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Electric Power Systems Research 62 (2002) 183 /190

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Comparison between discrete STFT and wavelets for the analysis of


power quality events
Francisco Jurado a,*, Jose R. Saenz b
a
Department of Electrical Engineering, University of Jaen, 23700 EUP Linares, Jaen, Spain
b
Department of Electrical Engineering, University of the Basque Country, 48013 ESI Bilbao, Spain

Received 3 September 2001; received in revised form 24 January 2002; accepted 25 January 2002

Abstract

This paper deals with the comparison of signal processing tools for power quality analysis. Two signal processing techniques are
considered: the wavelet filters and the discrete short-time Fourier transforms. Then, examples of the two most frequent disturbances
met in the power system are chosen. It is designed an adjustable speed drive with a six-pulse converter using EMTP/ATP and it is
presented normal energizing of utility capacitors. The analysis is tested on a system consists of 13 buses and is representative of a
medium-sized industrial plant. Finally, each kind of electrical disturbance is analyzed with example representing each tool. A
qualitative comparison of results shows the advantages and drawbacks of each signal processing technique applied to power quality
analysis. # 2002 Elsevier Science B.V. All rights reserved.

Keywords: Discrete short-time Fourier transforms; Power quality; Wavelet transforms

1. Introduction ease of interpretation. Power engineers are used to think


in terms of sinusoidal signals and the STFT fits closest
In signal processing the time /frequency domain has to this. Most of the results obtained by using wavelets
often been exploited for analyzing signals with fast can equally be obtained by using STFT.
changing spectral contents. The wavelet analysis [1 /3] When using wavelet transforms it is often difficult to
can be used for similar purposes, and has been exploited extract the fundamental or any other single harmonic
recently for several types of voltage and current component of the signal. For an analysis tool to become
disturbances [4 /9] and for power system protection widely excepted in power system engineering, it is
[10]. Several possible power system applications for important that it enables analysis in terms of harmonic
wavelet analysis have been proposed, among others: signals.
automated disturbance classification [7]; recognition This paper shows how the spectral contents as a
using wavelet-based neural classifier [4]; propagation function of time can be obtained by using the STFT
of power system transients [6]; detection of faults [16,17]. Although the STFT has a fixed frequency
[10,11]; and visualization of time-varying harmonics resolution for all frequencies once the size of the window
[12]. The stated advantage of using wavelets compared is chosen, it enables an easier interpretation in terms of
to Fourier transform [13 /15] is the tradeoff between harmonics.
frequency and time-resolution at different frequencies. Studies of power quality phenomena have emerged as
The wavelet transform gets a lot of attention in the an important subject in recent years due to renewed
interest in improving the quality of the electricity supply.
literature, at the expense of the short-time Fourier
As sensitive electronic equipment continues to prolifer-
transform (STFT). The advantage of the latter is its
ate, the studies of power quality will be further
emphasized. The identifying features are derived from
* Corresponding author.
well-documented theories [14,15,18 /21], power engi-
E-mail addresses: fjurado@ujaen.es (F. Jurado), iepsaruj@bi.ehu.es neers heuristics gained through long years of experi-
(J.R. Saenz). ence, and power quality data collected in recent years.
0378-7796/02/$ - see front matter # 2002 Elsevier Science B.V. All rights reserved.
PII: S 0 3 7 8 - 7 7 9 6 ( 0 2 ) 0 0 0 3 5 - 4
184 F. Jurado, J.R. Saenz / Electric Power Systems Research 62 (2002) 183 /190

2. Adjustable speed drive converter operation, which injects harmonic currents


into the supply system by an electronic switching
Adjustable speed drive (ASD) is becoming a signifi- process. The second mechanism is the inverter opera-
cant load component for power distribution systems. It tion. The inverter can introduce additional ripples into
drives a process, whether it be fluid, gas, material, or air the DC link current. These ripples in turn can penetrate
with a variable speed induction motor. Modern ASDs into the supply system side. The extent and the
employ power electronic devices to generate the variable frequency of inverter-caused ripples are largely a func-
frequency power supply for AC motor speed control. tion of inverter design and motor parameters. An ASD
Harmonics are produced in the process [22]. can therefore be represented with a generic three-phase
Assessment and mitigation of the ASD harmonic bridge converter circuit. A feature of this circuit is that
effects on supply systems have become an important the inverter and the motor are collectively modeled as a
aspect of power quality management. Computer simula- direct current source. The magnitudes and phase angles
tion is one of the effective ways to assess the harmonic should be determined from the inverter design and
effects of ASDs.
motor operating conditions.
An ASD consists of a rectifier, a direct current link,
To use this model, the ASD is first represented as a
and an inverter [23]. The rectifier converts supply AC
constant power load at the fundamental frequency. The
voltage into a DC voltage. The DC voltage is filtered in
real power load is equal to the ASD/motor load and the
the DC link. The inverter converts the DC to an
reactive power load is zero. The network is then solved
adjustable frequency, adjustable voltage AC for motor
at the fundamental frequency. The ASD current magni-
speed control. The rectifier (converter) section of an
ASD, called the front end, is the part that generates tude and phase angle are determined as I1 and u1,
harmonic currents into the supply system. Typical front respectively. The harmonic current source representing
end of three-phase ASDs is the full-wave bridge rectifier the ASD is calculated by scaling up the magnitudes of
type. the harmonics by I1 and by shifting the phase angle
ASDs are normally classified into different types column by hu1. It can be seen that the current source
according to the inverter design. The three most model is easy to use and needs less input effort. In
common types are the pulse width modulated inverter EMTP/ATP this can be done using Models. The
(PWM) type, the voltage source inverter (VSI) type and disadvantages are that the model cannot simulate a
the current source inverter (CSI) type. While the inverter wide variety of ASDs and ASD/system operating
design mainly affects the motor performance, it has conditions.
some indirect impacts on the drive harmonic perfor-
mance as well. The impacts are:
(1) The configuration of DC link. For the PWM and
VSI types, the DC link mainly consists of a large shunt 3. Capacitor energizing
capacitor. For the CSI type, the DC link is made up of a
large series inductor. A shunt capacitor causes larger Capacitor energizing transient events are one of the
ripples in the DC link current. These ripples in turn
most common transient events present in power systems.
cause more harmonic injection into the supply system. A
The transient events occur when a capacitor is switched
series inductor has the opposite effects.
on. At the switching instant, a fast change in the bus
(2) The operation of converter. For the VSI and CSI
voltage occurs because the voltage in the capacitor
types, the converter DC voltage output must be
cannot change instantaneously. The transient frequency
adjustable in order to obtain an adjustable AC voltage
at the motor side. This is normally achieved by varying is determined by the combination of the capacitance of
the firing angle of the converter thyristors. On the other the capacitor bank and the system inductance. The
hand, the PWM type inverter can adjust the magnitude oscillation frequency in the voltage waveform is typi-
as well as the frequency of its output AC voltage. There cally between 300 and 1000 Hz and lasts for less than
is no need to control the converter output. The firing half a cycle of the power frequency.
angle is normally equal to zero. A smaller firing angle There are several kinds of capacitor energizing events.
leads to less harmonics generation. We shall present normal energizing. Energization of
Among the three types of ASDs, the PWM type is the utility capacitors is a daily operation in the utility
most common one in the low horse power (up to 1500 system. They are switched into the system in anticipa-
hp) applications. Most CSI type ASDs are designed for tion of load increase at a customer site, to correct power
high horse power usage. Details on the application and factor, to support voltage on the system, and so on. This
characteristics of ASDs can be found in [23]. energization of utility capacitors is considered normal
There are two mechanisms through which an ASD energizing. The following are the identifying features for
generates harmonic currents. The first mechanism is the normal capacitor switching.
F. Jurado, J.R. Saenz / Electric Power Systems Research 62 (2002) 183 /190 185

3.1. Overvoltage symmetric window of size L , L 0/N if signal reconstruc-


tion is required.
At the switching instant, the voltage in the capacitor It follows that Eq. (1) is equivalent to
cannot change instantaneously. The bus voltage is
Xn (e jv k )e jv k n X n (vk ) (2)
pulled down, and then rises as the capacitor begins to
charge. During the process, the capacitor voltage may where
overshoot and ring at the natural frequency. The over- X
X n (vk ) x(nm)v(m)e jv k m  x(n)hk (n) (3)
voltage in normal energizing is usually between 1.1 and m
1.4 p.u.
is the output of the k th complex bandpass filter, with
impulse response hk (n) and center frequency fk
3.2. Polarity and magnitude of the step voltage
hk (n)v(n)e jv k n (4)
One of the most common identifying features for fk fs k=N (Hz); k 0; 1; . . . N 1 (5)
normal energizing of utility capacitors is the polarity of
the step voltage. If the power quality monitor is located Discrete STFT in Eq. (2) can be viewed as the lowpass
at or near capacitors that have no series reactor, a fast representations of bandpass filter outputs. All bandpass
initial voltage step will be observed. The voltage step at filters have an equal bandwidth determined by the
the instant of closing cannot go beyond zero if the selected window. For Hamming window of size L , the
capacitor has no initial net charge at the closing instant bandwidth of the bandpass filters is
or if the capacitor is grounded. If the power quality 2B 4fs =L (Hz) (6)
monitor is located farther away from the capacitor, the
The bandwidth in Eq. (6) is defined as the width of the
voltage step change may not be observed, or at least it is
main lobe of the window frequency response [16].
not as prominent. In any event, sudden changes of
Alternatively, one can use the RMS bandwidth which
voltages never go across the zero line, i.e., they do not
is defined as
change polarity. This behavior is exhibited in nearly all
normal energizing of utility capacitors. DW (1=kW k)ffv (vv + )2 jW (v)j2 dvg1=2 (7)
here, W (v) is the bandpass filter frequency response;
kW k is the norm of W/v + (1=kW k )fv vjW (v)j dv; is
3.3. Oscillation frequency of the energizing event in the 2 2

phase voltage the center of W (v ) [2].


Once the size of a window function is chosen, there is
The oscillation frequency of any kind of capacitor a fixed frequency resolution over all bands. If one wishes
energizing in the phase voltage is generally between 300 to have different resolutions in different parts of the
and 1000 Hz. Thus, the frequency of oscillation is frequency spectrum, the discrete STFT should be
helpful in identifying capacitor energizing in general, repeated for a number of window sizes.
but it cannot be used to discriminate normal energizing By using discrete STFT one can split the original
versus other types of capacitor energizing. Extracting signal into a set of bandpass filter outputs. Center
the oscillation frequency from the capacitor energizing frequencies and bandwidth of the filters can be chosen
transients is difficult. freely by using Eq. (5) and Eq. (6), which are determined
by the number of bandpass filters N (half of them are
with the positive center frequencies) and the size of the
4. Discrete STFT window L . For the analysis of power system harmonics
one may choose the center frequencies of bandpass
Discrete STFT is used for time/frequency analysis of filters at the harmonics of the power system frequency
non-stationary signals, where the use of Fourier trans- (50 or 60 Hz), such that the disturbances at different
form alone becomes inadequate. Discrete STFT decom- harmonics can be analyzed.
poses the time-varying signal into time /frequency Note that the STFT does not give harmonics as in a
domain components; hence it provides an insight in Fourier series, as those are only defined for a periodic
the time-evolution of each signal component. Given a signal. The so-called pseudo-harmonics resulting from
signal x (n) the discrete STFT for frequency band k at the STFT are the output signals of bandpass filters
time n is defined as Eq. (1) centered at the harmonic frequencies (i.e. integer multi-
X ples of the fundamental frequency). For a periodic
Xn (e jv k ) x(m)v(nm)e jv k m (1) signal and narrow filter bands, the outputs of these
m
filters correspond to the actual harmonics. The band-
where, vk /2pk /N , is the frequency in radians; N , is the width determines how many harmonic frequencies each
number of frequency bands; v(m ), is the selected band contains.
186 F. Jurado, J.R. Saenz / Electric Power Systems Research 62 (2002) 183 /190

Fig. 1. Test system.

5. Wavelet transform Bk fs =2 k1 BA BM k  1; 2; . . . ; M (8)


where BA is the bandwidth of the approximate filter.
Wavelet filters can be used for time/scale domain
The center frequency of the filter at scale k is
analysis. A wavelet transform can be explained by the
filter bank theory [1], where a wavelet and a scaling fk 3fs =2 k2 fA fM BM k  1; 2; . . . ; M (9)
function is associated respectively with a high and a low For BT-WFs the filter bandwidth is a constant BkBT 
bandpass filter. Compared to discrete STFT one ad- fs =2 M1 ; and the filter center frequencies (f1 ; f2 ; . . . ; f2 M )
vantage of wavelet filters is the much lower redundancy are
in signal components.
Dyadic wavelet filters can be used for multi-resolution fk (k 0:5)fs =2 M1 k  1; 2; . . . ; 2 M (10)
signal decomposition. To implement it, the input signal The bandwidths of dyadic wavelet filters and BT-WFs
is split into a low- and a high-frequency component. are RMS bandwidth, which is the RMS spread of filter
Only the low-frequency component is further split into a frequency response [2]. Similarly, for wavelet filters a
low- and a high-frequency one. The process repeats for a fine frequency-resolution implies a coarse time-resolu-
number of times (the number of scales). The dyadic tion. Comparing the frequency responses, the pattern
wavelets correspond to band-pass filters with an octave for BT-WFs is similar but less symmetric than that of
bandwidth, (the ratio of bandwidth to filter center the discrete STFT. This could be a problem in inter-
frequency is a constant). preting the results; the number of harmonic frequencies
Contrary to that, one can form wavelet filters with an in each band is e.g. not constant. In BT-WFs, there is a
equal bandwidth, using the so called Binary-Tree fixed and equal bandwidth for all filters once the
Wavelet Filters (BT-WFs). This is obtained by repeat- number of scales is selected, which is similar to that in
edly splitting both the low- and the high-frequency STFT.
components for several levels.
For dyadic wavelet filters, denote the set of bands,
starting from the lowest frequency, as
(b1 ; b2 ; . . . ; bM ; bM1 ) for a total of M scales, the 6. Results
corresponding bandwidths in Eq. (8) are
(BA ; BM ; . . . ; B2 ; B1 ) and the center frequencies in Eq. The simulation examples presented are based on the
(9) are (fA ; fM ; . . . ; f2 ; f1 ): The filter bandwidth at scale k EMTP/ATP. The analysis is tested on a system consists
is of 13 buses and is representative of a medium-sized
F. Jurado, J.R. Saenz / Electric Power Systems Research 62 (2002) 183 /190 187

Table 1
Generation, load, and bus voltage data (Base case)

Bus Vmag (%) Pgen (kW) Qgen (kvar) Pload (kW) Qload (kvar)

100:UTIL-69 100.00 7450 540 / /


01:69-1 99.89 / / / /
03:MILL-1 99.59 / / 2240 2000
50:GEN1 99.64 2000 1910 / /
51:AUX 101.88 / / 600 530
05:FDR F 99.56 / / / /
49:RECT 101.94 / / 1150 290
39:T3 SEC 104.06 1310 1130
26:FDR G 99.56 / / / /
06:FDR H 99.52 / / / /
11:T4 SEC 99.31 / / 370 330
19:T7 SEC 103.30 / / 2800 2500
29:T11 SEC 101.64 / / 810 800

industrial plant [24]. The system is shown in Fig. 1 and


described by the data in Table 1 and Table 2. Due to the
balanced nature of this system, only positive sequence
data is considered. It is presented the normal energizing
of utility capacitor. The switching instant is at 133 ms,
corresponding to a phase angle equals to 848. Additional
data used to conduct a harmonic analysis of the system
include the following:

1) The plant power factor correction capacitors are


rated at 6000 kvar. Compensation is modeled by
lumped RLC branches.
2) Lines are represented by PI-equivalents.
3) The displacement power factor for the drive load is
0.97 lagging. This high power factor is typical of
drives operated at or near full load.
4) A parallel RL representation is used based on the
aggregate power of the load.
5) Connection type for transformer and shunt ele-
ments is also considered.
6) The harmonics currents injected in bus 49: RECT
are specified for an ASD with a six-pulse converter.

The limitations of the discrete Fourier transform


(DFT) for non-periodic signals can be illustrated using
a signal containing a transient impulse, such a signal is
typical of a capacitor switching transient. The wave-
forms and the resulting DFT outputs are shown in Fig. 2
and Fig. 3, respectively. These figures are obtained using
TOP [25].
Fig. 4 show two examples in which discrete STFT is Fig. 2. Waveforms. (a) Current due to ASD; (b) energizing of utility
used to obtain pseudo-harmonic signals. Fig. 4(a) and capacitor.

Table 2
Theoretical (T ) and typical (Y ) harmonic currents for six-pulse converters

h 5 7 11 13 17 19 23 25

T 0.200 0.143 0.091 0.077 0.059 0.053 0.043 0.040


Y 0.173 0.111 0.045 0.029 0.015 0.01 0.009 0.008
188 F. Jurado, J.R. Saenz / Electric Power Systems Research 62 (2002) 183 /190

the high frequency resolution implies a low time-


resolution, and vice versa.
Fig. 4(a) contains the output from STFT, with the size
of the Hamming window L /256 corresponding to a
higher resolution in frequency-domain. This value was
chosen experimentally because it presents a better
frequency resolution. The sampling frequency was set
at 4 kHz, which satisfies the Nyquist limit. The window
size makes any time variation within one cyc1e be
blurred. High frequency-resolution harmonic signals
may provide useful information for analyzing power
system harmonics. A larger harmonic component is
represented by a brighter area.
In Fig. 4(b) the Hamming window size is L /16,
resulting in a higher time-resolution. The sampling
frequency was set at 13.5 kHz. Each filter output
contains too many harmonic frequencies, which is not
very useful for harmonic related analysis. However, this
output is useful to detect the transient changes of a
signal.
By applying dyadic Daubechies wavelets, the time /
frequency diagram of the individual waveforms are also
depicted in Fig. 5. The frequency components from 60
to 960 Hz are plotted. As indicated in discrete STFT, a
larger harmonic component is represented by a brighter
area. Observation of figures reveals the harmonics that
are more significant compared with other harmonics
Fig. 3. Discrete Fourier transform. (a) Current due to ASD; (b) [26]. These diagrams can be used for filter design in
energizing of utility capacitor. order to suppress unwanted distortion. In addition, they
are also beneficial for making decisions. Figs. 4 and 5
(b) are associated with a high frequency-resolution and a are obtained using MATLAB [27].
high time-resolution case, respectively. Since the product
of time and frequency resolution remains a constant
according to the Heisenberg /Gabors uncertainty prin- 7. Conclusions
ciple [2],
This paper discusses the power quality analysis in the
Df DtE 1=4p (11) time/frequency domain. It is designed an ASD with a

Fig. 4. Outputs from discrete STFT. (a) Current due to ASD; (b) energizing of utility capacitor.
F. Jurado, J.R. Saenz / Electric Power Systems Research 62 (2002) 183 /190 189

Fig. 5. Outputs from wavelet. (a) Current due to ASD; (b) energizing of utility capacitor.

six-pulse converter using EMTP/ATP and it is presented Appendix A: Nomenclature


normal energizing of utility capacitors.
As power system disturbances are subject to transient Discrete short-time
and non-periodic components, the DFT alone can be an Fourier transform
inadequate technique for signal analysis. If a signal is 2B bandwidth of the bandpass filters
altered in a localized time instant, the entire frequency fk center frequency
spectrum can be affected. fs sample frequency
Since the center frequencies of the band-pass filters hk (n) impulse response
associated with the discrete STFT can be freely chosen, k frequency band
e.g. at the harmonics of 60 Hz, discrete STFT is more L size of the Hamming window
suitable for harmonic analysis. By selecting a small m time
window length, STFT is able to detect transient posi- N number of frequency bands
tions in disturbance data. A dyadic structure is also n time
W (v ) bandpass filter frequency re-
possible by using STFT, but this will require some
sponse
additional programming if a standard mathematical
/kW k/ norm of W
package is used. It will be slower than with wavelets.
x (n) signal
Dyadic wavelet is more suitable for detecting localized
/D RMS bandwidth
W/
transient structures. More precisely, fine time-resolution +
/v / center of W (v)
for short duration and high frequency signals, and fine vk frequency in radians
frequency resolution for long duration and lower v (m ) selected symmetric window
frequency signals are needed. Signal components have
less redundancy. On the other hand, the center frequen- Wavelets
cies of band-pass filters are fixed once the number of BA bandwidth of the approximate
scales is chosen, which leads to inconvenient center filter
frequencies for harmonic analysis. BT-WF is very Bk filter bandwidth for dyadic
similar to STFT, however with compact decomposed wavelet
signals, but inflexible filter center frequencies. BkBT filter bandwidth for BT-
Hence, the choice of these signal processing tools WFs
depends on particular applications. (BA ; BM ; . . . ; B2 ; B1 )/
/ bandwidths
190 F. Jurado, J.R. Saenz / Electric Power Systems Research 62 (2002) 183 /190

/ (b1 ; b2 ; . . . ; bM ; bM1 )/ [10] Chaari O., Meunier M., Brouaye F., Wavelets: a new tool for the
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