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Journal of Biomechanics
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a r t i c l e i n f o abstract
Article history: In this study we examined whether the selection of postural feedback gain and its scaling is dependent
Accepted 2 March 2012 on perturbation type. We compare forward pushes applied to the back of a standing subject to previous
work on responses to support translation. As was done in the previous work, we quantied the subjects
Keywords: response in terms of perturbation-dependent feedback gains. Seven healthy young subjects (25 7 3 yr)
Push recovery experienced ve different magnitudes of forward push applied by a 1.25 m-long pendulum falling
Postural control from the height of 1.4 m toward the center of mass of the subjects torso. The loads on the pendulum
Feedback gain ranged from 2 to 10 kg. Impulsive force, ground reaction forces and joint kinematics were measured,
Gain scaling and joint torques were calculated from inverse dynamics. A full-state feedback control model was used
Joint torque
to quantify the empirical data, and the feedback gains that minimized the tting error between the data
and model simulation were identied. As in previously published feedback gains for support translation
trials, gradual gain scaling with push perturbation magnitude was consistently observed, but a different
feedback gain set was obtained. The results imply that the nervous system may be aware of body
dynamics being subjected to various perturbation types and may select perturbation-dependent
postural feedback gains that satisfy postural stability and feasible joint torque constraints.
& 2012 Elsevier Ltd. All rights reserved.
0021-9290/$ - see front matter & 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.jbiomech.2012.03.001
1380 S. Kim et al. / Journal of Biomechanics 45 (2012) 13791386
2. Methods perturbation. Kinematic data were measured by the Motion Analysis system
(4 IR cameras, Motion Analysis Inc., Santa Rosa, California) at a sampling rate of
200 Hz using ve reective markers attached at the shoulder (acromion), hip
2.1. Experimental procedures
(greater trochanter), knee (lateral femoral condyle), ankle (lateral malleolus), and
the platform surface. Ground reaction forces were recorded by a force plate (AMTI
Seven healthy young subjects (M6/W1, mean age: 2573 yr, mean height: dual force plate) at a sampling rate of 200 Hz, and impulsive force was measured
17175 cm, mean body mass: 6674 kg) with no history of balance disorder by a load cell (SCM-500 kgf, SENSTECH Inc.) attached at the end of the pendulum
participated in this study. Before the experiment, all subjects signed consent forms at a sampling rate of 1000 Hz.
approved by the Institutional Review Board of KAIST. Subjects were instructed to
stand upright with their arms crossed over their chest and to recover an upright
2.3. Data analysis
posture in response to ve randomly ordered forward push perturbations of different
magnitudes applied by a custom-made hanging pendulum without stepping or lifting
their heels, if possible. The magnitude of the push was varied by loading different The mechanical model used to simulate the postural response to push
masses ranging from 2 to 10 kg at the end of the pendulum (Fig. 1A). The pendulum perturbation consists of a 2-segment inverted pendulum and feedback controller
mass and length were 3.8 kg and 1.25 m, respectively, and the length was adjusted that generates compensatory joint torques (Fig. 1A and B). The equations of
slightly to the CoM height of the subjects torso. The pendulum was dropped from a motion for an inverted pendulum were derived using the NewtonEuler equation
height of 1.4 m toward the back of the subjects when triggered by an electromagnetic and linearized with respect to the vertical axis:
switch. The collision velocity of the pendulum was approximately 1.84 m/s. To reduce 2 3 " # " #
y ank y T ank
the back pain at the moment of collision, the subjects wore a sponge-padded M4 5 G ank P
backpack. To minimize the anticipation of the onset of pendulum fall, noise was y hip
yhip T hip
provided to the subjects through a headset. Prior to the data collection, the subjects 2 3
2 2 2 2
J1 m1 lc1 m2 l1 m2 l1 lc2 J 2 m2 l1 lc2 m2 lc2 J 2 m2 l1 lc2 m2 lc2
rehearsed several trials, including the maximum perturbation. where M4 5
2 2
m2 l1 lc2 J 2 m2 lc2 J 2 m2 lc2
" # " #
2.2. Measurement m1 glc1 m2 gl1 m2 glc2 m2 glc2 l1 lc2
G , P F 1
m2 glc2 m2 glc2 lc2
Impulsive force, ground reaction forces, and joint kinematics data were
recorded for 10 s, including 2 s of quiet stance prior to the onset of push where m is the mass, l is the segment length, lc is the distance from the joint to the
center of mass, J is the moment of inertia, and yank and yhip are the ankle and hip
joint angles, respectively. Tank and Thip are the ankle joint torque and hip joint
torque, respectively, and F is the push force. Subscripts 1 and 2 indicate the
lower and upper limbs, respectively (Eq. (1), Fig. 1A). The segmental inertial
parameters for the models were obtained from anthropometric tables, and the
ankle and hip joint torques were calculated using a least squares inverse dynamics
method (Kuo, 1998; Park et al., 2004; Kim et al., 2009).
To formulate the feedback control model, we dened the state vector, x, of joint
h iT
kinematics referenced to the initial upright posture as x yank yhip y_ ank y_ hip ,
where y_ ank and y_ hip are the ankle and hip angular velocities, respectively. The state-
space equation of the postural control system was obtained, x_ Ax Bu C, where
A and B are the state matrices obtained in terms of inertial parameters of the body
segments and C is the vector of the push perturbation:
2 3
0 0 1 0 2 3 2 3
6 7 0 0 0
6 0 0 0 17
A6 7, B 6 4 0 0 7
5, C
6 0 7
4 5 2
6 7
4 M1 G 0 0 5
0 0 M 1 M 1 P
u T Kx
" #
h iT k11 k12 k13 k14
where T T ank T hip , K ,
k21 k22 k23 k24
h iT
x yank yhip y_ ank y_ hip 3
3. Results
Fig. 4. A representative data-tting result: (A) Joint torque and (B) joint angle data (dotted lines) for a 6 kg load mass were tted by a 2-segment inverted pendulum model
simulation (solid lines). The onset of push perturbation occurred at approximately t 0.3 s (inverse triangle). Ankle and hip joint responses are differentiated by the black
and gray colors, respectively. The R2 value obtained from comparing the data with the simulations was 0.88.
S. Kim et al. / Journal of Biomechanics 45 (2012) 13791386 1383
Fig. 5. Averaged feedback gain components for all subjects (lled circle) obtained from the model that minimizes the data-tting error. Gradual gain scaling values with
push magnitude and linear regressions (black solid lines) were all statistically signicant (po 0.05). Error bars indicate standard errors. Position gains (k11, k12, k21, k22)
were normalized to the product of the subjects weight (N) and height (m), and differential gains (k13, k14, k23, k24) were normalized to the product of subjects weight (N),
height (m), and the square root of the subjects height (m) divided by the gravitational acceleration (m/s2). Previously published gain parameters for support translation
trials (Kim et al., 2009) are displayed together (gray) for comparison.
Table 1
feedback control model and its gain scaling with the push pertur-
Linear regression coefcients for scaled feedback gains of all subjects.
bation magnitude quantied the relationship between the joint
Gain Linear regression torques and kinematics during push-recovery reasonably well
(Figs. 4 and 5), similar to the previous attempts applied to
Slope Intercept
support-surface translation trials (Park et al., 2004; Kim et al.,
k11 0.097 70.043 1.231 70.281 2009). To examine the appropriateness of perturbation-dependent
k12 0.016 70.003 0.303 70.036 gain selection, we compared the simulation results of double
k13 0.022 70.020 0.658 70.072 inverted pendulum dynamics with various feedback gain sets that
k14 0.012 70.003 0.197 70.018 were obtained from push and support translation trials (Figs. 6 and 7).
k21 0.017 70.017 0.008 70.091
k22 0.004 70.003 0.155 70.025
The result of undesirable joint excursions by inappropriate gain
k23 0.006 70.003 0.053 70.067 selection (Fig. 7) implies that the nervous system may be aware
k24 0.003 70.001 0.032 70.003 of body dynamics and biomechanical constraints and selects appro-
priate postural feedback gains that satisfy postural stability and
feasible joint torque constraints. Consistent with the support transla-
larger hip feedback gains (k12 and k14) (Fig. 5), which generated tion trials (Park et al., 2004; Kim et al., 2009), most gains gradually
faster oscillatory ankle joint kinematics (Fig. 6B and D). Greater scaled with the perturbation magnitude (Fig. 5) to accommodate the
ankle torque-related gains (k12, k13, and k14) for push trials also maximum allowable ankle torque constraint (Fig. 3A). The decrease in
contributed to the reduced ankle joint torque generation (Fig. 6A). ankle torque-related gains (k11, k12, k13, k14) with increasing perturba-
tion (Fig. 5) demonstrates that the ankle joint motion was not
compensated for as severely as it was for the trials that had a larger
4. Discussion gain, mostly due to the feasible ankle torque constraint.
Because the feedback control model was used to quantify
In this study, we quantied the perturbation-dependent change the change of empirical data of postural responses, its role was
of the postural strategy using feedback gain scaling. A linear descriptive rather than predictive. The relationship between the
1384 S. Kim et al. / Journal of Biomechanics 45 (2012) 13791386
Fig. 6. A model prediction of postural response using a 2-segment inverted pendulum controlled by two different gains selected from push (black) and support translation
(gray) trials, respectively. Simulated joint kinetics and kinematics for push stimulus (A, B), and support-surface translation (C, D) applied at the time t E0.3 s.
Corresponding push and support translation stimulus are presented in the right panel (B, D). Ankle and hip joint responses are shown as solid and dashed lines,
respectively. Joint torques of the ankle and hip were normalized for the subjects weight multiplied by height. In response to the same perturbation, different feedback
gains demonstrate signicantly different joint kinematics and kinetics.
change of joint kinematics and kinetics and gain scaling, however, as the joint kinematics with the continuous enforcement of
may suggest a possible control objective for a predictive postural biomechanical constraints.
control model. The gradual suppression of the increase of ankle It is worth noting that the reasonable match between the model
torque observed for both perturbation trials (Fig. 7A and E) implies and the data should be interpreted as a successful attempt to quantify
that the maximum allowable ankle torque constraint needs to be the postural strategy change in terms of feedback gain scaling, but
implemented for the postural control objective in a continuous not as an explicit demonstration of the postural feedback control
manner, such as in the form of a soft constraint (Park, 2002; Park mechanism by the nervous system. The quantication of postural
et al., 2004; Kim et al., 2009). Gain scaling with perturbation occurs response change using feedback gains and their scaling is mathema-
in such a way as to reduce the excessive joint torque generation tically equivalent to the system response from dynamic parameter
(Fig. 7A, E and F), whereas the joint angle deviation was not changes, such as stiffness and the damping coefcient. Specically,
severely restricted (Fig. 7D and G), which is consistent with when a simple mass (m)damper (c) system written as mx cx_ 0 is
previous attempts to create an optimal control model that pena- controlled by a proportional position controller with a gain Kp that
lizes excessive joint torque and postural deviation from upright to exerts a displacement proportional restoring control force as follows,
represent postural responses (Kuo, 1995; Atkeson and Stephens, mx cx_ K P x, then it is physically equivalent to the attachment of
2008). Therefore, one may suggest a control objective for postural a spring component with stiffness Ks. The equation of motion for this
feedback control that minimizes the joint torque actuation as well case also has a similar form: mx cx_ K s x 0. Similarly, the system
S. Kim et al. / Journal of Biomechanics 45 (2012) 13791386 1385
Fig. 7. Model simulation of peak joint torque and angle with respect to a broader range of feedback gains and perturbation magnitudes. Various postural gain sets
identied from data for small to large postural perturbations, i.e., push and support translations, were pooled for simulation. The empirical ranges of various perturbation
magnitudes were used for simulation. Peak joint torques (A, B) and angles (C, D) for push perturbations are shown on the top panels, and those for support translations are
shown on the bottom (EH). The average body weight and height of all subjects were used for the simulation. The peak joint torques of the ankle and hip were normalized
to the subjects weight multiplied by height.
parameter identication from the single response would not differ- either a change of system dynamics parameters or feedback control
entiate the existence of a feedback controller or the dynamics-driven gain scaling. Based on previous reports from the control perspective
response. Therefore, the observed non-uniform scaling of joint of postural control and the change of postural strategy observed from
kinematics and kinetics with perturbation could be attributed to perturbation recovery (Peterka, 2000; Morasso and Sanguineti, 2002;
1386 S. Kim et al. / Journal of Biomechanics 45 (2012) 13791386
Kuo, 2005; Goodworth and Peterka, 2010), in this study, we inter- Atkeson, C.G., Stephens, B., 2008. Multiple balance strategies from one optimi-
preted the postural strategy change as feedback gain scaling, which zation criterion. In: Proceedings of the 2007 7th IEEE-RAS Interna-
tional Conference on Humanoid Robots. HUMANOIDS 2007. Pittsburgh, PA,
again does not exclude the possibility of the contribution of joint
pp. 5764.
dynamics changes. Barin, K., 1989. Evaluation of a generalized model of human postural dynamics
and control in the sagittal plane. Biological Cybernetics 61, 3750.
Goodworth, A.D., Peterka, R.J., 2010. Inuence of stance width on frontal plane
Conict of interest statement postural dynamics and coordination in human balance control. Journal of
Neurophysiology 104, 11031118.
Horak, F.B., Nashner, L.M., 1986. Central programming of postural movements:
None. adaptation to altered support-surface congurations. Journal of Neurophysiol-
ogy 55, 13691381.
Kim, S., Horak, F.B., Carlson-Kuhta, P., Park, S., 2009. Postural feedback scaling decits
Acknowledgments in Parkinsons disease. Journal of Neurophysiology 102, 29102920.
Kuo, A.D., 1995. An optimal control model for analyzing human postural balance.
IEEE Transactions on Biomedical Engineering 42, 87101.
This research was supported by the Basic Science Research Kuo, A.D., 1998. A least-squares estimation approach to improving the precision of
Program through the National Research Foundation of Korea (NRF) inverse dynamics computations. Journal of Biomechanical Engineering 120,
funded by the Ministry of Education, Science and Technology 148159.
Kuo, A.D., 2005. An optimal state estimation model of sensory integration in
(#2010-0013306), the Happy tech. program through the National
human postural balance. Journal of Neural Engineering 2, S235S249.
Research Foundation of Korea (NRF) funded by the Ministry Morasso, P.G., Sanguineti, V., 2002. Ankle muscle stiffness alone cannot stabilize
of Education, Science and Technology (#2010-0020488), the US balance during quiet standing. Journal of Neurophysiology 88, 21572162.
National Science Foundation under Grants EEC-0540865, ECCS- Park, S., 2002. Human Standing Postural Control Adjusts to Biomechanical
Constraints. Ph.D. Thesis. University of Michigan, Ann Arbor.
0824077, and IIS-0964581 and the DARPA M3 program. The authors Park, S., Horak, F.B., Kuo, A.D., 2004. Postural feedback responses scale with
thank Jin Yeom, Myunghyun Lee and Changwon Lee for their biomechanical constraints in human standing. Experimental Brain Research
contributions to data collection. 154, 417427.
Peterka, R.J., 2000. Postural control model interpretation of stabilogram diffusion
analysis. Biological Cybernetics 82, 335343.
Appendix A. Supplementary material Peterka, R.J., 2002. Sensorimotor integration in human postural control. Journal of
Neurophysiology 88, 10971118.
Supplementary data associated with this article can be found Runge, C.F., Shupert, C.L., Horak, F.B., Zajac, F.E., 1999. Ankle and hip postural
strategies dened by joint torques. Gait and Posture 10, 161170.
in the online version at http://dx.doi.org/10.1016/j.jbiomech. Speers, R.A., Paloski, W.H., Kuo, A.D., 1998. Multivariate changes in coordination of
2012.03.001. postural control following spaceight. Journal of Biomechanics 31, 883889.
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