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Comparison of worker breathing zone exposures between hot mix asphalt and
warm mix asphalt applications
Anthony J. Kriech1, Linda V. Osborn1, Brian D. Prowell2, Adam P. Redman1, and Randy
C. West3
1
Heritage Research Group, 7901 West Morris Street, Indianapolis, Indiana 46231 USA
(317-390-3137) tony.kriech@hrglab.com, linda.osborn@hrglab.com
2
Advanced Materials Services, LLC, 2515 E. Glenn Avenue Suite 107, Auburn,
Alabama 36830 USA (334-246-4428) Brian.AMSLLC@charterinternet.com
3
Auburn University, 277 Technology Parkway, Auburn, Alabama 36830 USA (334-844-
6228) westran@auburn.edu
Corresponding author:
Linda V. Osborn
7901 W. Morris St.
Indianapolis, Indian 46231
Phone: (317) 390-3188 Fax: (317) 486-2985
Email: linda.osborn@hrglab.com
Keywords: asphalt (bitumen); breathing zone exposure; total organic matter (TOM),
polycyclic aromatic compounds (PACs)
Kriech, Osborn, Prowell, Redman, West 2
ABSTRACT
The primary objective of this study was to determine if reducing asphalt temperature
using warm mix asphalt (WMA) reduced worker exposure to total organic matter (TOM)
as compared to hot mix asphalt (HMA) applications.
Eight workers were recruited from two asphalt paving crews and were monitored
for four consecutive days. One of the four days of sampling was conducted under normal
working conditions using HMA. The other three days of sampling were conducted under
similar conditions, but using different warm mix technologies each day. All days
excluded the use of diesel oil as a release/cleaning agent to focus the assessment on
asphalt emissions. The two sites included one in Indiana and one in New York. Within a
given site, controlled variables included use of the same asphalt source, the same
aggregate and amount of recycled asphalt pavement, the same type of plant and mixer,
the same crew, and similar traffic patterns with the paving occurring in congruent
locations. Measured in the freshly paved mat directly behind the paver, the two sites
were different in terms of the HMA temperatures; Indiana HMA temperatures averaged
only 121oC, whereas the New York site averaged 161oC. For Indiana, the WMA
temperatures averaged 106oC (sd=4.3) and the New York WMA temperatures averaged
117oC (sd=10.8). WMA technologies included BituTech PER, Cecabase RT,
Evotherm DAT, SonneWarmix, Ultrafoam GX2 and Wax. Although these
technologies are not identified with results, the deviation within the six WMA
technologies is smaller than the deviation between HMA and WMA within a given
asphalt source.
Sampling strategy included collection of TOM using a sorbent tube comprised of
XAD-2 resin and charcoal followed by extraction and analysis by Gas Chromatography
(GC) with Flame Ionization Detection and GC/ Time of Flight Mass Spectrometry
(GC/TOF/MS). Use of this approach compared to the more traditional NIOSH Method
5042 was based on internal data included here where the benzene soluble fraction of the
total particulates was below the limit of detection (LOD). Collection of the more volatile
compounds using a sorbent tube resulted in detectable results for all samples allowing
quantification of reductions. Extracts containing the highest level of TOM from each
experiment were also tested for 40 individual polycyclic aromatic compounds (PACs)
using GC/TOFMS.
WMA compared to the corresponding HMA resulted in a minimum of 33%
reduction in TOM exposures with the exception of one WMA technology. (Individual
reductions for the six WMA technologies tested were -8.4%, 33.1%, 36.8%, 46.9%,
54.0%, and 60.9%). Within a given asphalt source, an increase in temperature generally
resulted in an increase in TOM. Overall, these six WMA technologies resulted in lower
TOM exposures within the paving worker breathing zones. Only one 4-6 ring PAC
(pyrene) was detected in the 8 highest samples analyzed. Of the 2-3 ring PACs,
naphthalene was detected at the highest concentration.
INTRODUCTION
Based on volume, asphalts primary use has been in paving, as a binder for mineral
aggregates in asphalt mixes to globally build roadway infrastructures. It is indirectly
estimated that there are over 870,000 asphalt paving workers as of 2007 (1). Asphalt is
the non-distillable fraction of crude oil. Small amounts of volatile and semi-volatile
Kriech, Osborn, Prowell, Redman, West 3
organic compounds are trapped in this highly viscous material (2). Heating asphalt above
the softening point and agitation facilitates the release of these emissions constituting the
potential for worker exposure.
A large nested case control epidemiology study by Olsson et al., (3) showed no
consistent evidence of an association between indicators of either inhalation or dermal
exposure to asphalt and lung cancer risk and attributed increased incidence in cancer to
confounding issues like smoking, exposure to coal tar etc.
A recent 2-year skin painting study by Clark et al., (2) confirmed the absence of
tumorigenic effects in paving asphalt fume condensate treated skin regions. Fuhst et al.,
(4) conducted an inhalation study involving exposure of Wistar (WU) rats to asphalt
fume for 2 years. Results showed that asphalt fume is not considered to be tumorigenic
to rats via the inhalation route. Asphalt-related irritant effects were, however, observed
in the nasal passages and in the lungs.
Other studies have also shown an association with various irritation health
endpoints. A recent German human study by Raulf-Heimsoth et al. (5) detected
potentially (sub-) chronic irritative inflammatory effects in the lower airways of bitumen
exposed workers. Tepper et al. (6) reported throat symptoms that were statistically
significant compared to a control group. Similar symptoms are discussed in the Norseth
et al. studies (7) evaluating self-reported symptoms that included fatigue, reduced
appetite, eye irritation, and laryngeal-pharyngeal irritation reported more frequently
among workers exposed to asphalt fumes than among unexposed workers in a statistically
significant manner.
These studies emphasize the need for reducing worker exposure to asphalt
emissions. The National Institute for Occupational Safety and Health (NIOSH) has
recommended use of engineering controls and good work practices to minimize worker
exposure to asphalt fumes (8), including reduction of the asphalt mix temperature. First
developed in Europe in the late 1990s, warm-mix asphalt (WMA) mixtures are produced
at lower temperatures as compared to those typically associated with hot-mix asphalt
(HMA); produced and applied at temperatures typically 20 55 C lower than HMA (9).
WMA is generally laid and compacted at temperatures between 100-140oC compared
with traditional hot mix (150-180oC) (9). Recent studies (10) show that reduced asphalt
application temperature is predictive of reduced inhalation exposures (11) and the total
absorbed dose of PAC and PAC metabolites (12).
WMA products fall into one of three general classifications; those that add water,
those that add some form of organic additive or wax, or those that include chemical
additives or surfactants (13). Information in the public domain regarding worker
reduction of WMA technologies is often based on marketing or in the format of
presentations, conference proceedings, or government reports. Few peer reviewed
publications specifically document this promoted benefit of WMA. DAngelo et al., (9)
for asphalt aerosols/fumes and polycyclic aromatic hydrocarbons (PAHs), indicated
significant reductions compared to HMA, showing a 30-50% reduction. Measurements
by von Devivere et al., (14) showed a reduction in fume emissions of 75% where zeolite
had been added with an application temperature reduction of 26oC. In a study of WAM-
Foam, exposure values were shown to be in the lower range when compared to exposure
measurements conducted on paving HMA (15). The Minnesota Asphalt Pavement
Association showed that WMA reduced emissions by 35-65% (16, 17). Shifa et al., (18)
Kriech, Osborn, Prowell, Redman, West 4
claimed a 90.2% reduction of asphalt fume for emulsion warm mix asphalt in a long
tunnel pavement study.
This present study was designed to compare warm-mix technologies versus
traditional HMA applications under similar conditions, controlling many variables in the
field (albeit not all) to allow a side-by-side comparison of the worker breathing zone
exposures. Three different WMA technologies are compared to one HMA at each of two
sites.
METHODS
Study Population
During each sampling event, four workers per crew were studied; the paver operator, two
screed operators (Indiana site foreman), and the raker. Of the entire crew, these four
workers had the greatest potential for asphalt emission exposure.
Study Design
These eight workers (one crew in Indiana (IN) and one in New York (NY)) were
monitored for four consecutive days; one conducted under normal working conditions
using HMA and the other three conducted under similar conditions, but using different
warm mix technologies each day. No diesel oil was used as a release/cleaning agent to
focus assessment on asphalt emissions. Within a given site, controlled variables included
asphalt source, aggregate, amount of recycled asphalt pavement from same batch, plant,
mixer, crew, with similar traffic patterns (paved in congruent locations). Paving
machines were equipped with properly functioning engineering controls.
Whereas many classify mixture temperature at the production facility, for this
study application temperatures were monitored at the back of the screed area six times
throughout the workday using a HMA Lab Supply 8" Stainless Steel Dial Stem
thermometer, with a -18 to 204 C range in the newly placed mat.
For the IN crew, diesel oil normally used as a release agent and to clean tools and
equipment was removed from the site and replaced with B-100, (biodiesel) (19) (CAS
Number: 67784-80-9). Biodiesel contains no straight chain hydrocarbons or PACs.
Workers in NY did not use diesel oil; instead they use a water-based product called FO
Release II (Fine Organics Corp), also free of straight chain hydrocarbons or PACs.
FIGURE 1 Photograph of a worker at the Indiana site, who wore two XAD-
2/charcoal sorbent tubes for collection of breathing zone exposures.
mg/m3
Technology Worker Total Benzene Total Organic
Particulates Soluble Fraction Matter
WMA-1 Raker Left 0.69 bdl 0.73
WMA-1 Raker Right 0.54 bdl 0.97
WMA-1 Screed Area 1.11 bdl 0.66
WMA-1 Screed Area 0.78 bdl 1.03
WMA-1 Operator Left 0.91 bdl 0.91
WMA-1 Operator Right 0.70 bdl 0.93
WMA-1 Operator Area 0.55 bdl 1.67
WMA-1 Screed Area 0.81 bdl 1.00
WMA-2 Screedman 0.13 bdl 0.56
WMA-2 Screedman 0.16 bdl 0.55
WMA-2 Operator 0.20 bdl 0.42
WMA-2 Raker 0.17 bdl 0.59
WMA-2 Raker 0.18 bdl 0.57
WMA-3 Screedman 0.76 bdl 0.99
Average 0.52 <0.04 0.81
bdl = below detection limit
Kriech, Osborn, Prowell, Redman, West 6
TABLE 2 List of Polycyclic Aromatic Compounds Investigated in Eight Worker Breathing Zone Samples
Note: The grayed compounds represent 9 of 13 Polycyclic Aromatic Compounds (PACs) recently listed by the International Agency
for Research on Cancer as their preliminary list of agents to be reviewed for asphalt and asphalt fumes. Benzene rings=no. of 6-
membered aromatic rings in the structure, + indicates one additional four or five sided ring within the structure.
Kriech, Osborn, Prowell, Redman, West 8
RESULTS
Average HMA temperatures for each experiment are presented in TABLE 4. NY HMA
temperatures were an average of 35oC higher than the IN site. Differences between the
HMA and WMA experiments in IN were only 15oC or less, whereas the NY mat
temperatures were >44oC lower for the WMA as compared to the corresponding HMA.
In fact, the HMA, IN was within the normal temperature range for WMA (100-140oC).
HMA, NY had an average mat temperature of 161oC, well within the typical HMA range
(150-180oC).
TABLE 4 Average Temperature of the Asphalt Mat Directly Behind the Screed for
each Experiment. Temperature Differences were Significant for the New York Site,
while Differences at the Indiana Site were Minimal
Both sites used PG 64-22 asphalt for the HMA and in their WMA formulations.
The source of asphalt was different between IN and NY, but the same within each
location.
The paver machines were very different for the two sites. At the NY site, one
paver was used the first 2 days of sampling; then experienced mechanical problems. Day
3, after 3-4 hours trying to fix the paver; they switched to a different paver.
TOM results are listed in TABLE 5 (IN) and TABLE 6 (NY), with summary
statistics shown in TABLE 7. Average data are also shown graphically (FIGURE 2).
Background and blank data were all below the LOD of ~0.04 mg/m3. Breathing zone
results show that TOM concentrations for the NY site were substantially higher than
those for the IN site. WMA arithmetic mean data compared to the corresponding HMA
arithmetic mean data resulted in a minimum of 33 % reduction in TOM exposures with
the exception of one WMA technology that was 8.4% higher. The NY TOM data
showed a statistically significant difference between the HMA reference and the WMA
technologies D, E and F (95% confidence intervals (CI95%) were 1.90-2.52 mg/m3 and
1.29-1.54 mg/m3 respectively). For the IN data, there was not a statistically significant
difference between the HMA and the aggregate WMA technologies A, B and C (CI95%
were 0.23-0.41 mg/m3 and 0.16-0.25 mg/m3 respectively). Since the HMA was applied
at WMA temperatures, this was not surprising. Evaluation of the CI95% for each
individual WMA showed that all except WMA-B were lower than their corresponding
HMA as displayed graphically in FIGURE 3.
Kriech, Osborn, Prowell, Redman, West 10
TABLE 5 Indiana Site Information and Total Organic Matter (TOM) Data for all
Samples
Experiment
Lab L TOM
Product Date Tonnage Description Minutes Average TOM
ID air (mg/m3)
(mg/m3)
51 Operator 350 721 0.30 0.32
52 Operator 285 581 0.17
HOT-MIX, IN
1200
54 Raker 430 854 0.24
55 Screedman 430 851 0.52
56 Screedman 430 858 0.53
57 Foreman 430 894 0.21
58 Foreman 430 882 0.33
61 Operator 425 871 0.05 0.12
62 Operator 425 876 0.05
63 Screedman 424 837 0.13
WMA - A
9/15/2010
1187
9/16/2010
9/16/2010
TABLE 6 New York Site Information and Total Organic Matter (TOM) Data for
all Samples
Experiment
Lab L TOM
Product Date Tonnage Description Minutes Average TOM
ID air (mg/m3)
(mg/m3)
49 Operator 430 837 2.78 2.21
50 Operator 430 834 2.97
Hot Mix, NY
10/20/2010
3
Total Organic Matter mg/m
3.0
2.21
2.5
2.0
1.40 1.48
1.17
1.5
1.0
0.32 0.34
0.5 0.15
0.12
0.0
HMA WMA-A WMA-B WMA-C HMA WMA-D WMA-E WMA-F
Indiana New York
FIGURE 2 Average site results comparing hot mix asphalt worker exposures to the
corresponding worker breathing zone exposures while using three different warm
mix technologies formulated with the same base asphalt per site (Indiana and New
York).
TABLE 8 Polycyclic Aromatic Compound Results for the Eight Samples with the Highest Total Organic Matter
concentrations per Experiment
WMA-F
WMA-E
WMA-D
HMA, NY
WMA-C
WMA-B
WMA-A
HMA, IN
DISCUSSION
Average TOM data from previous HMA studies (1.69 mg/m3) (21) showed lower results
than seen at the NY site (2.21 mg/m3). Although NY HMA temperatures were
significantly higher than IN, the warm mix temperatures were similar, yet the TOM
concentrations were seven times higher in NY. Although the asphalt grades were all PG
64-22, the source of the asphalt was different and likely the most prominent factor
contributing to differences. To confirm that source was the cause, a sample of each
HMA obtained during the study was soxhlet extracted to separate the binder from filler
materials. After evaporation of the dichloromethane solvent, each binder was tested
using Thermal Gravimetric Analysis (TGA).
TGA is performed on samples to determine changes in weight in relation to
changes in temperature. Previous studies have used this technique to evaluate various
roofing asphalts (23). Overlays are shown in FIGURE 4 for the two asphalts. An
expanded view of the region from 100oC to 250oC shows that at application temperatures
used in this study, the NY binder is indeed more volatile than the IN binder.
Kriech, Osborn, Prowell, Redman, West 15
It is difficult to directly compare these results with other published data. For
example, Shifa et al., (18) reported 21.1 mg/m3 bitumen fume for HMA versus 2.06
mg/m3 for WMA (a 90.2% reduction), but methods used and location of sampling are not
provided. Shifa et al., also reported results for benzopyrene (HMA = 0.094 mg/m3 versus
WMA = 0.019 mg/m3) whereas we did not detect any benzo[a]pyrene in either HMA or
WMA on worker samples; average LOD = 0.07 g/m3).
Lecomte et al., (15) concluded that the volatile fraction was higher for HMA (up
to 6 times more) and represented almost all the organic emissions (up to 99%). This is
consistent with our internal studies in that the BSF fractions were also below the LOD.
Also consistent with our internal data, a report by the Virginia Transportation Research
Counsel (24) showed all worker results below the LOD of 0.08 mg/m3 for BSF.
It is interesting to note that the highest TOM concentrations occurred for the
screedman/foreman in IN. However, in NY, the paver operator consistently received the
highest exposure levels. This may be due to design differences between the types of
paver machines or may be related to landscape differences i.e., with 2 and 3-story
buildings connected in NY creating an almost tunnel effect versus the open, more rural
IN.
All TOM results were above the LOD demonstrating that it is a useful measure
for assessing reductions in worker breathing zone exposures with the use of WMA.
Results for these two sites appeared to bracket the high and low ends of the spectrum of
asphalt paving worker breathing zone exposures.
Kriech, Osborn, Prowell, Redman, West 16
CONCLUSIONS
Overall, use of these six WMA technologies resulted in lower application
temperatures as compared to their corresponding HMA; yielding a 36% reduction
in TOM exposures within the paving worker breathing zones.
Exposures using WMA are not the same across technologies.
Twenty-two of the 40 individual PACs tested were below the LOD for the eight
samples tested.
o Naphthalene was detected at the highest concentration.
o Only one 4-6 ring PAC (pyrene) was detected in any of these worker
breathing zone samples and it was in a HMA sample.
o The nine PACs tested that are part of the compounds recently listed by
IARC as their preliminary list of agents to be reviewed for asphalt, asphalt
fumes, and some heterocyclic PACs were all below the LOD.
o Since only one 4-ring PAC was detected, it is unlikely that the 6-ring
compounds not included in this study were present.
Not all asphalts are the same; here the source resulted in significantly different BZ
exposure levels.
ACKNOWLEDGEMENTS
Financial support was based on a grant between the National Center for Asphalt
Technology (NCAT) and the National Cooperative Highway Research Program
(NCHRP) TRANSPORTATION RESEARCH BOARD (TRB) National Research
Council (NCHRP 09-47A).
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