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Why Do Neighbors Fight?

Proximity, Interaction, or Territoriality


Author(s): John A. Vasquez
Source: Journal of Peace Research, Vol. 32, No. 3 (Aug., 1995), pp. 277-293
Published by: Sage Publications, Ltd.
Stable URL: http://www.jstor.org/stable/425665
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? Journal of Peace Research, vol. 32, no. 3, 1995, pp. 277-293

Why Do Neighbors Fight? Proximity, Interaction,


or Territoriality*
JOHN A. VASQUEZ
Department of Political Science, Vanderbilt University

Most interstate wars are fought or begin between neighbors. This relationship between contiguity and
war has long been known, but ignored within peace research. The major reason for this is that it has
been seen as essentially a trivial relationship, reflecting the opportunity for war rather than the real
underlying cause of war. Recent work on territory and the issues over which wars are fought has begun
to question that interpretation. This article maintains that the clustering of war among neighbors may be
theoretically significant. It presents a territorial explanation of the relationship and juxtaposes it with the
proximity and interaction explanations. Each of the three explanations is appraised in terms of explicit
criteria to see which is the most adequate. Ultimately, however, each explanation must specify a set of
tests that would falsify it, and this article does so for the territorial explanation. The article concludes
with some implications for peace in the post-Cold War era if the theoretical explanation is correct.

1. Introduction each other. Although based on a small


One of the signs that a social science is number of cases, the problem has been to
maturing is the presence of findings that are try to explain theoretically why this is the
so compelling that competing theoretical case. This finding has been ignored until
approaches offer an explanation of the find- recently, although clear statistical evidence
ings. Although this means that different has existed for some time (see Babst, 1964;
explanations claim a particular hypothesis Small & Singer, 1976; Rummel, 1983). In
as its own, and therefore cannot be dis- this article, I examine another basic finding
tinguished from a competing theory on the in peace research that has also been long
basis of that hypothesis, it is a sign of matur- ignored; namely the fact that most wars
ity for a discipline to have such quandaries occur between states that are neighbors. If it
because it means that there is widespread is, as some have said, a law that democracies
consensus that an empirical regularity has do not fight each other, then it is equally a
been identified. In international relations, law that most wars occur because neigbors
generally, and peace research, specifically, fight each other. Since I do not see human
we have not had such a clear empirical behavior as so determined, I prefer to speak
identification of patterns of behavior that in terms of propensities and probabilities
theories share a corroborated content. rather than laws. Nevertheless, the relation-
Instead, the problem has been finding any ship between wars and neighbors is a strong
theory with any kind of corroborated em- one that has been overlooked.
pirical content at all (see Vasquez, 1983, p. Why do neighbors fight? Most realists
12). have assumed that because international
That may be beginning to change. A politics is a struggle for power, all of history
number of scholars have seized upon the shows that nations are either preparing for,
finding that democracies do not war with actively involved in, or recovering from war
(Morgenthau, 1985, p. 52). In this case,
neighbors fight simply because all states are
* My thanks to David Garnham, Marie T. Henehan,
prone to war. This ignores the rather strong
A. Bikash Roy, JPR's anonymous reviewers of the
manuscript, and Nils Petter Gleditsch for valuable finding that wars are unusually concentrated
comments. The sole responsibility for the article is among neighbors. The more sophisticated
mine alone, however. response has been that wars are concen-
278 John A. Vasquez

trated among neighbors because only a few and 12 had three against one, and so forth.
states have the capability or the opportunity Since Richardson wrote, we have a con-
to fight wars with non-neighbors. The im- siderable amount of empirical evidence that
plication of this realist approach is that shows that most wars are between states
given sufficient capability and opportunity, that are territorially contiguous by land or
wars between non-neighbors would emerge within 150 miles by sea.
because of the underlying struggle for In a study of major states from 1815-
power. 1976, Wallensteen (1981, pp. 70-72, 84)
For these reasons, most researchers have found that contiguity is an important source
dismissed the relationship between neigh- of conflict that leads to militarized confron-
bors and war as spurious and/or trivial, and tations and to war - 93% of the contiguous
therefore not of any theoretical significance. pairs have at least one militarized confron-
I argue that this is a mistake and that by tation and 64% have at least one war. In a
overlooking the finding we may be ignoring study of interstate rivalries from 1816-1980,
a line of research that holds promise not Diehl (1985, pp. 1206 f.) found that one
only for our theoretical and empirical of the main characteristics distinguishing
understanding, but also for our ability to serious disputes (what Wallensteen called
develop policy solutions to some of the militarized confrontations) which escalate to
major issues facing us in the post-Cold War war from those that do not is whether the
era. dispute occurs in a site within or contiguous
I begin the analysis by detailing the evi- to one of the rivals. Approximately 25% of
dence that there is a strong relationship be- these contiguous disputes escalate to war, as
tween being neighbors and fighting in wars opposed to about 2% of the non-contiguous
against each other. Next, I detail the three disputes. Diehl also showed that 12 of the 13
major explanations why neighbors fight rivalries that go to war begin with a militar-
each other - because of their proximity, ized confrontation involving contiguous ter-
because of their high interactions, or ritory or the territory proper of one of the
because of their territoriality. In this sec- rivals. Diehl's analysis suggests that crises or
tion, I present arguments that raise ques- militarized disputes that emerge within a
tions about the theoretical adequacy of the site contiguous to two major states are much
proximity and interaction explanations to more prone to lead to war than other crises
account for the existing evidence, while at that might emerge between these states.
the same time showing that a territoriality The Wallensteen and Diehl studies provide
explanation is more powerful. In the third limited evidence, because they deal only
section, I argue that in order to resolve the with major states or a subset of them.
theoretical quandary each side must specify Studies by Gochman (1990) and Bremer
one or more tests that will distinguish its (1992) overcome this limitation by examin-
empirical accuracy from its competitors. I ing, respectively, all militarized interstate
then propose a number of empirical tests for disputes from 1816-1975 and all interstate
the territoriality explanation. I conclude by wars from 1816-1965. Gochman (1990,
offering several policy implications of the Table 8) finds that about 66% of the states
territoriality explanation for the post-Cold involved in militarized disputes are conti-
War era. guous. More importantly, as the level of
force in a dispute increases from verbal
threats to displays of force, to open warfare,
2. Contiguity, Neighbors, and War the percentage of contiguous states in-
Lewis Richardson (1960, p. 250) showed a creases from 63.88% to 78%/. Bremer's
generation ago that the typical war is dy- (1992) findings are even more impressive;
adic, with most wars rarely expanding he demonstrates that of seven theoretically
beyond four parties. Of the 200 wars he critical factors that are seen as increasing the
found from 1480 to 1941, over half (117) probability of war, contiguity is the most
were dyadic, 28 more involved three parties, important. Of equal significance is the fact
Why Do Neighbors Fight? 279

that the other six factors have a potent effect ent predictions. The first two criteria will be
only when combined with contiguity. Such a applied in this section and the third in the
finding would be produced if most wars next.
were being fought by neighbors.
Direct evidence that wars are in fact over- 3.1 Proximity and Interactions
whelmingly clustered among neighbors can Explanations
be found in the Correlates of War project The explanation which, until recently, had
data (on wars fought since 1815). Singer widest currency was that the relationship be-
(1990, p. 9) shows that over 80% of inter- tween contiguity and war was due to prox-
state wars are among neighbors. Another imity; that is, wars can only occur between
analysis of the same dataset (Small & states that can reach each other. Bolivia and
Singer, 1982, pp. 82-85) shows that all but 8 Botswana (or the Bahamas, for that matter)
of the 67 interstate wars (88%) fought from are not going to fight each other, because
1816 to 1980 start as wars between neigh- they are so far apart. In some cases war does
bors, and these 8 wars are all imperial wars not occur because distance makes each side
involving major states (see Vasquez, 1993, physically unable to strike and in other in-
pp. 134-135). The pattern also seems to stances because distance makes interaction
hold for interstate rivalries and for wars so low that it is inconceivable the parties
before 1815 (Vasquez, 1993, pp. 134-135). would have anything to fight about. Dis-
Using Holsti's (1991) list of major wars tance affects both the opportunity for war
fought from 1648-1814 as a database, it was and the willingness (motivation) to engage
found that 91% (53 of 58) were started by in it (Most & Starr, 1989).
neighbors. Similarly, 86% (24 of 28) of the On a more sophisticated level, this re-
interstate rivalries (as defined by Wayman lationship is explained in terms of a loss-of-
& Jones, 1991) were between neighbors. strength gradient (Boulding, 1962). Since
Neighbors then seem to account for most of the strength of a state decreases the further
the wars and recurrent militarized confron- away from its homeland it must project its
tations in the system. force, it follows that a state is more able to
When taken in conjunction with Richard- use force closer to home. It is assumed that
son's (1960) study on the sizes of war, all the a war between two states at great distance
evidence on contiguity strongly implies that from each other is less likely because the
the typical war in the modern global system state that took the war to the other side
from 1495 to the present is a war between would be at a greater disadvantage.l
two neighbors. Few would dispute this con- Part of the reason, but obviously not the
clusion either as a statistical finding or a his- only reason, that the proximity explanation
torical fact. The question is whether this appears plausible is that the early findings
highly confirmed pattern has any theoretical produced on contiguity and war were
significance. Put another way, how do we couched in terms of proximity and used dis-
explain (or explain away) this high concen- tance between capitals as their main
tration of warfare among states of a certain measure. Thus, both Gleditsch & Singer
class? (1975) and Garnham (1976) found that
states that fight wars are closer to each other
(in terms of the distance between their capi-
3. Assessing Competing Explanations tals) than states that do not fight wars.
When more than one explanation exists for Although such a finding is probably a func-
a finding, it is possible to appraise their rela- tion of the fact that most wars are fought
tive merits by: (a) examining their logical between neighbors, the distance-between-
coherence and plausibility, (b) comparing capitals measure encourages one to think in
their consistency with all the relevant evi- terms of a loss-of-strength gradient.
dence, including studies indirectly related to The main difference between the
the question, and (c) specifying tests in proximity-as-opportunity explanation and
which the different explanations offer differ- the interaction and territoriality expla-
280 John A. Vasquez

nations is that the proximity explanation provides findings that undercut the proxim-
focuses on a characteristic that is relatively ity explanation. Gochman (1990) predicts
constant. Logically, a relative constant, like on the basis of the logic outlined above that
contiguity or proximity, cannot be a cause of technology has shortened distances and that
something fairly infrequent, like war (see therefore contiguity should not be as much a
Allan, 1983, p. 7). Since contiguity is a con- factor in the industrial era as before. He
stant, what determines when contiguous finds, contrary to his expectations, that after
states go to war? Put another way, states are 1870 contiguity is more associated with mili-
usually contiguous to some other state; tarized disputes than it was in the earlier
neighbors are generally neighbors for long part of the 19th century. This is an import-
periods of time, yet they do not fight all the ance piece of evidence that is inconsistent
time. How can proximity, then, be a cause with the proximity explanation and must be
of war? explained away.
In a real sense, it cannot, and a closer Gochman (1990) attempts to do so by
examination of the proximity-as-opportunity arguing that the finding may be due to a rise
explanation reveals that it does not say prox- in disputes among non-industrialized states.
imity causes war, but that proximity provides While this is probably true for the 1946-76
the opportunity for war. This suggests that period (when disputes rose because of the
proximity acts more like a necessary con- rise of new states), this ad hoc explanation
dition of war, but it is a necessary condition makes less sense for his other test periods
only in the trivial sense that distant states (1871-90, 1891-1918, 1919-45). As will be
cannot reach each other. seen later, a territoriality explanation is not
The latter claim implies that as tech- inconsistent with Gochman's (1990) findings
nology improves the capability of states to and can give a more plausible explanation of
extend their global reach, the opportunity the differences found in Gochman's five
for wars between non-contiguous states periods. Because the proximity explanation
should increase. Major states already must rely on an ad hoc explanation to
exhibit this tendency. The USA, for explain away the finding, it must be seen as
example, was able to fight in Vietnam. less adequate than an explanation that need
Britain and Argentina have fought over the not rely on ad hoc explanations.
Falklands/Malvinas. Japan and the USA Unlike the proximity explanation, the
fought in the Pacific in World War II. interaction explanation sees the relationship
What is really involved in this expla- between contiguity and war as theoretically
nation, then, is not so much proximity but significant. According to this explanation,
military reach. As the limits of military wars arise because of fundamental conflicts
reach are raised, war should be less concen- of interest. As the number of interactions
trated among neighbors. The shift from air- between two states increases the number of
power to missile capability (including the disagreements is apt to increase (as is the
ability to penetrate outer space) all suggest number of agreements). Some of these dis-
from the perspective of the proximity-as- agreements will involve fundamental con-
opportunity explanation that the relation- flicts of interests, and a certain number of
ship between war and neighbors should these may give rise to the use of force and
decline with improvements in military violence, which in turn increases the prob-
reach. Such improvements in technology ability of war. Since contiguity is the single
would reduce the loss-of-strength gradient. largest factor promoting interactions, conti-
The proximity explanation sees the find- guous states are more likely to have serious
ing between neighbors and wars as spurious disputes and wars.
and trivial. It seems to me that the logic of While this explanation has a certain
this explanation implies that this relation- plausibility to it, its main theoretical flaw is
ship will disappear or at least weaken in the that it fails to explain why greater interac-
future as military reach improves. If this is a tion leads some dyads in a more cooperative
plausible expectation, then Gochman (1990) direction and others in a more conflictive
Why Do Neighbors Fight? 281

direction. From a statistical point of view, rather than contiguity is the key, when a
which this explanation seems to embody, non-contiguous dyad interacts as frequently
greater interaction should lead to both as the typical contiguous dyad, the non-
greater cooperation and conflict, and this contiguous dyad should have as many wars
pattern should result in cross-cutting moder- as a contiguous dyad.
ation, rather than persistent conflict that This particular test also has the advantage
escalates to war. of overcoming the objections of some
This explanation also contradicts two scholars who argue that improvements in
other strands of thought in the literature. technology do not necessarily make for
One is the neoliberal view that greater econ- comparatively more war and interactions.
omic interaction, communication, cultural Access to a car, the argument goes, may
exchanges, transactions, and other interac- make it possible for one to take longer trips,
tions of a certain type should reduce the but chances are one will make many more
probability of war (see Kegley, 1995). The short trips. The above test overcomes this
second is the widely accepted notion that objection by saying that when the interac-
repeated hostility leads to a reduction in tions of a non-contiguous dyad reach the
interactions and a break in economic and level of contiguous dyads, then the prob-
diplomatic relations, as in the Cold War. ability of war should be equal regardless of
From the latter perspective, contiguous contiguity.
dyads that would be most prone to militar-
ized disputes and war would be the ones that
had the least interactions, not the most. 3.2 TerritorialityExplanation
There have not been any systematic tests The territoriality explanation, unlike the
of the interaction explanation, primarily proximity explanation, does not see wars
because of the dearth of long-term data on emerging simply because there is an oppor-
diplomatic interactions. Even though the tunity for them. Nor does it see war as a
interaction explanation has not been tested product of increased interactions. Rather, it
directly, like the proximity explanation, it sees war arising from specific territorial dis-
also seems to be strained by Gochman's putes between states that have been unable
(1990) findings. As technology and econ- to be resolved by other means. Elsewhere
omic interdependence make the world (Vasquez, 1993, chs 1 & 4), 1 argue that war
smaller, more interactions should occur be- is a social invention (see Mead, 1940) that a
tween non-contiguous dyads. Inevitably, collectivity resorts to in order to handle
some relationships between non-contiguous certain kinds of situations. The situation
dyads should rival in importance those of that states in the modern global system are
contiguous dyads, especially at the diplo- most likely to deal with by the use of force
matic level. If this is the case, then one and violence is one in which their territory is
would expect that in the 20th century, par- threatened. From this perspective, while
ticularly in the post-1945 period, the re- proximity provides the opportunity for war,
lationship between contiguity and military territorial disputes provide the willingness
confrontations should weaken in com- to go to war.
parison to earlier periods. As Gochman's This means that not all issues are equally
(1990, Table 3) test shows, the opposite has likely to give rise to war. Wars are clustered
happened. among neighbors because neighbors have
A more stringent test would want to territorial disputes. Wars are less frequent
ensure that increased technology actually among non-neighbors because even though
made for increased interactions among non- they may have ideological, economic, or
contiguous states. From this perspective, political disagreements and even power
war would only be expected when the inter- rivalries (e.g. Anglo-Russian or Soviet-
action of a non-contiguous dyad equals the US, they usually do not have territorial
interaction level of the typical contiguous disputes. Territorial issues are sources of
dyad. In other words, since interaction conflict (disagreement) that if not handled
282 John A. Vasquez

correctly have a greater probability of end- ology and biology. It would be erroneous,
ing in war than other sources of conflict. however, to think that those disciplines have
Within international relations inquiry, the a single view on the question of territoria-
view that collective violence is focused on lity, even if there is some consensus about
only one type or even a few issues is not observable behavior. My view agrees with
accepted. For realists, war can and does that of Somit (1990, p. 569), which sees
occur for any issue, because any issue can humans not as ihard-wired' in some deter-
give rise to a struggle for power (see ministic fashion, but '"soft-wired" to favor
Morgenthau, 1985, p. 31). One of the main certain behaviors and cultural options'. All
distinguishing claims of the territoriality ex- this means is that humans seem to learn
planation is that war is relatively rare and certain kinds of behavior and practices more
limited to certain kinds of disputes.3 easily than others.5 One of the things
Why human collectivities are more prone humans appear to have learned, at least in
to fight over territory in the modern global the modern global system and probably long
system than other issues, even highly salient before then, is that territorial issues can
ideological issues, is not obvious. Human often give rise to situations that are 'best'
collectivities have learned in history that if handled by the use of force and violence,
territorial issues cannot be resolved, it is ef- even if those situations are not frequent or
ficient and legitimate to resort to war under inevitable.
certain circumstances. In part, they have no This position is fundamentally different
doubt learned this from their experiences in from two other positions commonly thought
history. War may have been selected out as of as the predominant 'biological positions'
an efficacious practice for dealing with terri- by political scientists; namely, the view that
torial conflict. sees aggression or territoriality as a drive or
The reason for this is not entirely known the view that sees them as instincts. A drive,
and is an area in great need of interdisciplin- like hunger, thirst or sex, functions by
ary research. One would naturally turn to generating a chemical or hormonal state
the life sciences for some hypotheses and in that motivates humans to take a certain kind
doing so a plausible case can be made that of action, the specific shape of which may be
humans fight over territorial issues more learned. The defining characteristic of a
than other issues because of an inherited drive is that once the action is taken, it satis-
tendency toward territoriality.4 This in turn fies this internal state until the chemical or
is probably related to the fact that territory hormonal state builds up again, then the
provides space, food and resources for living pattern repeats itself. War appears to be too
(Alcock, 1989, pp. 518-520; Ferguson, rare to be a function of some sort of internal
1987, pp. 6-7, 9; Vayda, 1976; Wilson, drive.i There is no drive that builds up,
1975, pp. 247-248; see also Goodall, 1990, gives rise to aggression, is satiated, and then
ch.10). Whatever the source of the behav- builds up again - so many in the life sciences
ior, humans, like all other vertebrates, are reject this position.7 A proclivity in human
territorial (see Valzelli, 1981, p. 81 for docu- behavior, like the human proclivity toward
mentation) and, like other animals, humans territoriality, is not necessarily the same as a
use aggressive displays to keep and gain ter- drive, because it is not connected with a hor-
ritory (Wilson, 1975, p. 256; Goodall, 1990, monal or chemical state that produces the
pp. 100-101, 104). Unlike most other verte- behavior, nor is the chemical state 'satiated'
brates, however, humans have also learned by the behavior.
to use collective violence in the form of war- An instinct is usually distinguished from a
fare as one way of resolving territorial dis- drive in that while a drive is defined solely as
putes. an internal state, an instinct needs an exter-
Why territory looms so large in human nal stimulus to give rise to a behavior
history and why humans have a proclivity (McGuinness, 1987, p. x). If war and terri-
toward territoriality cannot be fully an- toriality were a product of instinct, then
swered without an awareness of work in eth- warfare should not vary as widely as it does
Why Do Neighbors Fight? 283

nor be susceptible to other influences (such states learn to deal with their territorial pro-
as norms) as it seems to be. Nor does this clivities and needs. War arises not from ter-
position take account of the fact that pri- ritoriality, but from the interactions states
mates also have a genetic inheritance for take in their attempts to demark boundaries
peace-making (de Waal, 1989). It seems and/or maintain and expand their territory.
much more plausible that humans learn There is a host of intervening variables be-
both how to go to war and how to establish tween the rise of territorial disputes and the
peaceful relations. It is this learning rather onset of war. War is not inevitable.9
than an instinct that I assume produces the Nor need war be persistent. Even though
pattern of behavior associated with terri- territoriality may, as stated in proposition 3,
toriality and with war. lead to war to establish boundaries, there is
I define human territoriality simply as the a great deal of evidence to suggest that once
tendency for humans to occupy and, if boundaries are established and accepted by
necessary, defend territory. For many all concerned, the probability of war be-
theoretical purposes, it can be treated as an comes very unlikely. This can occur even if
exogenous variable. For purposes of inter- the boundary is established by the use of
national relations theory, territoriality can force, although typically only an over-
be treated as an axiom drawn from other whelming use of force will lead to accept-
disciplines:8 all other factors being equal, it ance of a boundary (see Vasquez, 1993, p.
can be posited that two states bordering on 147). This means that boundary conflict and
each other will use aggressive displays to hence war need not continue for the entire
establish a border in areas where they meet. relationship of two neighbors, but can be
Assuming for the moment that humans confined to one period of their history.
engage in collective violence because of Once boundaries are accepted, peace can
some territoriality tendency, which is reign. This is a very different view from that
learned, then what follows? Four prop- of the realist paradigm, which sees conflict
ositions follow from this axiom: (1) collec- and war as constant and endemic.
tivities would divide the Earth, often Likewise, a system's norms and rules can
through the use of force, into territorial affect how states interact and how they deal
units; (2) collectivities would pay a great with territorial disputes (see Goertz &
deal of attention to their boundaries and be Diehl, 1992, ch. 3). Territorial conflict can
vigilant in their defense; (3) on the whole, be reduced or confined if certain norms have
the boundaries between any two contiguous been developed for dealing with territorial
states that are relatively equal in capability claims or transfers. The more precise the
would be expected to be established through rules, provided there is widespread consen-
a struggle involving the use of force; (4) any sus on following them, then the more able
new state that emerges could be expected to they will be to resolve or adjudicate claims.
pose a threat to existing territorial divisions, A number of writers have observed that the
and, if these fears were not allayed, then ambiguity of norms governing territorial
conflict and violence would become likely transfers is associated with territorial dis-
(Vasquez, 1993, pp. 140-141). putes (see Luard, 1986, p. 87). Likewise, a
It would be a misunderstanding from shift in norms governing territorial claims,
what has been stated so far, however, to such as the shift from dynastic succession to
conclude that territoriality directly causes nationalism in modern Europe, can give rise
war or is a constant source of war. All that is to a host of territorial conflicts and hence
being said is that territorial issues are wars as contending parties use the different
sources of disagreement that can, depending norms to make their claims.
on how they are handled, lead to war. In that This analysis suggests two final prop-
sense, they are a source of conflict that can ositions: (5) once boundaries are mutually
lead to war, but they need not result in war. accepted, the probability of war between
To explain the onset of war one must go neighbors becomes unlikely; (6) the fre-
beyond territoriality and examine how quency of war in a historical system can vary
284 John A. Vasquez

Table 1. Frequency of Wars Involving a Particular Issue"

Historical Periods
I II III IV V
Type of issue (1648-1714) (1715-1814) (1815-1914) (1918-41) (1945-)
Territoryb 17 26 18 22 27
(77%) (72%) (58%) (73%?) (47%)
Territoriality-related Issues' 2 4 8 6 19
Subtotal Cumulative (86%) (83%) (84%) (93%) (79%)
None of the Above 3 6 5 2 12
(14%) (17%) (16%) ( 7%) (21%)
Total Wars 22 36 31 30 58
" Frequency based on classification of historical judgments listed in Holsti (1991, pp. 48-49, 85-87, 140-142, 214-
216,274-278).
h
Includes Holsti's (1991, p. 308) 'territory', 'boundary', 'strategic territory', and 'irredenta' issues.
Includes Holsti's (1991, p. 308) national liberation/state creation, secession/state creation, national unification/
consolidation; maintain integrity of state/empire, dynastic/succession.
Source: Vasquez, 1993, p. 130.

depending on whether it has established territorial explanation is that the association


widely accepted and precise norms govern- between contiguity and wars does not
ing territorial disputes and transfers.' necessarily mean that contiguous states
How sound are these propositions? The actually fight over territory. If it turns out
first two propositions on the division of the that they do, then this would be evidence in
planet into territorial units and the sensi- support of the territorial explanation of
tivity of states to boundaries are consistent interstate war, while if they do not this
with some very obvious patterns of behavior would be a falsification of the explanation.
in the modern global system to which not In a recent analysis, K. J. Holsti (1991, p.
very much attention has been paid in peace 19, pp. 307-309) presents some important
research. Less obviously, the first two prop- statistical evidence (covering major wars
ositions also suggest that of all the issues from 1648 to 1989) that territorial issues
over which collectivities can fight, territorial dominate most historical periods of warfare.
issues tend to be the most prone to war. Although his codings are based on historical
There has not been much empirical research judgments as to what decision-makers
on this question, since there is not much stated they were fighting over (Holsti, 1991,
scientific data on the issues that give rise to p. 19), he is not trying to support or even
war (see Diehl, 1992). Indeed, one of the test a territorial explanation, so we would
main ways in which the territoriality expla- not expect his coding to be unduly biased in
nation differs from the proximity and inter- favor of or against the territorial expla-
action explanation is that it insists that it is nation. Indeed, one of the problems with his
territorial disagreements that give rise to the study is that he sometimes divides a number
unusual concentration of wars, rivalry, and of issues related to territory into distinct
militarized confrontations between neigh- issues, such as separating 'strategic territory'
bors and not just proximity or interactions. and irrendenta from 'territory' (Holsti,
If the territorial explanation of war is cor- 1991, pp. 51-52).
rect, it would be expected that the actual Elsewhere (Vasquez, 1993, pp. 129-131),
issues at stake in wars should involve one or I have re-analysed Holsti's listings to see if
more territorial issues. Conversely, since territorial issues are more prevalent in wars
the proximity and interaction explanations than other issues." Table I reports the
do not see any particular issue as more war- results. The first row demonstrates that ter-
prone than others, they would accept the ritorial issues, defined fairly narrowly, have
null hypothesis. dominated warfare for almost 350 years. No
One of the major criticisms made of the other single set of issues has persistently
Why Do Neighbors Fight? 285

been present in wars across such a wide boundaries, is not as obvious as the first two
range of historical periods. Indeed, only in propositions and has not been systematically
the post-1945 period have territorial issues tested. The third proposition is derived from
not been in a majority of wars, and this may the axiom on the basis that if territoriality is
be due to the sample of 'wars' included in so important and territorial issues so war
this period. 12 prone, then it should leave traces in the
If issues related to territoriality, more history of relations between neighbors. This
broadly defined as any issue associated with proposition provides a new major test of the
a proclivity to occupy and defend territory - territorial explanation, especially since it
such as Holsti's issues of 'creation (or unifi- implies, along with proposition 5, that once
cation) of a national state, maintaining the boundaries are established, the probability
integrity of a state or empire, empire cre- of war between neighbors will decrease,
ation, state/regime survival, and dynastic even if proximity and interactions (and all
rights/succession (as basic principle for other factors) remain constant. Since the
transferring territory) - are combined, then territorial explanation sees warfare as a
the percentages (reported in row two) go up function of territorial disputes, once these
to the 80% range. Very few other issues are disputes are resolved the probability of war-
present in wars. In the first period, only 3 of fare becomes less. The proximity and inter-
22 wars (14%) have no territoriality issues at action explanations deny the time-bound
stake, and in the most recent period, only 12 nature of warfare, because they assume
of 58 (21%) wars have no connection with either that international politics is a perma-
territoriality.'3 Likewise, Holsti (1991, p. nent struggle for power and/or that war can
308) shows that some highly touted war- be generated by a variety of issues.
prone issues, like balance of power, are Although the third proposition is an im-
present in only 9%/, 1%, 3%, 3%, and 0% portant future test, it also theoretically
of the wars in each of the respective periods. suggests other hypotheses, which have been
These findings demonstrate that of the tested and which can therefore be used to
variety of issues over which war can logically assess its adequacy. For example, the prop-
be fought, territorial issues are usually the osition implies that states with more borders
ones that are involved in war. This provides should experience more wars, since they
impressive evidence that it is not simply dis- must contend with more neighbors. Hence,
tance or interactions that is underlying the the proposition predicts and offers a
relationship between neighbors and war. theoretically powerful explanation for
Although further research is needed, it Richardson's (1960, pp. 176-177, 197) find-
seems highly likely that wars among neigh- ing that the number of frontiers a state has
bors are wars over territorial disputes. This (including colonial frontiers) is correlated
means that territorial issues are not like with the number of wars a state has.
other issues. They are special in their vola- Richardson found an impressive 0.77 corre-
tility and ability to give rise to collective lation between these variables, a finding
violence. This does not mean that other confirmed by Starr & Most (1976, 1978).
issues, like ideological questions, cannot The third proposition also implies that if
give rise to conflict that leads to war. It territoriality is so powerful it should explain
means simply that territorial issues are more not only war, but also other forms of severe
apt to give rise to disagreements and that conflict. Thus, as shown in the first section
those disagreements have more often ended of this article, not only are nearly 90%/O of
in war than disagreements over other issues. the interstate wars started between neigh-
This is the core of the territorial explanation bors, but roughly 85% of the interstate
of war, and the findings reported in Table I rivalries since 1815 occur between neigh-
provide evidence that the territoriality ex- bors.
planation is empirically accurate. The fourth proposition, which maintains
The third proposition, that contiguous that the emergence of new states or a funda-
states will engage in a struggle to establish mental change in regime is associated with
286 John A. Vasquez

war, also has evidence supporting it. can lead to militarized confrontations and
Although they do make much of it, Small & war. All these patterns of behavior, many of
Singer (1982, pp. 130, 141) clearly docu- which have long been known, but not
mented for the post-1815 period that the always connected, can be explained theor-
more states in the system the more wars. etically by the territorial perspective. They
Maoz (1989, p. 202) finds a strong relation- are not explained by either the proximity or
ship between the number of states in the interaction explanations, and they tend to
system and the number of serious disputes be dismissed as trivial by the dominant rea-
(see also Gochman & Maoz, 1984, pp. list paradigm which sees all international
592f., pp. 600f.; Goertz & Diehl, 1988). The politics as a struggle for power and all issues
proposition on fundamental change is sup- equally prone to war because they can all be
ported by the research of Maoz (1989) and reduced to the issue of power.
by that of Wallensteen (1981). Maoz (1989,
pp. 216f.) shows that revolutionary changes 3.3 Evaluation
in regimes are associated with increased In terms of assessing the theoretical ade-
conflict. The latter finding reconfirms an quacy of the various explanations, where
earlier finding of Wallensteen (1981, pp. does this leave us? First, the territorial ex-
76f., 84f.) which showed that major states planation can explain all the findings that
that have a fundamental change in their rul- the proximity and interaction explanations
ing ideology are more likely to be involved can explain, but in addition it can explain a
in both wars and militarized confrontations number of other findings (such as system
than are other states. From the perspective size and regime change). In terms of
of the territorial explanation, these findings Lakatos's (1970, p. 116) criteria for apprais-
would be explained by the fact that revol- ing theories, this gives the territorial expla-
utionary regimes would be more apt (or be nation greater empirical content. Second, it
perceived that way) to challenge existing can offer theoretically significant expla-
understandings about borders. Thus, the nations of long-known patterns of behavior,
territorial explanation can take a well-estab- like system size and war, the territorial div-
lished finding, like that between system size ision of the planet, the sensitivity to
and war, as well as a less obvious finding, borders, and the concentration of warfare
like that between revolutionary regime among neighbors. Third, the proximity and
change and war and militarized confron- interaction explanations can offer a simple
tations, and give them a theoretically signifi- explanation of the concentration of warfare
cant explanation. among neighbors, although not of some of
From the perspective of the territorial ex- the other findings, where it offers little
planation, interstate wars and other severe theoretical guidance. Under the rule of
forms of conflict, like interstate rivalries and Occam's Razor, this is the main advantage
militarized confrontations, arise from the of the proximity and interaction expla-
attempts by human collectivities to demark nations. However, this simplicity seems to
territorial units. Aggressive displays and be accomplished at the price of theoretical
force are frequently used to establish validity. Both the proximity and interaction
boundaries, and this under the right circum- explanations suffer from important logical
stances can lead to war. Because boundaries flaws - proximity in terms of its being a con-
are often established or challenged through stant trying to explain a variable, and inter-
force, it is not an accident that most wars are actions in terms of its failure to explain why
between neighbors. Nor is it an accident greater interaction does not produce cross-
that the more states in the system, the more cutting and muted conflict rather than war.
wars there are, or that the more borders a Fourth, both the proximity and interac-
state has, the more wars it experiences. tion explanations have given rise to empiri-
Likewise, any threat or fear of a threat to cal anomalies associated with the growth of
existing borders (as often happens when technology and communications, as illus-
there is a revolutionary change in regime) trated by Gochman's (1990) test. From the
Why Do Neighbors Fight? 287

logic of the proximity explanation, the tech- come the other deficiencies. Nevertheless,
nological reduction in the loss-of-strength there are still a number of empirical tests
gradient should make wars and militarized that can be conducted to discriminate be-
confrontations more likely, and this has not tween the territorial explanation and the
happened. Indeed, to a certain extent, other two. If peace researchers can develop
Gochman (1990) finds the opposite. From a consensus on which of these tests might be
the logic of the interaction explanation, as crucial for resolving the theoretical debate,
interactions among non-neighbors equals then research can progress and be more
that of neighboring states, the probability of cumulative. In the next section, I offer a
war between neighbors and non-neighbors number of tests from the perspective of the
should be equal. This contradicts some territorial explanation.
widely-held beliefs derived from neoliberal-
ism and is not consistent with Gochman's
(1990) findings, although he does not 4. Specifying Crucial Tests
provide a direct test of interactions per se. In peace research we have a tendency to test
Finally, the territorial explanation pro- hypotheses against the null hypothesis, but
vides new theoretical insights and areas of it is always better to test hypotheses against
research that promise to be fruitful and counter-hypotheses. The tests below are all
potentially very policy relevant in the post- based on this kind of research design. I will
Cold War era, which fulfills another cri- list each test, delineating why each expla-
terion that Lakatos (1970, p. 118) sees as nation would logically entail different pre-
critical - namely, that a research program dictions.
must be progressive rather than degenerat- 1. The proximity explanation maintains
ing. The territorial explanation, unlike the that wars occur between neighbors primarily
others, maintains that some issues are much because the close distance provides an
more prone to collective violence than opportunity for wars; therefore, the re-
others. Of all the issues that can give rise to lationship between contiguity and war is
war, territorial issues are most prone to war. trivial. The territorial explanation recog-
The proximity and interaction explanations nizes that proximity provides an opportunity
see all salient issues as having an equal prob- for war, but insists that wars are concen-
ability of escalating to war, and that is trated among neighbors because territorial-
patently not the case (Holsti, 1991, pp. 307- ity, under the right circumstances, provides
309; Vasquez, 1993, pp. 129-130). a motivation for war and hence a willingness
Also, the territorial explanation, unlike to go to war. With the proximity expla-
realism, does not see war as inevitable and nation, the opportunity is fairly constant;
all relations between states as a struggle for hence the probability of war between any
power. It maintains that once boundaries two neighbors should be fairly constant over
are established, peaceful relations between history, ceteris paribus. The territorial ex-
neighbors can become commonplace. The planation deviates from this prediction in
territorial explanation sees norms governing several areas. First, it maintains that once
territory and its transfer as critical for main- territorial questions are settled between
taining peace in the system. neighbors to the satisfaction of the parties
On a number of grounds - theoretical and are accepted as legitimate, the prob-
adequacy, explanatory power, empirical ac- ability of war goes way down, even if other
curacy and content, ability to give rise to highly salient issues (provided they are not
new research areas and theoretical insights, linked with any territorial issues) arise to
and policy potential - the territorial expla- cause conflict. There should be a clear stat-
nation shows greater promise than the prox- istically significant difference in the prob-
imity or interaction explanations. Only on ability of war between dyads that accept the
the criterion of simplicity do the proximity legitimacy of their borders from those that
and interaction explanations do better, and do not. There is no constant struggle for
satisfaction of this criterion cannot over- power between neighbors; such struggles
288 John A. Vasquez

and attendant rivalries are usually associ- the case with dyadic wars. The territorial
ated with an underlying territorial dispute or explanation would predict that most dyadic
threat, ceteris paribus. Second, typically the interstate wars and rivalries have territorial
history of neighbors is one in which dyadic issues at their core. If the proximity or inter-
war is characteristic of one phase and not of action explanation is correct, there should
the entire relationship, if boundaries come be no clustering of wars around territorial
to be accepted. The proximity and interac- issues.
tion explanations see no such periodicity, 5. The territorial explanation assumes a
except when one side may gain a power sense of territoriality. Therefore, a state with
advantage over the other. From the per- non-contiguous (but not necessarily col-
spective of the territorial explanation, onial) territory will be just as apt to fight for
changes in power do not lead to war be- it as it will for its core area. The proximity
tween neighbors if there are no territorial explanation would see the probability of
issues. Thus, the territorial explanation pre- defense as a function of the loss-of-strength
dicts a period of stable peace after bound- gradient - the farther away, the less likeli-
aries are accepted as legitimate; whereas the hood of war. The interaction explanation has
proximity does not, and sees peace as only no clear prediction about non-contiguous
temporary. territory, but it can be assumed that defense
2. The territorial explanation sees the would be a function of the number of inter-
creation of buffer states as a way of solving actions. Few interactions with one's own
intractable territorial disputes among neigh- non-contiguous territory might not produce
bors because it creates mutually acceptable a strong defense.
and legitimate borders. From the perspec- 6. From the territorial perspective,
tive of the proximity explanation, the cre- natural frontiers that have clear salients -
ation of such a state need not reduce the like rivers, mountains, deserts, lakes, and
probability of war unless it greatly alters the oceans - are more likely to lead to a
loss-of-strength gradient, which it usually mutually acceptable demarcation of bound-
does not. From the perspective of the inter- aries, especially if people are not living in
action explanation, the probability of war these areas. Countries that have such fron-
between the buffer state and its neighbors tiers are more apt to overcome their war
should remain the same or even go up if phase and move toward peaceful relations
interactions go up. Both the proximity and with their neighbors. Countries that lack
interaction explanations have difficulty these features may have a more difficult
explaining how buffer states produce peace time. From the perspective of proximity or
and must rely on some sort of power expla- interactions, such features will abet or re-
nation. strain war only if they directly affect,
3. From the perspective of the territorial respectively, the loss-of-strength gradient
explanation, a shift in norms governing ter- (mountains would decrease war, rivers in-
ritory should lead to wars as states raise ter- crease it) or the number of interactions.'4
ritorial issues on the basis of the new norms 7. According to the interaction expla-
and demand transfers. Likewise, the more nation, neighbors are more prone to war
ambiguous norms are, the more wars; the because they interact more frequently than
less ambiguous, the fewer wars. From the non-neighbors. Hence, as the world shrinks
perspective of the proximity or interaction because of technological innovations, it
explanations, a change in norms would not would be expected that some non-contiguous
lead to war unless proximity decreases, dyads would have the same number of inter-
interactions increase, or power shifts. actions as the typical contiguous dyad.
4. The proximity and interaction expla- Although some would deny that this con-
nations see wars arising between neighbors dition is likely to be realized, if it occurs these
from a variety of issues; therefore wars non-contiguous dyads should have the same
should not contain an overabundance of ter- probability of war as neighbors. On the
ritorial issues. This should be particularly whole, the interaction explanation would
Why Do Neighbors Fight? 289

seem to predict greater war among non- portant, albeit underlying and indirect,
contiguous dyads as distances are recon- cause of interstate war, it provides a number
figurated because of technological change. of implications for establishing peace. These
Similarly, technological innovations should seem more relevant than ever in the post-
reduce the loss-of-strength gradient for a Cold War era. One of the major contri-
number of states, particularly with the butions of the territorial explanation is to
spread of naval power, nuclear weapons, make us aware that territorial issues are the
missiles, and access to outer space. This single most dangerous issues any state will
means that the proximity explanation would face. Unlike realist approaches, it sees war
also predict greater warfare among non- as concentrated on certain issues and clus-
contiguous dyads in the future. The terri- tered in certain periods in the history of two
torial explanation would actually see no such states. This approach is much more hopeful
increase. Dyadic war among non-contiguous and optimistic about actually being able to
dyads is rare and usually involves colonial do something to control war and bring about
territory. Wars among non-contiguous states peace than the dominant realist approaches.
that do occur usually result from war dif- It promises that focusing our scientific and
fusion or contagion and must be treated as a policy efforts on learning how to handle ter-
special case (see Vasquez, 1994). ritorial issues better can have very big
payoffs.
From the perspective of the territorial ex-
5. Conclusion: Some Policy Implications planation, any two neighbors can avoid war
While not definitive, these tests are in- by reaching a mutually acceptable demar-
tended to initiate process that will clearly cation of their borders. As Burton (1984)
specify the evidence that each side will argues, issues that involve fundamental
accept for rejecting the explanation it holds. needs are not apt to go away until they are
Science, after all, is a procedure for resolv- resolved in a manner that satisfies the needs
ing empirical disagreement. However, the of both parties. Elites within states who wish
differences between the territorial expla- to promote peace should try to reach agree-
nation and the proximity and interaction ments that will legitimize borders and
explanations are not confined simply to legally bind future generations to those
theory. A useful scientific theory should also agreements. They should also try to estab-
have an ability to offer some policy guidance lish procedures and clear precedents for
or at least perspective. More of a focus on dealing with future territorial disagree-
the role of territory in the onset of war can ments.
provide such guidance and help us learn It follows from the above that a system or
how to create and maintain peace. The region in which all the major states have
proximity and interaction explanations by reached agreements with their neighbors on
comparison do not. their boundaries is going to be much more
In delineating these implications, an im- peaceful than a system or region that has
portant caveat must be kept in mind - these not. This is one of the reasons why North
are implications of an untested theory. War America has had fewer wars than Europe.
and peace are complex processes, and no The major reason, of course, is that there
single set of propositions is likely to capture are only three states in North America.
that complexity. Furthermore, even if a Likewise, a system or region that has a
theory were supported by replicable evi- major state able to facilitate conflict resol-
dence, it is not always the case that political ution and binding agreements among states
implications are correctly derived or that is going to have fewer wars. This is one of
they are applied in a manner that would the main reasons why Latin America has
work and would have no negative side had fewer wars than Europe.
effects. The territorial explanation also makes it
Nevertheless, because the territorial ex- clear that decisions about territory are, in
planation thinks it has pinpointed an im- part. norm-driven with norms being deter-
290 John A. Vasquez

mined by the system as a whole. Scholars why cannot Serbs in Croatia or Italians in
and intellectuals need to pay much more Slovenia secede on the basis of the same
attention to the effect norms about territory principles? There is no convincing ethical
have on war. A system that has stable norms response to this query.
regarding who has a right to territory and The implications of the nationalist prin-
under what circumstances territory can be ciple are serious because there are literally
claimed or transferred will experience less hundreds of ethnic minorities in the world
war than a system that has competing norms who do not have states, and many of these
or vague norms. minorities are exploited or the victims of
In the post-Cold War era, intellectuals injustice. Nevertheless, the territoriality
need to re-evaluate the existing norms on axiom makes it clear that each time attempts
territory. With the beginning of the modern are made to rearrange existing borders, the
era, nationalism gradually replaced dynastic probability of war increases. It behoves
succession as the major legitimizing criterion scholars interested in peace to rethink
for claiming territory. Nationalism and its nationalism and its effects. One way of doing
ties to the principle of self-determination are this is to re-examine the deeper values and
so ingrained in the global modernist culture concerns nationalism and self-determination
that they are taken as principles that are are meant to serve. It is not clear, for
right and natural. We forget that they are a example, that identity issues need to be tied
product of history and that, as with any to territory. National or ethnic identity is not
norm, how good they are must be deter- zero sum, although nationalism can produce
mined in terms of their consequences, as zero-sum perceptions by granting a national-
well as their deontological claims. ity exclusive control of a piece of territory.
Today the greatest threats to peace come Linking identity with territory has in the past
from nationalist claims for new states. produced war and continues to do so now
Nationalism maintains that any nation has a both between states (as among some of the
right to its own state and territory. Increas- successor states of the USSR) and within
ingly, ethnic groups are making territorial states. This demonstrates the dangers of
claims on the basis of nationalism. From the linking identity issues to territorial issues.
perspective of the territorial explanation, One way to increase peace might be to
this increases the probability of war in two 'de-territorialize' identity issues. When an
ways. First, it raises new territorial issues issue is delinked from territory (i.e. its de-
and delegitimizes existing boundaries. Se- mands are not tied to controlling a piece of
cond, it increases the number of states in the territory), then it is less likely to produce
system who must then demark their bound- war, even though it may generate conflict.
aries. The collapse of the Soviet Union and For example, in the mercantilist era, trade
its sphere of influence has produced wars was territorialized, and thus trade wars were
and conflict in part because of these two real wars (see Holsti, 1991, p. 315), but in
effects. the capitalist era, trade became 'de-
Even in Yugoslavia, the breakup of the territorialized' and trade wars although
country along 'nationalist' lines and the cre- conflictive are not violent. Of course, 'de-
ation of new states led, as would have been territorializing' is only going to be accepted
predicted by the territorial explanation, to a if the needs that make ethnic groups want
struggle to demark boundaries. The danger their own territory - needs like dignity,
of nationalism as a principle, which the rest rights to their^own language, a decent stan-
of the world should be learning from Yugo- dard of living, and so forth - are addressed
slavia, is that once applied in one circum- and met.
stance, it cannot (because of questions of The territorial explanation points out the
fairness and equity) be suspended in the dangers to peace in norms and messianic
next instance. Thus, if Slovenes and Croats movements like nationalism. Whether the
can secede from Yugoslavia on the basis of subsequent wars are worth what is being
nationalism and self-determination, then striven for is a separate question. The terri-
Why Do Neighbors Fight? 291

torial explanation recognizes the wisdom of putes. Each of these suggestions will need
the OAU's decision not to redraw the col- considerable investigation and refinement
onial borders of Africa according to tribal or before they can be taken seriously. In the
ethnic lines. It suggests a similar decision for meantime, scholars must give more atten-
the successor states of the Soviet Union and tion to the territorial explanation of war and
in Eastern Europe. its empirical accuracy. One of the best ways
Not all nationalist groups will accept such of doing that is to critically re-examine the
a solution, especially if they have large proximity and interactions explanations of
majorities in a region. Here the territorial the relationship between contiguity and
explanation suggests that rules and pro- war. If the analysis presented in this article
cedures be developed for transferring terri- is correct, the finding that most wars start
tory. There is already a fairly extensive body between neighbors may contain within it an
of international law dealing with border overlooked key for unlocking the door to
questions and this has made it easier to peace.
settle and in some cases mediate boundary
disputes without going to war. What needs NOTES
to be done in the post-Cold War era is to
1. One way of making a test of the territorial expla-
develop a similar body of international law nation less biased in favor of non-contiguous dyads
to deal with the problem of devolution, suc- being at peace would be to exclude dyads like
cession and civil war. If the territorial expla- Bolivia and Botswana, where existing levels of
nation had been more prevalent and known technology and armed forces do not permit them to
reach each other.
by intellectual elites and policy-makers, it is 2. Some disagree with Boulding and the analysis here
unlikely that European states would have about the impact of technology on the loss-of-
been so quick to extend diplomatic recog- strength gradient. Gleditsch (1994), for example,
nition to Slovenia and Croatia. argues that technology might reduce absolute
Finally, the territorial explanation pro- barriers to distant countries, but not relative costs,
so that war is still more probable between neigh-
vides important lessons for those who wish bors. While this is logically valid, it is also the case
to employ conflict resolution techniques in that the reduction in absolute costs has to make the
the post Cold-War era. It tells them that if probability of war between distant states higher
territorial issues can be de-coupled from than it was prior to the reduction even if relative
other issues, the probability of violence will costs are the same. Two questions are crucial, and
both are empirical and not logical questions. First,
drop considerably. At the same time, it will relative costs remain constant, even if absolute
warns those wedded to the status quo that costs go down? Gleditsch (1994, p. 2) assumes that
without addressing some of the other needs 'transportation costs increase monotonically with
of ethnic groups they will turn toward distance'. This is not always the case, because fre-
quency of interaction (or use) can produce an econ-
nationalist and territorial solutions. It also omy of scale that reduces absolute and relative
suggests that conflict resolution theorists costs associated with distance. Thus, it is consider-
examine previous solutions to interstate ably cheaper to fly or phone between New York
violence, like buffer states, as a way of deal- and Los Angeles than it is to do the same between
ing with intractable internal disputes (see New York and Lincoln, Nebraska. The same can
be true for international trade. My argument is that
for example Burton's (1984, pp. 92-99) technology can reduce not only absolute, but under
zonal functional proposal). certain conditions, relative costs as well.
These suggestions merely scratch the sur- Second, even if relative costs remain constant,
face and are meant to show that the terri- can it be assumed that states are motivated solely
by relative costs (see Kegley, 1995)? It is an empiri-
torial explanation can provide relevant and cal question whether states are motivated primarily
new approaches to peace for the post-Cold by relative costs and gains, absolute costs and
war era, making us aware of both the pitfalls gains, or whether the motivation varies by issue or
of past practices and the opportunities for some other third condition.
peaceful solutions that we may not have 3. According to Small & Singer (1982, pp. 59-60),
there were only 67 interstate wars and 51 other
considered because our latent theories of wars involving a nation-state during the 1816-1980
the causes of war did not recognize the im- period. Although these wars involve a considerable
portance and centrality of territorial dis- amount of suffering, they do not constitute the
292 JohnA. Vasquez

kind of extensive warfare reflected in Morgenthau's like the killing of US Marines in Lebanon in 1982
(1985, p. 52) 'all history shows' claim, especially (see Holsti, 1991, pp. 111. 273-278).
since most of these wars involve only two states. 13. The presence of non-territoriality issues shows that
4. Of course, one must be very cautious in applying territory and territoriality are not being defined so
findings from animal behavior to humans; for some broadly as to include every possible issue. Issues
guidance on this see Huntingford (1989, pp. 29- not associated with territoriality include among
33). Nevertheless, discussions of human behavior others: commerce/navigation, protecting nationals/
should reflect an awareness of the biological basis commercial interest, protecting religious confreres,
of human behavior and of relevant studies in eth- protecting ethnic confreres, defending an ally,
ology and not simply rely on some simplistic view ideological liberation, government composition,
of human nature derived from Western political enforcing treaty terms, and balance of power.
philosophy, as is all too often the case. For a con- 14. Because they are navigable, rivers have historically
vincing argument on the need to examine the life been easier to transverse than land. Contact and
sciences, see Masters (1989), as well as Shaw & trade, therefore, have followed rivers as have mili-
Wong (1989, pp. 6-10). tary fortifications.
5. See Wilson (1975, p. 255) on the connections
among the capacity to learn, genetics, and evol-
ution.
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the question of war is provided by Ferguson (1984, Alcock, John, 1989. Animal Behavior: An Evolutionary
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7. See Huntingford (1989, pp. 26-27) and Bateson ates.
(1989, p. 41); see also Valzelli (1981, p. 67). Allan, Pierre, 1983. Crisis Bargaining and the Arms
8. This means that whether territoriality is biologi- Race: A Theoretical Model. Cambridge, MA: Ball-
cally based or purely a social construction govern- inger.
ing a certain historical period, as Sack (1986) Babst, Dean V., 1964. 'Elective Governments- A Force
argues, will not change the theoretical predictions for Peace', The Wisconsin Sociologist, vol. 3, no. 1,
of the territorial explanation given below. My pos- pp. 9-14.
ition on the determinants of territoriality is that it is Bateson, Patrick, 1989. 'Is Aggression Instinctive?', pp.
an empirical question that must be decided in light 35-47 in J. Groebel & R. Hinde, eds, Aggression and
of all of the evidence, including that of the life War. Cambridge: Cambridge University Press.
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JOHN A. VASQUEZ, b. 1945, PhD in Political Science (Syracuse University, 1974); Professor of
Political Science, Vanderbilt University. Most recent book: The War Puzzle (Cambridge University
Press, 1993).

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