stage psychoanalytical investigation, e.g., the play and
in the development of human beings that comes vicissitudes of cathexes, only to trace the origin and
before objectivity and perceptibility. At the theor- development of the real object (Pontalis, 1977).
etical beginning, a baby can be said to live in the The first object, according to Winnicott, is
subjective or conceptual world. The change from created by the child. It has no independent exist-

105
ence, but is created repeatedly out of the infant's the analytic experience but will not fundamentally
need, reflecting the incipient creativity of the child. change" (Winnicott, ibid., p. 91).
The status of this object is captured in the para-
dox: the actual breast is just where the infant is,
OTHERNESS
ready to create it and at the right moment. With
the growing integration of the infant's ego comes Throughout Winnicott's writings and especially in
the constitution of external objects. However, "Playing and reality", we find the idea of an inter-
these objects will always be marked by the very mediate area. It is not a defined area, but an area
first created and subjective objects. Then we have outlined by its limits and thus framed by the hold-
the transitional objects characterised by being ing function of the mother of the very early
both me and not-me. It is important to note that mother-infant relationship. We may speculate
what is implied in both the subjective object and whether this is the first identification the infant
the transitional object is an object devoid of any- makes - not with an object, but with the func-
thing objective. But neither is it comparable to the tioning of the mother. As I said, this means that
internal object of Kleinian thinking. In fact, the along with Winnicott, we are able to distinguish
transitional object is not so much an object as it the structure of the ego from the coming into exist-
is a possession (Winnicott, 1971). ence of the self, leaving us with a more satisfying
In other words, it is an object created by the answer as to the relation between the ego and the
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subject. But even this is not a satisfying descrip- self. The self is no longer a self-generating phe-
tion in so far as the terms subjective and objective nomenon struggling towards a unifying wholeness
obscure the area or space in which this subjective vis-a-vis a gratifying self-object. Neither is it the
object is first created. Having thus defined the de- result of a mirroring process. One of the diffi-
velopmental sequence of first relating to the object culties with theories that take as their starting
before being able to make use of it, Winnicott point the self-object matrix is finding a satisfying
makes it clear that object relation is not a receptive answer to the question of how something external
act; it is not only a question of representation. becomes something internal. Trying to find theor-
After relating to the object, the child will at last etical terms for this process, we are left with a
be able to use the object. series of related concepts, e.g., incorporation,
In "Playing and reality", Winnicott shows that introjection and identification (see Morris, 1993).
going from relating to the object to the use of the However, referring to introjective and identifica-
object implies that: (a) the subject phantasmatically tory processes (see, for example, Sandler & Rosen-
destroys the object; (b) the object survives the phan- blatt (1962)) does not in itself explain how some-
tasmatic destruction in order to acquire its own thing external is transformed to the child's psychic
autonomy and thus contribute to the subject. structure, and may be read into this.
A rejection of the fully satisfying object is thus For Winnicott, we might say that the self is con-
part of the creative process. It is a necessary pre- stituted not on perception or some form of identi-
requisite. fication, but is the result of a creative process tak-
This might sound to be optimal frustration ing possession of the object. But what about the
in Kohut's terms. What I want to underline with holding function of the mother or the facilitating
Winnicott is the transition from relating to using environment as a necessary structure for the play-
the object. In this intermediate area, we infer a third ing process to get started. How is this primary
element escaping the duality inherent in the concept structure transmitted to the infant? Are we left
of self-object. This has an important implication for with a concept of primary identification? Not
psychoanalytic technique. The destructive activity, necessarily, I think.
Winnicott says, is the patient's attempt to place the Piera Aulagnier ( 1975) has proposed that we
therapist outside the area of omnipotent control, or differentiate levels of representations of relations,
in other words, placing him/her out there in the reserving the term identification to the register of
world. Without the experience of destructiveness, the I. What is essential is that this very early form
the patient will never conceive the analyst outside of representating does not surmount to represent-
and will go on using the analyst as a projection of ing an object, but rather an activity through which
part of the self. "In terms of feeding, the patient, the primitive psyche represents itself as a repre-
then, can feed only on the self and cannot use the senting agent. This is not far from Winnicott's idea
breast to become fat. The patient may even enjoy of creativity, which is not simply perceiving, but a

106
deliberate relating of ourselves to our perceiving. Winnicott (1962) asks, "is there an ego from the
It is the activity of perceiving that has an element start?" And he answers "that the start is when the
of a Me in it. What is supplemented to this idea ego starts" (ibid., p. 56). I take this to mean that the
of the self, constituted as a first representation of ego Winnicott is referring to is not the adaptive ego
the I- or Me-element reflecting its own activity, is of Hartmann's biological foundation of the human
an outline of the other addressing this very first being. In the same text, Winnicott suggests that we
representation of a representing agent, in accord- may study the ego long before the self has any rel-
ance with Aulagnier and Laplanche. evance. "The word self arrives after the child has be-
Differentiating between the primal and the pri- gun to use the intellect to look at what others see or
mary, Aulagnier introduces the thesis of a develop- feel or hear and what they conceive of when they
mental stage prior to that of primary phantasy meet this infant body" (ibid, p. 56). We might con-
formation, but not outside the sphere of represen- clude, as Pontalis (1977) does, that when talking of
tation. Introducing the concept of the pictogram, the ego we are talking at the level of its correlative:
she says: "My hypothesis concerning the picto- the object relationship, while the capacity to use an
gram postulates its co-presence, in a locus fore- object is correlative to the self.
closed to the I, where the I cannot hear it, during Winnicott's term "the use of an object" desig-
any thinking, any experience, any production nates a process of symbolising, and what he terms
claimed by the I as its work and its property" (Au- self is not a structure and even less a simple rep-
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lagnier, 1975, p. 33). Experiences of schizophrenic resentation, but rather an area delimited by a
patients have necessitated a postulation of a rep- primitive ego.
resentation forever unthinkable to any subject, but The psychoanalytic situation is first and fore-
nonetheless being part of the represented world. most the designation of an area, where the analyst
In a psychosis, the pictogram is acted out as some- as the concrete other can be recognised as the
thing unthought, even unthinkable. other, which is forever lost, and which cannot be
The pictogram is the first representation that is reached, but only roughly articulated. It is the es-
given by the very first psychic activity, reflecting sence of what we call transference. To understand
both the activity and the activation made by what this essence, it does not help to think in duality of
Aulagnier calls "the primal". It is important to self and object. We are too inclined to a superficial
understand, she argues, that this activity - and as consideration, seeing a shift from a primary object
a consequence the first delineation of the activat- to an analytical object. This analytical object is the
ing primal - encompasses the other. Being first of articulation of the other's voice within the frame
all body, the primal will form its first pictogram of the original self-other, which only with assist-
as a representation of the prototypical relation be- ance from the analytical object can be interpreted.
tween the psyche and the world in what is termed The transference in the neurotic, Aulagnier ar-
the "zone-object complementary" or for Winnie- gues, "requires not only libidinal cathexis of an
ott the inextricable mouth-breast unity. This unity, image projected on to the analyst ... but that a
however, is forever fragile because the breast only demand addressed to the knowledge of the
as illusion belongs to the I or Me existing in the Other, is transferred to the [analytical] situation"
psyche as a never understood message from the (Aulagnier, 1975, p. xxvii), thus reminding us that
other. This is the "enigmatic message", one might the psychoanalytic cure is not only a hermeneutic
say, according to Laplanche (1997). enterprise, but an encounter where something in
There is in Aulagnier's thinking a radical de- the subject desires something from the other.
centred conception of subjectivity, which - al- A great part of the transformation happening in
though not made explicitly so in Winnicott- never- the analytical situation is not available to conscious
theless echoes his ideas, and, which is very far from life. Empathy- as Kohut seems to suggest- is there-
Kohut's theory of subjectivity in spite of the con- fore not enough (Green, 1972, 2000). We must con-
cept of self-object. "The first recognition of an out- struct, articulate or, in other words, create a trans-
side-self derives from a first relation of identity in ference object. And because this does not have ob-
which the recognition of an "otherness" is both rec- jective existence, it can neither be observed nor
ognised and denied- recognised in the way a double recognised through introspection or empathy. The
whom I know is not me may be recognised, denied object is indeed created as a recognised outline of
because for the reality of difference is substituted the other who is not me, but something that we can
the illusion of sameness." (Aulagnier, ibid., p. 25). only construct. One is mistaken in defining psycho-

107
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- - (1985). Psychology and the Humanities. New York:
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