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STEPHEN BOULTER
1
History has never been the strong suit of analytic philosophers. And not
without reason. Philosophy, whatever it is, is not history. But one can
accept this incontrovertible point without accepting the conclusion com-
monly drawn from it, namely, that philosophy has little or nothing to gain
by investigating its own history. One of the aims of this article is to
illustrate the methodological point that the close study of the history of
philosophy can be a source of philosophical insight not readily attainable
by any other means. Consequently, the analytic philosopher ought to avail
herself of the methods and sensibilities of the historian. To lend plausibil-
ity to these claims I offer some reflections on the Scholastic roots of
Cartesianism by way of a case study.
To assert the philosophical value of a study of history will strike some
as implausible; to advocate on behalf of medieval philosophy may seem
nothing less than reckless. But this attitude is mistaken, a product, in most
instances, of a profound ignorance of the period in which Western Europe
initiated the political, economic, and intellectual developments that even-
tually resulted in the emergence of modernity. The intellectual develop-
ments in theology and the sciences are well known, and resulted in the
Reformation and the Scientific Revolution, respectively. What is rarely
recognised, however, is that the self-image of philosophy underwent a
similarly radical transformation in the period of transition from the
Middles Ages to Modernity. What is more, many elements of the new
self-image remain with us today. The result is that many deep and usually
unexamined assumptions of the current philosophical mainstream con-
cerning the nature of the philosophical enterprise, the rules according to
which its business should be conducted, and even the validity of certain
inference patterns, are the products of Scholasticism. What has hidden
this historical fact from view is that the ingredients of the metaphilosophy
of the philosophical mainstream are usually first encountered as part and
parcel of Cartesianism, that is, a philosophical system which allegedly
broke decisively with the medieval past. But contrary to popular opinion,
philosophy did not leave the Middle Ages behind with the advent of
Descartes. Rather, it is precisely through Descartes that Scholasticism
continues to shape our thinking.1
Making this case will not be easy, as it runs counter to the prevailing
view of Descartes as having swept away all previous philosophical tra-
ditions and introducing in its stead a radical new philosophya view
most imbibe in their philosophical infancy.2 And many will wonder
whether Descartes really does continue to shape our thinking in any
meaningful way, thereby casting doubt on the claim that an unrecognised
Scholastic influence needs to be brought to light. Both concerns have to be
confronted and addressed.
I begin in section 2 by drawing attention to a selection of arguments
and claims from leading philosophical figures ranging from Chalmers to
Hume to illustrate a number of recurring inference patterns and assump-
tions that have animated post-Cartesian philosophy down to the present
day. Section 3 then characterises the mind-set that lies behind these argu-
ments, and notes that it is part and parcel of the Cartesian framework.
Having seen in section 2 that this mind-set is still very much with us, I go
on in section 4 to show that its roots lie not in Descartes but in the
theological concerns of thirteenth- and fourteenth-century Scholasticism.
Finally, in section 5 I consider some objections to the conclusions I draw
on the basis of this history. The main conclusions are as follows: The
Cartesian mind-set has little to recommend it once its theological under-
pinnings have been exposed, so a re-evaluation of its characteristic infer-
ence patterns and assumptions is required. The broader methodological
1
This article is broadly sympathetic to the line taken by Friedman and Nielson that in
the higher or speculative sciences no sharp divide exists between the later Middle Ages, on the
one hand, and the Renaissance and early modern period, on the other (2010, 1).
2
These quotes are taken from the back cover of a recent Oxford Worlds Classics
translation of A Discourse on the Method, translated by Ian Maclean (Oxford: Oxford
University Press, 2006).
2
Consider the following sample of arguments and claims from leading
figures in the discipline.
Wittgenstein on Necessity
Bearing in mind that the last lines of the Tractatus appear to retract much
that has been previously asserted, Wittgenstein (1986) states, but does not
argue for, the following claims:
3
I have isolated these particular arguments and claims because they are
familiar, have been of undoubted historical significance while remaining
the subject of current debate, and illustrate a particular philosophical
mind-set. What is interesting about these arguments and remarks is that
they all rest on one characteristic assumption, and, insofar as they are
arguments, they contain a set of closely related and highly characteristic
inference patterns.
The central assumption is that the only concept of necessity which has
positive application is logical necessity. In many cases what I will call the
5
This is obvious in some cases, and at least implicit in most of the others. But it is not true
of Chalmers. Chalmers does not deny that other forms of necessity need to be recognised.
For example, while he claims that zombies are logically possible, he does not maintain that
they are physically possible in this world due to current natural or physical laws. Nonethe-
less, on the basis of their logical possibility he does claim that physicalism is actually false.
6
I take logical, conceptual, or semantic possibility/necessity to concern entailment rela-
tions between propositions; physical, causal, or nomic possibility/necessity concerns rela-
tions between events in the physical realm; metaphysical possibility/necessity concerns states
of affairs in and of themselves, in particular the ontological relationships that obtain between
entities in the various categories.
Suppose we attend to the idea we have of some body, for example a stone, and
leave out everything we know to be non-essential to the nature of body: we will
first of all exclude hardness, since if the stone is melted or pulverised it will loose
its hardness without thereby ceasing to be a body; next we will exclude colour,
since we have seen stones so transparent as to lack colour; next we exclude
heaviness, since although fire is extremely light it is still thought of as being
corporeal; and finally we will exclude cold and heat and all other such qualities,
either because they are not thought of as being in the stone, or because if they
change, the stone is not on that account reckoned to have lost its bodily nature.
After all, we will see that nothing remains in the idea of the stone except that it
is extended in length, breadth and depth. (1990, 227, emphasis added)
Descartes repeats the point in rule twelve of Rules for the Direction of the
Mind. Concerning simples, that is, entities that cannot be analysed into
more basic elements, he writes: The conjunction between these simple
things is either necessary or contingent. The conjunction is necessary when
one of them is somehow implied (albeit confusedly) in the concept of the
other so that we cannot conceive either of them distinctly if we judge them
to be separate from each other. It is in this way that shape is conjoined
with extension, motion with duration or time, etc., because we cannot
conceive of a shape which is completely lacking in extension, or a motion
wholly lacking in duration (1990, 46)
The point of these passages with respect to Cartesian physics is twofold.
First, they exhibit the principle of separability at work. Second, Descartes
decisive break with Aristotelian physics relies on the implementation of
this principle.
It is not just in physics that Descartes employs the principle of separa-
bility. The arguments of the First Meditation depend on the idea that no
proposition can be known unless it is logically impossible for it to be false.
This is most clearly seen in the malin gnie scenario. The principle of
separability prevents one from arguing from ones perceptions to the
nature, or even existence, of an external world because there is no con-
ceptual or logical connection between effects and causes that would
warrant such an inference. It is, after all, logically possible (because
entirely conceivable) that our perceptions are not caused by anything at
8
See The World, in Descartes 1990, 89.
It is clear that while some elements of the Cartesian mind-set are no longer
widely accepted, the passages noted in section 2 suggest that points (3) to
(5) are alive and well.9
4
Why trace this mind-set back to Descartes? The point becomes clear when
we recognise that this mind-set has not always found favour with philoso-
phers of the highest repute. Aristotle, for one, would not sign up to
propositions (1) to (5). However, as we saw in section 2, many important
post-Cartesian philosophers from very different schools have found them
9
However, in defence of the lingering effects of (1) and (2), many epistemologists are still
at work on what has become known as the traditional epistemological projectthe
project, to use Carnaps terminology, of constructing the world of physics, other minds, and
cultural objects on the basis of ones autopsychological experiences.
The attitudes expressed in this passage were present right from the begin-
ning of Descartes career. In The World Descartes says, It is certain that
he [God] can create anything we can imagine (1990, 92). What is particu-
larly striking about this passage is that the principle of separability is
justified by overtly theological considerations. This is a significant clue to
its provenance. A close look at the historical record reveals that the
principle of separability gains a foothold in the Western philosophical
tradition because of very specific theological concerns prevalent in the late
necessarily are and come to be (1941, 249). Indeed, it would appear that
in this respect Aristotle was right about his ancient compatriots. For
example, Heraclitus maintained that all things take place in accordance
with strife and necessity, while Democritus held that nothing occurs
at random, but everything occurs for a reason and by necessity (Kirk,
Raven, and Schofield 1991, 193 and 419). Talk of inescapable and mer-
ciless necessityEpicuruss phraseis also present in Platos Timaeus
(1987, 47e). Such attitudes found their way into Roman thinking as well.
Ciceros report in On Fate clearly implies that it was only in the sphere of
human action that it ever occurred to anyone to doubt that the natural
world was governed by necessity (Inwood and Green 1997, 186). But the
main point is that, for Aristotle, that which cannot be otherwise clearly
extends well beyond the bounds set by logic. Moreover, at no point does
Aristotle maintain that ones ability to conceive of certain states of affairs
arising has any bearing on the nature of things in themselves. Most
emphatically, Aristotle did not believe that the mere ability to conceive of
an entity apart from another allowed one to infer the separability of the
two. As though anticipating Descartes argument for the real distinction
of mind and body, Aristotle insists in De Anima (bk. 2, chap. 2, 413b
2729) that the other parts of the soul are not separable, as some assert
them to be, though it is obvious that they are conceptually distinct (1941,
558). The principle of separability simply has no place in the Aristotelian
framework, and so there is no room for the inference patterns one finds in
Descartes and beyond.
Matters are more complicated when one moves into the Middle Ages.
Aquinas, like the phusikoi, insists that the explanation of physical phe-
nomena is to be based on the natures or powers of physical things.10 He
also agrees that strict knowledge (scientia) of the natural world can only be
had of those features of it that could not have been otherwise. And he goes
to some pains to insist that the natural world, despite its having been
created voluntarily by an omnipotent God, has diverse modes of non-
logical necessity to be found within it.11 However, Aquinass writings
contain seemingly contradictory passages on the principle of separability.
On the one hand, Aquinass criticism of Platos theory of Forms and the
separate existence of mathematical objects turns on the rejection of the
principle of separability. A telling passage in Aquinass Commentary on
Aristotles Metaphysics (bk. 1, l. 10) reads:
Therefore, considering the nature of the intellect, which is other than the nature
of thing known, the mode of understanding, must be one kind of mode, and the
10
Aquinas assumes this in his general metaphysics and epistemology, but argues explic-
itly for this against both Averroes and Avicenna in Summa Contra Gentiles (bk. 3, chap. 69,
in Aquinas 1997).
11
See in particular Summa Contra Gentiles, bk. 2, chap. 30 (in Aquinas 1997).
mode of being, by which things exists, must be another. For although the object
which the intellect understands must exist in reality, it does not exist there
according to the same mode which it has in the intellect. Hence, even though
the intellect understands mathematical entities without simultaneously under-
standing sensible substances, and understands universals without understand-
ing particulars, it is not therefore necessary that the objects of mathematics
should exist apart from sensible things, or that universals should exist apart
from particulars. (1995, 5960)12
Although Aquinas is only pointing out here that mathematical objects and
universals need not exist separately from sensible things, the implication is
that their separability in thought tells us nothing about what might obtain
in extra-mental reality.
However, if Aquinas had one characteristic metaphysical doctrine it
was the positing of a real distinction between an objects essence and its act
of being. This was argued for in his early treatise On Being and Essence
using a now familiar inference pattern. He writes: Every essence or
quiddity can be understood without anything being known of its existing.
I can know what a man or a phoenix is and still be ignorant whether it
exists in reality. From this it is clear that the act of existing is other than
essence or quiddity, unless, perhaps, there is a being whose quiddity is its
very act of being (1986b, 46). Aquinass point here is that there is no
conceptual connection between an objects essence and its existence, and
from this he infers that an objects essence or nature is really distinct from
its act of being. But this is precisely what one would not expect Aquinas to
agree to, given the line of thought employed in the critique of Plato.
Clearly there is some ambivalence in Aquinas in regard to the principle of
separability, and this is due, I suggest, to tensions at the heart of the
Scholastic project.13
The main task of the Scholastic theologian was to produce a coherent
body of doctrine based on the narratives of the Old and New Testaments.
The inconsistencies and tensions to be found within sacred scripture, as
well as their challenges to ordinary common sense, are the problems
falling to the theologian qua theologian. However, one of Augustines
historically significant contributions to this effort was to argue that theo-
logians should seek to remove the inconsistencies whenever possible, and
to avail themselves of whatever might be of use in the work of pagan
philosophers in the pursuance of this task. It was this effort to understand
what was already accepted on faith that lead to the serious and sustained
12
See also Aquinas 1986a, q. 5, a. 3.
13
This is not the place to explore these tensions in Aquinas. But it would appear that
Aquinas uses the principle of separability only when the conclusions it supports can be
arrived at through other means. Thus he resists the line of thought sketched below by
insisting that what is possible for God is unknown to us, and so such possibilities cannot be
used in philosophical argument. See Summa Contra Gentiles, bk. 3, chaps. 56 and 59 (in
Aquinas 1997).
effort on the part of the Scholastics to engage with and employ the work
of Aristotle once his entire corpus had been recovered. In the hands of
Aquinas and other Scholastics this developed into the concerted effort to
synthesise the theology of Augustine with the philosophy of Aristotle.
This project was not without its successes; but fundamental tensions
between Aristotelian and Catholic teaching could not be papered over.
Tensions eventually came to a head in 1277 when the bishop of Paris
issued a list of 219 condemned propositions, that is, propositions that
could not be taught within the University of Paris on pain of excommu-
nication. The condemned propositions of particular interest for present
purposes were those that threatened Gods omnipotence. The following is
a representative sample:
Nicholas of Autrecourt would put it sixty years later, and more than two
hundred years before Descartes: Every being which does not contain an
incompatibility in its concept is possible (1971, 42).16 The upshot of the
condemnations for philosophy were: (1) that the notions of metaphysical
and physical necessity were ruled out as doctrinally unsound; and (2) since
strict scientific knowledge is only of what is necessary, knowledge is only
possible of logically necessary truths. The implications for Aristotelian
metaphysics and epistemology became clear in due course.
Soon after the condemnations Scholastics begin employing the princi-
ple of separability explicitly and consistently, and citing Gods omnipo-
tence in justification. Moreover, they begin to formulate theses commonly
associated with philosophers from the early modern period. Some clear-
cut examples are worth noticing in this regard. If one compares the views
of William of Ockham (c. 12851347) and Nicholas of Autrecourt (c. 1300
to after 1347) with the views of Aristotle on the one hand and Descartes on
the other, the considerable distance travelled in the direction of modernity
is obvious. Consider the central principles of the Ockhamist world view,
many of which are simply adopted from the condemnations:
1. All things are possible for God, save such as involve a logical con-
tradiction.17
2. Whatever God produces by means of secondary causes he can
produce and conserve immediately without their aid.18
3. God can save, conserve, and produce every reality, be it substance or
accident, apart from any other reality.19
4. We must not affirm that a proposition is true, or that something is
necessarily required for the explanation of an effect, if we are not
lead to this by a reasoning proceeding either from a truth known by
itself or from an experience that is certain.20
16
It is highly significant that in this same work Autrecourt writes: I declare that, neither
in this treatise nor in others, do I wish to say anything which is against the articles of faith,
or against the decision of the Church, or against the articles the opposite of which were
condemned at Paris (1971, 33).
17
This is a constant refrain in Ockham, and is usually grounded on the claim that I
believe in God the Father Almighty, the opening line of the Apostles Creed. See, for
example, the Fourth Quodlibet, Question 22, in Ockham 1991.
18
See Ockham 1991, Fourth Quodlibet, Question 22. An implication of this claim is that
God can cause one to perceive a tree, say, without the perception being caused by a tree. It
is striking that Ockham uses the term demon in an argument for scepticism based on the
consideration expressed in (2). See Ockhams Ordinatio I.27.3, in Pasnau 2002, 235.
19
See Ockham 1991, Fifth Quodlibet, Question 18. This point was particularly sensitive in
the context of the Eucharist. On Ockhams view that the bread and wine can become the flesh
and blood of Christ, making Christ literally present despite the fact that one continues to see
bread and wine. This is metaphysically possible because there is no contradiction in the claim
that the underlying substances can change while the accidents do not.
20
See Ockham 1991, Reportatio, II, Question 150.
21
This summary of Ockhams fundamental assumptions is taken from Boehner
1990.
22
Autrecourt does not necessarily endorse them, however. In fact he is explicitly asking
for advice on how to avoid these consequences, which he thinks inevitably follow from
positions sanctioned by the 1277 condemnations. He might be drawing out the implica-
tions of the condemnations of 1277 with a view to exploiting these consequences as a
reductio of positions popular among his contemporaries in Paris. See Zupka 1993, 191
221.
(457).23 Having thus denied Aristotle the right to claim that properties
require an underlying subject, Autrecourt also shows in his first letter that
one cannot be sure the external world matches our sensory experiences in
any fashion whatsoever: Every impression we have of the existence of
objects outside our minds can be false, since . . . it can exist, whether or not
the object is (in Klima 2007, 134). The upshot of his reflections is that
Aristotle in his entire natural philosophy and metaphysics possessed such
certainty of scarcely two conclusions, and perhaps not even one. . . . I have
an argument that I am unable to refute, to prove that he did not even
possess probable knowledge (Autrecourt 2006, 457). In fact, according to
Autrecourt, the only substance Aristotle ever had any evident knowledge
about was his own soul, precisely the point Descartes would make nearly
three centuries later in the Second Meditation.24
I take it that elements of the Cartesian mind-set can be found at least in
germ form in earlier generations of thinkers, and that these are plausibly
linked with events that came to a head in 1277. It remains to be determined
whether there might have been a connection between these fourteenth-
century thinkers and Descartes. It is possible, of course, that Descartes
independently rediscovered many of these principles. But if there is reason
to believe that there was a link, however indirect, then the most natural
explanation of the similarity between their respective views is that the
former influenced the latter. And there is good reason to think that
Ockham, Autrecourt, and others working along the same lines managed
to influence latter generations of thinkers, if not directly, then at least
indirectly through the work of John Buridan. Buridan (13001358) was a
nominalist in the tradition of Ockham, and he discussed Autrecourts
arguments in works widely disseminated across Europe that formed an
important part of the curriculum in many universities well into the six-
teenth century.25 For example, in Quaestiones in Aristotelis Metaphysicam
(bk. 2, q. 1), where Buridan discusses whether scientific knowledge is
possible, one finds a series of sceptical arguments that are strikingly remi-
niscent of Descartes First Meditation and much of Hume as well, and
these arguments turn on points insisted upon by Ockham and Autrecourt.
There are traditional arguments against the reliability of the senses, which
Buridan then claims are made even more difficult by the articles of faith,
namely, that God can cause us to have visual experiences of objects
23
In 133031 Crathorn took a line similar to Ockham and Autrecourts. In his Questions
on the First Book of Lombards Sentences, Question 1, he argues that because the accidents of
the consecrated Host are indistinguishable from those of unconsecrated bread, one cannot
tell on the basis of sense experience whether ones visual experience of bread is caused by
bread, or the body of Christ, or, indeed, nothing at all. Crathorn 2002, 290.
24
The connection between the condemnations of 1277 and Cartesian scepticism has been
noted before, but the importance of the point has not been recognised. See Bermudez 2000
and Frede 1988.
25
See the preface to Pinborg 1976 and Markowski 1984 for able discussions of this point.
For God can form in our senses the species of sensible things without these
sensible things, and can preserve them for a long time, and then . . . we would
judge those sensible things to be present. Furthermore, you do not know
whether God, who can do such and even greater things, wants to do so. Hence,
you do not have certitude and evidentness about whether you are awake and
there are people in front of you, or you are asleep, for in your sleep God could
make sensible species just as clear as, or even a hundred times clearer than,
those that sensible objects can produce; and so you would formally judge that
there are sensible things in front of you, just as you do now. Therefore, since
you know nothing about the will of God, you cannot be certain about anything.
(In Klima 2007, 143)
It is easy to see this passage as an early version of the infamous malin gnie
hypothesis of the First Meditation.26
One also finds in Buridan an early version of Humes problem of
induction:
26
Consider also Spinozas remark in his Principles of Cartesian Philosophy regarding the
origins of the hypothesis. He writes: And there was a particularly strong reason, an ancient
belief, fixed in his [Descartes] mind, that there was an all-powerful God who had created
him, and so may have caused him to be deceived even regarding those things that seemed
very clear to him. This then is the manner in which he called everything into doubt (1998,
8).
45). And when explicating the difference between modal and real distinc-
tions Suarez relies again on the powers of God to ground the difference. If
two putative entities are only modally distinct, they cannot be separated
even by Gods infinite power, which, again, is limited only by the principle
of non-contradiction: The reason for this is that if one of the two terms
is such that it cannot, even through the absolute power of God, be con-
served without the other, this is a great argument for its being only a mode
and not a true entity. For if it were a true entity, it could not have such an
intrinsic dependence on another entity that God could not make up for it
by his own infinite power (Disputation 7, in Ariew, Cottingham, and
Sorell 1998, 49). Just how well Descartes knew the works of Suarez is a
matter of some debate; but there is no doubt that Suarez deeply influenced
Descartes teachers at La Flche, and so a line of influence can be traced
from the condemnations of 1277 to Descartes. What is not so clear is why
Descartes did not follow in the footsteps of Buridan but instead adopted
the theologically motivated course taken by Ockham and Autrecourt.28
Whatever the answer to that question might be, by insisting on absolute
certainty, by assuming that the only necessity is logical necessity, and by
accepting the principle of separability, Descartes imported into the natural
sciences and philosophy assumptions and inference patterns more natu-
rally at home in the theology of the thirteenth and fourteenth centuries. In
short, the father of modern philosophy did not leave the Middle Ages
behind but continued to operate with the theologically grounded assump-
tions of the Augustinian reactionaries of 1277.
5
It is time to consider some objections. What can be concluded on the basis
of this history? First, and perhaps most obviously, one is likely to wonder
whether this history is philosophically significant at all. After all, if the
ground for a favoured belief is rendered problematic, one can always hope
to support that belief on other grounds.
In reply I should argue, first, that philosophical progress is made if one
comes to hold a true belief for the right reasons. So if a historical study
prods a philosopher along this road, inducing him to substitute good
reasons for bad, then that study has philosophical value. So while one
might very well find non-theological grounds for upholding the principle
of separability, I would claim that this in and of itself is no small gain.
Moreover, the very fact that one now recognises the need to find
any grounds at all for the cluster of assumptions in question constitutes
28
It is more than possible that the explanation has something to do with the fact that
Descartes is even more extreme than I have portrayed him here, in that he denies even the
existence of logical necessity. However, as was kindly pointed out by an anonymous referee
for Metaphilosophy, it is difficult to reconcile Descartes view that the only necessity is
conformity to the will of God with his, or any, philosophical practice.
has been made. But on the purely factual question, the honest answer is
that the historical jury is still out. Much remains to be uncovered about
the late Scholastic period in general and the lines of influence extending
into the early modern period in particular. Section 4 has only traced
connections between (1) pervading views regarding the nature of necessity
in the ancient world; (2) ambiguities on such matters in Aquinas just prior
to the condemnations of 1277; (3) the background to the condemnations
themselves, and their injunctions on matters relating to the metaphysics of
modalities; (4) the link between the injunctions of the condemnations and
the surprisingly modern theses defended by Ockham and Autrecourt; and
(5) the discussion of those theses in the works of Buridan, works widely
available in the sixteenth century and beyond, which were discussed by
thinkers known to Descartes. Whether this history will withstand scrutiny
is a question with important philosophical implications. But it will only be
answered by further historical research on the long neglected period domi-
nated by the Scholastics.
References
Aquinas, Thomas. 1986a. The Divisions and Methods of the Sciences.
Fourth edition. Translated by Armand Maurer. Toronto: Pontifical
Institute of Medieval Studies.
. 1986b. On Being and Essence. Translated by Armand Maurer.
Toronto: University of Toronto Press.
. 1995. Commentary on Aristotles Metaphysics. Translated by John
P. Rowan. Notre Dame: Dumb Ox Books.
. 1997. Basic Writings of Saint Thomas Aquinas. Volume 2. Edited by
Anton Pegis. English Dominican Translation corrected by Anton
Pegis. Indianapolis: Hackett.
Ariew, Roger, John Cottingham, and Tom Sorell (eds.). 1998. Descartes
Meditations: Background Source Materials. Cambridge: Cambridge
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Aristotle. 1941. The Basic Works of Aristotle. Edited by Richard McKeon.
New York: Random House.
Autrecourt, Nicholas. 1971. The Universal Treatise. Translated by
Leonard Kennedy, Richard Arnold, and Arthur Millward. Milwaukee:
Marquette University Press.