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Stud. Hist. Phil. Sci.

39 (2008) 434443

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Stud. Hist. Phil. Sci.


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Pushing the limits of understanding: the discourse on primitivism in German


Kulturwissenschaften, 18801930
Doris Kaufmann
Universitt Bremen, Institut fr Geschichtswissenschaft/FB 08, Postfach 330 440, 28334 Bremen, Germany

a r t i c l e i n f o a b s t r a c t

Keywords: This paper addresses the signicance of primitivism as a gure of thought during the emergence of Kul-
Kulturwissenschaften turwissenschaftenconsisting of different elds of knowledge and disciplinesin Germany at the begin-
Other forms of thought ning of the twentieth century. Two interrelated problems in particular shaped the scholarly discourse on
Art primitivism: rst, the question of the existence and modes of operation of other forms of thought and
Psychopathology
consciousness. Second, the epistemological question how these other forms of thought could be recog-
Subjectivity
nized if the researcher him or herself belonged to a particular historically determined European mode of
Creativity
Emphatic notion of schizophrenia thought and perception. In this context the art of non-European primitives and of the insane became a
central topic. Its cross-disciplinary investigation ultimately arrived at a redenition of a nexus of prob-
lems: the challenge to the old concept of art as well as to the dominant concept of psychopathology, that
is, the denition of normality and deviancy. Both the non-European natives and the European insane
received new importance as scientic objects for a wider range of elds of knowledge. This process
was connected with an articulated need to expand and strengthen the faculty of subjectivity and intuition
on the part of the Kulturwissenschaftler for means of investigation and understanding (verstehen). The dis-
course on primitivism in German Kulturwissenschaften reected the crisis of knowledge and methology at
the beginning of the twentieth century and was nally resolved by taking refuge in phenomenology and
holism.
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1. Franz Boas and Bronislaw Malinowski. Kuper concludes that: The


idea of primitive society . . . could be used equally by right or left,
In his book The invention of primitive society the English cultural reactionary or progressive, poet and politician. The most powerful
anthropologist Adam Kuper investigates the history of the search images of primitive society were produced by very disparate politi-
for the primary forms of human society in the nineteenth century.1 cal thinkers . . . Yet all were transformations of a single basic model.3
He analyzes various models of primitive society, among them those This dichotomous model of primitive versus civilized, undevel-
presented by Morgan, Maine, Tylor, Frazer, Durkheim and Levi- oped versus developed, simple versus complex, continued to
Strauss. The theory of primitive society is about something which predominate in scholarly work until the mid-1960sas demon-
does not and never has existed, Kuper writes.2 He explains the strated by a critical linguistic analysis of British and American cul-
continuity in constructing such theories or models up to now as tural anthropological and ethnological introductory works.4 The
stemming from the wish to use them as an overlay for the interpre- following terms served as a substitute for primitive: non-literate;
tation of modern society, a contextual framework that was also lower; simple; small-scale; isolated; arrested in development;
shared by critics of such procedure, for example the anthropologists lacking in historical records; lacking in literature; non-urban and

E-mail address: dkaufman@uni-bremen.de


1
Kuper (1988).
2
Ibid., p. 8.
3
Ibid., p. 240.
4
Hsu (1964).

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doi:10.1016/j.shpsa.2008.06.013
D. Kaufmann / Stud. Hist. Phil. Sci. 39 (2008) 434443 435

tribal; societies in which social relations are based primarily on kin- ation of cultural anthropological knowledge in conjunction with
ship; those endowed with an over-powering sense of reality; where and as a means of domination and control of countries outside of
everyday facts have religious and ritual covering; those who endow Europe is beyond question, as, for example, the German South
all nature with spirit life.5 Sea expeditions from 1907 until 1910 reveal.13 The discourse on
I know of no comparable analysis for the German language area, primitivism carries, however, additional signicance as well. In the
but one can assume that similar designations are also apparent in period between 1880 and 1930, two interrelated problems in partic-
the current debates about globalization and international politics. ular were important to the centrality of primitivism as a conceptual
The following analysis, however, will not examine the continuity frame in the emergence of transdisciplinary Kulturwissenschaften in
of the old model of primitivism in contemporary scholarly and Germany: rst, the question as to the origin, existence, and modes
political discourse. Instead, it will center on a specic historical of operation of other forms of thought and consciousness, which
period taken from the history of the relation between us and the in contemporary terms were often characterized by a series of syn-
otherthat other which forms a triad in modern European onymsas primitive, archaic, pre-logical, savage or mystical
thought: the savage, the insane, the child.6 thought. This question pointed at the European dimension of the
This paper is about the signicance of primitivism as a con- primitivism debate, namely the intensive German, English, and
ceptual frame or gure of thought during the emergence of the American reception of Lucien Lvy-Bruhls books. The French philos-
eld of trans-disciplinary, historically oriented Kulturwissenschaf- opher published Les fonctions mentales dans les socits infrieures in
ten (cultural studies) in Germany,7 dating from before the turn of 1910, La mentalit primitive in 1922, and Lme primitive in 1927.14
the century until the 1930s. Then anthropologists, psychologists, Second, the research interest in these other modes of thought gave
psychiatrists, sociologists, art historians, geographers, historians, rise to a self-reexive epistemological question: how could the
and philosophers started to examine contemporary social prob- other, that is, other forms of thought, be recognized if the researcher
lems and issues, thereby crossing disciplinary boundaries. This him or herself belonged to a particular historically determined Euro-
departure in the scholarly study of culture reected the crisis of pean mode of thought and perception? In the rst decades of the
modernity, that the intellectual lites of the late German empire twentieth century this epistemological problem applied to the
were conscious of.8 This crisis was marked by the loss of consent non-European primitives and the insaneand, in part, also to chil-
about a genuine middle-class way of life, norms of behavior, and drenwith their cultural Objektivationen, that is, their forms of pro-
generally shared cultural values. The disorientation that appears cessing reality. In the case of non-European primitives, studies on
in several autobiographies of that time, especially the feeling of primitive thought since the 1890s focused primarily on three areas:
being entrapped in the steel cages (Max Weber) of a growing language, religion, and art.15 Regarding the mentally ill, researchers
bureaucracy and of processes of rationalization, as well as of a were mainly interested in their artistic expressions.16
reduction of ones personal options and choices, corresponded In the following I shall concentrate on the discourse about so-
with a new scholarly discourse about culture. Its central focus called primitive art, in which the epistemological problem men-
was, as Max Weber put it, the major substantive cultural prob- tioned earlier was initially raised by art historians before World
lems of the present.9 This starting pointthe interest to investi- War I, and later was adopted by psychiatrists in the 1920s as a
gate current problems of modern societyestablished a mutual guiding question in the context of their discussions about schizo-
acceptance and inclusion of methodological approaches and of phrenia as a form of primitive thought and a source of extraordi-
results of research in the above mentioned different elds of nary artistic creativity. Primitive artas the artistic expression of
knowledge. This new transdisciplinarity was also promoted by the thought of the otherwas examined simultaneously in differ-
the fact that some of these elds were still in the process of ent elds of knowledge, but among these elds, some took the lead
taking shape as separate academic disciplines, such as sociology, in giving impulses to the others. This role shifted within the dis-
psychology, and art history.10 course community. Besides ethnologists, whose object of study
The wide range of objects under investigation by the new enter- by denition consisted of the material culture of non-European
prise of Kulturwissenschaften became apparent in the conception of peoples, it was, generally speaking, the art historians, experimental
culture introduced, for example, by Georg Simmel, Max Weber, psychologists, and Vlkerpsychologen (folk psychologists) as well as
and, among the French, Emile Durkheim. Culture was dened as sociologists and scholars of prehistory who were primarily inter-
the entirety of reciprocal interchange of forms of thought, ways ested in primitivism until the end of World War I. By the 1920s
of behavior, social practice and the material culture (Objektivatio- the emphasis and leading role in the discourse moved to psychia-
nen) in which they resulted, these included, among others, institu- trists, developmental and Gestalt-psychologists, and philosophical
tions, social practices, religion, and art.11 The transdisciplinary anthropologists.
investigations centered on the ambivalence or the pathology of This shift of emphasis corresponded to a different keynote in
modernitythe causes and manifestations of the oft-invoked crisis the discourse on primitive art. In the earlier period the main ques-
of contemporary culture.12 tion had been: what was the particular nature of the aesthetic? Did
One important topic of the evolving discourse after the turn of the concept of art need to be revised? In the 1920s another ques-
the twentieth century was the debate about primitivism, which tion came to the fore: was there a distinguishing characteristic of
cannot be reduced to an exclusively colonial discourse. The gener- schizophrenic creativity and what were the productive compo-

5
Ibid., p. 173.
6
See Foucault (2003).
7
Oexle (1996).
8
Vom Bruch, et al. (1989b, 1997); Lichtblau (1996); Hbinger (1997); Drehsen & Sparn (1996); Teich & Porter (1990); Schleier (2000).
9
Peukert (1989); Oexle (2001).
10
For sociology, see Lichtblau (1996); Nolte (2000). For psychology, Ash & Geuter (1985); Ash (1990). For art history, Sauerlnder (1977).
11
See Hbinger (2000); Vom Bruch et al. (1989a).
12
Ibid., p. 18.
13
Fischer (1981); Zimmerman (2001), especially pp. 217238; Penny & Bunzl (2003); Stocking (1991); Clifford & Marcus (1986).
14
Published in German as Das Denken der Naturvlker (Lvy-Bruhl 1921); Die geistige Welt der Primitiven (Lvy-Bruhl 1927); Die Seele der Primitiven (Lvy-Bruhl 1930).
15
Lowie (1937).
16
See MacGregor (1989).
436 D. Kaufmann / Stud. Hist. Phil. Sci. 39 (2008) 434443

nents of the pathological? Did the concept of illness need to be It was the contemporary crisis of culture, according to Kandinsky,
revised? which had encouraged the discovery of this spiritual kinship and
Yet two themes ran through the whole discourse on primitive fueled artists search for support from the primitives.
art: rst, the insight into the socialcultural character of the aes- Three years prior to Kandinskys treatise, the art historian
thetic sphere, that is, the examination of the social interdepen- Wilhelm Worringer attempted in his 1908 book Abstraktion und
dence of artistic production, as the Swiss cultural historian Jacob Einfhlung (Abstraction and empathy) to give a more exact explana-
Burckhardt had already demonstrated in his work on the Italian tion of the mutual mental powers that were supposed to be
Renaissance;17 second, the question as to the autonomy of the aes- responsible for the similarities between primitive and modern
thetic sphere and its signicance for modernity, which was linked to art, especially abstract art.23 Worringer argued that the geometric
the contemporary diagnosis of its crisis. style, that is, the style of the highest abstraction and of the strictest
removal from life is characteristic of peoples in the most primitive
2. stage of culture.24 Because primitive man
is so lost and spiritually helpless in confronting the objects of
In 1901 the historian Karl Lamprecht published an article, Prob- the external world . . . his urge is so strong to take the arbitrar-
lems of modern art, in which he asserted a correspondence be- iness from outside objects and . . . to transform them instead
tween the life of the mind of prehistoric cultures and the inner into objects of value representing necessity and order.25
life of the present.18 As evidence, he referred to the related forms
of prehistoric and modern art. Though, in the rst case, Lamprecht According to Worringer, primitive man possessed the strongest in-
wrote, these artistic works were the result of simple urges, instinc- stinct for das Ding an sich (thing-in-itself). At present, after the hu-
tive creation,19 while in the present they were created consciously. man spirit traversed the path of rational knowledge through
Lamprecht, who in his 18911909 major work German history traced thousands of years of development, his awareness of the feeling
historical courses to the working of psychological laws and con- for das Ding an sich reawakes as a nal resignation of knowledge.26
structed an ascending succession of stages of culture (Kulturzeitalt- He continued: Flung down from the arrogance of knowledge, mod-
er), afforded a great deal of space to sources of art history and ern man once again faces the world just as lost and helpless as prim-
distinguished his Kulturzeitalter according to aesthetic categories. itive man after recognizing that the visible world . . . is nothing but of
He characterized the present as an age of subjective inner life, insubstantial appearance.27
whose origins laid in the period of sensibility.20 The modern ner- Lamprecht, Kandinsky, and Worringer shared the assumption of
vousness and irritability had evolved in the aftermath of the Roman- a correlation between the artists inner state and that of his age
tic era. Now, contemporary artists deliberately tried to rebuild a with form and content of artistic production. This pointed to the
non-separated sphere of emotional and rational life, that according importance of psychology in the discourse community. Conse-
to Lamprecht had been characteristic for prehistoric times. As an quently the experimental psychologist Wilhelm Wundt, one of
example and expression Lamprecht pointed to the signicance of most inuential representatives of this eld of knowledge, pro-
synaesthetic phenomena in modern art, that is, the way in which vided the ongoing discourse on primitivism with a scientic
sound waves arouse light sensations, stimulation of the sense of grounding. In his ten-volume Vlkerpsychologie (Folk psychology),
touch bring about sensations of hearing, light waves trigger the published from 1900 to 1920, he examined those mental and psy-
sense of taste.21 Lamprecht concluded, if the prehistoric age and chic processes that are the basis for the general development of hu-
the present age could be characterized as periods of the dominance man communities and for the evolution of shared intellectual
of nerves, then the prehistoric age would stand for the beginning of achievements of universal value.28 Wundt tried to reveal the foun-
human history and the present for the age of its decline. dational processes and laws of thought, feeling, and desire through
In his 1911 essay ber das Geistige in der Kunst (Concerning the an analysis of intellectual production or so-called cultural Objektiva-
spiritual in art), Wassily Kandinsky also referred to the inner afn- tionen. These mental manifestations were dependent on historical
ity of contemporary artists to the primitives. Kandinsky outlined: change. All intellectual phenomena are subject to the stream of his-
torical passing, in which that which has proceeded . . . contains the
The similarity of the inner efforts in the entire moral and spiri- grounds from which will develop the valid laws for that to come.29
tual atmosphere . . . that is, the similarity in the inner disposi- In his third volume of the Vlkerpsychologie about art, Wundt con-
tion of an entire age can logically lead to the application of structed an ascending succession of stages of humankinds develop-
forms that successfully served the same desires in a past age. ment and delineated characteristic artistic creations for each. The
Thereby emerged . . . our understanding of and our inner afnity object of Wundts study was explicitly not the aesthetic judgment
to the primitives. Just as we do, these unspoiled pure artists of art. He was interested in exploring the motives that lead to these
sought to bring the most essential of their inner life into their works, and the purposes they serve.30 Art had a primarily functional
works.22 meaning for Wundt. He saw artistic creativity and expression only in

17
See Hardtwig (1990).
18
Lamprecht (1901); on Lamprecht, see Chickering (1993); Schorn-Schtte. (1984).
19
Lamprecht (1901), p. 737.
20
Ibid., p. 738.
21
Ibid., p. 739.
22
Kandinsky (2004), p. 25.
23
Worringer (1921a). On Worringer, see Bhringer & Sntgen (2002).
24
Worringer (1921a), p. 22.
25
Ibid., p. 23.
26
Ibid.
27
Ibid., p. 24.
28
Wundt (1997 [1900]), p. 247. On the intellectual connection between Wundt and Lamprecht, see Chickering (1997). On Vlkerpsychologie as a Kulturwissenschaft see Smith
(1991).
29
Wundt (1911), p. 18.
30
Wundt (1919), p. 11.
D. Kaufmann / Stud. Hist. Phil. Sci. 39 (2008) 434443 437

advanced stages of culture with an accordingly advanced intellectual Correspondingly, he wrote in his article Primitive thinking for
development, namely a growing richness of the worldview and its the Reallexikon der Vorgeschichte (Encyclopedia of prehistory):
actuation.31
Primitive thinking stems from a state of mind that is based on
Already contemporary critics such as the sociologist Alfred
fewer experience, minor skills and weaker control over the
Vierkandt observed, that Wundt did not successfully complete
environment and in this way maintains quite particular and
the task he had set for himself. Vierkandt criticized Wundts
strange interrelations with emotional life . . . If one tries to
assumption of universally prevailing stages of cultural develop-
briey characterize primitive thinking, it has to be described
ment. He also missed an analysis of the particular psychological
as a thinking that primarily adheres to the complexity of phe-
characteristics of the different cultural stages; Wundt had limited
nomena, without analyzing them; it has not learned to differen-
himself only to the depiction of the objective world, that is, to
tiate between the reality of thought and the reality of the object.
the forms of primitive art.32 Vierkandts critique of Wundt showed
It pays no attention to controlling comparisons with reality,
that the challenge to investigate the connection between the socio-
thereby leaving the imagination without limitation and control.
logical explanation of group or collective behavior and the psycho-
It is concrete, but not true to reality.39
logical explanation of the individuals consciousness and behavior
still had to be taken up. Thurnwald elsewhere explained that in examining the art of native
In 1912 Richard Thurnwaldsociologist, ethnologist, folk psy- peoples one could not entirely give up a revised evolutionary ap-
chologist and later holder of the venia legendi in these three elds proach with two points of reference: the growing advance of the
at the University of Berlin33submitted an interdisciplinary research technique of the hand and the increase of the technique of the
program to tackle this very problem. In his article on Problems of mind, i.e. the accumulation of knowledge about things and con-
ethno-psychological research he suggested to investigate the main texts.40 Primitive thinking, he wrote, is not able to combine longer
current cultural phenomena in their actual causal connection.34 chains of events. Therefore, many incidents would obtain a magical
That meant: as with all social manifestations, we have to investigate character. Thurnwald was convinced that primitive thinking favored
the mental processes, laws and intentions that are basis of the mo- egocentric relationships to external phenomena and constructed
tives for behavior and wishes, both conscious and unconscious.35 simple supercial causal linkages between them.41 This opinion
Thurnwalds project built on experimental studies in anthropo- was shared by the physiologist Max Verworn in his often quoted
logical eldwork. He eliminated the historical moment that had book Zur Psychologie der primitiven Kunst (Towards a psychology of
been part in Wundts Vlkerpsychologie, and he only ascribed a lim- primitive art):
ited importance to the collection of material culture, still the key ele-
The primitive thinking of the native is not like the critical think-
ment of contemporary anthropological work.36 In order to
ing of the modern cultivated man . . . that, like a scientist, imme-
investigate the mental state of the so-called natives, the researcher
diately tests every new idea against the known facts of reality;
had to generate data through experimental investigation as Thurn-
instead, it is still a very short-winded type of thinking, which is
wald demonstrated in his Ethno-psychological studies of the South Seas
unable to form any long, logical trains of thought . . . but instead
peoples on the Bismark archipelago and the Salomon Islands.37 In
can only theorize in the closest connection to the momentary
addressing the topic of pictorial expression within his examination
situation and therefore continually generates contradictions.
of higher mental activity he had conducted drawing experiments
The naive speculations of these peoples about the world around
with people who through their profession were used to contact with
them are far removed from any natural sense of truth and even
foreigners. Thurnwald had given them stereometric bodies and plani-
the wildest creations of an agitated imagination do not awake
metric gures to sketch and asked them to make drawings of imagi-
any critical misgivings. This is true not only for their statements,
nary concepts, such as the afterlife. Thurnwalds research interest
but also for their images.42
was primarily directed toward the recently introduced intelligence
measurement. Only in passing he raised the question of the judge- Yet, since the beginning of the discourse on primitivism there
ment of the artistry of primitive drawings. His own criterion was also existed an intense debate about the question whether spiritual
the minimum of expression that had to be applied to get the maxi- manifestations could only be considered as art at a certain level of
mum of impression. Not surprisingly he could only nd that primitive culture, characterized by rational thought and specic technical
artists concentrated their attention on something other than the nor- developments, as the aforementioned physiologist Verworn insinu-
mal pattern, which divided our own from foreign art.38 On the basis ated. Moreover, the argument of the experimental psychologists
of this opinion though, Thurnwald made general statements about and folk psychologists was criticized who made essentially mate-
primitive thought, in which primitive art was embedded. He trans- rial stimulation responsible for the intellectual evolution of
formed pieces of Lvy-Bruhls theory about other thinking into ste- humankind and attributed all human expressions exclusively with
reotypes that were opposed to the principles of our thinking. a use-value for economic, social or religious purposes.43 As early as

31
Ibid., p. 607.
32
Vierkandt (1925, 1914).
33
Melk-Koch (1989).
34
Thurnwald (1912).
35
Ibid., pp. 2627.
36
Also Hoyt (2001).
37
Thurnwald (1913).
38
Ibid., p. 74.
39
Thurnwald (1927), p. 296. For a detailed discussion, see also Thurnwald (1922).
40
Thurnwald (1925), p. 349.
41
Ibid., p. 353.
42
Verworn (1917), pp. 2526.
43
Riegl (1923), p. 10.
438 D. Kaufmann / Stud. Hist. Phil. Sci. 39 (2008) 434443

1893, the art historian Alois Riegl in his book Stilfragen: Grundlegun- important to me is the insight that we have been made aware of
gen zu einer Geschichte der Ornamentik (Questions of style: Outlines of a an indigenous great and monumental art in Benin in the 16th
history of ornamentation) rejected this technicalmaterial theory of and 17th centuries, which at least in some works is equal to con-
evolution.44 He instead located a human inner artistic urge that stirs temporary European art. Moreover, Benin artists use a tech-
within man and drives to fulllment.45 The artistic inner drive nique that is very much according to the latest knowledge.
(Kunstwollen) which seeks to expand its area of creation and to Especially in regard to the current disrespect for the negroes,
heighten its capacity to give form wasaccording to Rieglthe main particularly in so-called colonial circles, such evidence seems
creative agent in history, not tools or technology.46 This urge also to me to also have a more general and moral meaning.52
applied to the beginnings of art. Riegl expressly referred to Paleo-
The investigation of primitive art, though, was not very preva-
lithic art and pointed to the striking gap between the outstanding
lent among German anthropologists, but they did share the art his-
quality of the artistic creations of these half-cannibalistic troglodytes
torians recognition of the epistemological problem posed by the
of Aquitaine on the one hand, and the moral lowness of their cul-
alleged different mental life of the others. Worringer raised this
tural level on the other hand.47 Art history, he wrote, had ignored this
question at the very beginning of his Abstraction and empathy. He
art almost completely, focusing only on the history of the ancient
criticized the limited realm of psychologist Theodor Lippss theory
(classical) art. Riegl appealed to abandon this system of value and
of empathy. Lipps had made the observers impression to the start-
to judge art according to the personal style and the style of the time,
ing point of his aesthetics. He had argued that it was a basic fact of
that is, to measure works of art only against themselves and to give
all psychology, and all aesthetics in particular, that, strictly speak-
them their own individual meaning. Riegls call was taken up by
ing, there was and never could be an object perceptible by the
the art historian Wilhelm Worringer. He outlined in Abstraction and
senses: In so far as it exists for me . . . it is permeated by my
empathy:
own activity and my own inner life.53 Worringer questioned the
Every style of art created as a result of an artistic urge and general validity of Lippss claim that this process of empathy had al-
according to the psychological needs of the time offers the ways been the precondition for artistic creation.
greatest delight to mankind. Therefore, this must become the
I rather think that this theory of empathy leaves us helpless in
guiding line of objective art history. The possibly greatest defor-
regard to the creations of many ages and peoples. It offers us, for
mation from our point of view must have represented for the
example, no help in understanding the enormous complex of art
respective artist the highest beauty and the fulllment of his
that stands apart from the narrow context of Greco-Roman and
artistic urge. This means, all judging from the perspective of
modern occidental art. Here the realization is forced upon us
our modern aesthetics and oriented to classical antiquity and
that an entirely different mental process is involved, accounting
the Renaissance, turns into absurdity and atness.48
for the particular character of each style of art, which we only
This considerate shift in the system of values in art history regard negatively.54
into the sphere of the relative, as it was described in the 1927
The precondition for the possibility of understanding these
Encyclopedia of prehistory49indicated a fundamental change of
completely different mental processes was the assumption of
the concept of primitive art. This no longer designated an imperfect,
the psychic unity of mankind propagated by the historically ori-
underdeveloped stage in art history and a lower level in the Darwin-
ented German anthropology of the late nineteenth century.55 It
ian scale of evolution, but an autonomous and distinct epoch of
was also the basic assumption of Franz Boass cultural anthropolog-
artistic creation, endowed with its own meaning and signicance.50
ical approach at the end of the nineteenth and the beginning of the
Primitive art was now characterized as unique; its works had to be
twentieth centuries in the United States, which continued to operate
analyzed in the context of their time (including the mental life of
in Germany as well, despite the different developments in the eld
the period under consideration) and had to be interpreted in a her-
of anthropological knowledge in the two countries.56 Correspond-
meneutic effort.
ingly, Alfred Vierkandt for example explained in his essay on Prin-
This new cultural relativism in art history corresponded with a
zipienfragen der ethnologischen Kunstforschung (Questions of principle
new formation of, above all, American anthropology, by and
in ethnological studies of art):
around Franz Boas, but was also in part supported by some German
anthropologists and ethnologists. Theodor Koch-Grnberg in his The presupposition of an equality of mental life [is] epistemo-
book Anfnge der Kunst im Urwald (The origins of art in the jungle), logically necessary and therefore of a priori certainty. It belongs
Karl von den Steinen in Die Marquesaner und ihre Kunst (The Mar- to the presuppositions of the rst order, while all presupposi-
quesians and their art), and Felix von Luschan of the Berlin Vlkerk- tions about the inequality of mental life can only be acquired
undemuseum, in his study of the Altertmer von Benin (The from experience and remain presuppositions of the second
antiquities of Benin) limited themselves in their research strictly order: equality must be taken for granted, while inequality
to description of manifestations of material culture, but appraised must be justied by experience.
certain pieces of them as art.51 Luschan in 1898 explicitly wrote
The burden of proof thereby shifted to the side of the advocates of
about Benin art:
an inequality of mental life. When it came to this point, ethnologists

44
Ibid., p. 32.
45
Ibid., p. 20.
46
Ibid., p. 24.
47
Ibid., p. 19.
48
Worringer (1921a), p. 17.
49
Khn (1927), p. 266.
50
Ibid., p. 267.
51
Koch-Grnberg (1904); Steinen (1925); Luschan (2001 [1898]).
52
Luschan (2001 [1898]), pp. 3132.
53
Lipps, quoted in Worringer (1921a), p. 7.
54
Ibid., p. 8.
55
See Koepping (1983, 1995); Massin (1996).
56
Kaufmann (2003).
D. Kaufmann / Stud. Hist. Phil. Sci. 39 (2008) 434443 439

in particular stood on the side of equality in relating their personal as the formed expression of the relationship of oneself to the
experiences in the eld, namely the experience of having been world.66
there.57 In the introduction to his book on Primitive art, Franz Boas
This conclusion corresponded with the program and aesthetic prac-
emphasized that:
tice of the contemporary artistic avant-gardefrom Expressionism,
Anyone who has lived with primitive tribes, who has shared Dadaism, to Surrealism.67 This altered denition of art, that is, the
their joys and sorrows, their privations and their luxuries, inclusion in the realm and experience of the aesthetic of the non-
who sees in them not solely subjects of study to be examined European, non-occidental, the so-called primitive art, broadened
like a cell under the microscope, but feeling and thinking the temporal, spatial, and mental concept of culture. The wholeness
human beings, will agree that there is no such thing as a prim- of a culturein all other parts of life otherwise presumably broken
itive mind, a magical or prelogical way of thinking, but that could still be captured in the examination of the eternal sphere of
each individual in primitive society is a man, a woman, a child art. Other, pre-logical, archaic, savage and mystical thinking now
of the same kind, of the same way of thinking, feeling and acting belonged to the entirety of the human spirit as a result of the dis-
as man, woman or child in our own society.58 course about primitivism within German Kulturwissenschaften. It be-
came a key object of the research into the essence of a culture. Inner
Boas developed a cultural anthropological concept for under-
processes such as intuition, premonition, and divination on the part
standing the other, which aimed at a connection between histor-
of the scholar acquired a great deal of signicance in this investiga-
ical knowledge and natural scientic, biological knowledge, and
tion. They correspondedit was assumedto the processes of pre-
which was rooted in a regional and local analysis.59 The new rela-
historic or primitive inner experience.
tivistic approach in art history adopted some of these elements in its
concept of styleabove all, the precedence of historical context, the
3.
principle of individuality of each culture, and the inclusion of psy-
chological research.
The question of being able to relate to and understand at rst
Intuition and historical divination of the researcher played an
incomprehensible artistic manifestations as the outcome of strange
important role in the investigation of style. Without historical div-
inner states occupied also the discourse on primitivism in the
ination, wrote Worringer, all historical studies would remain poor
1920s. This time, however, the main subject was not prehistoric
and subservient.60 Art historians attested with pathos to the imag-
and so-called native peoples, but the mentally illparticularly
ination, the capacity for empathy, and to the personality of the re-
schizophrenicsand their artistic works.
searcher as a solution to the epistemological problem of foreign
In 1925 the psychiatrist Arthur Kronfeld described the creative
times and foreign art.61 After all, the scholarly investigation was
process in the journal Klinische Wochenschrift as a mental state
ultimately about the understanding of the eternal of art, which is
experienced by the creative subject as an instinctual activity, as
connected to time, but also outshines it.62 The object of art history
an inner liberation from the impact of the world upon the self.68
therefore became the redeeming of art, the release from the con-
Kronfeld wrote of the parallelism of this creative state with that of
straints of life.63 This celebrated utopian character of the aesthetic
becoming psychotic, especially in certain cases of schizophrenia.
sphere served as a counterpoint to the criticized present. In the pres-
He continued:
ent, described as insecure, without clear commitment and distinct
principle, the power and energy of primitive art was not grasped, In these psychoses the world forms itself anew. Within them is
as the prehistorian Herbert Khn argued.64 The art of the primitives objectied the tension between the self and the other. Archaic
is, in truth, not primitivethe man of that time lives primitively; his levels of the soul, both magical and inspiratory, modes of crea-
economic system is primitivehis art is the purest expression of his tion rising from primordial instincts of an immense vitality give
world, which is not primitive, only differently experienced and the self an unlimited victory over the facts heretofore, which is
viewed in different forms.65 Khns studies in art history were rep- recast in original new forms, in hallucinatory experiences of a
resentative for this perspective, which rejected the evolutionary, revelatory or inspirational nature, in new synthetic and original
functional approach and promoted a new estimation and apprecia- intellectual processes akin to the birth of a tremendous self-
tion for Paleolithic art. made reality, the worldview of psychosis.69
It was also Khn, who in his article about primitive art for the
Here, Kronfeld expressed an emphatic notion of schizophrenia pre-
Encyclopedia of prehistory, summarized the most important result
valent throughout the cultural discourse of the 1920s. The fascina-
of the transdisciplinary debate about primitive art:
tion for this broken mental state70 came from at least three
Through the inclusion of primitive art, the concept of art itself sources: the schizophrenic worlds of experience that crossed the
has undergone a complete change. The standard of beauty in boundaries of the mind, the alleged similar experience of isolation
the sense of an idealized nature is no longer valid. The concept and alienation sensed by the participants in discourse and the great
of art appears to be captured most exactly, when characterized creative potential ascribed to schizophrenics. More than any other,

57
Vierkandt (1925), p. 342.
58
Boas (1955), p. 2.
59
See Stocking (1968), pp. 133233.
60
Worringer (1921b), p. 167.
61
Khn (1923), p. 8.
62
Ibid., p. 175.
63
Ibid., p. 176.
64
Ibid., p. 7.
65
Ibid.
66
Khn (1927), p. 269.
67
On this point, see Kster (2003); Pan (2001).
68
Kronfeld (1925), p. 29.
69
Ibid.
70
Prinzhorn (1927), p. 141.
440 D. Kaufmann / Stud. Hist. Phil. Sci. 39 (2008) 434443

the psychiatrist and art historian Hans Prinzhorn supported this gender transformations, cosmic identications, and mystical
view of schizophrenia with his widely read book of 1922, Bildnerei ecstatic contemplation. The subtitle of Storchs book Entwicklungs-
der Geisteskranken (Works of the mentally ill), in which he gave his psychologisch-klinische Untersuchungen zum Schizophrenieproblem
interpretation of the Heidelberg collection of about 5,000 works of (Developmental-psychological clinical investigations of the problem of
patients in mental institutions.71 Main topic was the highly creative schizophrenia) pointed to the psychogenetic conceptual framework
power that sprang from schizophrenia. of the research program. Its results supported the empathic notion
Prinzhorn took up the new questions and concentration of psy- of schizophrenia in the Weimar Republic:
chiatric research on schizophrenia. His work belonged to the inu-
In this mental disorder a primordial, archaic mode of thinking
ential circle in German psychiatry of the 1920s known as the
and experience emerges that was unable to survive in the rise
Heidelberg School, which was associated with such names as Karl
to contemporary culture and was overcome, though it still lies
Wilmanns, Hans Gruhle, and the philosopher Karl Jaspers, who
dormant in every one of us and can one day be awakened
started his career as a psychiatrist and published the basic work
through unknown, fatal events in our organism. Even the
Allgemeine Psychopathologie (General psychopathology) as a re-
healthiest mind harbor these primordial powers in the depths
search assistant there in 1913.72 Besides the work on the clinical
of the soul, which constantly shine through in countless
system of mental illness, the psychiatrists at the University of Hei-
instances of the superstition, symbolism, occultism, and reli-
delberg developed a psychological, hermeneutic approach that
gion of our age as well as in some of the strange emotional
incorporated methods such as participant observation. Patients were
states of modern man.77
encouraged to self-observation and the collection of their narratives
provided means to gain access to unknown mental modes of experi- The new psychiatricanthropological approach to schizophre-
ence. One main research interest centered on the analysis of the nia stressed on the one hand the discovery of still existing archaic
schizophrenic personality, its thinking and forms of mental experi- forms of thought and experience, and emphasized on the other
ence. This approach to schizophrenia also produced critical com- hand the great creative powers released in the course of the illness.
ments within the psychiatric community of the early 1920s. The The last aspect was underlined by the ourishing genre of Patho-
well known Leipzig professor of psychiatry Oswald Bumke, for graphien (medical histories) of famous artists since the turn of cen-
example, warned in his article Die Ausung der Dementia Praecox tury.78 The existence of artistic talent was, however, a precondition,
(The dissolution of Dementia Praecox/schizophrenia): as Karl Jaspers outlined in his book on Strindberg und van Gogh.79
Then Jaspers was convinced that:
The more we have shifted our research from the crude anoma-
lies of thinking and the most noticeable emotional disorders of Just as a sick mussel gives birth to pearls, experiences of schizo-
Dementia praecox to the more rened shades of the schizo- phrenia could give rise to unique art. As unaware as who takes
phrenic personality, the more the very concept of this illness pleasure in the pearl is of the mussels illness, the one who
has slipped through our ngers. In dealing with Dementia prae- senses the life savoring power of art is of schizophrenia, which
cox today, one only wants to see it as a pathological intensica- was perhaps a condition of its creation.80
tion of normal mental reactions.73
Jaspers answered the question he posed to himself about whether
Bumkes warning was also a reaction to the increasing adoption something specically schizophrenic could be found in art by
of phenomenological perspectives and psychoanalytic contents in questioning the concept of schizophrenia. Schizophrenia, he wrote,
psychiatric researcha development that was particularly criti- was not a clearly dened, but rather an innitely rich concept,
cized in psychiatric brain research.74 Much discussed examples in- which took on different meanings in different contexts. He added,
cluded Paul Schilders book Wahn und Erkenntnis (Delusion and that schizophrenia covered an enormous reality, which can only
cognition) of 1918 and Alfred Storchs 1922 volume on Das archa- be analyzed and understood as mental entirety.81
ischprimitive Erleben und Denken der Schizophrenen (On archaic Could the productive components of schizophrenia be deter-
primitive experience and thought of schizophrenics).75 Building on mined? An answer to this problem required both, psychiatric and
Freuds thesis in his Totem and taboo about the correspondence in art historical knowledge. Trained in both elds, Hans Prinzhorn
the mental life of savages and neurotics, they attempted to incorpo- seemed to have been made for the task.82 His main assignment in
rate ethnological studies, in particular, the work of Lvy-Bruhl, to the context of the Heidelberg clinic, however, was in the rst place
nd analogies between the thinking of schizophrenics and the mag- to collect as many works as possible from the mentally ill patients
ical thought of the primitives. The goal was to understand the at in order to establish an empirical basis upon which a new diagnostic
rst entirely incomprehensible forms of experience and modes of viewpoint and new general insights into psychotic states could be
thinking of schizophrenic patients through a comparison with archa- gained.
ic-primitive ways of thinking.76 Compared were the notions of rein- However, Prinzhorn more or less abandoned this program. The
carnation, the melding of the self with external objects, magical lack of knowledge about the nature of creative activity on the part

71
Prinzhorn (1994). On the Prinzhorn collection, see for example Gercke & Jarchov (1980); Hayward Gallery (1997).
72
Janzarik (1998, 1979); Bormuth (2002); Sauerland (1995).
73
Bumke (1924); from the opposite perspective, see Kronfeld (1929).
74
See Kleist (1925): Ich habe bei Jaspers und seinen Geistesverwandten immer den Eindruck, als ob sie die Geisteskrankheiten als eine Art Schauspiel betrachten, dem sie mit
Staunen und Ergriffenheit, Mitleid und Bewunderung folgen. Sie werden selbst hingerissen und reden in klingenden Worten vom festlichen Zug der Visionen und sind glcklich,
wenn sie dem diese rtselhaften Welten durchschreitenden Kranken eine Strecke weit nachfolgen knnen. Es ist das eine intuitive knstlerische Haltung, die am deutlichsten aus
Prinzhorns bewundernder Darstellung der Bildnereien der Geisteskranken spricht. Wissenschaft ist aber doch etwas wesentlich anderes, ist klare, kalte Unberhrtheit, die in der
Flle der bunten und erregenden Einzelheiten die einfachen Linien des Allgemeinen und den sicheren Schritt der Gesetzlichkeit sucht (ibid., p. 19).
75
Schilder (1918); Storch (1922a,b); Bychowski (1923); Lurje (1923); Langelddeke (1924); Levy-Suhl (1925).
76
Storch (1922a), p. 6.
77
Levy-Suhl (1925), p. 72.
78
For a bibliography of all Pathographien published until 1928, see Lange-Eichbaum (1928), pp. 464494.
79
Jaspers (1926), for example pp. 9697.
80
Ibid., p. 100.
81
Ibid., p. 142.
82
On Prinzhorns biography and work, see Rske (1995).
D. Kaufmann / Stud. Hist. Phil. Sci. 39 (2008) 434443 441

of psychiatrists, he believed, led them only to discover already The experience of schizophrenics is imposed on them by fate.
known symptomssuch as the construction of stereotypes in the The alienation of the perceptual world weighs upon him as a
patients works.83 Prinzhorns sceptical opinion about a functional harrowing, inescapable doom against which he often battles
medical perspective on schizophrenia was a reection of the con- until he submits and slowly feels at home in his delusionally
temporary psychiatric discourse, which increasingly followed an enriched autistic world. The modern artist however, turns away
emphatic notion of the illness. This development was supported by from his familiar reality also under in inner compulsion in the
the comparison between modes of thinking and behavior of mentally best case, but more or less as an act based on consciousness
ill and of so-called natives, which indicated a new understanding of and decision.88
illness.
Prinzhorns volume found immediate entry into the psychiatric
Prinzhorn interpreted his collection of patients works taking up
discourse. In 1923 Richard A. Pfeifer, later professor of psychiatry
the perspectives and results of the ongoing transdisciplinary de-
in Leipzig, published the so to speak Anti-Prinzhorn. In his book
bate on primitivism by art historians, anthropologists and psychi-
Der Geisteskranke und sein Werk (The mentally ill and his work), Pfei-
atrists. He came to the conclusion that mental forms of expression
fer tried to proof that the artistic creativity of a schizophrenic per-
and corresponding creations existed,
son was solely due to those parts of his or her mind that were still
which would necessarily be the same among all people under healthy.89 He argued that the mentally ill were by no means uncon-
the same conditions, similar to physiological processes. Under sciously in contact with the deepest of insights under the inuence
the inuence of civilizing customs and restrictive rules, such a of schizophrenia. Karl Birnbaum, Privatdozent of psychiatry at the
normal course of events is disturbed and inhibited. Exceptional University of Berlin, contradicted Pfeiffer in his 1924 book Kulturpsy-
situations of all kinds . . . can drive primordial congurations to chopathologie (The pathology of culture). Birnbaum particularly
the surface.84 emphasized the originality and productivity of psychosis. According
to him, abnormality possessed a specic spiritual independence
According to his ndings, this applied to both primitives and
and ingenuity with a unique cultural characteristic, thus revealing
schizophrenics, whose artworks demonstrated an extremely close
a completely new mental sphere.90 Certain forms of experience in
afnity in form and expression.85
schizophrenia, Birnbaum wrote, had an especially signicant cul-
Prinzhorn studied not only the outbreak of a genuine creative
tural value.
power with schizophrenics, but was specially interested in the
The topics importance was also demonstrated by a long contri-
artistic quality of their works. The sick person could under the spe-
bution on Die knstlerischen Arbeiten Schizophrener (The artistic
cic inuence of schizophrenia achieve a creative power which
works of schizophrenics) in the 1923 volume on Schizophrenia of
would otherwise have been denied to him, when processes took
the manual Das Handbuch der Geisteskrankheiten (Manual to mental
place in his mind that are otherwise reserved for the artist.86 This
illnesses). Author was Hans Brger-Prinz, who after World War II
thesis authorised Prinzhorns conviction that certain paintings and
became one of the leading German psychiatrists. On the contrary
sculptures in his collection were of a high artistic standing. They be-
to Prinzhorn and others Brger-Prinz wanted to leave the schizo-
came art due to the perception of the observer, through the intensity
phrenic artist in his hospital.91 But he also shared the opinion that
of his or her feelings in viewing these paintings and sculptures, as
the outbreak of schizophrenia with the heightened attention to
well as through the comparison with established art. In fact, contem-
ones own inner life, to increased sensibility and sensitivity, and to
porary expressionists such as Emil Nolde and Paul Klee conrmed
increased capacity for empathy, tends especially towards the artistic,
Prinzhorns estimation. In the process of contemplation, Prinzhorn
to a mode of expression that transcends the everyday.92
himself became an artist:
The debate about the artistic works of schizophrenics stimu-
Figures shaped by the hand of human beings ascend into their lated a nearly embittered methodological discussion about Die
own sphere of value which can only be experienced directly, Wandlungen der wissenschaftlichen Denkformen und neue Psychia-
namely in that spiritual condition known as the aesthetic, trie (The transformations of scientic modes of thought and a new
which essentially differs from all other states of mind. Every- psychiatry).93 Parallels with the debate about the art of natives
thing depends upon whether one is enabled to assume this aes- are highly evident. The psychiatrist Kronfeld for example demanded
thetic completely pure posture . . . Who is unable to experience to make intuitive experience and hermeneutic approaches produc-
a piece of art without becoming victim of an inner compulsion tive for psychiatry by examining the correlation between personality
to analyze and unmask it, may be a good psychologist, but will and creativity: Empathetic and psychological-phenomenological
necessarily be oblivious to the essence of creative work.87 examination of psychotic experience and creation analogous to
artistic creativity will allow psychiatry to gain a number of new in-
Prinzhorn noticed a close afnity between the schizophrenic expe-
sights.94 The discussion in psychiatry centered on an interpretative,
rience of the world by the mentally ill and the emotional state of
hermeneutic knowledge of the whole (verstehende Ganzheitserkennt-
contemporary artists. But he described an important difference be-
nis) in contrast to an analytic view that breaks the whole into
tween the two:
pieces. Behind this approach of the new psychiatrists stood,

83
Prinzhorn (1984), pp. 56.
84
Ibid., p. 306.
85
Ibid., p. 323.
86
Ibid., p. 345.
87
Ibid., pp. 332333.
88
Ibid., p. 347.
89
Pfeifer (1923).
90
Birnbaum (1924), pp. 2930.
91
Brger-Prinz (1932), p. 672.
92
Ibid., p. 676.
93
This is the title of A. Storchs 1927 article, which answers the contributions of the professors of psychiatry Hoche, Bumke, Ziehen and Stransky to the debate.
94
Kronfeld (1925), p. 30.
442 D. Kaufmann / Stud. Hist. Phil. Sci. 39 (2008) 434443

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95
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96
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