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JUDICATURE
Published by the Duke Law Center for Judicial Studies and reprinted with permission.
VOL. 100 NO. 2
A CONSIDERABLE NUMBER OF JUDGES ARE STEPPING AWAY from the bench and their chambers in order to
interact with the public through judicial outreach activities. Why? We execute a nationwide survey of state appellate
court judges to learn more about this increasingly time-consuming part of todays judicial work. We find overwhelm-
ing support for judicial outreach across the states, and we discover that judicial outreach efforts are very diverse.
garnering reelection votes. Baums work own profiles while navigating a balance others, lest the work of the judiciary be
demands that scholars also be mindful of between independence from and account- tainted by outside influences.6 As stressed
judges desires for self-presentation for a ability to the public. by Madison in The Federalist 51, if the
fuller understanding of judicial behavior. judiciary is to operate as an effective check
We suggest that judicial outreach ENGAGED, YET INDEPENDENT on the legislative and executive branches,
provides judges with an outlet for pursuing Judges certainly confront competing inter- it must be independent from the power
self-presentation goals. Improving the judi- ests in the course of their work. Concerns wielded by the other two branches of
ciarys image and raising a judges visibility about judicial independence demand a government. Creating distance between the
among the public for reelection purposes separation between the judicial branch and people and judges helps to alleviate public
may be intertwined with pressures and moneyed
otherwise benevolent interests from influencing
outreach efforts. Because TABLE 1: RESPONSES BY STATE AND NUMBER OF JUDGESHIPS judicial selection and,
the judiciary depends (SURVEYS RETURNED/NO. OF JUDGES) eventually, the judicial
financially and politically State Intermediate State Intermediate decisionmaking processes.
on the other branches of Supreme Appellate Supreme Appellate Any judicial involve-
Court Court Court Court
government, judges may ment in public politics
Alabama 0/9 1/10 Montana 2/7
feel they must continually might potentially harm
prove the value of their Alaska 2/5 2/3 Nebraska 0/7 1/6 the perceived legitimacy
work and fortify their and impartiality of their
Arizona 2/5 10/21 Nevada 3/7
institutions legitimacy. decisions, as both ideals
Judicial outreach serves Arkansas 3/7 6/12 N. Hampshire 3/5 rest on public confidence
as a means of enhancing California 3/7 30/104 New Jersey 0/7 0/32
in the institution itself.7
public respect and accep- Accordingly, desires for
tance for their judicial Colorado 0/7 8/22 New Mexico 1/5 8/10 increasing judicial inde-
decisions. Judges can Connecticut 1/7 7/9 New York 1/7 11/54 pendence call for judges
also use their outreach to adhere strictly to their
work to promote their Delaware 1/5 N. Carolina 1/7 7/15 basic roles in the court-
own names in the hopes Florida 4/7 13/61 N. Dakota 3/5 room rather than engag-
of securing reelection. ing in public activities.8
Georgia 3/7 3/12 Ohio 5/7 18/68
Scholars therefore should At the same time,
not overlook potentially Hawaii 1/5 2/6 Oklahoma 6/14* 5/12 many scholars agree that
overlapping individual judges ability to main-
Idaho 2/5 2/4 Oregon 4/7 4/10
and institutional incen- tain judicial independence
tives in assessing judi- Illinois 0/7 19/54 Pennsylvania 2/7 2/22 is now dependent on
cial-outreach behavior. Indiana 1/5 6/15 Rhode Island 1/5
their ability to maintain
Our nationwide survey public confidence through
of state appellate judges, Iowa 4/7 4/9 S. Carolina 2/5 2/9 their involvement in
including state supreme Kansas 2/7 7/14 S. Dakota 1/5 the community, rather
court justices, provides than disengagement
information on the Kentucky 2/7 7/14 Tennessee 3/5 4/12 from it. Kevin Esterling,
extent to which judges Louisiana 1/7 15/54 Texas 3/18* 22/80 for example, contends,
are engaging in judicial because judges have a
Maine 0/7 Utah 2/5 2/7
outreach today, the differ- difficult time responding
ent types of activities Maryland 3/7 4/13 Vermont 1/5 publicly to criticism,
they are engaging in as their isolation from soci-
Mass. 1/7 3/25 Virginia 2/7 2/10
a part of their outreach ety is increasingly insuf-
efforts, and whether and Michigan 2/7 6/28 Washington 5/9 11/22 ficient for maintaining
how they use these activ- Minnesota 0/7 6/19 West Virginia 2/5 their courts legitimacy.9
ities as tools for achiev- Judicial legitimacy and
ing various goals. The Mississippi 2/9 3/10 Wisconsin 0/7 5/16 public accountability are
results suggest judicial Missouri 2/7 15/32 Wyoming 2/5 thus interrelated: The
outreach has become an courts must be aware of
Did Not Report 3 3
important tool by which and somewhat respon-
state judges enhance their * For Oklahoma and Texas, this figure is the total number of judges serving on both the sive to public opinion to
legitimacy and raise their Supreme Court and the Court of Criminal Appeals, the two courts of last resort in each state. maintain confidence in
2016 JUDICATURE at Duke University School of Law. All rights reserved.
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JUDICATURE 23
their decisions. Judicial outreach today may Surveys were mailed to all current 340
serve as the practical nexus between the supreme and 936 intermediate appellate
TABLE 2: IMPORTANCE OF
proper degrees of judicial accountability court judges, and we received responses
JUDICIAL OUTREACH
and independence. from 100 and 285 judges, respectively, for
The current attitude toward judicial a total response rate of 30.2 percent. Our Response No. of Judges Percent
outreach leans toward acceptance. The legal survey questioned several aspects of judicial
Very important 268 70.16
community validated judicial outreach by outreach, including the amount of time
Somewhat important 99 25.92
adopting amendments to the ABAs Model spent on outreach activities, whether the
Code of Judicial Conduct that describe culture of their court encouraged outreach, Not very important 11 2.88
outreach as proper and valuable work for the forms of outreach activities in which Not at all important 0 0.00
judges.10 Meanwhile, several states include the judges engage and with which types Dont know 4 1.05
commitments to judicial outreach in their of groups, and the motives behind public
Total 382 100
own codes of judicial conduct and have engagement.
tasked committees with creating fruitful Before reviewing the results of our
outreach programs, signaling an effort to surveys, a few notes should be addressed. TABLE 3: HOURS SPENT ON
incorporate judicial outreach as a routine First, our study conceives of judicial JUDICIAL OUTREACH (PAST YEAR)
judicial duty.11 outreach rather broadly; we questioned Response No. of Judges Percent
Other actions lend support for increased respondents about time spent engaging
judicial outreach activities. The United with the public, and our questions were 0 hours 3 0.79
States Supreme Courts 2002 decision aimed at learning more about an array of 1 5 hours 29 7.61
in Republican Party of Minnesota v. White outreach practices. Also, the survey was 6 10 hours 26 6.82
allowed greater speech rights for judges developed in light of informal interviews
wishing to speak on political matters, with several judges about how to best ask 11 15 hours 24 6.30
which may alleviate some institutional fear judges about their outreach practices. We 16 20 hours 27 7.09
that engaging with citizens will be viewed were advised to refrain from asking judges 21 25 hours 18 4.72
as improper.12 And, judicial outreach efforts to self-identify (and we did not ask this),
26 30 hours 26 6.82
in the states have increased with the avid but the survey did ask judges to indicate
support of some prominent chief justices. the state in which they work in order for 31 35 hours 6 1.57
Accordingly, state court judges are embrac- us to draw conclusions about outreach 36 40 hours 30 7.87
ing judicial outreach as a responsibility comparatively across the states. We allowed
41 45 hours 11 2.89
rather than a judicial hobby.13 judges to explain themselves through open-
Despite the growing prevelance of ended questions; these comments provided 46 50 hours 8 2.10
judicial outreach, there is surprisingly little a rich commentary on more specific aspects 51 55 hours 5 1.31
research on it. Existing work uses case stud- of judicial outreach. We are aware that
56 60 hours 17 4.46
ies or small datasets to describe innovative some judges may have asked their law
judicial outreach activities and the utility clerks, staff attorneys, or administrative More than 60 hours 138 36.22
of such endeavors.14 Judges also write about assistants to complete the survey in part or Dont know 13 3.41
their own courts judicial outreach efforts in whole, but we assume that person would Total 381 100
and use their written work to communicate be working closely enough with the judge
with one another about reaching the public to respond accurately.
more effectively.15 This study addresses the Finally, we understand that judges who TABLE 4: WORK TIME SPENT ON
growing trend of judicial outreach from a are supportive of judicial outreach are more JUDICIAL OUTREACH (PAST YEAR)
systematic perspective using data from a likely to respond to a survey about such Response No. of Judges Percent
nationwide survey of judges at two levels of activities. Our results may, therefore, be
0 percent 32 8.42
state court systems: supreme and interme- skewed by this type of self-selection bias
diate appellate courts. and should be understood with this note 1 5 percent 172 45.26
in mind. However, we also maintain that 6 - 10 percent 77 20.26
THE SURVEY our survey is the first of its kind to gather
11 - 15 percent 23 6.05
To learn more about judicial outreach systematic data regarding this aspect of
trends at the state level, we executed judicial work, and the results do allow us to 16 - 20 percent 23 6.05
surveys of state supreme court justices draw some initial general conclusions about More than 20 percent 21 5.53
during the summer of 2012 and interme- judges commitments to outreach around Dont know 32 8.42
diate appellate court judges during the the country. While the data presented here
Total 380 100
winter of 2014 in order to obtain first- represents only 16 percent of the total
hand accounts of the nature of outreach. number of state appellate court judges, we 4
2016 JUDICATURE at Duke University School of Law. All rights reserved.
www.law.duke.edu/judicature
24 VOL. 100 NO. 2
believe it is enough to draw certain conclu- public activities, and many other judges percent of work time on outreach last year,
sions about the state of judicial outreach. (21.2 percent) accept at least some groups but a significant portion of judges (20.26
Furthermore, the judges open-ended requests. Not surprisingly, these judges percent) reserved 6 to 10 percent of work
comments provide rich data regarding their make up the bulk of those who attributed time for such activities. Others indicated
outreach activities and the reasons behind importance to judicial outreach, with that anywhere from 11 to more than 20
their outreach work. almost 88 percent of judges both consider- percent of work time was spent engaging
We received survey responses from ing judicial outreach to be important and with the public.
supreme and intermediate appellate courts having fairly open-acceptance policies. Less It is clear that the vast majority of
representing 48 states, with judges from 42 than 2 percent of judges are only open to judges spend at least some work time on
supreme courts and 38 of the 39 intermedi- entertaining a few requests, perhaps from judicial outreach. It is also clear that at
ate appellate courts. Table 1 shows response specific groups aligned with the judges least some judges devote time outside of
rates by state and court level.16 interests. Meanwhile, a handful of judges work to judicial outreach, as indicated
(8.38 percent) handle outreach requests on by the following comments: Judicial
THE VALUE OF OUTREACH AND a case-by-case basis, rather than granting workloads include no accommodation
OUTREACH EFFORTS all invitations or none, and, surprisingly, for judicial outreach. The same amount
Several of our survey questions allowed us almost all of these judges indicated that of work must be completed regardless of
to draw conclusions about judges general judicial outreach is an important part of judicial outreach commitments; . . . most
attitudes toward judicial outreach. Table judicial work. From this, we conclude done at lunch and other hours [outside of
2 shows that, overall, judicial outreach is that even some of the judges who are most work time]; usually done on personal
well supported. When we asked judges supportive of outreach activities are not time. Interestingly, despite the fact that
how important it is for them to partici- simply willing to accept any invitation judges are pledging a wide range of time
pate in outreach activities, over 70 percent that comes their way. Additionally, some to outreach activities, the data suggests a
indicated that it is very important, judges said they initiate their own outreach, weakly positive relationship between the
while nearly 26 percent reported weaker including through court-based programs. perceived importance of outreach and the
support for outreach by expressing that The amount of time judges spend on hours spent on it (r = 0.3075, p < .01) and
such work is somewhat important. Less outreach varies greatly. While nearly half importance and the percentage of work
than 3 percent of judges noted that judicial (47.0 percent) of judges reported spending time devoted to outreach (r = 0.2528, p <
outreach is not very important. more than 40 hours on outreach last year, .01). It seems likely that judges who place
Opportunities to engage with people another half of judges reported spending high importance on judicial outreach will
outside the courtroom usually come anywhere from 1 to 40 hours, as shown in devote more time to it, but because the
through invitations from the groups Table 3. Table 4 displays the data in terms data is based on memory recall rather than
themselves, and the data show that judges of judges work time devoted to outreach, actual recorded hours spent on outreach, we
are overwhelmingly willing to accept such presenting a similarly diverse range of hesitate to draw strong conclusions.
requests. Almost 68 percent of judges time committed to outreach. Just over 45
accept nearly all requests to participate in percent of judges spent between 1 and 5 INSTITUTIONAL AND INDIVIDUAL
MOTIVATIONS
Another dimension of our survey deals with
TABLE 5: MOTIVATIONS FOR JUDICIAL OUTREACHF judges motivations for engaging in judicial
Response No. of Judges Percent outreach. Previous work suggests that
judges may be inspired by multiple goals,
Increases public knowledge and understanding of the judiciary. 363 94.29
such as teaching the public and boosting
Increases public trust and confidence in the judiciary. 355 92.21 their self-image and that of their courts.
Fulfills a professional obligation. 290 75.32 We asked judges about their personal
motivations, and many elaborated in the
Provides me with an opportunity to address
misconceptions about the judiciary put forth by the media. 229 59.48 open-ended section.17 Table 5 provides data
on reasons for engaging with the public
Increases my personal visibility. 150 38.96
through outreach work.
Increases public loyalty to the judiciary. 140 36.36 Institutional concerns trump all other
Helps me to make better decisions for the people. 78 20.26 possible motivations for judicial outreach.
For nearly all judges (almost 95 percent),
I do not participate in judicial outreach. 0 0.00
the overwhelming purpose for engaging
Dont know 1 0.26 in outreach activities is to educate the
Other 16 4.16 public about what judges do and judiciary
F
Respondents were allowed to choose all applicable responses.
mechanics. One intermediate appellate
court judge comments on the need for
2016 JUDICATURE at Duke University School of Law. All rights reserved.
www.law.duke.edu/judicature
JUDICATURE 25
tuted in her state that seeks to combat We stand for election, so outreach is
the high dropout rate among high school not entirely altruistic.
TABLE 6: CORRELATIONS
students: Each year our court . . . travels to In our state, we elect judges and
BETWEEN PUBLIC VISIBILITY &
various high schools . . . [W]e have visited public outreach enables them to know
RETENTION METHOD
with approximately 10,00012,000 high who they are electing.
JUDGES MOTIVATED
school students and engage with them in RETENTION BY DESIRE TO
the benefits of staying in high school and METHOD INCREASE VISIBILITY Because the majority of judicial work
obtaining higher education . . . notwith- Elections 0.156** involves making important decisions that
standing our heavy caseload. For some affect citizens, developing a deeper connec-
Partisan 0.195***
judges, their roles as public servants require tion with the public may help judges
them to use judicial outreach opportunities Nonpartisan 0.221*** make better decisions by providing a more
to address public policy concerns. Retention -0.232*** realistic and practical perspective on which
A significant number (39 percent) of to base judgments. Outreach provides
No Election -0.156**
judges reported that personal visibility is a courts continuing contact with their
motivating factor for their outreach work. *p < 0.05, **p < 0.01, ***p < 0.001 community, and this helps them learn the
For some, outreach opportunities may communitys enduring norms, standards,
serve to fulfill goals tied more closely to and perceptions of fairness . . . to bring
TABLE 7: JUDICIAL OUTREACH
personal success, such as winning reelec- a community perspective to their basic
BY GROUP TYPEF
tions. Mingling among the public provides approach to decisionmaking.25 However,
a judge with the indirect, or perhaps direct, Response No. of Judges Percent a relatively small portion (20.3 percent) of
opportunity to campaign, increase public Legal 243 63.1 judges referenced this as a motivation for
familiarity with his or her name, and earn judicial outreach, indicating that conversa-
Education 211 54.8
some votes or even campaign contributions. tional exchanges made between judges and
As one judge plainly stated, Another Community 128 33.2 the public through outreach efforts do not
reason to participate in such outreach Business 45 11.7
significantly impact judicial decisions.
efforts is the necessity of retention. This While most judges comments were
behavior has been closely linked to legisla- Political 40 10.4 aimed at providing further explanation for
tors and executives, but Baum (2006) aptly Other 40 10.4 the outreach motivations listed above, a
describes this as an instrumental goal of small group of comments provided evidence
self-presentation among judges, too.24 for additional incentive, such as relief from
TABLE 8: JUDICIAL OUTREACH
In fact, many judges commented frankly judicial isolation and the personal reward,
BY ACTIVITY TYPEF
on the connection between outreach and fun, and enjoyment they experienced
reelection. Table 6 shows correlations Response No. of Judges Percent from their outreach work. Also worth
between the various retention methods mentioning are statements about being role
Speaking at events 218 56.6
used in the states and judges motivations models to the public, especially for judicial
to increase their visibility through judi- Committee work 135 35.1 aspirants and racial and gender minorities,
cial outreach. The data reveal a positive Teaching 128 33.2 and remarks about demonstrating that all
and statistically significant relationship people have equal access to the justice
Attending events 106 27.5
between the need to stand for public system. Clearly, judges motivations for
approval through competitive elections Meeting individuals 932 4.2 outreach are multifaceted.
and the desire to increase public visibility Competition judge 91 23.6
through outreach. Partisan and nonpartisan JUDICIAL OUTREACH PRACTICES
Other 33 8.57
reelected judges were most likely to indi- Just as reasons for engaging in judicial
cate this as a motivator behind outreach (as outreach vary, so too do the types of groups
Respondents were allowed to choose all
F
indicated by the positive and statistically and activities in which judges engage.
applicable responses.
significant relationship between these two Legal and education groups benefit the
retention methods and public visibility), as most from judges outreach work, as
opposed to judges facing retention election much less attention from the public and shown in Table 7. Over 63 percent of
(as shown by the negative and statistically generally result in a win for the judge. judges interact with legal groups, such as
significant relationship between retention Similarly, a negative and statistically signif- state bar associations, and 54.8 percent
elections and public visibility). These icant relationship also exists between moti- of judges engage with education groups,
results make sense given that partisan vations to increase public visibility and including public elementary, middle, and
and nonpartisan elections place judges in judges who are not held to a public election high schools, as well as law school classes
competition with challengers, whereas in order to retain their seats. Again, judges and student government groups. Over 33
uncompetitive retention elections spark comments reinforce this link: percent of judges noted that they engage
2016 JUDICATURE at Duke University School of Law. All rights reserved.
www.law.duke.edu/judicature
JUDICATURE 27
NINETY-FIVE PERCENT of
SUPREME COURT JUDGES
AGREED GENERALLY THAT
may also be possible for judicial outreach
to have an effect on judicial outcomes. A
healthy portion of judges participating in
our study confessed that outreach work may
have some bearing on their decision-mak-
element of the judicial job. Further research
should examine whether such attitudinal
differences about judicial outreach among
judges and courts are attributable to court
leadership (perhaps some chief judges or
THEIR COURT CULTURE ing process as a judge; it is remarkable that justices are more supportive of outreach
some judges do feel a direct connection than others), greater or fewer restrictions
SUPPORTED OUTREACH between the parts of their job that occur on outreach activities in state judicial
EFFORTS COMPARED to outside and within the courthouse. The codes, personal goals or past experiences, or
comments received from judges hinted at institutional differences across courts, such
78.9 PERCENT AGREEMENT this connection, such as: as workload or reelection needs.
It is important to acknowledge that
AMONG INTERMEDIATE I think it is important for judges a handful of judges took an opposing
APPELLATE COURT JUDGES. to fully understand the culture of our view and expressed unease about judicial
local society and to adapt our reasoning outreach and its impact. When we allowed
process accordingly. judges to elaborate on their outreach activi-
[Judicial outreach] prevents isola- ties, some commented about the uselessness
tion and helps maintain the sense that and impropriety of such work, the restric-
reelection propels some outreach efforts in our decisions are important to everyday tions on outreach speech, and the possibil-
order to cultivate greater familiarity among people. ity of damaging the reputation of courts.
the electorate. One judge, for example, simply stated:
Our study supports the need for further The results indicate the need for further
research related to judicial outreach, partic- research to uncover whether there are I believe [judicial outreach] to be
ularly its potential for changing public direct connections between certain types of largely ineffective. We touch such a
opinion about courts and judges as well outreach activities and decision outcomes, small [percentage] and many of them
as the overall role of judges in American especially in terms of case selection and already know or care, so the educa-
society. Clearly, judicial outreach is but one opinion content. tional benefit is small in quantity of
step in the process of opening the courts to The results also support the need both education delivered and persons
the public, alongside the creation of public for scholars to further research how and involved. Others we need to reach are
relations offices, building sophisticated why courts may go about encouraging or not in the pool.
court websites, and streaming oral argu- discouraging practices of judicial outreach I believe appellate judges should be
ments over the Internet. But, how crucial across the states. The data suggests that read, not seen or heard.
is judicial outreach for generating greater state supreme courts are generally more
awareness of judicial work and the role of supportive of the practice. We asked judges These sentiments were expressed by a
courts? Do courts enjoy greater legitimacy whether the culture of their court encour- relatively small number of judges partic-
and higher public opinion as a consequence aged judicial outreach, and supreme court ipating in the survey, and they seem
of such personal interactions between justices agreed strongly at a higher rate antithetical to the research that suggests
judges and people? Research indicates that (75 percent) than intermediate appellate people want to learn about the courts from
knowing more about courts leads to more court judges (42.5 percent). When we actual judges and that many judges see
favorable opinions about and increased combine this data with respondents who judicial outreach as an important means
loyalty to the judiciary, while experiences agreed somewhat with the statement, for maintaining judicial legitimacy today.28
in state courts, such as serving jury duty or it seems that supreme courts are almost These comments may reflect an underlying
having direct experience as a litigant, tend unanimous in support of judicial outreach, normative debate regarding the proper
to boost perceptions of judicial fairness.27 a considerably higher endorsement than at roles of courts and judges.
But, do judicial outreach efforts also foster the intermediate appellate level: 95 percent Despite these considerations, the survey
these links? We do not attempt to answer of supreme court judges agreed generally results overwhelmingly demonstrate that
these significant questions here, but future that their court culture supported outreach judges are avid about outreach, regardless
research should address them in order efforts compared to 78.9 percent agreement of their reasons for engaging with the
to provide strong support for or argu- among intermediate appellate court judges. public, and generally consider outreach to
ments against the continuation of judicial Our findings also show that court culture be just another aspect of judicial work.29
outreach across the country and our under- does not dictate individual attitudes In fact, 83.3 percent of judges overall
standing about the significance and impact about judicial outreach; 93.1 percent of agreed either strongly or somewhat that the
of this element of the evolving judicial role. judges working within environments they culture of their court encouraged judicial
If personal experiences and character- believe to be unsupportive of outreach still outreach, indicating that outreach is not
istics influence judicial behavior, then it maintain that outreach is an important only an individual concern, but it is rapidly
2016 JUDICATURE at Duke University School of Law. All rights reserved.
www.law.duke.edu/judicature
JUDICATURE 29