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4 April 2006
Drug models of mental illness are considered useful if just in terms of behavioural change but of memory-evoked
they provoke its characteristic symptoms. In this brain responses assessed using functional neuroimaging,
respect, ketamine and tetrahydrocannabinol (cannabis) identifying functional anatomical overlap between disease
are coming under increasing scrutiny as models for and drug-induced states.
schizophrenia. However, although both undoubtedly
produce psychotic symptoms characteristic of the
Working memory in schizophrenia
disorder, we argue here that, because schizophrenia is
WM describes a system that has evolved for the short-
also accompanied by cognitive deficits, a full under-
term maintenance and manipulation of information
standing of the impact of these drugs on cognition will
necessary for the performance of such complex tasks as
be crucial in taking these models further. Memory
learning, comprehension and reasoning [8]. It is central to
deficits are pronounced in schizophrenia and we focus
cognitive function and its disruption can result in
upon patterns of working and episodic memory impair-
impaired processing across cognitive domains. A greater
ment produced by ketamine and cannabis, identifying
understanding of the mechanisms by which WM is
overlaps between drug and illness. We suggest that
disrupted in schizophrenia is therefore likely to be useful
close attention to these deficits can offer insights into
in characterizing the syndrome more fully. We focus upon
core pathophysiology of schizophrenia.
the distinction between the maintenance of material
temporarily stored in WM, and the manipulation, or
Introduction reorganization, of that material. Maintenance tasks
Drug models of schizophrenia are considered useful if they emphasize the storage of verbal and non-verbal infor-
provoke its characteristic symptoms, for example, delu- mation. Manipulating the stored material requires, in
sions and hallucinations. Yet there is increasing evidence addition, strategic updating and temporal coding, thereby
that cognitive deficits are a core feature of the disease, more directly involving the central executive system.
preceding the emergence of psychopathology, correlating
with incapacity and predicting outcome [1,2]. A close Maintenance versus manipulation impairments
examination of such deficits could therefore aid early Schizophrenia. This distinction between maintenance and
diagnosis, intervention and treatment. We suggest, more- manipulation processes is relevant to WM dysfunction in
over, that drug models should be examined with respect to schizophrenia where deficits appear greater for manipu-
their cognitive effects as well as their provocation of lation [911]. Furthermore, using a series of WM tasks
psychotic symptoms. graded with respect to manipulation demands, Conklin
Because a full exploration of the cognitive effects of and colleagues [12] recently reported that non-psychotic
drugs is vital to the assessment and refinement of models first-degree relatives of patients with schizophrenia show
of schizophrenia, we evaluate here two emerging drug increasing impairment as the requirement to manipulate
models with respect to their effects on memory. Both information in WM increased (Figure 1a).
drugs, ketamine and delta-9-tetrahydrocannabinol (THC),
reproduce symptoms that characterize schizophrenia [3 Ketamine and THC: Studies exploring the effects of
7] and thus represent a closer model than drugs producing ketamine on verbal WM in healthy volunteers have
only a limited range of psychopathology (e.g. psilocybin) or largely reported impaired performance [4,1316] or a
requiring repeated or prolonged use (e.g.amphetamine). trend towards impairment [17]. This is not always found
We focus on working memory (WM) and episodic memory [18], discrepancies perhaps relating to doses and/or
(EM) impairment, both prominent in schizophrenia. We sample sizes. As observed in schizophrenia (and their
will consider memory deficits characteristic of schizo- relatives), ketamine impairs performance on tasks enga-
phrenia and compare them with deficits produced by these ging manipulation but not on those requiring mainten-
drugs. We explore the mnemonic effects of these drugs not ance only (Figure 1b) [15], an effect not easily attributable
Corresponding author: Fletcher, P.C. (pcf22@cam.ac.uk). to simple difficulty, because no effect was observed in other
Available online 10 March 2006 more difficult tasks (see Box 1).
www.sciencedirect.com 1364-6613/$ - see front matter Q 2006 Elsevier Ltd. All rights reserved. doi:10.1016/j.tics.2006.02.008
168 Review TRENDS in Cognitive Sciences Vol.10 No.4 April 2006
0.5
(mean +/ SEM)
0.5
Z score
1.5
2.5 DRT DRT Spatial span Digit span Letter number Self-ordered
with delay with interference backwards backwards span pointing
Working memory task
Key:
Schizophrenia Relative Control
7
Mean score
0
Forward span Backward span VWM maintenance VWM manipulation
Key:
Placebo Lower ketamine Higher ketamine
Figure 1. Maintenance and manipulation in working memory. (a) Performance of people with schizophrenia and of non-psychotic first-degree relatives on WM tasks. There is
a putative increase in demand on central executive processes going from left to right. Note that the greater the manipulation demands, the more evident the performance
deficit in relatives of people with schizophrenia compared with controls, who performed at ceiling on all tasks. Data redrawn from [12], with kind permission of the authors
and publisher. (b) Effects of ketamine on WM performance. Note specific impairment on tasks requiring manipulation (Backward span and verbal WM manipulation) Data
redrawn from [15], with kind permission of the authors and publisher.
seen in schizophrenia and non-psychotic relatives: an consequent executive deficit, manifest as an impairment
exaggerated frontal response under low-load manipu- in the ability to manipulate information stored in WM.
lation demands and a reduced frontal response under
higher demands, perhaps consistent with an inverted U Episodic memory and schizophrenia
model of function [24,26,27]. Encoding versus retrieval
In summary, given the initial evidence suggesting Episodic memory (EM) refers to memory for events or
comparable effects of ketamine and THC on WM, we episodes. It has an autobiographical character [36] and is
might consider overlapping neurophysiological effects of distinct from memory for factual information (semantic
these drugs as the basis for the disruption, effects that memory), although these systems are intrinsically linked.
might be related to those occurring in schizophrenia. WM It is of considerable theoretical interest in schizophrenia,
dysfunction in schizophrenia is likely to be related to in which it is demonstrably abnormal [37].
abnormalities in the dopaminergic innervation of PFC Here, we distinguish primarily between the encoding or
[28]. Egan and colleagues [29] link cognitive performance learning stage and the retrieval stage of EM. In
and DLPFC response to polymorphisms in the catechol considering task manipulations made at these stages, we
O-methyltransferase (COMT) gene, important for metab- focus on whether crucial deficits in schizophrenia (and in
olism of synaptically-released dopamine in PFC. A the drug models under scrutiny) occur in the encoding of
potential mechanism for the effects of both disease and new memories or in their retrieval (bearing in mind, of
drug on WM could be the dysregulation of dopaminergic course, that encoding and retrieval deficits are not
innervation of prefrontal cortex via the mesocortical mutually exclusive).
dopaminergic system [30,31]. Administration of both Identification of stage-specific deficits is problematic
THC and phencyclidine (PCP; an analogue of ketamine) because a performance deficit could reflect impaired
markedly increase dopamine transmission in PFC in rats encoding or retrieval (or both). Various cognitive manip-
[32]. Furthermore, administration of a selective NMDA ulations have been used in an attempt to locate EM
agonist prevents the increase associated with THC, and deficits with respect to encoding and retrieval stages.
ameliorates disruption of WM [31]. Similarly, clonidine Although there are serious limitations in these manipula-
(an a2 noradrenergic agonist) blocks the increase in tions in this respect (see Box 2), existing data, sup-
prefrontal dopamine following both THC and PCP [33], plemented with functional neuroimaging and
and prevents working memory deficits associated with pharmacological studies, might offer clues to stage and
PCP [34]. Interestingly, Clonidine also improves memory process-specific impairments.
function in schizophrenia [35]. Of course, this is a
simplistic view of the interaction of these major neuro- Distinguishing encoding from retrieval deficits using task
transmitter systems and it is likely that there is more to manipulations
consider than solely a dopaminergic upregulation (down- (a) Encoding task manipulations
regulation might also have a deleterious impact on WM). Semantic processing of material, for example, attend-
Nevertheless, the overlap between WM effects seen across ing to its meaning or organizing it according semantic
ketamine, THC and schizophrenia could reflect a common attributes, improves memory performance. People with
disturbance in the functional integrity of DLPFC, with a schizophrenia seem not to take advantage of this
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170 Review TRENDS in Cognitive Sciences Vol.10 No.4 April 2006
possibility [3840]. However, when already organized lists conclusions although there is a suggestion that the effects
are presented [38,40,41], or when semantic processing is of the former might be specific to the encoding task used.
encouraged [42], memory is improved. This might favour (b) Study-test delay
an encoding deficit. However, because (i) the provision of The relevance of study-test delay to the encoding-
an organizational structure ameliorates but does not retrieval distinction is discussed in Box 2. In brief, the
remove the deficit [3840], (ii) full improvement might findings from in schizophrenia are inconsistent: although
only be seen when retrieval cueing is also provided [41], there is evidence of worsening performance with increas-
and (iii) even for non-semantically based encoding, ing delay in schizophrenia [44], this is not always seen
subsequent retrieval is impaired [39], the findings overall [39,40]. Likewise, with ketamine some studies show
do not refute the possibility of a retrieval deficit. worsening performance with increasing delay [4547]
Ketamines effects too can be sensitive to encoding but others do not [5,18,4851]. THC is associated with
processes, being seen when semantic attributes but not both immediate and delayed retrieval deficits [6,22,52]
emotional or alphabetical attributes of material are with delay having no impact.
emphasized [43]. However, a comparable study did not Thus, manipulation of the study-test interval has not
find such distinction [16]. Clearly, this area requires produced consistent results in either schizophrenia or
further exploration, particularly with respect to THC, these drug models. Moreover, we criticize the idea that
which has not been used in encoding manipulation even a consistent finding would provide evidence for a
studies. stage-specific deficit (Box 2).
In brief, there appears to be a failure to adopt memory- (c) Retrieval task manipulations
optimising strategies in people with schizophrenia. The Reviews of memory studies (e.g. [37]) have established
fact that explicit instructions or external help can improve that tasks requiring simple recognition memory are less
memory suggests that the deficit is at encoding, however, impaired than those requiring richer recollection of
the deficit that persists even after these changes does not studied material, for example, source memory [53] (Box
rule out a retrieval deficit. Data from the ketamine and 2). Although this could imply a retrieval specific deficit, we
THC studies are currently too rudimentary to draw firm suggest that it could equally well signify an encoding
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Review TRENDS in Cognitive Sciences Vol.10 No.4 April 2006 171
Italics?
Rhymes?
Capitals?
SELF- OTHER- RECOLLECTION
SHALLOW GENERATED GENERATED
te
dia
me
Im
RECOGNITION
Delayed
ENCODING RETRIEVAL
FREE RECALL
MATERIAL MANIPULATION
Explicit Implicit No STRUCTURED RETRIEVAL
structure structure Structure
CHISEL TOOLS
DRUG
OREGANO
ADMINISTRATION SPICES
Figure I (Box 2). Task manipulations in the study of episodic memory (see text for details).
problem or some general memory decline to which a recall arise because of differences in overall difficulty of
test is simply more sensitive. the tasks.
The pattern is comparable to that seen with
ketamine. As with schizophrenia, it might be crucial to Distinguishing encoding from retrieval effects using
consider tasks dissociating basic familiarity from richer timed drug administration
recollection. Free recall [13,4547] and paired associate In contrast to a disease state, the timing of a drugs effects
recall [54] are impaired by ketamine. Recognition can be manipulated. Thus, we can dissociate its effects on
memory can be impaired by the drug [13,16,43,50,55], encoding from those on retrieval. Its effects on retrieval
but this is not consistent [49,56]. Source memory also can be assessed by giving it before the retrieval stage but
appears to be more sensitive to ketamine than are after encoding has been accomplished. Similarly, when the
recognition tasks [16,50]. Recent work has suggested drug is present at encoding but terminated before
that the source memory deficit is apparent whether retrieval, effects can be attributed to encoding. This
subjects are distinguishing between external sources strategy has been used with ketamine, suggesting
[43] or between internal and external sources [54]. evidence of an encoding-specific deficit for recognition
Finally, performance on the remember/know paradigm memory [43,55] but not for free recall, in which its effects
also used to make the dissociation between familiarity occur post-encoding [59].
and recollection, is worsened by ketamine [56].
THCs impact upon retrieval task manipulations, Distinguishing encoding from retrieval using functional
however, is not yet well studied. Free recall is clearly neuroimaging
impaired by the drug [6,20,22,52] although not without Functional neuroimaging allows us to explore encoding
exception [19,57]. Associate cued recall [6] and recognition and retrieval separately (although see Box 2) and much
[58] can also be impaired although the latter is frequently has been achieved in dissecting contributions of key areas
preserved [6,19,57]. in prefrontal cortex (PFC) and medial temporal lobes
In summary, when memory is tested using tasks that (MTL) with respect to the encoding-retrieval distinction
provide sparser cueing or require richer recollection, (for review see [23,60]).
people with schizophrenia show greater impairment an With respect to encoding processes in schizophrenia,
impairment that both ketamine and THC replicate numerous studies have identified functional disturbances
convincingly. Whether this is evidence of a process- or in both PFC and MTL. However, these are fairly equally
stage-specific deficit has yet to be proven and we must be divided between those that show relative failures in PFC
wary of over-interpreting a finding that could actually [6163] and MTL [64] activation and those which show
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172 Review TRENDS in Cognitive Sciences Vol.10 No.4 April 2006
PFC [65] or MTL [62,66] over-activation. Several design show promise in reproducing characteristic memory
features might explain these apparent inconsistencies. deficits of schizophrenia, which can presently be summar-
For example, studies making a levels-of-processing ized as (i) difficulties in manipulating the contents of WM,
manipulation [65,66] do not show under-activation of (ii) failure to use semantic processing and organization to
PFC, in contrast to studies in which no such manipulation optimize EM encoding, and (iii) impaired retrieval
was made [61,62]. One study showed PFC under- performance when retrieval tasks provide sparser cueing
activation solely during a deep encoding task, but this or demand richer recollection of material. Furthermore,
was anterior-medial to the areas characteristically acti- functional neuroimaging has suggested promising overlap
vated during normal encoding [63]. A single study has between ketamines effects on frontal mediation of both
evaluated encoding-related activation under ketamine, WM manipulation processes and recollection processes
showing a PFC increase [67]. in EM.
Patterns of retrieval-related activation in schizo- It is still rather early to speculate, given the need for a
phrenia also implicate fronto-temporal systems. Reduced more precise cognitive neuropsychology of memory
MTL activation is consistent [64,68,69] whereas retrieval- impairment in schizophrenia and the fact that many key
related right PFC activation can be increased [66] or
experimental manipulations have yet to be made in
decreased [68]. More consistent is left lateral PFC under-
association with the drugs (see also Box 3). Nevertheless,
activation at retrieval [6163] although this can depend
we believe that cognitive psychopharmacology will pro-
upon the contrast conditions used [69]. Interestingly, left
vide important insights into the nature of schizophrenia in
PFC under-activation is seen when subjects are retrieving
several ways. First, it offers ways of exploring links
words that have been encoded according to semantic
between the drug- and the disease-state in terms of both
attributes and should therefore be more richly recollected.
This could suggest that, in schizophrenia, there is a failure cognitive deficits and of symptoms. Second, controlled
of such recollection, in keeping with behavioural studies. manipulation, using ketamine/THC effects of cognition
Interestingly, a fMRI study using timed administration of and psychopathology within subjects might provide
ketamine to dissociate encoding from retrieval, shows that unique information in linking subtle cognitive impair-
there is a compellingly similar left PFC attenuation that is ments to the emergence of more complex psychopathology,
clearly related to the retrieval stage [67]. thus allowing evaluation of cognitive models of psychotic
In summary, PFC and MTL are disrupted in schizo- symptoms (e.g. [70]). Third, observations that a given drug
phrenia and in association with ketamine administration. produces some but not other impairments and that
Retrieval findings are the more consistent, with attenu- different drugs provoke different symptoms will strongly
ations of MTL and left PFC response, both perhaps influence development and refinement of nosology
signalling a relative failure of recollective processes in (disease classification). Finally, such studies might offer
association with both disease and drug. clues to the nature of neurotransmitter disturbance in
schizophrenia, preceding the identification and develop-
Conclusions ment of new therapeutic approaches. These advances will
The central theme of this article is that a good drug model ultimately depend upon the refinement of cognitive
of schizophrenia is one that replicates the core cognitive models and on the application, through appropriately
deficits as well as the signs and symptoms of psychosis. At specific cognitive tasks, of these models to disease and
this stage, we can assert that both ketamine and THC drug states.
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Review TRENDS in Cognitive Sciences Vol.10 No.4 April 2006 173
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174 Review TRENDS in Cognitive Sciences Vol.10 No.4 April 2006
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