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Journal of Abnormal Psychology

1968, Vol. 73, No. 1, 37-43

PRELIMINARY REPORT ON THE APPLICATION OF


CONTINGENT REINFORCEMENT PROCEDURES
(TOKEN ECONOMY) ON A "CHRONIC"
PSYCHIATRIC WARD 1
JOHN M. ATTHOWE, JR. LEONARD KRASNER
College of San Mateo State University of New York, Stony Brook

An 86-bed closed ward in a Veterans Administration hospital was used in a


2-yr. study involving the application of a "token economy." For the patients,
labeled chronic schizophrenics or brain damaged, every important phase of
ward life was incorporated within a systematic contingency program. Patients
received tokens for performing specified desirable behaviors involving self-care,
attending activities, interacting with others, or demonstrating responsibility.
The tokens could be exchanged for the "good things in life" such as passes,
movies, and well-located beds. The results at the end of a year indicated a
significant increase in the performance of reinforced "desirable" behaviors and
a general improvement in patient initiative, responsibility, and social interaction.

Although investigators may disagree as to within 6 mo. (Fairweather, Simon, Gebhard,


what specific strategies or tactics to pursue, Weingarten, Holland, Sanders, Stone, & Reahl,
they would agree that current treatment pro- 1960). There is certainly need for new pro-
grams in mental hospitals are in need of vast grams of demonstrated efficiency in modifying
improvement. Release rates for patients hos- the behavior of long-term hospitalized pa-
pitalized 5 or more years have not materially tients.
changed in this century (Kramer, Goldstein, In September 1963 a research program in
Israel, & Johnson, 1956). After 5 yr. of hos- behavior modification was begun which was
pitalization, the likelihood of release is ap- intimately woven into the hospital's ongoing
proximately d% (Kramer et al., 1956; service and training programs. The objective
Morgan & Johnson, 19S7; Odegard, 1961), was to create and maintain a systematic ward
and, as patients grow older and their length program within the ongoing social system of
of hospitalization increases, the possibility of the hospital. The program reported here in-
discharge approaches zero. Even for those volves the life of the entire ward, patients,
chronic patients who do leave the hospital, and staff, plus others who come in contact
more than two out of every three return with the patients. The purpose of the pro-
1
Parts of this paper were presented to the annual gram was to change the chronic patients' aber-
meeting of the American Psychological Association, rant behavior, especially that behavior judged
Chicago, September 1965. Supported by the Psy- to be apathetic, overly dependent, detrimental,
chology Research Associate Program of the Veterans or annoying to others. The goal was to foster
Administration at the VA Hospital, Palo Alto, Cali-
fornia and United States Public Health Service more responsible, active, and interested indi-
Grants MH 6191 and MH 11938 to Stanford Uni- viduals who would be able to perform the
versity and The State University of New York at routine activities associated with self-care, to
Stony Brook. The authors wish to acknowledge the make responsible decisions, and to delay im-
following staff members and trainees who participated mediate reinforcement in order to plan for
in the program: Dave Panek, Robert Houlihan,
Ralph Sibley, Gordon Paul, Lois Brockhoff, Joseph the future.
McDonough, Loraine Ceaglske, Martha May, Rose
Peter; psychiatric aides Ed Noseworthy, Donald THE WARD POPULATION
Bradford, Herbert Bowles, Sam Asbury, Kay Key,
Harriet Faggitt, Van Cliett, Calvin Johnson, Hope An 86-bed closed ward in the custodial section
Wood, Wilbert Butler, Doris Hughley, and Alice of the Veterans Administration Hospital in Palo
Bruce; Arlene Stevens, ward secretary; Martha Alto was selected. The median age of the patients
Smiley; W. G. Beckman, ward psychiatrist; J. J. was 57 yr. and more than one-third were over 6S.
Prusmack, and Thomas W. Kennelly. Their overall length of hospitalization varied from 3
37
38 JOHN M. ATTHOWE, JR., AND LEONARD KRASNER
to 48 yr. with a median length of hospitalization of In general, each patient was reinforced immediately
22 yr. Most of the patients had previously been after the completion of some "therapeutic" activity,
labeled as chronic schizophrenics; the remainder but those patients who attended scheduled activities
were classified as having some organic involvement. by themselves were paid their tokens only once a
The patients fell into three general performance week on a regularly scheduled pay day. Conse-
classes. The largest group, approximately 60% of quently, the more independent and responsible pa-
the ward, required constant supervision. Whenever tient had to learn "to punch a time card" and to
they left the ward, an aide had to accompany them. receive his "pay" at a specified future date. He then
The second group, about 25%, had ground privileges had to "budget" his tokens so they covered his
and were able to leave the ward unescorted. The wants for the next 7 days.
third group, 15% of the patients, required only In addition, a small group of 12 patients was in a
minimal supervision and could probably function in position of receiving what might be considered as
a boarding home under proper conditions if the fear the ultimate in reinforcement. They were allowed to
of leaving the hospital could be overcome. become independent of the token system. These pa-
In order to insure a stable research sample for tients carried a "carte blanche" which entitled them
the 2 yr. of the project, 60 patients were selected to to all the privileges within the token economy plus
remain on the ward for the duration of the study. a few added privileges and a greater status. For this
The patients selected were older and had, for the special status, the patient had to work 25 hr. per
most part, obvious and annoying behavioral deficits. week in special vocational assignments. In order to
This "core" sample served as the experimental become a member of the "elite group," patients had
population in studying the long-term effectiveness to accumulate 120 tokens which entailed a consider-
of the research program, the token economy. able delay in gratification.
The token economy was developed to cover all
THE TOKEN ECONOMY phases of a patient's life. This extension of con-
tingencies to all of the patient's routine activities
Based on the work of Ayllon and his associates should bring about a greater generality and perma-
(Ayllon, 1963; Ayllon & Azrin, 1965; Ayllon & nence of the behavior modified. One criticism of con-
Houghton, 1962; Allyon & Michael, 1959) and the ditioning therapies has been that the behavior
principle of reinforcement as espoused by Skinner changed is specific with little evidence of carry-over
(1938, 1953), we have tried to incorporate every to other situations. In this project plans were in-
important phase of ward and hospital life within a corporated to program transfer of training as well
systematic contingency program. The attainment of as behavior change, per se. As a major step in this
the "good things in life" was made contingent upon direction, token reinforcements were associated with
the patient's performance. social approval.
If a patient adequately cared for his personal needs, The attainment of goals which bring about greater
attended his scheduled activities, helped on the independence should also result in strong sustaining
ward, interacted with other patients, or showed in- reinforcement in and of itself. The aim of this
creased responsibility in any way, he was rewarded. study was to support more effective behavior and
The problem was to find rewards that were valued to weaken ineffective behavior by withdrawal of ap-
by everyone. Tokens, which could in turn be ex- proval and attention and, if necessary, by penalties.
changed for the things a patient regards as im- Penalties comprised "fines" of specified numbers of
portant or necessary, were introduced. As stated in tokens levied for especially undesirable behavior or
the manual distributed to patients (Atthowe, 1964): for not paying the tokens required by the system.
The fines can be seen as actually representing a high
The token program is an incentive program in token payment to do something socially undesirable,
which each person can do as much or as little as for example, three tokens for cursing someone.
he wants as long as he abides by the general
rules of the hospital, but, in order to gain certain METHOD
ends or do certain things, he must have tokens.
. . . The more you do the more tokens you get The research program was initiated in September
[p. 2]. of 1963 when the senior author joined the ward as
the ward psychologist and program administrator.
Cigarettes, money, passes, watching television, etc., The remainder of 1963 was a period of observation,
were some of the more obvious reinforcers, but some pilot studies, and planning. Steps were taken to
of the most effective reinforcers were idiosyncratic, establish a research clinic and to modify the tradi-
such as sitting on the ward or feeding kittens. For tional service orientation of the nursing staff. In
some patients, hoarding tokens became highly valued. January 1964, the base-line measures were begun.
This latter practice necessitated changing the tokens The base-line or operant period lasted approximately
every 30 days. In addition, the tokens a patient still 6 mo. and was followed by 3 mo. in which the pa-
had left at the end of each month were devaluated tients were gradually prepared to participate in the
25%, hence the greater incentive for the patient to token economy. In October 1964, the token economy
spend them quickly. The more tokens a patient was established and, at the time of writing, is still
earned or spent, the less likely he would be to re- in operation. This report represents results based on
main apathetic. the completion of the first year of the program.
TOKEN ECONOMY IN A PSYCHIATRIC WARD 39
The general design of the study was as follows: ample, "Here's a token because of the good job of
A 6-mo. base-line period, a 3-mo. shaping period, shaving you did this morning."
and an 11-mo. experimental period. During the base-
line period, the frequency of particular behaviors RESULTS
was recorded daily, and ratings were carried out
periodically. The shaping period was largely devoted There has been a significant increase in
to those patients requiring continual supervision. At those behaviors indicating responsibility and
first, the availability of canteen booklets, which
served as money in the hospital canteen, was made activity. Figure 1 shows the improvement in
contingent upon the amount of scheduled activities a the frequency of attendance at group ac-
patient attended. It soon became clear that almost tivities. During the base-line period, the aver-
one-half of the patients were not interested in money age hourly rate of attendance per week was
or canteen books. They did not know how to use
the booklets, and they never bought things for 5.85 hr. per patient. With the introduction of
themselves. Consequently, for 6 wk. patients were tokens, this rate increased to 8.4 the first
taken to the canteen and urged or "cajoled" into buy- month and averaged 8.5 during the experi-
ing items which seemed to interest them (e.g., coffee, mental period, except for a period of 3 mo.
ice cream, pencils, handkerchiefs, etc.). Then all con-
when the reinforcing value of the tokens was
tingencies were temporarily abandoned, and patients
were further encouraged to utilize the canteen books. increased from one to two tokens per hour of
Next, tokens were introduced but on a noncon- attendance. Increasing the reinforcing value of
tingent basis. No one was allowed to purchase items the tokens increased the contingent behavior
in the ward canteen without first presenting tokens. accordingly. With an increase in the amount
Patients were instructed to pick up tokens from an
office directly across the hall from the ward canteen of reinforcement, activity increased from 8.4
and exchange them for the items they desired. After hr. per week in the month before to 9.2 the
2 wk. the tokens were made contingent upon per- first month under the new schedule. This gain
formance and the experimental phase of the study was maintained throughout the period of
began.
greater reinforcement and for 1 mo. thereafter.
Within a reinforcement approach, the principles
of successive approximation in gradually shaping the Thirty-two patients of the core sample com-
desired patient behavior were utilized. Once the prised the group-activity sample. Nine pa-
tokens were introduced, shaping procedures were tients were discharged or transferred during
reduced. It would be impossible to hold reinforce- the project, and the remaining patients were
ment and shaping procedures constant throughout the
experimental period or to match our ward or our pa- on individual assignments and did not enter
tients with another ward or comparable group of
patients. Consequently, a classical statistical design
does not suit our paradigm. It is much more
feasible, in addition to reducing sampling errors, to
use the patients as their own controls. Therefore, we
first established a base line over an extended period
of time. Any changes in behavior from that defined TOKENS
INTRODUCED
by the base line must be taken into account. The
effects of any type of experimental intervention be- h
come immediately obvious. We do not have to rely RETURN TO \

r
UJ
ORIGINAL -
solely on the inferences teased out of statistical VALUE
analyses.
Other than an automatic timer for the television
set, the only major piece of equipment was the
tokens. After a considerable search, a durable and j
physically safe token was constructed. This token UJ

was a if X 34 in. plastic, nonlaminated, file card


which came in seven colors varying from a bright
red to a light tan. Different exchange values were
assigned to the different colors. The token had the
appearance of the usual credit card so prevalent in
our society. OPERANT EXPERIMENTAL
Whenever possible, the giving of the tokens was
accompanied by some expression of social approval I 2 * 1 2 3 4
such as smiling, "good," "fine job," and a verbal TIME IN 3 MONTH INTERVALS
description of the contingencies involved, for ex- FIG. 1. Attendance at group activities.
40 JOHN M. ATTHOWE, JR., AND LEONARD KRASNER

into these computations. Of the 32 patients, progressed, patients who did not wet during
18 increased their weekly attendance by at the night were paid tokens the following
least 2 hr., while only 4 decreased their at- morning. In addition, they were only awakened
tendance by this amount. The probability that at 11 PM the next night. After a week of no
this is a significant difference is .004, using a bed-wetting, patients were taken off the sched-
sign test and a two-tailed estimate. Of ule altogether. At the end of the experimental
those patients going to group activities, 18% period no one was wetting regularly and, for
changed to the more token-producing and all practical purposes, there were no bed-
more responsible individual assignments wetters on the ward. The aversive schedule of
within 4 mo. of the onset of the token econ- being awakened during the night together
omy. with the receiving of tokens for a successful
A widening of interest and a lessening of non-bed-wetting night seemed to instigate
apathy were shown by a marked increase in getting up on one's own and going to the
the number of patients going on passes, draw- bathroom, even in markedly deteriorated pa-
ing weekly cash, and utilizing the ward can- tients.
teen. Of the core sample of 60 patients, 80% Another ward problem which had required
had never been off the hospital grounds on extra aide coverage in the mornings was the
their own for a period of 8 hr. since their lack of "cooperativeness" in getting out of
hospitalization. During the experimental pe- bed, making one's bed, and leaving the bed
riod, 19% went on overnight or longer passes, area by a specified time. Just before the sys-
17% went on day passes, and 12% went out tem of specific contingency tokens was intro-
on accompanied passes for the first time. In duced, the number of infractions in each of
other words, approximately one-half of those these areas was recorded for 3 wk. This 3-wk.
who had been too apathetic to leave the hos- base-line period yielded an average of 75
pital grounds increased their interest and "infractions" per week for the entire ward,
commitment in the world outside. Further- varying from 71 to 77. A token given daily
more, 13% of the core sample left on one or was then made contingent upon not having
more trial visits of at least 30 days during a recorded infraction in any of the three areas
the token program, although 6 out of every above. This token was given as the patients
10 returned to the hospital. lined up to go to breakfast each morning. In
For the entire ward, the lessening of apathy the week following the establishment of the
was dramatic. The number of patients going contingency, the frequency of infractions
on passes and drawing weekly cash tripled. dropped to 30 and then to 18. The next week
Twenty-four patients were discharged and 8 the number of infractions rose to 39 but then
were transferred to more active and discharge- declined steadily to 5 per week by the end of
oriented ward programs as compared to 11 9 wk. (see Figure 2). During the last 6 mo.,
discharges and no such transfers in the pre- the frequency of infractions varied between
ceding 11-mo. period. Of the 24 patients re- 6 and 13, averaging 9 per week.
leased, 11 returned to the hospital within 9 A significant increase was shown in meas-
mo. ures of social interaction and communication.
Independence and greater self-sufficiency A brief version of the Palo Alto Group Psy-
were shown by an increase in the number of chotherapy scale (Finney, 1954) was used to
patients receiving tokens for shaving and ap- measure social responsiveness in weekly group
pearing neatly dressed. Fewer patients missed meetings. The change in ratings by one group
their showers, and bed-wetting markedly of raters 1 mo. before the introduction of
diminished. tokens compared with those of a second group
At the beginning of the study, there were of raters 4 mo. later was significant at the
12 bed-wetters, 4 of whom were classified as .001 level. A simple sign test based upon a
"frequent" wetters and 2 were classified as two-tailed probability estimate was used.
"infrequent." All bed-wetters were awakened Neither set of raters knew which of their pa-
and taken to the bathroom at 11 PM, 12:30 tients was included within the core sample.
PM, 2 AM, and 4 AM regularly. As the program The rater reliability of the scale is .90 (Fin-
TOKEN ECONOMY IN A PSYCHIATRIC WARD 41

ney, 1954). Evidence of enhanced social in- 80


teraction was dramatically shown by the ap-
pearance of card games using tokens as
money among some of the more "disturbed" 7O
BASE LINE
patients and an increased frequency in play- PERIOD
ing pool together. in
LJ
5 60
DISCUSSION AND CONCLUSION
A detailed description of the entire pro- a
o 5O
cedures and results is in preparation. How-
ever, we wish to point out in this paper the
usefulness of a systematic contingency pro- Q AO TOKENS
gram with chronic patients. The program .INTRODUCED
has been quite successful in combating in-
stitutional behavior. Prior to the introduction f? 30
of tokens most patients rarely left the ward.
The ward and its surrounding grounds were
dominated by sleeping patients. Little in-
terest was shown in ward activities or parties. a
Before the tokens were introduced, the ward Ul
CO
was cleaned and the clothing room operated 2 10
by patients from "better" wards. During the z
experimental period the ward was cleaned and OPERANT EXPERIMENTAL
the clothing room operated by the patients of I Z 3 4 5 6 7 8 9
this ward themselves. Now, no one stays on NUMBER OF WEEKS
the ward without first earning tokens, and, in Fio. 2. Number of infractions in carrying out
comparison to prior standards, the ward morning routines.
could be considered "jumping."
Over 90% of the patients have meaning- permanence. Although it was not our initial
fully participated in the program. All patients objective to discharge patients, we are pleased
do take tokens, a few only infrequently. How- that the general lessening of apathy has
ever, for about 10%, the tokens seem to be of brought about a greater discharge rate. But,
little utility in effecting marked behavior even more important, the greater discharge
change. With most patients, the changes in rate would point to the generalized effects of
behavior have been quite dramatic; the a total token economy.
changes in a few have been gradual and The greater demands on the patient neces-
hardly noticeable. These instances of lack of sitated by dealing with future events and de-
responsiveness to the program seem to be laying immediate gratifications which were
evident in those patients who had previously built into the program have been of value in
been "catatonically" withdrawn and isolated. lessening patients' isolation and withdrawal.
Although most of the patients in this category The program's most notable contribution to
were favorably responsive to the program, patient life is the lessening of staff control and
what "failures" there were, did come from this putting the burden of responsibility, and
type of patient. Our program has been di- thus more self-respect, on the patient himself.
rected toward all patients; consequently, in- In the administration of a ward, the program
dividual shaping has been limited. We feel provides behavioral steps by which the staff
that the results would be more dramatic if can judge the patient's readiness to assume
we could have dealt individually with the more responsibility and thus to leave on pass
specific behavior of every patient. On the or be discharged.
other hand, a total ward token program is The program thus far has demonstrated
needed both to maintain any behavioral gains that a systematic procedure of applying con-
and to bring about greater generality and tingent reinforcement via a token economy
42 JOHN M. ATTHOWE, JR., AND LEONARD KRASNER

appears effective in modifying specific pa- In the first year of our program we did not
tient behaviors. However, the evidence in the test the specific effects of the tokens by with-
literature based on research in mental hos- drawing them. Rather, we approached this
pitals indicates that many programs, different problem in two ways. First, we incorporated
in theoretical orientation and design, appear within the base-line period of 9 mo. a 3-mo.
to be successful for a period of time with hos- period in which tokens were received on a
pitalized patients. The question which arises noncontingent basis. During this period pa-
is whether the success in modifying behavior tients received tokens with concomitant at-
is a function of the specific procedures utilized tention, interest, and general social reinforce-
in a given program or a function of the more ment. This resulted in slight but nonsignificant
general social influence process (Krasner, change in general ward behavior. The results
1962). If it is the latter, whether it be termed of the experimental period were then com-
"placebo effect" or "Hawthorne effect," then pared with the base line which included the
the specific procedures may be irrelevant. All nonspecific reinforcement. The results indicate
that would matter is the interest, enthusiasm, that the more drastic changes in behavior
attention, and hopeful expectancies of the were a function of the specific procedures in-
staff. Advocates of behavior-modification pro- volved. The other technique we used was to
cedures (of which the token economy is il- change the token value of certain specific ac-
lustrative) argue that change in behavior is a tivities. An increase in value (more tokens)
function of the specific reinforcement pro- was related to an increase in performance;
cedures used. The study which most nearly return to the old value meant a decrement to
involves the approach described in this paper the previous level of performance (see Fig-
is that of Ayllon and Azrin (196S) whose ure 1).
procedures were basic to the development of We should also point out that the situation
our own program. Their study was designed in the hospital is such that the token economy
to demonstrate the relationship between con- did not mean that there were more of the
tingency reinforcement and change in patient "good things in life" available to these pa-
behavior. To do this they withdrew the tokens tients because they were in a special program.
on a systematic basis for specific behaviors The patients in the program had had access to
and, after a period of time, reinstated them. these items, for example, extra food, beds,
They concluded, based upon six specific ex- cigarettes, chairs, television, recreational ac-
periments within the overall design, that tivities, passes, before the program began, as
had all patients in other wards, free of charge.
the reinforcement procedure was effective in main-
taining desired performance. In each experiment, the Thus we cannot attribute change to the fact
performance fell to a near-zero level when the of more "good things" being available to
established response-reinforcement relation was dis- these patients and not available to other pa-
continued. On the other hand, reintroduction of the tients.
reinforcement procedure restored performance almost Thus far, a contingent reinforcement pro-
immediately and maintained it at a high level for
as long as the reinforcement procedure was in ef- gram represented by a token economy has
fect [Ayllon & Azrin, 1965, p. 381]. been successful in combating institutionalism,
increasing initiative, responsibility, and social
They found that performance of desirable be- interaction, and in putting the control of pa-
haviors decreased when the response-rein- tient behavior in the hands of the patient. The
forcement relation was disrupted by: deliver- behavioral changes have generalized to other
ing tokens independently of the response while areas of performance. A token economy can
still allowing exchange of tokens for the re- be an important adjunct to any rehabilitation
inforcers; or by discontinuing the token sys- program for chronic or apathetic patients.
tem by providing continuing access to the
reinforcers; or by discontinuing the delivery REFERENCES
of tokens for a previously reinforced response ATTHOWE, J. M., JR. Ward 113 Program: Incentives
while simultaneously providing tokens for a and costsa manual for patients. Palo Alto, Calif.:
different, alternative response. Veterans Administration Hospital, 1964.
TOKEN ECONOMY IN A PSYCHIATRIC WARD 43

AYLLON, T. Intensive treatment of psychotic be- KRAMER, M., GOLDSTEIN, H., ISRAEL, R. H., & JOHN-
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AYLLON, T., & AZRIN, N. H. The measurement and KRASNER, L. The therapist as a social reinforcement
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of the Experimental Analysis of Behavior, 1965, machine. In H. H. Strupp & L. Luborsky (Eds.),
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FAIRWEATHER, G. W., SIMON, R., GEBHARD, M. E.,
In P. H. Hoch & J. Zubin (Eds.), Comparative
WEINGARTEN, E., HOLLAND, J. L., SANDERS, R.,
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