THE FORGING OF
POWDER METALLURGY PREFORMS
by Joel S. Hirschhorn and Roger B. Bargainnier
The forging of powder metallurgy preforms in
closed dies is a relatively new technology, especially
for ferrous materials, The best features of two estab-
ished technologies are melded into a manufacturing
process that offers increased design freedom and im~
proved properties at reduced costs for a variety of
engineering components,
This review emphasizes a discussion of the unique
technical and economic aspects of the process, the
latitude of possible process variations, and the need
for development work in potential problem areas,
INTRODUCTION
Of the metal working techniques that are based on
the use of powders, green (as-pressed) compacts or
sintered materials, the one that offers the greatest
potential for widespread commercial exploitation is
the hot forging of powder metallurgy preforms in
closed dies. This area of “P/M forging,” particularly
with regard to ferrous materials, will be critically re-
viewed, The subject is difficult to treat because it
involves two different technologies and presently
there is a dearth of published data necessary to com-
pletely evaluate the process. There is a need not only.
for research in several areas (to be discussed), but
also for improved dissemination of information gen-
erated in industry, and for greater communication
between specialists in powder metallurgy and forg-
ing.
J. S, HIRSCHHORN is Associate Profesor of Matollrgicol Engineer.
ing ot the University of Wisconsin, Medison, Wisconsin. R. B. BAR-
GAINNIER iz current oztocioted withthe Univesity of Wisconsin
while on leave from the Chemical ond Metllusicl Dit, Sylvania
Electie Products, In. Paper presented at the Second Inter Ameri-
can Conference on Matrils Technolgy, Mexico City, August 24-27,
1990
ra
semen
DENSITY (Ye theoretical)
Fig. 1Dependence of impact strength on density for two diferent
types of iron powder forgings?
PREFORM FABRICATION
It is the manufacture of the forging preform that is
based on powder metallurgy technology. In this see-
tion the basie aspects of preform manufacture will be
considered, and in the subsequent one its design and
control. The first major problem is the selection of
the powder from which to make the preform. There
is a host of powder and particle characteristics of
importance with respect to the fabrication of a com-
pact.’ A most important point is that these character-
SEPTEMBER 1970, JOURNAL OF METALS—21istics take on greater or lesser importance when
considering P/M forging preforms relative to con-
ventional P/M products. The most important of these
factors will be discussed
Powder purity and the precise nature and form of
the impurities present are extremely important for
preforms. The rather large amounts of porosity in
‘most conventional P/M parts signify that virtually
all properties are considerably less than those of an
equivalent material at full theoretical density. How-
ever, for P/M forgings, at or near full density, the
dominant effect of residual porosity on properties is
replaced by classical metallurgical considerations re-
lated to property degradation. Most important is the
effect of impurity inclusions, particularly on ductility
and impact strength. Some methods of powder pro-
duction tend to cause nonmetallic inclusions 10 be
present in the resulting powder. This is usually the
case for reduction techniques, such as the reduction
of iron ores or mill seale, Unreduced oxides or other
mineral impurities are likely to be unaffected by sub-
sequent processing. On the other hand, powders pro-
duced by atomization of a molten metal or by elec-
trolytie deposition tend to have higher purities and
fewer, if any, impurity inclusions.
This effect is illustrated quite forcefully in Fig. 1
‘The impact strength of two types of pure iron P/M.
forgings is shown as a function of density. The high
purity atomized powder leads to the normal sharp
increase in strength as full density is approached,
However, the sponge iron type, which contains sub-
stantial amounts of inclusions, does not show this im-
provement—without which the forging of P/M pre-
forms has no meaning or commercial significance,
‘Thus, there will be greater emphasis on the use of
the highest purity and often more costly powders for
forging preform manufacture,
‘The particle size distribution is likely to have a sig-
nificant effect on the preform forgeability and on the
properties of the final product. This may be related
to differences in impurity content, grain size, or the
amount and nature of porosity. There has been little
‘work in this area. There is some indication for fer-
rous preforms that larger amounts of the coarser
size fractions are beneficial, or at Ieast not detrimen-
tal. This could lead to lower powder costs because
such fractions are usually removed or minimized, at
added cost, for powders used for conventional P/M
products.
Data illustrating a particle size effect for beryllium
P/M forgings are given in Fig. 2. Although the total
‘oxide content and final grain size were similar for the
two types of powders, the smaller particle size led
to the highest impact strength for the optimum post-
forging heat treatment of 1400°F (760°C), es-
pecially at the lower forging temperatures. The pre-
cise nature of the residual oxide dispersoid in such
forgings is the likely reason for the differences ob
served. Similar results were found for yield and ten-
sile strengths.
22—JOURNAL OF METALS. SEPTEMBER 1970
400 F treatment
1900 F treatment
20 Micron
Impact Energy, felb
F 1400 1600 Ye00 2000
ei ey
c ‘300 900 ‘000 Toe
Forging Temperatures
Fig. 2Dependence of impact strength on forging temperature for
1400" (760°C) for 8 hr ond furnace ci
1900°F (1038°C) for 6 hr and quenched i
Because alloys and not pure metals will represent
the bulk of P/M forgings one must carefully consider
powder composition for preform use. Traditionally,
in powder metallurgy, either a mixture of the appro-
priate powders (such as iron and graphite for steel)
‘or a prealloyed powder made by atomization in which
each particle is the true alloy has been used. The
major disadvantage of the first approach is that a
subsequent high temperature treatment, such as sin-
tering, is necessary to have adequate diffusion and the
formation of a true alloy. That of the second one is,
the redueed compressibility (ability to obtain high
green densities at low compaction pressures) caused
by the increased strength and resistance to plastic
deformation of the individual particles. However, for
P/M forging the second approach has two major ad-
vantages, namely (1) high compressibility is no
longer a major consideration; the preforms will have
relatively low densities and densification will be ac-
complished by hot forging, rather than by cold die
compaction used for conventional P/M structural
parts requiring high densities; and (2) there are eco-
nomic benefits associated with lower sintering tem-
peratures which, when coupled with hot forging,
can produce a metallurgicaly sound material without
substantial diffusion of alloying elements.
‘Thus, it is reasonable to expect that ferrous alloy
preforms will be made from high purity, prealloyed
atomized powders with a relatively large averageparticle size. Special grades of powders, including
pure iron, designed especially for forging preforms,
will probably be developed soon by powder pro-
ducers.
‘Transforming a mass of loose powder into a green
compact with sufficient strength to allow handling
has traditionally been accomplished by pressure com
paction in a rigid die, In the produetion of conven-
tional structural P/M parts, compaction is used to
control densification, shape, and to some extent, di-
mensional tolerances. However, forging preforms will
not necessitate high green densities or very close di-
mensional control. There is still considerable debate
regarding the extent of shaping of the preform (to
be considered in detail in the next section). These
differences promote the possible use of less common
powder consolidation techniques instead of die com-
action. Indeed, die compaction has several im-
portant limitations. Uniaxial pressure application
‘and ejection of the compact from the die restricts
compact height to diameter ratios and shapes,
Powdered lubricants are usually mixed with metal
powders to achieve sufficient lubrication for both
compaction and ejection; they can lead to serious
property degradation of the final product and in-
creased costs related to lubricant removal during
subsequent processing.
Isostatic compaction is one alternative that is re-
ceiving considerable attention, In this method rub-
bery or flexible molds are filled with powder, sealed
and then immersed in a fluid that is subsequently
pressurized. In this manner pressure is applied quite
uniformly on all or most of the surfaces of the pow-
der mass. The mold is subsequently stripped off the
green compact and either reused or discarded, More
sophisticated systems make use of permanent tooling
whereby the compact can be easily removed when
the pressure is released. The chief advantages of
isostatic compaction are that very complex shapes
and large sizes can be produced. And in most cases
admixed lubricants can be eliminated, The tooling
usually can be made quickly and at low cost com-
pared to rigid die tooling; this facilitates experi-
‘mental work and short runs. Traditionally, this tech-
nique has not achieved widespread use for metal
structural parts production (in contrast to billets
and ingots, particularly for refractory metals) be-
cause of lower compaction pressures, poorer
mensional control and lower production rates as
compared to die compaction. However, forging pre-
forms essentially eliminate the first two disadvan-
tages; and the third is being overcome by advances
in equipment design, Additionally, this method tends
to yield higher green strengths; this is important for
some atomized prealloyed powders,
Slip casting is another powder consolidation
‘method that is being studied for preform applications.
In this case a slurry containing the powder and
various chemical additives is poured into a permeable
mold through which most of the liquid can pass,
No pressure is applied. Low density compacts result,
and these must be treated to remove residual mois-
ture and the chemical additions. The technique is
particularly attractive for the production of complex
shapes made from powders with poor compressibility
and green strength for pressure compaction. This
approach is being studied for spherical, prealloyed
atomized powders of various types of superalloys, as
‘well as die and isostatic compaction,"
When considering the normal powder metallurgy
process it is customary to sinter green compacts in a
suitable protective atmosphere. For powder forging
it is possible to deviate significantly from the tradi-
tional scheme, Instead of sintering the green com-
pacts, the preforms, in a normal manner, one may
envisage combining sintering and forging preheating
(or soaking). There are obvious economic advantages
to combining the two thermal treatments; however,
there are a number of technical problems that still
remain to be solved.
First, consider a conventional sintering scheme.
Continuous, mesh-belt sintering furnaces are gen-
erally used for structural parts. These contain a pre-
heating zone for lubricant burnoff, a hot zone for
sintering, and a cooling zone. Two types of preforms
could lead to desired or mandatory changes in fur-
nace design. Preforms made by a compaction tech-
nique not requiring admixed lubrication would per-
mit a major reduction in the size of the first furnace
zone; it would only have to heat the compacts at a
reasonable rate. A more serious problem is that many
potential preforms would be quite large and heavy
in comparison to contemporary P/M parts, This could
lead to: larger furnaces to accomplish lubricant
burnoff, heating and cooling; longer times in the
furnace; and either reductions in furnace loading
because of insufficient belt strength, or the use of
different types of furnaces, such as pusher types.
If sintering is carried out at the forging site, then
an efficient procedure would be to cool the preforms
only to the forging preheat temperature, rather than
to one near ambient temperature. This approach
‘would simply necessitate redesigning the cooling zone
and placing the furnace near the forging equipment.
‘The productivity of both the furnace and the forging
equipment would have to be matched, or with a
suitable plant layout one furnace could supply
several forging stations.
‘The process can be improved still more if the
sintering temperature is lowered, and approaches
that required for forging. For example, sintering of
ferrous materials is normally done at '2050-2100°F
(1120-1150°C), whereas work to date indicates that
forging of ferrous P/M preforms can be done at 300-
700°F lower, Either short continuous furnaces or
batch furnaces (possibly conventional forging pre-
hheat furnaces) could then be utilized. Probably the
single most important factor in allowing this redue-
tion in sintering temperature would be the use of
prealloyed powders, considered earlier, and the use
of suitable atmospheres. The latter is particularly im-
portant for carbon steels, for which atmospheres
SEPTEMBER. 1970, JOURNAL OF METALS—23having desired carburizing potential could facilitate
the use of lower temperatures and, possibly, the
elimination of graphite powder in the original powder
‘The advent of powder forging has increased in-
terest in totally different approaches to sintering. The
use of induction heating for ferrous materials is
being studied for sintering-preheating applications."
Potential advantages include: the attainment of very
high temperatures virtually impossible to achieve
economically with conventional furnaces (of particu-
lar interest for blended elemental powder approach
for complex alloys); very short processing times;
reduction in floor space requirements; reduction in
atmosphere requirements; and reduction in capital
‘equipment, operating, and maintenance costs.
PREFORM DESIGN AND CONTROL
Perhaps the greatest challenge is preform design
which is closely associated with the forging step. A.
fundamental consideration is the shape of the pre-
form. It must be firmly recognized that for P/M pre~
forms the forging step has the major function of
material densification in addition to controlling shape
and dimensions. There are those who argue that a
relatively unshaped or “slug” type of preform should
be used. The reduced strength of the porous material
could conceivably permit a simpler forging operation
(considered in detail later) as compared to conven-
tional practice, although considerable material flow
‘would be required to achieve the shape. The alterna-
tive approach, that appears to offer greater potential,
is to use an appropriately well shaped preform.
Densification would still necessitate some material
flow; however, the forging step and the necessary
tooling would. be simplified substantially. Dimen-
sional control may also be improved. An example of a
shaped preform and the resultant forging is shown in
Fig, 3. The degree of shaping introduced by the origi-
nal preform compaction step must be optimized for
the specific part and preform fabrication and forging
methods employed. Considerable shape can be eco-
nomically introduced by both die and isostatie com-
action.
Preform density must also be critically evaluated.
A major advantage of powder forging is the vastly
improved forgeability of the P/M preform as com-
pared to similar materials at full density. This im-
provement is directly related to the presence of
porosity and the concomitant reduction in strength
of the preform. In addition, preform fabrication can
be more economical by specifying relatively low
densities. The yet unanswered question is the possible
problems that may arise with relatively large
amounts of interconnected porosity in the preform,
‘The two most serious ones appear to be internal
oxidation and, for carbon steels, decarburization
prior to and during forging. Both of these, however,
probably can be eliminated by the use of proper sin-
tering-preheating atmospheres and well-shaped pre-
forms.
24—JOURNAL OF METALS, SEPTEMBER 1970
The sintering-preheating atmosphere can be re~
tained in the preform porosity upon its removal
from the furnace. The atmosphere should have both
oxide reducing and, if necessary, a proper carbon
potential. If the preform is forged quickly the atmo-
sphere can protect the interior of the material, as
well as the surface, as it emerges from the interior
and forms a protective envelope In addition to fast
transfer from the furnace to the forging equipment,
a shaped preform would facilitate the forging per se.
‘The usual objective is a one-step (one die or impres
sion) forging, This, coupled with the expected lower
forging temperatures (also related to increased
forgeability) should minimize or eliminate these po-
tential problems. At present it appears that pre~
forms with 15-80 vol. porosity will be acceptable,
If a powder contains large amounts of fine particles,
(minus 325 mesh), the case for some nonferrous
types, it is possible to have substantial amounts of
closed or isolated rather than interconnected porosity.
This would normally promote material contamina~
tion and, possibly, lower forgeability because of the
greater difficulty in densification,
‘The degree of preform shape and density is closely
linked to the material's response to hot forging. A
marked difference for porous preforms is that much
of the apparent strain or movement of the material
during forging (assisting die filling) is related to
densification and not plastic deformation of the solid
metal. The reduction in pore volume Ieads to an
overall reduction in volume for the workpiece. The
stresses required to achieve substantial densifica~
tion at elevated temperatures are relatively low.
However, once at 95-98% of theoretical density the
material becomes quite resistant to further densifica-
tion (an apparent work-hardening). At the end of
the forging stroke considerable pressure would have
to be applied in order to achieve complete densifiea-
tion. This would be accompanied by substantial plas-
tic deformation of the metal. The optimum situation
is to apply only as much pressure as required to
achieve full density and complete die-flling to
achieve the final shape, dimensions and properties,
Flashless forgings are the usual objective with the
preform approach; this will be considered in the
next section.
For powder forging to succeed, considerable atten-
tion must be given to preform control. If sintering is
combined with preheating, then adequate quality
control must be emphasized after the initial compac-
tion step, The weight of the preform will probably
be the most eritieal factor. It may have to be con-
trolled to within +1° to achieve the desired dimen-
sional control, densification, and elimination of flash.
Preform density must be adequately controlled to
‘minimize variations in density (forgeability) and
dimensions of the hot preform. The latter is particu-
larly important with respect to rapid insertion of the
hot preform into the die.Fig, 3lllustration of shoped titanium P/M preform, let, ond os
forged trunnion Foro jet engine, right"
FORGING SEQUENCE
Fis, 4Compariton of forging vequences for contentional technique
sartng with bor stock and powder metollurgy technique starting
with preforms.
FORGING PRACTICE
Fundamentally powder forging should be a very
simple process, as illustrated in Fig. 4. With adequate
preform porosity (forgeability) and shape only one
application of force need be applied. Some technical
aspeets of the forging step will now be considered,
A major difference will be forging tooling. In addi-
tion to an obvious reduction in the number of dies
required, the type of tooling will probably be
markedly different than currently used matched im-
pression type dies with flash openings. Most of the
current work is with “insertion” or “entry” tooling;
that is, the moving ram carries an upper tool that
enters die cavity, and then contacts the hot pre-
form, This scheme is analogous to conventional-die
powder compaction tooling, and is an obvious con-
sequence of the greater activity within the powder
‘metallurgy industry as compared to the forging one.
‘This approach also lends itself to the use of a care-
fully controlled preform and the elimination of flash.
‘There are, of course, some restrictions on part shape
with this type of tooling. Also, adequate drafts must
be used to allow ejection, with some type of lower
tool motion, or hand removal of the forging.
In general, problems associated with tooling, par-
ticularly materials of construction and life, will be
alleviated by the lower temperatures and, possibly,
pressures associated with powder forging. Although
there may be less problems associated with die 1u-
brication, current practices, including die heating,
are likely to be continued. Relatively small clearances
between the moving tooling and the die will be re-
quired to eliminate metal extrusion and flash forma~
tion, Proper die filling is likely to be a major prob-
lem, Preform densification during forging is a form
of work-hardening, Those regions of the preform
near the surfaces initially in contact with the tool-
ing will densify first and are likely to be difficult to
flow relative to the tooling, Thus, early in the stroke
fa barreling effect may occur, Subsequently, when
friction is overcome these same regions may be the
first to undergo true plastic deformation, and an in-
verse barreling may occur. Only with sufficient pres-
sures and proper preform and die design will com-
plete densification and die filling be insured. “Dead-
metal zones,” associated with regions of little or no
plastie deformation," may be replaced by “low dens-
ity zones’ as a type of forging defect. These will most
likely be in the central regions of the larger size
forgings, particularly when the maximum pressure
isonly marginally adequate
‘The present types of forging equipment are likely
to be used for P/M forging. Much of the current work.
ig being done with presses rather than hammers be-
cause the former are available in powder metallurgy
operations, There have been some problems with
insufficient pressures leading to incomplete densifica~
tion." Fundamentally it may be best to have a rapid
Initial application of force to the preform followed
by a relatively slow, high pressure squeezing action.
‘This sequence would take advantage of the original
weakness of the preform prior to “working” the ma~
terial to its final density and shape. The effects of
rate of pressure application on forgeability, die filling,
tool life, and densifieation require investigation.
High energy rate forming (HERF) techniques are
also being evaluated for P/M forging,
SEPTEMBER 1970, JOURNAL OF METALS—25Some data illustrating in a limited manner what
can take place during P/M forging are given in Table
I. Although the work was done some time ago under
the guise of “hot pressing of iron powder,” it more
closely resembles P/M forging,
STRUCTURE, PROPERTIES
AND EVALUATION’ OF P/M FORGINGS
‘The problem of achieving complete densification
during forging has already been alluded to. There
are several important aspects of this. The sharp in-
crease in properties as full density is approached,
as illustrated in Fig. 1, can be the basis for several
of these problems. Very small departures from full
density can signify large reductions in resultant
properties. Whatever the intended density of the
forging, and it usually will be 100% of theoretical,
allowable deviations for commercial practice must
be very small—perhaps fractions of a percent. It
should not be overlooked that there may be many
cases where it is prudent to design a P/M forging
fon the basis of a density in the 95-98% theoretical
range, if property specifications are met,
‘The consequences of small differences in density
place great emphasis on density measurement. Two
problems arise, First, the accuracy and reproduei-
bility of the measurement technique must be of the
highest caliber. Second, density variations within a
part must be considered, and probably evaluated by
sectioning techniques. Small amounts of residual
porosity in critical load bearing regions could lead
to catastrophic failures, To emphasize the amount of
porosity in the material, density shall be expressed
fas a percent of theoretical density rather than in
units, such as g/cc. However, a practical problem is
the selection of the full density value. Differences
in alloy composition and impurity content for P/M.
materials compared to cast and wrought forms can
lead to errors. It is not uncommon to calculate a
density value that appears to be greater than 100%
of theoretical. Also, it should be remembered that
wrought and, especially, east materials often contain
small amount of porosity which is reflected in some
experimental values.
Nondestructive testing techniques should be de-
veloped for density control, Elastic properties are
very sensitive to density variations, and sonic mea-
surement techniques have been used successfully.”
Variations within a forging should be detectable.
Pore shape variations can be extremely important;
metallographic examinations may be required to
elucidate this feature.
‘The basic nature of the metallurgical structure of
P/M forgings is likely to be quite different than that
of conventional forgings. The four most important
areas are: homogeneity of structure; grain size; di-
rectionality of structure; and impurity content’ and
form,
Prealloyed or mixtures of elemental powders will
normally lead to very homogeneous structures. The
various types of gross segregation present in cast
ingots and eventually wrought forms and forgings,
26—JOURNAL OF METALS, SEPTEMBER 1970
ication of iron preforms”
Eleetolie rn, powder die pested at 20 tat te rectanguly com-
eee pete ot if el dees ake othe
Ie plent cs o emperatas and tine at peau a slaves
such as banding, will not be present in P/M forgings.
‘This should improve most properties.
‘The relatively small particle sizes in the initial
powder and limited grain growth during sintering-
preheating and forging should lead to smaller grain
sizes than in conventional forgings. At low tempera
‘tures this normally is advantageous for strength and
duetility, whereas for materials, such as superalloys,
used at elevated temperatures this is a serious dis-
advantage.
Considerable plastic flow is associated with con-
ventional forging. This is usually evidenced by a
highly oriented grain structure and distinct flow
lines. This leads to highly anisotropic properties.
Often, high strength in one direction is considered
an advantage; however, reduced properties in other
directions can lead to problems. As pointed out
earlier the amount of true solid plastic strain in
P/M forging is quite limited. Thus, there should be a
more equiaxed structure and much greater uniform-
ity of properties in all directions.
For many materials the impurity content is likely
to be less in a P/M forging. Perhaps, more probable
is a difference in the type and form of the impuri
For example, in ferrous forgings there may be fewer
inclusions but more dissolved gases. Much depends
fon the condition of the original powder and the
sintering-preheating atmosphere.
If, indeed, there is a more isotropic structure in
P/M forgings, property determination is simplified
somewhat. However, more study is required to vali~
date this point. Exact test procedures may require
more consideration. For example, impact testing of
conventional sintered materials is done with un-
notched bars because of the presence of porosity,
However, P/M forgings should be evaluated with
standard notched bars.
‘Two other practical problems remain to be fully
evaluated, Some data being obtained for P/M forg-
ings actually pertain to preforms forged without re-
straint (upsetting). Consequently, there may be dif-
ferences in structure and properties. Additionally,Table Il_Properties of ferrous P/M forgings"
wy,
Dievforeed Proform) TL 0 as
eee ars acted ba oy
SST ce vss non“
SEE tithe ote a econo Soh
test specimens are usually machined from a forging.
It should be recognized that the true external sur-
faces of the forging may be quite different than the
Interior. There may be a more deformed structure,
less porosity, and a region of greater oxidation or
decarburization, Thus, the properties, particularly
fatigue strength, of ‘the actual forging may be
markedly different. Metallographic examination is
required to delineate such surface features.
Table I contains some mechanical property data
for some ferrous P/M forgings. At or near full density
such materials have properties similar to those of
conventional forgings of the same materials. Sim-
ilarly, it has been shown, for P/M forged 4840 steel
at full density, that the Jominy end quench harden-
ability curve is identical with that obtained on fine
rained wrought material.” Some of the data in
Table II illustrate little effect on properties from the
use of lamp-black coatings to facilitate forging, or the
presence of sulphide inclusions to improve ma-
chinability. For the 4650 steel the effect of 2° poros-
ity can also be seen; the reduction in ductility is
much greater than that for strength.
Similar data for nonferrous materials are given in
‘Table Il, In this case comparative data are given
for either sintered, cast or conventional forged ma-
terials. Here too the potent effect of porosity on
ductility can be observed. In most cases the proper~
ties of fully dense P/M forgings are similar to those
of conventional forgings with approximately the
same level of impurities. Higher gas contents in the
former sometimes lead to greater strengths but lower
ductilities. An important point is that some very
‘complex nonferrous alloys now considered unforge~
able can be P/M forged.
‘Table IIProperties of nonferrous materials
pes SE Se
ECONOMIC BENEFITS
In a recent survey” concerning P/M forging the
question was asked: “For any application, present
or future, indicate why you fee] P/M forgings should
be used ‘to replace parts now made by another
method.” The overwhelming majority, 84.1", men-
tioned cost as a main consideration, Considering the
simplicity of the process, as shown in Fig. 4, this
viewpoint is expected for the forging industry or
companies that consume parts made by a variety of
techniques. The most important reasons for this
reduction in cost can he summarized as follows:
1) reduced forging steps—ideally one blow in one
die;
2) reduced forging pressure allowing the use of
smaller forges;
3) reduced forging temperatures making preheat-
ing less costly;
4) reduced tool costs due to above factors:
5) reduction in skilled forging personnel;
6) reduction in serap due to elimination of flash
and secondary machining operations;
7) reduction or elimination of various secondary
operations due to elimination of flash, improved
dimensional control and improved surface fin
ish;
8) improved reliability, less rejections related to
fewer and more simplified operations and
‘greater consisteney of forging stock (preforms)
Inherent in this evaluation is the fact that preform
manufacture when coupled with the above factors
represents a reasonable fraction of the total cost
Indeed, from @ powder metallurgy viewpoint pre-
form manufacture is considerably less costly than
P/M finished products.
‘There are, of course, many engineering factors
that can be cited for the use of P/M forging, leading
to improved properties and performance. Chief
SEPTEMBER 1970, JOURNAL OF METALS—27among these are: closer tolerances, improved me-
chanical properties and greater shape complexity.
Some examples of conventional forgings for auto-
motive applications made by the P/M preform ap-
proach are shown in Figs. 5 and 6. Although there
are some ferrous and nonferrous P/M forgings in use
today, the significant breakthrough awaits adoption
within the automotive field. This is expected shortly.
Also included in Fig. 6 is an example of the use of a
composite bimetallic P/M preform. This concept and
the introduction of entirely new alloys achievable
only with the use of P/M preforms can be the basis,
for entirely new and expanded forging markets. An
example of a complex P/M forging made in Japan
is shown in Fig. 7.
Evaluating P/M forging from the perspective of
the powder metallurgy industry is also necessary.
‘The greater activity in this industry as compared
to the forging one is based primarily on potential
new markets. Fundamentally, the most important
factor is the high density levels and concomitant
improved properties that would allow the P/M fabri-
cator to compete with castings and forgings, particu-
larly for large sizes. Even if only the preforms were
‘manufactured, it would represent new markets, Also
of importance is the possible simplification of alloy
compositions and processing, particularly heat treat~
ing, that would result from replacing conventional
sintered materials with P/M forgings. There would
be considerable savings in capital equipment costs
because of the less complex compaction and sinter-
ing-preheating equipment required.
COMMERCIAL EXPLOITATION
‘The present uncertainty of the future of P/M forg-
ing is related to a number of factors. First, there
is the intriguing question of who will exploit this
process. Four distinct groups are active: P/M fabri-
ators, forging companies, diversified in-plant opera-
tions (notably the automotive companies) and
powder manufacturers, The latter have the most to
gain. Whoever uses the process, powder producers
will benefit, Indeed, considering the widespread in-
creases in both ferrous and nonferrous powder
production capacities, their future is virtually de-
‘28—JOURNAL OF METALS, SEPTEMBER 1970
Fig, S—Automobile engine connecting 10d;
forged condition, left, ond finished condi-
tion, including both sleeve and on cil im
pregrated becting, right
pendent on the adoption of this approach within
the next few years, Ferrous P/M preforms could
easily double or triple the consumption of ferrous
powders. Diversified in-plant operations have the
advantages of: Integrated technical know-how in
applications, powder metallurgy and forging; greater
resourees for development work; and the economic
leverage associated with high volume production.
Although P/M fabricators have considerable incen-
tives and the aid of powder producers, they usually
lack adequate expertise in the art and science of
forging, It is somewhat surprising that the forging
industry, particularly ferrous oriented companies,
has not expressed greater interest in this field. From
forms: top,
cooted idler shots; bottom, sectioned valves showing compete
onstruction resulting from use of bimetallic preform =Zofia 6 67 6 8 HO as
tool made by powder forging”
@ purely technical viewpoint the most efficient and
economical use of P/M forging will probably depend
more on the optimum use of the forging step rather
than on preform manufacture or sintering-preheat-
ing. The introduction of preform manufacturing and
sintering capabilities into existing forging operations
is technically and economically feasible and reason-
able, The purchase of sintered preforms from an
outside source should also be a competitive approach
with many products. The reduction or elimination of
equipment and personnel currently associated with
preparation of the forging stock should not be over-
looked. Acquisitions among forging and P/M com-
panies are likely.
‘The image appears to have been well formed al-
ready. In the survey referred to earlier the question
was asked: “If you were in need of a P/M forging,
would you expect to: Make it yourself?—Purchase
from a P/M fabricator?—Purchase from a supplier
of forgings?—Check both P/M fabricator and sup~
plier of forgings?” The responses were 8.1%, 64.9%,
12.6% and 14.4%, respectively. Clearly, P/M fabrica-
tors are recognized as the leaders in this area.
Naturally, there are competitive techniques, Con-
siderable activity has already occurred in the devel-
opment of cast preforms. Advances continue to be
made in alloying and processing for sintered ma~
terials, many of which can now compete with forg-
ings. And there is likely to be some developments
in forging and casting technology mitigating some
of the advantages noted earlier.
There is little question concerning the need for
substantial amounts of hard data on all aspects of
P/M forging. The lack of disseminated information,
necessary for proper decision making, is partially
responsible for the reluctance of many companies to
pursue this approach. Industry sponsored research
and development work at universities and indepen-
dent laboratories is needed.
Lastly, it should be noted that P/M forging offers
great potential for the less technologically developed
nations. I simplifies both forging and powder metal-
lurgy operations. Whereas new powder metallurgy
operations are difficult to establish because of the
need for highly knowledgeable and trained personnel
and complex equipment, forging operations already
in existence could be used as a base for efficient
P/M forging endeavors. The basic simplicity of the
process, particularly the reduction in the quantity
and complexity of tooling, make it suitable for low
to moderate levels of production.
CONCLUSIONS
1, The advantages of using P/M preforms will lead
to reduced costs for consumers, and to new and ex-
panded markets for P/M and forging companies. This
growth is being spearheaded by automotive applica~
tions of ferrous materials.
2, The preform concept offers expanded latitude
for component design, materials selection, powder
consolidation methods, and forging practice. How-
ever, to attain the highest possible levels of tough-
ness and ductility, proper choices must be made to
achieve fully dense forgings free from deleterious
impurities.
3. To accelerate the commercial acceptance and
exploitation of the preform concept, more data on
the entire process must be generated and dissemni-
nated,
REFERENCES
“doer J 8: Die Re) Rete tage we
nee Bight ro gfe PM ano
via ad Praca, Rll Bok’ orgs New York, i nok,
iRinaws'R, “anew Developments in igh Bena. High, Com.
renbiuy Fern Powders, ARTA Tech: Paper EMOD 65,196
Rely. Wks Pubrcstr Proven termined by T-6ALAV Ps
Machine Design Rear Actioh Report on Ref, 8, Oct. 1968
2Gainon: BBs Nene Deanne > Revue Sioa Matera,
Acknowledgment
SEPTEMBER 1970, JOURNAL OF METALS—29