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Abstract
Analysis of absorbed organic molecules in groundstone could provide a valuable means to study resource use and processing in antiquity. The
following study analyzed extracts from the surfaces of several central California milling tools to assess whether organic residues remained from
prehistoric resource processing. It also sought to determine which source identification methods are likely to be successful at providing infor-
mation about the type, or even the specific identify, of resources that were processed. Lipids (primarily fatty acids) were analyzed using GCeMS
and the presence of phenolic compounds was assessed with UV-Vis spectroscopy. Milling surfaces were compared to previously broken surfaces
from the same tool with the assumption that both surfaces had been exposed to similar post-depositional conditions. Results supported the pres-
ence of ancient residues in milling tools. A higher concentration of fatty acids was recovered from milling surfaces than paired broken surfaces.
Furthermore, measurable amounts of azelaic acid (an oxidation product of some unsaturated fatty acids) were present in most milling surfaces,
but not in broken surfaces. However, results also indicated that environmentally absorbed lipids formed a significant portion of the total lipid
content. Thus, it is suggested that future analyses employ a biomarker approach, rather than criteria based on ratios of common fatty acids, to
identify sources of organic residues in prehistoric milling tools.
2006 Elsevier Ltd. All rights reserved.
Keywords: Gas chromatographyemass spectrometry; Lipids; Fatty acids; Phenolic compounds; Groundstone; Milling tools
0305-4403/$ - see front matter 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jas.2006.10.028
1380 T. Buonasera / Journal of Archaeological Science 34 (2007) 1379e1390
molecules might also inform us about the preparation and use 1.1. GCeMS and lipid analysis in archaeology
of pharmacologically active substances in antiquity (Edwards
et al., 2004; Hall et al., 1990; Rafferty, 2002, 2006). GCeMS is a powerful analytical tool that allows for the
Despite this potential, very few studies have investigated separation, identification and quantification of extremely
the presence of lipid residues (or other organic compounds) small (109 g) amounts of analytes. Lipids are a broad class
in groundstone tools (Burton, 2003; Quigg et al., 2001). Of of biomolecules that are relatively insoluble in water; they
those that have been undertaken, most assume that essentially include fats, oils, waxes, terpenes and sterols (Christie,
all lipids recovered from milling tools were introduced during 2003; Gunstone, 1999; Harwood and Russell, 1984). They
prehistoric use, and at least one (Quigg et al., 2001) has inter- are good target molecules for archaeology because their in-
preted lipids using identification criteria (fatty acid ratios) de- herent hydrophobicity limits loss through groundwater
veloped for residues from ancient ceramics. This approach leaching. And, although lipids have less taxonomic specific-
may be problematic for many reasons. First, it has been dem- ity, they are present in greater quantities and less susceptible
onstrated that measurable amounts of fatty acids are present to degradation than either nucleic acids or proteins
within the first few millimeters of unmodified/unused rocks (Evershed, 1993; Evershed et al., 1992).
(T. Buonasera, 2005)dthe same range from which samples Fatty acids are the most abundant and commonly occurring
of groundstone are collected (Burton, 2003; Quigg et al., type of lipid; they are long chain carboxylic acids and often
2001). Because fatty acids (and other lipids) are ubiquitous en- form part of more complex lipids (Christie, 2003; Gunstone,
vironmental components, it is possible that lipids absorbed 1999; Kates, 1986). The carbon chains of saturated fatty acids
from the soil could mistakenly be interpreted as the remains are fully substituted with hydrogen, while unsaturated fatty
of prehistoric foods. Second, residues present in groundstone acids contain one or more CeC double bond. Fatty acids are
could differ in important ways from those encountered in ce- abbreviated with the notation Cx:y, where x is the number of
ramics. Most studies of absorbed residues in ceramics have carbon atoms and y designates the number of CeC double
targeted sherds from cooking vessels (Eerkens, 2005; bonds. In general, plant oils contain a greater proportion of un-
Evershed, 1993; Evershed et al., 1991, 1992, 1997, 1999; saturated fatty acids and animal fats have a more saturated
Heron et al., 1991; Malainey et al., 1999; Marchbanks, profile (Christie, 2003; Gunstone, 1999; Harwood and Russell,
1989). This is an important consideration because exposure 1984; Kates, 1986).
to high temperatures not only alters the lipid profile of foods Some analyses have used experimentally determined ra-
(Evershed, 1993; Evershed et al., 1992), butdbecause heat in- tios of common fatty acids to identify whether certain types
creases the fluidity of lipidsdshould also increase the amount of vessels, or ceramics from a given region, were associated
of lipids absorbed. Lipids from milling tools (that have not with a broad resource category such as meat, fish, roots,
been re-used as cooking stones or other heat reservoirs) are un- greens, or seeds (Eerkens, 2005; Malainey et al., 1999;
likely to have been altered in this manner. Finally, the compo- Marchbanks, 1989). Difficulties interpreting these ratios
sition and porosity of rock and ceramic matrices might differ are created by the ubiquity of most fatty acids, potential
in ways that affect the absorption and protection of residues. mixtures from multiple sources, and differing rates of deg-
The following study tested whether residues from ancient radation among fatty acids (e.g. unsaturated fatty acids,
milling activities might remain in groundstone tools. It also like C18:1, degrade much more rapidly than saturated
assessed which methods are likely to provide reliable informa- ones, like C16:0).
tion about the type, or even the specific identify, of resources Other studies have focused on the presence of more
that may have been processed. unique compounds, or biomarkers, as a means to identify
Organic residues were extracted from surfaces of five cen- the use of specific resources or substances (such as pine
tral California milling tools and analyzed. A paired sample resin, cabbage, and tobacco) in antiquity (Eerkens, 2002;
design was employed that compared milling surfaces with Evershed et al., 1991; Garnier et al., 2003; Hall et al.,
broken unused surfaces from the same tools. All broken sur- 1990; Rafferty, 2002, 2006). More recently, many studies
faces that were sampled had a patina and were broken either have employed compound specific stable isotope analysis
during use, or some time after deposition (but well before (CSIA) to provide identifications (Berstan et al., 2004;
excavation). They served as controls for post-depositional Copley, 2003; Copley et al., 2001; Evershed et al., 1997,
absorption and were assumed to contain (predominantly) 1999; Reber et al., 2004; Spangenberg et al., 2006). While
lipids absorbed from the soil. Thus, if any residues from pre- these methods may help circumvent problems such as
historic milling activities were present, milling surfaces were mixing and degradative changes associated with ratios of
expected to have a greater concentration of lipids than broken common fatty acids, they are limited by the infrequent
unused surfaces. It was also expected that types and propor- occurrence of known biomarkers and a lack of detailed
tions of fatty acids in milling surfaces should differ from chemical knowledge about many native plants and
those in broken unused surfaces. GC/MS was used to analyze animals. Often, this necessitates a significant amount of
lipids (primarily fatty acids) and UV-Vis spectroscopy was work be done beforehand to identify markers that are spe-
used to test whether phenolic compounds (potential molecular cific to particular resources, resistant to degradation, and
markers of acorn processing) might be present in some mill- present in high enough quantities to be suitable for
ing tools. detection.
T. Buonasera / Journal of Archaeological Science 34 (2007) 1379e1390 1381
1.2. Regional context The millingslab and handstones all postdate, and the mortar
and pestles all predate, 2500 BP (cal.).
For the following study, milling tools were selected from All artifacts sampled came from curated assemblages that
curated assemblages of several central northern California had previously been cleaned with water. Samples (ap-
sites (COL 158, COL 247, and COL 267, and BUT 294) prox.0.5e2.0 g) were removed from the first 2 mm of rock sur-
(White, 2002, 2003). Together, these sites span a time frame faces using a drill fitted with a carbide steel bit. (For one pair of
from roughly 4500 BP to 300 BP and encompass a shift in very hard surfaces, it was necessary to use a diamond encrusted
milling technology from millingslabs and handstones to mor- bit.) Samples from the same tool were differentiated by labeling
tars and pestles (Basgall, 1987; White, 2002, 2003; Wohlge- A for the milling surface, and B for the broken unused (control)
muth, 1996). The ability to identify residues on milling tools surface. Only broken surfaces with a patina and without signs of
could be important for evaluating relationships between tech- either fresh breaks or re-use were included in testing.
nology and subsistence change in this region. The shift to mor- Of the eight milling tools, two pestles lacked broken, unused
tar and pestle technology, visible after about 2500 BP in surfaces and are not considered further here (but see T.Y. Buo-
central northern California, has long been associated with in- nasera, 2005). In addition, one of the handstones was very no-
tensive acorn processing and a more sedentary lifestyle, while ticeably burned. Because heating between 200e400 C has
earlier concentrations of millingstones are assumed to repre- been shown to destroy all oxygenated organic compounds in
sent the processing of small hard seeds (Basgall, 1987; clay (Johnson et al., 1988), the burned handstone was not in-
Baumhoff, 1963; Driver and Massey, 1957; Gifford, 1971; cluded in paired testing. Thus, only five surface pairs were
Heizer, 1958; Johnson, 1984; Kroeber, 1925; Mikkelsen, used to determine whether fatty acid concentration was greater
1985; Wohlgemuth, 1996). in milling surfaces than in the corresponding broken surfaces.
However, recent archaeobotanical studies in this region Two soil samples were also analyzed for comparison to mill-
have revealed that acorns may have played an important, but ing tool residues. Unfortunately neither sample was truly ideal.
perhaps different, role in earlier subsistence patterns (White, One was freshly obtained from COL 267, and thus not subjected
2002, 2003). Acorns were the dominant large seed recovered to the same length of curation as milling tools from this site.
from all levels at COL 247, and the earliest levels of this The other was (out of necessity) retrieved from a few grams
site predate the regional shift in milling technology by almost of soil found remaining in the heavy fraction of a previously
2000 years (White, 2003). This raises several questions. How processed, but unanalyzed, flotation sample from COL 247.
were acorns processed in earlier contexts? And, how much In order to test lipid absorption and preservation, Blue Oak
was this shift related to changes in the types of resources ex- (Quercus douglassi) acorns that had been dried and stored for
ploited vs. changes in the way they were processeddperhaps about eight months were pounded for one hour with an andes-
related to changes in desired end-products, and/or to changes itic cobble. This experimental pestle was then stored outside
in resource characteristics created by long-term storage (T.Y. for an additional month prior to extraction. The milling surface
Buonasera, 2005; White, 2002, 2003). was sampled at two depths, 0e1 mm (positive control 1) and
1e2 mm (positive control 2). In addition, several fresh acorns
and an old acorn from a Late Prehistoric cache (dated
2. Materials and methods 300 years BP) (White, 1988) were also analyzed.
Eight milling tools were selected for analysis: four pestles, A modified Bligh and Dyer method was used to extract all
one mortar, two handstones, and one millingslab (Table 1). samples, as well as two sample blanks (T.Y. Buonasera, 2005;
Table 1
Sample information
Site Accession Provenience BP (cal.) Form Material Condition
COL 267 370-7-16 Locus A, S3, 0-60 350e1100 Pestle (functional end flat) Sandstone Fragment, caliche
on broken end
COL 267 N/A Locus A, S3, 30-60 350e1100 N/A Soil Fresh
BUT 294 32-1102 Surface 520 Mortar (hopper) Andesite Fragment, plow scars
COL 158 328-83-01 Surface 740 Pestle (functional end tapered) Sandstone Fragment, caliche
on broken end
COL 247 327-170-02 Burial 9, matrix 3205 Handstone (wedge shape) Metased Fragment, very hard
COL 247 327-07 A2, 40-60 2755e3295 Milling slab (flat, thin) Sandstone Fragment
COL 247 327-162-04 Burial 5, matrix 3205 Handstone (disc shape) Dacite Fragment, burned
COL 247 N/A A1, 50-60 275 5e3295 N/A Soil Curated
Pos./Neg. ctrl.a N/A Surface Andesite Positive control
used to pound acorns
a
Cobble from dry shore of the West Branch of the Feather River, Butte County, CA.
1382 T. Buonasera / Journal of Archaeological Science 34 (2007) 1379e1390
Kates, 1986). Although most archaeological lipid analyses The polar fractions of several samples were analyzed on
have used a Folch extraction (but see Patrick et al., 1985), a HP 8453 UV-Vis spectrophotometer. Absorption was
two factors made the Bligh and Dyer procedure preferable. scanned between 250 to 600 nm. Gallic acid, the primary phe-
First, the author had prior success using this method to extract nolic component of tannins in acorns, has a UV spectrum with
lipids from purported cooking rocks (T. Buonasera, 2005). a single maximum absorbance at 275e277 nm, while ellagic
Second, because the Bligh and Dyer method employs water, acid, the second most abundant phenolic component, has
methanol and chloroform (1:2:0.8 v/v) (CMW) which then a more complex spectrum (Cantos et al., 2003).
separates into a non-polar (chloroform) and a polar (metha-
nol/water) phase during extraction, it was believed that it 2.6. Analysis
would allow for the concurrent extraction and separation of
more polar compounds like phenols. (The Folch method Total amounts of fatty acids were calculated by summing
uses a single chloroform and methanol (2:1 v/v) phase; the areas of each fatty acid peak and comparing this to the
Christie, 2003; Kates, 1986). peak area for a known amount of external standard (C16:0).
The Wilcoxon signed rank test was used to determine whether
2.3. Derivatization of lipid fraction milling surfaces contained greater amounts of lipids than bro-
ken surfaces.
Lipid extracts (in chloroform) were dried under a gentle In an attempt to simplify and standardize qualitative compar-
stream of nitrogen and then transesterified into fatty acid isons, fatty acids were divided into four general categoriesd
methyl esters (FAMES) by adding 3 ml of 4% sulfuric acid each having some interpretive value: % Saturated, % Short
in methanol to each tube and heating (85e90 C, 60 min.). chain, % Odd chain, and % Long, saturated. In addition, the
The mixture was neutralized and FAMES were recovered presence of several less ubiquitous lipids (d,l-camphor, erucic
with hexane. The hexane was removed under nitrogen and acid, and azelaic acid) added substantially to the comparison
50 ml of chloroform was added to the dry FAMES. Samples and interpretation of residues.
were stored at 20 C until analyzed. % Saturated is the relative percentage of saturated fatty
acids. In modern samples, this value can generally be used
to separate animal fat from plant oil. This value tends to in-
2.4. Polar fraction crease significantly in ancient contexts because unsaturated
fatty acids are much more susceptible to degradation than sat-
In order to concentrate compounds in the polar fraction, urated fatty acids (Evershed, 1992, 1993).
and because it could influence the absorption spectra, metha- % Short chain was defined here as the percentage of
nol was removed from the combined water and methanol fatty acids 6, 8, 9, and 10 carbons in length. Short chain
phase by rotary evaporation. Samples were stored at 20 C fatty acids are present only in low/trace quantities in
until analyzed. many plant and animal fats and oils (milk fat being an ex-
ception) (Christie, 2003; Copley, 2003; Gunstone, 1999;
2.5. Instrumentation and compound identification Harwood and Russell, 1984). Short chain fatty acids can re-
sult from the degradation of medium and long chain acids
Lipid extracts (FAMES) were analyzed on a HP 6890 GC (Burton, 2003; Cantos et al., 2003; Evershed et al., 1992);
coupled to a HP 5976 MS. An HP 5 MS fused silica capillary however, short chain acids are much more water soluble
column was used. Helium was the carrier gas. Samples (1 ml) and volatile than medium and longer chain fatty acids
were auto injected and the injection temperature was main- (Christie, 2003; Evershed et al., 1992; Gunstone, 1999)
tained at 275 C. Column temperature was ramped from 40 and were not expected to accumulate beyond low/trace
to 140 C at 20 C per minute, then from 140 to 280 C at quantities. In the present study, greater quantities of these
4 C per minute and held at 280 C for 3 min. fatty acids were assumed to derive from contamination
Peak areas were integrated using HP Chemstation software. with modern lipids.
Peaks were identified by comparison to ion fragmentation pat- % Odd chain was used as a proxy for bacterial lipids/activ-
terns from the NIST mass spectral database (NIST98) and also ity. These fatty acids are typically found in only trace quanti-
by comparison to retention times for external standards (Su- ties in plant and animal fats, but often comprise a significant
pelco 37). proportion of bacterial fatty acids (Christie, 2003; Evershed
One sample containing camphor (370-7-9) was analyzed et al., 1992; Gunstone, 1999).
further with the help of Dr. Chris Nichols (CSU, Chico) who % Long, saturated was defined as saturated fatty acids 20,
ran an aliquot of this sample on a different HP 6890 GC fitted 22, 23, and 24 carbons in lengthdlonger chain fatty acids may
with a chiral column (Rt-b DexSE from Restek). A d,l-cam- have been present, but were beyond the identification capabil-
phor standard (Sigma) was analyzed first to determine the ities of this study. Although plant oils and animal fats usually
best parameters for separation of the two chiral molecules. contain only small quantities of saturated fatty acids 20 or
The sample was then injected under the same parameters more carbons in length, plant waxes, naturally abundant in
and resultant peaks were identified by comparing retention the surface of leaves and the skin of berries and fruit, typically
times. contain high amounts of saturated fatty acids from 20 to 30
T. Buonasera / Journal of Archaeological Science 34 (2007) 1379e1390 1383
3. Results 10
1385
1386 T. Buonasera / Journal of Archaeological Science 34 (2007) 1379e1390
1984). Azelaic acid has been detected in ancient residues and 4.1. Soil samples
rancid seed oils (Banks and Hilditch, 1933; Regert et al., 1998;
Tumosa and Mecklenburg, 2003). The presence of this com- Soil samples had less saturated profiles and lower propor-
pound implies that greater amounts of oleic, linoleic, and/or tions of odd chain fatty acids than milling surfaces or broken
Fig. 3. Total ion chromatograms of the broken surface (top) and the milling surface (bottom) of a handstone (327-170-2).
T. Buonasera / Journal of Archaeological Science 34 (2007) 1379e1390 1387
as the fresh soil sample, and also had a profile that included
azelaic acid, erucic acid, and a high relative percentage of
C18:1. A future study using more appropriate soil samples
for comparison to both artifact surfaces and controls is neces-
sary to better gauge the degree and manner in which rocks ab-
sorb lipids from the soil.
Fig. 6. UV spectra of blue oak acorn. Spectra for hopper mortar (32-1102) surfaces are inset.
4.5. Phenolics chenopodium. Finding biomarkers for this and other potential
proto-domesticates could lead to new information about their
The pattern of UV absorption observed in the hopper mortar use and processing in many contexts.
fragment is suggestive, but by no means conclusive, for the
presence of acorn phenolics. This is because the absorbance 5. Conclusions
of different molecular species in a solution is additive, and
the polar fraction was not purified but contained mixtures of Overall, results supported the presence of ancient residues
unknown compounds. However, the results do indicate that in the milling surface of groundstone tools. This presence
some compounds which together absorb similarly over the was supported by a significantly higher total fatty acid concen-
same UV range as acorn phenolics are present. In light of tration in milling surfaces than in broken unused surfaces from
this, a future study aimed at detecting specific phenolics in the same tools, and by qualitative differences in lipid profiles
acorns and milling tools from this region may be worthwhile. between most surface pairs. Perhaps most significantly, the oc-
Future research identifying phenolics in milling tools and in currence of azelaic acid was consistent with residues high in
native species of acorns could lead to a biomarker for acorn oleic acid (C18:1), linoleic acid (C18:2) and/or linolenic
processing. acid (C18:3) having once been present in most milling sur-
faces, but not in any broken surfaces.
4.6. Applications Total fatty acid concentrations in broken (control) surfaces
of the milling tools averaged about 30% of those encountered
The goals of this study were to test whether ancient ab- on the milling surfaces, suggesting that there may have been
sorbed organic residues could be detected in groundstone ma- a significant contribution from environmentally absorbed
terials, and to begin defining areas for future methodological lipids. A contribution of this magnitude would influence iden-
investigation and improvement. Yet, some statements should tifications based on ratios of common fatty acids.
be made regarding future applications for central California Thus, potential identifications must rely on lipids with
and broader contexts. In California, additional work character- greater taxonomic specificity, such as waxes, terpenes, less
izing specific phenolic compounds in acorns might lead to common fatty acids, and/or other compounds (e.g. phenolics)
a biomarker for acorn residue. If acorn residue was detected that are be restricted to particular resources. In some regions
on numerous milling slabs and/or handstones prior to the ma- (e.g., where maize, a C4 plant, was introduced to a predomi-
jor technological shift in milling equipment, it would provide nately C3 environment; Reber et al., 2004) compound-specific
evidence that acorns found in cultural deposits predating this stable isotope analysis could be quite successful. Development
shift were processed (at least sometimes) by the same grinding of a more comprehensive database on the chemical composi-
and manual leaching method associated with mortars and tion of native plant and animal resources is essential to these
pestles. This would have bearing on the timing and process approaches; armed with greater information, target molecules
of resource intensification proposed for this region. In addi- and analytical techniques can then be tailored to particular
tion, the detection of erucic acid and other less ubiquitous questions at hand.
lipids suggests the worth of future studies aimed at character- More research on the presence and identification of ancient
izing the chemical composition of certain weedy plants like residues in stone materials should be conducted. Especially
T. Buonasera / Journal of Archaeological Science 34 (2007) 1379e1390 1389
critical, is a better understanding of the nature and extent of Driver, H., Massey, W., 1957. Comparative Studies of North American In-
lipid absorption from the post-depositional environment. Fur- dians. American Philosophical Society, Philadelphia, p. 235.
Duke, J.A., 1992. Handbook of Phytochemical Constituents of GRAS Herbs
ther research investigating absorbed organic residues in and Other Economic Plants. CRC Press, Boca Raton.
groundstone milling tools could lead to a valuable new source Edwards, H.G.M., Sibley, M.G., Derham, B., Heron, C.P., 2004. Raman
of data about resources use and processing in prehistory. spectroscopy of archaeological samples from the barber-surgeons me-
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Acknowledgments Eerkens, J.W., 2002. The Preservation and Identification of Pinon Resins by
GCeMS in Pottery from the Western Great Basin. Archaeometry 44,
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Materials for this project were provided through the Ar-
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chaeological Research Program at California State University, Potsherds from the Western Great Basin of North America. Archaeometry
Chico. I am indebted to the Chemistry Department at CSU, 47, 83e102.
Chico for the use of their GCeMS and their technical assis- Evershed, R.P., 1992. Chemical composition of a bog body adipocere. Ar-
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