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A (2017) 123:215
DOI 10.1007/s00339-017-0844-2
Abstract The present research work explores the poten- investigated by means of a combined analytical approach
tial of an integrated inspection methodology, combining involving portable VISNIR fiber optics diffuse reflec-
Non-destructive testing and micro-destructive analytical tance spectroscopy (FORS) and laboratory methods, such
techniques, for both the structural assessment of the S.S. as environmental scanning electron microscopy (ESEM)
Annunziata Church located in Roio Colle (LAquila, Italy) coupled with energy dispersive X-ray analysis (EDX), and
and the characterization of its wall paintings pigments. attenuated total reflectance-fourier transform infrared spec-
The study started by applying passive thermal imaging for troscopy (ATR-FTIR). The results obtained from the ther-
the structural monitoring of the church before and after mographic analysis provided information concerning the
the application of a consolidation treatment, while active two different constrictive phases of the Church, enabled
thermal imaging was further used for assessing this con- the assessment of the consolidation treatment, and contrib-
solidation procedure. After the earthquake of 2009, which uted to the detection of localized problems mainly related
seriously damaged the city of LAquila and its surround- to the rising damp phenomenon and to biological attack. In
ings, part of the internal plaster fell off revealing the pres- addition, the results obtained from the combined analyti-
ence of an ancient mural painting that was subsequently cal approach allowed the identification of the wall painting
pigments (red and yellow ochre, green earth, and smalt)
and provided information on the binding media and the
* Panagiotis Theodorakeas
painting technique possibly applied by the artist. From the
pantheod@mail.ntua.gr
results of the present study, it is possible to conclude that
Stefano Sfarra
the joint use of the above stated methods into an integrated
stefano.sfarra@univaq.it
methodology can produce the complete set of useful infor-
Eleni Cheilakou
mation required for the planning of the Churchs restoration
elenheil@mail.ntua.gr
phase.
Domenica Paoletti
domenica.paoletti@univaq.it
Maria Koui
markoue@chemeng.ntua.gr
1Introduction
1
Las.E.R. Laboratory, Department ofIndustrial The present work is centered on a series of non-destructive
andInformation Engineering andEconomics (DIIIE), inspections which started in 2000 and ended in June 2015.
University ofLAquila, Piazzale E. Pontieri no. 1, Loc.
This started as a routine inspection on the cultural heritage
Monteluco di Roio, 67100Laquila, Italy
2
of the city, conducted by the Las.E.R. Lab. of University
Tomsk Polytechnic University, Lenin Av., 30, Tomsk634050,
of LAquila (Italy), and it was concluded as a collaborative
Russia
3
project along with the NDT Lab of National Technical Uni-
NDT Laboratory, Department ofMaterials Science
versity of Athens (Greece). In this long-term survey, pas-
andEngineering, School ofChemical Engineering, National
Technical University ofAthens, Iroon Polytechniou no. 9, sive infrared thermography was primarily used to inspect
Zografou Campus, 15780Athens, Greece the faade and the internal walls of the S.S. Annunziata
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Church, built in 1178 [1]. The present thermographic study information on the binding media, possibly used by the
focused on the monitoring of the most important phases of artist, which was not available from the FORS analysis, as
the faade restoration process (i.e., cleaning and consolida- well as on the painting techniques employed together with
tion), while the results obtained in time acted as a valuable the degradations that took place as a function of time.
scientific contribution for the planning of the preservation The main aim of this research was the investigation
policies of the building. To that direction, the inspection for the complementary evaluation of an integrated testing
of the interior walls by means of passive thermal imaging procedure that combines the application of thermographic
confirmed the historical supposition inherent to two differ- non-destructive testing (NDT) for the structural assessment
ent constructive steps of the structure, separated by the bel- of the inspected cultural heritage building and the applica-
fry. A first clue for the re-adaptation of the internal walls tion of an analytical methodology for the mural paintings
was verified after the 2009 earthquake that caused the par- pigments characterization. In this way, the complete set of
tial fall of the most recent decorative plaster layer, revealing information necessary for the planning of the restoration
the presence of a previously built fresco layer. The above processes can be produced.
observation was correlated with the historic incidents of
plague spreading in the Abruzzo region in 1464, 1484,
and 1486, and in the city of LAquila in 1478. More spe- 2Main information oftheS.S. Annunziata
cifically, the local community, taking into account health Church
safety necessities, decided to cover the original decorative
paintings with a new mortar layer that was subsequently The Church, having a rectangular structure and one nave,
repainted. On the other hand, information about the wall was built with stone walls with typical Romanesque crafts-
texture, at least for a small part, has been retrieved using manship and other remaining materials from the Roman
active infrared thermography (IRT) and data elaboration by and early medieval ages. The date of consecration (1182)
advanced thermographic signal processing [2]. has been passed down by an epigraph engraved on a com-
In addition to the thermographic survey, the nature of memorative stone fixed within a wall. Inside the Church,
the ancient pigments has been characterized by means of a two ogival recesses contain paintings dated between the
combined analytical approach involving portable VISNIR 15th and 16th century, while below the left recess, an
fiber optics diffuse reflectance spectroscopy (FORS) and Annunciation icon appeared after the 2009 earthquake.
laboratory methods, such as environmental scanning elec- The consolidation process of the stone walls started in
tron microscopy (ESEM) coupled with energy dispersive 2011 with the aid of a low pressure pumping system, inject-
X-ray analysis (EDX), and attenuated total reflectance- ing mortar inside the walls. The consolidation mortar used
fourier transform infrared spectroscopy (ATR-FTIR) [3]. consisted of a Rurewall B1 type by Ruredil binder, a
The latter techniques are considered a benchmark to the pozzolanic hydraulic binder with a low salt content. The
materials characterization coming from the cultural herit- selection of the above binder type was made considering
age field [46]. In particular, an extensive investigation of its chemical composition that excludes the possibility of
the mural paintings was initially carried out with the use the mortars chemical reaction with salts (sulphates, car-
of FORS technique, where in-situ measurements were per- bonates, nitrates, chlorides, etc), usually presented in the
formed on multiple spots of almost all painted areas (red, walls of ancient buildings. As stated above, the mortar was
yellow, orange, green, and blue), with the aim of identify- applied by pumping it from the external faade of the wall
ing the pigments through the comparative analysis of the up to its internal surface. In some cases, when the grout re-
acquired diffuse reflectance spectra with suitable spectral emerged on the internal surface of the wall, the pumping
databases. Since only very limited sampling of the origi- system was stopped and the restorers proceeded with clean-
nal paint layers was permitted, the results obtained from ing it. For the clarity of the readers regarding the injection
the FORS analysis acted as a valuable guideline for the procedure, they may consult the video uploaded on [7],
subsequent targeted sampling procedures, only from areas where the holes in which the above-mentioned mortar was
highlighted by FORS as uncertain cases which needed to injected are shown at the 5 min. In addition, a schematic
be further investigated by more sophisticated techniques. presentation showing the injection points on the wall is
Therefore, a total of three micro-samples were removed illustrated in Fig.1.
from distinct locations, where green and blue pigments Figure 2 summarizes the evolution of the state of the
were located, and were examined by means of the common faade from 2000, through 2007, and arriving at 2015,
methods of ESEM-EDX and ATR-FTIR for the chemical respectively. Comparing the three images, it is obvious that
elemental composition analysis and the characterization of the structure suffered from biological attacks, presented
their molecular structure. The laboratory results confirmed by the black strains, in 2000, while a surface area lacking
previous identifications of pigments and yielded further mortar between the stones (surrounded by a dark dotted
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3.1Thermographic survey
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By observing the respective thermograms, the influence Fig.7S.S. Annunziata Church: thermogram (top) and photograph
(bottom) taken on June 15th, 2007 inherent to the internal right wall
of the biological attack can be detected from the record-
ing of the increased temperatures on some areas of the
faade. The presence of black mount colonies (Fig.2) indi- right lateral walls was examined. In particular, the ther-
cates moisture as well. Thus, considering the early time of mograms inside the white oval (Fig. 7) reveal a layer of
inspection along with the low heat exchange coefficient of sub-superficial stones beneath the plaster surface. It is
water, the zones of increased temperature can be correlated interesting that these thermal imprints can be detected
with the bio-deteriorated regions. only in this part of the lateral wall, i.e., on the right
It is also very interesting to note how the thermal side. It is also interesting to note that, at the time when
imprint, which is surrounded by the dotted line, the lunette the thermograms were recorded, the sun did not directly
and the main door, follows the same trend (i.e., an incre- irradiate the right side. On the other hand, at the lowest
mental gradient of the surface temperature starting from its part of the respective external wall (Fig. 5), a high-tem-
lower part) both in Fig. 3 and Fig. 4, ending at the same perature reading appeared, possibly due to the presence
point, where the yellow line of Fig. 2 is marked to (see of moisture.
the bottom left part). In the latter figure, the border line, Screening from inside, it was also confirmed that the
indeed, separates the black (dirty) stones from the white lowest part of the wall was affected by moisture coming
(clean) stones. Nevertheless, the thermogram of Fig.4 also from the ground, while the middle part of the wall had a
presents the above-discussed surface temperature gradient, higher temperature, receiving slightly greater solar radia-
despite the fact that this was recorded after the application tion, and similarly the upper part accumulated the greatest
of the cleaning intervention on the faade. Thus, the above amount of sun heat during the day. Despite the different
observation can be possibly correlated with the rising damp temperature distributions on the wall, it is possible to say
effect, as a result of the comparative assessment of the dif- that the thermograms outside of the oval (Fig.7) have two
ferent thermographs captured over time. layers of plaster, i.e., the old one that was revealed after the
Moreover, interesting results can be seen in Figs. 6 earthquake and the new one that covered the old fresco. On
and 7, where the thermal behavior of the interior left and the contrary, the images inside the oval only reveal the new
plaster applied directly on the stone masonry; therefore,
the detection of the sub-superficial stones was possible.
Instead, the inspection of the left lateral wall (Fig. 6) did
not reveal the presence of the stone masonry; therefore, the
realization of an older sub-superficial plaster as appears in
Fig.7 is highly probable.
The latter supposition, as well as the particular thermal
imprint surrounded by a white dotted oval in Fig.6, urged
the competent authorities to remove the external plaster at
least on that part. The result was impressive as an unknown
ogival arch was brought to light (Fig. 8) along with an
Fig.6S.S. Annunziata Church: thermogram (top) and photograph ancient fresco beneath the new plaster layer, as described
(bottom) taken on June 15th, 2007 inherent to the left internal wall above.
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Fig.9S.S. Annunziata Church: the inspected part and the PPT and Fig.10S.S. Annunziata Church: part of wall painting indicating rep-
PCT results linked to a hot air stimulation resentative spots of in-situ measurements
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Sample 1 Pale blue Indicated in Fig.11 Fig.12S.S. Annunziata Church: diffuse reflectance spectra acquired
Sample 2 Dark greyblue from the red color impressions of the wall paintings. The spectra of
Sample 3 Light green reference hematite and red ochre pigments are also demonstrated for
comparative purposes
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component, which served as the reference spectra, are also absorption band (minimum) near 640nm, coinciding with
added for comparative purposes. the reference yellow ochre spectral features. In addition, all
From the comparative spectral analysis of Fig. 12, all spectra present a shoulder between 450 and 480nm and a
spectra corresponding to the in-situ measurements present broad absorption band at 910 nm which are attributed to
a similar trend with the reference pigment curves and are goethite [1113].
differentiated in their reflectance intensity. The aforementioned findings confirm the utilization of
More specifically, the curves present a typical S shape yellow ochre pigment with the form of goethite [FeO(OH)]
and they are characterized by a sharp positive slope at the for the production of the yellow color impressions.
wavelengths between 550 and 600nm and a maximum near
740 nm. The aforementioned spectral features are charac- 3.2.3Orange (ceramic) color impressions
teristic for red ochre with the form of hematite. Moreover,
all spectra present two absorption bands, a strong one in the The diffuse reflectance spectra obtained from the in-situ
bluegreen region (near 490nm) and a weaker one in the FORS measurements on the orange color impressions of
near-infrared region (near 850nm) that are also attributed the wall paintings (Fig.14) show features halfway between
to hematite [1113]. The above results verify that the pig- the spectra of red ochre (hematite) and yellow ochre (goe-
ment used by the artist for the production of the wall paint- thite). The above results suggest the possible mixing of red
ings red color impressions was red ochre with the form of and yellow ochre for the production of the ceramic-orange
hematite [Fe2O3]. colorations [14].
3.2.2Yellow color impressions: identification ofyellow 3.2.4Green color impressions: identification ofgreen
pigments pigments
Figure 13 demonstrates the diffuse reflectance spectra Figure 15 demonstrates the diffuse reflectance spectra
obtained from the in-situ FORS measurements on the yel- obtained from the in-situ FORS measurements on the
low color impressions along with a reference spectrum col- light green color impressions along with a reference spec-
lected from pure yellow ochre pigment containing goethite trum collected from a pure green earth pigment. From the
as the major component. comparative spectral analysis, we can observe that the
From the comparative spectral analysis, it is observed in-situ curves are characterized by a reflectance maxi-
that the curves corresponding to the in-situ measure- mum at max560 nm which lie between two minima
ments present a typical S shape and are characterized by a (absorption maxima) about 500 and 750 nm, presenting
sharp positive slope between 500 and 550nm and a broad also a secondary broad maximum in the near-IR (around
850 nm) and a shoulder about 480 nm. The above spec-
tral features are characteristic for green earth and are also
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Fig.16S.S. Annunziata
Church: ATR-FTIR spectrum of
Sample 3 (light green color)
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Fig.18S.S. Annunziata Church: reference smalt spectrum (available also contains other elements associated with the silica
from IFAC FORS database at http://fors.ifac.cnr.it/) source, such as Al and Fe, or with the cobalt ore used to
manufacture the blue glass pigment, such as As, Ni, and Bi.
These are often present at levels equal to or greater than
of Co(II) ions are easily detected. The above-mentioned cobalt, and were identified in the examined samples. The
findings suggest that the pale blue coloration may be above impurities reflect the geographical location of the
assigned either to the presence of smalt suffering from dis- mineral deposit and their composition can vary signifi-
coloration as a result of its degradation, or to the deliberate cantly due to the use of different recipes, but also according
selection and use of a weak colored variety of smalt by the to the origin of the raw materials and the way in which they
artist. were processed prior to manufacturing of the pigment.
The EDX chemical elemental analysis results of the blue Furthermore, the decreased percentage of K and the
micro-samples (Figs. 19, 20; Table 2) revealed the pres- increased Ca levels observed in all EDX spot and mapping
ence of high Ca concentrations suggesting the presence of analyses results could be related to the smalt discolora-
calcium compounds, possibly calcium carbonate (CaCO3) tion phenomena. The Pb content identified on the pale blue
coming from the plaster substrate. The determination of sample may be attributed to the presence of white lead that
high Si content as the major component of the samples was possibly mixed with smalt to obtain a higher stability
along with the lower amounts of K and Co indicate the of the pigment and prevent discoloration to a degree.
presence of blue pigment smalt, thus verifying the in-situ Finally, the high C levels identified on the dark
FORS analysis results described above. greyblue sample allow us to assume that over the lime-
Smalt is a potassium silicate glass strongly colored by based plaster, a primary, dark covering, thin layer made
cobalt (Co2+) ions mostly found in tetrahedral coordination. from carbon black was employed. In this case, the blue
In addition to silica, potassium, and cobalt, historic smalt pigment exhibits crystalline grains in a variety of sizes in
hues from deep blue to greyish blue. This is a traditional
technique that was used for centuries in murals of the
Paleologan and Cretan styles and has also been reported
in medieval wall paintings from Italy [23, 25]. The upper
blue layer is hardly preserved due to the smalt deteriora-
tion mentioned above that leads to the detachment of the
smalt grains from the paintings and the widespread loss of
the pigment, and therefore, only the dark grey underpaint
is visible. The above can be a hypothesis, since we do not
have other evidences or observations.
The presence of the blue pigment smalt was identi-
fied with ATR-FTIR spectroscopy (Fig. 21) through the
absorption bands observed at about 1080, 780 cm1 and
690, 460 cm1 that are typical of silicate compounds and
Fig.19S.S. Annunziata Church: EDX spectrum of Sample 1 with could be assigned to stretching and bending vibrations of
pale blue color (spot) the SiO groups, respectively. The bands present at 1030
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Fig.21S.S. Annunziata
Church: ATR-FTIR spectrum
of Sample 2 (dark greyblue
color)
and 795cm1 may be attributed to the vibrations of alumi- well as to clarify the activity status of the rising damp
nosilicate compounds in the glass pigment, and the band at effect, or monitor in retrospect the consolidation process.
525cm1 could be assigned to SiO bending vibrations, as In addition, the combined analytical approach
well [2325]. employed in this paper for the characterization of the
In addition, similar to the examined light green micro- wall paintings pigments showed that a deep understand-
sample described above, the presence of calcite was iden- ing of the chromatic palette can be obtained through the
tified in the dark greyblue sample by the characteris- use in sequence of the discussed complementary meth-
tic signature bands of CaCO3 (at about 1400, 870, and ods, contributing significantly towards the planning of
710cm1). The assignment of the weak band observed near the most appropriate conservationrestoration treatments
1650cm1 to Amide I vibration suggesting that the use of a on mural paintings. Portable FORS technique confirmed
protein organic medium could be one of many possibilities, its wide potential as a valuable non-invasive tool for the
as well. The above allow us to assume that a fresco-secco in-situ identification of pigments that enables a rapid pre-
wall painting technique was employed combining limewa- liminary investigation of the wall paintings in an effective
ter and protein binder. manner, thus minimizing the need for subsequent sam-
Finally, based on relative research studies dealing pling procedures and application of more sophisticated
with the investigation of smalt loss on wall paintings laboratory methods. Only areas highlighted by FORS
[25], the authors assumed that the discoloration of smalt us uncertain cases were further analyzed by means of
may be possibly attributed to a weakening of the protein ESEM-EDX and ATR-FTIR techniques, which allowed to
binder, which may undergo oxidative, chemical, and bio- verify the previous identifications of pigments as well as
chemical processes from the environment, humidity, and to derive further information on the binding media and
microorganisms. the painting techniques possibly used by the artist. The
analytical approach could be advantageously comple-
mented by cross-sectional analysis of paint samples to
4Conclusions provide information on the painting stratigraphy and reli-
able identification of the executive technique.
From the results of the present study, it is possible to affirm
that the joint use of chemical and physical NDT analyses Acknowledgements The authors are grateful to Mr. Giovanni
Pasqualoni of the University of LAquila for the valuable assistance
is highly recommended when an answer to structural and during the IRT inspections. The authors want also to thank the
artistic ambiguities is needed. The methodology explained continuous support of the Soprintendenza per i Beni Ambientali,
herein demonstrates that a periodical monitoring over the Architettonici, Artistici e Storici per lAbruzzo (Italy), as well as Mr.
years and/or the application of complementary inspection Antonio Mignemi (restorer) for the kind help during the sample tak-
ing procedure. Finally, the authors are also in debt with Agnese Anna
methods can contribute to the accurate documentation of Aureli (a mother-tongue English professor) for her valuable com-
the historical site, helping the work of both the art histo- ments on the English language.
rians and the restorers [2731]. The acquisition and inter-
pretation of different informative contents may enhance Compliance with ethical standards
the effective decision-making, minimizing the restoration
costs; thus, the above-presented integrated methodology Conflict of interest The authors declare that they have no conflict
of interest.
can also be considered as a smart procedure.
In particular, infrared thermography can contribute
in solving complex cases inherent to buried frescoes, as
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