Вы находитесь на странице: 1из 278

This printout will not be recorded by the update service.

Status: 08 / 2012
0HUFHGHV%HQ]6HUYLFH

,QWURGXFWLRQRI(QJLQH
OM 
(XUR9,(QJLQH9HUVLRQ

7UXFNV

7HFKQLFDOVWDWXV

'DLPOHU$*y7HFKQLFDO,QIRUPDWLRQDQG:RUNVKRS(TXLSPHQW *6325 y'6WXWWJDUW

This printout will not be recorded by the update service. Status: 08 / 2012
Information and Copyright
Product portfolio
You can also find comprehensive information on our complete
product portfolio on our Internet portal.
Link: http://aftersales.mercedes-benz.com

Questions and suggestions


If you have any questions or suggestions concerning this
product, please write to us.
E-mail: customer.support@daimler.com
Fax: +49-(0)18 05/0 10-79 78
or alternatively
Address: Daimler AG
GSP/ORW
HPC R822, W002
D-70546 Stuttgart

2012 by Daimler AG
This document, including all its parts, is protected by copyright.
Any further processing or use requires the previous written
consent of Daimler AG, Department GSP/ORW, 002, HPC
R822, D-70546 Stuttgart. This applies in particular to
reproduction, distribution, alteration, translation, microfilming and
storage and/or processing in electronic systems, including
databases and online services.

Image no. of title W00.01-1019-00


image:

Order no.: 6517 1262 02 - HLI 000 000 08 99

08/2012

This printout will not be recorded by the update service. Status: 08 / 2012
3UHIDFH

61 3UHIDFH
:0'

02'(/ 
,QWURGXFWLRQRIHQJLQH20(QJLQHYHUVLRQ(XUR9,

:LWKWKHH[LVWLQJEURFKXUHZHZLVKWRLQWURGXFHWKH $OOWKHGDWDOLVWHGLQWKLVEURFKXUHFRUUHVSRQGVZLWK
QHZF\OLQGHULQOLQHGLHVHOHQJLQH207KLV WKHWHFKQLFDOVWDWXVLQ-XQH&KDQJHVRU
EURFKXUHLVLQWHQGHGIRUWKHWHFKQLFDOSHUVRQQHO VXSSOHPHQWVZLOORQO\EHSXEOLVKHGLQWKH:RUNVKRS
UHVSRQVLEOHIRUWKHVHUYLFHDQGPDLQWHQDQFHRI ,QIRUPDWLRQ6\VWHP :,6 
0HUFHGHV%HQ]WUXFNV $GGLWLRQDOGRFXPHQWVIRUWKH20HQJLQHDQG
7KHFRQWHQWRIWKLVEURFKXUHLVVSOLWXSLQWR WKHH[KDXVWDIWHUWUHDWPHQWV\VWHPVXFKDV
PDLQWHQDQFHDQGUHSDLULQVWUXFWLRQVRUZLULQJ
*HQHUDOLQIRUPDWLRQVXFKDVLQQRYDWLRQV
GLDJUDPVDUHDOVRDYDLODEOHLQWKH:RUNVKRS
WHFKQLFDOGDWDDQGGHVFULSWLRQVRIWKHDV
,QIRUPDWLRQ6\VWHP :,6 
EXLOWFRQILJXUDWLRQ
0HUFHGHV%HQ]:HUN:UWK*6377+
IXQFWLRQGHVFULSWLRQV
-XQH
'HVFULSWLRQVRIWKHV\VWHPFRPSRQHQWV

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
7DEOHRIFRQWHQWV

61:0' 2YHUYLHZRIDVEXLOWFRQILJXUDWLRQDQGIXQFWLRQ 


GHVFULSWLRQV

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,
(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

1HZIHDWXUHV
61 (QJLQH20 3DJH
:0'
7HFKQLFDOGDWD
61 7HFKQLFDOGDWDIRUHQJLQH 3DJH
:0' 20
$VEXLOWFRQILJXUDWLRQ
GHVFULSWLRQV
*):0' &\OLQGHUKHDGFRYHUDV 3DJH
EXLOWFRQILJXUDWLRQ
*):0' 5RFNHUDUPKRXVLQJDV 3DJH
EXLOWFRQILJXUDWLRQ
*):0' &\OLQGHUKHDGDVEXLOW 3DJH
FRQILJXUDWLRQ
*):0' &\OLQGHUKHDGJDVNHWDV 3DJH
EXLOWFRQILJXUDWLRQ
*):0' &UDQNFDVHDVEXLOW 3DJH
FRQILJXUDWLRQ
*):0' 2LOSDQDVEXLOW 3DJH
FRQILJXUDWLRQ
*):0' &RQQHFWLQJURGDVEXLOW 3DJH
FRQILJXUDWLRQ
*):0' 3LVWRQDVEXLOW 3DJH
FRQILJXUDWLRQ
*):0' &UDQNVKDIWDVEXLOW 3DJH
FRQILJXUDWLRQ
*):0' 9DOYHWLPLQJDVEXLOW 3DJH
FRQILJXUDWLRQ
*):0' *HDUZKHHOGULYHDVEXLOW 3DJH
FRQILJXUDWLRQ
*):0' &DPVKDIWDVEXLOW 3DJH
FRQILJXUDWLRQ
)XQFWLRQDOGHVFULSWLRQV
*):0' &UDQNFDVHYHQWLODWLRQ 3DJH
V\VWHPIXQFWLRQ
&DPVKDIWDGMXVWPHQW
*):0' &DPVKDIWDGMXVWPHQW 3DJH
IXQFWLRQ
*):0' &DPVKDIWDGMXVWPHQWLQ 3DJH
EDVLFSRVLWLRQIXQFWLRQ

This printout will not be recorded by the update service. Status: 08 / 2012
7DEOHRIFRQWHQWV

*):0' &DPVKDIWDGMXVWPHQWLQ 3DJH


DGYDQFHGSRVLWLRQ
IXQFWLRQ
(QJLQHPDQDJHPHQW
*):0' (QJLQHPDQDJHPHQW 3DJH
IXQFWLRQ
*) (QJLQHPDQDJHPHQW 3DJH
:0' RYHUDOOQHWZRUN
*) (QJLQHPDQDJHPHQW 3DJH
:0' EHKDYLRULQFDVHRI
PDOIXQFWLRQV
*):0' 6WDUWLQJSURFHGXUH 3DJH
IXQFWLRQ
*):0' ,GOHVSHHGFRQWURO 3DJH
IXQFWLRQ
*):0' :RUNLQJVSHHGFRQWURO 3DJH
IXQFWLRQ
*):0' 'ULYLQJRSHUDWLRQIXQFWLRQ 3DJH
*):0' 6WRSSLQJSURFHGXUH 3DJH
IXQFWLRQ
*):0' 'HWHUPLQDWLRQRIHQJLQH 3DJH
VSHHGDQGFUDQNVKDIW
DQJOHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRI 3DJH
FRPSUHVVLRQVWURNHDW
F\OLQGHUIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIFRRODQW 3DJH
WHPSHUDWXUHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIDLU 3DJH
PDVVIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIIXHO 3DJH
WHPSHUDWXUHIXQFWLRQ
*):+ )XQFWLRQRIWKHVSHFLILHG 3DJH
HQJLQHWRUTXHFDOFXODWLRQ
&KDUJLQJ
*):0'$ &KDUJLQJIXQFWLRQ (QJLQH ZLWK 3DJH
VWDJHFKDUJLQJ
*):0'% &KDUJLQJIXQFWLRQ (QJLQH ZLWK 3DJH
VWDJHFKDUJLQJ
(QJLQHEUDNH
*):0' (QJLQHEUDNHIXQFWLRQ 3DJH
([KDXVWJDV
UHFLUFXODWLRQ
*):0' ([KDXVWJDVUHFLUFXODWLRQ 3DJH
IXQFWLRQ
([KDXVWDIWHUWUHDWPHQW
*):0' ([KDXVWDIWHUWUHDWPHQW 3DJH
IXQFWLRQ
*) ([KDXVWDIWHUWUHDWPHQW 3DJH
:0' RYHUDOOQHWZRUN
2LOFLUFXLW
*):0' (QJLQHRLOFLUFXLWIXQFWLRQ 3DJH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
7DEOHRIFRQWHQWV

*) (QJLQHRLOFLUFXLW 3DJH


:0' VFKHPDWLF
&RRODQWFLUFXLW
*):0' &RRODQWFLUFXLWIXQFWLRQ 3DJH
*) &RRODQWFLUFXLWVFKHPDWLF 3DJH
:0'
)XHOV\VWHP
*):0' )XHOV\VWHPIXQFWLRQ 3DJH
*):0' )XHOORZSUHVVXUH 3DJH
V\VWHPIXQFWLRQ
*):0' )XHOKLJKSUHVVXUH 3DJH
V\VWHPIXQFWLRQ
&RPSRQHQW
GHVFULSWLRQV
*):+ &HQWUDOJDWHZD\ &*: $ 3DJH
FRQWUROXQLWFRPSRQHQW
GHVFULSWLRQ
*):+ 'ULYHFRQWURO &3& $ 3DJH
FRQWUROXQLWFRPSRQHQW
GHVFULSWLRQ
*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):+ (OHFWURQLFEUDNHFRQWURO $E$F 3DJH
(%6 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):+ 3DUDPHWHUL]DEOHVSHFLDO &RQWUROXQLWYDULDQW *):+
PRGXOH 360 FRQWUROXQLW $SSB
FRPSRQHQWGHVFULSWLRQ $
*):+ %DWWHU\GLVFRQQHFWVZLWFK 2QO\RQYHKLFOHVZLWK 3DJH
FRQWUROXQLWFRPSRQHQW &2'((7 $'5PRGHO
GHVFULSWLRQ FODVV(;,,LQFOXGLQJ$7 
&2'((8 $'5PRGHO
FODVV(;,,,LQFOXGLQJ
(;,,DQG$7 &2'((9
$'5PRGHOFODVV)/
LQFOXGLQJ(;,,(;,,,DQG
$7 &2'((; $'5
PRGHOFODVV$7 &2'(
(= DFFHVVRULHV$'5 
&2'(('
3UHLQVWDOODWLRQELSRODU
EDWWHU\GLVFRQQHFWVZLWFK
RU&2'((( $'5
SUHLQVWDOODWLRQZLWKRXW
FKDVVLVVKLHOGLQJ
$
*):0' 12[VHQVRUDWH[KDXVW $$E 3DJH
DIWHUWUHDWPHQWXQLWH[LW
FRPSRQHQWGHVFULSWLRQ
*):0' 3XPSPRGXOH $0 3DJH
FRPSRQHQWGHVFULSWLRQ

This printout will not be recorded by the update service. Status: 08 / 2012
7DEOHRIFRQWHQWV

*):0' ([KDXVWDIWHUWUHDWPHQW $ 3DJH


FRQWUROXQLW $&0 
FRPSRQHQWGHVFULSWLRQ
*):0' $G%OXHPHWHULQJGHYLFH $ 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' 12[VHQVRUDWH[KDXVW $$E 3DJH
DIWHUWUHDWPHQWXQLW
HQWUDQFHFRPSRQHQW
GHVFULSWLRQ
*):+ $X[LOLDU\KHDWHUKHDWHU 2QO\RQYHKLFOHVZLWK 3DJH
XQLWFRPSRQHQW &2'('0 $X[LOLDU\
GHVFULSWLRQ ZDWHUKHDWHUFDE RU
&2'('1 $X[LOLDU\
ZDWHUKHDWHUFDEDQG
HQJLQH
$
*):+ $X[LOLDU\KHDWHUFRRODQW 2QO\RQYHKLFOHVZLWK 3DJH
FLUFXODWLRQSXPS &2'('0 $X[LOLDU\
FRPSRQHQWGHVFULSWLRQ ZDWHUKHDWHUFDE RU
&2'('1 $X[LOLDU\
ZDWHUKHDWHUFDEDQG
HQJLQH
$0
*):+ 7UDYHODQGVSHHGVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' ([KDXVWSUHVVXUHVHQVRU % 3DJH
XSVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHUFRPSRQHQW
GHVFULSWLRQ
*):0' ([KDXVWSUHVVXUHVHQVRU % 3DJH
GRZQVWUHDPRIGLHVHO
SDUWLFXODWHILOWHU
FRPSRQHQWGHVFULSWLRQ
*):+ $FFHOHUDWRUSHGDOVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' ([KDXVWWHPSHUDWXUH % 3DJH
VHQVRUXSVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHUFRPSRQHQW
GHVFULSWLRQ
*):0' 8SSHUH[KDXVW % 3DJH
WHPSHUDWXUHVHQVRU
GRZQVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHUFRPSRQHQW
GHVFULSWLRQ
*):0' ([KDXVWWHPSHUDWXUH % 3DJH
VHQVRUGRZQVWUHDPRI
GLHVHOSDUWLFXODWHILOWHU
FRPSRQHQWGHVFULSWLRQ
*):0' ([KDXVWWHPSHUDWXUH % 3DJH
VHQVRUGRZQVWUHDPRI
6&5FDWDO\WLFFRQYHUWHU
FRPSRQHQWGHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
7DEOHRIFRQWHQWV

*):0' $G%OXHILOOOHYHOVHQVRU % 3DJH


WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):+ &RRODQWSUHVVXUHFRQWURO 2QO\RQYHKLFOHVZLWK 3DJH
VHQVRUFRPSRQHQW &2'(%+ 6HFRQGDU\
GHVFULSWLRQ ZDWHUUHWDUGHU
%
*):0' &UDQNVKDIWSRVLWLRQ % 3DJH
VHQVRUFRPSRQHQW
GHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' )XHOWHPSHUDWXUHVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' 2LOSUHVVXUHVZLWFK % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' (QJLQHRLOILOOOHYHOVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RRODQWRXWOHW % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ % 3DJH
IRUIUHVKDLUGLIIHUHQWLDO
SUHVVXUHVHQVRU
*):0' &KDUJHDLUWHPSHUDWXUH 2QO\ZLWK(1*,1( 3DJH
VHQVRULQFRPSUHVVRU  ZLWKVWDJH
KRXVLQJFRPSRQHQW FKDUJLQJ
GHVFULSWLRQ %
*):0' &KDUJHDLUSUHVVXUHDQG % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):0' &KDUJHDLUWHPSHUDWXUH % 3DJH
VHQVRULQFKDUJHDLU
KRXVLQJFRPSRQHQW
GHVFULSWLRQ
*):0' 5DLOSUHVVXUHVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ % 3DJH
IRUDQR[\JHQVHQVRU
*):0' 'LHVHOIXHOPHWHULQJ %%<< 3DJH
GHYLFHFRPSRQHQW
GHVFULSWLRQ
*):+ 5HVLGXDOKHDWSXPS 2QO\RQYHKLFOHVZLWK 3DJH
FRPSRQHQWGHVFULSWLRQ &2'(', 5HVLGXDOKHDW
XWLOL]DWLRQ
0
*):+ 7DFKRJUDSK 7&2  3 3DJH
FRPSRQHQWGHVFULSWLRQ
*):+ (OHFWURQLFLJQLWLRQORFN 6 3DJH
(,6 FRPSRQHQW
GHVFULSWLRQ

This printout will not be recorded by the update service. Status: 08 / 2012
7DEOHRIFRQWHQWV

*):+ (0(5*(1&<2)) 2QO\RQYHKLFOHVZLWK 3DJH


VZLWFKFRPSRQHQW &2'((7 $'5PRGHO
GHVFULSWLRQ FODVV(;,,LQFOXGLQJ$7 
&2'((8 $'5PRGHO
FODVV(;,,,LQFOXGLQJ
(;,,DQG$7 &2'((9
$'5PRGHOFODVV)/
LQFOXGLQJ(;,,(;,,,DQG
$7 &2'((; $'5
PRGHOFODVV$7 &2'(
(= DFFHVVRULHV$'5 
&2'(('
3UHLQVWDOODWLRQELSRODU
EDWWHU\GLVFRQQHFWVZLWFK
RU&2'((( $'5
SUHLQVWDOODWLRQZLWKRXW
FKDVVLVVKLHOGLQJ
6
*):+ )UDPH(0(5*(1&< 2QO\RQYHKLFOHVZLWK 3DJH
2))VZLWFKFRPSRQHQW &2'((7 $'5PRGHO
GHVFULSWLRQ FODVV(;,,LQFOXGLQJ$7 
&2'((8 $'5PRGHO
FODVV(;,,,LQFOXGLQJ
(;,,DQG$7 &2'((9
$'5PRGHOFODVV)/
LQFOXGLQJ(;,,(;,,,DQG
$7 &2'((; $'5
PRGHOFODVV$7 &2'(
(= DFFHVVRULHV$'5 
&2'(('
3UHLQVWDOODWLRQELSRODU
EDWWHU\GLVFRQQHFWVZLWFK
RU&2'((( $'5
SUHLQVWDOODWLRQZLWKRXW
FKDVVLVVKLHOGLQJ
6
*):0' (QJLQHVWDUWDQGHQJLQH 6 3DJH
VWRSEXWWRQFRPSRQHQW
GHVFULSWLRQ
*):+ +HDWHUVKXWRIIYDOYH < 3DJH
FRPSRQHQWGHVFULSWLRQ
*):+ &RRODQWSUHVVXUHFRQWURO 2QO\RQYHKLFOHVZLWK 3DJH
VROHQRLGYDOYH &2'(%+ 6HFRQGDU\
FRPSRQHQWGHVFULSWLRQ ZDWHUUHWDUGHU
<
*):0' &RPSRQHQWGHVFULSWLRQ << 3DJH
IRUIXHOLQMHFWRUV
*):+ &RPSRQHQWGHVFULSWLRQ <<E 3DJH
IRUWKHHOHFWURPDJQHWLF
YLVFRXVFRXSOLQJ
*):0' &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUH[KDXVWJDV
UHFLUFXODWLRQDFWXDWRU
*):0' $G%OXHKHDWHUFRRODQW < 3DJH
VROHQRLGYDOYH
FRPSRQHQWGHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
7DEOHRIFRQWHQWV

*):0' 3UHVVXUHUHJXODWRUYDOYH < 3DJH


FRPSRQHQWGHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQHU < 3DJH
VROHQRLGFRPSRQHQW
GHVFULSWLRQ
*):0'$ &RPSRQHQWGHVFULSWLRQ (QJLQH ZLWK 3DJH
IRUERRVWSUHVVXUH VWDJHFKDUJLQJ
DFWXDWRU <
*):0' &RPSRQHQWGHVFULSWLRQ (QJLQH ZLWK 3DJH
IRUERRVWSUHVVXUH VWDJHFKDUJLQJ
DFWXDWRU <
*):0' (QJLQHEUDNHVROHQRLG < 3DJH
YDOYHFRPSRQHQW
GHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUWKHTXDQWLW\FRQWURO
YDOYH
*):0' 2LOPLVWVHSDUDWRU 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &UDQNFDVHYHQWLODWLRQ 3DJH
V\VWHPFKHFNYDOYH
FRPSRQHQWGHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQHU 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' +LJKSUHVVXUHIXHOSXPS 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRUUDLO
*):0'$ &RPSRQHQWGHVFULSWLRQ (QJLQH ZLWK 3DJH
IRUWKHWXUERFKDUJHU VWDJHFKDUJLQJ
*):0'% &RPSRQHQWGHVFULSWLRQ (QJLQH ZLWK 3DJH
IRUWKHWXUERFKDUJHU VWDJHFKDUJLQJ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRUH[KDXVWJDV
UHFLUFXODWLRQFRROHU
*):0' $G%OXHWDQNFRPSRQHQW 3DJH
GHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRUWKHRLOSXPS
*):0' 2LOFRRODQWPRGXOH 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RRODQWSXPSFRPSRQHQW 3DJH
GHVFULSWLRQ
*):0' 2LOZDWHUKHDWH[FKDQJHU 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRUWKHFRRODQWWKHUPRVWDW
*):+ 5HWDUGHUFRPSRQHQW 2QO\RQYHKLFOHVZLWK 3DJH
GHVFULSWLRQ &2'(%+ 6HFRQGDU\
ZDWHUUHWDUGHU
*):0' )XHOILOWHUPRGXOH 3DJH
FRPSRQHQWGHVFULSWLRQ

This printout will not be recorded by the update service. Status: 08 / 2012
7DEOHRIFRQWHQWV

*):0' &RPSRQHQWGHVFULSWLRQ 3DJH


IRUIXHOORZSUHVVXUH
SXPS
*):0' 'LHVHOR[LGDWLRQFDWDO\WLF 3DJH
FRQYHUWHUFRPSRQHQW
GHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRU6&5FDWDO\WLF
FRQYHUWHU
*):0' ([KDXVWDIWHUWUHDWPHQW 3DJH
XQLWFRPSRQHQW
GHVFULSWLRQ
*):0' 'LHVHOSDUWLFXODWHILOWHURI 3DJH
H[KDXVWDIWHUWUHDWPHQW
XQLWFRPSRQHQW
GHVFULSWLRQ
*):0' 1R]]OHXQLWIRU'3) 3DJH
UHJHQHUDWLRQFRPSRQHQW
GHVFULSWLRQ
*):+ +HDWLQJV\VWHPKHDW 3DJH
H[FKDQJHUFRPSRQHQW
GHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
(QJLQH

61 (QJLQH20
:0'

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

(QJLQH ZLWKVWDJHFKDUJLQJ
 &RPPRQUDLOV\VWHP  3RZHUVWHHULQJSXPS  &RRODQWPDQLIROG
 'LHVHOIXHOPHWHULQJ  )XHOV\VWHPKLJK * $OWHUQDWRU
GHYLFH IRU SUHVVXUHSXPS
UHJHQHUDWLRQRIGLHVHO
SDUWLFXODWHILOWHU '3)
 )XHOILOWHUPRGXOH  ([KDXVWJDV 0 6WDUWHU
UHFLUFXODWLRQFRROHU
 &RPSUHVVRU  2LOFRRODQWPRGXOH < %RRVWSUHVVXUH
SRVLWLRQHU
 5HIULJHUDQW  7XUERFKDUJHU
FRPSUHVVRU



This printout will not be recorded by the update service. Status: 08 / 2012
(QJLQH

:

(QJLQH ZLWKVWDJHFKDUJLQJ
 &RPPRQUDLOV\VWHP  3RZHUVWHHULQJSXPS  7XUERFKDUJHU ORZ
SUHVVXUHVWDJH
 'LHVHOIXHOPHWHULQJ  )XHOV\VWHPKLJK  7XUERFKDUJHU KLJK
GHYLFH IRU SUHVVXUHSXPS SUHVVXUHVWDJH
UHJHQHUDWLRQRIGLHVHO
SDUWLFXODWHILOWHU '3)
 )XHOILOWHUPRGXOH  ([KDXVWJDV * $OWHUQDWRU
UHFLUFXODWLRQFRROHU
 &RPSUHVVRU  2LOFRRODQWPRGXOH 0 6WDUWHU
 5HIULJHUDQW  &RRODQWPDQLIROG < %RRVWSUHVVXUH
FRPSUHVVRU SRVLWLRQHU

*HQHUDO WKDQEDUDQGLQMHFWLRQSUHVVXUHVRIXSWR
7KHPHGLXPGXW\HQJLQHVIURPPRGHOVHULHV20 EDUDUHWKHUHIRUHDFKLHYHG,QDGGLWLRQFRROHG
LQIXWXUHZLOOUHSODFHWKHHQJLQHVIURPPRGHO H[KDXVWJDVUHFLUFXODWLRQLVDOVRXVHG
VHULHV20:LWKWKHLUVL[F\OLQGHUVDVZHOODV :LWKWKHH[KDXVWDIWHUWUHDWPHQWWKHQHZPRGHO
OLWHUGLVSODFHPHQWWKH\FRYHUDSRZHUUDQJH VHULHV20UHOLHVRQWKH%OXH7HFWHFKQRORJ\
IURPN: KS WRN: KS DQGDUH WKDWZDVVXFFHVVIXOO\LQWURGXFHGD\HDUDJRLQWKH
VSHFLILFDOO\GHVLJQHGIRUHQYLURQPHQWDOSURWHFWLRQ KHDY\HQJLQHVIURPPRGHOVHULHV20$FORVHG
HFRQRP\DQGSHUIRUPDQFH SDUWLFXODWHILOWHUFRPELQHGZLWKWKH6&5V\VWHP
6HOHFWLYH&DWDO\WLF5HGXFWLRQ XVHGVXFFHVVIXOO\
(QYLURQPHQWDOSURWHFWLRQ IRU\HDUV7KH%OXH7HFWHFKQRORJ\UHVXOWVLQ
%HFDXVHWKHPHGLXPGXW\HQJLQHVDUHSULPDULO\ SDUWLFXODWHHPLVVLRQVEHLQJUHGXFHGWRDOHYHODW
XVHGLQGLVWULEXWLRQKDXODJHPHDQLQJLQXUEDQ WKHHGJHRIGHWHFWDELOLW\DQGWKHQLWURJHQR[LGHV
WUDIILFDQGLQDUHDVFORVHWRFLWLHVHQYLURQPHQWDO HPLVVLRQVEHLQJEURNHQGRZQLQWRKDUPOHVVDLU
SURWHFWLRQLVRISDUWLFXODULPSRUWDQFH$OOHQJLQHV FRPSRQHQWVE\WKH$G%OXHpLQMHFWLRQLQWKH
IURPPRGHOVHULHV20WKHUHIRUHIXOILOOWKH GRZQVWUHDP6&5FDWDO\WLFFRQYHUWHU
HPLVVLRQVVWDQGDUG(XUR9,DVVWDQGDUGIURPWKH ,QDGGLWLRQWKHQHZHQJLQHVDUHWKHILUVWVWDQGDUG
YHU\EHJLQQLQJ SURGXFHGGLHVHOHQJLQHVLQWKHZRUOGWRKDYHDQ
$SUHUHTXLVLWHIRUFOHDQH[KDXVWLVLQLWLDOO\WKHKLJKO\ DGMXVWDEOHH[KDXVWFDPVKDIW7KDQNVWRWKHVKLIWLQJ
HIILFLHQWFRPEXVWLRQSURFHVV8VLQJWKHQHZ RIWKHWLPLQJIRUWKHH[KDXVWFDPVKDIWDWORZHQJLQH
FRPPRQUDLOV\VWHPLJQLWLRQSUHVVXUHVRIJUHDWHU VSHHGVWKHWHPSHUDWXUHRIWKHH[KDXVWLV

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
(QJLQH

LQFUHDVHGZKLFKLPSURYHVWKHUHJHQHUDWLRQRIWKH
GLHVHOSDUWLFXODWHILOWHU

(FRQRP\ DUHWKHUHE\DGDSWHGHYHQPRUHSUHFLVHO\WRWKH
+LJKHVWGHJUHHRIHFRQRP\PHDQVORQJHYLW\ORZ LQGLYLGXDOFRQGLWLRQVRIXVH7KLVOHDGVWRDQ
FRQVXPSWLRQRIIXHO$G%OXHpDQGHQJLQHRLODQG H[SDQVLRQRIWKHPDLQWHQDQFHLQWHUYDOVDERYHDOOLQ
ORQJPDLQWHQDQFHLQWHUYDOVIRUWKHQHZHQJLQHV GLVWULEXWLRQKDXODJH7KHORQJLQWHUYDOVQRWRQO\
ORZHUWKHLPPHGLDWHVHUYLFHFRVWVWKH\DWWKHVDPH
7KHH[WHQGHGPDLQWHQDQFHLQWHUYDOVLQSDUWLFXODU WLPHLQFUHDVHWKHDYDLODELOLW\
FRQWULEXWHWRWKHHFRQRP\RIWKHQHZHQJLQHV7KH\
DFFXPXODWHXSWRNPZLWKWKH20ZLWK /RQJHYLW\LVDQDGGLWLRQDOPDMRUDGYDQWDJHRIWKH
DKLJKRSHUDWLQJUDWHDQGDUHWKHUHE\KLJKHU QHZPDMRUDVVHPEOLHV:LWKDSUHGLFWHGPLOHDJHRI
WKDQEHIRUH7KHRLOILOOLQJFDSDFLW\ZDVHYHQ XSWRNPZLWKRXWEDVLFRYHUKDXOWKHQHZ
UHGXFHGE\FRPSDUHGWRWKHSUHGHFHVVRU PHGLXPGXW\HQJLQHVDOVRDFKLHYHYDOXHVLQWKLV
HQJLQHKHUH7KHUHSODFHPHQWLQWHUYDORIWKH UHJDUGWKDWZHUHUHVHUYHGIRUKHDY\GXW\FUDQN
SDUWLFXODWHILOWHULVXSWRNP DVVHPEOLHVMXVWDIHZ\HDUVDJR7KHDYHUDJH
HQJLQHVHUYLFHOLIHLVDURXQGORQJHUWKDQWKDW
7KHIXQFWLRQDOLW\RIWKHPDLQWHQDQFHFRPSXWHUZDV RIWKHSUHYLRXVPRGHOVHULHV
GHYHORSHGHYHQIXUWKHU7KHPDLQWHQDQFHLQWHUYDOV

3HUIRUPDQFH 7KHHQJLQHEUDNHIURPPRGHOVHULHV20LVMXVW
'HVSLWHWKHLUH[WUHPHUREXVWQHVVWKHQHZHQJLQHV DVHIIHFWLYH,WVSRZHURXWSXWXQLTXHIRUDQHQJLQH
DFKLHYHDQLPSUHVVLYHSHUIRUPDQFH7KHVSHFLILF RIWKLVFODVVLQFUHDVHVWKHVDIHW\UDLVHVWKH
RXWSXWRIXSWRDOPRVWN: KS SHUOLWHURI DYHUDJHWUDQVSRUWVSHHGDQGDWWKHVDPHWLPH
GLVSODFHPHQWSURPRWHVWKHFUDQNDVVHPEOLHVWR UHGXFHVWKHZHDURIWKHEUDNHSDGVWKDQNVWRWKH
SRZHUFDWHJRULHVWKDWZHUHSUHYLRXVO\RQO\ ORZHUXVHRIWKHVHUYLFHEUDNH,WWKHUHIRUHPDNHVD
DFKLHYHGZLWKHQJLQHVZLWKJUHDWHUGLVSODFHPHQW FRQVLGHUDEOHFRQWULEXWLRQWRWKHHFRQRP\RIWKH
YHKLFOHV7KHHQJLQHEUDNHGHYHORSHGVSHFLILFDOO\
7KHHQJLQH20ZLWKDPD[LPXPRIN: IRUHQJLQH20ZRUNVDVDGRXEOHSXOVHG
KS DQG1PIURPDOLWHUGLVSODFHPHQW GHFRPSUHVVLRQEUDNHLQDFFRUGDQFHZLWKWKH
DFKLHYHVDSRZHUFDWHJRU\IRUZKLFKPRUHWKDQ KHDY\GXW\HQJLQHVIURPPRGHOVHULHV20
OLWHUVRIGLVSODFHPHQWZHUHRIWHQSUHYLRXVO\ 7KHSHUIRUPDQFHGDWDLVLPSUHVVLYH7KHVWDQGDUG
UHTXLUHG7KLVGRZQVL]LQJLVRQHRIWKH YHUVLRQRIWKHHQJLQHEUDNHFRGH08 (QJLQH
SUHFRQGLWLRQVIRUWKHIDYRUDEOHYDOXHVLQH[KDXVW EUDNHVWDQGDUGV\VWHP DOUHDG\UHDFKHVXSWR
FRQVXPSWLRQDQGSRZHUZHLJKWUDWLRRIWKHQHZ N:DQGWKHSUHPLXPYHUVLRQFRGH09 (QJLQH
FUDQNDVVHPEOLHV EUDNHKHDY\GXW\V\VWHP HYHQUHDFKHVN:
,QDGGLWLRQWRWKHQRPLQDOGDWDWKHGULYDELOLW\RIWKH 9DOXHVRIWKLVPDJQLWXGHZHUHSUHYLRXVO\RQO\
QHZHQJLQHVLVDOVRFRQYLQFLQJ6WDUWLQJDVRID DFKLHYHGE\FRQVLGHUDEO\ODUJHUHQJLQHVIURPWKH
URWDWLRQDOVSHHGRIUSPDQGXSWRDURXQG KHDY\GXW\FODVV
USPDERXWRIWKHPD[LPXPHQJLQH 7KHKLJKHVWEUDNHSRZHULVDFKLHYHGE\HQJLQHV
SRZHULVDSSOLHG7KHHQJLQHVWKHUHIRUHDOPRVW ZLWKUSPWRUSPQRWRQO\DJDLQIRU
UHDFKDFRQVWDQWSHUIRUPDQFHFKDUDFWHULVWLFLQDQ GULYDELOLW\WKDQNVWRWKHH[SDQGHGXVDEOHUSPUDQJH
H[WUHPHO\ZLGHUDQJHRIURWDWLRQDOVSHHGV7KLV EXWDOVRSURRIRIWKHLQVHQVLWLYLW\WRUSPYDULDWLRQV
UHVXOWVLQRXWVWDQGLQJGULYDELOLW\HYHQRQYHKLFOHV DQGVWDELOLW\RIWKHFUDQNDVVHPEOLHV:KHQGULYLQJ
ZLWKIHZVWDJHVDQGFRUUHVSRQGLQJO\ODUJHJHDU WKHKLJKRXWSXWRIWKHHQJLQHEUDNHDWORZURWDWLRQDO
VWHSVDVLVRIWHQWKHFDVHLQGLVWULEXWLRQKDXODJH VSHHGVLVDOVRVXUSULVLQJ2QYHKLFOHVZLWKFRGH
$WWKHVDPHWLPHWKHQHZHQJLQHVDOUHDG\KDYHD 09 (QJLQHEUDNHKHDY\GXW\V\VWHP LWLVPRUH
G\QDPLFVWURNHDWORZURWDWLRQDOVSHHGV7KH WKDQWZLFHDVKLJKDVRQWKHSUHYLRXVFUDQN
PD[LPXPWRUTXHLVDOUHDG\DSSOLHGDVRIUSP DVVHPEOLHV
DQGLVDSSOLHGFRQVWDQWO\XSWRUSPRYHUWKH 7KHDFWLYDWLRQRIWKHHQJLQHEUDNHRFFXUVYLDWKH
HQWLUHPDLQGULYLQJPRGH%XWDVHDUO\DVZLWK ULJKWPXOWLIXQFWLRQFRQWUROOHYHULQWKUHHVWDJHV
URWDWLRQDOVSHHGVXQGHUUSPWKHHQJLQHV (DFKF\OLQGHUKDVLWVRZQK\GUDXOLFHQJLQHEUDNH
GLVSOD\DKLJKSRZHURXWSXWZKLFKLVPRVWFHUWDLQO\ XQLWWKDWWUDQVIHUVWKHPRYHPHQWRIWKHVHSDUDWH
GXHWRWKHVWDJHFKDUJLQJRQWKHHQJLQHV EUDNHFDPRQWKHH[KDXVWFDPVKDIWRQWRWKH
 H[KDXVWYDOYHVLIWKHHQJLQHEUDNHLVDFWLYH7KH
DGYDQWDJHRIWKLVWHFKQRORJ\LVWKHJUHDWHUGHJUHH



This printout will not be recorded by the update service. Status: 08 / 2012
(QJLQH

RIHIILFLHQF\ZLWKRXWDORVVRIIULFWLRQSRZHULQ
QRUPDORSHUDWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
7HFKQLFDOGDWD

61 7HFKQLFDOGDWDIRUHQJLQH
:0' 20

(1*,1( LQ02'(/
(1*,1( LQ02'(/

3RZHU 20 20 20 20 20


FDWHJRULHV ZLWKFRGH ZLWKFRGH ZLWKFRGH ZLWKFRGH ZLWKFRGH
0$ 0& 0' 0( 0)
2XWSXW N:     
2XWSXW +3     
7RUTXH 1P     
&KDUJLQJ VWDJH VWDJH VWDJH VWDJH VWDJH

3HUIRUPDQFHJUDSKV20
D 20ZLWKFRGH
0$
E 20ZLWKFRGH
0&
F 20ZLWKFRGH
0'
G 20ZLWKFRGH
0(
H 20ZLWKFRGH
0)

: :

*HQHUDOGDWD 20
(PLVVLRQVVWDQGDUG &RGH0=
(8529,
'LVSODFHPHQW O 
1RRIF\OLQGHUV  LQOLQH
9DOYHFRQWURO '2+&
9DOYHQXPEHUIRUHDFK 
F\OLQGHU LQWDNHH[KDXVW
,GOHVSHHG USP 
%UHDNDZD\VSHHG 
&RPSUHVVLRQUDWLR 
6WURNH PP 
6WURNHERUHUDWLR 
:HLJKWGHSHQGLQJRQ 
ERG\RXWSXWDSSOLFDWLRQ
ZLWKRUZLWKRXWIDQZLWK
RUZLWKRXWRSHUDWLQJ
IOXLGV NJ



This printout will not be recorded by the update service. Status: 08 / 2012
7HFKQLFDOGDWD

3LVWRQ 20
'LDPHWHU PP 
2YHUDOOKHLJKW PP 

3LVWRQSLQ 20
,QVLGHGLDPHWHU PP 
2XWVLGHGLDPHWHU PP 
/HQJWK PP 

)XHOV\VWHP 20
1HXWUDOUDLOSUHVVXUH 
EDU
3DUWLDOORDGUDLOSUHVVXUH 
EDU
5DLOSUHVVXUHPD[ EDU 

&UDQNVKDIWEHDULQJ 20
'LDPHWHU PP 
:LGWK PP 

&RQQHFWLQJURG 20
/HQJWK PP 

&RQQHFWLQJURG 20
EHDULQJ
'LDPHWHU PP 
:LGWK PP 

&UDQNFDVH 20
%RUH PP 
&\OLQGHUGLVWDQFH PP 

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' &\OLQGHUKHDGFRYHUDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 &\OLQGHUKHDGFRYHU
 2LOPLVWVHSDUDWRU
 6KDSHGJDVNHW
 6OHHYH
; 'LUHFWLRQRIWUDYHO

:

7KHF\OLQGHUKHDGFRYHU  FRQVLVWVRISODVWLFDQG F\OLQGHUKHDGFRYHU  :KHQWLJKWHQLQJWKH


RQWKHRQHKDQGSUHYHQWVLQJUHVVRIZDWHUDQG F\OLQGHUKHDGFRYHUEROWVXVLQJDVWDQGDUGL]HG
IRUHLJQREMHFWVLQWRWKHYDOYHDVVHPEO\2QWKH WRUTXHWKHVOHHYHV  DUHVWUHWFKHGXQWLOWKH\WRXFK
RWKHUKDQGLWVHDOVWKHURFNHUDUPKRXVLQJWRWKH WKHURFNHUDUPKRXVLQJ,QWKLVZD\RQHFDQHQVXUH
RXWVLGHXVLQJDSURILOHGVHDO  DQGSUHYHQWV WKDWWKHSURILOHGVHDO  OLHVHYHQO\RQWKHVHDOLQJ
HVFDSHRIWKHHQJLQHRLOXVHGWROXEULFDWHWKHYDOYH VXUIDFHV
DVVHPEO\ 7KHVOHHYHV  DOVRVHUYHWRHQVXUHWKDWWKH
$QRLOPLVWVHSDUDWRU  LVLQWHJUDWHGLQWKHF\OLQGHU F\OLQGHUKHDGFRYHUEROWVGRQRWIDOORXWZKHQ
KHDGFRYHU  7KHRLOPLVWVHSDUDWRU  HQVXUHV UHPRYLQJWKHOD\LQJRQWKHF\OLQGHUKHDGFRYHU  
WKDWWKHHQJLQHRLOZKLFKLVFKXUQHGXSE\WKHYDOYH
DVVHPEO\DQGPL[HGZLWKWKHEORZE\JDVHVLV +
7KHF\OLQGHUKHDGFRYHU  PXVWQRWEHVWRRGRQ
VHSDUDWHGRXW 7KHF\OLQGHUKHDGFRYHU  FDQEUHDNLIKLJKHU
7KHVOHHYHV  LQWKHWKURXJKKROHVDUHPRYDEOH IRUFHVDUHDSSOLHGWRLWZKHUHE\DOVRWKHYDOYH
EXWDOVRPRXQWHGVHFXUHGDJDLQVWIDOOLQJRIILQWKH DVVHPEO\LVGDPDJHG



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' 5RFNHUDUPKRXVLQJDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 5RFNHUDUPKRXVLQJ
 %RUH IRUFOHDQHGEORZE\
JDVHV

:

7KHURFNHUDUPKRXVLQJ  LVPDGHRXWRI &OHDQEORZE\JDVHVDUHOHGRYHUWKHERUH  LQWR


DOXPLQXP,WVHUYHVWRPRXQWWKHURFNHUDUP WKHF\OLQGHUKHDGWKURXJKWKHRLOPLVWVHSDUDWRU
VSLQGOHVDVZHOODVWKHXSSHUFDPVKDIWEHDULQJ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' &\OLQGHUKHDGDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

7KHHQJLQH20KDVDRQHSLHFHF\OLQGHUKHDG YDOYHVDUHLQVWDOOHG7KHQDUURZHQJLQHGHVLJQ
PDGHRXWRIFDVWLURQZLWKVSKHURLGDOJUDSKLWH%RWK PHDQVWKDWRYHUDOODV\PPHWULFDOORFDWLRQRIWKH
FDPVKDIWVDUHPRXQWHGLQWKHF\OLQGHUKHDGDVZHOO YDOYHVFDQHQVXH7KLVV\PPHWULFDOYDOYHSDWWHUQLV
WZRLQWDNHYDOYHSHUF\OLQGHUDQGWZRH[KDXVW RSWLPXPIRUWKHFRPEXVWLRQ

:

7LJKWHQLQJSURFHGXUHIRUF\OLQGHUKHDGEROWV
ELV &\OLQGHUKHDGEROW

&\OLQGHUKHDGEROWV $VWKHF\OLQGHUKHDGEROWVHORQJDWHGXHWR
,QRUGHUWRHQVXUHWKDWWKHFRUUHFWEROWVDUHXVHG DVVHPEO\WKHVKDQNOHQJWKIRUHDFKEROWZKLFKKDV
ZKHQLQVWDOOLQJWKHF\OLQGHUKHDGRQHDFKEROWKHDG DOUHDG\EHHQXVHGRQFHPXVWEHPHDVXUHGEHIRUH
WKHUHLVDQHPERVVLQJZKLFKSURYLGHVLQIRUPDWLRQ LWLVUHDVVHPEOHG7KHUHOHYDQWEROWPXVWEH
RQWKHWKUHDGVWUHQJWKRIWKHUHVSHFWLYHF\OLQGHU UHSODFHGZKHQWKHSHUPLVVLEOHVKDQNOHQJWKLV
KHDGEROW7KHF\OLQGHUKHDGEROWVKDYHWKH0 H[FHHGHG
WKUHDGDQGWKHUHIRUHKDYHWKHHPERVVLQJ$OO $
WKHF\OLQGHUKHDGEROWVPXVWEHWLJKWHQHGLQILYH 7KHF\OLQGHUKHDGEROWVDUHQRORQJHUDVVHPEOHG
VWDJHVDVSHUDVHWWLJKWHQLQJSDWWHUQ7KH ZKHQWKHYDOYHDVVHPEO\LVPRXQWHG7KHYDOYH
WLJKWHQLQJWRUTXHVDQGWKHWLJKWHQLQJDQJOHFDQEH DVVHPEO\PXVWEHUHPRYHGEHIRUHGLVPDQWOLQJWKH
REWDLQHGIURPWKHUHSDLULQVWUXFWLRQV F\OLQGHUKHDG



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

 ,QWDNHSRUWV
 7KUHDGHGKROHVIRU
PRXQWLQJWKHFKDUJHDLU
KRXVLQJ
% %ORZE\JDVGXFW
; 'LUHFWLRQRIWUDYHO

:

 ([KDXVWGXFWV
 7KUHDGHGKROHVIRU
PRXQWLQJWKHH[KDXVW
PDQLIROG
% %ORZE\JDVGXFW
; 'LUHFWLRQRIWUDYHO

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

 &RRODQWPDQLIROG
FRQQHFWLRQV
 ([KDXVWJDVUHFLUFXODWLRQ
FRROHUFRQQHFWLRQV
 &RQQHFWRUIRUFRRODQW
PDQLIROGFROOHFWLRQ
KRXVLQJ
; 'LUHFWLRQRIWUDYHO

:

 ,QOHWYDOYHV
 ([KDXVWYDOYHV
 %RUHVIRUWKHIXHOLQMHFWRUV
; 'LUHFWLRQRIWUDYHO

:



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

 2LOUHWXUQIORZRSHQLQJV
RURLOUHWXUQIORZKROHV
IURPF\OLQGHUKHDGWR
FUDQNFDVH
 2LOGXFWIRUWKHRLOVXSSO\
IRUWKHK\GUDXOLFHQJLQH
EUDNHXQLWV
 2LOGXFWIRURLOVXSSO\WR
WKHH[KDXVWURFNHUDUP
D[LVWKHH[KDXVW
FDPVKDIWDQGWKH
FDPVKDIWSRVLWLRQHU
 2LOGXFWIRURLOVXSSO\WR
WKHLQWDNHURFNHUDUPD[LV
DQGWKHLQWDNHFDPVKDIW
 7KURXJKKROHVIRU
PRXQWLQJWKHF\OLQGHU
KHDGEROWV
; 'LUHFWLRQRIWUDYHO
:

 &RRODQWGXFW
; 'LUHFWLRQRIWUDYHO

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

 /RZHUFRROLQJOHYHO
 8SSHUFRROLQJOHYHO

:

&RROLQJ KHDGZKHUHWKHIXHOLQMHFWRUVDQGYDOYHVHDWULQJV
7KHF\OLQGHUKHDGLVILWWHGZLWKDVSOLWFRRODQW DUHFRROHG7KHFRRODQWWKHQVXEVHTXHQWO\IORZVWR
MDFNHW$IWHUIORZLQJDURXQGWKHF\OLQGHULQWKH WKHXSSHUFRROLQJOHYHO  DQGFRROVWKHYDOYH
FUDQNFDVHWKHFRRODQWIORZVWRWKHLQWDNHDQG JXLGHVORFDWHGWKHUH7KHFRRODQWLVFROOHFWHGWKHUH
H[KDXVWVLGHLQWKHF\OLQGHUKHDG7KHUHLVILUVW DQGGLUHFWHGRXWZDUGV
UHDFKHVWKHORZHUFRROLQJOHYHO  RIWKHF\OLQGHU



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' &\OLQGHUKHDGJDVNHWDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

8SSHUVLGHRIWKHF\OLQGHU
KHDGVHDO
2'% (QJLQHRLOIHHGRSHQLQJ
WRWKHK\GUDXOLFHQJLQH
EUDNHXQLWV
2'. (QJLQHRLOIHHG
RSHQLQJVWRWKHURFNHU
DUPVSLQGOHV
25 (QJLQHRLOUHWXUQ
RSHQLQJ
6 2SHQLQJVIRUWKH
F\OLQGHUKHDGEROWV
:= &RRODQWIHHGRSHQLQJ
; 'LUHFWLRQRIWUDYHO

:

7KHF\OLQGHUKHDGJDVNHWFRQVLVWVRIDQXPEHURI HOHPHQWVZKLFKLPSURYHWKHVHDOLQJEHWZHHQWKH
OD\HUVRIVWDLQOHVVVWHHO$WYLUWXDOO\DOORSHQLQJVWKH F\OLQGHUKHDGDQGWKHFUDQNFDVH
F\OLQGHUKHDGJDVNHWLVILWWHGZLWKUDLVHGHODVWRPHU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' &UDQNFDVHDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 &RRODQWFRQQHFWLRQIRU
FRPSUHVVRU
 ,QMHFWLRQQR]]OHFRRODQW
FRQQHFWLRQ IRU
UHJHQHUDWLRQRIWKHGLHVHO
SDUWLFXODWHILOWHU '3)
 &RRODQWGXFWVWRF\OLQGHU
KHDG
 &UDQNFDVHFRRODQWLQOHW
 &DS
; 'LUHFWLRQRIWUDYHO

:



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

 &DS
 2LOFRRODQWPRGXOHRLO
LQOHW
 &UDQNFDVHRLOLQOHW
 2LOUHWXUQGXFWIURPRLO
ILOWHU IRUFKDQJLQJWKHRLO
ILOWHU
 2LOFHQWULIXJHRLOUHWXUQ
RSWLRQDO
 2LOUHWXUQGXFWVIURP
F\OLQGHUKHDG
 2LOGXFWIRURLOVXSSO\IRU
WKHK\GUDXOLFHQJLQH
EUDNHXQLWV
 2LOGXFWIRURLOVXSSO\WR
WKHH[KDXVWURFNHUDUP
D[LVWKHFDPVKDIWVDQG
WKHFDPVKDIWSRVLWLRQHU
 2LOGXFWIURPWKHRLOSXPS :
WRWKHRLOFRRODQWPRGXOH
 2LOGXFWIURPRLOFRRODQW
PRGXOHWRDOOOXEULFDWLRQ
SRLQWV PDLQRLOGXFW
 2LOSXPSFKDPEHU
 2LOGXFWVIRURLOVXSSO\IRU
WKHJHDUGULYHDQGWKH
SUHVVXUHUHJXODWLQJYDOYH
IRUWKHRLOSXPS
 7XUERFKDUJHURLOUHWXUQ
FRQQHFWRU
; 'LUHFWLRQRIWUDYHO

 2LOSXPSRLOLQOHW
 2LOUHWXUQGXFWVWRRLOSDQ
; 'LUHFWLRQRIWUDYHO

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

 %RUHVIRURLOVXSSO\WRWKH
RLOVSUD\QR]]OHV
 %RUHVIRURLOVXSSO\WRWKH
PDLQEHDULQJFUDQNVKDIW
DQGFRQQHFWLQJURG
EHDULQJ
; 'LUHFWLRQRIWUDYHO

:

7KHFUDQNFDVHLVPDGHRXWRIWKHVDPHPDWHULDODV 5LJKWVLGH
WKHF\OLQGHUKHDG FDVWLURQZLWKVSKHURLGDO 7XUERFKDUJHU
JUDSKLWH 7KHKLJKULJLGLW\LVDFKLHYHGE\DORDG
EHDULQJURDGVWUXFWXUH7KLVDOORZVDKLJK 6WDUWHU 0
FRPEXVWLRQSUHVVXUHDQGDWWKHVDPHWLPHUHGXFHV 2LOFRRODQWPRGXOH
WKHQRLVHHPLVVLRQ7KHEDUUHORIWKHF\OLQGHUERUHV
DUHILQLVKPDFKLQHGXVLQJILQHSODWHDXKRQLQJ7KH /HIWVLGH
VPRRWKVXUIDFHZKLFKLVKRZHYHUDQGVWLOODEOHWR (QJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
KROGDORWRIRLOUHGXFHVIULFWLRQDOORVVHVDQGLVD )XHOILOWHUPRGXOH
FRQWULEXWLRQDWWKHVDPHWLPHWRUHGXFWLRQRIRLO
FRQVXPSWLRQ )XHOV\VWHPKLJKSUHVVXUHSXPS
7KHIROORZLQJPDMRUDVVHPEOLHVDQGFRPSRQHQWV &RPSUHVVRUSRZHUVWHHULQJSXPS
DUHORFDWHGRQWKHFUDQNFDVH



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' 2LOSDQDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

 2LOSDQ SODVWLFYHUVLRQ  2LOSDQ DOXPLQXPYHUVLRQ


VHULHV IRUYHKLFOHVZLWKHQJLQH
SRZHUWDNHRIIDWWKHIURQW

7KHUHDUHFXUUHQWO\WZRRLOSDQVREWDLQDEOHIRUWKH IRUH[DPSOHIRUD)ULJRJHQHUDWRU DQRLOSDQ 


HQJLQH207KHHQJLQHLVGHOLYHUHGDV PDGHRIDOXPLQXPLVXVHGZLWKDQDSSURSULDWH
VWDQGDUGZLWKWKHRLOSDQ  PDGHRXWRISODVWLF FXWRXWWRVDYHVSDFH
)RUYHKLFOHVZLWKHQJLQHSRZHUWDNHRIIDWWKHIURQW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' &RQQHFWLQJURGDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 &RQQHFWLQJURG
 &RQQHFWLQJURGVPDOOHQG
VPDOO
 &RQQHFWLQJURGEXVKLQJ
 &RQQHFWLQJURGVKDQN
 &RQQHFWLQJURGELJHQG
 &RQQHFWLQJURGEHDULQJ
VKHOOV
 &RQQHFWLQJURGEHDULQJ
FDS
 6WUHWFKEROW

:

7KHFRQQHFWLQJURGVDUHIRUJHGLQVWHHODQGDUH WKLQJVWKDWRQHKDVQRRIIVHWDIWHUVFUHZLQJ
FKDUDFWHUL]HGE\WKHLUKLJKVWUHQJWK WRJHWKHUERWKSDUWVDQGWKHFRQQHFWLQJURGEHDULQJ
7KHFRQQHFWLQJSRLQWEHWZHHQWKHFRQQHFWLQJURG FDS  FDQQRWVOLS$FRQQHFWLQJURGEXVKLQJ  LV
 DQGWKHFRQQHFWLQJURGEHDULQJFDS  LV SUHVVHGLQWRDVPDOOFRQQHFWLQJURGVPDOOHQG  
FUDFNHG7KLVKDVWKHDGYDQWDJHVDPRQJVWRWKHU



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' 3LVWRQDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 3LVWRQ
 &RPEXVWLRQUHFHVV
 3LVWRQFURZQ
 7RSODQG
 3LVWRQULQJ]RQH
 VWSLVWRQULQJ
 QGSLVWRQULQJ
 2LOVFUDSHUULQJ
 %ROWH\H
 3LVWRQVNLUW
 5HWDLQLQJULQJ
 3LVWRQSLQ
 &RROLQJGXFW

:

3LVWRQ  3LVWRQVNLUW 
7KHSLVWRQ  LVRQHSLHFHDQGLVPDGHRXWRI 7KHSLVWRQVNLUW  VHUYHVWRJXLGHWKHSLVWRQ 
DOXPLQXP7KHFRQWDFWVXUIDFHRIWKHSLVWRQ  LV LQWRWKHF\OLQGHU,WWUDQVIHUVWKHODWHUDOIRUFHVWRWKH
IULFWLRQRSWLPL]HG VHH3URWHFWLRQRIWKHFRQWDFW F\OLQGHUZDOO/RFDWHGLQWKHSLVWRQVNLUW  LVWKH
VXUIDFH 7KHZHLJKWRIWKHSLVWRQ  LVNJ EROWH\H  ZKLFKVXSSRUWVWKHSLVWRQSLQ  
FRPSOHWHLQFOXGLQJSLVWRQULQJVDQGSLVWRQSLQ 
7KHSLVWRQKDVDGLDPHWHURIPP &RROLQJ
7KHSLVWRQ  LVFRROHGYLDDQRLOVSUD\QR]]OHIRU
3LVWRQFURZQ  HDFKF\OLQGHUORFDWHGLQWKHFUDQNFDVH7KHRLO
7KHSLVWRQFURZQ  LVILWWHGZLWKDFRPEXVWLRQ VSUD\QR]]OHFRQWLQXRXVO\VSUD\VHQJLQHRLOLQWRDQ
UHFHVV  7KURXJKWKHFRPEXVWLRQUHFHVV  WKH LQMHFWLRQRSHQLQJLQWKHFRROLQJGXFW  'XHWR
FOHDUDQFHYROXPHLVSDUWLDOO\WUDQVIHUUHGLQWRWKH WKHFRD[LDOVSUD\GLUHFWLRQRIWKHRLOVSUD\QR]]OH
SLVWRQ   WKHJUHDWHVWSRVVLEOHWKURXJKSXWRIHQJLQHRLOLV
DFKLHYHGLQWKHFRROLQJGXFW  DQGWKXVFRROLQJ
7RSODQG  RIWKHSLVWRQLVLPSURYHGVLJQLILFDQWO\2QHIXUWKHU
7KHWRSODQG  SURWHFWVWKHVWSLVWRQULQJ  RSHQLQJZKLFKLVORFDWHGRQWKHRSSRVLWHVLGH
DJDLQVWH[FHVVLYHO\KHDWLQJGXULQJWKHFRPEXVWLRQ VHUYHVDVDGUDLQ
SURFHVV $GGLWLRQDOERUHVLQWKHFRROLQJGXFW  VHUYHWR
DFKLHYHEHWWHUOXEULFDWLRQRIWKHSLVWRQSLQ  DQG
3LVWRQULQJ]RQH  WKHFRQQHFWLQJURGEHDULQJEXVKLQJ
7KHVWSLVWRQULQJ  WKHQGSLVWRQULQJ  DQG
WKHRLOVFUDSHUULQJ  DUHORFDWHGLQWKHSLVWRQULQJ 3URWHFWLQJWKHFRQWDFWVXUIDFHV
]RQH  7KHVWSLVWRQULQJ  WKHQGSLVWRQULQJ ,QRUGHUWRSURWHFWWKHFRQWDFWVXUIDFHVWKHIULFWLRQ
 WDNHRQWKHWDVNRIILQHVHDOLQJWRWKHFUDQNFDVH DERYHDOOLQWKHVWDUWXSSKDVHRIWKHHQJLQHLV
7KHRLOVFUDSHUULQJ  ZLSHVRIIH[FHVVRLORQWKH UHGXFHGE\WKHDSSOLHGSURWHFWLYHFRDWLQJV7KLV
F\OLQGHUZDOODQGOHDGVWKHRLOEDFNLQWRWKHRLOSDQ DOORZVDORQJHUZRUNLQJOLIHDQGHQJLQHGDPDJHLV

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

DYRLGHGE\WKHHPHUJHQF\UXQQLQJFKDUDFWHULVWLFV
ZKLFKUHVXOWIURPWKHFRDWLQJLIWKHOXEULFDWLRQLV
IDXOW\



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' &UDQNVKDIWDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

 &UDQNVKDIWEHDULQJMRXUQDOV  &RXQWHUZHLJKW
 &RQQHFWLQJURGEHDULQJMRXUQDOV 3IHLOH 2LOKROHV

7KHFUDQNVKDIWLVPRXQWHGLQWKHFUDQNFDVHZLWK DQGJURXQGLQWKHVXUIDFHOD\HU7KHUHDUHRLOKROHV
FUDQNVKDIWEHDULQJMRXUQDOV  &RXQWHUZHLJKWV  DUURZV RQWKHFUDQNVKDIWEHDULQJMRXUQDOV  DQG
DUHIRUJHGRQWRWKHZHEVWRDYRLGYLEUDWLRQVDULVLQJ RQWKHFRQQHFWLQJURGMRXUQDO  RYHUZKLFKWKH
7KHFUDQNVKDIWEHDULQJMRXUQDOV  DQGWKH FUDQNVKDIWEHDULQJDQGFRQQHFWLQJURGEHDULQJDUH
FRQQHFWLQJURGMRXUQDOV  DUHLQGXFWLYHKDUGHQHG OXEULFDWHG

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' 9DOYHWLPLQJDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 ([KDXVWURFNHUDUP
 +\GUDXOLFHQJLQHEUDNH
XQLW
 'ULYHJHDUIRUH[KDXVW
FDPVKDIW
 ([KDXVWFDPVKDIW
 ([KDXVWURFNHUVKDIW
 9DOYHVSULQJ
 2XWOHWYDOYH
 ,QWDNHURFNHUDUP
 'ULYHJHDUIRULQWDNH
FDPVKDIW
 ,QWDNHFDPVKDIW
 ,QWDNHURFNHUDUPVKDIW
 ,QOHWYDOYH
 5RFNHUDUPKRXVLQJ

:

7KHJDVH[FKDQJHV\VWHPLQWKHFRPEXVWLRQ RQZKLFKWKHLQWDNHURFNHUDUP  RUWKH


FKDPEHUVLVFRQWUROOHGYLDWKHYDOYHFRQWURO H[KDXVWURFNHUDUP  DUHPRXQWHG
&RPSRQHQWVRIWKHYDOYHFRQWUROLQFOXGH 7ZRH[KDXVWYDOYHV  DQGWZRLQWDNHYDOYHV
7ZRXSSHUUHFXPEHQWFDPVKDIWVWKHLQWDNH  SHUF\OLQGHUZKLFKDUHORFDWHG
FDPVKDIW  DQGWKHH[KDXVWFDPVKDIW   V\PPHWULFDOO\DQGSUHVVHGRQWRWKHLUVHDWYLD
ZKLFKDUHGULYHQE\WKHJHDUGULYHYLDWKHGULYH WKHYDOYHVSULQJV  LIWKH\DUHQRWDFWXDWHGE\
JHDUIRUWKHLQWDNHFDPVKDIW  RUYLDWKHGULYH WKHFRUUHVSRQGLQJURFNHUDUP
JHDUIRUWKHH[KDXVWFDPVKDIW  
7ZRURFNHUDUPVKDIWVWKHLQWDNHURFNHUDUP
VKDIW  DQGWKHH[KDXVWURFNHUDUPVKDIW  



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

6WUXFWXUHRIWKHYDOYHWLPLQJRQWKHH[KDXVW
VLGH
 ([KDXVWURFNHUDUP
 +\GUDXOLFHQJLQHEUDNHXQLW
 ([KDXVWFDPVKDIW
 ([KDXVWURFNHUVKDIW
 9DOYHVSULQJV
 ([KDXVWYDOYHV
 $GMXVWLQJHOHPHQWVIRUDGMXVWLQJWKHYDOYH
FOHDUDQFH
 $GMXVWLQJHOHPHQWSUHVVXUHUHOLHIYDOYH

:

([KDXVWURFNHUVKDIW 
 ([KDXVWURFNHUVKDIW
 /XEULFDWLQJRLOGXFW

:

([KDXVWURFNHUDUP 
 ([KDXVWURFNHUDUP
 5RFNHUDUPUROOHU
 $GMXVWLQJHOHPHQWVIRUDGMXVWLQJWKHYDOYHFOHDUDQFH
 2LOLQOHWKROH
 0RXQWLQJIRRW
 $GMXVWLQJHOHPHQWIRUHQJLQHEUDNH

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

+\GUDXOLFHQJLQHEUDNHXQLW 
 +\GUDXOLFHQJLQHEUDNHXQLW
 3UHVVXUHUHOLHIYDOYH
 3LVWRQ VODYHF\OLQGHU
 5ROOHU

:

7KHYDOYHWLPLQJRQWKHH[KDXVWVLGHLV  7KHSOD\EHWZHHQWKHPRXQWLQJIRRW  DQG


FKDUDFWHUL]HGLQWKDWWKHHYHU\F\OLQGHULVILWWHGZLWK EUDNHFDPV  LVVHWXVLQJWKHDGMXVWLQJHOHPHQW
DWZRDUPHGH[KDXVWURFNHUDUP  $OOH[KDXVW IRUWKHHQJLQHEUDNH  7KHH[KDXVWURFNHUDUPV
URFNHUDUPV  DUHILWWHGZLWKDURFNHUDUPUROOHU  DUHPRXQWHGURWDWDEOHRQWKHH[KDXVWURFNHU
 8VHRIURFNHUDUPUROOHUV  PHDQVWKDW DUPVKDIW  7KHH[KDXVWURFNHUDUPVKDIW  LV
ZHDUEHWZHHQWKHUHVSHFWLYHDFWXDWLRQFDPVRIWKH PDGHRXWRISLSHPDWHULDOIRUZHLJKWUHGXFWLRQDQG
H[KDXVWFDPVKDIW  DQGWKHFRUUHVSRQGLQJURFNHU LVILWWHGZLWKDOXEULFDWLRQRLOGXFW  
DUPLVUHGXFHG
(DFKLQWDNHURFNHUDUP  LVILWWHGZLWKWZR
DGMXVWLQJHOHPHQWVIRUDGMXVWLQJWKHYDOYHFOHDUDQFH

([KDXVWYDOYHFRQWUROOLQJ
 ([KDXVWURFNHUDUP
 +\GUDXOLFHQJLQHEUDNHXQLW
 ([KDXVWFDPVKDIW
 ([KDXVWURFNHUVKDIW
 9DOYHVSULQJV
 2XWOHWYDOYH
 0RXQWLQJIRRW
 3UHVVXUHUHOLHIYDOYH
 3LVWRQ VODYHF\OLQGHU
 &RQWUROYDOYH
 3LVWRQ PDVWHUF\OLQGHU
 %UDNHFDP

:

)RUDGHDFWLYDWHGHQJLQHEUDNH SLVWRQV  DUHSUHVVHGE\DVSULQJWRWKHLUORZHU


5RWDWLRQDOPRYHPHQWRIWKHFDPVKDIWLVFRQYHUWHG OLPLWVWRSZKHQWKHHQJLQHEUDNHLVGHDFWLYDWHGDQG
LQWROLQHDUWUDYHOE\WKHH[KDXVWFDPVRQWKH WKHK\GUDXOLFHQJLQHEUDNHXQLWV  DUHQRW
H[KDXVWFDPVKDIW  DQGWUDQVIHUUHGWRWKH VXSSOLHGZLWKHQJLQHRLOQRFRQWDFWWDNHVSODFH
DVVRFLDWHGH[KDXVWURFNHUDUP  RQWKHH[KDXVW EHWZHHQWKHEUDNHURFNHUDUPV  DQGPRXQWLQJ
URFNHUDUPVKDIW  7KHH[KDXVWURFNHUDUPV  LQ IHHW  7KHUHLVDOVRQRK\GUDXOLFSRZHU
WXUQVWHHUWKHOLQHDUWUDYHORQWRWKHUHVSHFWLYH WUDQVPLVVLRQRYHUWKHK\GUDXOLFHQJLQHEUDNHXQLWV
H[KDXVWYDOYHV  ZKLFKDUHRSHQHGDQGWKHQ  EHWZHHQWKHEUDNHFDPV  IRUWKHH[KDXVW
FORVHGDJDLQE\WKHYDOYHVSULQJV  %HFDXVHWKH FDPVKDIW  DQGWKHH[KDXVWURFNHUDUPV  VR
WKHEUDNHFDPV  WXUQIUHHO\



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV


)RUDQDFWLYDWHGHQJLQHEUDNH PRYHVWKHSLVWRQ  RIWKHVODYHF\OLQGHU
$OOK\GUDXOLFHQJLQHEUDNHXQLWV  DUHVXSSOLHG DFWXDWHVWKHSLVWRQURGWKHH[KDXVWURFNHUDUP
ZLWKHQJLQHRLOGXULQJHQJLQHEUDNHRSHUDWLRQ,Q  RYHUWKHPRXQWLQJIRRW  DQGWKHH[KDXVW
RUGHUWRRSHQWKHH[KDXVWYDOYHV  RQDF\OLQGHU YDOYHV  DUHRSHQHG
WZLFHSHUZRUNLQJF\FOHWKHDFWXDWHGEUDNHFDPV WKHH[KDXVWYDOYHV  DUHFORVHGLQWKDWLWV
 RYHUWZRHOHYDWLRQV7KHILUVWHOHYDWLRQRIWKH YDOYHVSULQJV  DUHSUHVVHGRYHUWKHH[KDXVW
EUDNHFDP  DFWXDWHVWKHSLVWRQ  IURPWKH URFNHUDUP  DQGWKHPRXQWLQJIRRW  RQWKH
HQGRIWKHLQWDNHVWURNHXSWRWKHFRPSUHVVLRQWR SLVWRQURGRIWKHSLVWRQ  IURPWKHVODYH
EHXVHGDQGWKHVHFRQGHOHYDWLRQIURPWKHHQGRI F\OLQGHUDQGDVORQJDVWKHHQJLQHRLOIORZVRXW
WKHFRPSUHVVLRQVWURNHXSWRLQWKHZRUNLQJF\FOH RIWKHVODYHF\OLQGHULQWRWKHPDVWHUF\OLQGHU
'XULQJHDFKRIWKHVHWZRRSHUDWLRQV XQWLOWKHUROOHU  RIWKHSLVWRQURGRIWKHSLVWRQ
 UROOVRIIIURPWKHPDVWHUF\OLQGHURQWKH
WKHSLVWRQ  PRYHVLQWRWKHPDVWHUF\OLQGHU FLUFXODUVHFWLRQRIWKHEUDNHFDP  
DQGGLVSODFHVHQJLQHRLORXWRIWKHPDVWHU
F\OLQGHU
WKHHQJLQHRLOIORZVGXHWRWKHK\GUDXOLF
FRXSOLQJZLWKWKHVODYHF\OLQGHULQWKLVDQG
DFWXDWHVLWVSLVWRQ 

6WUXFWXUHRIWKHYDOYHWLPLQJRQWKHLQWDNH
VLGH
 9DOYHVSULQJV
 ,QWDNHURFNHUDUP
 ,QWDNHFDPVKDIW
 ,QWDNHURFNHUDUPVKDIW
 ,QOHWYDOYH
 $GMXVWLQJHOHPHQWVIRUDGMXVWLQJWKHYDOYH
FOHDUDQFH

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

,QWDNHURFNHUDUPVKDIW 
 ,QWDNHURFNHUDUPVKDIW
 /XEULFDWLQJRLOGXFW

:

,QWDNHURFNHUDUP 
 ,QWDNHURFNHUDUP
 5RFNHUDUPUROOHU
 $GMXVWLQJHOHPHQWVIRUDGMXVWLQJWKHYDOYHFOHDUDQFH

:

(YHU\F\OLQGHULVDVVLJQHGWRDQLQWDNHURFNHUDUP 7KHLQWDNHURFNHUDUPV  DUHPRXQWHGURWDWDEOH


 IRUYDOYHWLPLQJIRUWKHLQOHWVLGHRYHUZKLFKWKH RQWKHLQWDNHURFNHUDUPVKDIW  7KHLQWDNH
WZRLQWDNHYDOYHV  DUHDFWXDWHGUHVSHFWLYHO\$OO URFNHUDUPVKDIW  LVPDGHRXWRISLSHPDWHULDO
LQWDNHURFNHUDUP  DUHILWWHGZLWKDURFNHUDUP IRUZHLJKWUHGXFWLRQDQGLVILWWHGZLWKDOXEULFDWLRQ
UROOHU  8VHRIURFNHUDUPUROOHUV  PHDQV RLOGXFW  
WKDWZHDUEHWZHHQWKHUHVSHFWLYHDFWXDWLRQFDPVRI (DFKLQWDNHURFNHUDUP  LVILWWHGZLWKWZR
WKHLQWDNHFDPVKDIW  DQGWKHFRUUHVSRQGLQJ DGMXVWHUVIRUDGMXVWLQJWKHYDOYHFOHDUDQFH  
LQWDNHURFNHUDUP  LVUHGXFHG

([KDXVWYDOYHFRQWURO 7KHLQWDNHURFNHUDUPV  LQWXUQVWHHUWKHOLQHDU
5RWDWLRQDOPRYHPHQWRIWKHFDPVKDIWLVFRQYHUWHG WUDYHORQWRWKHUHVSHFWLYHLQWDNHYDOYHV  ZKLFK
LQWROLQHDUWUDYHORYHUWKHFDPRQWKHLQWDNH DUHRSHQHGDQGWKHQFORVHGDJDLQE\WKHYDOYH
FDPVKDIW  DQGRQWKHDVVRFLDWHGH[KDXVW VSULQJV  
URFNHUDUP  RQWKHH[KDXVWURFNHUDUPVKDIW  



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' *HDUZKHHOGULYHDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 &UDQNVKDIW
 2LOSXPS
 'RXEOHLQWHUPHGLDWH
ZKHHO
 &RPSUHVVRU
 ,QWHUPHGLDWHJHDU
 )XHOV\VWHPKLJK
SUHVVXUHSXPS
 'RXEOHLQWHUPHGLDWH
ZKHHO
 ,QWHUPHGLDWHJHDU
 ([KDXVWFDPVKDIW
 ,QWDNHFDPVKDIW
 ,QWHUPHGLDWHJHDU
$ /HYHO
% /HYHO
& /HYHO
; 'LUHFWLRQRIWUDYHO :

 &UDQNVKDIW
 2LOSXPS
 'RXEOHLQWHUPHGLDWH
ZKHHO
 &RPSUHVVRU
 ,QWHUPHGLDWHJHDU
 3RZHUVWHHULQJSXPS
 )XHOV\VWHPKLJK
SUHVVXUHSXPS
 'RXEOHLQWHUPHGLDWH
ZKHHO
 ,QWHUPHGLDWHJHDU
 ([KDXVWFDPVKDIW
 ,QWDNHFDPVKDIW
 ,QWHUPHGLDWHJHDU
$ /HYHO
% /HYHO
& /HYHO :
; 'LUHFWLRQRIWUDYHO

*HQHUDO DVVHPEOLHVWREHSODFHGRQWKHHQJLQHVLGH7KH
7KHJHDUGULYHLVORFDWHGRQWKHRXWSXWVLGHRIWKH IROORZLQJFRPSRQHQWVDQGPDMRUDVVHPEOLHVDUH
HQJLQH7KLVGHVLJQDOORZVWKHPDMRULW\RIPDMRU GULYHQE\WKHFUDQNVKDIW  YLDWKHJHDUGULYH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

2LOSXPS  WKHGRXEOHLQWHUPHGLDWHJHDU  WKHLQWHUPHGLDWH


&RPSUHVVRU  JHDU  DQGWKHGULYHJHDURIWKHFRPSUHVVRU  
7KHJHDUVIRUOHYHO $ DUHKHOLFDOO\JHDUHG
3RZHUVWHHULQJSXPS 
)XHOV\VWHPKLJKSUHVVXUHSXPS  /HYHO %

([KDXVWFDPVKDIW  /HYHO % LQFOXGHVWKHGRXEOHLQWHUPHGLDWHJHDU


 WKHGRXEOHLQWHUPHGLDWHJHDU  DQGGULYHJHDU
,QWDNHFDPVKDIW  RIWKHIXHOV\VWHPKLJKSUHVVXUHSXPS  7KH
7KHGULYLQJSRZHUIRUWKHLQGLYLGXDOPDMRU JHDUVIRUOHYHO $ DUHVWUDLJKWJHDUHG
DVVHPEOLHVDQGFRPSRQHQWVLVVSDWLDOO\WUDQVIHUUHG
WRWKHIROORZLQJOHYHOV /HYHO &

/HYHO $ /HYHO & LQFOXGHVWKHLQWHUPHGLDWHJHDUV  


WKHGULYHJHDUIRUWKHH[KDXVWFDPVKDIW  DQG
/HYHO % WKHGULYHJHDUIRUWKHLQWDNHFDPVKDIW  7KH
/HYHO & JHDUVIRUOHYHO $ DUHVWUDLJKWJHDUHG

/HYHO $
/HYHO $ LQFOXGHVWKHGULYHJHDUIRUWKH
FUDQNVKDIW  WKHGULYHJHDUIRUWKHRLOSXPS  

7RUTXHFXUYH % WKDWLVWKHGRXEOHLQWHUPHGLDWHJHDU  DQGWKH
7KHGULYHIRUWKHJHDUGULYHWDNHVRYHUWKH GULYHJHDURIWKHIXHOV\VWHPKLJKSUHVVXUHSXPS
FUDQNVKDIW  WKHGULYHJHDURIWKHFUDQNVKDIW   DUHGULYHQRYHUWKHGRXEOHLQWHUPHGLDWHJHDU  
GULYHVWKHJHDUVRI/HYHO $ WKDWPHDQVWKHGULYH 7KHGRXEOHLQWHUPHGLDWHJHDU  GULYHVWKHJHDUV
JHDURIWKHRLOSXPS  WKHGRXEOHLQWHUPHGLDWH RI/HYHO & WKDWLVWKHLQWHUPHGLDWHJHDUV  
JHDU  DQGGULYHJHDURIWKHFRPSUHVVRU  RYHU WKHGULYHJHDURIWKHH[KDXVWFDPVKDIW  DQGWKH
WKHLQWHUPHGLDWHJHDU  7KHJHDUVRI/HYHO GULYHJHDURIWKHLQWDNHFDPVKDIW  



This printout will not be recorded by the update service. Status: 08 / 2012
$VEXLOWFRQILJXUDWLRQV

*):0' &DPVKDIWDVEXLOWFRQILJXUDWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 ([KDXVWFDPVKDIW
 ,QWDNHFDPVKDIW
 'ULYHJHDUIRUH[KDXVW
FDPVKDIW
 'ULYHJHDUIRULQWDNH
FDPVKDIW
 ([KDXVWFDPV
 %UDNHFDP
 ,QWDNHFDPV
 3XOVHZKHHO
 &DPVKDIWSRVLWLRQHU

:

(QJLQH20KDVWZRRYHUKHDGFDPVKDIWVIRU ZKLFKLQWXUQWUDQVPLWWKHPRYHPHQWWRWKHLQWDNH
DFWXDWLRQRIWKHLQWDNHDQGH[KDXVWYDOYHVDUUDQJHG DQGH[KDXVWYDOYHV7KHSLVWRQVLQWKHK\GUDXOLF
LQSDUDOOHOZKLFKDUHGULYHQE\DJHDUGULYH7KH HQJLQHEUDNHXQLWVDUHDFWXDWHGRYHUWKHEUDNH
FDPVKDIWVDUHORFDWHGLQWKHF\OLQGHUKHDGVRDORZ FDPV  
RYHUDOOKHLJKWZDVDFKLHYHGGHVSLWHWKLV%RWK )XUWKHUPRUHHQJLQH20LVILWWHGIRUWKHILUVW
FDPVKDIWVDUHEDVHGRQRQHSLSHRQZKLFKWKH WLPHZLWKDQDGMXVWDEOHH[KDXVWFDPVKDIW7KH
H[KDXVWLQWDNHDQGEUDNHFDPV  DUH DGMXVWPHQWVXSSRUWVUHJHQHUDWLRQRIWKHGLHVHO
VKUXQN,QWKLVZD\WKHFDPVKDIWVDUHOLJKWEXWDW SDUWLFXODWHILOWHULQSDUWLFXODUDWORZRXWVLGH
WKHVDPHWLPHVWDEOH7KHORZIULFWLRQDQGZHDU WHPSHUDWXUHV VHHIXQFWLRQGHVFULSWLRQ&DPVKDIW
UROOHUVIRUWKHH[KDXVWDQGLQWDNHURFNHUDUPVDUH DGMXVWPHQWIXQFWLRQ 
DFWXDWHGRYHUWKHH[KDXVWDQGLQWDNHFDPV  

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &UDQNFDVHYHQWLODWLRQV\VWHPIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

7KHFUDQNFDVHYHQWLODWLRQV\VWHPLVUHVSRQVLEOHIRU FRPSUHVVRUQRWLQWRWKHRSHQEXWLQVWHDGLQWRWKH
UHOLHYLQJWKHSUHVVXUHLQWKHFUDQNFDVH7RGRWKLV DLULQWDNHSLSHXSVWUHDPRIWKHWXUERFKDUJHU6LQFH
WKHJDVHVDUHOHGRXWRIWKHFUDQNFDVH EORZE\ WKHEORZE\JDVHVFRQWDLQHQJLQHRLOWKH\DUHOHG
JDVHV ZKLFKDURVHGXHWRLQWHUQDOOHDNDJHDWWKH LQWRDQRLOVHSDUDWRUVRWKDWRLOGRHVQRWJHWLQWRWKH
SLVWRQULQJVYDOYHVWHPVHDOVWXUERFKDUJHU V DQG DLULQWDNHSLSH

:

6HTXHQFHRIWKHEORZE\JDVHVDQGWKHVHSDUDWHGRXWHQJLQHRLO
 1R]]OHSODWH SUHILOWHU  2LOGUDLQYDOYH  $LULQWDNHSLSH
 2LOGUDLQGXFW IURPSUHILOWHU  &UDQNFDVHYHQWLODWLRQ $ 6HSDUDWHGRXWHQJLQHRLO
ZLWKFKHFNYDOYH V\VWHPFKHFNYDOYH
 ,PSDFWRUV PDLQ  3UHVVXUHUHJXODWRUYDOYH % %ORZE\JDVHV ZLWK
VHSDUDWRUV HQJLQHRLO
 )OHHFHHOHPHQWV  9HQWGXFW & %ORZE\JDV FOHDQHG

7KHEORZE\JDVHV % ILQGWKHLUZD\RYHUWKHRLO HQJLQHRLO $ SDVVHVEDFNRYHUWKHRLOGUDLQGXFW


UHWXUQGXFWVLQWRWKHFUDQNFDVHDQGLQWRWKHF\OLQGHU  LQWRWKHURFNHUDUPKRXVLQJDVVRRQDVWKH
KHDGLQWKHURFNHUDUPKRXVLQJDQGIURPWKHUH HQRXJKVHSDUDWHGRXWHQJLQHRLO $ KDVJDWKHUHG
WKURXJKDQRSHQLQJRQWKHXQGHUVLGHRIWKHF\OLQGHU LQRUGHUWRRSHQWKHFKHFNYDOYHLQVWDOOHGLQWKHRLO
KHDGFRYHULQWRWKHRLOPLVWVHSDUDWRU7KHHQJLQH GUDLQGXFW  7KHFKHFNYDOYHDOVRVHUYHVWR
RLOFRQWDLQHGLQWKHEORZE\JDVHV % LVUHPRYHGLQ HQVXUHWKDWWKHEORZE\JDVHV % LQWKHURFNHUDUP
WKHRLOPLVWVHSDUDWRULQWZRVWDJHV KRXVLQJGRQRWSDVVRYHUWKHRLOGUDLQGXFW  LQ
7KHEORZE\JDVHV % DUHILUVWDFFHOHUDWHGWKURXJK WKHRLOPLVWVHSDUDWRU
WKHERUHVLQWKHQR]]OHSODWH  ,PPHGLDWHO\DIWHU 7KHVWLOO\HWFRQWDLQHGILQHHQJLQHRLOGURSOHWVLQWKH
WKHQR]]OHSODWH  WKHDFFHOHUDWHGEORZE\JDVHV RLOPLVWDUHVXEVHTXHQWO\VHSDUDWHGRXWLQWKH
% LPSDFWDJDLQVWDZDOOZKHUHE\WKHHQJLQHRLO LPSDFWRUV  DQGDUHOHGRYHUDFKDQQHOLQWRWKH
GURSOHWVFRQWDLQHGLQWKHEORZE\JDVHV % DUH F\OLQGHUKHDGDQGIURPWKHUHEDFNLQWRWKHRLOSDQ
VHSDUDWHGRXW7KHYHUWLFDOO\ORFDWHGULEVRQWKH 7KHLPSDFWRUV  DUHFRQVWUXFWHGLQVXFKDZD\
ZDOOLPSURYHVHSDUDWLRQRIWKHHQJLQHRLORXWRIWKH WKDWDKLJKVHSDUDWLRQUDWHLVDOUHDG\DFKLHYHGDW
EORZE\JDVHV % DQGDOVRHQVXUHWKDWWKHHQJLQH ORZHQJLQHVSHHGV7KHUHDUHWZRERUHVLQHDFKRI
RLOFDQGUDLQRIIGRZQZDUGV7KHVHSDUDWHGRXW WKHLPSDFWRUV  7KHEORZE\JDVHV % ZKLFK



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

IORZIURPEHORZLQWRWKHLPSDFWRUV  DUH UHJXODWLQJYDOYH  UHJXODWHVWKHSUHVVXUHLQWKH


DFFHOHUDWHGWKURXJKSDVVLQJWKURXJKWKHERUHVDQG FUDQNFDVHDQGURFNHUDUPKRXVLQJ,IWKHSUHVVXUH
LPSDFWRQWKHIOHHFHHOHPHQWV  EHKLQG8SRQ UHJXODWLQJYDOYH  RSHQVWKHFOHDQHGEORZE\
LPSDFWRQWKHIOHHFHHOHPHQWV  WKHILQHHQJLQHRLO JDVHV & IORZLQWRWKHYHQWGXFW  ZKLFKLV
GURSOHWVDUHVHSDUDWHGRXWLQWKHEORZE\JDVHV % ORFDWHGRQWKHXQGHUVLGHRIWKHF\OLQGHUKHDGFRYHU
DQGFDQGUDLQRIIGRZQZDUGV7KHIOHHFHHOHPHQWV 7KHYHQWGXFW  RSHQVRXWLQWRWKHURFNHUDUP
 LQFUHDVHWKHHIILFLHQF\RIVHSDUDWLRQRIWKHRLO KRXVLQJLQZKLFKWKHFOHDQHGEORZE\JDVHV &
VHSDUDWLRQ6LQFHWKHYROXPHWULFIORZUDWHLQFUHDVHV SDVVRYHUDERUHLQWRWKHF\OLQGHUKHDG7KH
VWHDGLO\ZLWKDQLQFUHDVLQJHQJLQHUSPWKH FOHDQHGEORZE\JDVHV & IORZRYHUDGXFWLQWKH
LPSDFWRU  DUHDOVRHDFKILWWHGZLWKDOHDIVSULQJ F\OLQGHUKHDGWRWKHULJKWVLGHRIWKHHQJLQHWKURXJK
7KHVHDUHGHVLJQHGVRWKDWWKH\RSHQDWKLJKHU WKHFRRODQWPDQLIROGDQGIURPWKHUHRXWRYHUDKRVH
HQJLQHVSHHGV7KHEORZE\JDVHV % FDQQRZ LQWKHDLULQWDNHSLSH  XSVWUHDPWKHWXUERFKDUJHU
DOVRIORZWKURXJKWKHRSHQHGOHDIVSULQJVZKHUHE\ 7KHVWD\LQWKHDLULQWDNHSLSH  HQVXUHVWKDWDQ\
WKH\DUHDOVRDFFHOHUDWHGDQGLPSDFWDJDLQVWWKH UHVLGXDORLOGRHVFDQQRWSDVVLQWRWKHFRPSUHVVRU
IOHHFHHOHPHQWV   ZKRVHLQWDNHGXFWLVDOVRFRQQHFWHGRQWKHDLU
,IWKHRLOOHYHOLQWKHUHWXUQGXFWKDVUHDFKHGD LQWDNHSLSH
FHUWDLQOHYHORUWKHVHSDUDWHGRXWHQJLQHRLO $ KDV 7KHRLOGUDLQYDOYH  VHUYHVWRHQVXUHWKDWWKH
UHDFKHGDFHUWDLQZHLJKWDFUDQNFDVHYHQWLODWLRQ HQJLQHRLOZKLFKSUHFLSLWDWHVRXWRQWKHSUHVVXUH
V\VWHPFKHFNYDOYH  RSHQVDQGWKHVHSDUDWHG UHJXODWLQJYDOYH  FDQUXQDZD\LQWRWKHURFNHU
RXWHQJLQHRLO $ UXQVLQWRWKHRLOSDQ7KLV DUPKRXVLQJZKHQWKHHQJLQHLV2))
FUDQNFDVHYHQWLODWLRQV\VWHPFKHFNYDOYH  DOVR
SUHYHQWVWKHEORZE\JDVHV % IURPSDVVLQJRXWRI $
7KHFUDQNFDVHYHQWLODWLRQV\VWHPLVPDLQWHQDQFH
WKHFUDQNFDVHGLUHFWO\LQWRWKHRLOPLVWVHSDUDWRU IUHH
7KHFOHDQHGEORZE\JDVHV & FRQWLQXHWRIORZWR
WKHSUHVVXUHUHJXODWLQJYDOYH  7KHSUHVVXUH

*):0' 2LOPLVWVHSDUDWRU 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &UDQNFDVHYHQWLODWLRQ 3DJH
V\VWHPFKHFNYDOYH
FRPSRQHQWGHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &DPVKDIWDGMXVWPHQWIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

 ([KDXVWFDPVKDIW
 'ULYHJHDU
 &DPVKDIWSRVLWLRQHU
$ (QJLQHPDQDJHPHQW
0&0 FRQWUROXQLW
% &DPVKDIWSRVLWLRQ
VHQVRU
< &DPVKDIWSRVLWLRQHU
VROHQRLG
$ ,QSXWVLJQDOV
% 2XWSXWVLJQDOV

:

*HQHUDO ,IWKHSRVLWLRQHUVROHQRLGFDPVKDIW < LVQRW


)RUWKHILUVWWLPHHQJLQH20XVHVHOHFWURQLFDOO\ DFWXDWHGHOHFWULFDOO\WKHFDPVKDIWSRVLWLRQHU  LV
UHJXODWHGFRQWLQXRXVDGMXVWPHQWRIWKHH[KDXVW LQWKHEDVLFSRVLWLRQ
FDPVKDIW  7KHDGMXVWPHQWUDQJHLVDrFUDQN ,QWKHEDVLFSRVLWLRQQRUPDOHQJLQHRSHUDWLRQ
DQJOH%\VKLIWLQJWKHWLPLQJRIWKHH[KDXVW RFFXUV PRUHWKDQDERXWRIWKHWRWDOHQJLQH
FDPVKDIW  LQWKHGLUHFWLRQDGYDQFHGLWLV RSHUDWLQJWLPH DQGWKHH[KDXVWFDPVKDIW  LV
SRVVLEOHWRDFKLHYHDQLQFUHDVHLQWKHWHPSHUDWXUH ORFNHGPHFKDQLFDOO\
RIWKHH[KDXVWZKLFKZLOOLPSURYHDFWLYH ,IWKHFDPVKDIWSRVLWLRQHUVROHQRLG < LV
UHJHQHUDWLRQRIWKHGLHVHOSDUWLFXODWHILOWHU DFWXDWHGWKHQWKHORFNLQJRIWKHH[KDXVWFDPVKDIW
$GMXVWPHQWRIWKHH[KDXVWFDPVKDIWWDNHVSODFH  LVUHPRYHG7KHSRVLWLRQRIWKHH[KDXVW
ZLWKWKHDLGRIWKHK\GUDXOLFFDPVKDIWSRVLWLRQHU  FDPVKDIW  FKDQJHVWKURXJKWRWKHSRVLWLRQ
ZKRVHFRQWUROYDOYHLVDFWXDWHGE\WKHFDPVKDIW DGYDQFHGGHSHQGHQWRQWKHHOHFWULFDORXWSXW
SRVLWLRQHUVROHQRLG < RYHUDWDSSHW7KH VLJQDOV % ZKLFKDUHDSSOLHGWRWKHFDPVKDIW
FDPVKDIWSRVLWLRQHUVROHQRLG < LVDFWXDWHGE\ SRVLWLRQHUVROHQRLG < 
WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
RYHUDQRZQFKDUDFWHULVWLFVPDSE\PHDQVRI ,QWKLVDUHDUHJXODWLRQUHOHYDQWHQJLQHRSHUDWLRQ
DSSURSULDWHRXWSXWVLJQDOV % GHSHQGHQWRQWKH RFFXUV OHVVWKDQDERXWRIWKHWRWDOHQJLQH
RSHUDWLQJFRQGLWLRQRIWKHHQJLQH RSHUDWLQJWLPH 


)XQFWLRQ FUDQNVKDIWGULYHVWKHGULYHJHDU  RIWKHH[KDXVW
7KHFDPVKDIWSRVLWLRQHU  IXQFWLRQVDFFRUGLQJWR FDPVKDIW  RYHUDQXPEHURILQWHUPHGLDWHJHDUV
WKHYDQHSXPSSULQFLSOH(QJLQHRLOVHUYHVDVDQ 7KHDGMXVWHUKRXVLQJRIWKHFDPVKDIWSRVLWLRQHU 
RSHUDWLQJIOXLG$UHWXUQIORZFKHFNYDOYHLQVLGHWKH LVIDVWHQHGDQGWKHGULYHJHDU  DQGURWDWHVZLWKLW
FDPVKDIWSRVLWLRQHU  SUHYHQWVUHWXUQIORZRIWKH DSSURSULDWHO\7KHUHLVWKHURWRULQVLGHWKHDGMXVWHU
HQJLQHRLODWHQJLQH2))VRWKHRLOVXSSO\LV KRXVLQJZKLFKLVILUPO\IL[HGWRWKHH[KDXVW
DFKLHYHGLPPHGLDWHO\DIWHUWKHHQJLQHVWDUW7KH FDPVKDIW  7KHUHDUHIRXURSHUDWLQJFKDPEHUV



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

EHWZHHQWKHURWRUDQGWKHDGMXVWHUKRXVLQJZKLFKLV WKHDLGRIDFRQWLQXRXVO\YDULDEOHFRQWUROYDOYH
UHVSHFWLYHO\VXEGLYLGHGLQWRWZRFKDPEHUVE\D LQVLGHWKHDGMXVWHUKRXVLQJ0DQXDODFWXDWLRQRIWKH
EODGHRIWKHURWRU7KHURWRUFDQEHWXUQHGRSSRVLWH FRQWUROYDOYHWDNHVSODFHRYHUDSUHVVXUHSOXQJHU
WKHDGMXVWHUKRXVLQJLQWKDWWKHFKDPEHUVDUH ZKLFKLVDFWXDWHGE\WKHFDPVKDIWSRVLWLRQHU
DSSURSULDWHO\ILOOHGZLWKSUHVVXUL]HGRLORUHPSWLHG VROHQRLG < 7KHSRVLWLRQRIWKHH[KDXVW
$VDUHVXOWRIW\SHWKHWLJKWHQLQJDQJOHLV FDPVKDIW  LVFDOFXODWHGE\WKHHQJLQH
HVWDEOLVKHGZLWKLQZKLFKWKHH[KDXVWFDPVKDIW  PDQDJHPHQW 0&0 FRQWUROXQLW $ RQWKHEDVLV
FDQEHDGMXVWHGUHODWLYHWRWKHGULYHJHDU  DQG RIWKHLQSXWVLJQDOV $ IURPWKHFDPVKDIWSRVLWLRQ
WKHUHIRUHWKHFUDQNVKDIW)LOOLQJDQGHPSW\LQJRIWKH VHQVRU % 
FKDPEHUVLQWKHDGMXVWHUKRXVLQJLVUHJXODWHGZLWK

*):0' &DPVKDIWDGMXVWPHQWLQ 3DJH
EDVLFSRVLWLRQIXQFWLRQ
*):0' &DPVKDIWDGMXVWPHQWLQ 3DJH
DGYDQFHGSRVLWLRQ
IXQFWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &DPVKDIWDGMXVWPHQWLQEDVLFSRVLWLRQIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

&DPVKDIWSRVLWLRQHULQWKHEDVLFSRVLWLRQ
 $GMXVWHUKRXVLQJ  &KDPEHU%
 'ULYHJHDU  &KDPEHU$
 3XOVHZKHHO  6WRUDJHURRP
 5HWXUQIORZFKHFNYDOYH  6RFNHW
 ([KDXVWFDPVKDIW  %RUH LQWKHURWRUWRFKDPEHU%
 &RPSUHVVLRQVSULQJ  %RUH LQWKHURWRUWRFKDPEHU$
 9DOYHERG\ 3IHLO; 5RWDWLRQGLUHFWLRQ
 5RWRU 3IHLO< $WWDFKPHQW
 &RQWUROSOXQJHU $ (QJLQHRLO XQGHURSHUDWLQJ
SUHVVXUHIHGLQWRWKHFKDPEHUV%
 3UHVVXUHSOXQJHU % (QJLQHRLO GLVVLSDWHGRXWWKH
FKDPEHUV$



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

:

&DPVKDIWSRVLWLRQHULQWKHEDVLFSRVLWLRQ
 $GMXVWHUKRXVLQJ  &KDPEHU$
 'ULYHJHDU  &DWFKEROW
 9DOYHERG\  /RQJLWXGLQDOJURRYH
 5RWRU 3IHLO; 5RWDWLRQGLUHFWLRQ
 &RQWUROSOXQJHU $ (QJLQHRLO XQGHURSHUDWLQJ
SUHVVXUHIHGLQWRWKHFKDPEHUV%
 &KDPEHU% % (QJLQHRLO GLVVLSDWHGRXWWKH
FKDPEHUV$

*HQHUDO SOXQJHU  IUHHVXSWKHERUHVLQWKHYDOYHKRXVLQJ


)RUHQJLQHUSPVDQGDGHTXDWHO\KLJKH[KDXVW  IRUIORZWRDQGIURPWKHFKDPEHUV$  RQWKH
WHPSHUDWXUHVWKHFDPVKDIWSRVLWLRQHULVGULYHQLQ IHHGVLGHVRWKDWWKHHQJLQHRLO $ IORZVRXWRIWKH
WKHEDVLFSRVLWLRQ VWRUDJHFKDPEHU  RIWKHYDOYHKRXVLQJ 
WKURXJKWKHERUHV  LQWKHURWRU  LQWKH
7KHURWRU  DQGWKHUHIRUHDOVRWKHH[KDXVW FKDPEHUV$  $WWKHVDPHWLPHWKHFRQWURO
FDPVKDIW  LVORFNHGWRJHWKHUZLWKWKHGULYHJHDU SOXQJHU  FORVHVWKHERUHVLQWKHYDOYHKRXVLQJ
 $FWXDWLRQRIWKHH[KDXVWYDOYHWDNHVSODFH  IRUIORZWRDQGIURPWKHFKDPEHUV$  RQWKH
DFFRUGLQJWRWKHSODQQHGWLPLQJRIWKHQRUPDO IHHGVLGHVRWKDWQRHQJLQHRLO $ FDQIORZRXWRI
HQJLQHRSHUDWLRQ WKHVWRUDJHFKDPEHU  RIWKHYDOYHKRXVLQJ 
RYHUWKHERUHV  LQWKHURWRU  LQWRWKH
)XQFWLRQ FKDPEHUV%  7KHHQJLQHRLO % IORZVLQVWHDG
7KHFDPVKDIWSRVLWLRQHUVROHQRLG < LVQRW RXWRIWKHFKDPEHUV%  WKURXJKWKHERUHV 
HOHFWULFDOO\DFWXDWHGE\WKHHQJLQHPDQDJHPHQW LQWKHURWRU  DQGWKHIUHHGXSERUHVRQWKHGUDLQ
0&0 FRQWUROXQLW $ VRWKDWWKHSUHVVXUH VLGHLQWKHYDOYHKRXVLQJ  LQWKHFKDPEHU
SOXQJHU  LVUHWUDFWHGFRPSOHWHO\7KH XSVWUHDPRIWKHFRQWUROSOXQJHU  DQGWKHUHWXUQ
FRPSUHVVLRQVSULQJ  SUHVVHVDJDLQVWWKHFRQWURO IORZFKHFNYDOYH  7KHHQJLQHRLO % IORZVRXWRI
SOXQJHU  VRWKDWWKLVWRXFKHVWKHEXVK   WKHYDOYHKRXVLQJ  RXWZDUGVWKURXJKWKH
7KHUHLVHQJLQHRLO $ XQGHURSHUDWLQJSUHVVXUHLQ ORQJLWXGLQDOERUHLQWKHFRQWUROSOXQJHU  LQWRWKH
WKHVWRUDJHURRP  EHWZHHQWKHFRQWUROSOXQJHU UHWXUQIORZ
 DQGWKHYDOYHKRXVLQJ  7KHUHWXUQIORZFKHFN
7KHUHLVDFRQQHFWLRQRYHUDORQJLWXGLQDOJURRYH
YDOYH  SUHYHQWVIORZLQJEDFNRIWKHHQJLQHRLO $
 LQWKHGULYHJHDU  EHWZHHQRQHRIWKH
LIWKHSUHVVXUHGURSVLQWKHIHHGOLQH7KHFRQWURO
FKDPEHUV%  DQGWKHILWWHGERUHLQWKHGULYH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

JHDU  IRUPRXQWLQJWKHFDWFKEROW  7KH DGMXVWHUKRXVLQJ   DUURZ< 'XHWRWKHK\GUDXOLF


SUHVVXUHRIWKHHQJLQHRLO % LQWKHORQJLWXGLQDO SUHVVXUHLQWKHFKDPEHUV$  WKHUHLVDOVR
JURRYHLVQRORQJHUKLJKHQRXJKVRWKDWWKHFDWFK PHFKDQLFDOUHOLHIRIWKHFDWFKEROW  7KHH[KDXVW
EROW  LVSUHVVHGE\WKHFRPSUHVVLRQVSULQJLQWR FDPVKDIW  ILUPO\DWWDFKHGWRWKHURWRU  LVQRZ
WKHILWWHGERUHRIWKHGULYHJHDU  LIWKHURWRU  LQWKHEDVLFSRVLWLRQ
WRXFKHVWKHDGMXVWHUKRXVLQJ  7KHGULYHJHDU  7KHSXOVHZKHHO  WXUQVZLWKWKHH[KDXVW
LVQRZFRQQHFWHGSRVLWLYHO\ZLWKWKHURWRU  DQG FDPVKDIW  7KHHQJLQHPDQDJHPHQW 0&0
WKHUHIRUHORFNVWKLV FRQWUROXQLW $ GHWHFWVLWVFKDQJHGSRVLWLRQZLWK
7KHFKDPEHUV$  DGRSWWKHLUPD[LPXPILOO WKHDLGRIWKHFDPVKDIWSRVLWLRQVHQVRU % 
YROXPHDVVRRQDVWKHURWRU  WRXFKHVWKH

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQHU < 3DJH
VROHQRLGFRPSRQHQW
GHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQHU 3DJH
FRPSRQHQWGHVFULSWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &DPVKDIWDGMXVWPHQWLQDGYDQFHGSRVLWLRQIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

&DPVKDIWSRVLWLRQHULQWKHSRVLWLRQDGYDQFHG
 $GMXVWHUKRXVLQJ  &KDPEHU%
 'ULYHJHDU  &KDPEHU$
 3XOVHZKHHO  6WRUDJHURRP
 5HWXUQIORZFKHFNYDOYH  6RFNHW
 ([KDXVWFDPVKDIW  %RUH LQWKHURWRUWRFKDPEHU%
 &RPSUHVVLRQVSULQJ  %RUH LQWKHURWRUWRFKDPEHU$
 9DOYHERG\ 3IHLO; 5RWDWLRQGLUHFWLRQ
 5RWRU 3IHLO< $WWDFKPHQW
 &RQWUROSOXQJHU $ (QJLQHRLO XQGHURSHUDWLQJ
SUHVVXUHIHGLQWRWKHFKDPEHUV%
 3UHVVXUHSOXQJHU % (QJLQHRLO GLVVLSDWHGRXWWKH
FKDPEHUV$

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

:

&DPVKDIWSRVLWLRQHULQWKHSRVLWLRQDGYDQFHG
 $GMXVWHUKRXVLQJ  &KDPEHU$
 'ULYHJHDU  &DWFKEROW
 9DOYHERG\  /RQJLWXGLQDOJURRYH
 5RWRU 3IHLO; 5RWDWLRQGLUHFWLRQ
 &RQWUROSOXQJHU $ (QJLQHRLO XQGHURSHUDWLQJ
SUHVVXUHIHGLQWRWKHFKDPEHUV%
 &KDPEHU% % (QJLQHRLO GLVVLSDWHGRXWWKH
FKDPEHUV$

*HQHUDO )XQFWLRQ
)RUHQJLQHUSPVDWORZHUH[KDXVWWHPSHUDWXUHVWKH 7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
FDPVKDIWSRVLWLRQHULVGULYHQLQWKHSRVLWLRQ DFWXDWHVWKHFDPVKDIWSRVLWLRQHUVROHQRLG <
DGYDQFHGLQRUGHUWRLQFUHDVHWKHH[KDXVW HOHFWULFDOO\VRWKDWWKHSUHVVXUHSOXQJHU  SXVKHV
WHPSHUDWXUHV7KLVLVWKHSUHUHTXLVLWHIRUODWHU WKHFRQWUROSOXQJHU  DJDLQVWWKHIRUFHRIWKH
DFWLYHSXUJLQJRIWKHGLHVHOSDUWLFXODWHILOWHU FRPSUHVVLRQVSULQJ  XSWRWKHHQGVWRSRQWKH
8SRQUHDFKLQJWKHSRVLWLRQDGYDQFHGWKHURWRU UHWXUQIORZFKHFNYDOYH  7KHUHLVHQJLQHRLO $
 DQGWKHUHIRUHWKHH[KDXVWFDPVKDIW  LV XQGHURSHUDWLQJSUHVVXUHLQWKHVWRUDJHURRP 
WXUQHGE\DFUDQNDQJOHRIXSWRr0RYLQJWKH EHWZHHQWKHFRQWUROSOXQJHU  DQGWKHYDOYH
H[KDXVWWLPLQJLQWKHGLUHFWLRQDGYDQFHGKDVWKH KRXVLQJ  7KHUHWXUQIORZFKHFNYDOYH 
HIIHFWWKDWWKHH[KDXVWYDOYHVDUHRSHQHGHDUOLHURQ SUHYHQWVIORZLQJEDFNRIWKHHQJLQHRLO $ LIWKH
WKHRSHUDWLQJF\FOHLQWKHGRZQZDUGPRYHPHQWRI SUHVVXUHGURSVLQWKHIHHGOLQH7KHFRQWUROSOXQJHU
WKHSLVWRQ,QWKLVZD\H[KDXVWZKLFKLVULFKHULQ  IUHHVXSWKHERUHV  LQWKHYDOYHKRXVLQJ 
HQHUJ\ ZDUPHU LVSXVKHGLQWKHGLUHFWLRQH[KDXVW IRUIORZWRDQGIURPWKHFKDPEHUV%  VRWKDWWKH
V\VWHP(DUOLHUFORVLQJRIWKHH[KDXVWYDOYHVLQWXUQ HQJLQHRLO $ IORZVRXWRIWKHYDOYHKRXVLQJ 
KDVWKHHIIHFWWKDQWKHH[KDXVWLVQRWIXOO\HMHFWHG WKURXJKWKHERUHV  LQWKHURWRU  LQWKH
RXWRIWKHF\OLQGHUGXULQJWKHH[KDXVWVWURNH6LQFH FKDPEHUV%  $WWKHVDPHWLPHWKHFRQWURO
QRYDOYHRYHUODSRFFXUVWKHUHPDLQLQJH[KDXVWLQ SOXQJHU  FORVHVWKHERUHV  LQWKHYDOYH
WKHF\OLQGHULVFRPSDFWHGDQGIORZVZKHQRSHQLQJ KRXVLQJ  IRUIORZWRDQGIURPWKHFKDPEHUV$
WKHLQWDNHYDOYHLQWRWKHFKDUJHDLUKRXVLQJ7KH  RQWKHIHHGVLGHVRWKDWQRHQJLQHRLO $ FDQ
UHVRQDQFHQRLVHVDULVLQJIURPWKLVLQWKHFKDUJHDLU IORZRXWRIWKHYDOYHKRXVLQJ  RYHUWKHERUHV 
KRXVLQJDUHGDPSHQHGZLWKWKHDLGRIWKH LQWKHURWRU  LQWRWKHFKDPEHUV$  7KH
UHVRQDWRU HQJLQHRLO % IORZVLQVWHDGRXWRIWKHFKDPEHUV$



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

 WKURXJKWKHERUHV  LQWKHURWRU  DQGWKH ERUHRIWKHGULYHJHDU  7KHGULYHJHDU  LV


IUHHGXSERUHVRQWKHGUDLQVLGHLQWKHYDOYH WKHUHIRUHQRORQJHUSRVLWLYHO\FRQQHFWHGZLWKWKH
KRXVLQJ  LQWKHFKDPEHUXSVWUHDPRIWKHFRQWURO URWRU  DQGWKHURWRU  FDQEHWXUQHG
SOXQJHU   7KHFKDPEHUV%  DGRSWWKHLUPD[LPXPILOO
7KHHQJLQHRLO % IORZVRXWRIWKHYDOYHKRXVLQJ  YROXPHDVVRRQDVWKHURWRU  WRXFKHVWKH
RXWZDUGVWKURXJKWKHORQJLWXGLQDOERUHLQWKH DGMXVWHUKRXVLQJ   DUURZ< 7KHH[KDXVW
FRQWUROSOXQJHU  LQWRWKHUHWXUQIORZ7KHUHLVD FDPVKDIW  ILUPO\FRQQHFWHGZLWKWKHURWRU  LV
FRQQHFWLRQRYHUDORQJLWXGLQDOJURRYHLQWKHGULYH QRZWXUQHGRQWKHPD[LPXPGLUHFWLRQDGYDQFHG
JHDU  EHWZHHQRQHRIWKHFKDPEHUV%  DQG 7KHSXOVHZKHHO  WXUQVZLWKWKHH[KDXVW
WKHILWWHGERUHLQWKHGULYHJHDU  IRUPRXQWLQJWKH FDPVKDIW  7KHHQJLQHPDQDJHPHQW 0&0
FDWFKEROW  7KHHQJLQHRLO % LQWKHORQJLWXGLQDO FRQWUROXQLW $ GHWHFWVLWVFKDQJHGSRVLWLRQZLWK
JURRYH  LVKDVDQDGHTXDWHSUHVVXUHDSSOLHGWR WKHDLGRIWKHFDPVKDIWSRVLWLRQVHQVRU % 
LWVRWKDWWKHFDWFKEROW  SXVKHGDJDLQVWWKH
IRUFHRIWKHFRPSUHVVLRQVSULQJRXWRIWKHILWWHG

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQHU < 3DJH
VROHQRLGFRPSRQHQW
GHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQHU 3DJH
FRPSRQHQWGHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' (QJLQHPDQDJHPHQWIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

7KHHQJLQHPDQDJHPHQWLQFOXGHVDOOSURFHVVHV FDOFXODWHVWKHRSWLPDOLQMHFWLRQEHJLQSRLQWDVZHOO
ZKLFKDUHHVVHQWLDOLQRUGHUWRDFKLHYHHFRQRPLF DVWKHLQMHFWLRQTXDQWLW\UHTXLUHGIRUFRPEXVWLRQ
DQGHFRORJLFDOHQJLQHRSHUDWLRQ7KHQHFHVVDU\ %RWKYDOXHVHIIHFWZKHQDQGKRZORQJWKHHQJLQH
FRPSXWDWLRQVIRUWKHHQJLQHPDQDJHPHQWWDNH PDQDJHPHQW 0&0 FRQWUROXQLW $ DFWXDWHVWKH
SODFHLQWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO VROHQRLGYDOYHVLQWKHIXHOLQMHFWRUVWKHUHVSHFWLYH
XQLW $ ,WHQVXUHVWRJHWKHUZLWKWKHHQJLQH F\OLQGHU$WWKHVDPHWLPHWKHUDLOSUHVVXUHLV
PDQDJHPHQW 0&0 FRQWUROXQLW $ WKDWWKH DGDSWHGWKURXJKDSSURSULDWHDFWXDWLRQRIWKH
HQJLQHUXQVLQDSDUWLFXODUO\HFRQRPLFDOORZ TXDQWLW\FRQWUROYDOYHRQWKHUDLODWWKHHQJLQHUSP
SROOXWDQWDQGORZQRLVHZD\XQGHUDOORSHUDWLQJ )XUWKHUPRUHWKHHQJLQHPDQDJHPHQWDOVRWDNHV
FRQGLWLRQV RYHUUHJXODWLRQRIWKH(*5 $*5 DQGWKHERRVW
2QHEDVLFIXQFWLRQRIWKHHQJLQHPDQDJHPHQWLV SUHVVXUHWRUHJXODWHWKHLQMHFWLRQV\VWHPDVZHOODV
FRQWURORIWKH FRPPRQUDLO GLHVHOLQMHFWLRQV\VWHP FRQWUROOLQJRIWKHHQJLQHEUDNH)XUWKHUFRQWUROOLQJ
7RGRWKLVWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO VXFKDVWKHIDQUSPRFFXUVDFFRUGLQJWRWKHYHKLFOH
XQLW $ FRQWLQXRXVO\GHWHUPLQHVWKHRSHUDWLQJ HTXLSPHQW
FRQGLWLRQRIWKHHQJLQH HQJLQHUSPHQJLQH 8SRQUHTXHVWIURPWKHH[KDXVWDIWHUWUHDWPHQW
WHPSHUDWXUHDFWXDOWRUTXHHWF DQGFRPSDUHV $&0 FRQWUROXQLW $ WKHHQJLQHPDQDJHPHQW
WKHVHRUWKHGHWHUPLQHGDFWXDOYDOXHVZLWKWKH 0&0 FRQWUROXQLW $ WDNHVRYHUFRQWUROOLQJRIWKH
VSHFLILHGYDOXHVVWRUHGLQWKHFKDUDFWHULVWLFVPDS FRRODQWVWUHDPWRWKH$G%OXHpFRPSRQHQWVDVZHOO
:KLOHWDNLQJDFFRXQWRIWKHWRUTXHVSHFLILHGE\WKH DVDFWLYHUHJHQHUDWLRQRIWKHGLHVHOSDUWLFXODWHILOWHU
GULYHFRQWURO &3& FRQWUROXQLW $ WKHHQJLQH '3) 
PDQDJHPHQW 0&0 FRQWUROXQLW $ ILQDOO\

:



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

,QSXWVLJQDOV
$ 'ULYHFRQWURO &3& FRQWUROXQLW % &KDUJHDLUWHPSHUDWXUHVHQVRULQ
FKDUJHDLUKRXVLQJ
$ (QJLQHPDQDJHPHQWFRQWUROXQLW % 5DLOSUHVVXUHVHQVRU
0&0
% &UDQNVKDIWSRVLWLRQVHQVRU % 2[\JHQVHQVRU
% &DPVKDIWSRVLWLRQVHQVRU % )XHOSUHVVXUHVHQVRU RXWOHW
% )XHOWHPSHUDWXUHVHQVRU % )XHOSUHVVXUHVHQVRU LQOHW
% 2LOSUHVVXUHVZLWFK &$1 'ULYHWUDLQ&$1
% ([KDXVWFRRODQWWHPSHUDWXUH 6 (QJLQHVWDUWDQGHQJLQHVWRSEXWWRQ
VHQVRU
% )UHVKDLUGLIIHUHQWLDOSUHVVXUH <E )DQUSPVHQVRU
VHQVRU
% &KDUJHDLUWHPSHUDWXUHVHQVRULQ < ([KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU
FRPSUHVVRUKRXVLQJ RQO\IRU
HQJLQH
% &KDUJHDLUSUHVVXUHDQG $ ,QSXWVLJQDOV
WHPSHUDWXUHVHQVRU

7KHRSHUDWLQJFRQGLWLRQRIWKHHQJLQHLVEDVLFDOO\ 7KHSUHVVXUHVLQWKHGLHVHOIXHOPHWHULQJGHYLFHIRU
GHWHUPLQHGEDVHGRQLQSXWYDOXHVIURPWKH DFWLYHUHJHQHUDWLRQRIWKHGLHVHOSDUWLFXODWHILOWHU
IROORZLQJVHQVRUV '3) DUHRQO\GHWHUPLQHGIRUYHKLFOHVZLWKFRGH
$WPRVSKHULFSUHVVXUHVHQVRU LQHQJLQH 0= (QJLQHYHUVLRQ(XUR9, 7KLVRFFXUVZLWKWKH
PDQDJHPHQW 0&0 FRQWUROXQLW $ DLGRIWKHIROORZLQJVHQVRUV

&UDQNVKDIWSRVLWLRQVHQVRU % )XHOSUHVVXUHVHQVRU RXWOHW  %

&DPVKDIWSRVLWLRQVHQVRU % )XHOSUHVVXUHVHQVRU LQOHW  %

)XHOWHPSHUDWXUHVHQVRU % 7KHVSHFLILHGWRUTXHZKLFKLVFDOFXODWHGE\WKH


GULYHFRQWURO &3& FRQWUROXQLW $ IURP DPRQJ
2LOSUHVVXUHVZLWFK % RWKHUWKLQJV WKHSRVLWLRQRIWKHDFFHOHUDWRUSHGDOLV
([KDXVWFRRODQWWHPSHUDWXUHVHQVRU % URXWHGRYHUWKHGULYHWUDLQ&$1 &$1 WRWKH
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ ZKLFK
)UHVKDLUGLIIHUHQWLDOSUHVVXUHVHQVRU %
LQWXUQVHQGVWKHFXUUHQWHQJLQHWRUTXHDQGWKH
&KDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU PD[LPXPWRUTXHSRVVLEOHWRWKHGULYHFRQWURO &3&
% FRQWUROXQLW $ ,QIRUPDWLRQLVDOVRH[FKDQJHGYLD
&KDUJHDLUWHPSHUDWXUHVHQVRULQFKDUJHDLU WKHGULYHWUDLQ&$1 &$1 ZLWKWKHWUDQVPLVVLRQ
KRXVLQJ % 7&0 FRQWUROXQLW $ WKHUHWDUGHU 5&0 FRQWURO
XQLW $ WKH3UHGLFWLYH3RZHUWUDLQ&RQWURO 33&
5DLOSUHVVXUHVHQVRU % FRQWUROXQLW $ DQGWKHH[KDXVWDIWHUWUHDWPHQW
)DQUSPVHQVRU <E $&0 FRQWUROXQLW $ 2YHUWKHGULYHFRQWURO
&3& FRQWUROXQLW $ WKHUHLVDOVRWKHRSWLRQWR
7KHYDOXHVRIWKHR[\JHQVHQVRU % DUHRQO\
H[FKDQJHLQIRUPDWLRQZLWKRWKHUHOHFWURQLFV\VWHPV
QHHGHGIRUFRQWURORIWKH(*5 $*5 7KHSRVLWLRQ
RUFRQWUROXQLWVZKLFKDUHQHWZRUNHGRYHUWKH&$1
RIWKHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU < LV
DQG/,1GDWDEXVV\VWHP
WDNHQLQWRDFFRXQWIRUFRQWUROOLQJWKH(*5 $*5 DV
ZHOODVIRUFRQWUROOLQJWKHODUJHVWSRVVLEOHHQJLQH 7KURXJKDFWXDWLRQRIWKHHQJLQHVWDUWDQGHQJLQH
EUDNHVWDJH VWRSEXWWRQ 6 DVLJQDOLVVHQWWRWKHHQJLQH
PDQDJHPHQW 0&0 FRQWUROXQLW $ DVWRZKHWKHU
7KHDLUWHPSHUDWXUHZKLFKLVGHWHFWHGDWWKHRXWOHW
WKHHQJLQHVKRXOGEHVWDUWHGRUVWRSSHG,IWKH
RIWKHFRPSUHVVRURIWKHKLJKSUHVVXUHVWDJHRIWKH
EXWWRQLVSUHVVHGGXULQJWKHVWDUWLQJSURFHGXUHWKH
VWDJHWXUERFKDUJHUZLWKWKHDLGRIWKHFKDUJHDLU
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
WHPSHUDWXUHVHQVRULQWKHFRPSUHVVRUKRXVLQJ
DXWRPDWLFDOO\LQFUHDVHVWKHHQJLQHUSPXSWRWKH
% MXVWVHUYHVWRSURWHFWWKHWXUERFKDUJHURIWKH
PD[LPXPJRYHUQHGUSP
KLJKSUHVVXUHVWDJHIURPH[FHVVLYHO\KLJKWKHUPDO
ORDGV7KHFKDUJHDLUWHPSHUDWXUHVHQVRULQWKH
FRPSUHVVRUKRXVLQJ % LVWKHUHIRUHRQO\
LQVWDOOHGLQHQJLQH ZLWKVWDJHFKDUJLQJ 

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

:

2XWSXWVLJQDOV
$ 'ULYHFRQWURO &3& FRQWUROXQLW < ([KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU
$ (QJLQHPDQDJHPHQWFRQWUROXQLW < $G%OXHKHDWHUFRRODQWVROHQRLGYDOYH
0&0
&$1 'ULYHWUDLQ&$1 < )XHOPHWHULQJYDOYH
< &\OLQGHUIXHOLQMHFWRU < )XHOVKXWRIIYDOYH
< &\OLQGHUIXHOLQMHFWRU < 3UHVVXUHUHJXODWRUYDOYH
< &\OLQGHUIXHOLQMHFWRU < &DPVKDIWSRVLWLRQHUVROHQRLG
< &\OLQGHUIXHOLQMHFWRU < %RRVWSUHVVXUHSRVLWLRQHU
< &\OLQGHUIXHOLQMHFWRU < (QJLQHEUDNHVROHQRLGYDOYH
< &\OLQGHUIXHOLQMHFWRU < 4XDQWLW\FRQWUROYDOYH
< )DQFOXWFKVROHQRLGYDOYH % 2XWSXWVLJQDOV

7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ 7RFRQWUROWKH(*5 $*5 DQGWKHERRVWSUHVVXUHLW


DFWXDWHVWKHIROORZLQJDFWXDWRUVDFFRUGLQJWRWKH WDNHVRQDFWXDWLRQRIWKHIROORZLQJFRPSRQHQWV
RSHUDWLQJFRQGLWLRQRIWKHHQJLQHDQGWKHWRUTXH ([KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU <
VSHFLILHGE\WKHGULYHFRQWURO &3& FRQWUROXQLW
$ WRFRQWUROWKHLQMHFWLRQV\VWHP %RRVWSUHVVXUHSRVLWLRQHU <
&\OLQGHUIXHOLQMHFWRU < 7RDFWLYDWHWKHHQJLQHEUDNHWKHHQJLQH
PDQDJHPHQW 0&0 FRQWUROXQLW $ DFWXDWHVWKH
&\OLQGHUIXHOLQMHFWRU < IROORZLQJVROHQRLGYDOYH
&\OLQGHUIXHOLQMHFWRU < (QJLQHEUDNHVROHQRLGYDOYH <
&\OLQGHUIXHOLQMHFWRU < ,QWKHODUJHVWHQJLQHEUDNHVWDJHWKHH[KDXVWJDV
&\OLQGHUIXHOLQMHFWRU < UHFLUFXODWLRQSRVLWLRQHU < DQGWKHERRVW
&\OLQGHUIXHOLQMHFWRU < SUHVVXUHSRVLWLRQHU < DUHDDOVRDFWXDWHG

3UHVVXUHUHJXODWLQJYDOYH < ,IWKHWHPSHUDWXUHRIWKH$G%OXHpLQWKH$G%OXHp


FRQWDLQHUGURSVEHORZr&DQGLIWKHFRRODQW
4XDQWLW\FRQWUROYDOYH < WHPSHUDWXUHKDVUHDFKHGr&WKHHQJLQH
PDQDJHPHQW 0&0 FRQWUROXQLW $ DFWXDWHVWKH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$G%OXHpFRRODQWKHDWHUVROHQRLGYDOYH < WR 0&0 FRQWUROXQLW $ DFWXDWHVWKHIROORZLQJ


KHDWWKH$G%OXHp YDOYHVDVUHTXLUHG
$ )XHOPHWHULQJYDOYH <
)RUYHKLFOHVZLWKFRGH0= (QJLQHYHUVLRQ(XUR )XHOVKXWRIIYDOYH <
9, 
&RQWUROOLQJRIWKHIDQVSHHGWDNHVSODFHRYHUWKH
,QWKHDFWLYHSKDVHRIUHJHQHUDWLRQRIWKHGLHVHO IDQFOXWFKVROHQRLGYDOYH < 
SDUWLFXODWHILOWHU '3) WKHHQJLQHPDQDJHPHQW

'LDJQRVLV  7KHGULYHULVDEOHWRDWOHDVWGULYHWRWKHQHDUHVW
,IDIDXOWRFFXUVRQWKHGULYHWUDLQ&$1 &$1 RU ZRUNVKRSLIWKHUHLVDIDXOWLQWKHV\VWHP
RQDV\VWHPFRPSRQHQWIRUWKHHQJLQH $
PDQDJHPHQWWKHHQJLQHPDQDJHPHQW 0&0 7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ LV
FRQWUROXQLW $ SURFHHGVDFFRUGLQJWRDFOHDUO\ SDUWRIWKH'$6WRZKLFKDOVRWKHHOHFWURQLFLJQLWLRQ
GHILQHGSDWWHUQGHSHQGLQJRQWKHVHYHULW\RIWKH ORFN (,6  6 DQGWKHWUDQVPLVVLRQFRQWUROXQLW
IDXOW7KXVLWZLOOIDOOEDFNRQUHSODFHPHQWYDOXHVIRU 7&0  $ EHORQJ,IRQHRIWKHVHFRQWUROXQLWVRU
OHVVVHYHUHIDXOWVVXFKDVWKHIDLOXUHRIDVHQVRU WKHHOHFWURQLFLJQLWLRQORFN (,6  6 LVUHSODFHG
ZKLOHLWZLOOJRLQWRHPHUJHQF\PRGHIRUVHYHUH WKHQLWPXVWXQGHUJRWHDFKLQXVLQJWKH6WDU
IDXOWVVXFKDVIDLOXUHRIWKHGULYHWUDLQ&$1 &$1 'LDJQRVLVLQWKH'$6

*) (QJLQHPDQDJHPHQW 3DJH
:0' RYHUDOOQHWZRUN
*) (QJLQHPDQDJHPHQW 3DJH
:0' EHKDYLRULQFDVHRI
PDOIXQFWLRQV
*):0' 6WDUWLQJSURFHGXUH 3DJH
IXQFWLRQ
*):0' ,GOHVSHHGFRQWURO 3DJH
IXQFWLRQ
*):0' :RUNLQJVSHHGFRQWURO 3DJH
IXQFWLRQ
*):0' 'ULYLQJRSHUDWLRQIXQFWLRQ 3DJH
*):0' 6WRSSLQJSURFHGXUH 3DJH
IXQFWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*) (QJLQHPDQDJHPHQW
:0' RYHUDOOQHWZRUN

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$ ,QVWUXPHQWFOXVWHU ,&8& FRQWURO &$1 'ULYHWUDLQ&$1


XQLW
$ &HQWUDOJDWHZD\FRQWUROXQLW &*: &$1G (63EUDNHV&$1
$ 'ULYHFRQWURO &3& FRQWUROXQLW &$1 7UDLOHU&$1 360
$ (QJLQHPDQDJHPHQWFRQWUROXQLW &$1 %RG\PDQXIDFWXUHU&$1 360
0&0
$ 7UDQVPLVVLRQFRQWURO 7&0 FRQWURO &$1 7HOHPDWLFV&$1
XQLW
$ &DEVLJQDODFTXLVLWLRQDQG &$1 'LDJQRVWLF&$1
DFWXDWLRQPRGXOHFRQWUROXQLW 6&$
$ )UDPHVLJQDODFTXLVLWLRQDQG &$1 5DGDU&$1
DFWXDWLRQPRGXOHFRQWUROXQLW 6&+
$ $QWLORFNEUDNHV\VWHP $%6 &$1 12[&$1
FRQWUROXQLWFKDQQHO
$E (OHFWURQLF%UDNH&RQWURO (%6 /,1 5LJKWPXOWLIXQFWLRQFRQWUROOHYHU/,1
FRQWUROXQLW :DEFR
$F (OHFWURQLF%UDNH&RQWURO (%6 /,1 6&$6&+UHGXQGDQF\/,1
FRQWUROXQLW .QRUU
$ 5HWDUGHUFRQWURO 5&0 FRQWUROXQLW /,1 %XWWRQJURXS/,1
$ )URQWUDGDUVHQVRU 5') FRQWURO /,1 ($38/,1
XQLW
$ (OHFWURQLF$LU3URFHVVLQJ8QLW 6 (OHFWURQLFLJQLWLRQORFN (,6
($38 FRQWUROXQLW
$ 3DUDPHWHUL]DEOHVSHFLDOPRGXOH 6 5LJKWPXOWLIXQFWLRQFRQWUROOHYHU
360 FRQWUROXQLW
$ (OHFWURQLF6WDELOLW\3URJUDP FRQWURO 6 /HIWPXOWLIXQFWLRQVWHHULQJZKHHO
XQLW (63  :DEFR EXWWRQJURXS
$D (OHFWURQLF6WDELOLW\3URJUDP FRQWURO 6 5LJKWPXOWLIXQFWLRQVWHHULQJZKHHO
XQLW (63  .QRUU EXWWRQJURXS
$ )OHHW%RDUGFRQWUROXQLW ; 'LDJQRVWLFVRFNHW
$ %DWWHU\GLVFRQQHFWVZLWFKFRQWURO ; 7UDLOHUVRFNHW SLQ
XQLW %(62
$ 0RGXODUVZLWFKSDQHO 06) FRQWURO ; )OHHWPDQDJHPHQWV\VWHP
XQLW HOHFWULFDOFRQQHFWRU
$ 'ULYHUDVVLVWDQFHV\VWHP 95'8 ; (OHFWULFDOFRQQHFWRUIRUERG\
FRQWUROXQLW PDQXIDFWXUHUV
$ 3UHGLFWLYH3RZHUWUDLQ&RQWURO ;5(+ &$1+H[WHULRUFDEOHZHOGSRLQW
33& FRQWUROXQLW
$ 12[VHQVRUFRQWUROXQLWH[KDXVW ;5(/ &$1/H[WHULRUFDEOHZHOGSRLQW
DIWHUWUHDWPHQWXQLWRXWOHW
$ 6&5FRQWUROXQLW ;5(0 &$1JURXQGH[WHULRUFDEOHZHOG
SRLQW
$ ([KDXVWDIWHUWUHDWPHQW $&0 = &DELQVWUXPHQWSDQHO&$1EXVVWDU
FRQWUROXQLW SRLQW
$ 12[VHQVRUFRQWUROXQLWH[KDXVW = )UDPH&$1EXVVWDUSRLQW
DIWHUWUHDWPHQWXQLWLQOHW
&$1 ([WHULRU&$1 = 'ULYH&$1EXVVWDUSRLQW
&$1 ,QWHULRU&$1 $6,& $6,&GDWDEXV
&$1 )UDPH&$1

$6,& $SSOLFDWLRQ6\VWHP,QWHJUDWHG&LUFXLW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*) (QJLQHPDQDJHPHQW
:0' EHKDYLRULQFDVHRI
PDOIXQFWLRQV

(1*,1( LQ02'(/
(1*,1( LQ02'(/

$
,IWKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
GHWHFWVDPDOIXQFWLRQRUDIDXOWLQWKHV\VWHPRURQ
DV\VWHPFRPSRQHQWLWSURFHHGVLQDFFRUGDQFH
ZLWKDSUHFLVHO\VSHFLILHGPHWKRGGHSHQGLQJRQWKH
VHYHULW\RIWKHDFWXDOIDXOW

5HVSRQVHLQWKHHYHQWRIGULYHWUDLQ&$1 &$1 $IDLOXUHRIWKHGULYHWUDLQ&$1 &$1 LVGHWHFWHG
 PDOIXQFWLRQ E\WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW
,QRUGHUWRDFKLHYHWKHJUHDWHVWSRVVLEOHVHFXULW\ $ DQGLWVZLWFKHVWROLPSKRPHPRGH,IWKH
DJDLQVWEUHDNGRZQVWKHVLJQDOOLQHRIWKHGULYH HQJLQHVSHHGDWWKLVVWDJHLVEHORZWKHOLPSKRPH
WUDLQ&$1 &$1 LVDGRXEOHOLQH7KHLQGLYLGXDO PRGHVSHHGWKHHQJLQHVSHHGLVWKHQPDLQWDLQHG
OLQHVDUHGHVLJQDWHGDV&$1/RZDQG&$1+LJK ,QDOORWKHUFDVHVLQFOXGLQJDIWHUUHVWDUWLQJWKH
DQGDUHIHGZLWKUHYHUVHSROHGVLJQDOV7KXVIDXOWV HQJLQHWKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW
ZKLFKHIIHFWERWKOLQHVVLPXOWDQHRXVO\FDQFHOHDFK $ DGMXVWVWKHOLPSKRPHPRGHVSHHG
RWKHURXW)DXOWVZKLFKRQO\RFFXURQRQH&$1OLQH LUUHVSHFWLYHRIWKHORDG,WLVWKXVSRVVLEOHIRUWKH
DOVRGRQRWFUHDWHFRQIXVLRQIRUGDWDWUDQVPLVVLRQ GULYHUWRDWOHDVWEULQJWKHYHKLFOHWRWKHQHDUHVW
VLQFHWKHPHVVDJHFDQEHUHFRQVWUXFWHGRQWKH ZRUNVKRS
EDVLVRIWKHVLJQDORIWKHXQGLVWXUEHGOLQHLHWKH $
GULYHWUDLQ&$1 &$1 LVFDSDEOHRIRSHUDWLQJ /LPSKRPHPRGHLVUHSRUWHGWRWKHRWKHUV\VWHPV
RYHURQHZLUH7KHGULYHWUDLQ&$1 &$1 RQO\ DQGLVGLVSOD\HGLQWKHLQVWUXPHQW7KHUHLVDOVR
IDLOVZKHQERWKOLQHVDUHLQWHUUXSWHGRUWKHUHLVD HQWU\RIWKHFRQGLWLRQLQWKHIDXOWPHPRU\
VKRUWFLUFXLWZLWKWKHEDWWHU\YROWDJHRUWRJURXQG

5HVSRQVHZKHQFDPVKDIWSRVLWLRQVHQVRU 5HVSRQVHZKHQFUDQNVKDIWSRVLWLRQVHQVRU
% IDLOV % IDLOV
,IWKHFDPVKDIWSRVLWLRQVHQVRU % IDLOVZKHQ ,IWKHFUDQNVKDIWSRVLWLRQVHQVRU % IDLOVWKHQ
GULYLQJWKHQWKHHQJLQHFRQWLQXHVWRUXQ WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
1HYHUWKHOHVVWKHPD[LPXPWRUTXHRIWKHHQJLQH VWLOOUHFHLYHVWKHUSPVLJQDOVIURPWKHFUDQNVKDIW
ZLOOEHOLPLWHGWRSURWHFWWKHHQJLQHIURPGDPDJH SRVLWLRQVHQVRU % ,WVSXOVHVGRQRWFRPHVR
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ FORVHO\WRJHWKHUDVWKRVHIURPWKHFUDQNVKDIW
FDQDOVRUHJXODWHWKHOLPSKRPHVSHHG,IWKH SRVLWLRQVHQVRU % EXWWKH\DUHVWLOODGHTXDWH
FDPVKDIWSRVLWLRQVHQVRU % IDLOVWRUHWXUQDQ\ IRUFDOFXODWLQJFRQWUROWLPHRIWKHUHVSHFWLYHIXHO
SXOVHVGXULQJWKHVWDUWXSSKDVHWKHQLQHDFKFDVH LQMHFWRU7KHWLPHGHWHUPLQDWLRQZLOOEHVRPHZKDW
DSRUWLRQRIWKHGRXEOHILULQJZLWKZKLFKWKHHQJLQH OHVVH[DFWVRRSWLPXPIXHOFRQVXPSWLRQRUSROOXWDQW
LVVWDUWHGLVFXWRIIXQWLOWKHGLSLQVSHHGZKLFK HPLVVLRQOHYHOVZLOOQRWEHDFKLHYDEOH)XUWKHUPRUH
WKHQRFFXUVZKHQDSLVWRQLVQRWLQLJQLWLRQ7'& IRUHQJLQHSURWHFWLRQUHDVRQVWKHPD[LPXPWRUTXH
HQDEOHVLJQLWLRQ7'&WREHUHFRJQL]HG2QFH RIWKHHQJLQHLVOLPLWHGWRDERXWDKDOI7KHHQJLQH
LJQLWLRQ7'&LVUHFRJQL]HGWKHHQJLQHFRQWLQXHVWR PDQDJHPHQW 0&0 FRQWUROXQLW $ FDQDOVR
UXQLQXQFKDQJHGVWDWH1HYHUWKHOHVVWKH UHJXODWHWKHOLPSKRPHVSHHG
PD[LPXPWRUTXHRIWKHHQJLQHZLOOEHOLPLWHGWR
SURWHFWWKHHQJLQHIURPGDPDJH7KHHQJLQH
PDQDJHPHQW 0&0 FRQWUROXQLW $ FDQDOVR
UHJXODWHWKHOLPSKRPHVSHHG




This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

5HVSRQVHZKHQDWHPSHUDWXUHVHQVRUIDLOV WHPSHUDWXUHVHQVRU % WKHFKDUJHDLU


,IWKHYDOXHVIURPDWHPSHUDWXUHVHQVRUDUH WHPSHUDWXUHVHQVRULQWKHFKDUJHDLUKRXVLQJ
LPSODXVLEOHRULIDWHPSHUDWXUHVHQVRUKDVDQRSHQ % RUWKHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU
FLUFXLWRUDVKRUWFLUFXLWWKHHQJLQHPDQDJHPHQW < DUHLPSODXVLEOHRULIRQHRIWKHPVXIIHUVDQ
0&0 FRQWUROXQLW $ FRQWLQXHVWRRSHUDWHZLWK RSHQFLUFXLWRUDVKRUWFLUFXLWWKHHQJLQH
VXEVWLWXWHYDOXHV2ZQUHSODFHPHQWYDOXHVDUH PDQDJHPHQW 0&0 FRQWUROXQLW $ LQVWLJDWHVWKH
VWRUHGIRUHDFKWHPSHUDWXUHVHQVRUVLQFHWKH OLPSKRPHPRGHVSHHGDQGWKHHQJLQH
VPD[LPXP
PHDVXUHPHQWYDOXHVRIWKHLQGLYLGXDOWHPSHUDWXUH WRUTXHLVOLPLWHG
VHQVRUVFDQGHYLDWHIURPHDFKRWKHU,WLVQRW $
IHDVLEOHIRUWKHVHWREHVXLWDEOHIRUDOORSHUDWLQJ 7KHIDFWWKDWWKHOLPSKRPHVWUDWHJ\LVDOWHUDEOHE\
FRQGLWLRQVKRZHYHUZKLFKLVZK\DPLOGUHGXFWLRQ WKHPDQXIDFWXUHUPHDQVWKDWLWLVSRVVLEOHWKDWWKH
LQWKHPD[LPXPSRVVLEOHWRUTXHDYDLODEOHWDNHV HQJLQHVSHHGUHPDLQVXQFKDQJHGDQGRQO\WKH
SODFH PD[LPXPWRUTXHRIWKHHQJLQHLVOLPLWHG

5HVSRQVHZKHQDQH[KDXVWJDVUHFLUFXODWLRQ
(*5 FRPSRQHQWIDLOV
,IWKHYDOXHVRIWKHIUHVKDLUGLIIHUHQWLDOSUHVVXUH
VHQVRU % WKHFKDUJHDLUSUHVVXUHDQG

5HVSRQVHZKHQDWPRVSKHULFSUHVVXUHVHQVRU UXQQLQJ7KHUHDVRQZK\WKHHQJLQH
LQHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ PDQDJHPHQW 0&0 FRQWUROXQLW $ IDOOVEDFN
IDLOV RQYDOXHVLQDVXEVWLWXWHFKDUDFWHULVWLFZKLOHWKH
,IWKHDWPRVSKHULFSUHVVXUHVHQVRULQWKHHQJLQH HQJLQHLVUXQQLQJLVEHFDXVHWKHFKDUJH
PDQDJHPHQW 0&0 FRQWUROXQLW $ KDVD SUHVVXUHLQWKHFKDUJHDLUKRXVLQJFDQGLIIHU
PDOIXQFWLRQRUDIDXOWWKHQGHSHQGLQJRQWKH DFFRUGLQJWRWKHHQJLQHORDGLQJDQGFDQQRW
SDUWLFXODUVLWXDWLRQLWXVHVVXEVWLWXWHYDOXHV WKHUHIRUHEHXVHGDVWKHDWPRVSKHULFSUHVVXUH

,IWKHSUHVVXUHVHQVRULQWKHFKDUJHDLUSUHVVXUH ,IWKHSUHVVXUHVHQVRULQWKHFKDUJHDLUSUHVVXUH
DQGWHPSHUDWXUHVHQVRU % LVLQWDFWWKH DQGWHPSHUDWXUHVHQVRU % LVDOVR
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ GHIHFWLYHWKHHQJLQHPDQDJHPHQW 0&0
XVHVWKHDLUSUHVVXUHLQWKHFKDUJHDLUKRXVLQJ FRQWUROXQLW $ WKHQXVHVWKHYDOXHVRIWKH
GXULQJWKHVWDUWSURFHGXUHDQGWKHYDOXHVVWRUHG SUHYLRXVO\PHQWLRQHGVXEVWLWXWHFKDUDFWHULVWLF
LQDVXEVWLWXWHFKDUDFWHULVWLFZKHQWKHHQJLQHLV IRUDOORSHUDWLQJFRQGLWLRQV


5HVSRQVHZKHQHQJLQHPDQDJHPHQW 0&0
FRQWUROXQLW $ IDLOV
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
KDVRQO\RQHKRVW&38DQGQROLPSKRPHPRGH
&38,IWKHKRVW&38IDLOVWKHHQJLQHVWRSVDQG
FDQQRWEHVWDUWHGDQ\PRUH7KHGULYHFRQWURO &3&
FRQWUROXQLW $ KRZHYHULVFDSDEOHRIGLDJQRVLQJ
WKHIDLOXUHRIWKHHQJLQHPDQDJHPHQW 0&0
FRQWUROXQLW $ E\UHDGLQJRXWWKHIDXOWPHPRU\
VRWKDWGLDJQRVLVLVVWLOOSRVVLEOH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$
$:KLOHWKHHQJLQHFRQWURO 0&0 FRQWUROXQLWJRHV
LQWRHPHUJHQF\PRGHZKHQWKHUHLVDVHULRXV
EUHDNGRZQRURSHUDWHVZLWKUHSODFHPHQWYDOXHVIRU
OHVVVHULRXVIDLOXUHVLWDOVRVWRUHVHYHU\IDXOWZKLFK
DULVHVDQGLQIRUPVWKHGULYHUDERXWWKHPWKURXJKDQ
DSSURSULDWHGLVSOD\LQWKH,&,QDGGLWLRQWR
LQIRUPDWLRQDERXWWKHW\SHRIIDXOWDQGSRVVLEO\DOVR
DPHDVXUHPHQWYDOXHWKHHQJLQHFRQWURO 05 DOVR
VWRUHVLQIRUPDWLRQDERXWZKHWKHUWKHIDXOWLVFXUUHQW
RUMXVWWUDQVLHQWRURFFXUVVSRUDGLFDOO\7KHIDXOW
PHPRU\FDQDOVREHDXWRPDWLFDOO\GHOHWHGDJDLQRI
FRXUVHIRUOHVVVHULRXVIDXOWVLIWKHVWRUHGIDXOW
GRHVQRWRFFXUDJDLQZLWKLQWKHQH[WKRXUV
,QRUGHUWRDYRLGFRPLQJWRZURQJFRQFOXVLRQV
ZKHQWURXEOHVKRRWLQJSOHDVHREVHUYHWKDWFHUWDLQ
RSHUDWLQJFRQGLWLRQVFDQOHDGWROLPLWDWLRQRIWKH
PD[LPXPWRUTXHRIWKHHQJLQH)RUH[DPSOHD
UDGLDWRUFRQWDPLQDWHGZLWKGLUWDQGGXVWZLOOKDYHD
UHGXFHGFRROLQJRXWSXW7KHHQJLQHPDQDJHPHQW
0&0 FRQWUROXQLW $ GHWHUPLQHVDQLQFUHDVHLQ
FRRODQWWHPSHUDWXUHDQGOLPLWVWKHHQJLQH
V
PD[LPXPWRUTXHVRWKDWWKHFRRODQWWHPSHUDWXUH
OLPLWLVQRWH[FHHGHG



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 6WDUWLQJSURFHGXUHIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$ &HQWUDOJDWHZD\ % &KDUJHDLUSUHVVXUH < &\OLQGHUIXHO


FRQWUROXQLW &*: DQGWHPSHUDWXUH LQMHFWRU
VHQVRU
$ 'ULYHFRQWURO &3& % &KDUJHDLU < &\OLQGHUIXHO
FRQWUROXQLW WHPSHUDWXUHVHQVRU LQMHFWRU
LQFKDUJHDLUKRXVLQJ
$ (QJLQHPDQDJHPHQW % 5DLOSUHVVXUHVHQVRU < &\OLQGHUIXHO
FRQWUROXQLW 0&0 LQMHFWRU
$ 3DUDPHWHUL]DEOH % 2[\JHQVHQVRU < &\OLQGHUIXHO
VSHFLDOPRGXOH LQMHFWRU
360 FRQWUROXQLW
% &UDQNVKDIWSRVLWLRQ &$1 ,QWHULRU&$1 < &\OLQGHUIXHO
VHQVRU LQMHFWRU
% &DPVKDIWSRVLWLRQ &$1 )UDPH&$1 < ([KDXVWJDV
VHQVRU UHFLUFXODWLRQ
SRVLWLRQHU
% )XHOWHPSHUDWXUH &$1 'ULYHWUDLQ&$1 < 3UHVVXUHUHJXODWRU
VHQVRU YDOYH
% 2LOSUHVVXUHVZLWFK 0 6WDUWHU < 4XDQWLW\FRQWURO
YDOYH
% ([KDXVWFRRODQW 6 (OHFWURQLFLJQLWLRQ $ ,QSXWVLJQDOV
WHPSHUDWXUHVHQVRU ORFN (,6
% )UHVKDLUGLIIHUHQWLDO 6 (QJLQHVWDUWDQG % 2XWSXWVLJQDOV
SUHVVXUHVHQVRU HQJLQHVWRSEXWWRQ
% &KDUJHDLU < &\OLQGHUIXHO
WHPSHUDWXUHVHQVRU LQMHFWRU
LQFRPSUHVVRU
KRXVLQJ RQO\IRU
HQJLQH

*HQHUDO (OHFWURQLFLPPRELOL]HUGHDFWLYDWHGE\'$6DQG
7KHHQJLQHVWDUWSURFHGXUHLVLQLWLDWHGZKHQD VWDUWHQDEOHLVVXHGE\HOHFWURQLFLJQLWLRQORFN
FRUUHVSRQGLQJVWDUWUHTXHVWWKURXJKWKHGULYHWUDLQ (,6  6 LHWKHLQVHUWHGWUDQVPLWWHUNH\LV
&$1 &$1 LVSUHVHQWHJZKHQVWDUWLQJWKH DXWKRUL]HG
HQJLQHXVLQJWKHHOHFWURQLFLJQLWLRQORFN (,6  6 6WDUWHUORFNRXWFDQFHOHGLH
RUWKURXJKWKHSDUDPHWHUL]DEOHVSHFLDOPRGXOH 7UDQVPLVVLRQLQQHXWUDO RQO\IRUVWDUW
360 FRQWUROXQLW $ RUWKURXJKFRUUHVSRQGLQJ UHTXHVWXVLQJHQJLQHVWDUWDQGHQJLQHVWRS
RSHUDWLRQRIWKHHQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ EXWWRQ 6
6 
3RZHUWDNHRIIZKHUHSUHVHQWVZLWFKHGRII
3UHFRQGLWLRQV (QJLQHVWRSSHGRUHQJLQHVSHHGLVUSP
9ROWDJHVXSSO\ WHUPLQDODQGWHUPLQDO RQ
WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
LJQLWLRQVZLWFKHGRQ

)XQFWLRQ FRUUHVSRQGLQJPHVVDJHZLWKWKHVWDUWUHTXHVWWKH
,IDOOUHTXLUHPHQWVDUHPHWDQGLIWKHHQJLQHVWDUW HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
DQGHQJLQHVWRSEXWWRQ 6 LVSUHVVHGRUD DFWXDWHVWKHVWDUWHU
VVWDUWHUVROHQRLG 0 WKURXJK
FRUUHVSRQGLQJPHVVDJHZLWKWKHVWDUWUHTXHVWLV DVHULHVUHOD\7KHVWDUWHU 0 VHWVWKHHQJLQHLQ
UHFHLYHGRYHUWKHGULYHWUDLQ&$1 &$1 HJ PRWLRQDQGWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO
ZKHQWKHVWDUWVWRSEXWWRQRQWKHHOHFWURQLFLJQLWLRQ XQLW $ FKHFNVZKHWKHUWKHVWDUWHU 0 LVWXUQLQJ
ORFN (,6  6 LVSXVKHGWRWKHVWDUWSRVLWLRQ WKHHQJLQHDWWKHVSHFLILHGPLQLPXPVSHHG,WDOVR
6WDJH DQGKHOGWKHUHRUWKHSDUDPHWHUL]DEOH ZDLWVXQWLOLWFDQUHFRJQL]HIURPFUDQNVKDIWSRVLWLRQ
VSHFLDOPRGXOH 360 FRQWUROXQLW $ VHQGVD VHQVRUVLJQDOV % ZKHQF\OLQGHUVDQGDUH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

DWWRSGHDGFHQWHU 7'& 2QO\WKHQFDQWKH F\OLQGHULVUHFRJQL]HGZLWKWKHDLGRIWKHFDPVKDIW


DFWXDWLRQEHJLQIRUWKHIXHOLQMHFWRUVIRUF\OLQGHU SRVLWLRQVHQVRU % 
DQG <DQG< FDOFXODWHGZKLOHWDNLQJ
DFFRXQWRIWKHFXUUHQWRSHUDWLQJFRQGLWLRQRIWKH $
,IWKHFDPVKDIWSRVLWLRQVHQVRU % IDLOVWRUHWXUQ
HQJLQH$WWKHVDPHWLPHWKHHQJLQHPDQDJHPHQW DQ\SXOVHVWKHQLQHDFKFDVHDSRUWLRQRIWKH
0&0 FRQWUROXQLW $ GHWHUPLQHVWKHUHTXLUHG GRXEOHILULQJLVFXWRIIXQWLOWKHGLSLQVSHHGZKLFK
LQMHFWLRQTXDQWLW\IRUFRPEXVWLRQDQGLQLWLDWHVWKH WKHQRFFXUVZKHQDSLVWRQLVQRWLQLJQLWLRQ7'&
LQMHFWLRQRIWKLVDWWKHFRUUHFWSRLQWLQWLPHLQWRWKH HQDEOHVLJQLWLRQ7'&WREHUHFRJQL]HG2QFH
FRPEXVWLRQFKDPEHUVRIF\OLQGHUVDQGWKURXJK LJQLWLRQ7'&LVUHFRJQL]HGWKHHQJLQHFRQWLQXHVWR
DSSURSULDWHDFWXDWLRQRIWKHTXDQWLW\FRQWUROYDOYH UXQLQXQFKDQJHGVWDWH1HYHUWKHOHVVWKH
< WKHSUHVVXUHUHJXODWLQJYDOYH < DQG PD[LPXPWRUTXHRIWKHHQJLQHZLOOEHOLPLWHGWR
WKHIXHOLQMHFWRUVIRUF\OLQGHUDQG <DQG SURWHFWWKHHQJLQHIURPGDPDJH7KHHQJLQH
< 7KLVVRFDOOHGGRXEOHLJQLWLRQVHUYHVWR PDQDJHPHQW 0&0 FRQWUROXQLW $ FDQDOVR
DFFHOHUDWHWKHVWDUWLQJSURFHGXUH,WLVFRQWLQXHG UHJXODWHWKHOLPSKRPHVSHHG
DIWHUZDUGVIROORZF\OLQGHUVDQGDQGWKHQ
IXUWKHUZLWKDQGHWF XQWLOWKHLJQLWLRQ7'&RI

'HWHUPLQLQJWKHLQMHFWLRQTXDQWLW\ SURFHGXUHDUHWKHFXUUHQWHQJLQHVSHHGDVZHOODV
'HWHUPLQDWLRQRIWKHLQMHFWLRQYROXPHLQGHSHQGHQWO\ WKHJHRJUDSKLFDODOWLWXGHDWZKLFKWKHYHKLFOHRU
RIWKHDFFHOHUDWRUSHGDOSRVLWLRQLQRUGHUWRDFKLHYH HQJLQHLVORFDWHG
DVHFXUHHQJLQHVWDUWZLWKWKHORZHVWSRVVLEOH $
HPLVVLRQRISROOXWDQWV7KHLQMHFWLRQTXDQWLW\ 7KHUHLVDQDWPRVSKHULFSUHVVXUHVHQVRULQWKH
VHOHFWHGIRUWKHVWDUWLQJSURFHGXUHLVSULPDULO\ HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ RYHU
JHDUHGWRWKHFRRODQWWHPSHUDWXUHZKLFKLV ZKLFKWKHDLUSUHVVXUHRIWKHDPELHQWDLULV
GHWHUPLQHGE\WKHHQJLQHPDQDJHPHQW 0&0 GHWHUPLQHGIRUGHWHUPLQDWLRQRIWKHDOWLWXGHDQGWKH
FRQWUROXQLW $ YLDWKHH[KDXVWFRRODQW FXUUHQWDOWLWXGHRIWKHYHKLFOHRUHQJLQHFDQEH
WHPSHUDWXUHVHQVRU % )XUWKHULQIOXHQFLQJ GHGXFHG
IDFWRUVIRUWKHLQMHFWLRQTXDQWLW\GXULQJWKHVWDUWLQJ

7KHHQJLQHVWDUWVZLWKWKLVLQLWLDOSULPDULO\ 7KHSLQLRQLVSXOOHGEDFNRXWRIWKHULQJJHDURQWKH
WHPSHUDWXUHGHSHQGHQWVWDUWLQMHFWLRQTXDQWLW\,I IO\ZKHHOZKLOHVWDUWDFWXDWLRQRIWKHLQMHFWLRQ
WKHHQJLQHGRHVQRWVWDUWZLWKWKHVWDUWLQMHFWLRQ TXDQWLW\FKDQJHVRYHUWRWKHLGOHVSHHGFRQWURO
DPRXQWWKHQWKHLQMHFWLRQTXDQWLW\ZLOOEH 7KLVFKDQJHRYHULVNQRZQDVVWDUWHU
FRQWLQXRXVO\LQFUHDVHGXQWLOWKHHQJLQHVWDUWVRUWKH GLVHQJDJHPHQWZKLFKH[FOXVLYHO\UHVXOWVLQD
OLPLWYDOXHIRUWKHPD[VWDUWLQMHFWLRQTXDQWLW\LV FKDQJHRIWKHFDOFXODWLRQPHWKRG%HFDXVHWKHFROG
UHDFKHG7KLVLVWKHQPDLQWDLQHGXQWLOWKHVWDUWHU VWDUWDELOLW\RIGLHVHOHQJLQHVDWORZRXWVLGH
0 DFWXDWLRQLVLQWHUUXSWHGHLWKHUE\LWVHOIRUDIWHU WHPSHUDWXUHVLVUHVWULFWHGE\WKHHQJLQH
V
DVSHFLILFWLPHE\WKHHQJLQHPDQDJHPHQW 0&0 LQFUHDVLQJUHVLVWDQFHWRURWDWLRQORZHUFRPEXVWLRQ
FRQWUROXQLW $ WRSURWHFWWKHVWDUWHU 0 DJDLQVW FKDPEHUWHPSHUDWXUHVDQGXQIDYRUDEOHIXHO
PHFKDQLFDORUWKHUPDORYHUORDG VWDUWWLPHOLPLW ,I DWRPL]DWLRQFRQGLWLRQVXQGHUFHUWDLQFRQGLWLRQVD
WKHHQJLQHVWDUWVZKLOHWKHVWDUWVWRSEXWWRQRQWKH SLORWLQMHFWLRQLVFRQGXFWHG7KLVFRQWULEXWHV
HOHFWURQLFLJQLWLRQORFN (,6  6 RUWKHHQJLQHVWDUW VLJQLILFDQWO\WRVKRUWHUVWDUWLQJWLPHVWRIDVWHU
DQGHQJLQHVWRSEXWWRQ 6 DUHVWLOOEHLQJ VPRRWKHQJLQHRSHUDWLRQWRLPSURYHGWKURWWOH
SUHVVHGDQGLILWUHDFKHVDVSHFLILFVSHHGWKHQWKH UHVSRQVHWRORZHUZKLWHVPRNHHPLVVLRQWROHVV
DFWXDWLRQRIWKHVWDUWHU 0 LVLQWHUUXSWHG VWDUWHU SROOXWDQWHPLVVLRQVDQGORZHUQRLVHHPLVVLRQV
GXPSVSHHG 

*):0' 'HWHUPLQDWLRQRIHQJLQH 3DJH
VSHHGDQGFUDQNVKDIW
DQJOHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRI 3DJH
FRPSUHVVLRQVWURNHDW
F\OLQGHUIXQFWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 'HWHUPLQDWLRQRIFRRODQW 3DJH


WHPSHUDWXUHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIDLU 3DJH
PDVVIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIIXHO 3DJH
WHPSHUDWXUHIXQFWLRQ
*):0' )XHOV\VWHPIXQFWLRQ 3DJH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' ,GOHVSHHGFRQWUROIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$ 'ULYHFRQWURO % 5DLOSUHVVXUH < )DQFOXWFK


&3& FRQWURO VHQVRU VROHQRLGYDOYH
XQLW
$ (QJLQH % 2[\JHQVHQVRU <E )DQUSPVHQVRU
PDQDJHPHQW
FRQWUROXQLW
0&0
$ 3DUDPHWHUL]DEOH % )XHOSUHVVXUH < ([KDXVWJDV
VSHFLDOPRGXOH VHQVRU RXWOHW UHFLUFXODWLRQ
360 FRQWURO SRVLWLRQHU
XQLW
% &UDQNVKDIW % )XHOSUHVVXUH < $G%OXHKHDWHU
SRVLWLRQVHQVRU VHQVRU LQOHW FRRODQWVROHQRLG
YDOYH
% &DPVKDIW &$1 )UDPH&$1 < )XHOPHWHULQJ
SRVLWLRQVHQVRU YDOYH
% )XHOWHPSHUDWXUH &$1 'ULYHWUDLQ&$1 < )XHOVKXWRIIYDOYH
VHQVRU
% 2LOSUHVVXUH < &\OLQGHUIXHO < 3UHVVXUH
VZLWFK LQMHFWRU UHJXODWRUYDOYH
% ([KDXVWFRRODQW < &\OLQGHUIXHO < &DPVKDIW
WHPSHUDWXUH LQMHFWRU SRVLWLRQHU
VHQVRU VROHQRLG
% )UHVKDLU < &\OLQGHUIXHO < 4XDQWLW\FRQWURO
GLIIHUHQWLDO LQMHFWRU YDOYH
SUHVVXUHVHQVRU
% &KDUJHDLU < &\OLQGHUIXHO $ ,QSXWVLJQDOV
WHPSHUDWXUH LQMHFWRU
VHQVRULQ
FRPSUHVVRU
KRXVLQJ RQO\IRU
HQJLQH
% &KDUJHDLU < &\OLQGHUIXHO % 2XWSXWVLJQDOV
SUHVVXUHDQG LQMHFWRU
WHPSHUDWXUH
VHQVRU
% &KDUJHDLU < &\OLQGHUIXHO
WHPSHUDWXUH LQMHFWRU
VHQVRULQFKDUJH
DLUKRXVLQJ

$
7KHLGOHVSHHGLVSDUDPHWHUL]HGLQWKHHQJLQH
PDQDJHPHQW 0&0 FRQWUROXQLW $ 7KHGULYH
FRQWURO &3& FRQWUROXQLW $ FDQKRZHYHUVHQG
LWVRZQUHTXHVWYLDWKHGULYHWUDLQ&$1 &$1 IRU
H[DPSOHLIWKHLGOHVSHHGVKRXOGEHKLJKHULQRUGHU
WRRSHUDWHDQFLOODU\DVVHPEOLHVDWWKHLUZRUNLQJ
VSHHG7KHKLJKHUURWDWLRQDOVSHHGLVEDVLFDOO\
DOZD\VUHJXODWHG,QRWKHUZRUGVLIWKHLGOHVSHHG
UHTXLUHGE\WKHGULYHFRQWURO &3& FRQWUROXQLW $
LVKLJKHUWKDQWKHLGOHVSHHGSDUDPHWHUL]HGLQWKH
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ WKHQ
WKHVSHHGUHTXLUHGE\WKHGULYHFRQWURO &3&
FRQWUROXQLW $ LVUHJXODWHGDQGYLFHYHUVD



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV


7KHLGOHVSHHGLVUHJXODWHGLPPHGLDWHO\DIWHUWKH UXQQLQJ7KHLQMHFWLRQTXDQWLW\LVFRQVWDQWO\
VWDUWLQJSURFHGXUHRULIWKHGULYHFRQWURO &3& DGMXVWHGWRWKHRSHUDWLQJFRQGLWLRQRIWKHHQJLQH
FRQWUROXQLW $ UHFRJQL]HVWKDWWKHDFFHOHUDWRU GXULQJWKHZKROHLGOLQJRSHUDWLRQHJLIWKHORDG
SHGDOLVQRWEHLQJDFWXDWHG$$<<:KLOH FRQGLWLRQRIWKHHQJLQHFKDQJHVRUDKLJKHUIXHO
WDNLQJDFFRXQWRIWKHLGOHVSHHGVSHFLILFDWLRQIURP UHTXLUHPHQWH[LVWV GXHWRDORZRXWVLGH
WKHGULYHFRQWURO &3& FRQWUROXQLW DQGWKH WHPSHUDWXUH 
FXUUHQWRSHUDWLQJFRQGLWLRQRIWKHHQJLQHWKH 7RFDOFXODWHWKHLQMHFWLRQTXDQWLW\WKHHQJLQH
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW PDQDJHPHQW 0&0 FRQWUROXQLW $ PDLQO\WDNHV
FDOFXODWHVWKHRSWLPDOVWDUWRIDFWXDWLRQIRUWKHIXHO DFFRXQWRIWKHIROORZLQJLQSXWIDFWRUV
LQMHFWRUVDVZHOODVWKHRSWLPXPDFWXDWLRQSHULRG
LQMHFWLRQTXDQWLW\ ZKLOHDOVRHQVXULQJWKDWWKHIXHO (QJLQHVSHHG
LVLQMHFWHGDWWKHFRUUHFWSRLQWLQWLPHDQGLQWKH &RRODQWWHPSHUDWXUH
FRUUHFWTXDQWLWLHVLQWRWKHUHVSHFWLYHFRPEXVWLRQ
)XHOWHPSHUDWXUH
FKDPEHUWKURXJKDSSURSULDWHDFWXDWLRQRIWKHIXHO
LQMHFWRUVIRUF\OLQGHUWR WR 7KURXJK /RDGUHTXHVW VSHFLILHGWRUTXH
DSSURSULDWHDFWXDWLRQRIWKHTXDQWLW\FRQWUROYDOYH 6PRNHOLPLWDWLRQVPRRWKUXQQLQJFRQWURODQG
< RQHHQVXUHVWKDWDQDGHTXDWHDPRXQWRI DOWLWXGHFRUUHFWLRQLQWKHHQJLQHPDQDJHPHQW
IXHOLVDYDLODEOHDWWKHIXHOV\VWHPKLJKSUHVVXUH 0&0 FRQWUROXQLW $ FDQDOVRLQIOXHQFHWKH
SXPS7KHSUHVVXUHUHJXODWLQJYDOYH < LV LQMHFWLRQTXDQWLW\ SHULRGRIDFWXDWLRQ DVZHOODVWKH
DFWXDWHGLQVXFKDZD\WKDWWKHSUHVVXUHLQWKHUDLO VWDUWRIDFWXDWLRQIRUWKHIXHOLQMHFWRUV
LVDERXWEDU7KLVHQVXUHVVPRRWKHQJLQH

6PRNHOLPLW ([KDXVWJDVUHFLUFXODWLRQ (*5
7KHIXHOTXDQWLW\LVOLPLWHGYLDWKHVPRNHOLPLWDWLRQ ,QRUGHUWRUHGXFHQLWURXVR[LGHHPLVVLRQVWKH
FKDUDFWHULVWLFVVRWKDWYLUWXDOO\QRRXWSXWRIVPRNH H[KDXVWJDVUHFLUFXODWLRQ $*5 LVDFWLYHIRUD
RFFXUV FHUWDLQSHULRGRIWLPHGXULQJLGOLQJPRGH WKH$*5
LVVZLWFKHGRIIIRUORQJHUSHULRGVLQLGOLQJPRGHVR
6PRRWKUXQQLQJFRQWURO WKDWWKHH[KDXVWJDVUHFLUFXODWLRQFRROHULVQRW
7KHVPRRWKUXQQLQJFRQWUROFRPSHQVDWHVIRUDOORI VRRWHGXS 
WKHGLIIHUHQFHVLQLQMHFWLRQTXDQWLW\LQWKHGLIIHUHQW ,QWKHFDVHRIWKHH[KDXVWJDVUHFLUFXODWLRQ $*5 
IXHOLQMHFWRUV'HYHORSPHQWRIWRUTXHRQWKHYDULRXV WKHVXFWLRQHGRXWRUVXSHUFKDUJHGIUHVKDLULV
F\OLQGHUVFDQGLIIHUGXHWRWROHUDQFHVDQGZHDURQ PL[HGZLWKH[KDXVWJDV7KLVOHDGVWRWKHVLWXDWLRQ
WKHLQGLYLGXDOIXHOLQMHFWRUV7KLVOHDGVWRLUUHJXODU ZKHUHWKHR[\JHQFRQWHQWRIWKHVXFWLRQHGRXWRU
UXQQLQJRIWKHHQJLQHWKDWLVWKHURWDWLRQDOVSHHGRI VXSHUFKDUJHGDLUGURSVDQGLWVVSHFLILFKHDW
WKHFUDQNVKDIWLVVOLJKWO\IDVWHUDQGVORZHU2QH LQFUHDVHV2QHFDQWKHUHIRUHDFKLHYHDORZHU
SDUWLFXODUO\IHHOVWKLVZKHQLGOLQJ7KHVPRRWK FRPEXVWLRQWHPSHUDWXUHDQGWKXVUHGXFHGRXWSXWRI
UXQQLQJFRQWUROFDQUHVSRQGWRURXJKUXQQLQJ QLWURJHQR[LGHV 12[ ZKRVHSURSRUWLRQLQFUHDVHV
EHFDXVHLWDFWXDWHVHYHU\LQMHFWLRQQR]]OH ZLWKLQFUHDVLQJFRPEXVWLRQWHPSHUDWXUHV7KH
LQGLYLGXDOO\,WEDODQFHVRXWWKHURWDWLRQDOVSHHG DPRXQWRIH[KDXVWJDVHVSURGXFHGLVDOVRUHGXFHG
IOXFWXDWLRQVWKURXJKVOLJKWO\GLIIHUHQWLQMHFWLRQ
TXDQWLWLHVIRUWKHLQGLYLGXDOF\OLQGHUXQWLODOO )DQFRQWURO
F\OLQGHUVGHYHORSWKHVDPHWRUTXH 'XULQJWKHZKROHRSHUDWLRQRIWKHHQJLQHWKDWLV
DOVRLQWKHLGOHSKDVHWKHIDQVSHHGLVFRQWUROOHG
$OWLWXGHFRUUHFWLRQ
GHSHQGHQWRQWKHFRRODQWWHPSHUDWXUH7KHIDQ
7KHDOWLWXGHFRUUHFWLRQLVSULPDULO\GHVLJQHGVRWKDW VSHHGLVGHWHUPLQHGIURPWKHLQSXWVLJQDOV $ RI
WKHOLPLWVHVWDEOLVKHGIRUWKHDLUIXHOUDWLR ODPEGD WKHIDQUSPVHQVRU <E &RQWUROWDNHVSODFH
DUHQRWH[FHHGHGRUJRQHEHORZ7RGRWKLVWKH WKURXJKDSSURSULDWHDFWXDWLRQRIWKHIDQFOXWFK
H[KDXVWJDVUHFLUFXODWLRQUDWH $*5UDWH WKH VROHQRLGYDOYH < 
DFWXDWLRQEHJLQDVZHOODVWKHDFWXDWLRQSHULRG
LQMHFWLRQTXDQWLW\ IRUIXHOLQMHFWRUVIRUF\OLQGHUWR
 <WR< DUHDGDSWHG


,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

([KDXVWDIWHUWUHDWPHQW 'LHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&


7KH($76LVDFWLYHLPPHGLDWHO\DIWHUWKHHQJLQH 'LHVHOSDUWLFXODWHILOWHU '3)
VWDUWGXULQJWKHZKROHRSHUDWLRQRIWKHHQJLQH,W
HQVXUHVWKDWWKHHPLVVLRQVLQWKHH[KDXVWDUH &DPVKDIWDGMXVWPHQW
UHGXFHGGRZQWRWKHOLPLWVHVWDEOLVKHGIRUWKH 7KURXJKVKLIWLQJWKHWLPLQJRIWKHH[KDXVWFDPVKDIW
UHVSHFWLYHHPLVVLRQVVWDQGDUG7KXVGLIIHUHQW IRUORZHQJLQHUSPRQHFDQHQVXUHWKDWWKH
PHDVXUHVDUHWDNHQDFFRUGLQJWRWKHHPLVVLRQV WHPSHUDWXUHRIWKHH[KDXVWLVLQFUHDVHGZKLFK
VWDQGDUG)RUWKHHQJLQHYHUVLRQ(8529,H[KDXVW LPSURYHVUHJHQHUDWLRQRIWKHGLHVHOSDUWLFXODWHILOWHU
DIWHUWUHDWPHQWWDNHVSODFHIRUH[DPSOHWKURXJK
6HOHFWLYH&DWDO\WLF5HGXFWLRQ 6&5 ZLWKDQ
DPPRQLDORFNLQJ&$7

*):0' &DPVKDIWDGMXVWPHQW 3DJH
IXQFWLRQ
*):0' 'HWHUPLQDWLRQRIHQJLQH 3DJH
VSHHGDQGFUDQNVKDIW
DQJOHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRI 3DJH
FRPSUHVVLRQVWURNHDW
F\OLQGHUIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIFRRODQW 3DJH
WHPSHUDWXUHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIDLU 3DJH
PDVVIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIIXHO 3DJH
WHPSHUDWXUHIXQFWLRQ
*):+ )XQFWLRQRIWKHVSHFLILHG 3DJH
HQJLQHWRUTXHFDOFXODWLRQ
*):0' ([KDXVWJDVUHFLUFXODWLRQ 3DJH
IXQFWLRQ
*):0' ([KDXVWDIWHUWUHDWPHQW 0=9HKLFOHVZLWKFRGH 3DJH
IXQFWLRQ (QJLQHYHUVLRQ(XUR9,
*):0' )XHOV\VWHPIXQFWLRQ 3DJH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' :RUNLQJVSHHGFRQWUROIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$ &HQWUDOJDWHZD\ % &KDUJHDLU < &\OLQGHUIXHO


FRQWUROXQLW SUHVVXUHDQG LQMHFWRU
&*: WHPSHUDWXUH
VHQVRU
$ 'ULYHFRQWURO % &KDUJHDLU < &\OLQGHUIXHO
&3& FRQWURO WHPSHUDWXUH LQMHFWRU
XQLW VHQVRULQFKDUJH
DLUKRXVLQJ
$ (QJLQH % 5DLOSUHVVXUH < &\OLQGHUIXHO
PDQDJHPHQW VHQVRU LQMHFWRU
FRQWUROXQLW
0&0
$ &DEVLJQDO % 2[\JHQVHQVRU < &\OLQGHUIXHO
DFTXLVLWLRQDQG LQMHFWRU
DFWXDWLRQPRGXOH
FRQWUROXQLW
6&$
$ 3DUDPHWHUL]DEOH % )XHOSUHVVXUH < )DQFOXWFK
VSHFLDOPRGXOH VHQVRU RXWOHW VROHQRLGYDOYH
360 FRQWURO
XQLW
$ 0RGXODUVZLWFK % )XHOSUHVVXUH <E )DQUSPVHQVRU
SDQHO 06) VHQVRU LQOHW
FRQWUROXQLW
$ ,QVWUXPHQWSDQHO &$1 ,QWHULRU&$1 < ([KDXVWJDV
VZLWFKPRGXOH UHFLUFXODWLRQ
SRVLWLRQHU
% $FFHOHUDWRUSHGDO &$1 )UDPH&$1 < $G%OXHKHDWHU
VHQVRU FRRODQWVROHQRLG
YDOYH
% &UDQNVKDIW &$1 'ULYHWUDLQ&$1 < )XHOPHWHULQJ
SRVLWLRQVHQVRU YDOYH
% &DPVKDIW /,1 %XWWRQJURXS/,1 < )XHOVKXWRIIYDOYH
SRVLWLRQVHQVRU
% )XHOWHPSHUDWXUH 6 /HIWPXOWLIXQFWLRQ < 3UHVVXUH
VHQVRU VWHHULQJZKHHO UHJXODWRUYDOYH
EXWWRQJURXS
% 2LOSUHVVXUH 6 5LJKW < &DPVKDIW
VZLWFK PXOWLIXQFWLRQ SRVLWLRQHU
VWHHULQJZKHHO VROHQRLG
EXWWRQJURXS
% ([KDXVWFRRODQW 6 ,GOHVSHHGVZLWFK < 4XDQWLW\FRQWURO
WHPSHUDWXUH YDOYH
VHQVRU
% )UHVKDLU < &\OLQGHUIXHO $ ,QSXWVLJQDOV
GLIIHUHQWLDO LQMHFWRU
SUHVVXUHVHQVRU
% &KDUJHDLU < &\OLQGHUIXHO % 2XWSXWVLJQDOV
WHPSHUDWXUH LQMHFWRU
VHQVRULQ
FRPSUHVVRU
KRXVLQJ RQO\IRU
HQJLQH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*HQHUDO ERG\DQGWUDLOHU&$1,62 DQGIRUYHKLFOHV


7KHHOHFWURQLFZRUNLQJVSHHGFRQWUROWDNHVSODFHDV ZLWKFRGH 360ERG\&$1,62LQVWHDGRI
VRRQDVDSRZHUWDNHRIILVVZLWFKHGLQ7RGRWKLV  RQO\WKHSDUDPHWHUVLQWKHSDUDPHWHUL]DEOH
XSWRWKUHHSRZHUWDNHRIIVFDQEHSDUDPHWHUL]HG VSHFLDOPRGXOH 360 FRQWUROXQLW $ DUHWDNHQ
GLIIHUHQWO\DFFRUGLQJWRWKHYHKLFOHHTXLSPHQW7KLV LQWRDFFRXQWLQGHSHQGHQWO\RIZKLFKSDUDPHWHUV
PHDQVWKDWIRUHYHU\SRZHUWDNHRIIGLIIHUHQFH DUHVHWLQWKH6&$ 6&$ FRQWUROXQLW $ 
FRQWUROVSHFLILFDWLRQVFDQEHHVWDEOLVKHGDFFRUGLQJ $<<8SRQUHFHLSWRIWKHDSSURSULDWH
WRWKHDUHDRIXVHRIWKHYHKLFOHDQGDFFRUGLQJWR LQIRUPDWLRQDQGZKLOHWDNLQJDFFRXQWRIWKHFXUUHQW
KRZWKHSDUDPHWHUVIRUWKHSRZHUWDNHRIIIXQFWLRQV RSHUDWLQJFRQGLWLRQRIWKHHQJLQHWKH
DUHVHWLQWKH6&$ 6&$ FRQWUROXQLW $ RULQWKH SDUDPHWHUL]DEOHVSHFLDOPRGXOH 360 FRQWUROXQLW
SDUDPHWHUL]DEOHVSHFLDOPRGXOH 360 FRQWUROXQLW FRPSXWHVWKHQRZUHTXLUHGDFWXDWLRQEHJLQRIWKH
$ $ORQJZLWKDUDQJHRIRWKHUSDUDPHWHUVLWLV IXHOLQMHFWRUVDVZHOODVWKHQHFHVVDU\SHULRGRI
SRVVLEOHIRUH[DPSOHWRVHWWKHHQWU\UHTXLUHPHQWV DFWXDWLRQ LQMHFWLRQTXDQWLW\ DQGHQVXUHVWKDWWKH
VXFKDVSDUNLQJEUDNHWLJKWHQHGRUWUDQVPLVVLRQ IXHOLVLQMHFWHGDWWKHFRUUHFWSRLQWLQWLPHDQGLQWKH
LQQHXWUDORUWKHHQJLQHVSHHGUDQJH PLQHQJLQH FRUUHFWTXDQWLWLHVLQWRWKHUHVSHFWLYHFRPEXVWLRQ
VSHHGPD[HQJLQHVSHHG DVZHOODVDWRUTXH FKDPEHUWKURXJKDSSURSULDWHDFWXDWLRQRIWKH
OLPLWDWLRQ,WLVIXUWKHUPRUHSRVVLEOHWRVHWWKH TXDQWLW\FRQWUROYDOYH DQGWKHIXHOLQMHFWRUVIRU
ZRUNLQJVSHHGGXULQJRSHUDWLRQRIDSRZHUWDNHRII F\OLQGHUVWR WR 7KURXJKDSSURSULDWH
RYHUWKHDFFHOHUDWRUSHGDORUWKHNH\VRQWKH DFWXDWLRQRIWKHTXDQWLW\FRQWUROYDOYH < RQH
PXOWLIXQFWLRQVWHHULQJZKHHOLQGLYLGXDOO\WRD HQVXUHVWKDWDQDGHTXDWHDPRXQWRIIXHOLV
URWDWLRQDOVSHHGEHWZHHQUSPDQGUSPRU DYDLODEOHDWWKHIXHOV\VWHPKLJKSUHVVXUHSXPS
WRUDLVHLWRYHUWKHLGOHVSHHGVZLWFK 6 WRD 7KHSUHVVXUHUHJXODWLQJYDOYH < LVDFWXDWHGLQ
SDUDPHWHUL]DEOHYDOXH VXFKDZD\WKDWWKHSUHVVXUHLQWKHUDLOLVDERXW
EDU7KLVHQVXUHVVPRRWKHQJLQHUXQQLQJ
$
7KHZRUNLQJVSHHGLVRQO\UHJXODWHGLIWKH 7KHLQMHFWLRQTXDQWLW\LVFRQVWDQWO\DGMXVWHGGXULQJ
DSSURSULDWHSRZHUWDNHRIILVIXOO\HQJDJHG RSHUDWLRQRIWKHSRZHUWDNHRIIHJLIWKHORDG
FRQGLWLRQRIWKHHQJLQHFKDQJHVRUDKLJKHUIXHO
&RQWURORIWKHZRUNLQJVSHHG UHTXLUHPHQWH[LVWV GXHWRDORZRXWVLGH
8SRQVZLWFKLQJRQRIDSRZHUWDNHRIILWV WHPSHUDWXUH 7RFDOFXODWHWKHLQMHFWLRQTXDQWLW\
SDUDPHWHUVIRUZRUNLQJVSHHGFRQWURODUH WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
WUDQVPLWWHGE\WKH6&$ 6&$ FRQWUROXQLW $ DQG PDLQO\WDNHVDFFRXQWRIWKHIROORZLQJLQSXWIDFWRUV
WKHSDUDPHWHUL]DEOHVSHFLDOPRGXOH 360 FRQWURO (QJLQHVSHHG
XQLW $ YLDWKH&$1GDWDEXVV\VWHPWRWKHGULYH
FRQWURO &3& FRQWUROXQLW $ 7KHGULYHFRQWURO &RRODQWWHPSHUDWXUH
&3& FRQWUROXQLW $ SDVVHVRQWKHSDUDPHWHU )XHOWHPSHUDWXUH
YLDWKHGULYHWUDLQ&$1 &$1 WRWKHHQJLQH /RDGUHTXHVW VSHFLILHGWRUTXH
PDQDJHPHQW 0&0 FRQWUROXQLW $ ZKHUHE\LW
LQLWLDOO\WDNHVDFFRXQWRIWKHSDUDPHWHUVVHWLQWKH 6PRNHOLPLWDWLRQVPRRWKUXQQLQJFRQWURODQG
SDUDPHWHUL]DEOHVSHFLDOPRGXOH 360 FRQWUROXQLW DOWLWXGHFRUUHFWLRQLQWKHHQJLQHPDQDJHPHQW
$ VLQFHWKHVHDUHVXSHULPSRVHGRYHUWKH 0&0 FRQWUROXQLW $ FDQDOVRLQIOXHQFHWKH
SDUDPHWHUVVHWLQWKH6&$ 6&$ FRQWUROXQLW $  LQMHFWLRQTXDQWLW\ SHULRGRIDFWXDWLRQ DVZHOODVWKH
(<(=7KLVPHDQVIRUYHKLFOHVZLWKFRGH 360 VWDUWRIDFWXDWLRQIRUWKHIXHOLQMHFWRUV


6PRNHOLPLW WKHFUDQNVKDIWLVVOLJKWO\IDVWHUDQGVORZHU2QH
7KHIXHOTXDQWLW\LVOLPLWHGYLDWKHVPRNHOLPLWDWLRQ SDUWLFXODUO\IHHOVWKLVZKHQLGOLQJ7KHVPRRWK
FKDUDFWHULVWLFVVRWKDWYLUWXDOO\QRRXWSXWRIVPRNH UXQQLQJFRQWUROFDQUHVSRQGWRURXJKUXQQLQJ
RFFXUV EHFDXVHLWDFWXDWHVHYHU\LQMHFWLRQQR]]OH
LQGLYLGXDOO\,WEDODQFHVRXWWKHURWDWLRQDOVSHHG
6PRRWKUXQQLQJFRQWURO IOXFWXDWLRQVWKURXJKVOLJKWO\GLIIHUHQWLQMHFWLRQ
TXDQWLWLHVIRUWKHLQGLYLGXDOF\OLQGHUXQWLODOO
7KHVPRRWKUXQQLQJFRQWUROFRPSHQVDWHVIRUDOORI
F\OLQGHUVGHYHORSWKHVDPHWRUTXH
WKHGLIIHUHQFHVLQLQMHFWLRQTXDQWLW\LQWKHLQGLYLGXDO
IXHOLQMHFWRUV'HYHORSPHQWRIWRUTXHRQWKHYDULRXV $OWLWXGHFRUUHFWLRQ
F\OLQGHUVFDQGLIIHUGXHWRWROHUDQFHVDQGZHDURQ
WKHLQGLYLGXDOIXHOLQMHFWRUV7KLVOHDGVWRLUUHJXODU 7KHDOWLWXGHFRUUHFWLRQLVSULPDULO\GHVLJQHGVRWKDW
UXQQLQJRIWKHHQJLQHWKDWLVWKHURWDWLRQDOVSHHGRI WKHOLPLWVHVWDEOLVKHGIRUWKHDLUIXHOUDWLR ODPEGD
DUHQRWH[FHHGHGRUJRQHEHORZ7RGRWKLVWKH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

H[KDXVWJDVUHFLUFXODWLRQUDWH $*5UDWH WKH VXSHUFKDUJHGDLUGURSVDQGLWVVSHFLILFKHDW


DFWXDWLRQEHJLQDVZHOODVWKHDFWXDWLRQSHULRG LQFUHDVHV2QHFDQWKHUHIRUHDFKLHYHDORZHU
LQMHFWLRQTXDQWLW\ IRUIXHOLQMHFWRUVIRUF\OLQGHUWR FRPEXVWLRQWHPSHUDWXUHDQGWKXVUHGXFHGRXWSXWRI
 <WR< DUHDGDSWHG QLWURJHQR[LGHV 12[ ZKRVHSURSRUWLRQLQFUHDVHV
ZLWKLQFUHDVLQJFRPEXVWLRQWHPSHUDWXUHV7KH
([KDXVWJDVUHFLUFXODWLRQ (*5 DPRXQWRIH[KDXVWJDVHVSURGXFHGLVDOVRUHGXFHG
,QRUGHUWRUHGXFHQLWURXVR[LGHHPLVVLRQVWKH
H[KDXVWJDVUHFLUFXODWLRQ $*5 LVDFWLYHIRUD )DQFRQWURO
FHUWDLQSHULRGRIWLPHGXULQJLGOLQJPRGH WKH$*5 'XULQJWKHZKROHRSHUDWLRQRIWKHHQJLQHWKDWLV
LVVZLWFKHGRIIIRUORQJHUSHULRGVRIRSHUDWLRQVR DOVRZKHQRSHUDWLQJSRZHUWDNHRIIVWKHIDQVSHHG
WKDWWKHH[KDXVWJDVUHFLUFXODWLRQFRROHULVQRW LVFRQWUROOHGGHSHQGHQWRQWKHFRRODQWWHPSHUDWXUH
VRRWHGXS  7KHIDQVSHHGLVGHWHUPLQHGIURPWKHLQSXWVLJQDOV
,QWKHFDVHRIWKHH[KDXVWJDVUHFLUFXODWLRQ $*5  $ RIWKHIDQUSPVHQVRU <E &RQWUROWDNHV
WKHVXFWLRQHGRXWRUVXSHUFKDUJHGIUHVKDLULV SODFHWKURXJKDSSURSULDWHDFWXDWLRQRIWKHIDQ
PL[HGZLWKH[KDXVWJDV7KLVOHDGVWRWKHVLWXDWLRQ FOXWFKVROHQRLGYDOYH < 
ZKHUHWKHR[\JHQFRQWHQWRIWKHVXFWLRQHGRXWRU

([KDXVWDIWHUWUHDWPHQW 'LHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&
7KH($76LVDFWLYHLPPHGLDWHO\DIWHUWKHHQJLQH 'LHVHOSDUWLFXODWHILOWHU '3)
VWDUWGXULQJWKHZKROHRSHUDWLRQRIWKHHQJLQH,W
HQVXUHVWKDWWKHHPLVVLRQVLQWKHH[KDXVWDUH &DPVKDIWDGMXVWPHQW
UHGXFHGGRZQWRWKHOLPLWVHVWDEOLVKHGIRUWKH 7KURXJKVKLIWLQJWKHWLPLQJRIWKHH[KDXVWFDPVKDIW
UHVSHFWLYHHPLVVLRQVVWDQGDUG7KXVGLIIHUHQW IRUORZHQJLQHUSPRQHFDQHQVXUHWKDWWKH
PHDVXUHVDUHWDNHQDFFRUGLQJWRWKHHPLVVLRQV WHPSHUDWXUHRIWKHH[KDXVWLVLQFUHDVHGZKLFK
VWDQGDUG)RUWKHHQJLQHYHUVLRQ(8529,H[KDXVW LPSURYHVUHJHQHUDWLRQRIWKHGLHVHOSDUWLFXODWHILOWHU
DIWHUWUHDWPHQWWDNHVSODFHIRUH[DPSOHWKURXJK
6HOHFWLYH&DWDO\WLF5HGXFWLRQ 6&5 ZLWKDQ
DPPRQLDORFNLQJ&$7

&KDQJLQJWKHZRUNLQJVSHHG XQLW $ DFFRUGLQJWRWKHYHKLFOHHTXLSPHQW
&KDQJLQJWKHZRUNLQJVSHHGLWLVSRVVLEOH DVZHOODVWKHFXUUHQWDFWXDOURWDWLRQDOVSHHG
GHSHQGHQWRQWKHYHKLFOHHTXLSPHQWDQG 7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW
SDUDPHWHUL]DWLRQRIWKHSRZHUWDNHRIIIXQFWLRQVWR $ LQFUHDVHVWKHZRUNLQJVSHHGWKURXJK
VHWWKHZRUNLQJVSHHGGXULQJRSHUDWLRQRIDSRZHU DSSURSULDWHDFWXDWLRQRIWKHLQMHFWLRQTXDQWLW\WR
WDNHRIIRYHUWKHDFFHOHUDWRUSHGDORUWKHNH\VRQ WKHGHVLUHGYDOXHDQGKROGVWKLVFRQVWDQW
WKHPXOWLIXQFWLRQVWHHULQJZKHHOLQGLYLGXDOO\WRD  &KDQJLQJWKHZRUNLQJVSHHGRYHUWKH
URWDWLRQDOVSHHGEHWZHHQUSPDQGUSPRU PXOWLIXQFWLRQDOVWHHULQJZKHHO
WRUDLVHLWRYHUWKHLGOHVSHHGVZLWFK 6 WRD 7KHZRUNLQJVSHHGFDQEHDOWHUHGVWHSE\VWHS
SDUDPHWHUL]DEOHYDOXHLQDVIDUDVWKHPD[ZRUNLQJ LQVWHSVRIZLWKWKHDLGRIEXWWRQVRQWKH
VSHHGLVQRWH[FHHGHGDQGWKHPLQZRUNLQJVSHHG PXOWLIXQFWLRQVWHHULQJZKHHO7KHEXWWRQVRQWKH
LVDOZD\VUHDFKHG PXOWLIXQFWLRQVWHHULQJZKHHODUHFRQQHFWHGYLD
 &KDQJLQJWKHZRUNLQJVSHHGXVLQJWKH WKHEXWWRQJURXS/,1 /,1 ZLWKWKHPRGXODU
DFFHOHUDWRUSHGDO VZLWFKSDQHO 06) FRQWUROXQLW $ ZKLFK
,IWKHDFFHOHUDWRUSHGDOLVDFWXDWHGDQGWKXVWKH WUDQVPLWVWKHHQWULHVYLDWKHLQWHULRU&$1 &$1
SRVLWLRQRIWKHDFFHOHUDWRUSHGDOVHQVRU %  WRWKHFHQWUDOJDWHZD\ &*: FRQWUROXQLW
DOWHUVWKHQWKHGULYHFRQWURO &3& FRQWUROXQLW $ ZKLFKLQWXUQSDVVHVWKLVRQYLDWKHIUDPH
$ DOWHUVWKHFRQWUROVSHFLILFDWLRQIRUWKH &$1 &$1 WRWKHGULYHFRQWURO &3& FRQWURO
ZRUNLQJVSHHGDQGWUDQVPLWVWKLVYLDWKHGULYH XQLW $ 7KHGULYHFRQWURO &3& FRQWUROXQLW
WUDLQ&$1 &$1 WRWKHHQJLQHPDQDJHPHQW $ FRPSDUHVWKHGHVLUHGZRUNLQJVSHHGZLWK
0&0 FRQWUROXQLW $ ,WWDNHVDFFRXQWDWWKH WKHFXUUHQWRQHWKHPD[SHUPLVVLEOHDVZHOODV
VDPHWLPHRIWKHSDUDPHWHUVSUHVFULEHGE\WKH WKHPLQSHUPLVVLEOHZRUNLQJVSHHG LIWKHVH
6&$ 6&$ FRQWUROXQLW $ RUE\WKH ZHUHSDUDPHWHUL]HG DGDSWVWKHFRQWURO
SDUDPHWHUL]DEOHVSHFLDOPRGXOH 360 FRQWURO VSHFLILFDWLRQDQGWUDQVPLWVWKLVWRWKHHQJLQH
PDQDJHPHQW 0&0 FRQWUROXQLW $ 7KH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ VZLWFK 6 7KLVDOORZVRQHWRVZLWFKLQWKH


DOWHUVWKHZRUNLQJVSHHGWKURXJKDSSURSULDWH FRQVWDQWHQJLQHVSHHGIDFLOLW\ZKLFKPHDQVWKDW
DFWXDWLRQRIWKHLQMHFWLRQTXDQWLW\WRWKHGHVLUHG WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
YDOXHDQGKROGVWKLVFRQVWDQW VHWVDVLQJOHHQJLQHVSHHGZKLFKKDVEHHQ
 &KDQJLQJWKHZRUNLQJVSHHGZLWKWKHLGOH SDUDPHWHUL]HGDQGPDLQWDLQVWKLVFRQVWDQWTXLWH
LQGHSHQGHQWO\RIWKHORDGLQJFRQGLWLRQV
VSHHGVZLWFK 6
2QHVSHFLDOWDVNLQFRQWUROOLQJWKHZRUNLQJ
VSHHGLVWDNHQRQE\WKHLGOHVSHHGFRQWURO

*):0' &DPVKDIWDGMXVWPHQW 3DJH
IXQFWLRQ
*):0' 'HWHUPLQDWLRQRIHQJLQH 3DJH
VSHHGDQGFUDQNVKDIW
DQJOHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRI 3DJH
FRPSUHVVLRQVWURNHDW
F\OLQGHUIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIFRRODQW 3DJH
WHPSHUDWXUHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIDLU 3DJH
PDVVIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIIXHO 3DJH
WHPSHUDWXUHIXQFWLRQ
*):0' ([KDXVWJDVUHFLUFXODWLRQ 3DJH
IXQFWLRQ
*):0' ([KDXVWDIWHUWUHDWPHQW 9HKLFOHVZLWKFRGH 3DJH
IXQFWLRQ 0= (QJLQHYHUVLRQ(XUR
9,
*):0' )XHOV\VWHPIXQFWLRQ 3DJH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 'ULYLQJRSHUDWLRQIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$ 'ULYHFRQWURO &3& FRQWUROXQLW < &\OLQGHUIXHOLQMHFWRU


$ (QJLQHPDQDJHPHQWFRQWUROXQLW < &\OLQGHUIXHOLQMHFWRU
0&0
% $FFHOHUDWRUSHGDOVHQVRU < &\OLQGHUIXHOLQMHFWRU
% &UDQNVKDIWSRVLWLRQVHQVRU < &\OLQGHUIXHOLQMHFWRU
% &DPVKDIWSRVLWLRQVHQVRU < &\OLQGHUIXHOLQMHFWRU
% )XHOWHPSHUDWXUHVHQVRU < )DQFOXWFKVROHQRLGYDOYH
% 2LOSUHVVXUHVZLWFK <E )DQUSPVHQVRU
% ([KDXVWFRRODQWWHPSHUDWXUH < ([KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU
VHQVRU
% )UHVKDLUGLIIHUHQWLDOSUHVVXUH < $G%OXHKHDWHUFRRODQWVROHQRLG
VHQVRU YDOYH
% &KDUJHDLUWHPSHUDWXUHVHQVRULQ < )XHOPHWHULQJYDOYH
FRPSUHVVRUKRXVLQJ RQO\IRU
HQJLQH
% &KDUJHDLUSUHVVXUHDQG < )XHOVKXWRIIYDOYH
WHPSHUDWXUHVHQVRU
% &KDUJHDLUWHPSHUDWXUHVHQVRULQ < 3UHVVXUHUHJXODWRUYDOYH
FKDUJHDLUKRXVLQJ
% 5DLOSUHVVXUHVHQVRU < &DPVKDIWSRVLWLRQHUVROHQRLG
% 2[\JHQVHQVRU < %RRVWSUHVVXUHSRVLWLRQHU
% )XHOSUHVVXUHVHQVRU RXWOHW < (QJLQHEUDNHVROHQRLGYDOYH
% )XHOSUHVVXUHVHQVRU LQOHW < 4XDQWLW\FRQWUROYDOYH
&$1 'ULYHWUDLQ&$1 $ ,QSXWVLJQDOV
< &\OLQGHUIXHOLQMHFWRU % 2XWSXWVLJQDOV

,IWKHGULYHFRQWURO &3& FRQWUROXQLW $ GRHVQRW TXDQWLW\$WWKHVDPHWLPHWKHHQJLQHPDQDJHPHQW


GHPDQGDQ\LGOHRUZRUNLQJVSHHGFRQWUROWKHQWKLV 0&0 FRQWUROXQLW $ LQFUHDVHVWKHUDLOSUHVVXUH
LVQRUPDOGULYLQJPRGH,QGULYLQJPRGHWKH WKURXJKDSSURSULDWHDFWXDWLRQRIWKHSUHVVXUH
LQMHFWLRQTXDQWLW\LVSULPDULO\DGMXVWHGDFFRUGLQJWR UHJXODWLQJYDOYH < DFFRUGLQJWRWKHORDGXSWR
UHTXHVWVIURPWKHGULYHU7KLVPHDQVWKDWWKH WREDU
WRUTXHVSHFLILFDWLRQRIWKHHQJLQHLVSULPDULO\ ,IWKHVSHFLILHGHQJLQHWRUTXHLVQHJDWLYHHJLQ
GHSHQGHQWRQWKHSRVLWLRQRIWKHDFFHOHUDWRUSHGDO GHFHOHUDWLRQPRGHDQGLIWKHHQJLQHVSHHGOLHV
,WLVRQO\LQFHUWDLQVLWXDWLRQVWKDWLWFDQKDSSHQWKDW DERYHUSPWKHHQJLQHPDQDJHPHQW 0&0
WKHHQJLQHVSHHGLVDGDSWHGLQGHSHQGHQWO\RIWKH FRQWUROXQLW $ LQWHUUXSWVDFWXDWLRQRIWKHIXHO
DFFHOHUDWRUSHGDOSRVLWLRQRURIWKHVSHFLILHGWRUTXH LQMHFWRUVIRUF\OLQGHUVWR <WR< DQG
UHTXHVWIRUH[DPSOHIRUGRZQVKLIWLQJIRUURWDWLRQDO ORZHUVWKHIXHOSUHVVXUHLQWKHUDLOYLDWKHSUHVVXUH
VSHHGFRPSDULVRQEHWZHHQWKHPDLQVKDIWDQGWKH UHJXODWLQJYDOYH < ,QWKLVZD\WKHEUDNLQJ
FRXQWHUVKDIW,QWKLVFDVHWKHUDLOSUHVVXUHZLOODOVR HIIHFWRIWKHHQJLQHLVXVHGDQGWKHIXHO
EHORZHUHGWRDERXWEDU FRQVXPSWLRQORZHUHG7KHHQJLQHEUDNHFDQEH
,QQRUPDOGULYLQJPRGHWKHHQJLQHPDQDJHPHQW DFWLYDWHGWRUHLQIRUFHWKHEUDNLQJHIIHFW7KHGULYHU
0&0 FRQWUROXQLW $ WKHUHIRUHILUVWFRPSDUHVWKH FDQVHOHFWEHWZHHQEUDNHVWDJHV
HQJLQHVSHFLILHGWRUTXHFRPLQJLQIURPWKHGULYH ,IWKHHQJLQHVSHHGGURSVEHORZUSPWKH
FRQWURO &3& FRQWUROXQLW $ ZKLFKLVGHULYHG HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
DPRQJVWRWKHUWKLQJVIURPWKHSRVLWLRQRIWKH LQFUHDVHVWKHIXHOSUHVVXUHLQWKHUDLORYHUWKH
DFFHOHUDWRUSHGDODQGPDGHDYDLODEOHYLDWKHGULYH SUHVVXUHUHJXODWLQJYDOYH < DQGDFWXDWHVWKH
WUDLQ&$1 &$1 ZLWKWKHFXUUHQWDFWXDOHQJLQH IXHOLQMHFWRUVIRUF\OLQGHUVWR <WR< 
WRUTXHZKLFKUHSUHVHQWVWKHUHDORSHUDWLQJ
FRQGLWLRQVRIWKHHQJLQH,IWKHUHTXLUHGHQJLQH
WRUTXHLVOHVVWKDQWKHFXUUHQWDFWXDOHQJLQHWRUTXH
WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
UHGXFHVWKHLQMHFWLRQTXDQWLW\DQGLIWKHUHTXLUHG
HQJLQHWRUTXHLVJUHDWHUWKDQWKHFXUUHQWDFWXDO
HQJLQHWRUTXHWKHQLWLQFUHDVHVWKHLQMHFWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
FDQOLPLWWKHUHTXLUHGHQJLQHWRUTXHVHQWE\WKH
GULYHFRQWURO &3& FRQWUROXQLW $ IRUHQJLQH
SURWHFWLRQUHDVRQVHJLIWKHFRRODQWWHPSHUDWXUH
H[FHHGVDFHUWDLQYDOXHRUWKHHQJLQHKDVUHDFKHG
LWVILQDORUPD[LPXPJRYHUQHGUSPWRREVHUYHWKH
OHJDOO\SUHVFULEHGPD[LPXPVSHHGRUWROLPLWLWGXH
WRDFRQWUROLQWHUYHQWLRQIXQFWLRQRIWKH$%6 $%6
RUWKHDFFHOHUDWLRQVNLGFRQWURO $65 
/LPLWDWLRQRIWKHUHTXLUHGHQJLQHWRUTXHDOZD\V
OHDGVWROLPLWDWLRQRIWKHLQMHFWLRQTXDQWLW\

7KHIROORZLQJLQSXWIDFWRUVDOVRKDYHDQLQIOXHQFH DERYHRUEHORZWKHHVWDEOLVKHGOLPLWV7RGRWKLV
RQFRPSXWDWLRQRIWKHLQMHFWLRQTXDQWLW\UHTXLUHGIRU WKHH[KDXVWJDVUHFLUFXODWLRQUDWH $*5UDWH WKH
QRUPDOGULYLQJ DFWXDWLRQEHJLQDVZHOODVWKHDFWXDWLRQSHULRG
(QJLQHVSHHG LQMHFWLRQTXDQWLW\ IRUIXHOLQMHFWRUVIRUF\OLQGHUWR
 <WR< DUHDGDSWHG
$LUPDVV
&RRODQWWHPSHUDWXUH 6PRNHOLPLW

)XHOWHPSHUDWXUH 7KHIXHOTXDQWLW\LVOLPLWHGYLDWKHVPRNHOLPLWDWLRQ
FKDUDFWHULVWLFVVRWKDWYLUWXDOO\QRRXWSXWRIVPRNH
7KHDOWLWXGHFRUUHFWLRQDQGVPRNHHPLVVLRQ RFFXUV
OLPLWDWLRQFDQDOVRLQIOXHQFHWKHLQMHFWLRQTXDQWLW\
DFWXDWLRQSHULRG DVZHOODVWKHVWDUWRIDFWXDWLRQRI
WKHIXHOLQMHFWRUVGXULQJQRUPDOGULYLQJ

$OWLWXGHFRUUHFWLRQ
7KHDOWLWXGHFRUUHFWLRQLVSULPDULO\GHVLJQHGWR
HQVXUHWKDWWKHDLUIXHOUDWLR ODPEGD GRHVQRWJR

([KDXVWJDVUHFLUFXODWLRQ (*5 ([KDXVWDIWHUWUHDWPHQW
7KHH[KDXVWJDVUHFLUFXODWLRQ $*5 LVDFWLYH 7KH($76LVDFWLYHLPPHGLDWHO\DIWHUWKHHQJLQH
WKURXJKRXWWKHZKROHGULYLQJPRGHWRUHGXFHWKH VWDUWGXULQJWKHZKROHHQJLQHRSHUDWLRQ,WHQVXUHV
QLWURXVR[LGHHPLVVLRQV WKDWWKHHPLWWHGHPLVVLRQVLQWKHH[KDXVWDUH
,QWKHFDVHRIWKHH[KDXVWJDVUHFLUFXODWLRQ $*5  UHGXFHGWRPHHWWKHOLPLWVHVWDEOLVKHGIRUWKH
WKHVXFWLRQHGRXWRUVXSHUFKDUJHGIUHVKDLULV UHVSHFWLYHHPLVVLRQVVWDQGDUG'LIIHUHQWPHDVXUHV
PL[HGZLWKH[KDXVWJDV7KLVOHDGVWRWKHVLWXDWLRQ DUHLQVWLJDWHGDFFRUGLQJWRWKHHPLVVLRQVVWDQGDUG
ZKHUHWKHR[\JHQFRQWHQWRIWKHVXFWLRQHGRXWRU )RUHQJLQHYHUVLRQ(8529,IRUH[DPSOHWKH
VXSHUFKDUJHGDLUGURSVDQGLWVVSHFLILFKHDW H[KDXVWDIWHUWUHDWPHQWWDNHVSODFHWKURXJK
LQFUHDVHV2QHFDQWKHUHIRUHDFKLHYHDORZHU 6HOHFWLYH&DWDO\WLF5HGXFWLRQ 6&5 ZLWKDQ
FRPEXVWLRQWHPSHUDWXUHDQGWKXVUHGXFHGRXWSXWRI DPPRQLDORFNLQJ&$7
QLWURJHQR[LGHV 12[ ZKRVHSURSRUWLRQLQFUHDVHV 'LHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&
ZLWKLQFUHDVLQJFRPEXVWLRQWHPSHUDWXUHV7KH
DPRXQWRIH[KDXVWJDVHVSURGXFHGLVDOVRUHGXFHG 'LHVHOSDUWLFXODWHILOWHU '3)

)DQFRQWURO &DPVKDIWDGMXVWPHQW
7KHIDQVSHHGLVDOVRUHJXODWHGGXULQJGULYLQJ 'XULQJGULYLQJWKHFDPVKDIWDGMXVWPHQWLVXVXDOO\
GHSHQGHQWRQWKHFRRODQWWHPSHUDWXUH7KHIDQ QRWXVHG,IWKHFDPVKDIWSRVLWLRQHULVQRWDFWXDWHG
VSHHGLVGHWHUPLQHGEDVHGRQLQSXWVLJQDOV $ WKHQWKHFDPVKDIWLVWKHEDVLFSRVLWLRQUHWDUGHG
IURPWKHIDQUSPVHQVRU <E &RQWUROWDNHV
SODFHWKURXJKDSSURSULDWHDFWXDWLRQRIWKHIDQ
FOXWFKVROHQRLGYDOYH < 



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &DPVKDIWDGMXVWPHQW 3DJH


IXQFWLRQ
*):0' 'HWHUPLQDWLRQRIHQJLQH 3DJH
VSHHGDQGFUDQNVKDIW
DQJOHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRI 3DJH
FRPSUHVVLRQVWURNHDW
F\OLQGHUIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIFRRODQW 3DJH
WHPSHUDWXUHIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIDLU 3DJH
PDVVIXQFWLRQ
*):0' 'HWHUPLQDWLRQRIIXHO 3DJH
WHPSHUDWXUHIXQFWLRQ
*):+ )XQFWLRQRIWKHVSHFLILHG 3DJH
HQJLQHWRUTXHFDOFXODWLRQ
*):0'$ &KDUJLQJIXQFWLRQ (QJLQH ZLWK 3DJH
VWDJHFKDUJLQJ
*):0'% &KDUJLQJIXQFWLRQ (QJLQH ZLWK 3DJH
VWDJHFKDUJLQJ
*):0' (QJLQHEUDNHIXQFWLRQ 3DJH
*):0' ([KDXVWJDVUHFLUFXODWLRQ 3DJH
IXQFWLRQ
*):0' ([KDXVWDIWHUWUHDWPHQW 9HKLFOHVZLWKFRGH 3DJH
IXQFWLRQ 0= (QJLQHYHUVLRQ(XUR
9,
*):0' )XHOV\VWHPIXQFWLRQ 3DJH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 6WRSSLQJSURFHGXUHIXQFWLRQ 

(1*,1( LQ02'(/

:

$ &HQWUDOJDWHZD\FRQWUROXQLW &*: &$1 'ULYHWUDLQ&$1


$ 'ULYHFRQWURO &3& FRQWUROXQLW 6 (OHFWURQLFLJQLWLRQORFN (,6
$ (QJLQHPDQDJHPHQWFRQWUROXQLW 6 (0(5*(1&<2))VZLWFK
0&0
$ 3DUDPHWHUL]DEOHVSHFLDOPRGXOH 6 )UDPH(0(5*(1&<2))VZLWFK
360 FRQWUROXQLW
$ %DWWHU\GLVFRQQHFWVZLWFKFRQWUROXQLW 6 (QJLQHVWDUWDQGHQJLQHVWRSEXWWRQ
%(62
&$1 ([WHULRU&$1 < 4XDQWLW\FRQWUROYDOYH
&$1 ,QWHULRU&$1 $ ,QSXWVLJQDOV
&$1 )UDPH&$1 % 2XWSXWVLJQDOV

2QO\IRUYHKLFOHVZLWKFRGH(7 $'5PRGHOFODVV FRGH(; $'5PRGHOFODVV$7FRGH


(;,,LQFOXGLQJ$7 FRGH(8 $'5PRGHOFODVV (= DFFHVVRULHV$'5 FRGH(' SUHLQVWDOODWLRQ
(;,,,LQFOXGLQJ(;,,DQG$7 FRGH(9 $'5 ELSRODUEDWWHU\FLUFXLWEUHDNHU FRGH(( $'5
PRGHOFODVV)/LQFOXGLQJ(;,,(;,,,DQG$7  SUHLQVWDOODWLRQZLWKRXWFKDVVLVVKLHOGLQJ 

*HQHUDO $ RUWKURXJKDFRUUHVSRQGLQJRSHUDWLRQRIWKH
7KHHQJLQH
VVKXWGRZQLVLQLWLDWHGZKHQD HQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ 6 
FRUUHVSRQGLQJVKXWGRZQPHVVDJHRYHUWKHGULYH
)XQFWLRQ
WUDLQ&$1 &$1 LVSHQGLQJHJZKHQVZLWFKLQJ
RIIWKHHQJLQHWKURXJKWKHHOHFWURQLFLJQLWLRQORFN $VVRRQDVWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO
(,6  6 WKURXJKWKHEDWWHU\GLVFRQQHFWVZLWFK XQLW $ UHFHLYHVDFRUUHVSRQGLQJVKXWGRZQ
%(62 FRQWUROXQLW $ RUWKURXJKWKH UHTXHVWRYHUWKHGULYHWUDLQ&$1 &$1 RULIWKH
SDUDPHWHUL]DEOHVSHFLDOPRGXOH 360 FRQWUROXQLW HQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ 6 LV



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

RSHUDWHGZLWKWKHHQJLQHUXQQLQJLWLQWHUUXSWV HQJLQHEUDNHLVDOVRDFWLYDWHGWRHQVXUHWKDWWKH
DFWXDWLRQRIWKHIXHOLQMHFWRUVIRUF\OLQGHUWR HQJLQHFDQFRDVWGRZQZKHQVKXWWLQJGRZQ$W
<WR< DQGDFWXDWHVWKHTXDQWLW\FRQWURO HQJLQHRLOWHPSHUDWXUHVKLJKHUWKDQr&LWFDQ
YDOYH < HOHFWULFDOO\VRWKDWWKHIXHOVXSSO\LQWR WKHUHIRUHKDSSHQWKDWWKHHQJLQHYLEUDWHVZKHQ
WKHIXHOV\VWHPKLJKSUHVVXUHSXPSLVLQWHUUXSWHG VKXWWLQJGRZQ7KHTXDQWLW\FRQWUROYDOYH < LV
7KHIDFWWKDWQRIXUWKHULQMHFWLRQRFFXUVPHDQVWKDW DFWXDWHGHOHFWULFDOO\IRUVRPHWLPHDIWHUVWRSSLQJ
WKHHQJLQHFRPHVWRDVWDQGVWLOODQGVWRSV$W WKHHQJLQHHOHFWULFDOO\IRUGLDJQRVWLFSXUSRVHV
HQJLQHRLOWHPSHUDWXUHVRIOHVVWKDQr&WKH

*):+ &HQWUDOJDWHZD\ &*: $ 3DJH
FRQWUROXQLWFRPSRQHQW
GHVFULSWLRQ
*):+ 'ULYHFRQWURO &3& $ 3DJH
FRQWUROXQLWFRPSRQHQW
GHVFULSWLRQ
*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):+ 3DUDPHWHUL]DEOHVSHFLDO &RQWUROXQLWYDULDQW *):+
PRGXOH 360 FRQWUROXQLW $SSB
FRPSRQHQWGHVFULSWLRQ $
*):+ %DWWHU\GLVFRQQHFWVZLWFK 2QO\IRUYHKLFOHVZLWK 3DJH
FRQWUROXQLWFRPSRQHQW FRGH(7 $'5PRGHO
GHVFULSWLRQ FODVV(;,,LQFOXGLQJ$7 
FRGH(8 $'5PRGHO
FODVV(;,,,LQFOXGLQJ
(;,,DQG$7 FRGH(9
$'5PRGHOFODVV)/
LQFOXGLQJ(;,,(;,,,DQG
$7 FRGH(; $'5
PRGHOFODVV$7FRGH
(= DFFHVVRULHV$'5 
FRGH(' SUHLQVWDOODWLRQ
ELSRODUEDWWHU\FLUFXLW
EUHDNHU FRGH(( $'5
SUHLQVWDOODWLRQZLWKRXW
FKDVVLVVKLHOGLQJ 
$
*):+ (OHFWURQLFLJQLWLRQORFN 6 3DJH
(,6 FRPSRQHQW
GHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):+ (0(5*(1&<2)) 2QO\IRUYHKLFOHVZLWK 3DJH


VZLWFKFRPSRQHQW FRGH(7 $'5PRGHO
GHVFULSWLRQ FODVV(;,,LQFOXGLQJ$7 
FRGH(8 $'5PRGHO
FODVV(;,,,LQFOXGLQJ
(;,,DQG$7 FRGH(9
$'5PRGHOFODVV)/
LQFOXGLQJ(;,,(;,,,DQG
$7 FRGH(; $'5
PRGHOFODVV$7FRGH
(= DFFHVVRULHV$'5 
FRGH(' SUHLQVWDOODWLRQ
ELSRODUEDWWHU\FLUFXLW
EUHDNHU FRGH(( $'5
SUHLQVWDOODWLRQZLWKRXW
FKDVVLVVKLHOGLQJ 
6
*):+ )UDPH(0(5*(1&< 2QO\IRUYHKLFOHVZLWK 3DJH
2))VZLWFKFRPSRQHQW FRGH(7 $'5PRGHO
GHVFULSWLRQ FODVV(;,,LQFOXGLQJ$7 
FRGH(8 $'5PRGHO
FODVV(;,,,LQFOXGLQJ
(;,,DQG$7 FRGH(9
$'5PRGHOFODVV)/
LQFOXGLQJ(;,,(;,,,DQG
$7 FRGH(; $'5
PRGHOFODVV$7FRGH
(= DFFHVVRULHV$'5 
FRGH(' SUHLQVWDOODWLRQ
ELSRODUEDWWHU\FLUFXLW
EUHDNHU FRGH(( $'5
SUHLQVWDOODWLRQZLWKRXW
FKDVVLVVKLHOGLQJ 
6
*):0' (QJLQHVWDUWDQGHQJLQH 6 3DJH
VWRSEXWWRQFRPSRQHQW
GHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUWKHTXDQWLW\FRQWURO
YDOYH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 'HWHUPLQDWLRQRIHQJLQHVSHHGDQGFUDQNVKDIWDQJOH 


IXQFWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

 )O\ZKHHO $ (QJLQHPDQDJHPHQW $ ,QSXWVLJQDOV


FRQWUROXQLW 0&0
 +ROH % &UDQNVKDIWSRVLWLRQ ; 5RWDWLRQGLUHFWLRQ
VHQVRU

7KHHQJLQHVSHHGDQGWKHFUDQNVKDIWDQJOHDUH (DFKERUH  WULJJHUVDQLPSXOVHLQWKHFUDQNVKDIW


WDNHQDWWKHIO\ZKHHO  7RGRWKLVERUHV  SRVLWLRQVHQVRU % $VVRRQDVWKHHQJLQH
H[LVWDWWKHFLUFXPIHUHQFHRIWKHIO\ZKHHO  DUH PDQDJHPHQW 0&0 FRQWUROXQLW $ UHFHLYHVDQ
VSDFHGDWrDSDUWZLWKWKHH[FHSWLRQRIDJDSRI LPSXOVHIURPWKHFUDQNVKDIWSRVLWLRQVHQVRU %
r LWVVWDUWVDQLQWHUQDOFRXQWHU WULJJHU &DOFXODWLRQV
\LHOGWKHFUDQNVKDIWSRVLWLRQDQGWKHHQJLQHVSHHG
$
:LWKWKHDLGRIWKHrJDSZKLFKLVORFDWHG &DOFXODWLRQRILQWHUPHGLDWHYDOXHVPDNHVLWSRVVLEOH
EHWZHHQWKHERUHIRUr%7'&DQGWKHERUHIRU IRUWKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
r%7'&IRUF\OLQGHUVDQGWKHWRSGHDGFHQWHU WRDFFXUDWHO\GHWHUPLQHWKHVWDUWRILQMHFWLRQDQGWKH
RIF\OLQGHUVDQGRUWKHDQJXODUSRVLWLRQRIWKH SHULRGRILQMHFWLRQWRZLWKLQDIUDFWLRQRIDGHJUHH
FUDQNVKDIWFDQEHUHFRJQL]HG

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &UDQNVKDIWSRVLWLRQ % 3DJH
VHQVRUFRPSRQHQW
GHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 'HWHUPLQDWLRQRIFRPSUHVVLRQVWURNHDWF\OLQGHU 


IXQFWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

 )O\ZKHHO  $GGLWLRQDOEOLQG IRU % &DPVKDIWSRVLWLRQ


GHWHFWLQJWKH VHQVRU
FRPSUHVVLRQF\FOHDW
F\OLQGHU
 3XOVHZKHHO $ (QJLQHPDQDJHPHQW $ ,QSXWVLJQDOV
FRQWUROXQLW 0&0
 %OLQG WRGHWHFWWKH % &UDQNVKDIWSRVLWLRQ ; 5RWDWLRQGLUHFWLRQ
FUDQNVKDIWDQJOHXSRQ VHQVRU
IDLOXUHRIWKH
FUDQNVKDIWSRVLWLRQ
VHQVRU

*HQHUDO FRPSUHVVLRQF\FOHDWF\OLQGHULIWKHFUDQNVKDIW
'HWHFWLRQRIWKHFRPSUHVVLRQF\FOHDWF\OLQGHU SRVLWLRQVHQVRU % IDLOV7KHUHDVRQIRUWKLVLV
WDNHVSODFHDVVRRQDVWKHHQJLQHKDVVWDUWHG WKDWWKHFUDQNVKDIWSRVLWLRQVHQVRU % GHOLYHUV
%HFDXVHWKHSRVLWLRQRIWKHFUDQNVKDIWDORQHLVQRW PRUHSUHFLVHYDOXHVDERXWWKHSRVLWLRQRIWKH
HQRXJKWRGRWKLVWKHHQJLQHPDQDJHPHQW 0&0 FUDQNVKDIWWKDQGRHVWKHFDPVKDIWSRVLWLRQVHQVRU
FRQWUROXQLW $ DOVRXVHVWKHVLJQDOVIURPWKH % WKXVVWDUWRIDFWXDWLRQRIWKHIXHOLQMHFWRUV
FDPVKDIWSRVLWLRQVHQVRU % ,IWKH FDQEHGHWHUPLQHGWKDWPRUHH[DFWO\
FRPSUHVVLRQF\FOHDWF\OLQGHULVKRZHYHUMXVW
)XQFWLRQ
NQRZQWKHRQHWLPHWKHQDOOIXUWKHUFRPSUHVVLRQ
F\FOHVDUHMXVWFDOFXODWHGEDVHGRQVLJQDOVIURPWKH 7KHSXOVHZKHHO  RQWKHLQWDNHFDPVKDIWKDV
FUDQNVKDIWSRVLWLRQVHQVRU % 6LJQDOVIURPWKH EOLQGV  ZKLFKDUHUHVSHFWLYHO\GLVWULEXWHGDWD
FDPVKDIWSRVLWLRQVHQVRU % DUHH[FOXVLYHO\ GLVWDQFHRIrIURPHDFKRWKHURYHUWKHZKROH
XVHGWRGHWHUPLQHWKHURWDWLRQDOVSHHGRUWKH FLUFXPIHUHQFHRIWKHFDPVKDIWVSURFNHW  DVZHOO



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

DVDQDGGLWLRQDOEOLQG  EHIRUHWRSGHDGFHQWHU F\FOH7KHIDFWWKDWWKHHQJLQHPDQDJHPHQW 0&0


7'& RIF\OLQGHU$VVRRQDVWKHLQWDNHFDPVKDIW FRQWUROXQLW $ GHWHUPLQHVWKHSRVLWLRQRIWKH
WXUQVWKHEOLQGV  LQWKHFDPVKDIWSRVLWLRQVHQVRU FUDQNVKDIWDWWKHVDPHWLPHYLDWKHFUDQNVKDIW
% JHQHUDWHFKDQJHVLQWKHPDJQHWLFILHOG SRVLWLRQVHQVRU % PHDQVWKDWLWFDQFRPSDUH
ZKLFKDUHFRQYHUWHGE\DQHOHFWURQLFDQDO\VLV WKHSRVLWLRQRIWKHDGGLWLRQDOJURRYH  WRWKH
V\VWHPLQWRVZLWFKLQJVLJQDOVDQGSDVVHGRQWRWKH SRVLWLRQRIWKHJDSRQWKHIO\ZKHHOVRWKDWVLJQDOV
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ ,IWKH IURPWKHFUDQNVKDIWSRVLWLRQVHQVRU % DUH
HQJLQHLVWKHQVWDUWHGWKHHQJLQHPDQDJHPHQW VXIILFLHQWWRGHWHUPLQHWKHFRPSUHVVLRQF\FOHRI
05 FRQWUROXQLWXVHVWKHDGGLWLRQDOEOLQG   $ F\OLQGHUDQGWKXVDFWXDWLRQEHJLQRIWKHIXHO
WRFKHFNZKHQF\OLQGHULVLQLWVFRPSUHVVLRQ LQMHFWRUV

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &UDQNVKDIWSRVLWLRQ % 3DJH
VHQVRUFRPSRQHQW
GHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 'HWHUPLQDWLRQRIFRRODQWWHPSHUDWXUHIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

$ (QJLQHPDQDJHPHQW
FRQWUROXQLW 0&0
% ([KDXVWFRRODQW
WHPSHUDWXUHVHQVRU
$ ,QSXWVLJQDOV

:

*HQHUDO DSSOLHGWRWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO


7KHFRRODQWWHPSHUDWXUHLVDPRQJVWRWKHUWKLQJV XQLW $ FKDQJHVDFFRUGLQJWRWKHWHPSHUDWXUHRI
QHHGHGIRUIDQFRQWURODQGIRUFRPSXWDWLRQRIWKH WKHFRRODQWWKHOHYHORIWKLVYROWDJHLVZKDW
DFWXDWLRQEHJLQDVZHOODVWKHDFWXDWLRQSHULRG GHWHUPLQHVWKHFRRODQWWHPSHUDWXUH
LQMHFWLRQTXDQWLW\ RIWKHIXHOLQMHFWRUV $
,IRQHRIWKHVHQVRUVIDLOVWKHHQJLQHPDQDJHPHQW
)XQFWLRQ 0&0 FRQWUROXQLW $ FRQWLQXHVWRRSHUDWHZLWK
7KHFRRODQWWHPSHUDWXUHLVGHWHUPLQHGE\WKH VXEVWLWXWHYDOXHV7KLVDOORZVWKHHQJLQHWREH
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ EDVHG VWDUWHGHYHQXQGHUXQIDYRUDEOHFRQGLWLRQVDQGIRU
RQPHDVXUHPHQWVRIWKHFRRODQWRXWOHWWHPSHUDWXUH WKHYHKLFOHWRFRQWLQXHWREHGULYHQ
VHQVRU % 7KHUHLVDWHPSHUDWXUHGHSHQGHQW 7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
UHVLVWDQFHZLWKDQHJDWLYHWHPSHUDWXUHFRHIILFLHQW ZLOOOLPLWWKHVSHFLILHGHQJLQHWRUTXHWRSURWHFWWKH
17& LQWKHFRRODQWRXWOHWWHPSHUDWXUHVHQVRU HQJLQHIURPRYHUKHDWLQJLIWKHFRRODQWWHPSHUDWXUH
% WKDWLVDQHOHFWULFDOUHVLVWDQFHZKLFK UHDFKHVDQLPSHUPLVVLEO\KLJKYDOXH
UHGXFHVZLWKLQFUHDVLQJWHPSHUDWXUH7KHYROWDJH

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &RRODQWRXWOHW % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 'HWHUPLQDWLRQRIDLUPDVVIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

,OOXVWUDWHGRQHQJLQH
ZLWKVWDJHFKDUJLQJ
$ (QJLQHPDQDJHPHQW
FRQWUROXQLW 0&0
% )UHVKDLUGLIIHUHQWLDO
SUHVVXUHVHQVRU
% &KDUJHDLUSUHVVXUH
DQGWHPSHUDWXUH
VHQVRU
% &KDUJHDLU
WHPSHUDWXUHVHQVRULQ
FKDUJHDLUKRXVLQJ
% 2[\JHQVHQVRU
$ ,QSXWVLJQDOV

:

*HQHUDO RYHUWKHIUHVKDLUGLIIHUHQWLDOSUHVVXUHVHQVRU
7KHDLUPDVVDORQJZLWKWKHFRRODQWWHPSHUDWXUH % WKHFKDUJHDLUSUHVVXUHDQGWHPSHUDWXUH
HQJLQHVSHHGRUIXHOWHPSHUDWXUHLVRQHRIWKH VHQVRU % WKHFKDUJHDLUWHPSHUDWXUHVHQVRULQ
PRVWLPSRUWDQWIDFWRUVUHTXLUHGE\WKHHQJLQH WKHFKDUJHDLUKRXVLQJ % DQGWKHR[\JHQ
PDQDJHPHQWWRUHJXODWHWKHLQMHFWLRQTXDQWLW\7KH VHQVRU % 
LQMHFWLRQTXDQWLW\FDQRQO\EHH[DFWO\FDOFXODWHG 0DVVRIWKHDFWXDOVXFWLRQHGLQRUVXSHUFKDUJHG
ZLWKWKHDLGRIWKHDLUPDVV IUHVKDLU
0DVVRIWKHDFWXDOUHWXUQHGH[KDXVWJDVHV
)XQFWLRQ
'HWHUPLQDWLRQRIWKHDLUPDVVRFFXUVRYHUWKH 7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ 7KLV FDQGHULYHWKHDLUPDVVZKLFKLVURXWHGWRWKH
XVHVWKHIROORZLQJLQIRUPDWLRQZKLFKLVGHWHUPLQHG HQJLQHIRUFRPEXVWLRQIURPWKHVHYDOXHV

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ % 3DJH
IRUIUHVKDLUGLIIHUHQWLDO
SUHVVXUHVHQVRU
*):0' &KDUJHDLUSUHVVXUHDQG % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):0' &KDUJHDLUWHPSHUDWXUH % 3DJH
VHQVRULQFKDUJHDLU
KRXVLQJFRPSRQHQW
GHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &RPSRQHQWGHVFULSWLRQ % 3DJH


IRUDQR[\JHQVHQVRU



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 'HWHUPLQDWLRQRIIXHOWHPSHUDWXUHIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

$ (QJLQHPDQDJHPHQW
FRQWUROXQLW 0&0
% )XHOWHPSHUDWXUH
VHQVRU
$ ,QSXWVLJQDOV

:

*HQHUDO UHVLVWDQFHZLWKDQHJDWLYHWHPSHUDWXUHFRHIILFLHQW
7KHSURSHUWLHVRIWKHIXHO YROXPHYLVFRVLW\ 17& LQWKHIXHOWHPSHUDWXUHVHQVRU % DQ
FKDQJHVLJQLILFDQWO\ZLWKLQFUHDVHVRUGHFUHDVHVLQ HOHFWULFDOUHVLVWDQFHZKLFKUHGXFHVDVWKH
WHPSHUDWXUHVRLWLVHVVHQWLDOWRGHWHUPLQHWKHIXHO WHPSHUDWXUHLQFUHDVHV7KHYROWDJHDSSOLHGWRWKH
WHPSHUDWXUHSDUWLFXODUO\IRUFDOFXODWLQJWKHLQMHFWLRQ HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
SHULRG FKDQJHVDFFRUGLQJWRWKHWHPSHUDWXUHRIWKHIXHO
WKHOHYHORIWKLVYROWDJHLVZKDWGHWHUPLQHVWKHIXHO
)XQFWLRQ WHPSHUDWXUH
7KHIXHOWHPSHUDWXUHLVGHWHUPLQHGE\WKHHQJLQH $
FRQWURO 05 FRQWUROXQLW $ IURPPHDVXUHPHQW ,IWKHIXHOWHPSHUDWXUHVHQVRU % PDOIXQFWLRQV
YDOXHVGHOLYHUHGE\WKHIXHOWHPSHUDWXUHVHQVRU WKHHQJLQHPDQDJHPHQWFRQWLQXHVWRRSHUDWHZLWK
% 7KHUHLVDWHPSHUDWXUHGHSHQGHQW VXEVWLWXWHYDOXHV

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' )XHOWHPSHUDWXUHVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):+ )XQFWLRQRIWKHVSHFLILHGHQJLQHWRUTXHFDOFXODWLRQ 

02'(/ 

:

 $QWLORFNEUDNLQJ  (QJLQHWDUJHW % $FFHOHUDWRUSHGDO


V\VWHP $%6  WRUTXHUHTXHVW VHQVRU
VWDWXV
 $FFHOHUDWLRQ6NLG $ 'ULYHFRQWURO &3& &$1 )UDPH&$1
&RQWURO $65  FRQWUROXQLW
VWDWXV
 (OHFWURQLF6WDELOLW\ $ (QJLQHPDQDJHPHQW &$1 'ULYHWUDLQ&$1
3URJUDP (63  FRQWUROXQLW 0&0
VWDWXV
 7UDQVPLVVLRQRXWSXW $ $QWLORFNEUDNH 3 7DFKRJUDSK 7&2
VSHHGVLJQDO V\VWHP $%6
FRQWUROXQLW
FKDQQHO
 9HKLFOHVSHHG $E (OHFWURQLF%UDNH = )UDPH&$1EXVVWDU
VLJQDO &RQWURO (%6 SRLQW
FRQWUROXQLW :DEFR
 $FFHOHUDWRUSHGDO $F (OHFWURQLF%UDNH = 'ULYH&$1EXVVWDU
VHQVRUVLJQDO &RQWURO (%6 SRLQW
FRQWUROXQLW .QRUU
 ([KDXVW $ ([KDXVW
DIWHUWUHDWPHQW DIWHUWUHDWPHQW
VWDWXV $&0 FRQWUROXQLW
 0D[LPXPDYDLODEOH % 7UDYHODQGVSHHG
HQJLQHWRUTXH VHQVRU
VWDWXV



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*HQHUDO ZHOODVWKHDFFHOHUDWRUSHGDOSRVLWLRQWKHGULYH
7KHWDUJHWHQJLQHWRUTXHLVDYDOXHWKDWLV FRQWUROFRQWUROXQLW &3&  $ HYDOXDWHVDGGLWLRQDO
FDOFXODWHGE\WKHGULYHFRQWUROFRQWUROXQLW &3& LQIRUPDWLRQZKLFKFDQOLPLWWKHWDUJHWHQJLQHWRUTXH
$ 7KLVYDOXHUHSUHVHQWVWKHGULYHUUHTXHVW HJ GHSHQGLQJRQWKHVLWXDWLRQ
DFFHOHUDWH WDNLQJWKHFXUUHQWGULYLQJVWDWXVLQWR $QWLORFNEUDNLQJV\VWHP $%6  EUDNLQJWRUTXH
FRQVLGHUDWLRQ VWDWXV
7KHGULYHFRQWURO &3& FRQWUROXQLW $ PDNHVWKH $FFHOHUDWLRQVNLGFRQWURO $65  HQJLQHWRUTXH
FXUUHQWWDUJHWHQJLQHWRUTXHDYDLODEOHWRWKHHQJLQH VWDWXV
PDQDJHPHQW 0&0 FRQWUROXQLW $ IRU (OHFWURQLF6WDELOLW\3URJUDP (63p  EUDNLQJ
FRPSXWDWLRQRIWKHUHVSHFWLYHYDULDEOHVIRUWKH WRUTXH VWDWXV
HQJLQHPDQDJHPHQW
9HKLFOHVSHHG
)XQFWLRQ 6WDWXVRIGULYHUDVVLVWV\VWHPV HJ3UR[LPLW\
7KHGULYHFRQWUROFRQWUROXQLW &3&  $ &RQWURO$VVLVWIRUFRGH6O 3UR[LPLW\&RQWURO
GHWHUPLQHVWKHFXUUHQWSRVLWLRQRIWKHDFFHOHUDWRU $VVLVW
SHGDOIURPWKH3:0 3XOVH:LGWK0RGXODWHG ([KDXVWDIWHUWUHDWPHQWVWDWXV
VLJQDORIWKHDFFHOHUDWRUSHGDOVHQVRU % $V

7KHWDUJHWHQJLQHWRUTXHLVDOVRDOZD\VRQO\ 7KHGULYHFRQWURO &3& FRQWUROXQLW $ WUDQVPLWV
VHOHFWHGZLWKLQWKHOLPLWVRIWKHPD[LPXPSRVVLEOH WKLVUHTXHVWWRWKHHQJLQHPDQDJHPHQW 0&0
HQJLQHWRUTXH7KLVZLOOEHPDGHDYDLODEOHE\WKH FRQWUROXQLW $ ZKLFKWKHQFDOFXODWHVWKHYDULDEOHV
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ 7KH IRUWKHLQMHFWLRQTXDQWLW\
PD[LPXPSRVVLEOHHQJLQHWRUTXHLVSULPDULO\
HVWDEOLVKHGE\WKHGDWDUHFRUGLQWKHHQJLQH $
7KHFDOFXODWHGWDUJHWHQJLQHWRUTXHLVRXWSXWDVD
PDQDJHPHQW 0&0 FRQWUROXQLW $ DQGLV SRVLWLYHYDOXH,IWKHDFFHOHUDWRUSHGDOLVQRW
WKHUHIRUHGHSHQGHQWRQWKHHQJLQHPRGHO RSHUDWHGWKHWDUJHWHQJLQHWRUTXHLVVSHFLILHGDV
GHVLJQDWLRQ,WFDQDOVREHDGGLWLRQDOO\OLPLWHG DQGLQGHFHOHUDWLRQPRGHWKHWDUJHWHQJLQH
KRZHYHUDFFRUGLQJWRWKHRSHUDWLQJFRQGLWLRQVRI WRUTXHLVVKRZQDVDQHJDWLYHYDOXH
WKHHQJLQH HQJLQHWHPSHUDWXUHDVZHOODVVSHHG
HWF 
7KHGULYHFRQWUROFRQWUROXQLW &3&  $ XVHVWKH
VXPWRWDORIWKHOLVWHGLQIRUPDWLRQWRFDOFXODWHWKH
UHOHYDQWWDUJHWHQJLQHWRUTXH

*):+ 'ULYHFRQWURO &3& $ 3DJH
FRQWUROXQLWFRPSRQHQW
GHVFULSWLRQ
*):+ (QJLQHPDQDJHPHQW (1*,1( *):+
0&0 FRQWUROXQLW $
FRPSRQHQWGHVFULSWLRQ
*):0' (1*,1( 3DJH
$
*):+ (OHFWURQLFEUDNHFRQWURO $E$F 3DJH
(%6 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):+$ ([KDXVWDIWHUWUHDWPHQW 02725ZLWK *):+$
FRQWUROXQLW $&0  &2'(05 (QJLQH
FRPSRQHQWGHVFULSWLRQ YHUVLRQ((9 02725
ZLWK&2'(
0< (QJLQHYHUVLRQ
(8529
$

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):+ 02725ZLWK *):+


&2'(0= (QJLQH
YHUVLRQ(8529,
$
*):0' 02725ZLWK&2'( 3DJH
0= (QJLQHYHUVLRQ(XUR
9,
$
*):+ 7UDYHODQGVSHHGVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):+ $FFHOHUDWRUSHGDOVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):+ 7DFKRJUDSK 7&2  3 3DJH
FRPSRQHQWGHVFULSWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*) &KDUJLQJIXQFWLRQ 


:0'$

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

 7XUERFKDUJHU  7XUELQHZKHHO < %RRVWSUHVVXUH


SRVLWLRQHU
 $LUILOWHU  6KDIW $ ,QWDNHDLUQRWFOHDQHG
 &KDUJHDLUFRROHU  &RPSUHVVRULPSHOOHU % ,QWDNHDLUFOHDQHG
 &KDUJHDLUKRXVLQJ  %RRVWSUHVVXUHFRQWURO & ,QWDNHDLUKHDWHG
IODS
 ([KDXVWPDQLIROG $ (QJLQHPDQDJHPHQW ' &RROHGFKDUJHDLU
0&0 FRQWUROXQLW
 ([KDXVWSLSH % &KDUJHDLUSUHVVXUH ( ([KDXVW
DQGWHPSHUDWXUH
VHQVRU

*HQHUDO 5HGXFWLRQRIWKHSROOXWDQWHPLVVLRQ
&KDUJLQJRQHQJLQHWDNHVSODFHE\D
)XQFWLRQ
WXUERFKDUJHU  7KURXJKFRPSUHVVLRQRIWKH
VXFWLRQHGLQDLULQWKHWXUERFKDUJHU  DODUJHUDLU 7KHWXUERFKDUJHU  FRQVLVWVRIDWXUELQHDQGD
PDVVLVEURXJKWLQWRWKHFRPEXVWLRQFKDPEHU FRPSUHVVRUZKLFKDUHILWWHGWRDFRPPRQVKDIW  
7KHH[KDXVW ( IORZVRYHUWKHWXUELQHZKHHO 
7KHIROORZLQJDGYDQWDJHVUHVXOWWKURXJKWKLV DQGFDXVHVWKLVWRURWDWH7KLVURWDWLRQDOPRYHPHQW
$QLQFUHDVHLQWKHHQJLQHSRZHUDQGWKHWRUTXH LVWUDQVIHUUHGWRWKHFRPSUHVVRULPSHOOHU  RYHU
5HGXFWLRQRIIXHOFRQVXPSWLRQLQFRPSDULVRQWR WKHVKDIW  7KHFRPSUHVVRULPSHOOHU  FRPSDFWV
QRWVXSHUFKDUJHGGLHVHOHQJLQHVRIWKHVDPH WKHLQWDNHDLU % FOHDQHGE\WKHDLUILOWHUZKLFK
SRZHURXWSXW KHDWVLWLQWKHSURFHVV7KHKHDWHGFKDUJHDLU &
SDVVHVRYHUDFKDUJHDLUSLSHWRWKHFKDUJHDLU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

FRROHU  ,QWKHFKDUJHDLUFRROHU  WKHKHDWHG RIWKHFKDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU


FKDUJHDLU & LVFRROHGZKHUHE\WKHDLUGHQVLW\RI % ,IWKHERRVWSUHVVXUHLVWRRKLJKLWWUDQVPLWV
WKHIUHVKJDVILOOLQJDQGWKXVWKHRXWSXWRIWKH DQDSSURSULDWHPHVVDJHWRWKHERRVWSUHVVXUH
HQJLQHLVLQFUHDVHG7KHFRROHGFKDUJHDLU ' UHJXODWRU < ZKLFKRSHQVWKHERRVWSUHVVXUH
VXEVHTXHQWO\SDVVHVIURPWKHFKDUJHDLUFRROHU  FRQWUROIODS  RYHUDOLQNDJH'HSHQGHQWRQKRZ
RYHUWKHFKDUJHDLUKRXVLQJ  LQWRWKHLQGLYLGXDO ZLGHWKHERRVWSUHVVXUHFRQWUROIODS  LVRSHQHG
F\OLQGHU WKHUHZLOOQRZEHPRUHRUOHVVH[KDXVW ( SDVVHG
E\RYHUDE\SDVVRQWKHWXUELQHZKHHO  6LQFH
%RRVWSUHVVXUHFRQWURO YLDZDVWHJDWH RQO\SDUWRIWKHH[KDXVW ( KLWVWKHWXUELQHZKHHO
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $  WKHDFFHOHUDWLRQLVQRWVRVWURQJDQ\PRUHDQG
GHWHUPLQHVWKHFXUUHQWERRVWSUHVVXUHZLWKWKHDLG WKHERRVWSUHVVXUHGURSV

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &KDUJHDLUSUHVVXUHDQG % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):0'$ &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUERRVWSUHVVXUH
DFWXDWRU
*):0'$ &RPSRQHQWGHVFULSWLRQ 3DJH
IRUWKHWXUERFKDUJHU



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*) &KDUJLQJIXQFWLRQ 


:0'%

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

 7XUERFKDUJHUIRUORZ  6KDIW KLJKSUHVVXUH % &KDUJHDLU


SUHVVXUHVWDJH VWDJH WHPSHUDWXUHVHQVRULQ
FRPSUHVVRUKRXVLQJ
 7XUERFKDUJHUIRUKLJK  &RPSUHVVRULPSHOOHU % &KDUJHDLUSUHVVXUH
SUHVVXUHVWDJH KLJKSUHVVXUHVWDJH DQGWHPSHUDWXUH
VHQVRU
 $LUILOWHU  &RQQHFWLQJSLSH < %RRVWSUHVVXUH
SRVLWLRQHU
 &KDUJHDLUFRROHU  7XUELQHZKHHO ORZ $ ,QWDNHDLUQRWFOHDQHG
SUHVVXUHVWDJH
 &KDUJHDLUKRXVLQJ  6KDIW ORZSUHVVXUH % ,QWDNHDLUFOHDQHG
VWDJH
 ([KDXVWPDQLIROG  &RPSUHVVRULPSHOOHU & ,QWDNHDLUKHDWHG
ORZSUHVVXUHVWDJH
 ([KDXVWSLSH  %RRVWSUHVVXUHFRQWURO ' &RROHGFKDUJHDLU
IODS
 7XUELQHZKHHO KLJK $ (QJLQHPDQDJHPHQW ( ([KDXVW
SUHVVXUHVWDJH FRQWUROXQLW 0&0

*HQHUDO WKHKLJKSUHVVXUHVWDJH  DOUHDG\RSHUDWHVDWORZ


&KDUJLQJRQHQJLQHWDNHVSODFHE\PHDQV HQJLQHVSHHGV7KHODUJHUWXUERFKDUJHUIRUWKHORZ
RIWZRWXUERFKDUJHUORFDWHGRQHDIWHUWKHRWKHURI SUHVVXUHVWDJH  FRPHVPRUHDQGPRUHLQWRXVH
GLIIHUHQWVL]HVZKLFKRSHUDWHDWGLIIHUHQW IRULQFUHDVLQJHQJLQHUSPV7KHFRPELQDWLRQRIWKH
FRPSUHVVLRQVWDJHV7KHVPDOOHUWXUERFKDUJHUIRU GLIIHUHQWVL]HVRIWXUERFKDUJHUDOORZVWKHPDVVIORZ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

RIWKHH[KDXVW ( EHRSWLRQDOO\XVHGRYHUWKH UHOHYDQWGDWDZLWKWKHDLGRIFKDUDFWHULVWLFVPDSV


ZKROHHQJLQHUSPUDQJHLQRUGHUILQDOO\WRDFKLHYH DQGWUDQVPLWVDSSURSULDWHPHVVDJHVWRWKHERRVW
WKHRSWLPDOERRVWSUHVVXUH SUHVVXUHUHJXODWRU < ZKLFKDFWXDWHVWKHERRVW
7KHERRVWSUHVVXUHFDQEHFRQWUROOHGHOHFWURQLFDOO\ SUHVVXUHFRQWUROIODS  RYHUDOLQNDJH
ZLWKWKHDLGRIWKHERRVWSUHVVXUHUHJXODWRU <  'HSHQGHQWRQWKHSRVLWLRQRIWKHERRVWSUHVVXUH
7KHHOHFWURQLFERRVWSUHVVXUHFRQWURO FRQWUROIODS  HLWKHUWKHZKROHH[KDXVW ( LVOHG
WRWKHWXUELQHRIWKHWXUERFKDUJHURIWKHKLJK
DOORZVVHWWLQJRIWKHRSWLPDOERRVWSUHVVXUHRYHU SUHVVXUHVWDJH  RUSDUWRILWLVGLYHUWHGWRWKH
WKHZKROHORDGUDQJH WXUELQHIRUWKHWXUERFKDUJHURIWKHORZSUHVVXUH
WDNHVLQWRDFFRXQWWKHLQIOXHQFHRIRWKHU VWDJH  7KHWXUELQHRIWKHWXUERFKDUJHURIWKH
V\VWHPVZKLFKHQJDJHLQWKHH[KDXVWDQG KLJKSUHVVXUHVWDJH  LVH[FOXVLYHO\GULYHQE\
FKDUJHDLUFXUUHQWVXFKDV(*5FKDUJHDLU GLUHFWIHGLQH[KDXVW ( 7KHWXUELQHRIWKH
FRROLQJHQJLQHEUDNHFDPVKDIWDGMXVWPHQW WXUERFKDUJHURIWKHORZSUHVVXUHVWDJH  LVGULYHQ
E\WKHSDUWRIWKHH[KDXVW ( GLYHUWHGRYHUWKH
WDNHVLQWRDFFRXQWQXPHURXVSDUDPHWHUVIRU
ERRVWSUHVVXUHFRQWUROIODS  DQGE\WKH
H[DPSOHWHPSHUDWXUHDQGSUHVVXUHRIWKHLQWDNH
UHPDLQLQJSRUWLRQZKLFKOHDYHVWKHWXUERFKDUJHURI
DLUIXHOLQMHFWLRQGDWDIXHOJUDGHYDOYHWLPLQJ
WKHKLJKSUHVVXUHVWDJH  
HWF
)RUORZHQJLQHUSPVWKHPDVVIORZRIWKHH[KDXVW
LPSURYHVWKHWUDQVLHQWUHVSRQVHGXULQJFKDUJLQJ
( LVVPDOO,QWKLVFDVHRQO\WKHVPDOOHU
LPSURYHVWKHHQJLQHWRUTXHGHYHORSPHQWFXUYH WXUERFKDUJHURIWKHKLJKSUHVVXUHVWDJH  LV
RYHUWKHZKROHHQJLQHUSPUDQJHLQSDUWLFXODU GLUHFWO\GULYHQE\WKHPDVVIORZRIWKHH[KDXVW ( 
IRUORZHQJLQHUSPV 7KXVDQRSWLPDOERRVWSUHVVXUHLVDOUHDG\EXLOWXS
UHGXFHVWKHIXHOFRQVXPSWLRQ DWORZHQJLQHUSPV7KHPDVVIORZRIWKHH[KDXVW
( WKHQLQFUHDVHVZLWKDQLQFUHDVLQJHQJLQHUSP
ORZHUVWKHSROOXWDQWHPLVVLRQ $QHYHUJUHDWHUSDUWRIWKHH[KDXVW ( LVQRZ
LQFUHDVHVWKHHQJLQHSRZHU GLUHFWO\OHGWRWKHODUJHUVL]HGWXUERFKDUJHURIWKH
ORZSUHVVXUHVWDJH  ,WVWXUELQHDOUHDG\WDNHV
7KHERRVWSUHVVXUHUHJXODWRU < LVFRQQHFWHG
RYHUYLUWXDOO\WKHZKROHWXUELQHZRUNDWPHGLXP
YLDLWVRZQ&$1EXVWRWKHHQJLQHPDQDJHPHQW
HQJLQHUSPV
0&0 FRQWUROXQLW $ 7KHHQJLQHPDQDJHPHQW
0&0 FRQWUROXQLW $ HYDOXDWHVDOOFRQWURO

)XQFWLRQ SDVVHVRYHUWKHFKDUJHDLUKRXVLQJ  LQWRWKH
7KHWXUERFKDUJHUFRQVLVWVRIDWXUELQHDQGD LQGLYLGXDOF\OLQGHU
FRPSUHVVRUZKLFKDUHILWWHGWRDMRLQWVKDIW  
%RRVWSUHVVXUHFRQWURO YLDZDVWHJDWH
7KHH[KDXVW ( IORZVRYHUWKHWXUELQHZKHHO 
DQGFDXVHVWKLVWRURWDWH7KLVURWDWLRQDOPRYHPHQW 7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
LVWUDQVIHUUHGWRWKHFRPSUHVVRULPSHOOHU  RYHU GHWHUPLQHVWKHFXUUHQWERRVWSUHVVXUHZLWKWKHDLG
WKHVKDIW  7KHH[KDXVW ( LVVXEVHTXHQWO\ RIWKHFKDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU
GULYHQRYHUWKHWXUELQHZKHHO  ZKLFKGULYHVWKH % ,IWKHERRVWSUHVVXUHLVWRRKLJKLWWUDQVPLWV
FRPSUHVVRULPSHOOHU  RYHUWKHVKDIW  7KH DQDSSURSULDWHPHVVDJHWRWKHERRVWSUHVVXUH
FRPSUHVVRULPSHOOHU  RIWKHORZSUHVVXUHVWDJH UHJXODWRU < ZKLFKRSHQVWKHERRVWSUHVVXUH
FRPSDFWVWKHLQWDNHDLU % FOHDQHGE\WKHDLUILOWHU FRQWUROIODS  RYHUDOLQNDJH7KHZLGHUWKHERRVW
7KHSUHFRPSUHVVHGLQWDNHDLULVOHGLQWRWKH SUHVVXUHFRQWUROIODS  LVRSHQHGPRUHRUOHVV
FRPSUHVVRURIWKHKLJKSUHVVXUHVWDJHRYHUD H[KDXVW ( LVGLYHUWHGRYHUDE\SDVVRQWKHWXUELQH
FRQQHFWLQJSLSH  DQGLVIXUWKHUFRPSDFWHGIURP ZKHHO  WRPWKHWXUELQHRIWKHWXUERFKDUJHURIWKH
WKHUHE\WKHFRPSUHVVRULPSHOOHU  7KH ORZSUHVVXUHVWDJH  6LQFHRQO\SDUWRIWKH
FRPSDFWHGDQGKHDWHGFKDUJHDLU & LVQRZ H[KDXVW ( KLWVWKHWXUELQHZKHHO  WKH
SUHVHQWDWWKHRXWOHWRIWKHFRPSUHVVRURIWKHKLJK DFFHOHUDWLRQLVQRWVRVWURQJDQ\PRUHDQGWKHERRVW
SUHVVXUHVWDJH7KHKHDWHGFKDUJHDLU & SDVVHV SUHVVXUHGURSV
RYHUDFKDUJHDLUSLSHWRWKHFKDUJHDLUFRROHU  
,QWKHFKDUJHDLUFRROHU  WKHFRPSDFWHGDLULV 7XUERFKDUJHUSURWHFWLRQIXQFWLRQ
FRROHGZKHUHE\WKHDLUGHQVLW\RIWKHIUHVKJDV 7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
ILOOLQJDQGWKXVWKHRXWSXWRIWKHHQJLQHLV GHWHFWVWKHWHPSHUDWXUHRIWKHKHDWHGFKDUJHDLU
LQFUHDVHG7KHFRROHGFKDUJHDLU ' VXEVHTXHQWO\ & DWWKHRXWOHWRIWKHFRPSUHVVRURIWKHKLJK
SUHVVXUHVWDJHRYHUWKHFKDUJHDLUWHPSHUDWXUH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

VHQVRULQWKHFRPSUHVVRUKRXVLQJ % ,Q DFWXDWHGDQGZKHWKHUWKHLQMHFWLRQPXVWEHDGDSWHG


FRPELQDWLRQZLWKWKHFXUUHQWURWRUVSHHGDQGWKH LQRUGHUWRSURWHFWWKHWXUERFKDUJHURIWKHKLJK
ORDGFRQGLWLRQRIWKHHQJLQHWKHHQJLQH SUHVVXUHVWDJH  DJDLQVWDQH[FHVVLYHO\KLJK
PDQDJHPHQW 0&0 FRQWUROXQLW $ UHFRJQL]HV WKHUPDOORDG
ZKHWKHUWKHERRVWSUHVVXUHUHJXODWRU < LV

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &KDUJHDLUWHPSHUDWXUH % 3DJH
VHQVRULQFRPSUHVVRU
KRXVLQJFRPSRQHQW
GHVFULSWLRQ
*):0' &KDUJHDLUSUHVVXUHDQG % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUERRVWSUHVVXUH
DFWXDWRU
*):0'% &RPSRQHQWGHVFULSWLRQ 3DJH
IRUWKHWXUERFKDUJHU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' (QJLQHEUDNHIXQFWLRQ 

(1*,1( LQ02'(/

*HQHUDO RSHQHGIRUDVKRUWWLPH1RZSDUWRIWKH
7KHHQJLQHEUDNHV\VWHPXVHGLVDVRFDOOHG FRPSUHVVLRQSUHVVXUHLVUHGXFHG$VDUHVXOWWKH
GHFRPSUHVVLRQEUDNHV\VWHP7KHEUDNLQJHIIHFWLV SLVWRQLVOHVVUDSLGO\DFFHOHUDWHGLQWKHGLUHFWLRQRI
JHQHUDWHGKHUHDFFRUGLQJWRWKHIROORZLQJSULQFLSOH WKH%'&LQLWVQH[WRSHUDWLQJF\FOH
VKRUWO\DIWHUWKHEHJLQQLQJRIWKHFRPSUHVVLRQ 2SHUDWLQJFRQGLWLRQV
VWURNHDVWKHSLVWRQPRYHVXSZDUGVLQWKH 7KHHQJLQHEUDNLQJV\VWHPFDQEHDFWLYDWHGXQGHU
GLUHFWLRQRI7'&ERWKH[KDXVWYDOYHVDUHRSHQHG WKHIROORZLQJFRQGLWLRQV
IRUDVKRUWWLPHRQWKHUHVSHFWLYHF\OLQGHU
7KHUHIRUHH[KDXVWIORZVRXWRIWKHH[KDXVWPDQLIROG 9HKLFOHLQGHFHOHUDWLRQPRGHWKDWLVWKHGULYLQJ
EDFNLQWRWKHF\OLQGHUGXHWRWKHKHDGSUHVVXUH DQGFOXWFKSHGDODUHQRWDFWXDWHG
7KHFRPSUHVVLRQSUHVVXUHLVLQFUHDVHGDVDUHVXOW (QJLQHVSHHG!USP
DQGWKHXSZDUGPRYLQJSLVWRQLQEUDNHGLQLWV $QWLORFNEUDNHV\VWHP $%6 QRWLQFORVHGORRS
FRPSUHVVLRQVWURNH6KRUWO\DIWHUFRPSOHWLRQRIWKH RSHUDWLRQ
FRPSUHVVLRQVWURNHERWKH[KDXVWYDOYHVDUH

2YHUYLHZRIWKHFRPSRQHQW
YDOYHWLPLQJDQGHQJLQH
EUDNLQJV\VWHP
 %UDNHFDP
 ([KDXVWURFNHU
DUP
 ([KDXVWFDPV
 ([KDXVWURFNHU
VKDIW
 ([KDXVW
FDPVKDIW
 +\GUDXOLFHQJLQH
EUDNHXQLW
 2XWOHWYDOYH
$ (QJLQH
PDQDJHPHQW
FRQWUROXQLW
0&0
< (QJLQHEUDNH :
VROHQRLGYDOYH
3IHLO$ $GGLWLRQRI
HQJLQHRLO



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

%UDNHFDPFRQWRXU
 %UDNHFDP
 VWSHDN
 QGSHDN
3IHLO 5RWDWLRQGLUHFWLRQ

:

7KHEUDNHFDPV  KDYHWZRSHDNVZLWKZKLFKWKH RSHQVWKHH[KDXVWYDOYH  IRUDVKRUWWLPHVKRUWO\


QRUPDOH[KDXVWURFNHUDUP  LVDFWXDWHGRYHUWKH EHIRUHEHJLQQLQJWKHFRPSUHVVLRQVWURNH7KHSHDN
K\GUDXOLFHQJLQHEUDNHXQLWV  DQGE\ZKLFKWKH  RSHQVWKHH[KDXVWYDOYH  IRUDVKRUWWLPH
H[KDXVWYDOYHV  DUHRSHQHG7KHSHDN  VKRUWO\EHIRUHFRPSOHWLQJWKHFRPSUHVVLRQVWURNH

(QJLQHEUDNHVROHQRLGYDOYH
$ 2LOGXFW
< (QJLQHEUDNHVROHQRLGYDOYH

:

+\GUDXOLFHQJLQHEUDNHXQLW
 +\GUDXOLFHQJLQHEUDNHXQLW
 *XLGHSOXQJHU
 )ROORZHUSLVWRQ
 &RQWUROYDOYH
 5ROOHU
 3UHVVXUHUHOLHIYDOYH

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

:

(QJLQHEUDNHQRWDFWLYDWHG
 %UDNHFDP  )ROORZHUSLVWRQ $ (OHFWULFDOFRQWURO
OLQH
 ([KDXVWURFNHU  &RQWUROYDOYH % +\GUDXOLFFRQWURO
DUP OLQH
 +\GUDXOLFHQJLQH  (QJLQHEUDNH 3IHLO$ $GGLWLRQRI
EUDNHXQLW DGMXVWPHQWVFUHZ HQJLQHRLO
 2XWOHWYDOYH $ (QJLQH 3IHLO% 5HPRYDORI
PDQDJHPHQW HQJLQHRLO
FRQWUROXQLW
0&0
 *XLGHSOXQJHU < (QJLQHEUDNH
VROHQRLGYDOYH

'XULQJGULYLQJLIWKHHQJLQHEUDNHLVQRWDFWLYDWHG SUHVVXUH7KHUHLVWKHQQRFRQQHFWLRQEHWZHHQWKH
WKHHQJLQHEUDNHVROHQRLGYDOYH < LVQRW EUDNHFDP  DQGWKHUROOHURIWKHJXLGHSLVWRQ  
DFWXDWHG,QWKLVZD\QRRLOSUHVVXUHFDQSDVVRXW %RWKH[KDXVWYDOYHV  DUHWKHUHIRUHRSHQHGRU
RIWKHHQJLQHRLOFLUFXLWRYHUWKHRLOGXFWWRWKH FORVHGDVQRUPDODFFRUGLQJWRWKHF\FOHVRIWKH
K\GUDXOLFHQJLQHEUDNHXQLWV  7KHJXLGHSLVWRQ ZRUNLQJF\FOH
 LQVLGHUHPDLQVLQLWVVHDWGXHWRWKHODFNRIRLO



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

:

(QJLQHEUDNHDFWLYDWHG
 %UDNHFDP  )ROORZHUSLVWRQ 3IHLO 'LVWDQFHRIWUDYHO
 ([KDXVWURFNHU  (QJLQHEUDNH 3IHLO$ $GGLWLRQRI
DUP DGMXVWPHQWVFUHZ HQJLQHRLO
 +\GUDXOLFHQJLQH $ (QJLQH 3IHLO% 5HPRYDORI
EUDNHXQLW PDQDJHPHQW HQJLQHRLO
FRQWUROXQLW
0&0
 2XWOHWYDOYH < (QJLQHEUDNH
VROHQRLGYDOYH
 *XLGHSOXQJHU % +\GUDXOLFFRQWURO
OLQH

7KHHQJLQHEUDNHFDQEHDFWXDWHGLQDQXPEHURI FRPSDUWPHQWVXQGHUWKHJXLGHSLVWRQ  DQGWKH


ZD\V7KHPRVWLPSRUWDQWRQHLVWKHPXOWLIXQFWLRQ IROORZHUSLVWRQ  DUHILOOHG7KHJXLGHSLVWRQ 
FRQWUROOHYHURQWKHULJKWQH[WWRWKHVWHHULQJZKHHO UHDFWVE\PRYLQJRXW7KHUHLVWKHQQRJDS
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ DQ\PRUHEHWZHHQWKHUROOHURIWKHJXLGHSLVWRQ 
DFWXDWHVWKHHQJLQHEUDNHVROHQRLGYDOYHVWDJH DQGWKHEUDNHFDP  7KHEUDNHFDP  QRZUROOV
< MXVWDVVRRQDVWKHGULYHUDFWLYDWHVRQHRI DZD\RQWKHUROOHU7KHEDFNSUHVVXUHLVWUDQVPLWWHG
WKHEUDNHVWDJHVRYHUWKHPXOWLIXQFWLRQFRQWURO RYHUWKHJXLGHSLVWRQ  WRWKHIROORZHUSLVWRQ 
OHYHU2LOLVQRZOHGRXWRIWKHHQJLQHRLOFLUFXLWRYHU VRWKDWWKLVH[WHQGV,QWKLVZD\DIULFWLRQDO
DQRLOGXFWWRWKHK\GUDXOLFHQJLQHEUDNLQJXQLWV   FRQQHFWLRQLVPDGHEHWZHHQWKHEUDNHURFNHUDUP
,QWKHK\GUDXOLFHQJLQHEUDNLQJXQLWV  WKHFRQWURO  DQGWKHSLVWRQ  7KURXJKWKLVWUDQVIHURIWKH
YDOYH  LVLQLWLDOO\VZLWFKHGLQWKHIORZGLUHFWLRQ FRQWRXURIWKHUHVSHFWLYHEUDNHFDP  ERWK
RYHUWKHFRQWUROOLQH % DQGWKHUHIRUHWKH H[KDXVWYDOYHV  RSHQ

(QJLQHEUDNHGHDFWLYDWHG IROORZHUSLVWRQ  LVSUHVVHGE\WKHVSULQJIRUFH
,IWKHHQJLQHEUDNHLVGHDFWLYDWHGWKHHQJLQHEUDNH EDFNLQWRLWVGRZQVWRS7KHQRZDEVHQWIULFWLRQDO
VROHQRLGYDOYH < LVQRORQJHUDFWXDWHGWKH FRQQHFWLRQEHWZHHQWKHH[KDXVWURFNHUDUP  DQG
DSSOLHGRLOSUHVVXUHLQWKHK\GUDXOLFHQJLQHEUDNLQJ WKHIROORZHUSLVWRQ  PHDQVWKDWWKHFRQWRXURI
XQLWV  GLVVLSDWHV7KHJXLGHSLVWRQ  VOLSVEDFN WKHEUDNHFDP  LVQRORQJHUWUDQVIHUUHGWRWKH
LQWRLWVVHDWGXHWRWKHODFNRIRLOSUHVVXUH7KH H[KDXVWYDOYHV  

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

%UDNHVWDJHV,9 2LOWHPSHUDWXUH
7KHYHKLFOHKDVXSWRILYHEUDNHVWDJHVDFFRUGLQJ 'LIIHUHQWLDOVSHHG
WRWKHYHKLFOHHTXLSPHQW %RRVWSUHVVXUH
7KHGLIIHUHQWEUDNHVWDJHVDUHDFKLHYHGWKURXJK
6XSSRUWLQJVWRSSLQJWKHHQJLQH
UDLVLQJRUORZHULQJWKHERRVWSUHVVXUH$VVRRQDV
WKHGULYHUKDVDFWLYDWHGWKHPXOWLIXQFWLRQFRQWURO ,IWKHLJQLWLRQLVVZLWFKHGRIIDQGWKHLQMHFWHGIXHO
OHYHURQWKHULJKWRYHUWKHGHVLUHGEUDNHVWDJHWKH TXDQWLW\ WKHHQJLQHEUDNHLVDXWRPDWLFDOO\
SURFHVVHVGHVFULEHGDERYHDUHLQLWLDOO\WULJJHUHG,Q DFWLYDWHGZLWKRXWDQ\DFWLRQRQWKHSDUWRIWKH
DGGLWLRQWRWKHVZLWFKHGRQGHFRPSUHVVLRQEUDNH GULYHU7KHFRPSUHVVLRQLVVWURQJO\UHGXFHG
WKHZDVWHJDWHRQWKHWXUERFKDUJHUDVZHOODVWKH WKURXJKRSHQLQJWKHH[KDXVWYDOYHVRWKHHQJLQH
H[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHUDUHDOVR FDQVORZO\FRPHWRDKDOWDQGQRWEHVKLIWHG
DFWXDWHG,QWKLVZD\LWLVSRVVLEOHWRDUUDQJHWKDW EHWZHHQWZRLJQLWLRQ7'&VE\WKHFRPSUHVVLRQ
WKHF\OLQGHUFKDUJHOHDGVWRWKHUHTXHVWHGEUDNLQJ 7KLVIXQFWLRQLVRQO\HIIHFWLYHIRURLOWHPSHUDWXUHV
WRUTXH7KHHQJLQHPDQDJHPHQW 0&0 FRQWURO EHORZDERXWr&,QWKHFDVHRIDZDUPHQJLQHLW
XQLW $ XVHVWKHERRVWSUHVVXUHDVDFRQWUROOHG LVWKHUHIRUHSRVVLEOHWKDWWKHHQJLQHQRWLFHDEO\
YDULDEOH VXUJHVZKHQVZLWFKLQJRII

$GGLWLRQDOIXQFWLRQVRIWKHHQJLQHEUDNHV\VWHP 3HUIRUPDQFHIHDWXUHRIDVWDQGDUGDQGKLJK
SHUIRUPDQFHV\VWHP
&UXLVHFRQWUROPRGH
7KHHQJLQHEUDNHV\VWHPLVRIIHUHGLQWZRGLIIHUHQW
7KHHQJLQHEUDNHLVUHTXLUHGE\WKHGULYHFRQWURO SRZHUFDWHJRULHV7KHKDUGZDUHRIWKHWZRV\VWHPV
&3& FRQWUROXQLWWRPDLQWDLQWKHUHTXHVWHG LVLGHQWLFDO7KHGLIIHUHQFHVOLHLQWKHVRIWZDUH
VSHHGVDOVRZKHQXVLQJ&UXLVH&RQWURO7KH ERWKV\VWHPVDUHILWWHGZLWKDGLIIHUHQWFRGH
DFWLYDWLRQDQGFRQWUROOLQJRIWKHHQJLQHEUDNHWDNHV FRQWUROOHGGDWDUHFRUG
SODFHKHUHDXWRPDWLFDOO\
&RGH08 HQJLQHEUDNHVWDQGDUGV\VWHP 
3URYLGLQJVXSSRUWGXULQJVKLIWRSHUDWLRQV
$ERXWN:DWUSPXSWRDPD[LPXPRI
7KHHQJLQHEUDNHLVDXWRPDWLFDOO\DFWLYDWHGIRUDOO DERXWN:DWUSP
QRUPDOXSVKLIWLQJRSHUDWLRQVZLWKRXWWKHGULYHU
KDYLQJWRGRDQ\WKLQJ$FWLYDWLRQRIWKHHQJLQH &RGH09 HQJLQHEUDNHKLJKSHUIRUPDQFH
EUDNHVLJQLILFDQWO\ORZHUVWKHURWDWLRQDOVSHHG V\VWHP 
EHWZHHQWKHLQGLYLGXDOVKLIWRSHUDWLRQVPRUHTXLFNO\ $ERXWN:DWUSPXSWRDPD[LPXPRI
ZKHUHE\PRUHUDSLGV\QFKURQL]DWLRQLVDFKLHYHG DERXWN:DWUSP
ZKLFKLQWXUQOHDGVWRDPRUHUDSLGDFFHOHUDWLRQRI
WKHYHKLFOH
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
XVHVWKHIROORZLQJSDUDPHWHUVDVDFRQWUROOHG
YDULDEOH

*):0' (QJLQHPDQDJHPHQW 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' (QJLQHEUDNHVROHQRLG 3DJH
YDOYHFRPSRQHQW
GHVFULSWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' ([KDXVWJDVUHFLUFXODWLRQIXQFWLRQ 

(1*,1( LQ02'(/

*HQHUDO WKHZKROHURWDWLRQDOVSHHGUDQJHPHDQVWKDWWKH
7KHH[KDXVWUHF\FOLQJ $*5 SULPDULO\VHUYHVWR UDWLREHWZHHQUHF\FOHGH[KDXVWJDVPDVVHVDQG
UHGXFHWKHDPRXQWRIQLWURJHQR[LGHVWRFRPSO\ VXFWLRQHGLQRUVXSHUFKDUJHGIUHVKDLUPDVVPXVW
ZLWKWKHHPLVVLRQOLPLWVHYHQEHIRUHDIWHUWUHDWPHQW EHPDWFKHGH[DFWO\DQGWKXVH[DFWO\UHJXODWHG)RU
RIWKHH[KDXVW7KHVXFWLRQHGLQRUVXSHUFKDUJHG DFRPEXVWLRQPL[WXUHZLWKDQH[FHVVLYHO\KLJK
IUHVKDLULVPL[HGZLWKH[KDXVWVRWKDWWKH SURSRUWLRQRIH[KDXVWWKHFRPEXVWLRQGHWHULRUDWHV
FRQFHQWUDWLRQRIR[\JHQLQWKHFRPEXVWLRQPL[WXUH DQGWKHHPLVVLRQRIVRRWSDUWLFOHVFDUERQ
UHGXFHV,IWKHFRQFHQWUDWLRQRIR[\JHQUHGXFHVWKH PRQR[LGH &2 DQGK\GURFDUERQ +& LQFUHDVHV
FRPEXVWLRQWHPSHUDWXUHGURSVZKLFKOHDGVWR 2QWKHRWKHUKDQGWKHHPLVVLRQRIQLWURJHQR[LGHV
UHGXFHGRXWSXWRIQLWURJHQR[LGHV 12[ 7KHIDFW 12[ LQFUHDVHVLIWKHUDWLRRIIUHVKRU
WKDWH[KDXVWJDVUHFLUFXODWLRQ (*5 LVDFWLYHRYHU VXSHUFKDUJHGDLULVWRRKLJK

6\VWHPFRPSRQHQWV VKRZQ
RQHQJLQHVWDJH
FKDUJLQJ
 ([KDXVWJDV
UHFLUFXODWLRQFRROHU
 7XUERFKDUJHU
 ([KDXVWPDQLIROG
 (*5OLQH FROG
 &KDUJHDLUSLSH
 &KDUJHDLUSLSH PL[HU
KRXVLQJ
 (*5OLQH KRW
 ([KDXVWSLSH
< ([KDXVWJDV
UHFLUFXODWLRQSRVLWLRQHU
$ ,QWDNHDLUIURPDLUILOWHU
% &KDUJHDLUWRFKDUJH
DLUFRROHU KRW
:
& &KDUJHDLUIURP
FKDUJHDLUFRROHU FROG
' ([KDXVWIURPH[KDXVW
PDQLIROG

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

1HWZRUNLQJRIWKHHOHFWULFDOFRPSRQHQWV
$ (QJLQHPDQDJHPHQWFRQWUROXQLW 0&0
% )UHVKDLUGLIIHUHQWLDOSUHVVXUHVHQVRU
% &KDUJHDLUSUHVVXUHDQGWHPSHUDWXUH
VHQVRULQFKDUJHDLUSLSH
% &KDUJHDLUWHPSHUDWXUHVHQVRULQ
FKDUJHDLUKRXVLQJ
% 2[\JHQVHQVRU
< ([KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU

:

)XQFWLRQ WKURWWOHYDOYHDQGWKHUHIRUHUHJXODWHVZKLFKDPRXQW
7KH(*5UDWHGHVFULEHVWKHUHODWLRQVKLSRIUHF\FOHG RIH[KDXVWLVPL[HGLQ
TXDQWLW\RIH[KDXVWWRWKHTXDQWLW\RIIUHVKDLU,WLV 7KHEUDQFKHGRIIH[KDXVWLQLWLDOO\IORZVWKURXJKWKH
GHWHUPLQHGRYHUWKHHQJLQHPDQDJHPHQW 0&0 H[KDXVWJDVUHFLUFXODWLRQFRROHU  DWWDFKHGWRWKH
FRQWUROXQLW $ WKDWWKHPDVVRIDFWXDOO\VXFWLRQHG FRRODQWFLUFXLW+HUHFRROLQJWDNHVSODFHIURPD
LQRUVXSHUFKDUJHGIUHVKDLUDQGWKHPDVVRI WHPSHUDWXUHRIDERXWr&GRZQWRDERXWr&
DFWXDOO\UHF\FOHGH[KDXVWDUHFRUUHODWHGZLWKRQH 7KH$*5UDWHFDQEHLQFUHDVHGE\WKHFRROLQJ
DQRWKHU7KHVL]HRIWKH(*5UDWHLVFDOFXODWHGE\ VLQFHWKHGHQVLW\DQGWKHUHIRUHWKHPDVVRIWKH
WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ RQ UHF\FOHGH[KDXVWLVLQFUHDVHG)XUWKHUPRUHWKH
WKHEDVLVRILQIRUPDWLRQDERXWWKHFKDUJHDLU DGGHGTXDQWLW\RIFRROHGH[KDXVWFDXVHVD
SUHVVXUHDQGWHPSHUDWXUHVHQVRULQWKHFKDUJHDLU UHGXFWLRQLQWKH12[HPLVVLRQVE\WKHORZHULQJRI
SLSH % WKHR[\JHQVHQVRU % WKHFKDUJH WKHFRPEXVWLRQWHPSHUDWXUH
DLUWHPSHUDWXUHVHQVRULQWKHFKDUJHDLUKRXVLQJ
% DQGWKHIUHVKDLUSUHVVXUHGLIIHUHQWLDO 2QFHWKHH[KDXVWFRPLQJIURPWKHH[KDXVW
%  PDQLIROG  KDVSDVVHGWKURXJKWKHH[KDXVWJDV
UHFLUFXODWLRQFRROHU  LWSDVVHVWKURXJKWKH(*5
5HJXODWLRQRIWKH(*5UDWHWDNHVSODFHRYHUWKH OLQH  LQWRWKHFKDUJHDLUSLSH  ,WLVPL[HGKHUH
H[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU < ZLWKWKHIUHVKDLUFRPLQJRXWRIWKHFKDUJHDLU
DFWXDWHGE\WKHSXOVHZLGWKPRGXODWHGVLJQDOIURP FRROHUDQGWKHQOHGWRWKHLQGLYLGXDOF\OLQGHUVIRU
WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $  FRPEXVWLRQ
ZKLFKRSHQVDQGFORVHVWKH(*5OLQH  RYHULWV

*):0' &RPSRQHQWGHVFULSWLRQ % 3DJH
IRUDQR[\JHQVHQVRU
*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' &KDUJHDLUSUHVVXUHDQG % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):0' &KDUJHDLUWHPSHUDWXUH % 3DJH
VHQVRULQFKDUJHDLU
KRXVLQJFRPSRQHQW
GHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ % 3DJH
IRUIUHVKDLUGLIIHUHQWLDO
SUHVVXUHVHQVRU



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &RPSRQHQWGHVFULSWLRQ 3DJH


IRUH[KDXVWJDV
UHFLUFXODWLRQFRROHU
*):0' &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUH[KDXVWJDV
UHFLUFXODWLRQDFWXDWRU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' ([KDXVWDIWHUWUHDWPHQWIXQFWLRQ 

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

*HQHUDO JURXSVIRUORZHPLVVLRQ]RQHV7KH(XUR9,
7KH($76IRUIXOILOOLQJWKH(XUR9,HPLVVLRQV HPLVVLRQVVWDQGDUGIRUFRPPHUFLDOYHKLFOHVGHILQHV
VWDQGDUGLVEDVHGRQQHZHQJLQHWHFKQRORJ\LQ VWULFWOLPLWVIRUWKHHPLVVLRQRIFDUERQPRQR[LGH
FRPELQDWLRQZLWKDVHULHVRIPHDVXUHVDLPHGDW &2 QLWURJHQR[LGHV 12[ K\GURFDUERQV +&
UHGXFLQJH[KDXVWHPLVVLRQV DQGSDUWLFOHV 30 
$VDYHKLFOHPDQXIDFWXUHU0HUFHGHV%HQ]PXVW
(XUR9,HPLVVLRQVVWDQGDUG JXDUDQWHHFRPSOLDQFHZLWKWKHVHOLPLWVIRUDQ
(PLVVLRQVVWDQGDUGVDUHOHJDOJXLGHOLQHVZKLFK HVWDEOLVKHGWLPHSHULRGDQGPLOHDJH)RUWKLV
VHUYHWRVXEGLYLGHYHKLFOHVLQWRFHUWDLQHPLVVLRQV UHDVRQWKHH[KDXVWDIWHUWUHDWPHQWV\VWHP ($76
FODVVHV7KHVHHPLVVLRQFODVVHVDUHDVVLJQHGWR LVDSDUWRIWKHHQJLQHYHKLFOHKRPRORJDWLRQ
FHUWDLQHPLVVLRQNH\QXPEHUVXVHGWRFDOFXODWHWKH SURFHVVWKDWUHTXLUHVFHUWLILFDWLRQ
PRWRUYHKLFOHWD[DQGWKHGLYLVLRQLQWRSROOXWDQW

%ULHILQIRUPDWLRQRQ($76IRU(XUR9, ([KDXVWDIWHUWUHDWPHQWE\PHDQVRI
6HOHFWLYH&DWDO\WLF5HGXFWLRQ 6&5 ZLWKDQ
1HZGLHVHOHQJLQHJHQHUDWLRQ
DPPRQLDORFNLQJ&$7
7KHQHZHQJLQHJHQHUDWLRQLVILWWHGZLWKDFRPPRQ
UDLOGLHVHOLQMHFWLRQV\VWHP(*5DQGERRVW 'LHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&
SUHVVXUHFRQWURO7KHHQJLQHVWKHPVHOYHVDUHVHW 'LHVHOSDUWLFXODWHILOWHU '3)
WRPD[LPXPHIILFLHQF\DQGORZSDUWLFXODWH
HPLVVLRQV

1HWZRUNLQJRIFRQWUROXQLWV
$ 'ULYHFRQWURO &3&
FRQWUROXQLW
$ (QJLQHPDQDJHPHQW
FRQWUROXQLW 0&0
$ 12[VHQVRUFRQWURO
XQLWH[KDXVW
DIWHUWUHDWPHQWXQLW
RXWOHW
$ 6&5FRQWUROXQLW LQ
SXPSPRGXOH
$ ([KDXVWDIWHUWUHDWPHQW
$&0 FRQWUROXQLW
$ 12[VHQVRUFRQWURO
XQLWH[KDXVW
DIWHUWUHDWPHQWXQLWLQOHW

:



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

6\VWHPRYHUYLHZ
 1R]]OHXQLWIRU'3) $ 12[VHQVRUFRQWURO % 8SSHUH[KDXVW
UHJHQHUDWLRQ XQLWH[KDXVW WHPSHUDWXUHVHQVRU
DIWHUWUHDWPHQWXQLW GRZQVWUHDPRI
RXWOHW GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
 3XPSPRGXOH $E ([KDXVW % ([KDXVW
DIWHUWUHDWPHQWXQLW WHPSHUDWXUHVHQVRU
RXWOHW12[VHQVRU GRZQVWUHDPRI
GLHVHOSDUWLFXODWH
ILOWHU
 $G%OXHWDQN $ 6&5FRQWUROXQLW % ([KDXVW
WHPSHUDWXUHVHQVRU
GRZQVWUHDPRI
6&5FDWDO\WLF
FRQYHUWHU
 ([KDXVW $ ([KDXVW % $G%OXHILOOOHYHO
DIWHUWUHDWPHQWXQLW DIWHUWUHDWPHQW VHQVRUWHPSHUDWXUH
$&0 FRQWUROXQLW VHQVRU
 $PPRQLDORFNLQJ $ $G%OXHPHWHULQJ % )XHOSUHVVXUH
&$7 GHYLFH VHQVRU RXWOHW
 6&5FDWDO\WLF $ 12[VHQVRUFRQWURO % )XHOSUHVVXUH
FRQYHUWHU XQLWH[KDXVW VHQVRU LQOHW
DIWHUWUHDWPHQWXQLW
LQOHW
 'LHVHOR[LGDWLRQ $E ([KDXVW 0 6&5GHOLYHU\SXPS
FDWDO\WLFFRQYHUWHU DIWHUWUHDWPHQWXQLW
'2& LQOHW12[VHQVRU
 'LHVHOSDUWLFXODWH % ([KDXVWSUHVVXUH < $G%OXHKHDWHU
ILOWHU '3) VHQVRUXSVWUHDPRI FRRODQWVROHQRLG
GLHVHOR[LGDWLRQ YDOYH
FDWDO\WLFFRQYHUWHU
 'LHVHOIXHO % ([KDXVWSUHVVXUH < )XHOPHWHULQJYDOYH
PHWHULQJGHYLFH VHQVRUGRZQVWUHDP
IRU'3) RIGLHVHOSDUWLFXODWH
UHJHQHUDWLRQ ILOWHU
$ (QJLQH % ([KDXVW < )XHOVKXWRIIYDOYH
PDQDJHPHQW WHPSHUDWXUHVHQVRU
FRQWUROXQLW 0&0 XSVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHU



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

VLJQDOFXUYH
$ (QJLQH % ([KDXVWSUHVVXUH &$1 12[&$1
PDQDJHPHQW VHQVRUXSVWUHDPRI
FRQWUROXQLW 0&0 GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
$ 12[VHQVRUFRQWURO % ([KDXVWSUHVVXUH % )XHOSUHVVXUH
XQLWH[KDXVW VHQVRUGRZQVWUHDP VHQVRU RXWOHW
DIWHUWUHDWPHQWXQLW RIGLHVHOSDUWLFXODWH
RXWOHW ILOWHU
$E ([KDXVW % ([KDXVW % )XHOSUHVVXUH
DIWHUWUHDWPHQWXQLW WHPSHUDWXUHVHQVRU VHQVRU LQOHW
RXWOHW12[VHQVRU XSVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHU
$ 6&5FRQWUROXQLW % 8SSHUH[KDXVW 0 6&5GHOLYHU\SXPS
WHPSHUDWXUHVHQVRU
GRZQVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
$ ([KDXVW % ([KDXVW < )XHOPHWHULQJYDOYH
DIWHUWUHDWPHQW WHPSHUDWXUHVHQVRU
$&0 FRQWUROXQLW GRZQVWUHDPRI
GLHVHOSDUWLFXODWH
ILOWHU
$ $G%OXHPHWHULQJ % ([KDXVW < )XHOVKXWRIIYDOYH
GHYLFH WHPSHUDWXUHVHQVRU
GRZQVWUHDPRI
6&5FDWDO\WLF
FRQYHUWHU
$ 12[VHQVRUFRQWURO % $G%OXHILOOOHYHO
XQLWH[KDXVW VHQVRUWHPSHUDWXUH
DIWHUWUHDWPHQWXQLW VHQVRU
LQOHW
$E ([KDXVW &$1 'ULYHWUDLQ&$1
DIWHUWUHDWPHQWXQLW
LQOHW12[VHQVRU

)XQFWLRQRIWKH($76 RYHUDOOV\VWHP VXFNVLQ$G%OXHpIURPWKH$G%OXHpFRQWDLQHU 


7KHEDVLFIXQFWLRQDOLWLHVRIWKHZKROH($76DUH DQGSXPSVLWRYHUWKH$G%OXHpIHHGOLQHWRWKH
PRQLWRUHGDQGUHJXODWHGRYHUWKHHQJLQH $G%OXHpPHWHULQJGHYLFH $ 
PDQDJHPHQW 0&0 FRQWUROXQLW $ DQGWKH %HFDXVHWKH$G%OXHpLQMHFWLRQLQWRWKHH[KDXVWIORZ
H[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW $  LVQRWFRQWLQXRXVWKH$G%OXHpIORZVRYHUWKH
$IWHUDQHQJLQHVWDUWWKHHQJLQHPDQDJHPHQW $G%OXHpUHWXUQOLQHEDFNLQWRWKH$G%OXHpFRQWDLQHU
0&0 FRQWUROXQLW $ VWDUWVDQDXWRPDWLFWHVW  7KLVFLUFXODWLRQFRQWLQXRXVO\WDNHVSODFH
URXWLQHDXWRPDWLFDOO\LQWKHEDFNJURXQGZKLFK LQGHSHQGHQWO\RIZKHWKHU$G%OXHpLVLQMHFWHGRU
FKHFNVWKHRSHUDWLRQDOUHDGLQHVVRIWKH($76 QRW7KLVHQDEOHVUHFLUFXODWLRQFRROLQJWREH
2QFHWKHV\VWHPKDVEHHQHQDEOHGWKH6&5 DFKLHYHGZKLFKSUHYHQWVWKH$G%OXHpPHWHULQJ
FRQWUROXQLW $ LQWHJUDWHGLQWRWKHSXPSPRGXOH GHYLFH $ ZKLFKLVLQVWDOOHGRQWKH($78 
 LVDFWXDWHG7KLVVZLWFKHVRQWKH6&5GHOLYHU\ LWVHOIDJDLQVWGDPDJHGXHWRRYHUKHDWLQJ
SXPS 0 LQWKHSXPSPRGXOH  ZKLFKWKHQ




This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

3KDVH&RQYHUVLRQRI&2DQG+&LQWKHGLHVHO ILUVWRIDOOVHQGVDVLJQDOWRWKHH[KDXVW
R[LGDWLRQFDWDO\WLFFRQYHUWHU  DIWHUWUHDWPHQW $&0 FRQWUROXQLW $ ZKLFK
7KHH[KDXVWJDVFRPLQJIURPWKHH[KDXVWPDQLIROG SURFHVVHVWKHGDWDDQGDIWHUZDUGVDFWXDWHVWKH
LQLWLDOO\IORZVWKURXJKWKH($78  LQWRWKHGLHVHO 6&5FRQWUROXQLW $ LQWHJUDWHGRQWKHSXPS
R[LGDWLRQFDWDO\WLFFRQYHUWHU  ,QWKLVFDWDO\WLF PRGXOH
FRQYHUWHUWKHJLYHQK\GURFDUERQV +& DQGWKH 7KHLQMHFWLRQWLPLQJSRLQWDQGWKHLQMHFWLRQTXDQWLW\
FDUERQPRQR[LGH &2 DUHFRQYHUWHGWRFDUERQ DUHQRZFDOFXODWHGWKHUHDQGWKH$G%OXHpPHWHULQJ
GLR[LGH &2 DQGZDWHU +2 )XUWKHUPRUHDSDUW GHYLFH $ LVDSSURSULDWHO\DFWXDWHG,I$G%OXHpLV
RIWKHQLWULFR[LGH 12 LVR[LGL]HGWREHFRPH LQMHFWHGWKHIROORZLQJKDSSHQV7KH$G%OXHp
QLWURJHQGLR[LGH 12  PHWHULQJGHYLFH $ ORFDWHGLQWKHH[KDXVWSDWK
GRZQVWUHDPRIWKHGLHVHOR[LGDWLRQFDWDO\WLF
3KDVH5HGXFWLRQRIWKHSDUWLFXODWHPDVVLQ FRQYHUWHU  DQGGLHVHOSDUWLFXODWHILOWHU  LQMHFWV
WKHGLHVHOSDUWLFXODWHILOWHU  $G%OXHpVWUDLJKWLQWRWKHH[KDXVWIORZ7KH
$G%OXHpPL[HVKHUHZLWKWKHDOUHDG\SUHFOHDQHG
7KHGLHVHOSDUWLFXODWHILOWHU  LVFRQQHFWHGLQ
H[KDXVWDQGEUHDNVGRZQLQDILUVWSURFHVVVWHS
VHULHVDIWHUWKHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU
LQWRDPPRQLD 1+ $ORQJZLWKWKHQLWURJHQR[LGH
 ,QLWVSRURXVILOWHUVWUXFWXUHWKHSDUWLFOHVDUH
VHSDUDWHGWKURXJKDGKHVLRQDQGWKHQFROOHFWHG PROHFXOHV 12[ JHQHUDWHGGXULQJFRPEXVWLRQWKH
DPPRQLD 1+ VRFUHDWHGIORZVRQLQWKHH[KDXVW
3KDVH5HGXFWLRQRI12[LQ6&5FDWDO\WLF IORZWRWKH6&5FDWDO\WLFFRQYHUWHU  ,WV
FRQYHUWHU KRQH\FRPEVWUXFWXUHKDVDVSHFLDOFRDWLQJZKLFK
7KH$G%OXHpLQMHFWLRQLQWRWKHH[KDXVWIORZLV DOORZVFRQYHUVLRQRI1+DQG12[LQWRKDUPOHVV
FDOFXODWHGE\WKHHQJLQHPDQDJHPHQW 0&0 QLWURJHQ 1 DQGZDWHUYDSRU +2 
FRQWUROXQLW $ ,I$G%OXHpVKRXOGEHLQMHFWHGWKLV

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

$G%OXHFRRODQWOLQHV\VWHP
 3XPSPRGXOH $ $G%OXHPHWHULQJ 5 $G%OXHSUHVVXUHOLQH
GHYLFH KHDWLQJHOHPHQW
 $G%OXHWDQN % $G%OXHILOOOHYHO < $G%OXHKHDWHU
VHQVRUWHPSHUDWXUH FRRODQWVROHQRLGYDOYH
VHQVRU
 &RRODQWIHHGOLQH 5 $G%OXHUHWXUQOLQH
KHDWLQJHOHPHQW
 &RRODQWUHWXUQOLQH 5 $G%OXHLQWDNHOLQH
KHDWLQJHOHPHQW

$G%OXHOLQHV\VWHP ORFDWHGRQWKHULJKWVLGHRIWKHHQJLQHDQGDFRRODQW
7KH$G%OXHpOLQHV\VWHPH[WHQGVIURPWKH OLQHV\VWHP7KH$G%OXHpKHDWHUFRRODQWVROHQRLG
$G%OXHpFRQWDLQHU  WKHSXPSPRGXOH  DQGWKH YDOYH < LVDFWXDWHGE\WKHHQJLQH
$G%OXHpPHWHULQJGHYLFH $ %HFDXVHWKH PDQDJHPHQW 0&0 FRQWUROXQLW $ )URPWKH
$G%OXHpPHWHULQJGHYLFH $ LVLQVWDOOHGRQWRWKH $G%OXHpILOOOHYHODQGWHPSHUDWXUHVHQVRU %
($78LWVHOIDQGWKHUHIRUHH[SRVHGWRKLJK LQWHJUDWHGLQWKH$G%OXHWDQN  LWGHWHFWVZKHQWKH
WHPSHUDWXUHV$G%OXHpLVFRQVWDQWO\FLUFXODWHG WHPSHUDWXUHRIWKHWDQNFRQWHQWVLVDSSURDFKLQJWKH
ZKHQWKHHQJLQHVWDUWVDQGLQDVSHFLILFUXQRQWLPH GHILQHGOLPLWYDOXHRIDSSUR[r&,IWKLVLVWKHFDVH
DIWHUWKHHQJLQHLVVWRSSHGIRUUHFLUFXODWLRQFRROLQJ DQGLIWKHFRRODQWWHPSHUDWXUHKDVDOUHDG\UHDFKHG
r&WKH$G%OXHpKHDWHUFRRODQWVROHQRLGYDOYH
$G%OXHKHDWHU < LVRSHQHGLVWKDWWKHFRRODQWFDQIORZ
WKURXJKWKHOLQHV\VWHP
$G%OXHpIUHH]HVEHORZDWHPSHUDWXUHRIDERXW
r&7KH$G%OXHpKHDWHUHQVXUHVWKDWDQ\ )XQFWLRQRI$G%OXHKHDWLQJE\DQHOHFWULFDO
$G%OXHpWKDWKDVIUR]HQGXULQJSHULRGVRIQRQ KHDWHU
RSHUDWLRQLVKHDWHGDQGUHOLTXLILHGDQGSUHYHQWVLW
IURPIUHH]LQJZKLOHGULYLQJLQFROGRXWVLGH 7KHKHDWLQJFRLORIWKHKHDWLQJHOHPHQWVLQWHJUDWHG
WHPSHUDWXUHV7KH$G%OXHpOLQHVIURPWKH LQWKH$G%OXHpOLQHVLVVZLWFKHGRQDQGRIIE\WKH
$G%OXHpFRQWDLQHU  WRWKHSXPSPRGXOH  DUH H[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW $ 
URXWHGDQGLQVXODWHGWRJHWKHUZLWKFRRODQWOLQHV 9HU\SHUWLQHQWKHUHDUHDOVRWKHYDOXHVZKLFKDUH
7KH$G%OXHpOLQHVEHWZHHQWKHSXPSPRGXOH  GHOLYHUHGE\WKH$G%OXHpILOOOHYHOVHQVRU
DQG$G%OXHpPHWHULQJGHYLFH $ DUHQRW WHPSHUDWXUHVHQVRU % 
HOHFWULFDOO\KHDWHGE\WKHFRRODQWEXWE\WKH
KHDWLQJHOHPHQWVLQWHJUDWHGLQWRWKHOLQHVHFWLRQV

)XQFWLRQRI$G%OXHKHDWLQJE\FRRODQW
7KH$G%OXHpKHDWHUFRQVLVWVRIWKH$G%OXHp
KHDWHUFRRODQWVROHQRLGYDOYH < ZKLFKLV

*) ([KDXVWDIWHUWUHDWPHQW 3DJH
:0' RYHUDOOQHWZRUN
*):0' 12[VHQVRUDWH[KDXVW $$E 3DJH
DIWHUWUHDWPHQWXQLWH[LW
FRPSRQHQWGHVFULSWLRQ
*):0' 3XPSPRGXOH $0 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' ([KDXVWDIWHUWUHDWPHQW $ 3DJH
FRQWUROXQLW $&0 
FRPSRQHQWGHVFULSWLRQ
*):0' $G%OXHPHWHULQJGHYLFH $ 3DJH
FRPSRQHQWGHVFULSWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 12[VHQVRUDWH[KDXVW $$E 3DJH


DIWHUWUHDWPHQWXQLW
HQWUDQFHFRPSRQHQW
GHVFULSWLRQ
*):0' ([KDXVWSUHVVXUHVHQVRU % 3DJH
XSVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHUFRPSRQHQW
GHVFULSWLRQ
*):0' ([KDXVWSUHVVXUHVHQVRU % 3DJH
GRZQVWUHDPRIGLHVHO
SDUWLFXODWHILOWHU
FRPSRQHQWGHVFULSWLRQ
*):0' ([KDXVWWHPSHUDWXUH % 3DJH
VHQVRUXSVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHUFRPSRQHQW
GHVFULSWLRQ
*):0' 8SSHUH[KDXVW % 3DJH
WHPSHUDWXUHVHQVRU
GRZQVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHUFRPSRQHQW
GHVFULSWLRQ
*):0' ([KDXVWWHPSHUDWXUH % 3DJH
VHQVRUGRZQVWUHDPRI
GLHVHOSDUWLFXODWHILOWHU
FRPSRQHQWGHVFULSWLRQ
*):0' ([KDXVWWHPSHUDWXUH % 3DJH
VHQVRUGRZQVWUHDPRI
6&5FDWDO\WLFFRQYHUWHU
FRPSRQHQWGHVFULSWLRQ
*):0' $G%OXHILOOOHYHOVHQVRU % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):0' 'LHVHOIXHOPHWHULQJ %%<< 3DJH
GHYLFHFRPSRQHQW
GHVFULSWLRQ
*):0' $G%OXHKHDWHUFRRODQW < 3DJH
VROHQRLGYDOYH
FRPSRQHQWGHVFULSWLRQ
*):0' $G%OXHWDQNFRPSRQHQW 3DJH
GHVFULSWLRQ
*):0' 'LHVHOR[LGDWLRQFDWDO\WLF 3DJH
FRQYHUWHUFRPSRQHQW
GHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRU6&5FDWDO\WLF
FRQYHUWHU
*):0' ([KDXVWDIWHUWUHDWPHQW 3DJH
XQLWFRPSRQHQW
GHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' 'LHVHOSDUWLFXODWHILOWHURI 3DJH


H[KDXVWDIWHUWUHDWPHQW
XQLWFRPSRQHQW
GHVFULSWLRQ
*):0' 1R]]OHXQLWIRU'3) 3DJH
UHJHQHUDWLRQFRPSRQHQW
GHVFULSWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*) ([KDXVWDIWHUWUHDWPHQW
:0' RYHUDOOQHWZRUN

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

:

$ 'ULYHFRQWURO &3& $ 6&5FRQWUROXQLW &$1 'ULYHWUDLQ&$1


FRQWUROXQLW
$ (QJLQH $ ([KDXVW &$1 12[&$1
PDQDJHPHQW DIWHUWUHDWPHQW
FRQWUROXQLW 0&0 $&0 FRQWUROXQLW
$ 12[VHQVRUFRQWURO $ 12[VHQVRUFRQWURO = 'ULYH&$1EXVVWDU
XQLWH[KDXVW XQLWH[KDXVW SRLQW
DIWHUWUHDWPHQWXQLW DIWHUWUHDWPHQWXQLW
RXWOHW LQOHW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' (QJLQHRLOFLUFXLWIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

6KRZQRQHQJLQHZLWKSRZHUWDNHRII
 2LOSXPS  &RPSUHVVRUOXEULFDWLRQSRLQW
 2LOLQWDNHWXEH  ,QWDNHFDPVKDIW
 2LOVWUDLQHU  ,QWDNHURFNHUDUPVKDIW
 2LOFRRODQWPRGXOH  ([KDXVWFDPVKDIW
 2LOZDWHUKHDWH[FKDQJHU  ([KDXVWURFNHUVKDIW
 2LOILOWHU  ,QWDNHURFNHUDUP
 2LOVSUD\QR]]OH  ([KDXVWURFNHUDUP
 &UDQNVKDIWEHDULQJOXEULFDWLRQSRLQW  )XHOV\VWHPKLJKSUHVVXUHSXPS
OXEULFDWLRQSRLQW
 7XUERFKDUJHU KLJKSUHVVXUHVWDJH  &DPVKDIWSRVLWLRQHU
 7XUERFKDUJHU ORZSUHVVXUHVWDJH % 2LOSUHVVXUHVZLWFK
 3RZHUWDNHRIIOXEULFDWLRQSRLQW < (QJLQHEUDNHVROHQRLGYDOYH

$OOPRYLQJFRPSRQHQWVRQWKHHQJLQHZKLFKDUH VXFWLRQVLQHQJLQHRLOLQWKHRLOSDQRYHUWKHRLO
OXEULFDWHGRUFRROHGE\HQJLQHRLODUHVXSSOLHGZLWK LQWDNHWXEH  DQGWKHRLOVWUDLQHU  IDVWHQHG
HQJLQHRLOYLDWKHHQJLQHRLOFLUFXLW7KHOXEULFDWLRQ LQVLGHLWDQGGHOLYHUVWKLVWRWKHRLOFRRODQWPRGXOH
UHGXFHVIULFWLRQDQGPHFKDQLFDOZHDURQPRYLQJ  )URPWKHUHWKHHQJLQHRLOILUVWIORZVWKURXJKWKH
FRPSRQHQWV,PSDFWVDUHDOVRDEVRUEHGE\WKHRLO RLOZDWHUKHDWH[FKDQJHU  EHIRUHLWILQDOO\
EXIIHULQWKHEHDULQJV SDVVHVLQWRWKHRLOILOWHU  
7KHRLOFLUFXLWRIWKHHQJLQHLVVXSSOLHGZLWKHQJLQH $IWHUWKHZDUPXSSKDVHRIWKHHQJLQHWKHRLO
RLOYLDWKHRLOSXPS  7KHRLOSXPS  LVGHVLJQHG ZDWHUKHDWH[FKDQJHU  VHUYHVWRFRROWKH
DVDJHDUSXPSDQGLVGULYHQE\WKHSLQLRQJHDU HQJLQHRLO
GULYH,IWKHHQJLQHLVVWDUWHGWKHRLOSXPS 



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

,QWKHRLOILOWHU  WKHHQJLQHRLOIORZVIURPWKH RIWKHH[KDXVWFDPVKDIW  DVZHOODVWKH


RXWVLGHLQZDUGVWKURXJKWKHRLOILOWHUHOHPHQWZKHUH FDPVKDIWSRVLWLRQHU  DUHVXSSOLHGZLWKHQJLQH
LWLVFOHDQHG7KHHQJLQHRLOWKHQSDVVHVLQWRWKH RLO+RZHYHUHQJLQHRLOLVILUVWVHQWWRWKHFDPVKDIW
PDLQRLOGXFW SRVLWLRQHU  LVWKHFDPVKDIWSRVLWLRQHUVROHQRLG
7KHPDLQRLOGXFWSULPDULO\VXSSOLHVWKHFUDQNVKDIW < LVDFWXDWHGE\WKHHQJLQHPDQDJHPHQW
EHDULQJWKHFRQQHFWLQJURGEHDULQJDQGWKHRLO 0&0 FRQWUROXQLW $ 
VSUD\QR]]OHV  ZLWKHQJLQHRLO7KHIROORZLQJRLO 7KHRLOGXFWIRURSHUDWLRQRIWKHHQJLQHEUDNH
GXFWVRURLOSUHVVXUHOLQHVDOVREUDQFKRIIIURPWKH VLPSO\VHUYHVWRVXSSO\WKHK\GUDXOLFHQJLQHEUDNH
PDLQRLOGXFW XQLWVZLWKHQJLQHRLO7KHRLOGXFWLVVHSDUDWHGE\
WKHRLOGXFWWRWKHSUHVVXUHUHJXODWLQJYDOYHLQ WKHHQJLQHEUDNHVROHQRLGYDOYH < IURPWKHRLO
WKHRLOSXPS  GXFWWRWKHF\OLQGHUKHDGDQGRQO\VXEMHFWHGWRWKH
RLOSUHVVXUHIRUDQDFWLYDWHGHQJLQHEUDNH
WKHRLOGXFWVWRWKHF\OLQGHUKHDG
7KHRLOGXFWVWRWKHJHDUZKHHOGULYHVXSSO\HQJLQH
WKHRLOGXFWVWRWKHJHDUZKHHOGULYH RLOWRWKHLQGLYLGXDOEHDULQJVRIWKHJHDUZKHHOVRQ
WKHRLOSUHVVXUHOLQHVWRWKHWXUERFKDUJHUV  WKHJHDUZKHHOGULYHDVZHOODVWKHHQJLQHPRXQWHG
SRZHUWDNHRIILQVRIDUDVRQHLVLQVWDOOHG
7KHHQJLQHRLOLVVSUD\HGFRQWLQXRXVO\RYHUWKHRLO
VSUD\QR]]OHV  XQGHUWKHSLVWRQFURZQVZKLFK 7KHHQJLQHRLOLVUHWXUQHGE\ZD\RIUHWXUQGXFWV
FRROVWKHP DQGUHWXUQKROHVLQWKHFDPVKDIWKRXVLQJWKH
F\OLQGHUKHDGDQGLQWKHFUDQNFDVH
)URPWKHRLOGXFWVWRWKHF\OLQGHUKHDGWKH
OXEULFDWLQJRLOGXFWIRUWKHLQWDNHURFNHUDUPVKDIW $
 WKHOXEULFDWLQJRLOGXFWIRUWKHH[KDXVWURFNHU 7KHHQJLQHRLOILOOOHYHOVHQVRU % LVXVHGIRU
DUPVKDIW  DVZHOODVWKHRLOGXFWIRURSHUDWLRQ PRQLWRULQJWKHHQJLQHRLOOHYHODQGHQJLQHRLO
RIWKHHQJLQHEUDNHEUDQFKRII WHPSHUDWXUHLQWKHRLOSDQ7KHHQJLQHRLOSUHVVXUH
LVPRQLWRUHGE\WKHRLOSUHVVXUHVZLWFK % 
2YHUWKHOXEULFDWLQJRLOGXFWIRUWKHLQWDNHURFNHU
7KHHQJLQHRLOILOOOHYHOVHQVRU % DQGWKHRLO
DUPVKDIW  WKHURFNHUDUPEHDULQJVIRUWKH
SUHVVXUHVHQVRU % DUHFRQQHFWHGWRWKH
LQWDNHURFNHUDUPV  DQGWKHEHDULQJDQGFDPV
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ ,IQR
RIWKHLQWDNHFDPVKDIW  DUHVXSSOLHGZLWKHQJLQH
DGHTXDWHHQJLQHRLOSUHVVXUHLVSUHVHQWWKHRLO
RLO2YHUWKHOXEULFDWLQJRLOGXFWIRUWKHH[KDXVW
OHYHOLVWRRORZRUWKHHQJLQHRLOWHPSHUDWXUHWRR
URFNHUDUPVKDIW  WKHURFNHUDUPEHDULQJVIRU
KLJKDFRUUHVSRQGLQJZDUQLQJDSSHDUVLQWKH,&
WKHH[KDXVWURFNHUDUPV  WKHEHDULQJDQGFDPV

*) (QJLQHRLOFLUFXLW 3DJH
:0' VFKHPDWLF
*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' 2LOSUHVVXUHVZLWFK % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' (QJLQHRLOILOOOHYHOVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQHU < 3DJH
VROHQRLGFRPSRQHQW
GHVFULSWLRQ
*):0' (QJLQHEUDNHVROHQRLG < 3DJH
YDOYHFRPSRQHQW
GHVFULSWLRQ
*):0' &DPVKDIWSRVLWLRQHU 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0'$ &RPSRQHQWGHVFULSWLRQ (QJLQH ZLWK 3DJH
IRUWKHWXUERFKDUJHU VWDJHFKDUJLQJ
*):0'% &RPSRQHQWGHVFULSWLRQ (QJLQH ZLWK 3DJH
IRUWKHWXUERFKDUJHU VWDJHFKDUJLQJ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &RPSRQHQWGHVFULSWLRQ 3DJH


IRUWKHRLOSXPS
*):0' 2LOFRRODQWPRGXOH 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' 2LOZDWHUKHDWH[FKDQJHU 3DJH
FRPSRQHQWGHVFULSWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*) (QJLQHRLOFLUFXLWVFKHPDWLF
:0'

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

6KRZQRQHQJLQH
 2LOSXPS  ,QWDNHFDPVKDIW  /XEULFDWLRQSRLQWIRU
WKHLQWHUPHGLDWHJHDU
FDPVKDIWV
 3UHVVXUHUHJXODWRU  ,QWDNHFDPV  &DPVKDIWSRVLWLRQHU
YDOYH
 2LOLQWDNHWXEH  ,QWDNHURFNHUDUP  /XEULFDWLRQSRLQWIRU
VSLQGOH WKHLQWHUPHGLDWHJHDU
FRPSUHVVRU
 2LOVWUDLQHU  ([KDXVWFDPVKDIW  &UDQNFDVHUHWXUQ
 2LOFRRODQWPRGXOH  %UDNHFDP  &\OLQGHUKHDGUHWXUQ
 2LOZDWHUKHDW  ([KDXVWFDPV  5HWXUQIORZIURPWKH
H[FKDQJHU URFNHUDUPKRXVLQJ
 2LOILOWHU  ([KDXVWURFNHUVKDIW % 2LOSUHVVXUHVZLWFK
 %\SDVVYDOYH RLOILOWHU  ,QWDNHURFNHUDUP % (QJLQHRLOILOOOHYHO
VHQVRU
 %\SDVVYDOYH RLO  ([KDXVWURFNHUDUP < (QJLQHEUDNHVROHQRLG
ZDWHUKHDWH[FKDQJHU YDOYH
 2LOVSUD\QR]]OH  ,QWDNHFDPVKDIW $ &DPVKDIWKRXVLQJ
EHDULQJOXEULFDWLRQ
SRLQW
 &UDQNVKDIW  ([KDXVWFDPVKDIW % &\OLQGHUKHDG
EHDULQJOXEULFDWLRQ
SRLQW
 &UDQNVKDIWEHDULQJ  +\GUDXOLFHQJLQHEUDNH & &UDQNFDVH
OXEULFDWLRQSRLQW XQLW
 &RQQHFWLQJURG  /XEULFDWLRQSRLQWIRU ' 2LOSDQ
EHDULQJOXEULFDWLRQ WKHGRXEOHLGOHUJHDU
SRLQW
 7XUERFKDUJHU KLJK  /XEULFDWLRQSRLQWIRU ( *HDUZKHHOGULYH
SUHVVXUHVWDJH WKHLQWHUPHGLDWHJHDU
SRZHUWDNHRII
 7XUERFKDUJHU ORZ  'RXEOHLGOHUJHDU ) (QJLQHRLO
SUHVVXUHVWDJH OXEULFDWLRQSRLQW WR
QH[WJHDUOHYHO
 3RZHUWDNHRII  /XEULFDWLRQSRLQWIRU
OXEULFDWLRQSRLQW WKHLQWHUPHGLDWHJHDU
 &RPSUHVVRU  /XEULFDWLRQSRLQWIRU
OXEULFDWLRQSRLQW WKHIXHOV\VWHPKLJK
SUHVVXUHSXPS



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' &RRODQWFLUFXLWIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

6KRZQRQHQJLQH
 2LOFRRODQWPRGXOH  &RRODQWIHHGWR$G%OXHKHDWHU
 &RRODQWWKHUPRVWDW  &RRODQWIHHGWRWKH$G%OXHKHDWHU
 &RRODQWSXPS < $G%OXHKHDWHUFRRODQWVROHQRLGYDOYH
 /RZHUFRROLQJOHYHO LQWKHF\OLQGHUKHDG < %RRVWSUHVVXUHSRVLWLRQHU
 8SSHUFRROLQJOHYHO LQWKHF\OLQGHUKHDG & &UDQNFDVH
 &RRODQWPDQLIROG ( 9HQWLODWLRQ
 ,QMHFWLRQQR]]OHIRUUHJHQHUDWLRQRIWKH +5 +HDWHUUHWXUQ
GLHVHOSDUWLFXODWHILOWHU
 ([KDXVWJDVUHFLUFXODWLRQFRROHU += +HDWHUIHHG
 &RPSUHVVRU .$ &RRODQWRXWOHW
 )DQ .( &RRODQWLQOHW

*HQHUDO (QJLQHFRROLQJFLUFXLW
7KHHQJLQHVLQPRGHOVHULHV20KDYHDFORVHG 7KHFRRODQWSXPS  LVEHOWGULYHQ,IWKHHQJLQH
FRROLQJV\VWHP SUHVVXUL]HGV\VWHP 7KLVPHDQV LVUXQQLQJDQGLILWKDVQRW\HWUHDFKHGLWVRSHUDWLQJ
WKDWFRRODQWLQWKHFRROLQJV\VWHPZKLFKLV WHPSHUDWXUHWKHQWKHFRRODQWSXPS  FLUFXODWHV
FLUFXODWHGE\WKHFRRODQWSXPS  DEVRUEVWKH WKHFRRODQWLQVLGHWKHHQJLQH6LQFHWKHFRRODQW
KHDWIURPWKHKRWHQJLQHFRPSRQHQWVDQGRQFH WKHUPRVWDW  LVFORVHGIRUDFROGHQJLQHWKH
WKHHQJLQHKDVUHDFKHGLWVRSHUDWLQJWHPSHUDWXUH FRRODQWIORZVSDVWWKHFORVHGFRRODQWWKHUPRVWDW
LWGLVVLSDWHVWKLVWKURXJKDFRROHUWRWKHRXWVLGHDLU  WKURXJKWKHFRRODQWSXPS  LQWRWKH
FUDQNFDVH & 3DUWRIWKHFRRODQWILUVWSDVVHV
LPPHGLDWHO\DIWHUWKHFRRODQWSXPS  WKURXJK
WKHRLOZDWHUKHDWH[FKDQJHUDQGWKHQWKURXJKWKH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

VLOLFDWHVWRUDJHXQLWEHIRUHLWLVDJDLQVXFNHGLQE\ FRRODQWLVDJDLQOHGGLUHFWO\WKURXJKWKHFRRODQW
WKHFRRODQWSXPS   SXPS  RYHUWKHVWLOOFORVHGFRRODQWWKHUPRVWDW
7KHHQJLQHRLOLVFRROHGRYHUWKHRLOZDWHUKHDW  LQWRWKHFUDQNFDVH & XQWLOWKHRSHUDWLQJ
H[FKDQJHUVRWKDWLWGRHVQRWH[FHHGWKH WHPSHUDWXUHRIWKHHQJLQHLVUHDFKHG
WHPSHUDWXUHRIr&7KHVLOLFDWHFRQFHQWUDWLRQLQ :KHQWKHHQJLQHRSHUDWLQJWHPSHUDWXUHLVUHDFKHG
WKHFRRODQWLVUHJXODWHGZLWKWKHDLGRIWKHVLOLFDWH WKHFRROHUFLUFXLWLVDFWLYDWHGZKHQWKHFRRODQW
VWRUDJHXQLWLQRUGHUWRSURWHFWWKHFRPSRQHQWVLQ WKHUPRVWDW  LVRSHQHG'HSHQGLQJRQWKH
WKHHQJLQHIURPFRUURVLRQ SRVLWLRQRIWKHFRRODQWWKHUPRVWDW  PRUHRU
7KHFRRODQWIORZVDURXQGWKHF\OLQGHULQWKH OHVVFRRODQWIORZVWKURXJKWKHYHKLFOHFRROHURU
FUDQNFDVH & DQGWKHQSDVVHVRYHUIRUFRRODQW GLUHFWO\WRWKHFRRODQWSXPS  7KHWHPSHUDWXUH
GXFWVSHUF\OLQGHUWZRFRRODQWGXFWVRQWKHLQOHW RIWKHFRRODQWLQWKHFRRODQWFLUFXLWLVUHJXODWHGLQ
VLGHDVZHOODVWZRFRRODQWGXFWVRQWKHH[KDXVW WKLVZD\
VLGHLQWKHF\OLQGHUKHDG,QWKHF\OLQGHUKHDGWKH 7KHIDQ  LVXVHGWRLQFUHDVHWKHYHKLFOHFRROHU
V
FRRODQWIORZVILUVWWRWKHORZHUFRROLQJOHYHOZKHUHLW FRROLQJRXWSXW7KHUSPRIWKHIDQ  LVFRQWUROOHG
IOXVKHVWKHIXHOLQMHFWRUVDQGWKHYDOYHVHDWULQJV KHUHGHSHQGHQWRQWKHFRRODQWWHPSHUDWXUH7RGR
)LQDOO\WKHFRRODQWIORZVWRWKHXSSHUFRROLQJOHYHO WKLVWKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW
DQGFRROVWKHYDOYHJXLGHVORFDWHGWKHUH7KHQWKH $ FRQWLQXRXVO\PRQLWRUVWKHFRRODQWWHPSHUDWXUH
FRRODQWLVOHGRYHUWKHFRRODQWRXWOHWRSHQLQJVRQ RYHUWKHFRRODQWRXWOHWWHPSHUDWXUHVHQVRU %
WKHF\OLQGHUVDQGLQWKHFRRODQWPDQLIROG DQGWKHIDQUSPRYHUWKHIDQUSPVHQVRU <E 
 7KHFRRODQWIORZVRYHUWKHFRRODQWRXWOHW &RQWUROOLQJWDNHVSODFHGHSHQGHQWRQWKH
RSHQLQJRQF\OLQGHUGLUHFWO\LQWRWKHH[KDXVWJDV FKDUDFWHULVWLFVPDSWKURXJKDSSURSULDWHDFWXDWLRQ
UHFLUFXODWLRQFRROHU   RIWKHIDQFOXWFKVROHQRLGYDOYH < 
)URPWKHFRRODQWPDQLIROG  DQGWKHH[KDXVWJDV 7KHYDULRXVSUHVVXUHVLQWKHFRROLQJV\VWHPZKLFK
UHFLUFXODWLRQFRROHU  WKHFRRODQWIORZVRQZDUGVWR DULVHGXHWRWKHWHPSHUDWXUHIOXFWXDWLRQVDUH
WKHFRRODQWFROOHFWLRQKRXVLQJDQGIURPWKHUHRYHUD EDODQFHGRXWRYHUWKHFRRODQWH[SDQVLRQUHVHUYRLU
OLQHEDFNLQWRWKHRLOFRRODQWPRGXOH  7KH

+HDWLQJFLUFXLW  LWLVWKHQOHGWRWKHFRRODQWLQOHWRIWKHH[KDXVW
7KHFRRODQWIRUWKHKHDWHUFLUFXLWLVWDNHQIURPWKH JDVUHFLUFXODWLRQSRVLWLRQHU < 
FRRODQWPDQLIROG$VKXWRIIYDOYHLVLQVWDOOHGLQIURQW
&RROLQJWKHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU
RIWKHKHDWHUKHDWH[FKDQJHUWKURXJKZKLFKWKH
<
FRRODQWIORZWKURXJKWKHKHDWHUFLUFXLWRUWKHKHDWHU
KHDWH[FKDQJHUFDQEHUHJXODWHG)RUYHKLFOHVZLWK 7KHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU < LV
FRGH', 5HVLGXDOKHDWXWLOL]DWLRQ WKHDGGLWLRQDO FRROHGE\WKHFRRODQWZKLFKZDVSUHYLRXVO\XVHGWR
UHVLGXDOKHDWSXPS 0 XSVWUHDPRIWKHKHDWHU FRROWKHFRPSUHVVRU  $IWHUFRROLQJWKHH[KDXVW
VKXWRIIYDOYH < HQVXUHVWKDWWKHFRRODQWLV JDVUHFLUFXODWLRQSRVLWLRQHU < WKHFRRODQW
FLUFXODWHGLQWKHKHDWHUFLUFXLWZKHQWKHHQJLQHLV SDVVHVRYHUWKHFRRODQWPDQLIROGEDFNLQWRWKH
VZLWFKHGRII7KLVLQWXUQPHDQVWKDWWKHHQJLQH
V HQJLQHFRROLQJFLUFXLW
UHVLGXDOKHDWFDQEHXVHGIRUXSWRWZRKRXUV7KH
DX[LOLDU\KHDWHULQVWDOOHGLQYHKLFOHVZLWKFRGH'0 0=&RROLQJRILQMHFWLRQQR]]OHIRUUHJHQHUDWLRQ
&DEDX[LOLDU\ZDWHUKHDWHU RUZLWKFRGH'1 &DE RIGLHVHOSDUWLFXODWHILOWHU '3) IRUYHKLFOHV
DQGHQJLQHDX[LOLDU\ZDWHUKHDWHU LVLQWHJUDWHG ZLWKFRGH (XUR9,HQJLQHYHUVLRQ
ZLWKDQDGGLWLRQDOE\SDVVOLQHLQWRWKHKHDWHUFLUFXLW 7KHFRRODQWIRUFRROLQJWKHLQMHFWLRQQR]]OHLVWDNHQ
LQVXFKDZD\WKDWWKHFRRODQWLVFLUFXODWHGWKURXJK RXWRIWKHFUDQNFDVH & IURPWKHULJKWVVLGHRIWKH
WKHDX[LOLDU\FLUFXODWLRQSXPSLQWKHKHDWHUFLUFXLW HQJLQHDWWKHKHLJKWRIF\OLQGHUOHGWKURXJKWKH
RQO\DQGWKHUHIRUHGRHVQRWKDYHWREHURXWHG QR]]OHXQLWIRU'3)UHJHQHUDWLRQLQZKLFKWKH
WKURXJKWKHHQWLUHHQJLQH7KHFRRODQWSDVVHVEDFN LQMHFWLRQQR]]OHLVORFDWHGDQGVXEVHTXHQWO\OHG
LQWRWKHHQJLQHFRROLQJFLUFXLWRYHUDFRQQHFWLRQRQ IXUWKHUWRWKHERRVWSUHVVXUHUHJXODWRU < 
WKHFRRODQWLQOHWILWWLQJRIWKHRLOFRRODQWPRGXOH  
&RROLQJWKHERRVWSUHVVXUHUHJXODWRU <
&RROLQJWKHFRPSUHVVRU  7KHERRVWSUHVVXUHUHJXODWRU < LVFRROHGZLWK
3DUWRIWKHFRRODQWRQWKHOHIWVLGHRIWKHHQJLQHLQ WKHFRRODQWLVKDGSUHYLRXVO\EHHQXVHGWRFRROWKH
WKHDUHDRIF\OLQGHULVOHGRXWRIWKHFUDQNFDVH & LQMHFWLRQQR]]OHLQWKHQR]]OHXQLWIRU'3)
WRFRROWKHFRPSUHVVRU  $IWHUWKHFRRODQWKDV UHJHQHUDWLRQ$IWHUFRROLQJWKHERRVWSUHVVXUH
IORZHGWKURXJKWKHF\OLQGHUKHDGRIWKHFRPSUHVVRU UHJXODWRU < WKHFRRODQWLVOHGLQWRWKHRLO



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

FRRODQWPRGXOH  DQGOHGZLWKLQWKHRLOFRRODQW KHDWHUFRRODQWVROHQRLGYDOYH < LVDFWXDWHG


PRGXOH  EHWZHHQWKHFRRODQWWKHUPRVWDW  WKHFRRODQWLVURXWHGWKURXJKWKHKRVHSDFNDJHWR
DQGWKHRLOZDWHUKHDWH[FKDQJHU WKH$G%OXHpFRQWDLQHUDQGIURPWKHUHEDFNWRWKH
RLOFRRODQWPRGXOH  
$G%OXHKHDWHU
7KHFRRODQWIRUWKH$G%OXHpKHDWHULVDOVRWDNHQ
IURPWKHFRRODQWPDQLIROG:KHQWKH$G%OXHp

&RQQHFWLRQRIVHFRQGDU\ZDWHUUHWDUGHUIRU WKHFRROLQJV\VWHPWREHJUHDWO\UHGXFHGWKLVLV
YHKLFOHVZLWKFRGH%+ 6HFRQGDU\ZDWHU UHJXODWHGE\WDUJHWHGLQMHFWLRQRIFRPSUHVVHGDLU
UHWDUGHU IURPWKHFRQVXPHUFLUFXLW7RGRVRWKHGULYH
7KHVHFRQGDU\ZDWHUUHWDUGHULVLQVHUWHGEHWZHHQ FRQWURO &3& FRQWUROXQLW $ XVHVWKHFRRODQW
WKHFRRODQWPDQLIROGDQGWKHFRRODQWWKHUPRVWDW SUHVVXUHFRQWUROVHQVRU % WRSHUPDQHQWO\
 LQWKHFRRODQWFLUFXLW$IWHUWKHFRRODQWKDVOHIW PRQLWRUWKHSUHVVXUHLQWKHFRRODQWH[SDQVLRQ
WKHFRRODQWPDQLIROGLWIORZVIURPWKHUHRQWKHVH UHVHUYRLU8QGHUDFHUWDLQSUHVVXUHDQGGHSHQGHQW
YHKLFOHVILUVWWKURXJKWKHUHWDUGHUEHIRUHLVILQDOO\ RQWKHFRRODQWWHPSHUDWXUHLWDFWXDWHVWKHFRRODQW
SDVVHVEDFNLQWRWKHFRRODQWPDQLIROGDQGIURP SUHVVXUHVROHQRLGYDOYHFRQWURO < ZKLFK
WKHUHLQWRWKHFRRODQWWKHUPRVWDW  'XHWRWKH DFFRUGLQJO\DOORZVFRPSUHVVHGDLUWRSDVVWKURXJK
IDFWWKDWZKHQWKHVHFRQGDU\ZDWHUUHWDUGHULV WKHFRQVXPHUFLUFXLWLQWKHFRRODQWH[SDQVLRQ
DFWLYDWHGDODUJHYROXPHRIFRRODQWLVWDNHQIURP UHVHUYRLU
WKHFRRODQWFLUFXLWWKHUHE\FDXVLQJWKHSUHVVXUHLQ

*) &RRODQWFLUFXLWVFKHPDWLF 3DJH
:0'
*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):+ $X[LOLDU\KHDWHUKHDWHU 2QO\IRUYHKLFOHVZLWK 3DJH
XQLWFRPSRQHQW FRGH'0 +RWZDWHU
GHVFULSWLRQ DX[LOLDU\KHDWHUFDE RU
IRUYHKLFOHVZLWKFRGH
'1 +RWZDWHUDX[LOLDU\
KHDWHUFDEDQGHQJLQH
$
*):+ $X[LOLDU\KHDWHUFRRODQW 2QO\IRUYHKLFOHVZLWK 3DJH
FLUFXODWLRQSXPS FRGH'0 +RWZDWHU
FRPSRQHQWGHVFULSWLRQ DX[LOLDU\KHDWHUFDE RU
IRUYHKLFOHVZLWKFRGH
'1 +RWZDWHUDX[LOLDU\
KHDWHUFDEDQGHQJLQH
$0
*):+ &RRODQWSUHVVXUHFRQWURO 2QO\IRUYHKLFOHVZLWK 3DJH
VHQVRUFRPSRQHQW FRGH%+ 6HFRQGDU\
GHVFULSWLRQ ZDWHUUHWDUGHU
%
*):0' &RRODQWRXWOHW % 3DJH
WHPSHUDWXUHVHQVRU
FRPSRQHQWGHVFULSWLRQ
*):+ 5HVLGXDOKHDWSXPS 2QO\IRUYHKLFOHVZLWK 3DJH
FRPSRQHQWGHVFULSWLRQ FRGH', 5HVLGXDOKHDW
XVH
0
*):+ +HDWHUVKXWRIIYDOYH < 3DJH
FRPSRQHQWGHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):+ &RRODQWSUHVVXUHFRQWURO 2QO\IRUYHKLFOHVZLWK 3DJH


VROHQRLGYDOYH FRGH%+ 6HFRQGDU\
FRPSRQHQWGHVFULSWLRQ ZDWHUUHWDUGHU
<
*):+ &RPSRQHQWGHVFULSWLRQ <<E 3DJH
IRUWKHHOHFWURPDJQHWLF
YLVFRXVFRXSOLQJ
*):0' &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUH[KDXVWJDV
UHFLUFXODWLRQDFWXDWRU
*):0' $G%OXHKHDWHUFRRODQW 9HKLFOHVZLWKFRGH0= 3DJH
VROHQRLGYDOYH (QJLQHYHUVLRQ(XUR9,
FRPSRQHQWGHVFULSWLRQ <
*):0'$ &RPSRQHQWGHVFULSWLRQ (QJLQH ZLWK 3DJH
IRUERRVWSUHVVXUH VWDJHFKDUJLQJ
DFWXDWRU <
*):0' &RPSRQHQWGHVFULSWLRQ (QJLQH ZLWK 3DJH
IRUERRVWSUHVVXUH VWDJHFKDUJLQJ
DFWXDWRU <
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRUH[KDXVWJDV
UHFLUFXODWLRQFRROHU
*):0' 2LOFRRODQWPRGXOH 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RRODQWSXPSFRPSRQHQW 3DJH
GHVFULSWLRQ
*):0' 2LOZDWHUKHDWH[FKDQJHU 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRUWKHFRRODQWWKHUPRVWDW
*):+ 5HWDUGHUFRPSRQHQW 2QO\IRUYHKLFOHVZLWK 3DJH
GHVFULSWLRQ FRGH%+ 6HFRQGDU\
ZDWHUUHWDUGHU
*):0' 1R]]OHXQLWIRU'3) 9HKLFOHVZLWKFRGH0= 3DJH
UHJHQHUDWLRQFRPSRQHQW (QJLQHYHUVLRQ(XUR9,
GHVFULSWLRQ
*):+ +HDWLQJV\VWHPKHDW 3DJH
H[FKDQJHUFRPSRQHQW
GHVFULSWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*) &RRODQWFLUFXLWVFKHPDWLF
:0'

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

 2LOFRRODQWPRGXOH  5HWDUGHU RQO\IRUFRGH


%+ 6HFRQGDU\ZDWHUUHWDUGHU
 &RRODQWWKHUPRVWDW $ '0'1+HDWHUIRUDX[LOLDU\ZDWHU
KHDWHU RQO\ZLWKFRGH &DE
DX[LOLDU\ZDWHUKHDWHU RUFRGH &DE
DQGHQJLQHDX[LOLDU\ZDWHUKHDWHU
 &RRODQWSXPS $0 &LUFXODWLRQSXPS RQO\IRUFRGH
'0 &DEDX[LOLDU\ZDWHUKHDWHU RU
FRGH'1 &DEDQGHQJLQH
DX[LOLDU\ZDWHUKHDWHU
 2LOZDWHUKHDWH[FKDQJHU % &RRODQWOHYHOVZLWFK
 6LOLFDWHVWRUDJHXQLW % 6HQVRUIRUFRRODQWSUHVVXUH
UHJXODWLRQ RQO\IRUFRGH%+
6HFRQGDU\ZDWHUUHWDUGHU
 &\OLQGHU % ([KDXVWFRRODQWWHPSHUDWXUH
VHQVRU
 /RZHUFRRODQWOHYHO 0 5HVLGXDOKHDWSXPS RQO\IRUFRGH
', 5HVLGXDOKHDWXWLOL]DWLRQ
 8SSHUFRRODQWOHYHO < +HDWHUVKXWRIIYDOYH
 &RRODQWPDQLIROG < 6ROHQRLGYDOYHIRUFRRODQWSUHVVXUH
UHJXODWLRQ RQO\IRUFRGH%+
6HFRQGDU\ZDWHUUHWDUGHU
 1R]]OHXQLWIRUUHJHQHUDWLRQRI < ([KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU
GLHVHOSDUWLFXODWHILOWHU RQO\IRU
FRGH0= (XUR9,HQJLQHYHUVLRQ
 ([KDXVWJDVUHFLUFXODWLRQFRROHU < $G%OXHKHDWHUFRRODQWVROHQRLG
YDOYH
 7KURWWOH < %RRVWSUHVVXUHSRVLWLRQHU
 &RPSUHVVRU % &\OLQGHUKHDG
 &RRODQWH[SDQVLRQUHVHUYRLU & &UDQNFDVH
 5DGLDWRU ( 9HQWLODWLRQ
 )DQ +5 +HDWHUUHWXUQ
 +HDWLQJV\VWHPKHDWH[FKDQJHU += +HDWHUIHHG
 &RRODQWIHHGWR$G%OXHKHDWHU .$ &RRODQWRXWOHW
 &RRODQWUHWXUQIURP$G%OXH .( &RRODQWLQOHW
KHDWHU
 &RRODQWFROOHFWRUKRXVLQJ 19 &RPSUHVVHGDLUVXSSO\HOHFWULFDO
DFFHVVRU\



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' )XHOV\VWHPIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

 )XHOILOWHUPRGXOH < &\OLQGHUIXHOLQMHFWRU


 )XHOORZSUHVVXUHSXPS < &\OLQGHUIXHOLQMHFWRU
 )XHOV\VWHPKLJKSUHVVXUHSXPS < &\OLQGHUIXHOLQMHFWRU
 5DLO < &\OLQGHUIXHOLQMHFWRU
 ,QMHFWLRQQR]]OH IRUUHJHQHUDWLRQRIWKH < 3UHVVXUHUHJXODWRUYDOYH
GLHVHOSDUWLFXODWHILOWHU '3)
$ (QJLQHPDQDJHPHQWFRQWUROXQLW 0&0 < 4XDQWLW\FRQWUROYDOYH
% )XHOWHPSHUDWXUHVHQVRU $ )XHOORZSUHVVXUHOLQHVRQWKHLQWDNH
VLGH
% 5DLOSUHVVXUHVHQVRU % )XHOORZSUHVVXUHOLQHVRQWKHWKUXVWVLGH
< &\OLQGHUIXHOLQMHFWRU & )XHOKLJKSUHVVXUHOLQHV
< &\OLQGHUIXHOLQMHFWRU ' )XHOUHWXUQOLQHV

*HQHUDO IXHOLVFRPSDFWHGE\WKHIXHOV\VWHPKLJKSUHVVXUH
7KHIXHOV\VWHPIRUWKHHQJLQHLVVXSSOLHG SXPS  RYHUWKHTXDQWLW\FRQWUROYDOYH < XS
RYHUWKHIXHOIHHGDQGUHWXUQIORZFRQQHFWLRQVWR WRDQRPLQDOSUHVVXUHRIEDUDQGFRQYH\HG
WKHIXHOILOWHUPRGXOH  ZLWKIXHO7KHIXHOORZ RYHUDKLJKSUHVVXUHOLQHLQWRWKHIXHOKLJKSUHVVXUH
SUHVVXUHSXPS  VXFWLRQVWKHIXHORYHUWKHIXHO V\VWHP'LVWULEXWLRQDQGVWRUDJHRIWKHKLJK
SUHILOWHURXWRIWKHIXHOWDQNDQGGHOLYHUVLWXQGHUD SUHVVXUHWKHLQGLYLGXDOIXHOLQMHFWRUVWDNHVSODFH
QRPLQDOSUHVVXUHRIDERXWEDURYHUWKHIXHOPDLQ RYHUWKHUDLO  DQGWKHUHVSHFWLYHKLJKSUHVVXUH
ILOWHUWRWKHTXDQWLW\FRQWUROYDOYH < RQWKHIXHO OLQHV7KHIXHOLQMHFWRUVIRUF\OLQGHUWR <WR
V\VWHPKLJKSUHVVXUHSXPS  7KHIXHOSUHVVXUH < DUHDFWXDWHGHOHFWULFDOO\E\WKHHQJLQH
LQWKHIXHOORZSUHVVXUHV\VWHPLVUHJXODWHGE\D PDQDJHPHQW 0&0 FRQWUROXQLW $ DQGVSUD\WKH
SUHVVXUHUHJXODWLQJYDOYHZKLFKLVLQWHJUDWHGLQWKH UHTXLUHGLQMHFWLRQTXDQWLW\DWWKHDSSURSULDWHSRLQW
IXHOORZSUHVVXUHSXPS  $XWRPDWLFDOO\DGGHG LQWLPHLQWRWKHF\OLQGHU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV


)XHOORZSUHVVXUHV\VWHP )XHOWHPSHUDWXUHVHQVRU %
7KHIXHOORZSUHVVXUHV\VWHPSULPDULO\FRQVLVWVRI )RUFRGH0= (QJLQHYHUVLRQ(XUR9, WKH
WKHIROORZLQJFRPSRQHQWV IROORZLQJFRPSRQHQWVDUHDOVRSUHVHQW
)XHOWDQN 'LHVHOIXHOPHWHULQJGHYLFHWKURXJKZKLFKWKH
)XHOILOWHUPRGXOH  LQZKLFKWKHIXHOLVFOHDQHG IXHOIRUWKHDFWLYHUHJHQHUDWLRQRIWKHGLHVHO
LQWZRVWDJHV SDUWLFXODWHILOWHU '3) LVPHWHUHGWRWKHLQMHFWLRQ
QR]]OH  ZLWKWKHIROORZLQJHOHFWULFDO
)XHOORZSUHVVXUHSXPS  ZKLFKGHOLYHUVWKH FRPSRQHQWV
IXHOWKURXJKWKHIXHOILOWHUPRGXOH  WRWKHIXHO
V\VWHPKLJKSUHVVXUHSXPS  )XHOSUHVVXUHVHQVRU RXWOHW  %

)XHOORZSUHVVXUHOLQHVRQWKHLQWDNHVLGH $ )XHOSUHVVXUHVHQVRU LQOHW  %

)XHOORZSUHVVXUHOLQHVRQWKHWKUXVWVLGH % )XHOPHWHULQJYDOYH <

)XHOUHWXUQOLQHV ' RYHUZKLFKWKHGLYHUWHG )XHOVKXWRIIYDOYH <


TXDQWLWLHVRIWKHVROHQRLGYDOYHWRWKHQR]]OH ,QMHFWLRQQR]]OH  RYHUZKLFKWKHIXHOIRU
QHHGOHVDQGWKHSUHVVXUHUHJXODWLQJYDOYH DFWLYHUHJHQHUDWLRQRIWKHGLHVHOSDUWLFXODWHILOWHU
< DJDLQILQGWKHLUZD\LQWRWKHIXHOORZ '3) LVLQMHFWHGLQWRWKHKRWH[KDXVWIORZ
SUHVVXUHV\VWHP

)XHOKLJKSUHVVXUHV\VWHP 5DLO 
7KHIXHOKLJKSUHVVXUHV\VWHPFRQVLVWVRIWKH 3UHVVXUHUHJXODWLQJYDOYH < ZKLFKUHGXFHV
IROORZLQJFRPSRQHQWV WKHSUHVVXUHLQWKHUDLO  GHSHQGHQWRQWKH
4XDQWLW\FRQWUROYDOYH < RYHUZKLFKWKHIXHO RSHUDWLQJFRQGLWLRQRIWKHHQJLQH
KLJKSUHVVXUHSXPS  WRWKHIXHOWREH 5DLOSUHVVXUHVHQVRU %
GHOLYHUHGLVH[DFWO\OLPLWHGWRWKHUHTXLUHG )XHOKLJKSUHVVXUHOLQHV &
TXDQWLW\
)XHOLQMHFWRUVIRUF\OLQGHUVWR <WR<
)XHOV\VWHPKLJKSUHVVXUHSXPS  ZKLFK
FRPSUHVVHVLWWRDERXWEDUDQGGHOLYHUV
WKHIXHOLQWRWKHUDLO 

*):0' )XHOORZSUHVVXUH 3DJH
V\VWHPIXQFWLRQ
*):0' )XHOKLJKSUHVVXUH 3DJH
V\VWHPIXQFWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' )XHOORZSUHVVXUHV\VWHPIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

 )XHOWDQN  ,QMHFWLRQQR]]OH IRU % )XHOSUHVVXUHVHQVRU


UHJHQHUDWLRQRIWKH RXWOHW
GLHVHOSDUWLFXODWHILOWHU
'3)
 )XHOILOWHUPRGXOH  )LOOLQJYDOYH % )XHOSUHVVXUHVHQVRU
LQOHW
 )XHODFFXPXODWRU  3UHVVXUHKROGLQJYDOYH < &\OLQGHUIXHOLQMHFWRU
 )XHOORZSUHVVXUH  )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU
SXPS IURPWKHIXHOWDQNWR
WKHIXHOILOWHUPRGXOH
 %\SDVVYDOYH  )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU
IURPWKHIXHOILOWHU
PRGXOHWRWKHIXHOORZ
SUHVVXUHSXPS
 6DIHW\YDOYH  )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU
IURPWKHIXHOORZ
SUHVVXUHSXPSWRWKH
IXHOILOWHUPRGXOH
 )XHOV\VWHPKLJK  )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU
SUHVVXUHSXPS IURPWKHIXHOILOWHU
PRGXOHWRWKHIXHOORZ
SUHVVXUHSXPS
 'LHVHOIXHOPHWHULQJ  )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU
GHYLFH IRU IURPWKHIXHOKLJK
UHJHQHUDWLRQRIGLHVHO SUHVVXUHSXPSWRWKH
SDUWLFXODWHILOWHU '3) IXHOILOWHUPRGXOH
 5DLO  )XHOORZSUHVVXUHOLQH < )XHOPHWHULQJYDOYH
IURPWKHIXHOILOWHU
PRGXOHWRWKHGLHVHO
IXHOPHWHULQJGHYLFH
 )XHOSUHILOWHU  )XHOUHWXUQOLQH IURP < )XHOVKXWRIIYDOYH
WKHRYHUIORZYDOYHRI
WKHGLHVHOIXHO
PHWHULQJGHYLFHWRWKH
IXHOILOWHUPRGXOH
 )XHOPDLQILOWHU  )XHOORZSUHVVXUHOLQH < 3UHVVXUHUHJXODWRU
IURPWKHIXHOKLJK YDOYH
SUHVVXUHSXPSWRWKH
UDLO
 2YHUIORZYDOYH IRUWKH  )XHOKLJKSUHVVXUHOLQH < 4XDQWLW\FRQWUROYDOYH
GLHVHOIXHOPHWHULQJ IURPWKHUDLOWRWKH
GHYLFH IXHOLQMHFWRU
 7KURWWOH  )XHOUHWXUQOLQH IURP $ )XHOORZSUHVVXUH
WKHSUHVVXUHUHJXODWLQJ OLQHVRQWKHLQWDNHVLGH
YDOYHDQGIURPWKHIXHO
LQMHFWRUV
 &KHFNYDOYH  9HQWGXFW IURPWKH % )XHOORZSUHVVXUH
IXHOPDLQILOWHUWRWKH OLQHVRQWKHWKUXVWVLGH
IXHOUHWXUQOLQH
 6KXWRIIYDOYH LQWKH  )XHOUHWXUQGXFW IURP & )XHOKLJKSUHVVXUH
IXHOIHHGORFNHGLQ WKHILOWHUKRXVLQJWRWKH OLQHV
WKHRSHQSRVLWLRQ IXHOUHWXUQOLQH
 6KXWRIIYDOYH LQWKH  )XHOUHWXUQOLQH IURP ' )XHOUHWXUQOLQHV
IXHOUHWXUQORFNHGLQ WKHIXHOILOWHUPRGXOHWR
WKHRSHQSRVLWLRQ WKHIXHOWDQN



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

 %DOOYDOYH ZKLFK % )XHOWHPSHUDWXUH ( )XHOUHWXUQIORZILOWHU


SUHYHQWVHPSW\LQJRI VHQVRU KRXVLQJ
WKHLQWDNHGXFWZKHQ
WKHHQJLQHLVDWD
VWDQGVWLOO
 3UHVVXUHUHJXODWRU % 5DLOSUHVVXUHVHQVRU ) 9HQWLODWLRQ
YDOYH

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

 )XHOILOWHUPRGXOH  )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU


IURPWKHIXHOILOWHU
PRGXOHWRWKHIXHO
KLJKSUHVVXUHSXPS
 )XHOORZSUHVVXUH  )XHOUHWXUQOLQH IURP < &\OLQGHUIXHOLQMHFWRU
SXPS WKHIXHOKLJKSUHVVXUH
SXPSWRWKHIXHOILOWHU
PRGXOH
 )XHOV\VWHPKLJK  )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU
SUHVVXUHSXPS IURPWKHIXHOILOWHU
PRGXOHWRWKHGLHVHO
IXHOPHWHULQJGHYLFH
 'LHVHOIXHOPHWHULQJ  )XHOUHWXUQOLQH IURP < &\OLQGHUIXHOLQMHFWRU
GHYLFH IRU WKHRYHUIORZYDOYHRI
UHJHQHUDWLRQRIGLHVHO WKHGLHVHOIXHO
SDUWLFXODWHILOWHU '3) PHWHULQJGHYLFHWRWKH
IXHOILOWHUPRGXOH
 5DLO  )XHOKLJKSUHVVXUHOLQH < 3UHVVXUHUHJXODWRU
IURPWKHIXHOKLJK YDOYH
SUHVVXUHSXPSWRWKH
UDLO
 )XHOSUHILOWHU  )XHOKLJKSUHVVXUHOLQH < 4XDQWLW\FRQWUROYDOYH
IURPWKHUDLOWRWKH
IXHOLQMHFWRU
 )XHOPDLQILOWHU  )XHOUHWXUQOLQH IURP $ )XHOORZSUHVVXUH
WKHSUHVVXUHUHJXODWLQJ OLQHVRQWKHLQWDNHVLGH
YDOYHDQGIURPWKHIXHO
LQMHFWRUV
 ,QMHFWLRQQR]]OH IRU % )XHOWHPSHUDWXUH % )XHOORZSUHVVXUH
UHJHQHUDWLRQRIWKH VHQVRU OLQHVRQWKHWKUXVWVLGH
GLHVHOSDUWLFXODWHILOWHU
'3)
 )LOOLQJYDOYH % 5DLOSUHVVXUHVHQVRU & )XHOKLJKSUHVVXUH
OLQHV
 )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU ' )XHOUHWXUQOLQHV
IURPWKHIXHOILOWHU
PRGXOHWRWKHIXHOORZ
SUHVVXUHSXPS
 )XHOORZSUHVVXUHOLQH < &\OLQGHUIXHOLQMHFWRU
IURPWKHIXHOORZ
SUHVVXUHSXPSWRWKH
IXHOILOWHUPRGXOH

7KHIXHOKDQGRYHUIURPWKHYHKLFOHWRWKHHQJLQHRU LQWRWKHIXHOORZSUHVVXUHSXPS  7KHUHLVDEDOO


IURPWKHHQJLQHWRWKHYHKLFOHLVSODFHGRQWKHIXHO YDOYH  SODFHGDWWKHHQWU\WRWKHIXHOSUHILOWHU 
ILOWHUPRGXOH  8SRQSXWWLQJRQWKHFRQQHFWLRQV DJUDYLPHWULFYDOYH ZKLFKSUHYHQWVHPSW\LQJRI
RQWKHIXHOILOWHUPRGXOH  WKHYHKLFOHVLGHOLQH WKHIXHOORZSUHVVXUHOLQH  LQWKHIXHOWDQN  
FRQQHFWLRQVSUHVVRQVSULQJORDGHGVKXWRIIYDOYHV (OHFWULFDOIXHOSUHKHDWLQJFDQEHRSWLRQDOO\LQVWDOOHG
 8SRQXQIDVWHQLQJWKHFRQQHFWLRQVWKH ,QWKLVZD\WKHIXHOWHPSHUDWXUHFDQEHKHOGWRD
VKXWRIIYDOYHV  FORVHDJDLQZKLFKPHDQV FHUWDLQGHJUHHDERYHWKHFULWLFDOIXHOSDUDIILQ
WKDWDQ\HVFDSLQJRIIXHOIRUH[DPSOHGXULQJHQJLQH VHSDUDWLRQWHPSHUDWXUHDQGWKHHQJLQHLVDOVR
UHPRYDOLVSUHYHQWHGDQGDOVRDQ\HQWU\RIGLUWLQWR GULYHQDWORZHUWHPSHUDWXUHV
WKHIXHOORZSUHVVXUHV\VWHPLVH[FOXGHG 7KHIXHOORZSUHVVXUHSXPS  LVGHVLJQHGDVD
/DUJHGLUWSDUWLFOHV !wP DUHILOWHUHGRXWRIWKH JHDUSXPSDQGVXSSOLHVWKHIXHOORZSUHVVXUH
IXHOLQWKHIXHOSUHILOWHU  EHIRUHHQWU\RIWKHIXHO V\VWHPZLWKWKHUHTXLUHGIXHOTXDQWLW\,QWKHFDVH



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

RIDEORFNDJHRQWKHWKUXVWVLGHIRUH[DPSOHE\D DSSURSULDWHO\FRQVWUXFWHGILOWHUHOHPHQW7KHDLU
FORJJHGIXHOPDLQILOWHU  WKHIXHOLVGLYHUWHGRYHU ZKLFKPD\EHWUDQVSRUWHGLQWRWKHILOWHUKRXVLQJRU
DVDIHW\YDOYH  EDFNLQWRWKHLQWDNHVLGH,QWKH WKHDLUZKLFKLVHQFORVHGDIWHUH[FKDQJLQJWKHILOWHU
FDVHRIH[WHUQDOILOOLQJRIWKHIXHOV\VWHPWKHUHLV HOHPHQWVLQWKHILOWHUKRXVLQJLVGLUHFWHGRIIRYHUD
VWLOODE\SDVVYDOYH  LQVWDOOHGWKURXJKZKLFKWKH YHQWLODWLRQERUHZLWKYDOYHLQWRWKHIXHOFROOHFWLRQ
IXHOE\SDVVHVWKHVWRSSHGIXHOORZSUHVVXUHSXPS FKDPEHU  DQGIURPWKHUHRXWRIWKHIXHOILOWHU
  IXHOWKURXJKIORZEORFNHG WRWKHWKUXVWVLGH7KH PRGXOH  LQWRWKHIXHOWDQN  $OVRDOOIXHOUHWXUQV
SUHVVXUHUHJXODWLQJYDOYH  FRQWUROVWKHIXHO DUHOHGLQWRWKHIXHOFROOHFWLRQFKDPEHU   LQMHFWRU
SUHVVXUHLQWKHIXHOORZSUHVVXUHV\VWHP7KH FRQWUROYROXPHVGLYHUWHGTXDQWLWLHVIURPWKH
FRQWUROSUHVVXUHLVSLFNHGXSEHIRUHWKHTXDQWLW\ SUHVVXUHUHJXODWLQJYDOYH < RQWKHUDLO  DV
FRQWUROYDOYH < 7KHIXHOTXDQWLW\UHTXHVWHGE\ ZHOODVDQLQWHUQDOOHDNDJHTXDQWLW\IURPWKHIXHO
WKHIXHOORZSUHVVXUHSXPS  LVGLUHFWHGDJDLQWR V\VWHPKLJKSUHVVXUHSXPS  EHIRUHWKLVSDVVHV
WKHLQWDNHVLGHRIWKHIXHOORZSUHVVXUHSXPS  EDFNWKURXJKWKHIXHOUHWXUQOLQH  LQWRWKHIXHO
DFFRUGLQJWRWKHSRVLWLRQRIWKHSUHVVXUHUHJXODWLQJ WDQN  $IWHUWKHIXHOPDLQILOWHU  WKHIXHOLVOHG
YDOYH   EDFNRYHUWKHIXHOORZSUHVVXUHOLQH  RIWKH
7KHVPDOOHUSDUWLFOHVRIGLUW !wP DUHILOWHUHGRXW TXDQWLW\FRQWUROYDOYH < WRWKHIXHOV\VWHPKLJK
RIWKHIXHORQWKHGRZQVWUHDPIXHOPDLQILOWHU   SUHVVXUHSXPS  
7KHIXHOLVOHGIRUWKLVSXUSRVHWKURXJKDQ

*):0' )XHOWHPSHUDWXUHVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' 'LHVHOIXHOPHWHULQJ 9HKLFOHVZLWKFRGH0= 3DJH
GHYLFHFRPSRQHQW (QJLQHYHUVLRQ(XUR9,
GHVFULSWLRQ %%<<
*):0' &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUWKHTXDQWLW\FRQWURO
YDOYH
*):0' )XHOILOWHUPRGXOH 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRUIXHOORZSUHVVXUH
SXPS
*):0' 1R]]OHXQLWIRU'3) 9HKLFOHVZLWKFRGH0= 3DJH
UHJHQHUDWLRQFRPSRQHQW (QJLQHYHUVLRQ(XUR9,
GHVFULSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

*):0' )XHOKLJKSUHVVXUHV\VWHPIXQFWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

:

 )XHOV\VWHPKLJKSUHVVXUHSXPS < &\OLQGHUIXHOLQMHFWRU


 5DLO < &\OLQGHUIXHOLQMHFWRU
 )XHOKLJKSUHVVXUHOLQH IURPWKHIXHO < &\OLQGHUIXHOLQMHFWRU
KLJKSUHVVXUHOLQHWRWKHUDLO
 )XHOKLJKSUHVVXUHOLQHV IURPWKHUDLOWR < &\OLQGHUIXHOLQMHFWRU
WKHIXHOLQMHFWRUV
 )XHOUHWXUQOLQH IURPWKHSUHVVXUH < 3UHVVXUHUHJXODWRUYDOYH
UHJXODWLQJYDOYHDQGIURPWKHIXHO
LQMHFWRUV
$ (QJLQHPDQDJHPHQWFRQWUROXQLW 0&0 < 4XDQWLW\FRQWUROYDOYH
% 5DLOSUHVVXUHVHQVRU & )XHOKLJKSUHVVXUHOLQHV
< &\OLQGHUIXHOLQMHFWRU ' )XHOUHWXUQOLQHV
< &\OLQGHUIXHOLQMHFWRU

7KHIXHOV\VWHPKLJKSUHVVXUHSXPS  LV UDWHWRWKHKLJKSUHVVXUHSXPSSOXQJHUVLVDGDSWHG


GHVLJQHGDVDSOXQJHUSXPSZLWKGRXEOHFDPV LIQHFHVVDU\RYHUWKHTXDQWLW\FRQWUROYDOYH < 
DQGGHOLYHUVWKHUHJXODWHGIXHOTXDQWLW\FDOFXODWHG 7KHLQGLYLGXDOIXHOLQMHFWRUVIRUF\OLQGHUWR <
E\WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ WR< DUHVXSSOLHGZLWKIXHORYHUWKHIXHOKLJK
DQGE\PHDQVRIWKHTXDQWLW\FRQWUROYDOYH < SUHVVXUHOLQHV  IURPWKHUDLO  7KHIXHOLV
RYHUDIXHOKLJKSUHVVXUHOLQH  LQWRWKHUDLO   LQMHFWHGLQWRWKHUHVSHFWLYHF\OLQGHUVE\WKHIXHO
7KHIXHOVWRUHGLQWKHUDLO  XQGHUDKLJKSUHVVXUH LQMHFWRUV7KHLQMHFWLRQTXDQWLW\DQGWKHLQMHFWLRQ
KDVWKHSUHVVXUHFDOFXODWHGE\WKHHQJLQH WLPLQJSRLQWDUHGHWHUPLQHGE\WKHHQJLQH
PDQDJHPHQW 0&0 FRQWUROXQLW $ 7KLVLV PDQDJHPHQW 0&0 FRQWUROXQLW $ GHSHQGHQWRQ
FRQVWDQWO\PRQLWRUHGE\DUDLOSUHVVXUHVHQVRU WKHRSHUDWLQJFRQGLWLRQRIWKHHQJLQH
% DWWDFKHGWRWKHUDLO  7KHYROXPHWULFIORZ



This printout will not be recorded by the update service. Status: 08 / 2012
)XQFWLRQV

,QWKHFDVHWKDWWKHPD[SHUPLVVLEOHUDLOSUHVVXUH $OVRWKHGHVLUHGUDLOSUHVVXUHUHGXFWLRQLVUHDOL]HG
KDVEHHQH[FHHGHGLQWKHV\VWHPWKHSUHVVXUH RYHUWKHSUHVVXUHUHJXODWLQJYDOYH < WKURXJK
UHJXODWLQJYDOYH < LVDFWXDWHG RSHQHG 7KH GLYHUVLRQRIDGHILQHGIXHOTXDQWLW\RXWRIWKHIXHO
IXHOGLYHUWHGRYHUWKHIXHOUHWXUQOLQH  LVOHGLQWR KLJKSUHVVXUHV\VWHPIRUH[DPSOHWKURXJK
WKHIXHOFROOHFWLRQFKDPEHULQWKHIXHOILOWHUPRGXOH GRZQVKLIWLQJ

*):0' (QJLQHPDQDJHPHQW $ 3DJH
0&0 FRQWUROXQLW
FRPSRQHQWGHVFULSWLRQ
*):0' 5DLOSUHVVXUHVHQVRU % 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ <WR< 3DJH
IRUIXHOLQMHFWRUV
*):0' 3UHVVXUHUHJXODWRUYDOYH < 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ < 3DJH
IRUWKHTXDQWLW\FRQWURO
YDOYH
*):0' +LJKSUHVVXUHIXHOSXPS 3DJH
FRPSRQHQWGHVFULSWLRQ
*):0' &RPSRQHQWGHVFULSWLRQ 3DJH
IRUUDLO

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ &HQWUDOJDWHZD\ &*: FRQWUROXQLWFRPSRQHQW 


GHVFULSWLRQ

02'(/ 

/RFDWLRQ
$ &HQWUDOJDWHZD\FRQWUROXQLW &*:

:

7KHFHQWUDOJDWHZD\ &*: FRQWUROXQLW $ LVLQ


WKHHOHFWURQLFVFRPSDUWPHQWRQWKHSDVVHQJHUVLGH

7DVN &RQWUROXQLWPRQLWRULQJ
7KHFHQWUDOJDWHZD\FRQWUROXQLW &*:  $ IRUPV 7KHFHQWUDOJDWHZD\ &*: FRQWUROXQLW $
WKHFHQWUDOLQWHUIDFHRIWKHYHKLFOHQHWZRUNLQJDQG PRQLWRUVDOOFRQWUROXQLWVIRUIDLOXUHH[FHSWLWVHOI
LVGLUHFWO\FRQQHFWHGWRWKHIROORZLQJKLJKVSHHG DQGWKHFRPSRQHQWVRIWKH(OHFWURQLF%UDNH&RQWURO
EXVV\VWHPV V\VWHP (%6 ,QWKHSURFHVVLWFKHFNVZKHWKHUD
([WHULRU&$1 &$1 FRQWUROXQLWDFWLYHO\SDUWLFLSDWHVLQWKHEXVWUDIILF,I
DFRQWUROXQLWGRHVQRWVHQGDPHVVDJHDIWHUDORQJ
,QWHULRU&$1 &$1 SHULRGLWDVVXPHVIDLOXUHDQGLVVXHVD
)UDPH&$1 &$1 FRUUHVSRQGLQJIDXOWFRGH,QDGGLWLRQWKHIDLOXUHLV
GLVSOD\HGRQWKHLQVWUXPHQWFOXVWHUFRQWUROXQLW
7HOHPDWLFV&$1 &$1
,&8&  $ 
'LDJQRVWLF&$1 &$1
1HWZRUNPDQDJHPHQW
5RXWLQJGDWD 7KHFHQWUDOJDWHZD\FRQWUROXQLW &*:  $ LV
7KHPDLQWDVNRIWKHFHQWUDOJDWHZD\FRQWUROXQLW UHVSRQVLEOHIRUVHOHFWLYHO\ZDNLQJXSDQGSXWWLQJ
&*:  $ LVWRURXWHLQGLYLGXDO&$1PHVVDJHV DVOHHSWKHFRQQHFWHGFRQWUROXQLWV$OOFRQWUROXQLWV
EHWZHHQWKHFRQQHFWHG&$1GDWDEXVV\VWHPV,Q DUHDZDNHQHGLIDPHVVDJHLVVHQWWRDEXVV\VWHP
RWKHUZRUGVHJLWLVVXHVPHVVDJHVIURPWKH 6OHHSLVLQLWLDWHGRQO\ZKHQDOOFRQWUROXQLWVKDYH
LQWHULRU&$1 &$1 WRWKHIUDPH&$1 &$1  VLJQDOHGVOHHSUHDGLQHVV$VDUHVXOW
7KHFHQWUDOJDWHZD\FRQWUROXQLW &*:  $ RQO\ V\QFKURQL]DWLRQRFFXUVDWVOHHSWLPH
NQRZVZKLFKPHVVDJHVDUHEHLQJURXWHGWRZKLFK
&$1V\VWHPDQGQRWZKLFKFRQWUROXQLWPXVW
UHFHLYHWKHLQGLYLGXDOPHVVDJHV




This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%XVWHUPLQDWLRQUHVLVWRUV VRIWZDUHRIRWKHUFRQWUROXQLWV+RZHYHUWKH\GR
%XVWHUPLQDWLRQUHVLVWRUVDUHXVHGWRDYRLG DSSHDUDVLQGLYLGXDOFRQWUROXQLWVLQWKH6WDU
UHIOHFWLRQVWKDWZRXOGOHDGWRWKHIDOVLILFDWLRQRI 'LDJQRVLV
DFWXDOLQIRUPDWLRQ7KHFKDUDFWHULVWLFLPSHGDQFHRI 7KHIROORZLQJFRQWUROXQLWVDUHUHDOL]HGDVYLUWXDO
WKHHOHFWULFDOOLQHLVLPSRUWDQWIRUWKHEXV FRQWUROXQLWVLQWKHFHQWUDOJDWHZD\FRQWUROXQLW
WHUPLQDWLRQUHVLVWRU &*:  $ 
%XVWHUPLQDWLRQUHVLVWRUVDUHLQVWDOOHGIRUWKH 7KHFHQWUDOGDWDPHPRU\ &'6  $D
IROORZLQJGDWDEXVV\VWHPVLQWKHFHQWUDOJDWHZD\ 7KHFRPPXQLFDWLRQVLQWHUIDFHFRQWUROXQLW
FRQWUROXQLW &*:  $  &20  $D
)UDPH&$1 &$1 7KHPDLQWHQDQFHV\VWHPFRQWUROXQLW 06  $
7HOHPDWLFV&$1 &$1 D
'LDJQRVWLF&$1 &$1

9LUWXDOFRQWUROXQLWV
9LUWXDOFRQWUROXQLWVDUHQRWHTXLSSHGZLWKWKHLURZQ
KRXVLQJ7KH\DUHLQWHJUDWHGLQWRWKHKDUGZDUHDQG

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ 'ULYHFRQWURO &3& FRQWUROXQLWFRPSRQHQW 


GHVFULSWLRQ

02'(/ 

/RFDWLRQ
$ 'ULYHFRQWURO &3& FRQWUROXQLW

:

7KHGULYHFRQWURO &3& FRQWUROXQLW $ LVORFDWHG


RQWKHSDVVHQJHUVLGHLQWKHHOHFWURQLFV
FRPSDUWPHQW

7DVN $FFRUGLQJWRWKHWDVNVSHUIRUPHGWKHGULYHFRQWURO
7KHGULYHFRQWURO &3& FRQWUROXQLW $ FDOFXODWHV &3& FRQWUROXQLW $ LVSRVLWLRQHGLQWKH&RQWURO
YDULRXVFRQWUROIDFWRUVUHOHYDQWIRUWKHGULYLQJF\FOH $UHD1HWZRUN &$1 DVWKHFHQWUDOLQWHUIDFH
IRUWKHIROORZLQJIXQFWLRQVGHSHQGHQWRQWKHFXUUHQW *DWHZD\ EHWZHHQWKHIUDPH&$1 &$1 DQG
WUDQVPLVVLRQPRGH WKHGULYHWUDLQ&$1 &$1 &$1PHVVDJHVDUH
PDGHDYDLODEOHYLDIUDPH&$1 &$1 DQGGULYH
&UXLVHFRQWURO WUDLQ&$1 &$1 ZKLFKDUHUHOHYDQWIRUWKH
/LPLWHU UHVSHFWLYHIXQFWLRQVIURPRWKHUFRQWUROXQLWDQGDUH
DOVRYLVHYHUVDVHQWWRWKHVH
3UR[LPLW\&RQWURO$VVLVW IRUFRGH6O 3UR[LPLW\
&RQWURO$VVLVW 7KHGULYHFRQWURO &3& FRQWUROXQLW $
FRPPXQLFDWHVYLD&$1ZLWKWKHIROORZLQJFRQWURO
(QJLQHEUDNH FRPSXWDWLRQRIEUDNLQJWRUTXH
XQLWV
&RRODQWWHPSHUDWXUHPDQDJHPHQW
,QVWUXPHQWFOXVWHU ,&8& FRQWUROXQLW $
$XWRPDWLFJHDUGHWHFWLRQ
&HQWUDOJDWHZD\FRQWUROXQLW &*:  $
0RQLWRULQJRIWKHFRRODQWOHYHO
(QJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
0RQLWRULQJRIWKHFKDUJLQJFXUUHQW
7UDQVPLVVLRQ 7&0 FRQWUROXQLW $
0RQLWRULQJRIWKHDLUILOWHU
&DEVLJQDODFTXLVLWLRQDQGDFWXDWLRQPRGXOH
/HJDOYHKLFOHVSHHGOLPLW 6&$ FRQWUROXQLW $
'LHVHOSDUWLFXODWHILOWHU '3) RQO\IRUFRGH $QWLORFNEUDNHV\VWHP $%6 FRQWUROXQLW
0= (QJLQHYHUVLRQ(8529, FKDQQHO $
&RPSXWDWLRQFRUUHFWLRQRIWKHHQJLQHVSHFLILHG (OHFWURQLF%UDNH&RQWURO (%6 FRQWUROXQLW
WRUTXH $E  :DEFR
5HWDUGHUFRQWURO IRUFRGH%+ 6HFRQGDU\ZDWHU (OHFWURQLF%UDNH&RQWURO (%6 FRQWUROXQLW
UHWDUGHU $F  .QRUU



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

5HWDUGHUFRQWURO 5&0 FRQWUROXQLW $ ([KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW $


3DUDPHWHUL]DEOHVSHFLDOPRGXOH 360 FRQWURO 7DFKRJUDSK 3
XQLW $
3UHGLFWLYH3RZHUWUDLQ&RQWURO 33& FRQWUROXQLW
$

7KHIROORZLQJVHQVRUVDQGVZLWFKHVDUHGLUHFWO\ 5LJKWPXOWLIXQFWLRQFRQWUROOHYHU 6
FRQQHFWHGWRWKHGULYHFRQWURO &3& FRQWUROXQLW 7KHGULYHFRQWURO &3& FRQWUROXQLW $ DSSOLHV
$  DFWXDWLRQRIWKHIROORZLQJFRPSRQHQWV
$FFHOHUDWRUSHGDOVHQVRU % %+&RRODQWSUHVVXUHUHJXODWLRQVROHQRLG <
&RRODQWOHYHOVZLWFK % IRUFRGH 6HFRQGDU\ZDWHUUHWDUGHU
$LUILOWHUVHQVRU % 0.&RQWUROOHUXQLWIRUORZHUUDGLDWRUVKXWWHUV
%+&RRODQWSUHVVXUHUHJXODWLRQVHQVRU % $  IRUFRGH 5DGLDWRUVKXWWHUV
IRUFRGH 6HFRQGDU\ZDWHUUHWDUGHU 0.&RQWUROOHUXQLWIRUXSSHUUDGLDWRUVKXWWHUV
$OWHUQDWRU *  GHWHUPLQDWLRQRIVWDWXVRIFLUFXLW $  IRUFRGH 5DGLDWRUVKXWWHUV
DQGFKDUJHFXUUHQWPRQLWRULQJ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' (QJLQHPDQDJHPHQW 0&0 FRQWUROXQLWFRPSRQHQW 


GHVFULSWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
$ (QJLQHPDQDJHPHQWFRQWUROXQLW 0&0

:

7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ LV


ORFDWHGRQWKHOHIWVLGHRIFUDQNFDVH

7DVN (QJLQHPDQDJHPHQWIRUWKHFRPPRQUDLOGLHVHO
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ LQMHFWLRQV\VWHP
VHUYLFHVSULPDULO\DVDQLQWHUIDFHEHWZHHQWKH 7KHPDLQWDVNRIWKHHQJLQHPDQDJHPHQW 0&0
HOHFWULFDORUHOHFWURQLFFRPSRQHQWVORFDWHGRQWKH FRQWUROXQLW $ LVWRUHJXODWHLQMHFWLRQRIWKH
HQJLQHVLGHDQGGULYHFRQWURO &3& FRQWUROXQLW FRPPRQUDLOGLHVHOLQMHFWLRQV\VWHP$OOUHTXLUHG
$ RQWKHYHKLFOHVLGH%RWK&RQWUROXQLWVDUH GDWDVXFKDVWKHRXWSXWGLYHUVHFKDUDFWHULVWLFV
QHWZRUNHGWRJHWKHUYLDWKHGULYHWUDLQ&$1 &$1 PDSVRUGDWDZKLFKVHUYHVWRSURWHFWWKHHQJLQH
DQGWKH&$1EXVGULYHQHXWUDOSRLQW = 7KH DUHVWRUHGLQWKHHQJLQHPDQDJHPHQW 0&0
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ WDNHV FRQWUROXQLW $ 7RUHJXODWHWKHLQMHFWLRQZKLFK
RQDQXPEHURIWDVNV2QWKHRQHKDQGLWWDNHVRQ WDNHVSODFHWKURXJKDSSURSULDWHDFWXDWLRQRIWKH
WKHFRQWUROOLQJDQGUHJXODWLQJSURFHVVHVIRU IXHOLQMHFWRUVIRUF\OLQGHUWR <WR< WKH
H[DPSOHIRUV\VWHPVVXFKDVWKHHQJLQHFRQWURO SUHVVXUHUHJXODWLQJYDOYH < DQGWKHTXDQWLW\
05 RUWKHH[KDXVWJDVUHFLUFXODWLRQ $*5 ZKLOH FRQWUROYDOYH < WKHHQJLQHPDQDJHPHQW
RQWKHRWKHUKDQGLWVHUYHVWRSDVVRQLQIRUPDWLRQ 0&0 FRQWUROXQLW $ UHDGVLQVLJQDOVIURP
VXFKDVWKHRLOOHYHOLQWKHHQJLQH YLUWXDOO\DOOVHQVRUVFRQQHFWHGWRLW7KLVPHDQVDOO
7KHIROORZLQJLVDQRYHUYLHZRIWKHWDVNVRIWKH LQIRUPDWLRQH[FHSWWKDWIURPWKHRLOSUHVVXUHVZLWFK
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $  % DQGWKHHQJLQHRLOILOOOHYHOVHQVRU % 
DUHLQFOXGHGLQWKHFRPSXWDWLRQV




This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

([KDXVWJDVUHFLUFXODWLRQ (*5 YDOYH < 7KHIXHOVKXWRIIYDOYH < DQGWKH


7KHIDFWWKDWH[KDXVWJDVUHFLUFXODWLRQLVDFWLYH IXHOPHWHULQJYDOYH < DUHORFDWHGWRJHWKHUZLWK
RYHUWKHZKROHURWDWLRQDOVSHHGUDQJHPHDQVWKDW WKHIXHOSUHVVXUHVHQVRU RXWOHW  % DQGWKHIXHO
WKHUDWLREHWZHHQUHF\FOHGH[KDXVWJDVPDVVHV SUHVVXUHVHQVRU LQOHW  % LQRQHPHWHULQJ
DQGVXFWLRQHGLQRUVXSHUFKDUJHGIUHVKDLUPDVV GHYLFH7KLVHQVXUHVWKDWGLHVHOIXHOLVPHWHUHG
PXVWEHPDWFKHGH[DFWO\DQGWKXVH[DFWO\ RYHUDOLQHWRWKHLQMHFWLRQQR]]OHLQWKHQR]]OHXQLW
UHJXODWHG7KLVUHODWLRQVKLSWKHVRFDOOHGH[KDXVW IRU'3)UHJHQHUDWLRQZKLFKLVORFDWHGRQWKH
JDVUHFLUFXODWLRQUDWHLVUHJXODWHGE\WKHHQJLQH H[KDXVWSLSHXSVWUHDPRIWKHGLHVHOSDUWLFXODWHILOWHU
PDQDJHPHQW 0&0 FRQWUROXQLW $ WKURXJK '3) 7KHLQMHFWLRQQR]]OHLQMHFWVVSHFLILFIXHO
DSSURSULDWHDFWXDWLRQRIWKHH[KDXVWJDV DPRXQWVLQWRWKHKRWH[KDXVWIORZ'XULQJWKH
UHFLUFXODWLRQSRVLWLRQHU < 7KH(*5UDWHYDOXH UHVXOWLQJUHDFWLRQLQWKHH[KDXVWDIWHUWUHDWPHQWXQLW
KHUHLVGHWHUPLQHGE\WKHLQIRUPDWLRQIURPWKH DJUHDWGHDORIKHDWLVJHQHUDWHGLQZKLFKWKHVRRW
FKDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU GHSRVLWHGLQWKHGLHVHOSDUWLFXODWHILOWHU '3) LV
% E\WKHR[\JHQVHQVRU % DQGE\WKH EXUQWWRIRUPDVK
FKDUJHDLUWHPSHUDWXUHVHQVRULQWKHFKDUJHDLU
&KDUJHSUHVVXUHFRQWURO
KRXVLQJ % WDNLQJWKHGDWDVWRUHGLQD
FRUUHVSRQGLQJFKDUDFWHULVWLFVPDSLQWRDFFRXQW 7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
GHWHUPLQHVWKHFXUUHQWERRVWSUHVVXUHZLWKWKHDLG
'LHVHOSDUWLFXODWHILOWHU '3) RQO\IRUFRGH RIWKHFKDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU
0= (QJLQHYHUVLRQ(XUR9, % ,IWKHERRVWSUHVVXUHLVWRRKLJKLWWUDQVPLWV
'XULQJWKHDFWLYHUHJHQHUDWLRQSKDVHRIWKHGLHVHO DQDSSURSULDWHPHVVDJHWRWKHERRVWSUHVVXUH
SDUWLFXODWHILOWHU '3) WKHHQJLQHPDQDJHPHQW UHJXODWRU < ZKLFKLVDFWXDWHVWKHERRVW
0&0 FRQWUROXQLW $ DFWXDWHVWKHIXHOVKXWRII SUHVVXUHFRQWUROIODSRYHUDOLQNDJH
YDOYH < DQG LQLQWHUYDOV WKHIXHOPHWHULQJ

,QVWUXPHQWFOXVWHU XQLW $ DFWXDWHVWKHHQJLQHEUDNHVROHQRLGYDOYH
7RGLVSOD\WKLVLQWKH,&WKHHQJLQHPDQDJHPHQW < $FWXDWLRQRIWKHVROHQRLGYDOYHPHDQVWKDW
0&0 FRQWUROXQLW $ GHWHFWVWKHHQJLQHRLOOHYHO WKHHQJLQHRLOLVOHGWRWKHK\GUDXOLFHQJLQHEUDNH
WKHHQJLQHRLOWHPSHUDWXUHWKHHQJLQHRLOSUHVVXUH XQLWVZKHUHE\WKHHQJLQHEUDNHLVDFWLYH
WKHFRRODQWWHPSHUDWXUHDQGWKHHQJLQHUSP,WDOVR &DPVKDIWDGMXVWPHQW
XVHVYDOXHVIURPWKHIROORZLQJVHQVRUV
)RUHQJLQHUSPVDWORZHUH[KDXVWWHPSHUDWXUHVWKH
(QJLQHRLOILOOOHYHOVHQVRU % FDPVKDIWSRVLWLRQHUVKRXOGEHGULYHQLQWKHSRVLWLRQ
2LOSUHVVXUHVZLWFK % DGYDQFHGLQRUGHUWRLQFUHDVHWKHH[KDXVW
([KDXVWFRRODQWWHPSHUDWXUHVHQVRU % WHPSHUDWXUHV7KLVLVWKHSUHUHTXLVLWHIRUODWHU
DFWLYHSXUJLQJRIWKHGLHVHOSDUWLFXODWHILOWHU7KH
&UDQNVKDIWSRVLWLRQVHQVRU % DGMXVWPHQWWDNHVSODFHWKURXJKDSSURSULDWH
DFWXDWLRQRIWKHFDPVKDIWSRVLWLRQHUVROHQRLG
)DQFRQWURO < GHSHQGHQWRQWKHH[KDXVWWHPSHUDWXUHDQG
)RUIDQUHJXODWLRQWKHHQJLQHPDQDJHPHQW 0&0 WKHHQJLQHUSP
FRQWUROXQLW $ XVHVLQIRUPDWLRQIURPWKHFRRODQW
RXWOHWWHPSHUDWXUHVHQVRU % DQGWKHIDQUSP 7DVNVFRYHULQJDQXPEHURIV\VWHPV
VHQVRU <E ,WHYDOXDWHVWKLVLQIRUPDWLRQWKHQ 7KHVHWDVNVLQFOXGHHQJLQHRUV\VWHPGLDJQRVLV
DFWXDWHVWKHIDQFOXWFKVROHQRLGYDOYH < RYHUD VLQFHDOPRVWDOOHOHFWULFDORUHOHFWURQLFFRPSRQHQWV
FKDUDFWHULVWLFVPDS ZKLFKDUHDWWDFKHGWRWKHHQJLQHPDQDJHPHQW
0&0 FRQWUROXQLW $ FDQEHGLDJQRVHG
(QJLQHEUDNH
8SRQUHTXHVWIURPWKHGULYHFRQWURO &3& FRQWURO
XQLW $ WKHHQJLQHPDQDJHPHQW 0&0 FRQWURO

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ (OHFWURQLFEUDNHFRQWURO (%6 FRQWUROXQLW 


FRPSRQHQWGHVFULSWLRQ

02'(/ 

/RFDWLRQ
$E (OHFWURQLF%UDNH&RQWUROFRQWUROXQLW
(%6  :DEFR
$F (OHFWURQLF%UDNH&RQWUROFRQWUROXQLW
(%6  .QRUU

:

7KH(OHFWURQLF%UDNH&RQWURO (%6 FRQWUROXQLW


$ERU$F LVLQVWDOOHGLQWKHHOHFWURQLFV
FRPSDUWPHQWRQWKHSDVVHQJHUVLGH

7DVN (YDOXDWHWKHIHHGEDFNIURPWKHEUDNH
7KH(OHFWURQLF%UDNH&RQWUROFRQWUROXQLW (%6 FRPSRQHQWVGXULQJWKHHQWLUHEUDNHDSSOLFDWLRQ
$ERU$F LVWKHFHQWUDOFRPSRQHQWRIWKH DQGUHDGMXVWWKHEUDNHSUHVVXUHLIQHFHVVDU\
HOHFWURQLFEUDNHV\VWHP (%6 DQGKDVWKH &RQWUROWKH$%6RU$65LQWHUYHQWLRQV
IROORZLQJWDVNV &RPPXQLFDWLRQZLWKRWKHUV\VWHPVFRQWUROXQLWV
5HFRUGWKHGULYHU
VEUDNHFRPPDQGYLDWKH LQWKHYHKLFOHYLDWKHIUDPH&$1 &$1 
HOHFWULFDOVLJQDOVRIWKHEUDNHYDOXHVHQVRU % $FWXDWLRQRIHOHFWURQLFDOO\EUDNHGWUDLOHUVYLD,62
RU%D  LQWHUIDFHRISLQ$%6WUDLOHUVRFNHW
&DOFXODWHWKHVSHFLILHGEUDNHSUHVVXUHVRIWKH ; 
LQGLYLGXDOD[OHVRUWKHVHPLWUDLOHUWUDLOHU $FWXDWLRQRIWKHDLUDGPLVVLRQZD\YDOYH
GHSHQGLQJRQWKHVHQVRUGDWDDQGWDNLQJLQWR < RUWKH$65VROHQRLGYDOYH <D IRU$65
DFFRXQWWKHEUDNHIRUFHGLVWULEXWLRQDQGZHDU VXSSUHVVLRQRQWKHOHDGLQJD[OHWUDLOLQJD[OHRQ
KDUPRQL]DWLRQ D[OHYHKLFOHV
$FWXDWLRQRIWKHIURQWD[OHD[OHPRGXODWRU $ &RQWUROWKHIXQFWLRQRIWKHKLOOKROGHU
RU$D UHDUD[OHD[OHPRGXODWRU $RU
$D OHIWIURQWD[OH$%6VROHQRLGYDOYH <  3HUIRUPLQJV\VWHPGLDJQRVLV
ULJKWIURQWD[OH$%6VROHQRLGYDOYH < DQG 6WRUDJHRIV\VWHPHUURUVIRUGLDJQRVLV
WUDLOHUFRQWUROYDOYH <RU<D ZLWKWKH
5HSRUWPDMRUIDXOWVYLDWKHGLVSOD\ILHOGLQWKH
FRUUHVSRQGLQJHOHFWULFDOVLJQDOVWRDSSO\WKH
LQVWUXPHQWFOXVWHUFRQWUROXQLW ,&8&  $ 
VSHFLILHGEUDNHSUHVVXUHV



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ %DWWHU\GLVFRQQHFWVZLWFKFRQWUROXQLWFRPSRQHQW 


GHVFULSWLRQ

02'(/ 
ZLWK&2'((9 $'5PRGHOFODVV)/LQFOXGLQJ(;,,(;,,,DQG$7
02'(/ 
ZLWK&2'((; $'5W\SHFODVV$7
02'(/ 
ZLWK&2'((= $FFHVVRULHV$'5
02'(/ 
ZLWK&2'((7 $'5W\SHFODVV(;,,LQFO$7
02'(/ 
ZLWK&2'((' 3UHLQVWDOODWIRUELSRODUEDWWHU\FLUFXLWEUHDNHU
02'(/ 
ZLWK&2'((8 $'5PRGHOFODVV(;,,,LQFOXGLQJ(;,,DQG$7
02'(/ 
ZLWK&2'((( 3URYLVLRQ$'5ZLWKRXWFKDVVLVVKLHOGLQJ

/RFDWLRQ
9HKLFOHVZLWKRXWFRGH&7 ,QWHJUDOUHDUHQG
$ %DWWHU\GLVFRQQHFWVZLWFKFRQWUROXQLW %(62

:

,QYHKLFOHVZLWKVWDQGDUGUHDUHQGWKHEDWWHU\ WUDYHOLQIURQWRIWKHFRPSUHVVHGDLUUHVHUYRLUVRI
GLVFRQQHFWVZLWFK %(62 FRQWUROXQLW $ LV WKHEUDNHV\VWHP
LQVWDOOHGEHORZWKHYHKLFOHEDWWHU\LQWKHGLUHFWLRQRI

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

9HKLFOHVZLWKFRGH&7
,QWHJUDOUHDUHQG
$ %DWWHU\GLVFRQQHFW
VZLWFKFRQWUROXQLW
%(62

:

,QYHKLFOHVZLWKLQWHJUDOUHDUHQGWKHEDWWHU\ LQVWDOOHGRQWKHLQVLGHRIWKHOHIWORQJLWXGLQDOIUDPH
GLVFRQQHFWVZLWFK %(62 FRQWUROXQLW $ LV PHPEHUDERYHWKHUHDUD[OH

7DVNV V\VWHPZLOOEHGLVFRQQHFWHGIURPWKHEDWWHU\
(YDOXDWLQJWKHSRVLWLRQVRIWKH(0(5*(1&< $PRQJRWKHUWKLQJVWKHHQJLQHPDQDJHPHQW
2))VZLWFK 6 DQGWKHIUDPH(0(5*(1&< 0&0 FRQWUROXQLW $ LQLWLDWHVWKHVZLWFKLQJRIIRI
2))IUDPH 6 WKHHQJLQHGXHWRWKLVPHVVDJH7KHRQERDUG
HOHFWULFDOV\VWHPLVGLVFRQQHFWHGE\DELVWDEOHUHOD\
'LVFRQQHFWLQJWKHRQERDUGHOHFWULFDOV\VWHP LQWHJUDWHGLQWRWKHEDWWHU\GLVFRQQHFWVZLWFK
IURPWKHEDWWHU\ZKHQWKH(0(5*(1&<2)) %(62 FRQWUROXQLW $ 7KHELVWDEOHUHOD\LV
VZLWFK 6 RUWKHIUDPH(0(5*(1&<2)) DFWXDWHGPVDIWHUWKHEDWWHU\GLVFRQQHFWVZLWFK
VZLWFK 6 LVSUHVVHG %(62 FRQWUROXQLW $ KDVUHFRJQL]HGWKDWWKH
(0(5*(1&<2))VZLWFK 6 RUWKHIUDPH
%RG\ (0(5*(1&<2))VZLWFK 6 ZDVSUHVVHG7KH
&RQWUROHOHFWURQLFV WDFKRJUDSK 7&2  3 FRQWLQXHVWREHVXSSOLHG
%LVWDEOHUHOD\IRUGLVFRQQHFWLQJWKHRQERDUG ZLWKYROWDJHE\WKHEDWWHU\GLVFRQQHFWVZLWFK
HOHFWULFDOV\VWHPIURPWKHEDWWHU\ %(62 FRQWUROXQLW $ YLDDVHSDUDWHSLQ
$
)XQFWLRQ $VDUHGXQGDQWPHVVDJHRQWKHH[WHULRU&$1 &$1
7KHEDWWHU\GLVFRQQHFWVZLWFK %(62 FRQWUROXQLW  WKHEDWWHU\GLVFRQQHFWVZLWFK %(62 FRQWURO
$ HYDOXDWHVWKHSRVLWLRQVRIWKH(0(5*(1&< XQLW $ DOVRWUDQVPLWVDSXOVHZLGWKPRGXODWHG
2))VZLWFK 6 DQGWKHIUDPH(0(5*(1&< VLJQDOYLDDGLUHFWOLQHWRWKHFDEVHQVRUDQG
2))VZLWFK 6 YLDWKHLQSXWVLJQDO,IWKH DFWXDWRUPRGXOH 6&$ FRQWUROXQLW $ ,IWKH
(0(5*(1&<2))VZLWFK 6 RUWKHIUDPH EDWWHU\GLVFRQQHFWVZLWFK %(62 FRQWUROXQLW $
(0(5*(1&<2))VZLWFK 6 LVSUHVVHGWKH GHWHFWVWKDWWKH(0(5*(1&<2))VZLWFK 6 RU
EDWWHU\GLVFRQQHFWVZLWFK %(62 FRQWUROXQLW $ IUDPH(0(5*(1&<2))VZLWFK 6 KDVEHHQ
GLVFRQQHFWVWKHRQERDUGHOHFWULFDOV\VWHPIURPWKH SUHVVHGLWFKDQJHVWKHGXW\F\FOHRIWKHSXOVH
EDWWHU\(YHQEHIRUHWKHRQERDUGHOHFWULFDOV\VWHP ZLGWKPRGXODWHGVLJQDOIURPWR
LVGLVFRQQHFWHGIURPWKHEDWWHU\LWVHQGVD ZKHUHXSRQWKHFDEVHQVRUDQGDFWXDWRUPRGXOH
PHVVDJHWRWKHH[WHULRU&$1 &$1 IRUIXUWKHU 6&$ FRQWUROXQLW $ GHWHFWVWKDWGLVFRQQHFWLRQ
SURFHVVLQJDQQRXQFLQJWKDWWKHRQERDUGHOHFWULFDO RIWKHRQERDUGHOHFWULFDOV\VWHPLVEHLQJLQLWLDWHG



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 12[VHQVRUDWH[KDXVWDIWHUWUHDWPHQWXQLWH[LW 


FRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVW
DIWHUWUHDWPHQWXQLW
$ 12[VHQVRUFRQWURO
XQLWH[KDXVW
DIWHUWUHDWPHQWXQLW
RXWOHW
$E ([KDXVW
DIWHUWUHDWPHQWXQLW
RXWOHW12[VHQVRU

:

7KHH[KDXVWDIWHUWUHDWPHQWXQLWRXWOHW12[VHQVRU DIWHUWUHDWPHQWXQLWRXWOHW12[VHQVRU $ LV


$E LVVFUHZHGIURPWKHRXWVLGHLQWRWKH DWWDFKHGWRDEUDFNHWDWWKHH[KDXVWDIWHUWUHDWPHQW
GHIOHFWLRQFKDPEHUXSVWUHDPRIWKHGLHVHOR[LGDWLRQ XQLW  %RWKFRPSRQHQWVIRUPDVLQJOHXQLW
FDWDO\WLFFRQYHUWHU '2& 7KHH[KDXVW

7DVN FDOFXODWHWKHUDZ12[FRQFHQWUDWLRQLQWKHH[KDXVW
7KHH[KDXVWDIWHUWUHDWPHQWXQLWRXWOHW12[VHQVRU XSVWUHDPRIWKHH[KDXVWDIWHUWUHDWPHQWE\WKH
$E UHSUHVHQWVWKHDFWXDOPHDVXULQJSUREH GLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2& WKH
ZKHUHDVWKHH[KDXVWDIWHUWUHDWPHQWXQLWRXWOHW12[ GLHVHOSDUWLFXODWHILOWHU '3) DQGWKH6&5FDWDO\WLF
VHQVRUHOHFWURQLFFRQWUROXQLW $ LVXVHGWR FRQYHUWHU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 (OHFWULFDOFRQQHFWLRQ
$ 12[VHQVRUFRQWUROXQLWH[KDXVW
DIWHUWUHDWPHQWXQLWRXWOHW
$E ([KDXVWDIWHUWUHDWPHQWXQLWRXWOHW
12[VHQVRU

:

7KHH[KDXVWDIWHUWUHDWPHQWXQLWRXWOHW12[VHQVRU HOHFWURGHVPDGHRXWRIDWKLQSODWLQXPOD\HU7KH
FRQWUROXQLW $ DQGWKHH[KDXVWDIWHUWUHDWPHQW PHDVXULQJSUREHLVLQFRQWDFWZLWKRXWVLGHDLUYLDD
XQLWRXWOHW12[VHQVRU $E DUHLQWHUFRQQHFWHG UHIHUHQFHDLUGXFW7KHPHWDOKRXVLQJSURWHFWVWKH
YLDDQHOHFWULFDOOLQHWKDWFDQQRWEHGLVFRQQHFWHG FHUDPLFERG\LQVLGHDJDLQVWPHFKDQLFDOVWUHVVDQG
DQGIRUPDVLQJOHXQLW7KHH[KDXVWDIWHUWUHDWPHQW VXGGHQLQFUHDVHVLQWHPSHUDWXUH7KH($78RXWSXW
XQLWRXWOHW12[VHQVRU $E KDVDVLPLODU 12[VHQVRU $E LVILWWHGZLWKDQLQWHJUDO
GHVLJQWRDZLGHEDQGR[\JHQVHQVRU,WLVILWWHG KHDWLQJHOHPHQWZKLFKVHUYHVWRUDSLGO\DFKLHYHWKH
ZLWKLWVEDVLFHOHPHQWVVXFKDVWKHVRFDOOHG1HUQVW UHTXLUHGRSHUDWLQJWHPSHUDWXUHRIDERXWr&IRU
FHOODQGWKHR[\JHQSXPSFHOO,WVIURQWSDUWLQWKH WKHFKHPLFDOSURFHVVHVWDNLQJSODFHWKHUHLQ7KH
PHDVXULQJSUREHZKLFKSURMHFWVRXWLQWRWKH HOHFWULFDOOLQHEHWZHHQWKHH[KDXVWDIWHUWUHDWPHQW
H[KDXVWFRQVLVWVRIDPHWDOKRXVLQJZLWKRSHQLQJV XQLWRXWOHW12[VHQVRU $E DQGWKHH[KDXVW
DQGDJDVSHUPHDEOHFHUDPLFERG\LQVLGHPDGH DIWHUWUHDWPHQWXQLWRXWOHW12[VHQVRUFRQWUROXQLW
RXWRI]LUFRQLXPGLR[LGH7KHVXUIDFHVRIWKH $ KDVDGHILQHGOHQJWKRIDSSUR[PP
FHUDPLFERG\DUHILWWHGRQERWKVLGHVZLWK

)XQFWLRQ
 0HDVXULQJSUREH
FHUDPLFERG\
 &KDPEHU
 +HDWLQJHOHPHQW
 5HIHUHQFHDLUGXFW
 &KDPEHU
,S 3XPSFXUUHQW PDLQ
SXPSHOHFWURGH
,S 3XPSFXUUHQW DX[LOLDU\
SXPSHOHFWURGH
,S 3XPSFXUUHQW
PHDVXULQJHOHFWURGH

:

7KHH[KDXVWDIWHUWUHDWPHQWXQLWRXWOHW12[VHQVRU VRFDOOHGR[\JHQLRQVOLQHDFFRUGLQJWRZKLFKWKH
$E IXQFWLRQVDFFRUGLQJWRWKHSULQFLSOHRIWKH ZLGHEDQGR[\JHQVHQVRUDOVRIXQFWLRQV



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

3DUWRIWKHH[KDXVWIORZLQJSDVWWKHPHDVXULQJ EURNHQGRZQZLWKWKHDLGRIDVHFRQG12[
SUREH  SDVVHVWKURXJKDGLIIXVLRQEDUULHULQWRWKH HOHFWURGHLQWR12DQG27KH2FRQFHQWUDWLRQLV
ILUVWFKDPEHU  ,QWKLVFDVHWKH2FRQFHQWUDWLRQ DOVRUHJXODWHGWRFORVHWR]HURDWWKHVDPHWLPH
LVUHJXODWHGDWDGHILQHGYDOXHE\PHDQVRIWKHVR ZLWKWKHDLGRIDIXUWKHUHOHFWURGH7KHQLWURXVR[LGH
FDOOHGSXPSYROWDJHDSSOLHGWRDQHOHFWURGHXQWLO FRQFHQWUDWLRQLVGHGXFHGIURPWKHVL]HRIWKHSXPS
WKHR[\JHQFRQWHQWGLIIHUVRQHLWKHUVLGHRIWKH FXUUHQW ,S UHTXLUHG
FHUDPLFERG\ 7KHH[KDXVWDIWHUWUHDWPHQWXQLWRXWOHW12[VHQVRU
7KHVSHFLDOSURSHUWLHVRIWKHFHUDPLFERG\FUHDWH $ VHUYHVWRFRPSXWHWKHUHTXLUHGSXPS
WKHVLJQDOYROWDJH 1HUQVWYROWDJH DWLWVERXQGDU\ YROWDJHVWRUHJXODWHWKHFRPSOH[V\VWHPDQGWR
VXUIDFHV7KLVLVWKHPHDVXUHIRUWKHUHVLGXDO FRPSXWHWKH12[UDZYDOXHV,WUHFHLYHVWKHDQDORJ
R[\JHQFRQWHQWLQWKHH[KDXVW7KHWUDFHVRI+& VLJQDOIURPWKHH[KDXVWDIWHUWUHDWPHQWXQLWRXWOHW
&2DQG+LQWKHH[KDXVWR[\JHQDWHDWWKH 12[VHQVRU $E DQGGLJLWDOL]HVLW,WIRUZDUGV
HOHFWURGHPDGHRXWRISODWLQXP WKHVHDVGLJLWDO&$1VLJQDOVDWDGHILQHGWUDQVIHU
UDWHWRWKHH[KDXVWDIWHUWUHDWPHQWFRQWUROXQLW
7KHJDVWKHQSDVVHVRYHUDIXUWKHUGLIIXVLRQEDUULHU
$&0  $ ZKLFKWKHQHYDOXDWHVWKHP
DQGDUULYHVLQWKHVHFRQGFKDPEHU  ZKHUHLWLV

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 3XPSPRGXOHFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 3XPSPRGXOH
 ([KDXVWDIWHUWUHDWPHQW
XQLW
 $G%OXHWDQN

:

7KHSXPSPRGXOH  ZKLFKFRQWDLQVWKH6&5 IDVWHQHGWRDEUDFNHWRQWKHLQVLGHRIWKHULJKW


FRQWUROXQLW $ DQG6&5GHOLYHU\SXPS 0 LV ORQJLWXGLQDOIUDPHPHPEHUEHKLQGWKH($78  

7DVN $G%OXHpPHWHULQJGHYLFH $ 7KH6&5FRQWURO
7KHSXPSPRGXOH  VXFNVLQ$G%OXHpIURPWKH XQLW $ FDOFXODWHVWKHLQMHFWLRQSHULRGDQGWKH
$G%OXHpFRQWDLQHU  ILOWHUVLWDQGSXPSVLWWRWKH LQMHFWLRQTXDQWLW\



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 (OHFWURQLFVKRXVLQJ
 &RQQHFWLQJERG\
 )LOWHUKRXVLQJ
 (OHFWULFDOFRQQHFWLRQ
FRPPXQLFDWLRQWR
$G%OXHPHWHULQJ
GHYLFH
 (OHFWULFDOFRQQHFWLRQ
FRPPXQLFDWLRQWR
H[KDXVWDIWHUWUHDWPHQW
$&0 FRQWUROXQLW
 $G%OXHLQOHW
 ,QWDNHILOWHU PHVKVL]H
P
 $G%OXHRXWOHW
 9HQWYDOYHV
 &RRODQWLQOHW
:
 &RRODQWRXWOHW
 3UHVVXUHOLPLWLQJYDOYH
 0DLQILOWHU PHVKVL]H
P
$ 6&5FRQWUROXQLW
0 6&5GHOLYHU\SXPS

)XQFWLRQ
 $G%OXHLQOHW
 ,QWDNHILOWHU
 $G%OXHRXWOHW
 &RRODQWLQOHW
 &RRODQWRXWOHW
 3UHVVXUHOLPLWLQJYDOYH
 0DLQILOWHU
0 6&5GHOLYHU\SXPS

:

$IWHUWKHHQJLQHVWDUWVWKHH[KDXVWDIWHUWUHDWPHQW VXFNHGLQIURPWKH$G%OXHpFRQWDLQHUDQGSXPSHG
$&0 FRQWUROXQLW $ VHQGVDPHVVDJHWRWKH DWDQRSHUDWLQJSUHVVXUHRIDSSUR[EDUWRZDUGV
SXPSPRGXOH  RUPRUHDFFXUDWHO\WKH6&5 WKH$G%OXHpPHWHULQJGHYLFH $ %HFDXVHWKH
FRQWUROXQLW $ LQWHJUDWHGLQWRLW7KLVVZLWFKHV $G%OXHpPHWHULQJGHYLFH $ LVFRROHGEH
WKH6&5GHOLYHU\SXPS 0 VRWKDW$G%OXHpLV FLUFXODWLRQWKURXJKFLUFXODWLQJ$G%OXHp$G%OXHpLV

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

SXPSHGFRQWLQXRXVO\LUUHVSHFWLYHRIZKHWKHU YDOYHDVDIXQFWLRQRIWKHWHPSHUDWXUHE\WKH
LQMHFWLRQLVQHFHVVDU\RUQRW7KH$G%OXHpWKDWLV HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ 
QRWUHTXLUHGRUQRWLQMHFWHGIORZVEDFNWKURXJKWKH
5XQRQ
UHWXUQOLQHWRWKH$G%OXHpFRQWDLQHU
7RDYRLGDQ\GDPDJHWKURXJKRYHUKHDWLQJRQWKH
+HDWLQJ $G%OXHpPHWHULQJGHYLFH $ WKHSXPSPRGXOH
$GXFWLQVLGHWKHFRQQHFWLQJERG\  HQDEOHVWKH  FRQWLQXHVWRSXPS$G%OXHpIRUVRPHWLPHDIWHU
SXPSPRGXOH  WRKDYHHQJLQHFRRODQWIORZ WKHHQJLQHVWRSVVRWKDWWKHFRROLQJFDQEH
WKURXJKLWIRUKHDWLQJRUGHIURVWLQJ7KHFRRODQW PDLQWDLQHGIRUDORQJHUSHULRG
LQIORZLVUHJXODWHGE\DQHQJLQHPRXQWHGVROHQRLG



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' ([KDXVWDIWHUWUHDWPHQWFRQWUROXQLW $&0  


FRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW
$ ([KDXVWDIWHUWUHDWPHQW
$&0 FRQWUROXQLW

:

7KHH[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW


$ LVIDVWHQHGWRDEUDFNHWRQWKHLQVLGHRIWKH
($78  

7DVN SURFHVVHVWKHLQFRPLQJGLJLWDODQGDQDORJVLJQDOV
7KHH[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW RIWKHFRQQHFWHGVHQVRUV\VWHPDQGFRPPXQLFDWHV
$ UHJXODWHVDQGFRQWUROVSUDFWLFDOO\DOOWKH RYHU&$1FRQQHFWLRQVZLWKWKHFRQQHFWHGFRQWURO
H[KDXVWDIWHUWUHDWPHQWV\VWHPIXQFWLRQV,WDOVR XQLWV

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

:

$ (QJLQH $ 12[VHQVRUFRQWURO % ([KDXVW


PDQDJHPHQW XQLWH[KDXVW WHPSHUDWXUHVHQVRU
FRQWUROXQLW 0&0 DIWHUWUHDWPHQWXQLW GRZQVWUHDPRI
LQOHW GLHVHOSDUWLFXODWH
ILOWHU
$ 12[VHQVRUFRQWURO $E ([KDXVW % ([KDXVW
XQLWH[KDXVW DIWHUWUHDWPHQWXQLW WHPSHUDWXUHVHQVRU
DIWHUWUHDWPHQWXQLW LQOHW12[VHQVRU GRZQVWUHDPRI
RXWOHW 6&5FDWDO\WLF
FRQYHUWHU
$E ([KDXVW % ([KDXVWSUHVVXUH % $G%OXHILOOOHYHO
DIWHUWUHDWPHQWXQLW VHQVRUXSVWUHDPRI VHQVRUWHPSHUDWXUH
RXWOHW12[VHQVRU GLHVHOR[LGDWLRQ VHQVRU
FDWDO\WLFFRQYHUWHU
$ 6&5FRQWUROXQLW % ([KDXVWSUHVVXUH &$1 'ULYHWUDLQ&$1
VHQVRUGRZQVWUHDP
RIGLHVHOSDUWLFXODWH
ILOWHU
$ ([KDXVW % ([KDXVW &$1 12[&$1
DIWHUWUHDWPHQW WHPSHUDWXUHVHQVRU
$&0 FRQWUROXQLW XSVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHU
$ $G%OXHPHWHULQJ % 8SSHUH[KDXVW 0 6&5GHOLYHU\SXPS
GHYLFH WHPSHUDWXUHVHQVRU
GRZQVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU

7KHH[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW ZLWKWKH6&5FRQWUROXQLW $ DQGWKHHQJLQH


$ UHFHLYHVWKHDQDORJVLJQDOVIURPWKHGLUHFWO\ PDQDJHPHQW 0&0 FRQWUROXQLW $ 
FRQQHFWHGVHQVRUV,WUHFHLYHVWKH12[VHQVRU
$G%OXHLQMHFWLRQ
VLJQDOVRYHU&$1FRQQHFWLRQVDQGFRPPXQLFDWHV



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

,WXVHVWKHGDWDVXSSOLHGE\WKH6&5FRQWUROXQLW 7KHGLHVHOSDUWLFXODWHILOWHUORDGVWDWXVLVPRQLWRUHG
$ DQGWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO E\WKHWHPSHUDWXUHDQGSUHVVXUHVHQVRUV,IDFWLYH
XQLW $ WRFDOFXODWHWKHUHTXLUHG$G%OXHpTXDQWLW\ UHJHQHUDWLRQLVUHTXLUHGLWLVUHTXHVWHGE\WKH
ZKLFKLVWKHQIRUZDUGHGRYHUWKH6&5FRQWUROXQLW HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ 
$ WRWKH$G%OXHpPHWHULQJGHYLFH $ 
'LHVHOSDUWLFXODWHILOWHUUHJHQHUDWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' $G%OXHPHWHULQJGHYLFHFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW
 $G%OXHUHWXUQOLQH
 $G%OXHSUHVVXUHOLQH
 (OHFWULFDOOLQH
$ $G%OXHPHWHULQJ
GHYLFH

:

7KH$G%OXHpPHWHULQJGHYLFH $ LVVFUHZHG $G%OXHpPHWHULQJGHYLFH $ SURWUXGHVKHUHLQWR


GLUHFWO\RQWRWKH($78  DWWKHIURQWULJKWLQWKH WKHK\GURO\VLVVHJPHQWRIWKH($78  
GLUHFWLRQRIWUDYHO7KHLQMHFWLRQQR]]OHRIWKH

7DVN
7KH$G%OXHpPHWHULQJGHYLFH $ LQMHFWVWKH
$G%OXHpTXDQWLW\DVFDOFXODWHGE\WKHFRQWUROXQLWV
IRUWKHFRUUHVSRQGLQJSHULRGLQWRWKHH[KDXVWIORZ



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

'HVLJQ
 +RXVLQJ SODVWLF
 %DVLFERG\ VWDLQOHVV
VWHHO
 $G%OXHLQOHW
 $G%OXHRXWOHW UHWXUQ
 ,QMHFWLRQQR]]OH
 6HDO
 9HQWYDOYH
 (OHFWULFDOFRQQHFWLRQ

:

)XQFWLRQ
 $G%OXHLQOHW
 ,QMHFWLRQQR]]OH
 7HPSHUDWXUHVHQVRU
 3UHVVXUHVHQVRU
 +HDWLQJHOHPHQW
 ,QMHFWRU
 )LOWHU
:

:KHQWKHHQJLQHLVVWDUWHGDQGDWDQRSHUDWLQJ VHQVRU  DQGWHPSHUDWXUHVHQVRU  LQWHJUDWHG


SUHVVXUHRIDSSUR[EDUWKH$G%OXHpPHWHULQJ LQWRWKH$G%OXHpPHWHULQJGHYLFH $ VXSSO\WKH
GHYLFH $ KDV$G%OXHpFRQVWDQWO\SXPSHG YDOXHVDVDEDVLVXSRQZKLFKWKHRSHQLQJGXUDWLRQ
WKURXJKLWE\WKHSXPSPRGXOH7KLVKDSSHQV DQGRSHQLQJSHULRGRIWKHLQMHFWLRQYDOYH  DUH
LUUHVSHFWLYHRIZKHWKHU$G%OXHpLVLQMHFWHGRUQRW FDOFXODWHG7KH$G%OXHpPHWHULQJGHYLFH $ LV
EHFDXVHWKH$G%OXHpPHWHULQJGHYLFH $ LV DFWXDWHGE\WKH6&5FRQWUROXQLW $ WKH
SURWHFWHGDJDLQVWRYHUKHDWLQJDWWKHLQVWDOODWLRQ FRPSXWDWLRQKRZHYHUWDNHVSODFHLQWKHH[KDXVW
ORFDWLRQRQWKH($78  DQGWKHSUHYDLOLQJKLJK DIWHUWUHDWPHQW $&0 FRQWUROXQLW $ 7KH
WHPSHUDWXUHVE\WKLVUHFLUFXODWLRQFRROLQJ LQMHFWLRQYDOYH  RSHQVLQSXOVHGLQWHUYDOVDQG
7KH$G%OXHpWKDWLVQRWUHTXLUHGRUQRWLQMHFWHG LQMHFWVGXHWRWKHDWRPL]HGHIIHFWSURGXFHGE\WKH
IORZVEDFNWKURXJKWKHUHWXUQOLQHWRWKH$G%OXHp LQMHFWLRQQR]]OH  $G%OXHpDVDVXSHUILQHVSUD\
FRQWDLQHU7KLVFRROLQJLVDEVROXWHO\QHFHVVDU\DQG VWUDLJKWLQWRWKHH[KDXVWIORZRUSXWPRUH
LWFRQWLQXHVIRUDVSHFLILFSHULRGLQDUXQRQSKDVH DFFXUDWHO\LQWRWKHK\GURO\VLVSDWKRIWKH($78  
HYHQZKHQWKHHQJLQHLVVZLWFKHGRII +HDWLQJ
,QMHFWLRQ $WORZDPELHQWWHPSHUDWXUHVWKH$G%OXHpPHWHULQJ
7KH$G%OXHpPHWHULQJGHYLFH $ UHFHLYHVWKH GHYLFH $ LVKHDWHGE\WKHLQWHJUDWHGKHDWLQJ
VLJQDOVIURPWKH6&5FRQWUROXQLW $ IRUWKH HOHPHQW  
FXUUHQWO\GHOLYHUHG$G%OXHpTXDQWLW\7KHSUHVVXUH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 12[VHQVRUDWH[KDXVWDIWHUWUHDWPHQWXQLWHQWUDQFH 


FRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVW
DIWHUWUHDWPHQWXQLW
$ 12[VHQVRUFRQWURO
XQLWH[KDXVW
DIWHUWUHDWPHQWXQLW
LQOHW
$E ([KDXVW
DIWHUWUHDWPHQWXQLW
LQOHW12[VHQVRU

:

7KHH[KDXVWDIWHUWUHDWPHQWXQLWLQOHW12[VHQVRU FRQYHUWHU7KHH[KDXVWDIWHUWUHDWPHQWXQLWLQOHW
$E LVVFUHZHGLQIURPWKHRXWVLGHLQWKH 12[VHQVRU $ LVDWWDFKHGWRDEUDFNHWDWWKH
FKDPEHUGRZQVWUHDPRIWKH6&5FDWDO\WLF H[KDXVWDIWHUWUHDWPHQWXQLW  %RWKFRPSRQHQWV
FRQYHUWHUDQGWKHDPPRQLDEORFNLQJFDWDO\WLF IRUPDVLQJOHXQLW

7DVN 12[FRQFHQWUDWLRQLQWKHH[KDXVWGRZQVWUHDPRI
7KHH[KDXVWDIWHUWUHDWPHQWXQLWLQOHW12[VHQVRU WKHH[KDXVWDIWHUWUHDWPHQWE\WKHGLHVHOR[LGDWLRQ
$E UHSUHVHQWVWKHDFWXDOPHDVXULQJSUREH FDWDO\WLFFRQYHUWHU '2& WKHGLHVHOSDUWLFXODWH
ZKHUHDVWKHH[KDXVWDIWHUWUHDWPHQWXQLWLQOHW12[ ILOWHU '3) DQGWKH6&5FDWDO\WLFFRQYHUWHU
VHQVRUFRQWUROXQLW $ LVXVHGWRFDOFXODWHWKH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

'HVLJQ
 (OHFWULFDOFRQQHFWLRQ
$ 12[VHQVRUFRQWUROXQLWH[KDXVW
DIWHUWUHDWPHQWXQLWLQOHW
$E ([KDXVWDIWHUWUHDWPHQWXQLWLQOHW
12[VHQVRU

:

,WVIURQWSDUWLQWKHPHDVXULQJSUREHZKLFKSURMHFWV 7KHH[KDXVWDIWHUWUHDWPHQWXQLWLQOHW12[VHQVRU
RXWLQWRWKHH[KDXVWFRQVLVWVRIDPHWDOKRXVLQJ $E LVILWWHGZLWKDQLQWHJUDOKHDWLQJHOHPHQW
ZLWKRSHQLQJVDQGDJDVSHUPHDEOHFHUDPLFERG\ ZKLFKVHUYHVWRUDSLGO\DFKLHYHWKHRSHUDWLQJ
LQVLGHPDGHRXWRI]LUFRQLXPGLR[LGH7KHVXUIDFHV WHPSHUDWXUHRIDERXWr&WKDWLVUHTXLUHGIRUWKH
RIWKHFHUDPLFERG\DUHILWWHGRQERWKVLGHVZLWK FKHPLFDOSURFHVVHVWDNLQJSODFHWKHUHLQ7KH
HOHFWURGHVPDGHRXWRIDWKLQSODWLQXPOD\HU7KH HOHFWULFDOOLQHEHWZHHQWKHH[KDXVWDIWHUWUHDWPHQW
PHDVXULQJSUREHLVLQFRQWDFWZLWKRXWVLGHDLUYLDD XQLWLQOHW12[VHQVRU $E DQGWKHH[KDXVW
UHIHUHQFHDLUGXFW7KHPHWDOKRXVLQJSURWHFWVWKH DIWHUWUHDWPHQWXQLWLQOHW12[VHQVRUFRQWUROXQLW
FHUDPLFERG\LQVLGHDJDLQVWPHFKDQLFDOVWUHVVDQG $ KDVDGHILQHGOHQJWKRIDSSUR[PP
VXGGHQLQFUHDVHVLQWHPSHUDWXUH

)XQFWLRQ
 0HDVXULQJSUREH
FHUDPLFERG\
 &KDPEHU
 +HDWLQJHOHPHQW
 5HIHUHQFHDLUGXFW
 &KDPEHU
,S 3XPSFXUUHQW PDLQ
SXPSHOHFWURGH
,S 3XPSFXUUHQW DX[LOLDU\
SXPSHOHFWURGH
,S 3XPSFXUUHQW
PHDVXULQJHOHFWURGH

:

7KHH[KDXVWDIWHUWUHDWPHQWXQLWLQOHW12[VHQVRU FKDPEHU  ,QWKLVFDVHWKH2FRQFHQWUDWLRQLV


$E IXQFWLRQVDFFRUGLQJWRWKHSULQFLSOHRIWKH UHJXODWHGDWDGHILQHGYDOXHE\PHDQVRIWKHVR
VRFDOOHGR[\JHQLRQVOLQHDFFRUGLQJWRZKLFKWKH FDOOHGSXPSYROWDJHDSSOLHGWRDQHOHFWURGHXQWLO
ZLGHEDQGR[\JHQVHQVRUDOVRIXQFWLRQV3DUWRIWKH WKHR[\JHQFRQWHQWGLIIHUVRQHLWKHUVLGHRIWKH
H[KDXVWIORZLQJSDVWWKHPHDVXULQJSUREH  FHUDPLFERG\7KHVSHFLDOSURSHUWLHVRIWKHFHUDPLF
SDVVHVWKURXJKDGLIIXVLRQEDUULHULQWRWKHILUVW ERG\FUHDWHWKHVLJQDOYROWDJH 1HUQVWYROWDJH DW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

LWVERXQGDU\VXUIDFHV7KLVLVWKHPHDVXUHIRUWKH FRQFHQWUDWLRQLVGHGXFHGIURPWKHVL]HRIWKHSXPS
UHVLGXDOR[\JHQFRQWHQWLQWKHH[KDXVW7KHWUDFHV FXUUHQW ,S UHTXLUHG7KHH[KDXVWDIWHUWUHDWPHQW
RI+&&2DQG+LQWKHH[KDXVWR[\JHQDWHDWWKH XQLWLQOHW12[VHQVRUFRQWUROXQLW $ VHUYHVWR
HOHFWURGHPDGHRXWRISODWLQXP FRPSXWHWKHUHTXLUHGSXPSYROWDJHVWRUHJXODWH
WKHFRPSOH[V\VWHPDQGWRFRPSXWHWKH12[UDZ
7KHJDVWKHQSDVVHVRYHUDIXUWKHUGLIIXVLRQEDUULHU
YDOXHV,WUHFHLYHVWKHDQDORJXHVHQVRUVLJQDOVDQG
DQGDUULYHVLQWKHVHFRQGFKDPEHU  ZKHUHLWLV
GLJLWL]HVWKHP,WIRUZDUGVWKHVHDVGLJLWDO&$1
EURNHQGRZQZLWKWKHDLGRIDVHFRQG12[
VLJQDOVDWDGHILQHGWUDQVIHUUDWHWRWKHH[KDXVW
HOHFWURGHLQWR12DQG27KH2FRQFHQWUDWLRQLV
DIWHUWUHDWPHQWFRQWUROXQLW $&0  $ ZKLFKWKHQ
DOVRUHJXODWHGWRFORVHWR]HURDWWKHVDPHWLPH HYDOXDWHVWKHP
ZLWKWKHDLGRIDIXUWKHUHOHFWURGH7KHQLWURXVR[LGH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ $X[LOLDU\KHDWHUKHDWHUXQLWFRPSRQHQWGHVFULSWLRQ 

02'(/ 
ZLWK&2'('1 :DUPZDWHUDX[LOLDU\KHDWHUFDEDQGHQJLQH
02'(/ 
ZLWK&2'('0 :DUPZDWHUDX[LOLDU\KHDWHUFDE

/RFDWLRQ
6KRZQRQFRGH'1 +RW
ZDWHUDX[LOLDU\KHDWHUFDE
DQGHQJLQH
$ $X[LOLDU\ZDWHUKHDWHU
XQLW

:

7KHDX[LOLDU\ZDWHUKHDWHUXQLW $ LVEROWHGRQ


EHKLQGWKHOHIWHQWUDQFHDWWKHFDEIORRU

7DVN &RQWLQXRXVKHDWLQJ
7KHDX[LOLDU\ZDWHUKHDWHUXQLW $ LVXVHGIRU 6WDWLRQDU\KHDWLQJ
3UHKHDWLQJ $X[LOLDU\KHDWLQJ

%RG\

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

:

$X[LOLDU\KHDWHUFRGH'0 +RWZDWHUDX[LOLDU\KHDWHUFDE
 %XUQHULQVHUW $( *ORZSOXJ
 %XUQHUWXEH $0 &RPEXVWLRQDLUEORZHU
 +HDWH[FKDQJHU $ ([KDXVWRXWOHW
$ 758&.DX[LOLDU\KHDWHU ,7+ . )XHOLQOHW
FRQWUROXQLW
$ $X[LOLDU\ZDWHUKHDWHUXQLW .$ &RRODQWRXWOHW
$% $X[LOLDU\KHDWHUH[KDXVW .( &RRODQWLQOHW
WHPSHUDWXUHVHQVRU
$% 7HPSHUDWXUHVHQVRU 9 &RPEXVWLRQDLULQOHW
$% 2YHUKHDWLQJSURWHFWLRQ



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

:

$X[LOLDU\KHDWHUFRGH'1 +RWZDWHUDX[LOLDU\KHDWHUFDEDQGHQJLQH
 +HDWH[FKDQJHU $0 &RPEXVWLRQDLUEORZHU
$ 758&.DX[LOLDU\KHDWHU ,7+ $ ([KDXVWRXWOHW
FRQWUROXQLW
$ $X[LOLDU\ZDWHUKHDWHUXQLW . )XHOLQOHW
$% $X[LOLDU\KHDWHUH[KDXVW .$ &RRODQWRXWOHW
WHPSHUDWXUHVHQVRU
$% 7HPSHUDWXUHVHQVRU .( &RRODQWLQOHW
$% 2YHUKHDWLQJSURWHFWLRQ 9 &RPEXVWLRQDLULQOHW

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

$X[LOLDU\KHDWHUFRGH'1 +RWZDWHUDX[LOLDU\KHDWHUFDEDQGHQJLQH
 %XUQHULQVHUW $% $X[LOLDU\KHDWHUH[KDXVW
WHPSHUDWXUHVHQVRU
 %XUQHUWXEH $0 &RPEXVWLRQDLUEORZHU
 +HDWH[FKDQJHU $( *ORZSOXJ



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ $X[LOLDU\KHDWHUFRRODQWFLUFXODWLRQSXPSFRPSRQHQW 


GHVFULSWLRQ

02'(/ 
ZLWK&2'('0 :DUPZDWHUDX[LOLDU\KHDWHUFDE
02'(/ 
ZLWK&2'('1 :DUPZDWHUDX[LOLDU\KHDWHUFDEDQGHQJLQH

/RFDWLRQ
$0 &LUFXODWLRQSXPS
.$ &RRODQWRXWOHW
.( &RRODQWLQOHW

:

7KHFLUFXODWLRQSXPS $0 LVFRQQHFWHGRQ


WKHRXWVLGHWRWKHKHDWHU

7DVN
7KHFLUFXODWLRQSXPS $0 SXPSVFRRODQWRXW
RIWKHHQJLQH
VFRROLQJFLUFXLWWKURXJKWKHKHDWHU
XQLW
VKHDWH[FKDQJHUWRWKHKHDWHUKHDWH[FKDQJHU

%RG\ KRXVLQJ/RFDWHGRQWKHIURQWVLGHRIWKHFLUFXODWLRQ
/RFDWHGLQWKHFLUFXODWLRQSXPS $0 LVD'& SXPS $0 LVWKHFRRODQWLQOHW .( 
PRWRUZKLFKGULYHVDQLPSHOOHULQDQH[WHUQDO

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ 7UDYHODQGVSHHGVHQVRUFRPSRQHQWGHVFULSWLRQ 

75$160,66,21 LQ02'(/
75$160,66,21 LQ02'(/

/RFDWLRQ
6KRZQRQWUDQVPLVVLRQ
$ 7UDQVPLVVLRQFRQWURO 7&0 FRQWUROXQLW
% 7UDYHODQGVSHHGVHQVRU
% 0DLQVKDIWUSPVHQVRU
% &RXQWHUVKDIWUSPVHQVRU
% &OXWFKWUDYHOVHQVRU
% 5DQJHJURXSWUDYHOVHQVRU
% 7UDQVPLVVLRQRLOWHPSHUDWXUHVHQVRU
< 7UDQVPLVVLRQSRVLWLRQHU

:

7KHWUDYHODQGVSHHGVHQVRU % LVVFUHZHGLQWR


WKHUHDUWUDQVPLVVLRQFRYHULQWKHXSSHUDUHD

7DVNDWLQLWLDOL]DWLRQ 7UDQVIRUPVWKHDQDORJYROWDJHVLJQDOLQWRD
6DYHVWKHVHULDOQXPEHUDQGWKHPDVWHUFRGH GLJLWDOUHDOWLPHVLJQDO
&KHFNVWKHUHDOWLPHVLJQDOIRULUUHJXODULWLHV
$
:KHQILUVWSXWLQWRVHUYLFHWKHWUDYHODQGVSHHG 7UDQVIHUVUHDOWLPHVLJQDOWRWDFKRJUDSK 7&2
VHQVRU % DQGWKHWDFKRJUDSK 7&2  3 DUH 3
KDUPRQL]HGLHDFRPPRQZRUNLQJFRGHLV 5HFHLYHVGDWDDQGFRPPDQGVLJQDOVIURPWKH
GHILQHG WDFKRJUDSK 7&2  3 DQGSURYLGHVDQ,2
GDWDVLJQDOFRQWDLQLQJFXPXODWHGHQFU\SWHG
7DVNVZKLOHGULYLQJ
LQIRUPDWLRQ
5HJLVWHUVWKHURWDWLRQDOVSHHGRIWKH
WUDQVPLVVLRQRXWSXWVKDIWDVDQDQDORJYROWDJH
VLJQDO



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' ([KDXVWSUHVVXUHVHQVRUXSVWUHDPRIGLHVHO 


R[LGDWLRQFDWDO\WLFFRQYHUWHUFRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW
% ([KDXVWSUHVVXUH
VHQVRUXSVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU

:

7DVN WKHSUHVVXUHDWWKHGHILQHGPHDVXULQJSRLQWLQWKH
7KHH[KDXVWSUHVVXUHVHQVRUXSVWUHDPRIWKH GHIOHFWLRQFKDPEHU
GLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU % UHFRUGV

%RG\ LVDSUHVVXUHVHQVLWLYHFHUDPLFPHPEUDQHWKH
,QVLGHWKHVWDLQOHVVVWHHOVHQVRUKRXVLQJWKHUHLVD VKDUHGFRXQWHUHOHFWURGH7RJHWKHUWKLV
EDVLFXQLWWRZKLFKWZRHOHFWURGHVDUHDWWDFKHG FRQILJXUDWLRQFRQVWLWXWHVDSODWHFDSDFLWRU6LQFH
7KHLQQHUHOHFWURGHLVWKHPHDVXULQJHOHFWURGHDQG WKHPHDVXULQJSULQFLSOHLVEDVHGRQWKHFDSDFLW\
WKHRXWHUHOHFWURGHLVWKHUHIHUHQFHHOHFWURGH FKDQJHZKLFKLVH[WUHPHO\VPDOOWKHVHQVRUKDV
$ERYHWKLVH[SRVHGWRWKHH[KDXVWSUHVVXUHWKHUH SURFHVVLQJHOHFWURQLFVWKDWDUHH[WUHPHO\VHQVLWLYH


)XQFWLRQ FDSDFLWRU7KHLQWHJUDWHGFLUFXLWFRQYHUWVWKH
7KHH[KDXVWIORZLQJSDVWWKHSUREHGHIRUPVWKH FDSDFLW\FKDQJHVLJQDOLQWRDGHILQHGYROWDJHIURP
PHPEUDQHEHFDXVHRILWVSUHVVXUH7KH ZKLFKWKHH[KDXVWDIWHUWUHDWPHQWFRQWUROXQLW $&0
GHIRUPDWLRQFKDQJHVWKHGLVWDQFHEHWZHHQWKH $ FDOFXODWHVWKHH[KDXVWSUHVVXUHOHYHO
FDSDFLWRUSODWHVDQGWKHUHIRUHWKHFDSDFLW\RIWKH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' ([KDXVWSUHVVXUHVHQVRUGRZQVWUHDPRIGLHVHO 


SDUWLFXODWHILOWHUFRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW
 3UHVVXUHOLQH
% ([KDXVWSUHVVXUH
VHQVRUGRZQVWUHDPRI
GLHVHOSDUWLFXODWHILOWHU

:

7DVN WKHSUHVVXUHDWWKHGHILQHGPHDVXULQJSRLQWLQWKH
7KHH[KDXVWSUHVVXUHVHQVRUXSVWUHDPRIWKH GHIOHFWLRQFKDPEHU
GLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU % UHFRUGV

'HVLJQ LVDSUHVVXUHVHQVLWLYHFHUDPLFPHPEUDQHWKH
,QVLGHWKHVWDLQOHVVVWHHOVHQVRUKRXVLQJWKHUHLVD VKDUHGFRXQWHUHOHFWURGH7RJHWKHUWKLV
EDVLFXQLWWRZKLFKWZRHOHFWURGHVDUHDWWDFKHG FRQILJXUDWLRQFRQVWLWXWHVDSODWHFDSDFLWRU6LQFH
7KHLQQHUHOHFWURGHLVWKHPHDVXULQJHOHFWURGHDQG WKHPHDVXULQJSULQFLSOHLVEDVHGRQWKHFDSDFLW\
WKHRXWHUHOHFWURGHLVWKHUHIHUHQFHHOHFWURGH FKDQJHZKLFKLVH[WUHPHO\VPDOOWKHVHQVRUKDV
$ERYHWKLVH[SRVHGWRWKHH[KDXVWSUHVVXUHWKHUH SURFHVVLQJHOHFWURQLFVWKDWDUHH[WUHPHO\VHQVLWLYH


)XQFWLRQ FDSDFLWRU7KHLQWHJUDWHGFLUFXLWFRQYHUWVWKH
7KHH[KDXVWIORZLQJSDVWWKHSUREHGHIRUPVWKH FDSDFLW\FKDQJHVLJQDOLQWRDGHILQHGYROWDJHIURP
PHPEUDQHEHFDXVHRILWVSUHVVXUH7KH ZKLFKWKHH[KDXVWDIWHUWUHDWPHQWFRQWUROXQLW $&0
GHIRUPDWLRQFKDQJHVWKHGLVWDQFHEHWZHHQWKH $ FDOFXODWHVWKHH[KDXVWSUHVVXUHOHYHO
FDSDFLWRUSODWHVDQGWKHUHIRUHWKHFDSDFLW\RIWKH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ $FFHOHUDWRUSHGDOVHQVRUFRPSRQHQWGHVFULSWLRQ 

02'(/ 

/RFDWLRQ
% $FFHOHUDWRUSHGDO
VHQVRU

:

7KHDFFHOHUDWRUSHGDOVHQVRU % LVORFDWHGRQ


WKHDFFHOHUDWRUSHGDOLQWKHGULYHUIRRWZHOODWWKH
IURQWULJKW

7DVN
7KHDFFHOHUDWRUSHGDOVHQVRU % GHWHFWVWKH
DFFHOHUDWRUSHGDOSRVLWLRQ

%RG\
7KHDFFHOHUDWRUSHGDOVHQVRU % FRQVLVWVRIWZR
+DOOVHQVRUV

)XQFWLRQ SRVLWLRQUHFRJQLWLRQRIWKHDFFHOHUDWRUSHGDOLV
7KH+DOOVHQVRUVLQWHJUDWHGLQWKHDFFHOHUDWRUSHGDO DFKLHYHGDWDQ\WLPH7KHSXOVHZLGWKPRGXODWHG
VHQVRU % WUDQVPLWDUHVSHFWLYHO\DQWLF\FOLFDO VLJQDOVDUHUHDGLQE\WKHGULYHFRQWURO &3&
SXOVHZLGWKPRGXODWHGVLJQDO,QWKLVZD\SHUIHFW FRQWUROXQLW $ DQGSURFHVVHGDSSURSULDWHO\

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' $G%OXHILOOOHYHOVHQVRUWHPSHUDWXUHVHQVRU 


FRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 $G%OXHWDQN
% $G%OXHILOOOHYHO
VHQVRUWHPSHUDWXUH
VHQVRU

:

7KH$G%OXHpILOOOHYHOVHQVRUWHPSHUDWXUHVHQVRU $G%OXHpFRQWDLQHU  7KLVLVJHQHUDOO\ORFDWHGRQ


% LVVFUHZHGLQIURPWKHRXWVLGHLQWRWKH WKHOHIWORQJLWXGLQDOIUDPHPHPEHU

7DVN
7KH$G%OXHpILOOOHYHOVHQVRUWHPSHUDWXUHVHQVRU
% UHFRUGVWKHIOXLGOHYHODQGWKHWHPSHUDWXUHRI
WKH$G%OXHpVXSSO\LQWKH$G%OXHpFRQWDLQHU  



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 $G%OXHLQOHW UHWXUQIURP$G%OXH
PHWHULQJGHYLFH
 $G%OXHRXWOHW IHHGOLQHWRSXPS
PRGXOH
 &RRODQWRXWOHW WRSXPSPRGXOH
 &RRODQWLQOHW IURPHQJLQH
 (OHFWULFDOFRQQHFWLRQ
 )ORDW
 %D\RQHWULQJ
 ,PPHUVLRQWXEH
 $G%OXHILOWHU
 &RRODQWGXFW
% $G%OXHILOOOHYHOVHQVRUWHPSHUDWXUH :
VHQVRU

7KH$G%OXHpILOOOHYHOVHQVRUWHPSHUDWXUHVHQVRU 7HPSHUDWXUHVHQVRU
% FRQWDLQVVHSDUDWHFRPSRQHQWVIRU )RUWKHWHPSHUDWXUHPHDVXUHPHQWDPHDVXULQJ
GHWHUPLQLQJWKHILOOOHYHODQGWKHWHPSHUDWXUH HOHPHQWEDVHGRQWKH17&UHVLVWDQFH 1HJDWLYH
)LOOOHYHOVHQVRU 7HPSHUDWXUH&RHIILFLHQW LVORFDWHGDWWKHORZHUHQG
7KHILOOOHYHOLVGHWHUPLQHGZLWKWKHDLGRIWKH RIWKHLPPHUVLRQWXEH  
LPPHUVLRQWXEH  ZLWKLQWHJUDWHGUHVLVWDQFH
PHDVXULQJFKDLQPDGHRIVRFDOOHGUHHGFRQWDFWV
DQGDIORDW  ZKLFKFRQWDLQVSHUPDQHQWPDJQHWV

)XQFWLRQ XQLW $ 8VLQJWKHUHVLVWDQFHYDOXHWKLVFDOFXODWHV
WKHDVVRFLDWHGILOOOHYHO
'HWHUPLQDWLRQRIWKHILOOOHYHO
7KHVHQVRUWRGHWHUPLQHWKHILOOOHYHOIXQFWLRQV 'HWHUPLQDWLRQRIWHPSHUDWXUH
DFFRUGLQJWRWKHIORDWSULQFLSOHZLWKPDJQHWLF 7KH$G%OXHVXUURXQGLQJWKH$G%OXHpILOOOHYHO
WUDQVIHU$ULQJPDJQHWILWWHGLQWKHIORDW  VHQVRUWHPSHUDWXUHVHQVRU % LQIOXHQFHVWKH
DFWXDWHVWLQ\UHHGFRQWDFWVYLDLWVPDJQHWLFILHOG LQVLGHRIWKHPHDVXULQJHOHPHQWDFFRUGLQJWRLWV
WKURXJKWKHZDOORIWKHLPPHUVLRQWXEH  7KHVH WHPSHUDWXUHDQGWKHUHIRUHWKHVL]HRIWKHHOHFWULFDO
UHHGFRQWDFWVSLFNXSDQXQLQWHUUXSWHGPHDVXUHG UHVLVWDQFH7KHYDOXHVRIWKHHOHFWULFDOUHVLVWDQFH
YROWDJHDWDUHVLVWRUGDWDFKDQQHO YROWDJHGLYLGHU WKDWFKDQJHVDUHWUDQVPLWWHGLQGHILQHGLQWHUYDOVDV
SULQFLSOH ZKLFKLVSURSRUWLRQDOWRWKHKHLJKWRIWKH DQDQDORJVLJQDORYHUWKHH[KDXVWDIWHUWUHDWPHQW
ILOOOHYHO7KHYDOXHVRIWKHHOHFWULFDOUHVLVWDQFHWKDW $&0 FRQWUROXQLW $ WRWKHHQJLQHPDQDJHPHQW
FKDQJHVDORQJZLWKWKHSRVLWLRQRIWKHIORDW  DUH 0&0 FRQWUROXQLW $ %DVHGRQWKHUHVLVWDQFH
WUDQVPLWWHGLQGHILQHGLQWHUYDOVDVDQDQDORJVLJQDO YDOXHWKH05FRQWUROXQLWFDOFXODWHVWKHDVVRFLDWHG
RYHUWKHH[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW WHPSHUDWXUH
$ WRWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' ([KDXVWWHPSHUDWXUHVHQVRUXSVWUHDPRIGLHVHO 


R[LGDWLRQFDWDO\WLFFRQYHUWHUFRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW
% ([KDXVWWHPSHUDWXUH
VHQVRUXSVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU

:

7DVN UHFRUGVWKHWHPSHUDWXUHRIWKHH[KDXVWIORZLQWKH
9LDWKHH[KDXVWWHPSHUDWXUHVHQVRUXSVWUHDPRI GHIOHFWLRQFKDPEHUXSVWUHDPRIWKHGLHVHOR[LGDWLRQ
WKHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU % WKH FDWDO\WLFFRQYHUWHU '2& 
H[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW $

'HVLJQ UHVLVWRU37&VWDQGVIRU3RVLWLYH7HPSHUDWXUH
7KHVHQVRUFRQVLVWVRIDVWDLQOHVVVWHHOKRXVLQJ &RHIILFLHQWDQGPHDQVWKDWWKHHOHFWULFDOUHVLVWDQFH
7KHKRXVLQJFRQWDLQVDPHDVXULQJHOHPHQWD37& LQFUHDVHVDVWKHWHPSHUDWXUHLQFUHDVHV


)XQFWLRQ IORZLQJWKURXJKLWWKHUHVLVWDQFHFKDQJHFDXVHVD
'HSHQGLQJRQLWVWHPSHUDWXUHWKHJDVIORZLQJSDVW YROWDJHGURSYLDZKLFKWKHH[KDXVWDIWHUWUHDWPHQW
WKHSUREHLQIOXHQFHVWKHPHDVXULQJHOHPHQWLQVLGH $&0 FRQWUROXQLW $ FDQZRUNRXWWKH
DQGPDNHVLWVHOHFWULFDOUHVLVWDQFHFKDQJH6LQFH DVVRFLDWHGWHPSHUDWXUHYDOXH
WKHVHQVRUKDVDFRQVWDQWPHDVXULQJFXUUHQW



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 8SSHUH[KDXVWWHPSHUDWXUHVHQVRUGRZQVWUHDPRI 


GLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHUFRPSRQHQW
GHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW
% 8SSHUH[KDXVW
WHPSHUDWXUHVHQVRU
GRZQVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHU

:

7DVN UHFRUGVWKHWHPSHUDWXUHRIWKHH[KDXVWIORZLQWKH
9LDWKHH[KDXVWWHPSHUDWXUHVHQVRUXSVWUHDPRI GHIOHFWLRQFKDPEHUXSVWUHDPRIWKHGLHVHOR[LGDWLRQ
WKHXSSHUGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU % FDWDO\WLFFRQYHUWHU
WKHH[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW $

'HVLJQ UHVLVWRU37&VWDQGVIRU3RVLWLYH7HPSHUDWXUH
7KHVHQVRUFRQVLVWVRIDVWDLQOHVVVWHHOKRXVLQJ &RHIILFLHQWDQGPHDQVWKDWWKHHOHFWULFDOUHVLVWDQFH
7KHKRXVLQJFRQWDLQVDPHDVXULQJHOHPHQWD37& LQFUHDVHVDVWKHWHPSHUDWXUHLQFUHDVHV


)XQFWLRQ IORZLQJWKURXJKLWWKHUHVLVWDQFHFKDQJHFDXVHVD
'HSHQGLQJRQLWVWHPSHUDWXUHWKHJDVIORZLQJSDVW YROWDJHGURSYLDZKLFKWKHH[KDXVWDIWHUWUHDWPHQW
WKHSUREHLQIOXHQFHVWKHPHDVXULQJHOHPHQWLQVLGH $&0 FRQWUROXQLW $ FDQZRUNRXWWKH
DQGPDNHVLWVHOHFWULFDOUHVLVWDQFHFKDQJH6LQFH DVVRFLDWHGWHPSHUDWXUHYDOXH
WKHVHQVRUKDVDFRQVWDQWPHDVXULQJFXUUHQW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' ([KDXVWWHPSHUDWXUHVHQVRUGRZQVWUHDPRIGLHVHO 


SDUWLFXODWHILOWHUFRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW
% ([KDXVWWHPSHUDWXUH
VHQVRUGRZQVWUHDPRI
GLHVHOSDUWLFXODWHILOWHU

:

7DVN WHPSHUDWXUHRIWKHH[KDXVWIORZLQWKHGHIOHFWLRQ
9LDWKHH[KDXVWWHPSHUDWXUHVHQVRUXSVWUHDPRI FKDPEHUGRZQVWUHDPRIWKHGLHVHOSDUWLFXODWHILOWHU
WKHGLHVHOSDUWLFXODWHILOWHU % WKHH[KDXVW '3) 
DIWHUWUHDWPHQW $&0 FRQWUROXQLW $ UHFRUGVWKH

'HVLJQ UHVLVWRU37&VWDQGVIRU3RVLWLYH7HPSHUDWXUH
7KHVHQVRUFRQVLVWVRIDVWDLQOHVVVWHHOKRXVLQJ &RHIILFLHQWDQGPHDQVWKDWWKHHOHFWULFDOUHVLVWDQFH
7KHKRXVLQJFRQWDLQVDPHDVXULQJHOHPHQWD37& LQFUHDVHVDVWKHWHPSHUDWXUHLQFUHDVHV


)XQFWLRQ IORZLQJWKURXJKLWWKHUHVLVWDQFHFKDQJHFDXVHVD
'HSHQGLQJRQLWVWHPSHUDWXUHWKHJDVIORZLQJSDVW YROWDJHGURSYLDZKLFKWKHH[KDXVWDIWHUWUHDWPHQW
WKHSUREHLQIOXHQFHVWKHPHDVXULQJHOHPHQWLQVLGH $&0 FRQWUROXQLW $ FDQZRUNRXWWKH
DQGPDNHVLWVHOHFWULFDOUHVLVWDQFHFKDQJH6LQFH DVVRFLDWHGWHPSHUDWXUHYDOXH
WKHVHQVRUKDVDFRQVWDQWPHDVXULQJFXUUHQW



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' ([KDXVWWHPSHUDWXUHVHQVRUGRZQVWUHDPRI6&5 


FDWDO\WLFFRQYHUWHUFRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW
% ([KDXVWWHPSHUDWXUH
VHQVRUGRZQVWUHDPRI
6&5FDWDO\WLFFRQYHUWHU

:

7DVN WHPSHUDWXUHRIWKHH[KDXVWIORZLQWKHGHIOHFWLRQ
9LDWKHH[KDXVWWHPSHUDWXUHVHQVRUXSVWUHDPRI FKDPEHUGRZQVWUHDPRIWKH6&5FDWDO\WLF
WKH6&5FDWDO\WLFFRQYHUWHU % WKHH[KDXVW FRQYHUWHU
DIWHUWUHDWPHQW $&0 FRQWUROXQLW $ UHFRUGVWKH

'HVLJQ UHVLVWRU37&VWDQGVIRU3RVLWLYH7HPSHUDWXUH
7KHVHQVRUFRQVLVWVRIDVWDLQOHVVVWHHOKRXVLQJ &RHIILFLHQWDQGPHDQVWKDWWKHHOHFWULFDOUHVLVWDQFH
7KHKRXVLQJFRQWDLQVDPHDVXULQJHOHPHQWD37& LQFUHDVHVDVWKHWHPSHUDWXUHLQFUHDVHV


)XQFWLRQ IORZLQJWKURXJKLWWKHUHVLVWDQFHFKDQJHFDXVHVD
'HSHQGLQJRQLWVWHPSHUDWXUHWKHJDVIORZLQJSDVW YROWDJHGURSYLDZKLFKWKHH[KDXVWDIWHUWUHDWPHQW
WKHSUREHLQIOXHQFHVWKHPHDVXULQJHOHPHQWLQVLGH FRQWUROXQLW $&0  $ FDQZRUNRXWWKH
DQGPDNHVLWVHOHFWULFDOUHVLVWDQFHFKDQJH6LQFH DVVRFLDWHGWHPSHUDWXUHYDOXH
WKHVHQVRUKDVDFRQVWDQWPHDVXULQJFXUUHQW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ &RRODQWSUHVVXUHFRQWUROVHQVRUFRPSRQHQW 


GHVFULSWLRQ

02'(/ 
ZLWK&2'(%+ :DWHUW\SHVHFRQGDU\UHWDUGHU

/RFDWLRQ
6KRZQRQPRGHOIURQW
FRRODQWH[SDQVLRQUHVHUYRLU
% &RRODQWSUHVVXUH
FRQWUROVHQVRU

:

7KHFRRODQWSUHVVXUHFRQWUROVHQVRU % LV


ORFDWHGRQWKHFRRODQWH[SDQVLRQUHVHUYRLU

7DVN LQGLUHFWO\E\WKHGULYHFRQWURO &3& FRQWUROXQLW
7KHFRRODQWSUHVVXUHFRQWUROVHQVRU % PRQLWRUV $ 7KHGULYHFRQWURO &3& FRQWUROXQLW $ XVHV
WKHSUHVVXUHLQWKHFRRODQWFLUFXLW7KHVLJQDOVIURP WKHPWRFDOFXODWHWKHVHWYDOXHVIRUWKHFRRODQW
WKHFRRODQWSUHVVXUHFRQWUROVHQVRU % DUHUHDG SUHVVXUHFRQWUROVROHQRLGYDOYH < 



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &UDQNVKDIWSRVLWLRQVHQVRUFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% &UDQNVKDIWSRVLWLRQVHQVRU

:

7KHFUDQNVKDIWSRVLWLRQVHQVRU % LVORFDWHGRQ


WKHOHIWRQWKHWLPLQJFDVH

7DVN PDQDJHPHQW 0&0 FRQWUROXQLW $ IRUDURWDWLQJ
7KHFUDQNVKDIWSRVLWLRQVHQVRU % PDNHV HQJLQHIURPZKLFKWKHURWDWLRQDOVSHHGDVZHOODV
HOHFWULFDOYROWDJHVLJQDOVDYDLODEOHWRWKHHQJLQH WKHSRVLWLRQRIWKHFUDQNVKDIWFDQEHGHWHUPLQHG


%RG\
7KHFUDQNVKDIWSRVLWLRQVHQVRU % LVDQ
LQGXFWLYHVHQVRUDQGLVILWWHGZLWKDVHQVRUFRLODV
ZHOODVDSHUPDQHQWPDJQHW

)XQFWLRQ FLUFXPIHUHQFH,QGXFWLYHYROWDJHVLJQDOVDUH
7KHSHUPDQHQWPDJQHWRQWKHFDPVKDIWSRVLWLRQ JHQHUDWHGLQWKLVZD\LQWKHFUDQNVKDIWSRVLWLRQ
VHQVRU % JHQHUDWHVDPDJQHWLFILHOG2QFHWKH VHQVRUFRLO % ZLWKWKHDLGRIZKLFKWKHHQJLQH
IO\ZKHHOLVURWDWHGPDJQHWLFILHOGIOXFWXDWLRQVRFFXU PDQDJHPHQW 0&0 FRQWUROXQLW $ FDQ
GXHWRERUHVLQWKHIO\ZKHHOZKLFKDUHORFDWHGXS GHWHUPLQHWKHHQJLQHVSHHGDQGE\XVLQJWKHJDS
WRDJDSRIrrDSDUWDURXQGWKHIO\ZKHHO RIrWKHDQJXODUSRVLWLRQRIWKHFUDQNVKDIW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &DPVKDIWSRVLWLRQVHQVRUFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% &DPVKDIWSRVLWLRQ
VHQVRU

:

7KHFDPVKDIWSRVLWLRQVHQVRU % LVORFDWHGLQ EHDULQJFDSIRUWKHH[KDXVWURFNHUDUPD[LVQH[WWR


WKHURFNHUDUPKRXVLQJDQGLVLQVWDOOHGLQWKH WKHGULYHJHDUIRUWKHH[KDXVWFDPVKDIW

7DVN FDQGHWHUPLQHWKHFRPSUHVVLRQVWURNHRIF\OLQGHU
7KHFDPVKDIWSRVLWLRQVHQVRU % JHQHUDWHV DQGLIQHFHVVDU\IRUH[DPSOHIRUIDLOXUHRIWKH
HOHFWULFDOVLJQDOVIRUDURWDWLQJHQJLQHIURPZKLFK FUDQNVKDIWSRVLWLRQVHQVRU % WKHHQJLQHUSP
WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ RUWKHFUDQNVKDIWSRVLWLRQ


%RG\
7KHFDPVKDIWSRVLWLRQVHQVRU % LVD+DOO
VHQVRUDQGLVILWWHGZLWKDSHUPDQHQWPDJQHWDV
ZHOODVDQHOHFWURQLFDQDO\VLVV\VWHP

)XQFWLRQ 7KHVHFKDQJHVLQWKHPDJQHWLFILHOGDUHFRQYHUWHG
7KHSHUPDQHQWPDJQHWRQWKHFDPVKDIWSRVLWLRQ E\WKHHOHFWURQLFDQDO\VLVV\VWHPLQWKHFDPVKDIW
VHQVRU % JHQHUDWHVDPDJQHWLFILHOG:KHQ SRVLWLRQVHQVRU % LQWRVKLIWVLJQDOVDQGSDVVHG
WKHFDPVKDIWURWDWHVIOXFWXDWLRQVLQWKHPDJQHWLF RQWRWKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW
ILHOGRFFXUGXHWRWKHEOLQGVLQWKHSXOVHZKHHO $ 



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' )XHOWHPSHUDWXUHVHQVRUFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% )XHOWHPSHUDWXUHVHQVRU

:

7KHIXHOWHPSHUDWXUHVHQVRU % LVRQWKHOHIW


KDQGVLGHRIWKHFUDQNFDVHQH[WWRWKHILOOLQJYDOYH
RIWKHIXHOILOWHUPRGXOH

7DVN
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
GHWHUPLQHVWKHIXHOWHPSHUDWXUHRYHUWKHIXHO
WHPSHUDWXUHVHQVRU % 

%RG\ 1HJDWLYH7HPSHUDWXUH&RHIILFLHQWZKLFKPHDQV
7KHUHLVDQ17&UHVLVWRULQVLGHWKHIXHO WKDWHOHFWULFDOUHVLVWDQFHIDOOVDVWHPSHUDWXUHULVHV
WHPSHUDWXUHVHQVRU % 17&VWDQGVIRU

)XQFWLRQ WKXVWKHVL]HRIWKHHOHFWULFDOUHVLVWDQFH7KH
7KHIXHODWWKHIXHOWHPSHUDWXUHVHQVRU % HQJLQHPDQDJHPHQWFRQWUROXQLW 0&0  $
LQIOXHQFHVWKHWHPSHUDWXUHPHDVXULQJHOHPHQW GHULYHVWKHDVVRFLDWHGWHPSHUDWXUHIURPWKH
LQVLGHWKHVHQVRUGHSHQGLQJRQLWVWHPSHUDWXUHDQG HOHFWULFDOUHVLVWDQFH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 2LOSUHVVXUHVZLWFKFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% 2LOSUHVVXUHVZLWFK

:

7KHRLOSUHVVXUHVZLWFK % LVVFUHZHGRQXQGHU


WKHRLOILOWHULQWKHRLOFRRODQWPRGXOH

7DVN ZKHWKHUWKHUHLVVXIILFLHQWHQJLQHRLOSUHVVXUH
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ SUHVHQW7KHRLOFKHFNLQJODPSLVDFWXDWHGLQWKH,&
UHFRJQL]HVRYHUWKHRLOSUHVVXUHVZLWFK % IRUDQHQJLQHRLOSUHVVXUHRIOHVVWKDQEDU


)XQFWLRQ WKHFRQWUROXQLWLQOHWRIWKHHQJLQHPDQDJHPHQW
$WDQHQJLQHRLOSUHVVXUHRIEDUWKHRLO 0&0 FRQWUROXQLW $ RQWKHEDVLVRIZKLFKWKH
SUHVVXUHVZLWFK % FKDQJHVLWVLQWHUQDO HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
UHVLVWDQFHIURPDERXWNWRDERXWN7KH UHFRJQL]HVZKHWKHUWKHUHVVXIILFLHQWHQJLQHRLO
FKDQJHLQUHVLVWDQFHFDXVHVDFKDQJHLQYROWDJHDW SUHVVXUHSUHVHQW



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' (QJLQHRLOILOOOHYHOVHQVRUFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% (QJLQHRLOILOOOHYHOVHQVRU

:

7KHHQJLQHRLOOHYHOVHQVRU % LVORFDWHGRQWKH


OHIWVLGHRIWKHHQJLQHDQGLVVFUHZHGLQIURPDERYH
LQWRWKHRLOSDQ

7DVN GHWHUPLQHWKHLQVWDQWDQHRXVILOOOHYHODVZHOODVWKH
7KHHQJLQHRLOILOOOHYHOVHQVRU % HQDEOHVWKH HQJLQHRLOWHPSHUDWXUHLQWKHRLOSDQ
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ WR

%RG\ 7KHUHVLVWDQFHZLUHLVORFDWHGLQWKHPHDVXULQJ
/RFDWHGLQVLGHWKHHQJLQHRLOILOOOHYHOVHQVRU % SUREH7KHHQJLQHRLOILOOOHYHOVHQVRU % LV
LVDVHULHVUHVLVWRUDQGUHVLVWDQFHZLUHZKLFKDUH LQVWDOOHGLQVXFKDZD\WKDWWKHPHDVXULQJSUREH
FRQQHFWHGLQSDUDOOHOWRHDFKRWKHUDVZHOODVDQ GLSVIXOO\LQWRWKHHQJLQHRLOZKHQWKHHQJLQHRLO
17&UHVLVWRUZKLFKLVFRQQHFWHGEHIRUHWKHPLQ OHYHOLVFRUUHFW7KH17&UHVLVWRULVORFDWHGDWWKH
VHULHV17&VWDQGVIRU1HJDWLYH7HPSHUDWXUH WLSRIWKHVHQVRU
&RHIILFLHQWZKLFKPHDQVWKDWHOHFWULFDOUHVLVWDQFH
IDOOVDVWHPSHUDWXUHULVHV

)XQFWLRQ WKHHQJLQHRLOWKHRYHUDOOUHVLVWDQFHDWWKHHQJLQH
'HWHUPLQHRIWKHHQJLQHRLOOHYHO RLOILOOOHYHOVHQVRU % FKDQJHVDQGGURSVZLWKD
UHGXFLQJHQJLQHRLOOHYHO$IWHUVZLWFKLQJRQRIWKH
(QJLQHRLOSDVVHVYLDDIHHGKROHLQWRWKH LJQLWLRQWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO
PHDVXULQJSUREHRIWKHHQJLQHRLOILOOOHYHOVHQVRU XQLW $ DSSOLHVDPHDVXUHPHQWYROWDJHHYHU\V
% DQGWKXVGLUHFWO\WRWKHUHVLVWDQFHZLUH WRWKHHQJLQHRLOILOOOHYHOVHQVRU % ,WFKHFNV
'HSHQGLQJRQKRZIDUWKHUHVLVWDQFHZLUHGLSVLQWR WKHHOHFWULFDORYHUDOOUHVLVWDQFHRIWKHHQJLQHRLOILOO

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

OHYHOVHQVRU % DQGXVHVLWWRGHGXFHWKH HOHPHQWLQVLGHWKHVHQVRUGHSHQGLQJRQLWV


FXUUHQWHQJLQHRLOOHYHOLQWKHRLOSDQ WHPSHUDWXUHDQGWKHUHIRUHWKHHOHFWULFDOUHVLVWDQFH
0HDVXUHPHQWRIWKHHQJLQHRLOWHPSHUDWXUH YDOXH7KHHQJLQHPDQDJHPHQWFRQWUROXQLW 0&0
$ GHULYHVWKHDVVRFLDWHGWHPSHUDWXUHIURPWKH
7KHHQJLQHRLODWWKHHQJLQHRLOILOOOHYHOVHQVRU HOHFWULFDOUHVLVWDQFH
% LQIOXHQFHVWKHWHPSHUDWXUHPHDVXULQJ



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RRODQWRXWOHWWHPSHUDWXUHVHQVRUFRPSRQHQW 


GHVFULSWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% ([KDXVWFRRODQW
WHPSHUDWXUHVHQVRU

:

7KHFRRODQWRXWOHWWHPSHUDWXUHVHQVRU % LV F\OLQGHUKHDGDQGWKHH[KDXVWJDVUHFLUFXODWLRQ


ORFDWHGRQWKHIURQWVLGHRIWKHFRRODQWPDQLIROG FRROHU
ZKLFKLVRQWKHULJKWVLGHRIHQJLQHEHWZHHQWKH

7DVN XQLW $ WRGHWHUPLQHWKHFXUUHQWFRRODQW
7KHFRRODQWRXWOHWWHPSHUDWXUHVHQVRU % WHPSHUDWXUHDWWKHHQJLQHRXWOHW
HQDEOHVWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO

%RG\ 1HJDWLYH7HPSHUDWXUH&RHIILFLHQWZKLFKPHDQV
7KHUHLVDQ17&UHVLVWRULQVLGHWKHH[KDXVWFRRODQW WKDWHOHFWULFDOUHVLVWDQFHIDOOVDVWHPSHUDWXUHULVHV
WHPSHUDWXUHVHQVRU % 17&VWDQGVIRU

)XQFWLRQ LWVWHPSHUDWXUHDQGWKXVWKHVL]HRIWKHHOHFWULFDO
7KHFRRODQWDWWKHFRRODQWRXWOHWWHPSHUDWXUH UHVLVWDQFH7KHHQJLQHPDQDJHPHQWFRQWUROXQLW
VHQVRU % LQIOXHQFHVWKHWHPSHUDWXUH 0&0  $ GHULYHVWKHDVVRFLDWHGWHPSHUDWXUH
PHDVXULQJHOHPHQWLQVLGHWKHVHQVRUGHSHQGLQJRQ IURPWKHHOHFWULFDOUHVLVWDQFH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUIUHVKDLUGLIIHUHQWLDO 


SUHVVXUHVHQVRU

(1*,1( LQ02'(/

/RFDWLRQ
 ([KDXVWJDV
UHFLUFXODWLRQFRROHU
 &KDUJHDLUSLSH
% )UHVKDLUGLIIHUHQWLDO
SUHVVXUHVHQVRU

:

7KHIUHVKDLUGLIIHUHQWLDOSUHVVXUHVHQVRU % LV VFUHZHGLQIURPWKHRXWVLGHLQWRWKHFKDUJHDLUSLSH


ORFDWHGRQWKHIURQWVLGHRIWKHHQJLQHZKHUHLWLV  GRZQVWUHDPRIWKHFKDUJHDLUFRROHU

7DVN
7KHIUHVKDLUGLIIHUHQWLDOSUHVVXUHVHQVRU %
GHOLYHUVLQIRUPDWLRQWRWKHHQJLQHPDQDJHPHQW
0&0 FRQWUROXQLW $ WRFDOFXODWHWKH(*5UDWH

%RG\
 (OHFWULFDOFRQQHFWLRQ
 6HDOLQJULQJ
 0HDVXULQJSUREH

:



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

7KHIUHVKDLUGLIIHUHQWLDOSUHVVXUHVHQVRU % WKHSUHVVXUHRIWKHVXSHUFKDUJHGIUHVKDLU7R


FRQVLVWVRIDSODVWLFKRXVLQJZKLFKLWILWWHGLQVLGH WUDQVPLWVLJQDOVWRWKHHQJLQHPDQDJHPHQW 0&0
ZLWKWZRFKDPEHUVZKLFKDUHVHSDUDWHGIURPDWKLQ FRQWUROXQLW $ WKHIUHVKDLUGLIIHUHQWLDOSUHVVXUH
PHPEUDQHZKLFKIXQFWLRQVDVDPHFKDQLFDO VHQVRU % LVILWWHGZLWKDQHOHFWURQLFDQDO\VLV
LQWHUPHGLDWHVWDJH)RXUVWUDLQJDXJHUHVLVWDQFHV V\VWHPDQGDSRZHUVXSSO\GXHWRWKHEULGJHFLUFXLW
'06 DUHORFDWHGRQWKHPHPEUDQHLQDEULGJH LWFRQWDLQV
FLUFXLW7KHPHPEUDQHLVVXEMHFWHGRQRQHVLGHWR

)XQFWLRQ UHVLVWDQFH7KHVHYDOXHVDUHSUHSDUHGE\WKH
,IWKHFKDUJHDLUSLSH  KDVVXSHUFKDUJHGIUHVKDLU HOHFWURQLFDQDO\VLVV\VWHPDQGWUDQVPLWWHGDV
IORZLQJWKURXJKLWWKHUHLVDUHVSHFWLYHSUHVVXUH DQDORJVLJQDOVWRWKHHQJLQHPDQDJHPHQW 0&0
DSSOLHGDWWKHSDUWRIWKHPHPEUDQHLQWKHIUHVKDLU FRQWUROXQLW $ 6LQFHWKHIUHVKDLUGLIIHUHQWLDO
GLIIHUHQWLDOSUHVVXUHVHQVRU % H[SRVHGWRWKH SUHVVXUHVHQVRU % KDVDFRQVWDQWPHDVXULQJ
IUHVKDLU7KLVLVWKHUHIRUHGLVWRUWHGDQGWKHVWUDLQ FXUUHQWIORZLQJWKURXJKLWWKHUHLVDYROWDJHGURS
JDXJHUHVLVWDQFHV '06 DUHHORQJDWHGRU GXHWRWKHFKDQJHLQUHVLVWDQFHRYHUZKLFKWKH
VTXDVKHG HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ FDQ
GHGXFHWKHDVVRFLDWHGSUHVVXUHYDOXH
7KHVWUDLQJDXJHUHVLVWDQFHV '06 UHDFWVWRWKH
FKDQJHLQOHQJWKZLWKDFKDQJHLQLWVRKPLF

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &KDUJHDLUWHPSHUDWXUHVHQVRULQFRPSUHVVRU 


KRXVLQJFRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% &KDUJHDLU
WHPSHUDWXUHVHQVRULQ
FRPSUHVVRUKRXVLQJ

:

7KHFKDUJHDLUWHPSHUDWXUHVHQVRULQFRPSUHVVRU FRPSUHVVRUIRUWKHWXUERFKDUJHURIWKHKLJK
KRXVLQJ % LVORFDWHGDWWKHRXWOHWRIWKH SUHVVXUHVWDJH

7DVN ORDGFRQGLWLRQRIWKHHQJLQHWKHHQJLQH
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ PDQDJHPHQW 0&0 FRQWUROXQLW $ UHFRJQL]HV
GHWHFWVWKHWHPSHUDWXUHRIWKHFKDUJHDLUDWWKH DPRQJVWRWKHUWKLQJVZKHWKHUWKHERRVWSUHVVXUH
RXWOHWRIWKHFRPSUHVVRURIWKHWXUERFKDUJHURIWKH UHJXODWRU < LVDFWXDWHGDQGZKHWKHUWKH
KLJKSUHVVXUHVWDJHRYHUWKHFKDUJHDLU LQMHFWLRQPXVWEHDGDSWHGLQRUGHUWRSURWHFWWKH
WHPSHUDWXUHVHQVRULQFRPSUHVVRUKRXVLQJ %  WXUERFKDUJHUDJDLQVWDQH[FHVVLYHO\KLJKWKHUPDO
,QFRPELQDWLRQZLWKWKHFXUUHQWURWRUVSHHGDQGWKH ORDG


%RG\ % 17&VWDQGVIRU1HJDWLYH7HPSHUDWXUH
7KHUHLVDQ17&UHVLVWRUORFDWHGLQVLGHWKHFKDUJH &RHIILFLHQWZKLFKPHDQVWKDWHOHFWULFDOUHVLVWDQFH
DLUWHPSHUDWXUHVHQVRULQWKHFRPSUHVVRUKRXVLQJ IDOOVDVWHPSHUDWXUHULVHV


)XQFWLRQ WKHVHQVRUDQGWKXVWKHPDJQLWXGHRIWKHHOHFWULFDO
7KHFKDUJHDLUSDVVLQJE\DWWKHFKDUJHDLU UHVLVWDQFH7KHHQJLQHPDQDJHPHQWFRQWUROXQLW
WHPSHUDWXUHVHQVRULQWKHFKDUJHDLUKRXVLQJ 0&0  $ GHULYHVWKHDVVRFLDWHGWHPSHUDWXUH
% GHSHQGHQWRQLWVWHPSHUDWXUHLQIOXHQFHV IURPWKHHOHFWULFDOUHVLVWDQFH
WKHWHPSHUDWXUHRIWKHPHDVXULQJHOHPHQWLQVLGH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &KDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU 


FRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% &KDUJHDLUSUHVVXUHDQGWHPSHUDWXUH
VHQVRU

:

7KHFKDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU
% LVORFDWHGRQWKHFKDUJHDLUKRXVLQJRQWKH
OHIWVLGHRIWKHHQJLQH

7DVN VXSHUFKDUJHGFRPEXVWLRQDLU)URPWKHVHWZR
7KHFKDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU YDOXHVDQGWKHYDOXHVRIWKHIUHVKDLUGLIIHUHQWLDO
% HQDEOHVWKHHQJLQHPDQDJHPHQW 0&0 SUHVVXUHVHQVRU % WKHDLUPDVVZKLFKLVIHGWR
FRQWUROXQLW $ WRGHWHUPLQHWKHDLUSUHVVXUHDQG WKHHQJLQHIRUFRPEXVWLRQLVGLYHUWHG
WKHDLUWHPSHUDWXUHRIWKHDVSLUDWHGRU

%RG\ DUUDQJHGLQDVLOLFRQPHPEUDQHDVZHOODVDQ
7KHFKDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU HOHFWURQLFDQDO\VLVV\VWHPZKLFKLVVXSSOLHGZLWKD
% FRQVLVWVRIWZRHOHFWULFDOO\VHSDUDWH 9'&YROWDJHYLDWKHHQJLQHPDQDJHPHQW 0&0
FRPSRQHQWVIRUPHDVXULQJWKHERRVWSUHVVXUHDQG FRQWUROXQLW $ 
WKHFKDUJHDLUWHPSHUDWXUH 7HPSHUDWXUHVHQVRUIRUPHDVXUHPHQWRIWKHFKDUJH
3UHVVXUHVHQVRUIRUGHWHUPLQDWLRQRIWKHERRVW DLUWHPSHUDWXUH
SUHVVXUH 7KHUHLVDQ17&UHVLVWRUDWWKHFRQHSRLQWRIWKH
7KHSUHVVXUHVHQVRULVDVRFDOOHGVHPLFRQGXFWRU FKDUJHDLUSUHVVXUHDQGWHPSHUDWXUHVHQVRU
SUHVVXUHVHQVRUZKLFKGHWHFWVWKHDLUSUHVVXUHLQ % 17&VWDQGVIRU1HJDWLYH7HPSHUDWXUH
WKHFKDUJHDLUSLSHE\PHDQVRIWKHSLH]RHOHFWULF &RHIILFLHQWZKLFKPHDQVWKDWHOHFWULFDOUHVLVWDQFH
SULQFLSOH7KLVFRQVLVWVRIIRXUSUHVVXUHGHSHQGHQW IDOOVDVWHPSHUDWXUHULVHV
UHVLVWRUV VWUDLQPHDVXULQJUHVLVWRUV ZKLFKDUH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV


)XQFWLRQ WROHUDQFHVRIWKHUHVLVWRUV,WVXEVHTXHQWO\URXWHV
'HWHUPLQDWLRQRIWKHERRVWSUHVVXUH WKHILOWHUHGPHDVXUHPHQWYROWDJHWRWKHHQJLQH
PDQDJHPHQW 0&0 FRQWUROXQLW $ ZKLFKWKHQ
7KHLQWDNHDLURUVXSHUFKDUJHGFRPEXVWLRQDLULQ GHGXFHVWKHDLUSUHVVXUHLQWKHFKDUJHDLUKRXVLQJ
WKHFKDUJHDLUKRXVLQJSDVVHVRYHUDERUHLQWKH
VLOLFRQGLDSKUDJPZLWKWKHIRXUSUHVVXUHGHSHQGHQW 0HDVXUHPHQWRIWKHFKDUJHDLUWHPSHUDWXUH
UHVLVWRUVDQGGLVWRUWVLW7KHUHVLVWRUVLQWKHVLOLFRQ 'HSHQGLQJRQLWVWHPSHUDWXUHWKHDLUIORZLQJE\
PHPEUDQHDUHDUUDQJHGLQVXFKDZD\WKDWRQ LQIOXHQFHVWKHWHPSHUDWXUHRIWKHPHDVXULQJ
GHIRUPDWLRQRIWKHPHPEUDQHWKHWUDQVYHUVHVWUHVV HOHPHQWRQWKHWLSRIWKHVHQVRUDQGWKHUHIRUHWKH
RIWKHUHVLVWDQFHEULGJHLVDOWHUHG7KHHOHFWURQLF HOHFWULFDOUHVLVWDQFHYDOXH7KHHQJLQH
DQDO\VLVV\VWHPDPSOLILHVWKLVWUDQVYHUVHVWUHVVDQG PDQDJHPHQWFRQWUROXQLW 0&0  $ GHULYHVWKH
FRPSHQVDWHVLQWKLVZD\IRUSRVVLEOHWHPSHUDWXUH DVVRFLDWHGWHPSHUDWXUHIURPWKHHOHFWULFDO
IOXFWXDWLRQVRUFRPSHQVDWHVIRUDQ\PDQXIDFWXULQJ UHVLVWDQFH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &KDUJHDLUWHPSHUDWXUHVHQVRULQFKDUJHDLUKRXVLQJ 


FRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% &KDUJHDLU
WHPSHUDWXUHVHQVRULQ
FKDUJHDLUKRXVLQJ

:

7KHFKDUJHDLUWHPSHUDWXUHVHQVRULQWKHFKDUJHDLU
KRXVLQJ % LVORFDWHGDWWKHOHYHORIWKHIXHO
ILOWHUPRGXOH

7DVN HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
2YHUWKHFKDUJHDLUWHPSHUDWXUHVHQVRU GHWHFWVWKHWHPSHUDWXUHRIWKHFKDUJHDLUVKRUWO\
GRZQVWUHDPLQWKHFKDUJHDLUKRXVLQJ % WKH EHIRUHLWHQWHUVWKHFRPEXVWLRQFKDPEHU


%RG\ % 17&VWDQGVIRU1HJDWLYH7HPSHUDWXUH
7KHUHLVDQ17&UHVLVWRUORFDWHGLQVLGHWKHFKDUJH &RHIILFLHQWZKLFKPHDQVWKDWHOHFWULFDOUHVLVWDQFH
DLUWHPSHUDWXUHVHQVRULQWKHFKDUJHDLUKRXVLQJ IDOOVDVWHPSHUDWXUHULVHV


)XQFWLRQ WKHVHQVRUDQGWKXVWKHPDJQLWXGHRIWKHHOHFWULFDO
7KHFKDUJHDLUSUHYDLOLQJDWWKHFKDUJHDLU UHVLVWDQFH7KHHQJLQHPDQDJHPHQWFRQWUROXQLW
WHPSHUDWXUHVHQVRULQWKHFKDUJHDLUKRXVLQJ 0&0  $ GHULYHVWKHDVVRFLDWHGWHPSHUDWXUH
% GHSHQGLQJRQLWVWHPSHUDWXUHLQIOXHQFHV IURPWKHHOHFWULFDOUHVLVWDQFH
WKHWHPSHUDWXUHRIWKHPHDVXULQJHOHPHQWLQVLGH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 5DLOSUHVVXUHVHQVRUFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% 5DLOSUHVVXUHVHQVRU

:

7KHUDLOSUHVVXUHVHQVRU % LVORFDWHGDWWKH RIWKHVHQVRU7KLVZLOOEHSXVKHGLQWRWKHVHDOLQJ


IURQWRQWKHUDLO6HDOLQJRIWKHUDLOSUHVVXUHVHQVRU VXUIDFHXSRQVFUHZLQJLQWRWKHUDLOSLSH SODVWLF
% WRWKHUDLOSLSHLVVHFXUHGRYHUDVRFDOOHG DGDSWDWLRQLQWKHUDLOSLSH 
OLSSHGHGJHZKLFKLVPDFKLQHGRQWRWKHIURQWVLGH

7DVN
:LWKWKHDLGRIWKHUDLOSUHVVXUHVHQVRU % WKH
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
GHWHUPLQHVWKHFXUUHQWUDLOSUHVVXUH

%RG\ HOHFWURQLFDQDO\VLVV\VWHPZKLFKSUHSDUHVWKH
,QVLGHWKHUDLOSUHVVXUHVHQVRU % WKHUHLVD VLJQDOVIURPWKHVHQVRUVDQGSDVVHVWKHPRQWRWKH
PHPEUDQHDWWDFKHGWRWKHVHQVRUVDVZHOODVDQ HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ 


)XQFWLRQ DQDO\VLVV\VWHPDPSOLILHVWKHPHDVXUHPHQW
7KHUDLOSUHVVXUHSUHVHQWLQWKHVHQVRUKRXVLQJ YROWDJHFRPSHQVDWLQJIRUSRVVLEOHWHPSHUDWXUH
FDXVHVDFHUWDLQGHIRUPDWLRQRIWKHPHPEUDQH7KH IOXFWXDWLRQVRUEDODQFLQJRXWSRVVLEOH
GHIRUPDWLRQRIWKHPHPEUDQHKDVHIIHFWVRQWKH PDQXIDFWXULQJWROHUDQFHVRQWKHUHVLVWDQFHVDQG
PHDVXUHPHQWVLJQDOVZKLFKDUHGHWHUPLQHGDQG SDVVHVRQWKHFOHDUHGRXWPHDVXUHPHQWYROWDJHWR
SUHSDUHGE\WKHHOHFWURQLFDQDO\VLVV\VWHPZLWKWKH WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
DLGRIWKHVHQVRUVRQWKHPHPEUDQH7KHHOHFWURQLF ZKLFKXVHVLWWRGHULYHWKHFXUUHQWUDLOSUHVVXUH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUDQR[\JHQVHQVRU 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
% 2[\JHQVHQVRU

:

7KHR[\JHQVHQVRU % LVVFUHZHGLQWRIODQJHG LQMHFWLRQQR]]OHIRUUHJHQHUDWLRQRIWKHGLHVHO


PDQLIROGEHWZHHQWKHWXUERFKDUJHUDQGWKH SDUWLFXODWHILOWHU

7DVN 2Q%RDUG'LDJQRVLV 2%' RIWKHHQJLQHDQG
7KHR[\JHQVHQVRU % GHWHFWVWKHUHVLGXDO WKHH[KDXVWDIWHUWUHDWPHQW
R[\JHQFRQWHQWLQWKHH[KDXVWXSVWUHDPRIWKH 2EVHUYDWLRQRIWKHHPLVVLRQVOHJLVODWLRQ
R[LGDWLRQFDWDO\WLFFRQYHUWHUIRUWKHIROORZLQJWDVNV
5HJXODWLRQRIWKHH[KDXVWJDVUHFLUFXODWLRQUDWH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 6HQVRUKRXVLQJ
 2XWHUSURWHFWLYHWXEH
 ,QQHUSURWHFWLYHWXEH
 (OHFWULFDOOLQH
 &RQQHFWRU
 %DODQFHUHVLVWRU
% 2[\JHQVHQVRU

:

7KHR[\JHQVHQVRU % LVDVRFDOOHGEURDG PRYHLQDUDQJHEHWZHHQDQGP$7KHUHIRUHD


EDQGR[\JHQVHQVRU,WLVFRQQHFWHGWRWKHHQJLQH FOHDQERQGLQJ ZLULQJKDUQHVV&1V LVHVVHQWLDO
PDQDJHPHQW 0&0 FRQWUROXQLW $ DQGLV 7KHR[\JHQVHQVRU % LVFDOLEUDWHGRYHUD
DFWXDWHGE\DQRZQPLFURFRQWUROOHU7KH EDODQFHUHVLVWRU  ZKLFKLVLQWHJUDWHGLQWKH
PLFURFRQWUROOHUDSSOLHVDFWXDWLRQRIWKHKHDWHUWKH FRQQHFWRU  'XULQJVHQVRURSHUDWLRQWKHR[\JHQ
SXPSFHOODQGWKHUHIHUHQFHFHOODVZHOODV VHQVRU % LVSRVWFDOLEUDWHGXQGHUWKUXVW
PRQLWRULQJRIWKHRSHUDWLQJWHPSHUDWXUHDQG FRQGLWLRQVDWUHJXODULQWHUYDOV
GLDJQRVLVRIWKHVHQVRU7KHPHDVXUHPHQWVWUHDPV



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 'LHVHOIXHOPHWHULQJGHYLFHFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 'LHVHOIXHOPHWHULQJ
GHYLFH
 1R]]OHXQLWIRU'3)
UHJHQHUDWLRQ
 )XHOOLQH
 ([KDXVWSLSH
 &RRODQWOLQH
 &RRODQWOLQH
 /HDNDJHOLQH

:

7KHGLHVHOIXHOPHWHULQJGHYLFH  LVRQWKHOHIW
KDQGVLGHRIWKHHQJLQHEHKLQGWKHIXHOV\VWHPKLJK
SUHVVXUHSXPS

7DVN LQMHFWLQJLQWRWKHH[KDXVWSLSH  GXULQJDFWLYH
7KHGLHVHOIXHOPHWHULQJGHYLFH  LVXVHGWR GLHVHOSDUWLFXODWHILOWHU '3) UHJHQHUDWLRQ
SURYLGHWKHUHTXLUHGTXDQWLW\RIGLHVHOIXHOIRU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

'HVLJQ
 'LHVHOIXHOPHWHULQJ
GHYLFH
 1R]]OHXQLWIRU'3)
UHJHQHUDWLRQ
 )XHOOLQH
 &RRODQWOLQH
 &RRODQWOLQH
 /HDNDJHOLQH
% )XHOSUHVVXUHVHQVRU
RXWOHW
% )XHOSUHVVXUHVHQVRU
LQOHW
< )XHOPHWHULQJYDOYH
< )XHOVKXWRIIYDOYH

:

7KHGLHVHOIXHOPHWHULQJGHYLFH  LVDFRPSRQHQW KDYHWKHLUPHDVXULQJSUREHVLQVHUWHGLQWRWKHIXHO


WKDWLVSHUPHDWHGZLWKIXHOFKDQQHOVDQGKDVDQ FKDQQHOV,WLVFRQQHFWHGRYHUWKHIXHOOLQH  ZLWK
DOXPLQXPERG\7KHVHQVRUVWKDWDUHSODFHGRQLW WKHQR]]OHVXQLWIRUWKH'3)UHJHQHUDWLRQ  

)XQFWLRQ 7KHIXHOPHWHULQJYDOYH < LVDOVRRSHQHGDW
:KHQWKHH[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW GHILQHGLQWHUYDOV7KHFDOFXODWHGTXDQWLW\RIGLHVHO
$ GHFLGHVWKDWDFWLYHUHJHQHUDWLRQRIWKHGLHVHO IXHOWKHUHIRUHIORZVLQWRWKHIHHGOLQHWRWKHQR]]OH
SDUWLFXODWHILOWHU '3) LVUHTXLUHGRQWKHEDVLVRI XQLWIRU'3)UHJHQHUDWLRQ  7KHWZRSUHVVXUH
WKHYDOXHVSURYLGHGE\WKHVHQVRUV\VWHPLWVHQGV VHQVRUVGHOLYHUYDOXHVWKDWDUHXVHGLQWKHYDOYH
DUHTXHVWWRWKHHQJLQHPDQDJHPHQW 0&0 FRQWURO RSHQLQJWLPHFDOFXODWLRQ
XQLW $ 7KLVDFWXDWHVWKHIXHOVKXWRIIYDOYH
< VRWKDWGLHVHOIXHOIURPWKHORZSUHVVXUH
FLUFXLWHQWHUVWKHFRPSRQHQW



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ 5HVLGXDOKHDWSXPSFRPSRQHQWGHVFULSWLRQ 

02'(/ 
ZLWK&2'(', 5HVLGXDOHQJLQHKHDWXWLOLVDWLRQ

/RFDWLRQ
0 5HVLGXDOKHDWSXPS

:

7KHUHVLGXDOKHDWSXPS 0 LVORFDWHGDWWKHOHIW


XQGHUWKHFDE

7DVN FRUHLVWKXVFRQVWDQWO\VXSSOLHGZLWKFRRODQWVWLOO
7KHUHVLGXDOKHDWSXPS 0 HQVXUHVFRRODQW ZDUPIURPWKHRSHUDWLRQRIWKHHQJLQH
FLUFXODWLRQZLWKWKHHQJLQHVZLWFKHGRII7KHKHDWHU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ 7DFKRJUDSK 7&2 FRPSRQHQWGHVFULSWLRQ 

02'(/ 

/RFDWLRQ
3 7DFKRJUDSK 7&2

:

7KHWDFKRJUDSK 7&2  3 LVLQVWDOOHGLQWKH


KHDGOLQHU

7DVN 6HUYHVIRUUHJLVWUDWLRQVWRUDJHGLVSOD\SULQWRXW
7KHWDFKRJUDSK 7&2  3  DQGRXWSXWRIGULYHUDQGYHKLFOHVSHFLILFGDWD,Q
WKHFDVHRIWKHGLJLWDOWDFKRJUDSKGDWDLVVWRUHG
UHFRUGVWKHUHDOWLPHVLJQDORIWKHWUDYHODQG LQWKHGHYLFHPHPRU\DVZHOODVRQWKHLQVHUWHG
VSHHGVHQVRU % WDFKRJUDSKFDUGV,QWKHFDVHRIWKHPRGXODU
VHQGVGDWDDQGFRPPDQGVLJQDOVWRWKHWUDYHO WDFKRJUDSKGDWDLVVWRUHGRQWKHWDFKRJUDSK
DQGVSHHGVHQVRU % GLVN
FDOFXODWHVWKHYHKLFOHVSHHGGULYLQJGLVWDQFH
DQGWULSPLOHDJH
WUDQVPLWVWKHFDOFXODWHGGDWDYLDWKHIUDPH&$1
&$1 WRWKHLQVWUXPHQWFOXVWHUFRQWUROXQLW
,&8&  $



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ (OHFWURQLFLJQLWLRQORFN (,6 FRPSRQHQWGHVFULSWLRQ 

02'(/ 

/RFDWLRQ
6 (OHFWURQLFLJQLWLRQORFN (,6

:

7KHHOHFWURQLFLJQLWLRQORFN (,6  6 LVORFDWHGDW $


WKHULJKWQH[WWRWKHVWHHULQJFROXPQLQWKH 7KHHOHFWURQLFLJQLWLRQORFN (,6  6 LQ
LQVWUXPHQWSDQHO FRPELQDWLRQZLWKWKHWUDQVPLWWHUNH\ 6 LVWKH
FHQWUDOFRQWUROOHUXQLWIRUWKHGULYHDXWKRUL]DWLRQ
V\VWHP7KHHOHFWURQLFLJQLWLRQORFN (,6  6 
ZKHQWKHWUDQVPLWWHUNH\ 6 LVQRWLQVHUWHG
DOVRVHUYHVDVDFRPPXQLFDWLRQVLQWHUIDFHEHWZHHQ
WKHWUDQVPLWWHUNH\ 6 DQGWKHYHKLFOHQHWZRUN

%RG\
 6WDUWVWRSEXWWRQ
6 (OHFWURQLFLJQLWLRQORFN (,6
6; &RQQHFWRU
6; &RQQHFWRU
6 7UDQVPLWWHUNH\

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

7DVN 3RZHUVXSSO\IRUWUDQVPLWWHUNH\ 6


7KHHOHFWURQLFLJQLWLRQORFN (,6  6 LVUHVSRQVLEOH :KHQWKHWUDQVPLWWHUNH\ 6 LVLQVHUWHGLQWR
IRUWKHIROORZLQJWDVNV WKHHOHFWURQLFLJQLWLRQORFN (,6  6 WKLV
VZLWFKHVRQWKHLQGXFWLYHSRZHUWUDQVPLVVLRQWR
5HDGLQJLQLQSXWIDFWRUV
WKHYROWDJHVXSSO\RIWKHWUDQVPLWWHUNH\ 6 
,QSXWIDFWRUVDUHUHDGLQYLDWKHLQWHULRU&$1
&$1 
2XWSXWRIVLJQDOV
7KHVLJQDOVDUHRXWSXWYLDWKHLQWHULRU&$1
&$1 DQGDGLUHFWOLQHVWRWKHVHQVRUDQG
DFWXDWRUPRGXOHFDE 6&$ FRQWUROXQLW $ 

)XQFWLRQ 7UDQVPLWWLQJDQGUHFHLYLQJKLJKIUHTXHQF\
VLJQDOVZLWKWUDQVPLWWHUNH\ 6 LQVHUWHG
7UDQVPLWWLQJDQGUHFHLYLQJLQIUDUHGVLJQDOVZLWK
'HSHQGLQJRQWKHYHUVLRQRIWKHWUDQVPLWWHUNH\
WUDQVPLWWHUNH\ 6 LQVHUWHG
6 WKHHOHFWURQLFLJQLWLRQORFN (,6  6 UHDGV
'DWDH[FKDQJHEHWZHHQWKHWUDQVPLWWHUNH\ 6 LQWKHKLJKIUHTXHQF\VLJQDOVIURPWKHWUDQVPLWWHU
DQGWKHHOHFWURQLFLJQLWLRQORFN (,6  6 ZLWK NH\ 6 RUWUDQVPLWVWKHPWRLW
UHJDUGWRWKHGULYHDXWKRUL]DWLRQV\VWHPWDNHVSODFH
RYHUDQLQIUDUHGLQWHUIDFH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ (0(5*(1&<2))VZLWFKFRPSRQHQWGHVFULSWLRQ 

02'(/ 
ZLWK&2'((' 3UHLQVWDOODWIRUELSRODUEDWWHU\FLUFXLWEUHDNHU
02'(/ 
ZLWK&2'((8 $'5PRGHOFODVV(;,,,LQFOXGLQJ(;,,DQG$7
02'(/ 
ZLWK&2'((= $FFHVVRULHV$'5
02'(/ 
ZLWK&2'((9 $'5PRGHOFODVV)/LQFOXGLQJ(;,,(;,,,DQG$7
02'(/ 
ZLWK&2'((; $'5W\SHFODVV$7
02'(/ 
ZLWK&2'((( 3URYLVLRQ$'5ZLWKRXWFKDVVLVVKLHOGLQJ
02'(/ 
ZLWK&2'((7 $'5W\SHFODVV(;,,LQFO$7

/RFDWLRQ
6KRZQRQOHIWKDQGGULYHYHKLFOH
6 (0(5*(1&<6723VZLWFK

:

7KH(0(5*(1&<2))VZLWFK 6 LVORFDWHGLQ


WKHLQVWUXPHQWSDQHOWRWKHULJKWQH[WWRWKHVWHHULQJ
ZKHHOLQLQVWUXPHQWSDQHOVZLWFKPRGXOH $ 

7DVN EDWWHU\GLVFRQQHFWVZLWFK %(62 FRQWUROXQLW $
7KHVZLWFKLQJSRVLWLRQVRIWKH(0(5*(1&<2)) HQVXUHVWKDWWKHHQJLQHLVVZLWFKHGRIIDQGDOO
VZLWFK 6 DUHHYDOXDWHGE\WKHEDWWHU\ HOHFWULFDOFRQVXPHUVDUHGLVFRQQHFWHGIURPWKHRQ
GLVFRQQHFWVZLWFK %(62 FRQWUROXQLW $ :KHQ ERDUGHOHFWULFDOV\VWHP
WKH(0(5*(1&<2))VZLWFK 6 LVSUHVVHGWKH

%RG\
'RXEOHWKURZFRQWDFWVZLWFKZLWKSURWHFWLYHFDS
GHVLJQHGDVDIODSLQRUGHUWRUXOHRXWLQDGYHUWHQW
DFWXDWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ )UDPH(0(5*(1&<2))VZLWFKFRPSRQHQW 


GHVFULSWLRQ

02'(/ 
ZLWK&2'((; $'5W\SHFODVV$7
02'(/ 
ZLWK&2'((' 3UHLQVWDOODWIRUELSRODUEDWWHU\FLUFXLWEUHDNHU
02'(/ 
ZLWK&2'((= $FFHVVRULHV$'5
02'(/ 
ZLWK&2'((( 3URYLVLRQ$'5ZLWKRXWFKDVVLVVKLHOGLQJ
02'(/ 
ZLWK&2'((9 $'5PRGHOFODVV)/LQFOXGLQJ(;,,(;,,,DQG$7
02'(/ 
ZLWK&2'((8 $'5PRGHOFODVV(;,,,LQFOXGLQJ(;,,DQG$7
02'(/ 
ZLWK&2'((7 $'5W\SHFODVV(;,,LQFO$7

/RFDWLRQ
6KRZQRQOHIWKDQGGULYHYHKLFOH
6 )UDPH(0(5*(1&<2))VZLWFK

:

7KHIUDPH(0(5*(1&<2))VZLWFK 6 LV


ORFDWHGRQWKHGULYHUVLGHEHKLQGWKHFDEDWWKH
OHYHORIWKHZKHHODUFK

7DVN WKHIUDPH(0(5*(1&<2))VZLWFK 6 LV
SUHVVHGWKHEDWWHU\GLVFRQQHFWVZLWFK %(62
FRQWUROXQLW $ HQVXUHVWKDWWKHHQJLQHLV
7KHVZLWFKLQJSRVLWLRQVRIWKHIUDPH(0(5*(1&< VZLWFKHGRIIDQGDOOHOHFWULFDOFRQVXPHUVDUH
2))VZLWFK 6 DUHHYDOXDWHGE\WKHEDWWHU\ GLVFRQQHFWHGIURPWKHRQERDUGHOHFWULFDOV\VWHP
GLVFRQQHFWVZLWFK %(62 FRQWUROXQLW $ :KHQ




This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
'RXEOHWKURZFRQWDFWVZLWFKZLWKSURWHFWLYHFDS
GHVLJQHGDVDIODSLQRUGHUWRUXOHRXWLQDGYHUWHQW
DFWXDWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' (QJLQHVWDUWDQGHQJLQHVWRSEXWWRQFRPSRQHQW 


GHVFULSWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
6 (QJLQHVWDUWDQG
HQJLQHVWRSEXWWRQ

:

7KHHQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ 6 LV


ORFDWHGLQWKHGLUHFWLRQRIWUDYHORQWKHOHIWRQWKH
IXHOILOWHUPRGXOH

7DVN WKHUSPLWKDGUHDFKHGEHIRUHWKHEXWWRQZDV
7KHHQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ 6 KDV UHOHDVHG
GLIIHUHQWWDVNVGHSHQGLQJRQZKHWKHUWKHHQJLQHLV ,IWKHHQJLQHKDVVWRSSHGDQGDFWXDWLRQRIWKH
DWDVWDQGVWLOORUUXQQLQJDQGLIWKHDFWXDWLRQRIWKH IXHOLQMHFWRUVKDVEHHQVZLWFKHGRIIWKHQ
IXHOLQMHFWRUVYLD6WDU'LDJQRVLVZDVVZLWFKHGRIIRU SUHVVLQJWKHHQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ
QRW 6 URWDWHVWKHHQJLQHXQWLOWKHEXWWRQLV
,IWKHHQJLQHLVDWDVWDQGVWLOODQGDFWXDWLRQRI UHOHDVHGDJDLQ
WKHIXHOLQMHFWRUVLVQRWVZLWFKHGRIIDEULHI ,IWKHHQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ 6
SUHVVRIWKHHQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ LVSUHVVHGZLWKWKHHQJLQHUXQQLQJWKHHQJLQH
6 FDQVWDUWWKHHQJLQHDJDLQ7KHHQJLQH PDQDJHPHQW 0&0 FRQWUROXQLW $ LQWHUUXSWV
FRQWLQXHVWRUXQDWLGOHVSHHGDIWHUUHOHDVLQJWKH DFWXDWLRQRIWKHIXHOLQMHFWRUVDQGWKHHQJLQHLV
EXWWRQ VZLWFKHGRII
,IWKHHQJLQHVWDUWDQGHQJLQHVWRSEXWWRQ 6 $
LVSUHVVHGDQGKHOGZLWKWKHHQJLQHDWD $VDIHW\IXQFWLRQLQWKHVRIWZDUHIRUWKHHQJLQH
VWDQGVWLOOWKHHQJLQHUSPVWDUWVLQFUHDVLQJDIWHU PDQDJHPHQW 0&0 FRQWUROXQLW $ DQGWKHGULYH
VXQWLOWKHHQJLQHUHDFKHVWKHPD[LPXP FRQWURO &3& FRQWUROXQLW $ SUHYHQWVWKHHQJLQH
JRYHUQHGUSPRUXQWLOWKHHQJLQHVWDUWDQG IURPVWDUWLQJZKHQDJHDULVHQJDJHG VWDUWHU
HQJLQHVWRSEXWWRQ 6 LVUHOHDVHGDJDLQ ORFNRXW RULWSUHYHQWVVWDUWHUDFWXDWLRQZKHQWKH
$IWHUUHOHDVLQJWKHHQJLQHVWDUWDQGHQJLQHVWRS HQJLQHLVDOUHDG\UXQQLQJ VWDUWTXDQWLW\ORFNLQJ
EXWWRQ 6 WKHHQJLQHZLOOFRQWLQXHWRUXQDW GHYLFH 



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ +HDWHUVKXWRIIYDOYHFRPSRQHQWGHVFULSWLRQ 

02'(/ 

/RFDWLRQ
< +HDWHUVKXWRIIYDOYH

:

7KHKHDWHUVKXWRIIYDOYH < LVORFDWHGRQWKHOHIW


QH[WWRWKHIUHVKDLULQWDNHRQWKHKHDWHUEORZHU
XQLW

7DVN 7KHDX[LOLDU\KHDWHURQO\KHDWVWKHFRRODQWLQWKH
7KHKHDWHUVKXWRIIYDOYH < EORFNVWKHFRRODQW FRROLQJFLUFXLWRIWKHKHDWHUKHDWH[FKDQJHUZKHQ
VXSSO\WRWKHKHDWHUKHDWH[FKDQJHULIKHDWRXWSXW WKHKHDWLQJVKXWRIIYDOYHLVFORVHG < 7RDYRLG
LVQRWUHTXLUHG WHPSHUDWXUHFRQWUROIODSVVHWWR IUHTXHQWVZLWFKLQJRQDQGRIIRIWKHDX[LOLDU\KHDWHU
FROG  WKHKHDWHUVKXWRIIYDOYH < LVLQWHUPLWWHQWO\
RSHQHGVRWKDWFRRODQWFRQWLQXHVWRIORZIURPWKH
$GGLWLRQDOO\RQYHKLFOHVZLWKFRGH'0 +RWZDWHU HQJLQHFRROLQJFLUFXLW
DX[LOLDU\KHDWHUFDE RURQYHKLFOHVZLWKFRGH'1
+RWZDWHUDX[LOLDU\KHDWHUFDEDQGHQJLQH 

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ &RRODQWSUHVVXUHFRQWUROVROHQRLGYDOYHFRPSRQHQW 


GHVFULSWLRQ

02'(/ 
ZLWK&2'(%+ :DWHUW\SHVHFRQGDU\UHWDUGHU

/RFDWLRQ
6KRZQRQPRGHOIURQW
FRRODQWH[SDQVLRQUHVHUYRLU
< &RRODQWSUHVVXUH
FRQWUROVROHQRLGYDOYH

:

7KHFRRODQWSUHVVXUHFRQWUROVROHQRLGYDOYH <
LVORFDWHGRQWKHFRRODQWH[SDQVLRQUHVHUYRLU

7DVN
7KHFRRODQWSUHVVXUHFRQWUROVROHQRLGYDOYH <
HQDEOHVWKHSUHVVXUHLQWKHFRROLQJV\VWHPWREH
UDLVHGRUORZHUHG

%RG\ ,QWDNHYDOYH UHVHUYRLUSUHVVXUH
7KHFRRODQWSUHVVXUHFRQWUROVROHQRLGYDOYH < ([KDXVWYDOYH DWPRVSKHUH
FRQVLVWVRIWKHIROORZLQJFRPSRQHQWV

)XQFWLRQ WKHUHTXLUHGSUHVVXUHOHYHOLVUHDFKHG,IWKH
7KHFRRODQWSUHVVXUHFRQWUROVROHQRLGYDOYH < SUHVVXUHLQFUHDVHVEH\RQGWKHVWRUHGYDOXHWKH
LVDFWXDWHGE\WKHGULYHFRQWURO &3& FRQWUROXQLW SUHVVXUHLVUHOHDVHGIURPWKHH[SDQVLRQUHVHUYRLU
$ 7KHSUHVVXUHOHYHOLVWDNHQIURPD :KHQLQDQRSHUDWLQJWHPSHUDWXUHFRQGLWLRQD
FKDUDFWHULVWLFILOHGLQWKHGULYHFRQWURO &3& FRQWURO SUHVVXUHRIEHWZHHQS PEDUDQGPD[
XQLW $ 7KHFKDUDFWHULVWLFDQGWKHUHIRUHWKH PEDULVUHJXODWHGGHSHQGLQJRQWKHFRRODQW
SUHVVXUHOHYHOLQFUHDVHVDORQJZLWKWKHFRRODQW WHPSHUDWXUHOHYHO
WHPSHUDWXUH,IWKHSUHVVXUHGURSVEHORZWKHVWRUHG 7KLVUHJXODWLRQLVQHFHVVDU\WRHQVXUHWKDWDKLJK
YDOXHWKHFRPSUHVVHGDLULVURXWHGRXWRIWKH SUHVVXUHOHYHOLVDFKLHYHGDWDOORSHUDWLQJ
FRQVXPHUFLUFXLWLQWRWKHH[SDQVLRQUHVHUYRLUXQWLO FRQGLWLRQV$KLJKHUSUHVVXUHOHYHOLVUHTXLUHGLQ



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

SDUWLFXODUZKHQDFWLYDWLQJWKHVHFRQGDU\ZDWHU $
UHWDUGHU &DYLWDWLRQGDPDJHLVFDXVHGE\EOLVWHULQJ KROORZ
VSDFHV LQWKHFRROLQJFLUFXLW,IIRUH[DPSOHD
$ WXUELQHZKHHOPRYHVLQVXFKDKROORZVSDFHDQG
&RRODQWLVWDNHQIURPWKHFRROLQJFLUFXLWZKHQWKH
VHFRQGDU\ZDWHUUHWDUGHULVDFWLYDWHG7KLVLQWXUQ LPSDFWVWKHQZLWKWKHFRRODQWIORZH[WUHPHO\KLJK
UHVXOWVLQDGURSLQSUHVVXUHLQWKHFRROLQJV\VWHP PHFKDQLFDOIRUFHVZLOOEHJHQHUDWHGRQWKHVXUIDFH
RIWKHWXUELQHZKHHO,QWKHORQJWHUPWKHVHZLOO
7KHLQFUHDVHGSUHVVXUHVHUYHVWRSUHYHQWSUHVVXUH GHVWUR\WKHWXUELQHZKHHO
GURSSLQJEHORZDFULWLFDOWKUHVKROG7KLVKHOSVWR
DYRLGDQ\FDYLWDWLRQGDPDJHLQWKHFRROLQJFLUFXLW
ZKLOHDOVRSUHYHQWLQJWKHFRRODQWLQWKHH[KDXVWJDV
UHFLUFXODWLRQFRROHUIURPERLOLQJ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUIXHOLQMHFWRUV 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ

:

< &\OLQGHUIXHOLQMHFWRU < &\OLQGHUIXHOLQMHFWRU < &\OLQGHUIXHOLQMHFWRU


< &\OLQGHUIXHOLQMHFWRU < &\OLQGHUIXHOLQMHFWRU < &\OLQGHUIXHOLQMHFWRU

7KHIXHOLQMHFWRUVIRUF\OLQGHUWR <WR< KHDG7KH\DUHORFDWHGFHQWUDOO\EHWZHHQWKH


DUHPRXQWHGZLWKFODPSLQJFODZVLQWKHF\OLQGHU YDOYHVRIWKHUHVSHFWLYHF\OLQGHU

7DVN WLPHDQGWKHFRUUHFWDPRXQW8SWRILYHLQMHFWLRQV
7KHIXHOLQMHFWRUVIRUF\OLQGHUWR <WR< SHUF\FOHDUHSRVVLEOHDFFRUGLQJWRWKHW\SHRI
KDYHWKHWDVNWRLQMHFWWKHIXHOXQGHUKLJKSUHVVXUH HQJLQHRSHUDWLRQ
LQWRWKHUHVSHFWLYHF\OLQGHUDWWKHFRUUHFWSRLQWLQ



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 (OHFWULFDOFRQQHFWLRQV
 6HDOLQJULQJ
 +LJKSUHVVXUHFRQQHFWLRQ
 6HDOLQJULQJ
 5HWXUQKROH
 7KHUPDOSURWHFWLRQVOHHYH
3IHLO ,QMHFWRUTXDQWLW\FRPSHQVDWLRQFRGH

:

3IHLO ,QMHFWRUTXDQWLW\FRPSHQVDWLRQFRGH

:

7KHIXHOLVOHGWKURXJKWKHKLJKSUHVVXUH DFWXDWHGE\WKHHQJLQHPDQDJHPHQW 0&0 FRQWURO


FRQQHFWLRQ  LQWRWKHIXHOLQMHFWRU7KHUHLVDSLQ XQLW $ 7KHYHU\VKRUWUHVSRQVHWLPHVRIWKH
W\SHILOWHU ZKLFKFDQQRWEHUHPRYHGRUFOHDQHG LQ VROHQRLGYDOYHZLWKDIHZPLFURVHFRQGVDOORZXS
WKHKLJKSUHVVXUHFRQQHFWLRQ  LQRUGHUWRSURWHFW WRLQMHFWLRQVSHUF\FOH,QWKLVZD\WKHIXHO
WKHIXHOLQMHFWRUIURPSDUWLFOHVZKLFKFDQILQGWKHLU FRPEXVWLRQFDQEHFRQFHLYHGLQVXFKDZD\WKDWDQ
ZD\LQGRZQVWUHDPRIWKHIXHOPDLQILOWHULQWKHIXHO HIILFLHQWDQGFOHDQFRPEXVWLRQLVDFKLHYHGDWDOO
KLJKSUHVVXUHV\VWHPIRUH[DPSOHGXULQJ RSHUDWLQJSRLQWV
DVVHPEO\7KHYHU\VPDOOFRPSRQHQWWROHUDQFHVLQ ,QRUGHUWRIXUWKHURSWLPL]HWKHSUHFLVLRQRI
WKHPLFURPHWHUUDQJHPDNHWKHIXHOLQMHFWRU LQMHFWLRQGXHWRWKHPDQXIDFWXULQJWROHUDQFHVDQ
SDUWLFXODUO\VXVFHSWLEOHWRVRLOLQJ7KHIXHOLQMHFWRUV LQGLYLGXDOFRGHLVVWRUHGRQHDFKLQMHFWRUWKHVR
PXVWQRWEHRSHQHGVLQFHWKHLQMHFWEHKDYLRUFDQ FDOOHGLQMHFWRUDPRXQWGLIIHUHQWLDOFRGH DUURZ 
FKDQJHGXHWRWKHYHU\WLJKWWROHUDQFHVRIWKHIXHO ZKLFKLVDOVRVWRUHGLQWKHHQJLQHPDQDJHPHQW
LQMHFWRU 0&0 FRQWUROXQLW $ ,QWKLVZD\WKHLQMHFWLRQ
7KHUHLVDVROHQRLGYDOYHLQWKHIXHOLQMHFWRUZKLFK EHJLQDQGWKHHTXDOL]DWLRQRIWKHTXDQWLWLHV
WULJJHUVWKHLQMHFWLRQSURFHVVDVVRRQDVLWLV GHOLYHUHGE\WKHIXHOLQMHFWRUVLVVHFXUHG

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

7KHQR]]OHLVSURWHFWHGDJDLQVWWKHKLJK EHWZHHQWKHIXHOUHWXUQDQGWKHFRPEXVWLRQ
FRPEXVWLRQFKDPEHUWHPSHUDWXUHVE\DKHDW FKDPEHU
SURWHFWLRQVOHHYH  7KLVDOVRFUHDWHVWKHVHDO

)XQFWLRQ FRQWUROFKDPEHUDQGWKHK\GUDXOLFIRUFHUDWLRDWWKH
$VORQJDVWKHVROHQRLGYDOYHLVQRWDFWXDWHGE\WKH QR]]OHQHHGOHFKDQJHV7KHQR]]OHQHHGOHQRZ
HQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ WKH PRYHVXSZDUGVDQGIUHHVXSWKHFURVVVHFWLRQWR
QR]]OHQHHGOHUHPDLQVFORVHGDQGQRLQMHFWLRQ WKHQR]]OHKROHV7KHIXHOZLOOQRZEHLQMHFWHGXQWLO
RFFXUV7KLVLVVHFXUHGE\WKHDUHDUDWLREHWZHHQ WKHVROHQRLGYDOYHLVQRORQJHUDFWXDWHG$IWHU
WKHDUHDDWWKHWLSRIWKHQR]]OHQHHGOHDQGWKH HQGLQJWKHHOHFWULFDODFWXDWLRQWKHYDOYHSLVWRQIRU
VXUIDFHRQWKHXSSHUHQGRIWKHQR]]OHQHHGOH7KH WKHFRQWUROYDOYHPRYHVWKURXJKVSULQJIRUFHLQDQ
VDPHV\VWHPSUHVVXUHH[LVWVLQWKHFRQWURO D[LDOGLUHFWLRQE\DIHZPLFURPHWHUVLQWRWKHORZHU
FKDPEHUDVDWWKHWLSRIWKHQR]]OHQHHGOHRQWKH VHDW,QWKLVZD\WKHSUHVVXUHLVEXLOWXSDJDLQLQWKH
QR]]OHVHDWEXWWKHVXUIDFHRQWKHXSSHUHQGRIWKH FRQWUROFKDPEHUDQGWKHK\GUDXOLFIRUFHUDWLR
QHHGOHLVVLJQLILFDQWO\KLJKHU7KHUHIRUHWKHIRUFH HQVXUHVWKDWWKHQR]]OHQHHGOHPRYHVDJDLQLQWR
ZLWKZKLFKWKHQHHGOHSUHVVHVLQWRWKHQR]]OHVHDW WKHVHDW7KHLQMHFWLRQLVQRZHQGHG
LVVLJQLILFDQWO\KLJKHUWKDQWKDWLQWKHD[LDORSHQLQJ 7KHFRQWURODQGLQQHUOHDNDJHTXDQWLW\RIWKH
GLUHFWLRQDQGWKHQR]]OHQHHGOHUHPDLQVFORVHG LQMHFWLRQQR]]OHLVEURXJKWRYHUWKHUHWXUQKROH 
$PDJQHWLFIRUFHDFWVRQDQDUPDWXUHWKURXJKDFRLO RQWKHLQMHFWLRQQR]]OHLQWRDFHQWUDOIXHOERUHLQWKH
ZKLFKLVFRQQHFWHGZLWKWKHYDOYHSLVWRQVRIWKH F\OLQGHUKHDGDQGIURPWKHUHRYHUDUHWXUQOLQHZLWK
FRQWUROYDOYHDQGZKLFKPRYHVLQDQD[LDOGLUHFWLRQ LQWHJUDONLFNEDFNRUSUHVVXUHKROGLQJYDOYH EDU
EHFDXVHRIWKLVXQWLOWKHYDOYHFORVHVLQWKHXSSHU WRWKHIXHOILOWHUPRGXOH
VHDW,QWKLVZD\WKHSUHVVXUHLVUHGXFHGLQWKH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ &RPSRQHQWGHVFULSWLRQIRUWKHHOHFWURPDJQHWLF 


YLVFRXVFRXSOLQJ

02'(/ 

/RFDWLRQ
 )DQZKHHO
 (OHFWURPDJQHWLFYLVFRXV
FRXSOLQJ

:

7KHHOHFWURPDJQHWLFYLVFRXVFRXSOLQJ  LVORFDWHG
EHWZHHQWKHIDQZKHHO  DQGWKHHQJLQH

7DVN 0&0 FRQWUROXQLW $ 7KHDFWXDWLRQWKDWLV
7KHHOHFWURPDJQHWLFYLVFRXVFRXSOLQJ  UHJXODWHV GHSHQGHQWRQWKHHQJLQHRSHUDWLQJFRQGLWLRQDV
WKHIDQZKHHO  VSHHGRQDQHHGEDVLVZKHQ ZHOODVH[WHUQDOIDFWRUVVXFKDVHJWKHFKDUJHDLU
UHTXHVWHGWRGRVRE\WKHHQJLQHPDQDJHPHQW WHPSHUDWXUHUHGXFHVIXHOFRQVXPSWLRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
6HFWLRQDOYLHZ
 5HWXUQKROH
 9DOYHOHYHU
 6WRUDJHURRP
 &RYHU
 &OXWFKSODWH
 6HDO
 2LOIHHGERUH
 +RXVLQJ
 6HQVRUULQJ
 )ODQJHVKDIW
 %HDULQJ
 0DLQEHDULQJ :

 (OHFWULFDOOLQH ZLWKKRVHDVD
WRUTXHVXSSRUW
< )DQFOXWFKVROHQRLGYDOYH
<E )DQUSPVHQVRU

$ VSHHGIDQGULYHWKHURWDWLRQDOVSHHGRIWKHSULPDU\
7KHIDQFOXWFKVROHQRLGYDOYH < LVVZLYHO VLGHLVKLJKHUE\WKHUHVSHFWLYHVWHSXSUDWLR
PRXQWHGDORQJZLWKWKHIDQUSPVHQVRU <E
RQWKHVWXEVKDIW  7KHKRVHILWWHGWRWKH $
,QIRUPDWLRQRQWKHUHVSHFWLYHVWHSXSUDWLRIRUWKH
HOHFWULFDOOLQH  LVXVHGDVDWRUTXHVXSSRUW7KLV EHOWGULYHLVVWRUHGLQWKHHQJLQHPDQDJHPHQW
SUHYHQWVWKHDVVHPEO\IURPDOVRWXUQLQJ 0&0 FRQWUROXQLW $ 
)XQFWLRQ 7KHVHFRQGDU\VLGHLVFRQQHFWHGWRWKHIDQZKHHO
7KHSRZHUWUDQVPLVVLRQEHWZHHQWKHSULPDU\VLGH  7KHPDLQEHDULQJ  VHSDUDWHVLWIURPWKH
FOXWFKSODWH  DQGWKHVHFRQGDU\VLGHFRQVLVWV SULPDU\VLGH7KHURWDWLRQDOVSHHGRIWKHVHFRQGDU\
RIWKHFRYHU  DQGWKHKRXVLQJ  DQGWDNHV VLGHLVVHQVHGE\WKHHQJLQHPDQDJHPHQW 0&0
SODFHWKURXJKVKHDULQJRIWKHVLOLFRQHRLOLQWKH FRQWUROXQLW $ WKURXJKWKHIDQUSPVHQVRU <
ZRUNLQJFKDPEHU E 7KHURWDWLRQRIWKHSULPDU\VLGHJHQHUDWHVD
FHQWULIXJDOSUHVVXUH7KHFHQWULIXJDOIRUFHLQGXFHV
$ WKHVLOLFRQHRLOWRIORZIURPWKHUHVHUYRLUFKDPEHU
6KHDULQJLVXQGHUVWRRGWRUHIHUWRWKHGLVSODFHPHQW  WKURXJKWKHRLOIHHGERUH  DQGLQWRWKH
RIVLOLFRQHRLOEHWZHHQWKHGULYHVODWVRIWKHFOXWFK ZRUNLQJFKDPEHU7KHLQIORZRIVLOLFRQHRLOLV
SODWH  DQGWKHSRZHUWDNHRIIVODWVRIWKHKRXVLQJ UHJXODWHGE\WKHYDOYHOHYHU  ,WRSHQVDQGFORVHV
 DQGWKHOLG   WKHRLOIHHGERUH  7KHYDOYHOHYHU  LVDFWXDWHG
7KHURWDWLRQDOVSHHGRIWKHSULPDU\VLGHRQYHKLFOHV E\WKHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $
ZLWKRXWDKLJKVSHHGIDQGULYHPDWFKHVWKHFXUUHQW WKURXJKWKHIDQFOXWFKVROHQRLGYDOYH < 
HQJLQHVSHHG2QYHKLFOHVHTXLSSHGZLWKDKLJK

,IWKHIDQFOXWFKVROHQRLGYDOYH < LVQRW UHTXLUHPHQW$PDJQHWLFILHOGLVJHQHUDWHGDWWKH
DFWXDWHGWKHRLOIHHGERUH  LVRSHQDQGWKH YDOYHOHYHU  ZKLFKWKHQFORVHVWKHYDOYHOHYHU  
FOXWFKSODWH  LVIOXVKHGZLWKWKHPD[LPXP 7KHVLOLFRQHRLOWKHQIORZVSDUWO\RUFRPSOHWHO\
SRVVLEOHYROXPHRIVLOLFRQHRLO,QRWKHUZRUGVWKH WKURXJKWKHUHWXUQKROH  EDFNLQWRWKHZRUNLQJ
IDQZKHHO  URWDWHVDWWKHFXUUHQWHQJLQHVSHHGRU FKDPEHUZKLFKWKHQUHVXOWVLQWKHIDQVSHHGEHLQJ
WKHURWDWLRQDOVSHHGWKDWPDWFKHVWKHEHOWGULYH
V UHGXFHG,IWKHURWDWLRQDOVSHHGRIWKHIDQZKHHO 
VWHSXSUDWLR7KHHQJLQHPDQDJHPHQW 0&0 LVWREHLQFUHDVHGWKH3:0VLJQDOIRUDFWXDWLQJWKH
FRQWUROXQLW $ HQHUJL]HVWKHIDQFOXWFKVROHQRLG IDQFOXWFKVROHQRLGYDOYH < LVFKDQJHG
YDOYH < XVLQJDSXOVHZLGWKPRGXODWHGVLJQDO DFFRUGLQJO\7KHPDJQHWLFILHOGLVWKHQUHGXFHGDQG
3:0VLJQDO FRUUHVSRQGLQJWRWKHFXUUHQWFRROLQJ WKHYDOYHOHYHU  RSHQVWKHLQIORZLQWRWKHZRUNLQJ
FKDPEHU7KLVWKHQLQFUHDVHVWKHYROXPHRI



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

VLOLFRQHRLOWKDWIORZVLQ7KHIDQURWDWLRQDOVSHHG DQHQJLQHVSHHGRIQ DSSUR[USP YHKLFOHV


DQGWKHFRROLQJRXWSXWDUHLQFUHDVHG'XHWRWKLV ZLWKRXWKLJKVSHHGIDQGULYH RUQ USP
RSHUDWLQJSULQFLSOHWKHHOHFWURPDJQHWLFYLVFRXV YHKLFOHVZLWKKLJKVSHHGIDQGULYH DOLPLWHG
FRXSOLQJ  RSHUDWHVLQIDLOVDIHPRGH,QRWKHU DFWLYDWLRQRIWKHYLVFRXVFRXSOLQJLVWKHQQHFHVVDU\
ZRUGVLQWKHHYHQWRIDQHOHFWURQLFGHIHFWHJOLQH 'HSHQGLQJRQWKHHQJLQH
VRSHUDWLQJFRQGLWLRQWKH
EUHDNWKHHOHFWURPDJQHWLFYLVFRXVFRXSOLQJ  LV HOHFWURPDJQHWLFYLVFRXVFRXSOLQJ  LVHLWKHUIXOO\
DFWLYDWHGDWIXOORXWSXW PD[FRROLQJRXWSXW  DFWLYDWHGRUQRWDWDOO7KLVLVQHFHVVDU\WRSUHYHQW
DQ\FULWLFDOWHPSHUDWXUHLQWKHHOHFWURPDJQHWLF
7KHUPDOSURWHFWLRQIXQFWLRQ YLVFRXVFRXSOLQJ  &RROLQJRXWSXWUHPDLQV
7RSUHYHQWDQ\WKHUPDORYHUORDGLQJRIWKHVLOLFRQH DYDLODEOH
RLOLQWKHHOHFWURPDJQHWLFYLVFRXVFRXSOLQJ  IURP

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUH[KDXVWJDVUHFLUFXODWLRQ 


DFWXDWRU

(1*,1( LQ02'(/

/RFDWLRQ
 ([KDXVWJDV
UHFLUFXODWLRQSLSH
 &KDUJHDLUKRXVLQJ
 ([KDXVWJDV
UHFLUFXODWLRQIODS
 &KDUJHDLUSLSH
 ([KDXVWJDV
UHFLUFXODWLRQILWWLQJ
< ([KDXVWJDV
UHFLUFXODWLRQSRVLWLRQHU

:

7DVN WKURXJKGHIOHFWLRQRIWKHH[KDXVWJDVUHFLUFXODWLRQ
7KHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU < IODS  
UHJXODWHVWKHYROXPHRIUHFLUFXODWHGH[KDXVWJDV

%RG\
 (OHFWULFDOFRQQHFWLRQ
 +RXVLQJFRYHU
 ([KDXVWJDVUHFLUFXODWLRQIODS
 +RXVLQJ

:

7KHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU < E\WKHPDQXIDFWXUHUWRWKHH[KDXVWJDV


FRQVLVWVRIWKHKRXVLQJ  DQGWKHKRXVLQJFRYHU UHFLUFXODWLRQIODS  DQGWKHKRXVLQJ  7KLVLV
 7KHH[KDXVWJDVUHFLUFXODWLRQIODS  LVORFDWHG ZK\WKHFRPSRQHQWPD\RQO\EHUHSODFHGWRJHWKHU
LQWKHKRXVLQJ  7KHUHLVDSRVLWLRQVHQVRUXQGHU 7KHHOHFWULFDOFRQQHFWLRQLVILWWHGZLWKDVHFXULQJ
WKHKRXVLQJFRYHUZKLFKZDVWDXJKWLQLQGLYLGXDOO\ FODPSZKLFKSUHYHQWVUHODWLYHPRYHPHQWVRIWKH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

FRQQHFWRUDQGIHPDOHFRQQHFWRU)DLOXUHVFDQ 7KHH[KDXVWJDVUHFLUFXODWLRQILWWLQJ  LVILWWHGZLWK


RFFXULQWKHERQGLQJLIWKLVQRWDWWDFKHG DFRRODQWFRQQHFWLRQWRSUHYHQWIUHH]LQJXSRIWKH
H[KDXVWJDVUHFLUFXODWLRQIODS  LQZLQWHU

)XQFWLRQ HOHFWURQLFFLUFXLWLQRUGHUWRJHQHUDWHDURWDU\ILHOG
,QWKLVZD\DWRUTXHLVJHQHUDWHGRQWKHURWRUZKLFK
*HQHUDO
LVFRQYHUWHGRYHUDWUDQVPLVVLRQDWWKHRXWSXWVKDIW
7KHSRVLWLRQRIWKHH[KDXVWJDVUHFLUFXODWLRQIODS  LQWRDURWDWLRQDOPRYHPHQW7KHPHFKDQLVPIRU
LVGHWHFWHGE\DSRVLWLRQVHQVRU7KHUHIRUHDWHDFK GHIOHFWLQJWKHH[KDXVWJDVUHFLUFXODWLRQIODS  LV
LQSURFHVVWDNHVSODFHIRUHYHU\LJQLWLRQF\FOH)RU FRQWUROOHGRYHUWKLVURWDWLRQDOPRYHPHQW7KH
LJQLWLRQ2QWKHH[KDXVWJDVUHFLUFXODWLRQ H[KDXVWJDVUHFLUFXODWLRQIODS  LVWXUQHGVWHSE\
SRVLWLRQHU < PRYHVWRWKHFORVHGSRVLWLRQDQG VWHSDFFRUGLQJWRDFRQWUROVLJQDOIURPWKHHQJLQH
OHDUQHGDERXWWKHVHQVRUYDOXH7KLVOHDUQHGYDOXH PDQDJHPHQW 0&0 FRQWUROXQLW $ VRWKDWPRUH
DSSOLHVIRUWKLVLJQLWLRQF\FOHDVDFORVHGSRVLWLRQ RUOHVVH[KDXVWLVGHIOHFWHGIURPWKHH[KDXVWJDV
)RULJQLWLRQ2IIDVKRUWFOHDQLQJSURFHGXUHWDNHV UHFLUFXODWLRQFRROHULQWKHGLUHFWLRQRIWKHFKDUJHDLU
SODFH7RGRWKLVWKHH[KDXVWJDVUHFLUFXODWLRQIODS KRXVLQJ  
 LVYLEUDWHGLQWRWKHFORVHGSRVLWLRQXSWRWKHHQG
,QIOXHQFHRQWKHHQJLQHEUDNLQJV\VWHP
VWRS7KLVSURFHVVLVYHU\DXGLEOH7KHQWKH
H[KDXVWJDVUHFLUFXODWLRQIODS  LVRSHQHGIXOO\ 7KHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU < LV
DQGWKHRSHQHQGVWRSFKHFNHG7KHQWKHH[KDXVW XVHGWRFRQWUROWKHHQJLQHEUDNHSHUIRUPDQFH,QDQ
JDVUHFLUFXODWLRQSRVLWLRQHU < LVGHHQHUJL]HG LQWHUSOD\ZLWKWKHZDVWHJDWHYDOYHRIWKH
DQGFKHFNHGWRVHHZKHWKHUWKHLQWHJUDOUHWXUQ WXUERFKDUJHUWKHERRVWSUHVVXUHLVLQFUHDVHGZKHQ
VSULQJFDQSXVKEDFNWKHIODSLQWRWKHIDLOVDIH EUDNLQJZKLFKDFKLHYHVDQLQFUHDVHLQWKHF\OLQGHU
SRVLWLRQ LQWHUQDOSUHVVXUHZKLFKLQWXUQPHDQVWKDWWKH
XSVWURNHSLVWRQLVEUDNHGPRUHSRZHUIXOO\DQG
$ WKHUHIRUHWKHEUDNLQJWRUTXHLVLQFUHDVHG
7KHUHWXUQVSULQJFDQQRWFRPSOHWHO\SXVKWKH
H[KDXVWJDVUHFLUFXODWLRQIODS  FORVHGVLQFHWKHUH ,IWKHUHLVDIDLOXUHRUIRUDQDFWLYHIDXOWPHPRU\
LVDVSULQJHQGVWRSLQVLGHWKHKRXVLQJ  7KLV HQWU\RIWKHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU
SUHYHQWVWKHH[KDXVWJDVUHFLUFXODWLRQIODS  IURP < WKHHQJLQHEUDNHLVGHDFWLYDWHGRULWVRXWSXW
FORVLQJLQDGHHQHUJL]HGFRQGLWLRQDQGIUHH]LQJ UHGXFHGLQRUGHUWRSURWHFWWKHHQJLQHIURPJHWWLQJ
FORVHGRUJHWWLQJMDPPHGFORVHGWKHUH GDPDJHG$IDLOXUHRUDQDFWLYHIDXOWPHPRU\HQWU\
LVGLVSOD\HGLQWKHLQVWUXPHQW

&RQWURORIWKHH[KDXVWJDVUHFLUFXODWLRQUDWH $
$KLJKHURLOFRQVXPSWLRQRUGDPDJHWRWKHH[KDXVW
7KHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU < LV JDVUHFLUFXODWLRQFRROHU LQWHUQDOOHDNDJH RQWKH
DFWXDWHGE\WKHPRWRUFRQWUROPRGXOH 0&0 HQJLQHFDQOHDGWRDQHUURUPHVVDJHH[KDXVWJDV
FRQWUROXQLW $ E\PHDQVRIDSXOVHZLGWK UHFLUFXODWLRQYDOYHFDQQRWFORVHIXOO\([FKDQJHRI
PRGXODWHGVLJQDO8SRQDFWXDWLRQWKHFRLOVLQWKH WKHH[KDXVWJDVUHFLUFXODWLRQSRVLWLRQHU <
VWDWRUDUHDFWXDWHGLQDQRIIVHWPDQQHUE\WKH ZRXOGQRWOHDGWRUHPRYDORIWKHDFWXDOHUURUFDXVH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' $G%OXHKHDWHUFRRODQWVROHQRLGYDOYHFRPSRQHQW 


GHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
< $G%OXHKHDWHU
FRRODQWVROHQRLGYDOYH

:

7KH$G%OXHpKHDWHUFRRODQWVROHQRLGYDOYH <
LVORFDWHGDWWKHULJKWUHDURQWKHHQJLQH
V
FUDQNFDVH

7DVN FLUFXLWWRKHDWWKH$G%OXHpOLQHFLUFXLWWKH
7KH$G%OXHpKHDWHUFRRODQWVROHQRLGYDOYH < $G%OXHpFRQWDLQHUDQGWKHSXPSPRGXOH
EUDQFKHVRIIFRRODQWIURPWKHHQJLQH
VFRRODQW

'HVLJQ
 (OHFWULFDOFRQQHFWRU
 &RRODQWLQOHW
 &RRODQWRXWOHW
< $G%OXHKHDWHUFRRODQWVROHQRLGYDOYH

:

7KH$G%OXHpKHDWHUFRRODQWVROHQRLGYDOYH <
LVDZD\YDOYH,QVLGHWKHYDOYHWKHYDOYHERG\
LVGHVLJQHGDVDVROHQRLGDUPDWXUH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV


)XQFWLRQ FRRODQWLVEUDQFKHGRIIIURPWKHHQJLQH
VFRRODQW
7KH$G%OXHpKHDWHUFRRODQWVROHQRLGYDOYH < FLUFXLW
LVDFWXDWHGE\WKHHQJLQHPDQDJHPHQW 0&0 ,IWKH$G%OXHpKHDWHUFRRODQWVROHQRLGYDOYH <
FRQWUROXQLW $ 7KH$G%OXHpILOOOHYHOVHQVRU LVRSHQWKHFRRODQWLVDYDLODEOHDWWKHFORVHGYDOYH
WHPSHUDWXUHVHQVRU % HQDEOHVWKHHQJLQH ERG\LQVLGHWKHFRPSRQHQW7KLVYDOYHERG\NHHSV
PDQDJHPHQW 0&0 FRQWUROXQLW $ WRUHFRJQL]H WKHSDVVDJHEHWZHHQWKHFRRODQWVXSSO\OLQHDQG
ZKHWKHUWKHWHPSHUDWXUHRIWKH$G%OXHpLV WKHFRRODQWZRUNLQJOLQHFORVHGE\WKHIRUFHRID
DSSURDFKLQJWKHOLPLWRIr&,IWKHFRRODQWKDV SXVKVSULQJ:KHQFXUUHQWLVDSSOLHGWKHYDOYHERG\
UHDFKHGDWHPSHUDWXUHRIr&DQGWKH VOLGHVDQGRSHQVWKHSDVVDJHVRWKDWFRRODQWFDQ
WHPSHUDWXUHRIWKH$G%OXHpKDVUHDFKHGWKHOLPLW IORZWKURXJK:KHQWKHFXUUHQWLVLQWHUUXSWHGWKH
YDOXHWKHQWKH$G%OXHpKHDWHUVROHQRLGYDOYH VSULQJSXVKHVLWEDFNLQWRLWVVWDUWLQJSRVLWLRQ7KXV
< LVDFWXDWHGE\WKHHQJLQHPDQDJHPHQW PHDQVWKDWWKHSDVVDJHLVEORFNHGRIIDJDLQ
0&0 FRQWUROXQLW $ 7KHYDOYHWKHQRSHQVDQG

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 3UHVVXUHUHJXODWRUYDOYHFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
< 3UHVVXUHUHJXODWRU
YDOYH

:

7KHSUHVVXUHUHJXODWLQJYDOYH < LVVFUHZHGDW +


WKHKHLJKWRIWKHIXHOV\VWHPKLJKSUHVVXUHSXPSWR ,IWKHSUHVVXUHUHJXODWLQJYDOYH < LVGHIHFWLYH
WKHUDLO6HDOLQJRIWKHSUHVVXUHUHJXODWLQJYDOYH WKHZKROHUDLOPXVWEHH[FKDQJHG
< WRWKHUDLOSLSHLVVHFXUHGRYHUDVRFDOOHG 5HPRYDODQGDWWDFKPHQWRIWKHSUHVVXUHUHJXODWLQJ
OLSSHGHGJHZKLFKLVPDFKLQHGRQWRWKHIURQWVLGH YDOYH < FDQOHDGWROHDNVVLQFHWKHUDLOLV
RIWKHVHQVRU7KLVZLOOEHSXVKHGLQWRWKHVHDOLQJ GHVLJQHGIRUDSUHVVXUHRIXSWREDU
VXUIDFHXSRQVFUHZLQJLQWRWKHUDLOSLSH SODVWLF
DGDSWDWLRQLQWKHUDLOSLSH 

7DVN
7KHSUHVVXUHLQWKHUDLOFDQEHDGDSWHGWRWKH
RSHUDWLQJFRQGLWLRQRIWKHHQJLQHDLGRIWKH
SUHVVXUHUHJXODWLQJYDOYH < 

)XQFWLRQ DQGWDNHVSODFHRYHUDSXOVHZLGWKPRGXODWHG
,QDQRUPDOFDVHWKHHQJLQHLVGULYHQDWDYROWDJH VLJQDO,IWKHUHLVGLVFRQWLQXLW\RIWKHDFWXDWLRQWKHQ
UHJXODWRUORDGDQGHQJLQHUSPWKHSUHVVXUH WKHYDOYHLVRQO\KHOGFORVHGE\DFRPSUHVVLRQ
UHJXODWLQJYDOYH < LVNHSWLQDFORVHGFRQGLWLRQ VSULQJKRZHYHURQO\XSWRDUDLOSUHVVXUHRIDERXW
E\HQHUJL]DWLRQRIWKHFRLO7KHHOHFWURPDJQHWLF EDULQQHXWUDO7KHHQJLQHFDQEHGULYHQLQWKLV
IRUFHDFWVRQDQLURQFRUHWKURXJKWKHHQHUJL]DWLRQ FDVHLQOLPSKRPHRSHUDWLRQ$UHGXFWLRQLQWKH
7KHUHLVDSRVLWLRQLQJQHHGOHLQVHUWHGZKLFK HQHUJL]DWLRQUHGXFHVRQWKHHOHFWURPDJQHWLFIRUFH
SUHVVHVDEDOOLQWRWKHVHDW YDOYHFORVHG  DQGWKHUHIRUHWKHVHDOLQJIRUFH YDOYHRSHQV ,WLV
(QHUJL]DWLRQRIWKHFRLOLVRULHQWHGRQWKHUDLO WKHUHIRUHSRVVLEOHIRUWKHSUHVVXUHLQWKHUDLO RUWKH
SUHVVXUHDQGYDULHVEHWZHHQDQG$ KLJKSUHVVXUHYROXPH WREHORZHUHGWRDGHILQHG
DFFRUGLQJWRWKHRSHUDWLQJFRQGLWLRQRIWKHHQJLQH IXHOTXDQWLW\WKURXJKGHHQHUJL]DWLRQ7KHUDLO



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

SUHVVXUHSULPDULO\DVVLJQHGWRWKHHQJLQHORDGDQG FKDQJHVLQFHWKHHQJLQHORDGDQGUSPLVFKDQJHG
WKHURWDWLRQDOVSHHGLVVWRUHGLQDFKDUDFWHULVWLFV GXULQJWKLVSURFHVV7KHGULYHQWR]HURIXHOTXDQWLW\
PDSVWRUHGLQWKHHQJLQHPDQDJHPHQW 0&0 LVOHGWKURXJKDIXHOORZSUHVVXUHOLQHLQWKHIXHO
FRQWUROXQLW $ $UDLOSUHVVXUHORZHULQJLV ILOWHUPRGXOHDQGIURPWKHUHEDFNLQWRWKHIXHOWDQN
QHFHVVDU\IRUH[DPSOHIRUDWUDQVPLVVLRQJHDU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &DPVKDIWSRVLWLRQHUVROHQRLGFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
< &DPVKDIWSRVLWLRQHUVROHQRLG

:

7KHFDPVKDIWSRVLWLRQHUVROHQRLG < LVORFDWHG


RQWKHIURQWVLGHRIWKHURFNHUDUPKRXVLQJLQWKH
DUHDRIF\OLQGHU

7DVN SRVLWLRQHUVROHQRLG < DFWXDWHVWKHFRQWURO
$FFRUGLQJWRHOHFWULFDODFWXDWLRQE\WKHHQJLQH SOXQJHULQWKHK\GUDXOLFFDPVKDIWSRVLWLRQHURYHUD
PDQDJHPHQW 0&0 FRQWUROXQLW $ WKHFDPVKDIW SUHVVXUHSOXQJHU



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*) &RPSRQHQWGHVFULSWLRQIRUERRVWSUHVVXUHDFWXDWRU 


:0'$

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
< %RRVWSUHVVXUH
SRVLWLRQHU

:

7KHERRVWSUHVVXUHUHJXODWRU < LVORFDWHGRQ


WKHULJKWVLGHRIWKHHQJLQHEHORZWKHWXUERFKDUJHU

7DVN LVVHQWWRWKHWXUELQHRUDSDUWLVGLYHUWHGWRWKH
7KHERRVWSUHVVXUHUHJXODWRU < VHUYHVDVWKH WXUELQHLQWKHH[KDXVWSLSH
DFWXDWRUIRUWKHHOHFWURQLFERRVWSUHVVXUHFRQWURO $
2QUHTXHVWE\WKHHQJLQHPDQDJHPHQW 0&0 7KHERRVWSUHVVXUHUHJXODWRU < LVFRROHGZLWK
FRQWUROXQLW $ WKHERRVWSUHVVXUHUHJXODWRU FRRODQW
< DFWXDWHVWKHERRVWSUHVVXUHFRQWUROIODS
RYHUDOLQNDJH'HSHQGHQWRQWKHSRVLWLRQRIWKH
ERRVWSUHVVXUHFRQWUROIODSHLWKHUWKHZKROHH[KDXVW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUERRVWSUHVVXUHDFWXDWRU 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
< %RRVWSUHVVXUHSRVLWLRQHU

:

7KHRLOVHSDUDWRU < LVORFDWHGRQWKHULJKWVLGH


RIWKHHQJLQHDERYHWKHWXUERFKDUJHUIRUWKHKLJK
SUHVVXUHVWDJH

7DVN KLJKSUHVVXUHVWDJHRUDSDUWLVGLYHUWHGWRWKH
7KHERRVWSUHVVXUHUHJXODWRU < VHUYHVDVWKH WXUELQHRIWKHWXUERFKDUJHUIRUWKHORZSUHVVXUH
DFWXDWRUIRUWKHHOHFWURQLFERRVWSUHVVXUHFRQWURO VWDJH
2QUHTXHVWE\WKHHQJLQHPDQDJHPHQW 0&0 $
FRQWUROXQLW $ WKHERRVWSUHVVXUHUHJXODWRU 7KHERRVWSUHVVXUHUHJXODWRU < LVFRROHGZLWK
< DFWXDWHVWKHERRVWSUHVVXUHFRQWUROIODS FRRODQW
RYHUDOLQNDJH'HSHQGHQWRQWKHSRVLWLRQRIWKH
ERRVWSUHVVXUHFRQWUROIODSHLWKHUWKHZKROHH[KDXVW
LVVHQWWRWKHWXUELQHRIWKHWXUERFKDUJHUIRUWKH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' (QJLQHEUDNHVROHQRLGYDOYHFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/

/RFDWLRQ
< (QJLQHEUDNHVROHQRLG
YDOYH

:

7KHHQJLQHEUDNHVROHQRLGYDOYH < LVDWWDFKHG


DWWKHIURQWVLGHRIWKHF\OLQGHUKHDGIURPWKH
RXWVLGHMXWWLQJRXW

7DVN
7KHHQJLQHEUDNHVROHQRLGYDOYH < KDVWKH
WDVNWRDSSO\DQRLOSUHVVXUHGXULQJDFWXDWLRQWRWKH
K\GUDXOLFHQJLQHEUDNHXQLWV

'HVLJQ
$ 2LOGXFW
< (QJLQHEUDNHVROHQRLGYDOYH

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

)XQFWLRQ 7KHHQHUJL]DWLRQRIWKHFRLOLQVLGHFDXVHVWKHYDOYH
)RUDVWRSSHGHQJLQHWKHYDOYHERG\RIWKHHQJLQH ERG\WREHSUHVVHGLQWRWKHGRZQVWRS7KHQRZ
EUDNHVROHQRLGYDOYH < OLHVXQGHUWKHIRUFHRI DJDLQRSHQHGFRQWURORLOSDVVDJHDOORZV
JUDYLW\RQLWVGRZQVWRS7KHFRQWURORLOSDVVDJHWR SUHVVXUL]HGRLOWRSDVVRYHUWKHRLOGXFW $ WRWKH
WKHRLOGXFW $ LVRSHQ6LQFHWKHUHLVQRRLO UHVSHFWLYHK\GUDXOLFHQJLQHEUDNHXQLWVRIWKH
SUHVVXUHDSSOLHGDWWKLVSRLQWLQWLPHQRFRQWURORLO LQGLYLGXDOF\OLQGHU
IORZVLQWKHGLUHFWLRQRIWKHK\GUDXOLFHQJLQHEUDNH 'HDFWLYDWLRQRIWKHHQJLQHEUDNH
XQLW,IWKHHQJLQHLVVWDUWHGRLOSUHVVXUHLVDSSOLHG ,IWKHGULYHUVHWVWKHPXOWLIXQFWLRQFRQWUROOHYHUEDFN
WRWKHYDOYHERG\DQGSXVKHVWKLVDJDLQVWWKHXSSHU LQWRSRVLWLRQRUWKHHQJLQHEUDNHLVGHDFWLYDWHG
VWRS,QWKLVZD\WKHFRQWURORLOSDVVDJHWRWKHRLO WKHFRLOLVQRORQJHUHQHUJL]HGWKHYDOYHERG\LV
GXFW $ LVFORVHGRII SXVKHGXSZDUGV1RPRUHRLOFDQIORZRYHUWKHRLO
$FWLYDWLRQRIWKHHQJLQHEUDNH GXFW $ WRWKHK\GUDXOLFHQJLQHEUDNHXQLWV7KH
7KHHQJLQHPDQDJHPHQW 0&0 FRQWUROXQLW $ HQJLQHRLOVWLOOSUHVHQWLQWKHK\GUDXOLFHQJLQHEUDNH
DFWXDWHVWKHHQJLQHEUDNHVROHQRLGYDOYH < XQLWIORZVRYHUWKHFRQWUROYDOYHLQLWEDFNLQWRWKH
MXVWDVVRRQDVWKHGULYHUDFWLYDWHVRQHRIWKH RLOFLUFXLWRIWKHHQJLQH
HQJLQHEUDNHRYHUWKHPXOWLIXQFWLRQFRQWUROOHYHU



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUWKHTXDQWLW\FRQWUROYDOYH 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
< 4XDQWLW\FRQWUROYDOYH

:

7KHTXDQWLW\FRQWUROYDOYH < LVORFDWHGRQWKH


KLJKSUHVVXUHSXPS

7DVN 'LVFRQWLQXLW\RIWKHIXHOVXSSO\LQWKHIXHO
7KHTXDQWLW\FRQWUROYDOYH < KDVWKHIROORZLQJ V\VWHPKLJKSUHVVXUHSXPSZKHQVWRSSLQJWKH
WDVNVWRIXOILOO HQJLQH

&RQWURORIWKHIXHOLQIORZLQWKHIXHOV\VWHPKLJK
SUHVVXUHSXPS

)XQFWLRQ HOHFWULFDOHQHUJL]DWLRQRIWKHYDOYHYDULHVEHWZHHQ
,QRUGHUWRDFKLHYHDKLJKK\GUDXOLFHIILFLHQF\RIWKH DQG$GHSHQGHQWRQWKHRSHUDWLQJFRQGLWLRQRI
V\VWHPRQO\WKHIXHOLVIHGWKURXJKWKHTXDQWLW\ WKHHQJLQHDQGWDNHVSODFHRYHUDSXOVHZLGWK
FRQWUROYDOYH < RIWKHIXHOV\VWHPKLJK PRGXODWHGVLJQDO8VLQJWKHRYHUOD\HGSXOVHZLGWK
SUHVVXUHSXPS DQGWKHUHIRUHWKHIXHOKLJK PRGXODWHGDFWXDWLRQ GLWKHU WKHYDOYHLVFRQVWDQWO\
SUHVVXUHV\VWHP ZKLFKLVFRQVXPHGE\WKH KHOGLQPRYHPHQWZLWKWKHJRDORIHOLPLQDWLQJWKH
LQMHFWLRQLQQHUOHDNDJHDQGFRQWUROOLQJRIWKH IULFWLRQDOIRUFHVDQGWKHUHE\DFKLHYLQJYLUWXDOO\
V\VWHP7KLVLVUHDOL]HGWKURXJKWKURWWOLQJRIWKH K\VWHUHVLVIUHHRSHUDWLRQDVZHOODVWRDYRLG
YROXPHWULFIORZUDWHE\PHDQVRIFKDQJLQJWKH MDPPLQJRIWKHYDOYH7KHTXDQWLW\FRQWUROYDOYH
FURVVVHFWLRQDODUHDDWWKHFRQWUROSOXQJHULQVLGH < LVRSHQZKHQGHHQHUJL]HG
WKHTXDQWLW\FRQWUROYDOYH < 7KHTXDQWLW\ 7RVZLWFKRIIWKHHQJLQHWKHTXDQWLW\FRQWUROYDOYH
FRQWUROYDOYH < LVDQHOHFWULFDOUHJXODWLRQ < LVDFWXDWHGHOHFWULFDOO\DQGWKXVLQWHUUXSWV
YDOYH7KHUHLVDIRUFHDSSOLHGWRWKHFRQWURO WKHIXHOVXSSO\LQWKHIXHOV\VWHPKLJKSUHVVXUH
SOXQJHURYHUWKHFRLODQGWKHUHIRUHWKHFURVV SXPS)RUGLDJQRVWLFSXUSRVHVWKHTXDQWLW\FRQWURO
VHFWLRQDODUHDIRUWKHIXHOIORZUDWHFKDQJHV7KH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

YDOYH < LVVWLOODFWXDWHGHOHFWULFDOO\IRUVRPH


WLPHDIWHUVZLWFKLQJRIIWKHHQJLQH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 2LOPLVWVHSDUDWRUFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 &\OLQGHUKHDGFRYHU
 2LOPLVWVHSDUDWRU

:

$RLOPLVWVHSDUDWRU  LVLQWHJUDWHGLQWKHF\OLQGHU
KHDGFRYHU  

7DVN QXPEHURIVWDJHVDQGIHGEDFNLQWRWKHURFNHUDUP
7KHHQJLQHRLOFRQWDLQHGLQWKHEORZE\JDVHVLV KRXVLQJRULQWRWKHRLOSDQ
VHSDUDWHGRXWLQWKHRLOPLVWVHSDUDWRU  LQD

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 &\OLQGHUKHDGFRYHU
 2LOPLVWVHSDUDWRU
 2LOGUDLQYDOYH
 2LOPLVWVHSDUDWRUKRXVLQJFHQWUDOSDUW
 )OHHFHHOHPHQWV
 /HDIVSULQJV
 2LOPLVWVHSDUDWRUKRXVLQJXSSHUSDUW
 3UHVVXUHUHJXODWRUYDOYH
 &RYHU
 'LDSKUDJP
 6SULQJ
 1R]]OHSODWH SUHILOWHU
 &KHFNYDOYH
 9HQWGXFW

:

:

 2LOGUDLQYDOYH  1R]]OHSODWH SUHILOWHU % %ORZE\JDVHV ZLWK


HQJLQHRLO
 )OHHFHHOHPHQWV  9HQWGXFW & %ORZE\JDVHV FOHDQHG
 /HDIVSULQJV  2LOGUDLQGXFW IURPWKH
SUHILOWHUZLWKDFKHFN
YDOYH 
 3UHVVXUHUHJXODWRUYDOYH $ 6HSDUDWHGRXWHQJLQHRLO

)XQFWLRQ 7KHEORZE\JDVHV % DUHILUVWRIDOODFFHOHUDWHG


7KHEORZE\JDVHV % SDVVWKURXJKDQRSHQLQJRQ WKURXJKWKHERUHVLQWKHQR]]OHSODWH  
WKHXQGHUVLGHRIWKHF\OLQGHUKHDGFRYHU  LQWKH ,PPHGLDWHO\DIWHUWKHQR]]OHSODWH  WKH
RLOPLVWVHSDUDWRU  7KHHQJLQHRLOFRQWDLQHGLQ DFFHOHUDWHGEORZE\JDVHV % KLWDZDOOLQWKHRLO
WKHEORZE\JDVHV % LVVHSDUDWHGRXWLQWKHRLO PLVWVHSDUDWRUKRXVLQJFHQWUDOSDUW  ZKHUHE\WKH
PLVWVHSDUDWRU  LQWZRVWDJHV HQJLQHRLOGURSOHWVLQWKHEORZE\JDVHV % DUH
VHSDUDWHGRXW7KHYHUWLFDOO\ORFDWHGULEVRQWKH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

ZDOOLPSURYHVHSDUDWLRQRIWKHHQJLQHRLOIURPWKH ZD\WKDWWKH\RSHQIRUKLJKHUHQJLQHUSPV7KH
EORZE\JDVHV % DQGDOVRHQVXUHWKDWWKHHQJLQH EORZE\JDVHV % FDQQRZDOVRIORZWKURXJKWKH
RLOFDQIORZDZD\GRZQZDUGV7KHVHSDUDWHG RSHQHGOHDIVSULQJV  DUHDFFHOHUDWHGLQWKH
HQJLQHRLO $ DJDLQSDVVHVRYHUWKHRLOGUDLQGXFW SURFHVVDQGDJDLQLPSDFWRQWKHIOHHFHHOHPHQWV
 LQWRWKHURFNHUDUPKRXVLQJDVVRRQDV  ORFDWHGEHKLQG7KHHQJLQHRLOFRQWDLQHGLQ
VXIILFLHQWVHSDUDWHGHQJLQHRLO $ KDVJDWKHUHGLQ WKHPLVVHSDUDWHGRXWDQGUXQVDZD\GRZQZDUGV
RUGHUWRRSHQWKHFKHFNYDOYH  LQVWDOOHGLQWKH ,IWKHRLOOHYHOLQWKHUHWXUQGXFWKDVUHDFKHGD
RLOGUDLQGXFW  7KHFKHFNYDOYH  DOVRVHUYHV FHUWDLQOHYHORUWKHVHSDUDWHGRXWHQJLQHRLO $ KDV
WRHQVXUHWKDWWKHEORZE\JDVHV % LQWKHURFNHU UHDFKHGDFHUWDLQZHLJKWDFKHFNYDOYHLQWKH
DUPKRXVLQJGRQRWILQGWKHLUZD\RYHUWKHRLOGUDLQ F\OLQGHUKHDGRSHQVDQGWKHVHSDUDWHGRXWHQJLQH
GXFW  LQWRWKHRLOPLVWVHSDUDWRU   RLO $ UXQVLQWRWKHRLOSDQ7KLVFKHFNYDOYHDOVR
7KHILQHHQJLQHRLOGURSOHWVZKLFKDUHVWLOOFRQWDLQHG SUHYHQWVWKHEORZE\JDVHV % IURPSDVVLQJRXWRI
LQWKHRLOPLVWDUHVXEVHTXHQWO\UHPRYHGZLWKWKH WKHFUDQNFDVHGLUHFWO\LQWRWKHRLOPLVWVHSDUDWRU  
DLGRIWZRLPSDFWRUVDQGDUHIHGRYHUDGXFWLQWR 7KHFOHDQHGEORZE\JDVHV & FRQWLQXHWRIORZWR
WKHF\OLQGHUKHDGDQGIURPWKHUHEDFNLQWRWKHRLO WKHSUHVVXUHUHJXODWLQJYDOYH  7KHSUHVVXUH
SDQ7KHLPSDFWRUVFRQVLVWRIWZRRYDOPRXQWVRQ UHJXODWLQJYDOYH  UHJXODWHVWKHSUHVVXUHLQWKH
WKHRLOPLVWVHSDUDWRUKRXVLQJFHQWUDOSDUW  WZR FUDQNFDVHDQGURFNHUDUPKRXVLQJ,IWKHSUHVVXUH
IOHHFHHOHPHQWV  DQGWZROHDIVSULQJV  7KHUH UHJXODWLQJYDOYH  RSHQVWKHFOHDQHGEORZE\
WZRERUHVLQWKHPRXQWV7KHEORZE\JDVHV % JDVHV & IORZLQWRWKHYHQWGXFW  ZKLFKLV
ZKLFKIORZIURPEHORZLQWRWKHPRXQWVDUH ORFDWHGRQWKHXQGHUVLGHRIWKHF\OLQGHUKHDGFRYHU
DFFHOHUDWHGE\SDVVLQJE\WKHERUHVDQGLPSDFWRQ  7KHYHQWGXFW  RSHQVRXWLQWRWKHURFNHU
WKHIOHHFHHOHPHQWV  ORFDWHGEHKLQG'XULQJ DUPKRXVLQJLQWKDWWKHFOHDQHGEORZE\JDVHV &
LPSDFWRQWKHIOHHFHHOHPHQWV  WKHUHILQHHQJLQH DUHOHGRYHUDERUHLQWKHF\OLQGHUKHDGDQGIURP
RLOGURSOHWVDUHVHSDUDWHGRXWLQEORZE\JDVHV % WKHUHWKURXJKWKHFRRODQWPDQLIROGRYHUDKRVHLQ
DQGFDQWKHQIORZDZD\GRZQZDUGV7KHIOHHFH WKHDLULQWDNHSLSHXSVWUHDPRIWKHWXUERFKDUJHU
HOHPHQWV  LQFUHDVHWKHHIILFLHQF\RIRLO
VHSDUDWLRQ6LQFHWKHYROXPHWULFIORZUDWH 7KHRLOGUDLQYDOYH  VHUYHVWRHQVXUHWKDWWKH
SHUPDQHQWO\LQFUHDVHVZLWKLQFUHDVLQJHQJLQHUSP HQJLQHRLOZKLFKSUHFLSLWDWHVRXWRQWKHSUHVVXUH
WKHUHLVDOHDIVSULQJ  RQWKHXSSHUVLGHRIHDFK UHJXODWLQJYDOYH  FDQUXQDZD\LQWRWKHURFNHU
PRXQW7KHOHDIVSULQJV  DUHGHVLJQHGLQVXFKD DUPKRXVLQJZKHQWKHHQJLQHLV2))

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &UDQNFDVHYHQWLODWLRQV\VWHPFKHFNYDOYH 


FRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 &UDQNFDVHYHQWLODWLRQV\VWHPFKHFNYDOYH

:

7KHFUDQNFDVHYHQWLODWLRQV\VWHPFKHFNYDOYH  LV
LQVWDOOHGRQWKHXQGHUVLGHRIWKHF\OLQGHUKHDGQH[W
WRWKHRSHQLQJIRUWKHJHDUGULYH

%RG\
 &UDQNFDVHYHQWLODWLRQV\VWHPFKHFNYDOYH
 6HDOLQJULQJ
 2LOJXLGHKRXVLQJ
 9DOYHERG\

:

)XQFWLRQ WRWKHRLOPLVWVHSDUDWRULVSOXJJHG7KHEORZE\
7KHUHLVDVPDOOSODWHLQWKHYDOYHKRXVLQJ  $V JDVHVIURPWKHFUDQNFDVHDUHWKHUHIRUHSUHYHQWHG
VRRQDVWKHSUHVVXUHLQFUDQNFDVHLVRQO\VOLJKWO\ IURPUHDFKLQJWKHRLOPLVWVHSDUDWRU,IWKHVDPH
KLJKHUWKDQWKDWLQWKHRLOPLVWVHSDUDWRUWKHVPDOO SUHVVXUHH[LVWVLQFUDQNFDVHDVWKDWLQWKHRLOPLVW
SODWHLVSUHVVHGRQWRWKHVHDOLQJVXUIDFHRQWKHRLO VHSDUDWRURUHYHQDORZHUSUHVVXUHRULIWKHRLO
JXLGHKRXVLQJ  DQGLQWKLVZD\WKHUHWXUQGXFW OHYHOLQWKHUHWXUQGXFWKDVUHDFKHGDFHUWDLQOHYHO



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

DQGWKHVHSDUDWHGRXWHQJLQHRLOKDVWKHUHIRUH JXLGHKRXVLQJ  DQGWKXVRSHQVWKHUHWXUQGXFW


UHDFKHGDFHUWDLQZHLJKWWKHVPDOOSODWHLVQR WRWKHRLOPLVWVHSDUDWRU7KHVHSDUDWHGRXWHQJLQH
ORQJHUSUHVVHGRQWRWKHVHDOLQJVXUIDFHRQWKHRLO RLOUXQVRIILQWRWKHRLOSDQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &DPVKDIWSRVLWLRQHUFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 &DPVKDIWSRVLWLRQHU
< &DPVKDIWSRVLWLRQHU
VROHQRLG

:

7KHFDPVKDIWSRVLWLRQHU  LVORFDWHGDWWKHUHDU
HQGRIWKHH[KDXVWFDPVKDIW

7DVN SRVLWLRQHU  WXUQVWKHH[KDXVWFDPVKDIWRSSRVLWH
WRWKHLQWDNHFDPVKDIW SKDVHRIIVHWWLQJ 

$FFRUGLQJWRWKHPDQXDORSHUDWLRQE\WKHFDPVKDIW
SRVLWLRQHUVROHQRLG < WKHK\GUDXOLFFDPVKDIW

%RG\



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

:

 &RYHU  9DOYHERG\  'ULYHJHDUIRUH[KDXVW


FDPVKDIW
 &RQWUROSOXQJHU  5RWRU  3XOVHZKHHO
 5HWXUQIORZFKHFNYDOYH  $GMXVWHUKRXVLQJ  &DWFKEROWZLWK
FRPSUHVVLRQVSULQJ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' +LJKSUHVVXUHIXHOSXPSFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 )XHOV\VWHPKLJKSUHVVXUH
SXPS
% )XHOORZSUHVVXUHWKUXVW
VLGH
& )XHOKLJKSUHVVXUH
' )XHOUHWXUQIORZ

:

7KHIXHOKLJKSUHVVXUHSXPS  LVORFDWHGDWWKH
UHDURQWKHOHIWVLGHRIWKHFUDQNFDVHDQGLVGULYHQ
YLDWKHSLQLRQJHDUGULYH

7DVN
7KHIXHOKLJKSUHVVXUHSXPS  KDVWKHWDVNRI
LQFUHDVLQJWKHIXHOSUHVVXUHIURPDERXWEDUXSWR
DERXWEDU

%RG\ V\VWHPKLJKSUHVVXUHSXPS  WDNHVSODFHRYHU
7KHIXHOV\VWHPKLJKSUHVVXUHSXPS  LV WKHRLOFLUFXLWIRUWKHHQJLQHPDGHDYDLODEOHRYHU
GHVLJQHGDVDSOXQJHUSXPS7KHSOXQJHUVDUH WKHIO\ZKHHOKRXVLQJ7KHRLOUHWXUQWDNHVSODFH
UHVSHFWLYHO\DFWXDWHGRYHUDGRXEOHFDPDQGLQ RYHUWKHGULYHVLGHEHDULQJSRLQWDQGGUDLQERUHVLQ
WKLVZD\GHOLYHUWKHIXHOPDGHDYDLODEOHE\WKH WKHFDPVKDIWIRUWKHIXHOV\VWHPKLJKSUHVVXUH
TXDQWLW\FRQWUROYDOYH < RYHUDFRPPRQKLJK SXPSEDFNLQWRWKHWLPLQJFDVH
SUHVVXUHOLQHLQWKHUDLO/XEULFDWLRQRIWKHIXHO

)XQFWLRQ DUHHTXDOO\ILOOHGZLWKIXHORYHUWKHLQWDNHYDOYHVRI
7KHIXHOV\VWHPKLJKSUHVVXUHSXPS  LVGULYHQ WKHIXHOV\VWHPKLJKSUHVVXUHSXPS  ,IWKH
RYHUWKHSLQLRQJHDUGULYHZLWKDUDWLRRIWRWKH SOXQJHUFRPSDUWPHQWSUHVVXUHH[FHHGVWKHIHHG
HQJLQH,IWKHIXHOIHHGSUHVVXUHXSVWUHDPRIWKH SUHVVXUHGXULQJWKHGHOLYHU\VWURNHWKHUHVSHFWLYH
IXHOV\VWHPKLJKSUHVVXUHSXPS  UHDFKHVDERXW LQWDNHYDOYHFORVHVDQGWKHSXPSHOHPHQWGHOLYHUV
EDUWKHSXPSHOHPHQWVLQWKHVXFWLRQVWURNH WKHIXHORYHUWKHQRZRSHQHGH[KDXVWYDOYHLQWRWKH
UDLO



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUUDLO 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 5DLO
% 5DLOSUHVVXUHVHQVRU
< 3UHVVXUHUHJXODWRU
YDOYH

:

7KHUDLO  LVIDVWHQHGRQWKHOHIWVLGHRIWKHHQJLQH
E\WKUHHEUDFNHWVRQWKHF\OLQGHUKHDG

7DVN
7KHIXHODWKLJKSUHVVXUHLVVWRUHGRQWKHUDLO 
DQGGLVWULEXWHGRYHUIXHOKLJKSUHVVXUHOLQHVWRWKH
LQGLYLGXDOIXHOLQMHFWRUV

%RG\

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

:

 5DLO  )XHOKLJKSUHVVXUHOLQH F\OLQGHU


 )XHOKLJKSUHVVXUHOLQH VXSSO\OLQH  )XHOKLJKSUHVVXUHOLQH F\OLQGHU
 )XHOKLJKSUHVVXUHOLQH F\OLQGHU  )XHOUHWXUQOLQH
 )XHOKLJKSUHVVXUHOLQH F\OLQGHU % 5DLOSUHVVXUHVHQVRU
 )XHOKLJKSUHVVXUHOLQH F\OLQGHU < 3UHVVXUHUHJXODWRUYDOYH
 )XHOKLJKSUHVVXUHOLQH F\OLQGHU

7KHUDLO  KDVVHYHQKLJKSUHVVXUHFRQQHFWLRQV HQJLQH7KHUHDUHLGHQWLFDOIXHOKLJKSUHVVXUHOLQHV


SRLQWLQJGRZQZDUGVDQGDORZSUHVVXUH VFUHZHGRQDWF\OLQGHUWRRUWRUHVSHFWLYHO\
FRQQHFWLRQ7KHUDLOSUHVVXUHVHQVRU % DQG 7KHIXHOKLJKSUHVVXUHOLQH  LVDGDSWHGDFFRUGLQJ
WKHSUHVVXUHUHJXODWLQJYDOYH < DUHVFUHZHGLQ WRWKHHQJLQHPRGHO7KHIXHOTXDQWLW\GLVFKDUJHG
RQWKHVLGH7KHUDLO  LWVHOILVDSLSHRQZKLFKWKH E\WKHSUHVVXUHUHJXODWLQJYDOYH < RYHUWKH
WKUHDGHGVOHHYHIRUPRXQWLQJWKHIXHOKLJKSUHVVXUH IXHOUHWXUQOLQH  LVLQLWLDOO\IHGEDFNWRWKHIXHO
OLQHV WR DQGWKHIXHOUHWXUQOLQH  DUHZHOGHG ILOWHUPRGXOHDQGIURPWKHUHZLWKIXUWKHUIXHOUHWXUQV
7KHWKUHHEUDFNHWVDUHDOVRFRQQHFWHGWRWKHSLSH TXDQWLWLHVLQWRWKHIXHOWDQN
E\ZHOGLQJ7KHDSSURSULDWHWKUHDGDQGVHDOLQJ 7KURXJKVFUHZLQJRIWKHIXHOKLJKSUHVVXUHOLQHWKH
VXUIDFHVDUHZRUNHGLQIRUWKHWKUHDGHGFRQQHFWLRQ GLUHFWLRQKHDGLQWKHVHDOLQJFRQHLVGHIRUPHG
RIWKHUDLOSUHVVXUHVHQVRU % DQGWKHSUHVVXUH SODVWLFDOO\WKDWLWLVRSWLPDOO\DGDSWHGWRWKHWDSHUHG
UHJXODWLQJYDOYH < 7KHIHHGERUHVLQWKHUDLO FRQWRXU,QWKLVZD\WKHUHTXLUHGOHDNWLJKWQHVVIRU
 ZLWKDGHILQHGERUHGLDPHWHUDUHERUHGLQRQWKH WKHIXHOSUHVVXUHVDQGSUHVVXUHSHDNVRFFXUULQJ
KLJKSUHVVXUHFRQQHFWLRQVZKLFKGDPSHQVWKH GXULQJRSHUDWLRQLVDFKLHYHG7KHIXHOKLJK
K\GUDXOLFSUHVVXUHZDYHV SUHVVXUHSHDNV SUHVVXUHOLQHV WR VKRXOGDOZD\VEHFKDQJHG
UHVWULFWRUHIIHFW  DIWHUORRVHQLQJLQWKHFDVHRIDVHUYLFHGXHWR
7KHIXHOKLJKSUHVVXUHOLQHV WR KDYHDFHUWDLQ SODVWLFGHIRUPDWLRQ
FKDUDFWHULVWLFFXUYHDFFRUGLQJWRWKHDWWDFKHG

)XQFWLRQ UHJXODWHGIXHOSUHVVXUH UDLOSUHVVXUH EHWZHHQWKH
7KHUDLO  LVVXSSOLHGZLWKIXHOE\WKHIXHOV\VWHP IXHOV\VWHPKLJKSUHVVXUHSXPS H[KDXVWYDOYH
KLJKSUHVVXUHSXPSRYHUWKHIXHOKLJKSUHVVXUHOLQH DQGWKHIXHOLQMHFWRUV FORVHGQR]]OHQHHGOH 7KLV
 7KHIXHOLVOHGRYHUWKHIXHOKLJKSUHVVXUHOLQHV KLJKSUHVVXUHYROXPHZKLFKSULPDULO\LVWKHUDLO
WR RXWRIWKHUDLO  WRWKHUHVSHFWLYHIXHO YROXPHLVGHVLJQHGLQVXFKDZD\WKDWDPRGHUDWH
LQMHFWRU7KHUHIRUHGXULQJRSHUDWLRQWKHUHLVD SUHVVXUHGURSRFFXUVIRUDPD[LPXPTXDQWLW\



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

UHPRYDOWKDWLVLQMHFWLRQ7KHIXHOYROXPHV PDQDJHPHQW 0&0 FRQWUROXQLW $ 'HOLYHU\


GHOLYHUHGLQWKHUDLO  DUHGHILQHGE\WKHTXDQWLW\ RFFXUVEHWZHHQWKHLQMHFWLRQSURFHVVHVLQRUGHUWR
FRQWUROYDOYH < DWWKHIXHOV\VWHPKLJK DYRLGGLVWXUEDQFHRIDLQMHFWLRQZKLFKLVRFFXUULQJ
SUHVVXUHSXPS,QSULQFLSOHWKHUHIRUHWKHIXHO 7KHIHHGERUHVLQWKHUDLO  KDYHDGHILQHGERUH
SUHVVXUHLQWKHUDLO  LVEURXJKWXSWRWKHUHTXLUHG GLDPHWHUIRUGDPSHQLQJWKHSUHVVXUHZDYHVDQG
SUHVVXUHOHYHOZKLFKLVFRQWDLQHGLQD SUHVVXUHSHDNVVRFUHDWHG
FKDUDFWHULVWLFVPDSVWRUHGLQWKHHQJLQH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*) &RPSRQHQWGHVFULSWLRQIRUWKHWXUERFKDUJHU 


:0'$

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 7XUERFKDUJHU
< %RRVWSUHVVXUH
SRVLWLRQHU

:

7KHWXUERFKDUJHU  LVORFDWHGRQWKHULJKWVLGHRI
WKHHQJLQHEHORZWKHH[KDXVWJDVUHFLUFXODWLRQ
FRROHU

7DVN
7KHWXUERFKDUJHU  FRQYHUWVWKHWKHUPDOHQHUJ\RI
WKHH[KDXVWIORZLQWRPHFKDQLFDOHQHUJ\DQG
FRPSDFWVWKHVXFWLRQHGDLU



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 7XUERFKDUJHU
 7XUELQHZKHHO
 7XUELQHKRXVLQJ
 6KDIW
 &RPSUHVVRULPSHOOHU
 &RPSUHVVRUKRXVLQJ
 %RRVWSUHVVXUHFRQWUROIODS
 2LOVXSSO\FRQQHFWLRQ
< %RRVWSUHVVXUHSRVLWLRQHU
$ (QJLQHRLO

:

$
(QJLQHRLO $ SDVVHVWRWKHEHDULQJVRQWKHVKDIW
 YLDWKHRLOVXSSO\FRQQHFWLRQ  ZKLFKLV
OXEULFDWHGDQGFRROHGLQWKLVZD\9LDDUHWXUQOLQH
WKHHQJLQHRLOIORZVEDFNDJDLQLQWRWKHFUDQNFDVH
DQGIURPWKHUHLQWRWKHRLOSDQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*) &RPSRQHQWGHVFULSWLRQIRUWKHWXUERFKDUJHU 


:0'%

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 7XUERFKDUJHU ORZ
SUHVVXUHVWDJH
 7XUERFKDUJHU KLJK
SUHVVXUHVWDJH
% &KDUJHDLU
WHPSHUDWXUHVHQVRULQ
FRPSUHVVRUKRXVLQJ
< %RRVWSUHVVXUH
SRVLWLRQHU

:

%RWKWXUERFKDUJHUV  DUHORFDWHGRQWKHULJKW


VLGHRIWKHHQJLQHEHORZWKHH[KDXVWJDV
UHFLUFXODWLRQFRROHU

7DVN DQGORZSUHVVXUHVWDJHDOORZVWKHPDVVIORZRIWKH
7KHWXUERFKDUJHUV  FRQYHUWWKHWKHUPDOHQHUJ\ H[KDXVWWREHRSWLRQDOO\XVHGRYHUWKHZKROH
RIWKHH[KDXVWIORZLQWRPHFKDQLFDOHQHUJ\DQG HQJLQHUSPUDQJHLQRUGHUILQDOO\WRDFKLHYHWKH
FRPSDFWWKHVXFWLRQHGDLU7KHFRPELQDWLRQRIWKH RSWLPDOERRVWSUHVVXUH
GLIIHUHQWVL]HVRIWXUERFKDUJHU  IRUWKHKLJK



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 7XUERFKDUJHU ORZSUHVVXUHVWDJH
 7XUERFKDUJHU KLJKSUHVVXUHVWDJH
 ([KDXVWPDQLIROG
 7XUELQHZKHHO KLJKSUHVVXUHVWDJH
 6KDIW KLJKSUHVVXUHVWDJH
 &RPSUHVVRULPSHOOHU KLJKSUHVVXUH
VWDJH
 &RQQHFWLQJSLSH
 7XUELQHZKHHO ORZSUHVVXUHVWDJH
 6KDIW ORZSUHVVXUHVWDJH
 &RPSUHVVRULPSHOOHU ORZSUHVVXUH
VWDJH
 2LOVXSSO\FRQQHFWLRQ
 2LOVXSSO\FRQQHFWLRQ
 %RRVWSUHVVXUHFRQWUROIODS
< %RRVWSUHVVXUHSRVLWLRQHU
$ (QJLQHRLO :

$
(QJLQHRLO $ SDVVHVWRWKHEHDULQJVRQWKHVKDIWV
 YLDWKHRLOVXSSO\FRQQHFWLRQV  ZKLFK
DUHOXEULFDWHGDQGFRROHGLQWKLVZD\9LDDUHWXUQ
OLQHWKHHQJLQHRLOIORZVEDFNDJDLQLQWRWKH
FUDQNFDVHDQGIURPWKHUHLQWRWKHRLOSDQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUH[KDXVWJDVUHFLUFXODWLRQ 


FRROHU

(1*,1( LQ02'(/

/RFDWLRQ
 &KDUJHDLUKRXVLQJ
 &KDUJHDLUSLSH
 ([KDXVWJDV
UHFLUFXODWLRQFRROHU
< ([KDXVWJDV
UHFLUFXODWLRQSRVLWLRQHU

:

7KHH[KDXVWJDVUHFLUFXODWLRQFRROHU  LVORFDWHG
RQWKHULJKWVLGHRIWKHHQJLQHRYHUWKHH[KDXVW
PDQLIROGDQGWKHWXUERFKDUJHU

7DVN
7KHH[KDXVWJDVUHFLUFXODWLRQFRROHU  FRROVWKH
EUDQFKHGRIIH[KDXVWIURPDWHPSHUDWXUHRIDSSUR[
r&WRDWHPSHUDWXUHRIDSSUR[r&



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 ([KDXVWJDVUHFLUFXODWLRQ
FRROHU
 &RRODQWJDWKHULQJVWULS
H[KDXVWJDVUHFLUFXODWLRQ
FRROHUKROGHU
 ([KDXVWLQOHW IURP
H[KDXVWPDQLIROG
 ([KDXVWRXWOHW WRFKDUJH
DLUSLSH
 &RRODQWLQOHW IURP
FRRODQWSXPS
 &RRODQWRXWOHW WRH[KDXVW
JDVUHFLUFXODWLRQFRROHU
 &RRODQWLQOHW IURP
FRRODQWJDWKHULQJVWULSRU
FRRODQWSXPS
 &RRODQWRXWOHW WRFRRODQW
JDWKHULQJVWULS :
 &RRODQWLQOHW IURP
H[KDXVWJDVUHFLUFXODWLRQ
FRROHU
 &RRODQWRXWOHW WRHQJLQH
 9HQWLODWLRQ

7KHH[KDXVWJDVUHFLUFXODWLRQFRROHU  FRQVLVWVRI H[KDXVWFKDPEHUZLWKFRRODQWGXFWVSDVVLQJ


DQREORQJER[VKDSHGKRXVLQJLQZKLFKWKHUHLVDQ WKURXJKLW

)XQFWLRQ IHGZLWKFRRODQWIORZLQJWKURXJKLWIURPWKHHQJLQH
7KHH[KDXVWIURPWKHH[KDXVWPDQLIROGIORZV FRRODQWFLUFXLWRYHUWKHGXFWVLQVLGHWKHH[KDXVWJDV
WKURXJKWKHH[KDXVWLQOHW  LQWRWKHH[KDXVW UHFLUFXODWLRQFRROHU  ZKLFKLVWKHQUHWXUQHGEDFN
FKDPEHUDQGIORZVWKURXJKLWDQGRQWRWKHH[KDXVW RYHUWKHFRRODQWFROOHFWLRQVWULSWRWKHHQJLQH7KH
RXWOHW  WRZDUGVWKHFKDUJHDLUSLSH  ZKHUHLWLV H[KDXVWJDVHVDUHFRROHGWKURXJKKHDWWUDQVIHU
WKHQIHGWRJHWKHUZLWKWKHIUHVKDLURUWKHFKDUJHG EHWZHHQWKHFRRODQWGXFWVDQGWKHH[KDXVW
DLUWRWKHFRPEXVWLRQSURFHVV7KLVLVFRQWLQXRXVO\ FKDPEHU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' $G%OXHWDQNFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 $G%OXHWDQN
% $G%OXHILOOOHYHO
VHQVRUWHPSHUDWXUH
VHQVRU

:

%RG\
 $G%OXHWDQN
 $G%OXHILOWHU
 &RRODQWGXFW
 )LOOHUQHFN
 9HQWLODWLRQ
 &RRODQWLQOHW IURPHQJLQH
 &RRODQWRXWOHW WRSXPSPRGXOH
 $G%OXHLQOHW UHWXUQIURP$G%OXH
PHWHULQJGHYLFH
 $G%OXHRXWOHW IHHGOLQHWRSXPS
PRGXOH
 (OHFWULFDOFRQQHFWLRQ
% $G%OXHILOOOHYHOVHQVRUWHPSHUDWXUH :
VHQVRU

)XQFWLRQ RXWOHWSLSHRIWKHQR]]OHWKHUHE\HQDEOLQJWKHWDQN
WREHUHIXHOHG7KLVV\VWHPDOVRSUHYHQWVLQFRUUHFW
$G%OXHUHIXHOLQJ
IXHOLQJRIWKHGLHVHOIXHOWDQNZLWK$G%OXHpDVLWV
7KHILOOHUQHFN  ZLWKLWVVSHFLDOGLDPHWHUDQG ILOOHUQHFNLVQRWILWWHGZLWKDPDJQHWLFDGDSWHUDQG
LQWHJUDWHGPDJQHWLFDGDSWHUVKRXOGSUHYHQW WKHVROHQRLGVZLWFKLQWKHQR]]OHRQO\SHUPLWV
LQFRUUHFWIXHOLQJHJZLWKGLHVHOIXHO'XULQJ UHIXHOLQJZKHQDGHILQHGPDJQHWLFILHOGLVSUHVHQW
UHIXHOLQJWKHPDJQHWLFILHOGRIWKHPDJQHWLF
DGDSWHUDFWXDWHVDVROHQRLGVZLWFKORFDWHGLQWKH $G%OXHKHDWLQJ



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

7KHFRRODQWFRPLQJIURPWKHHQJLQHRUWKH RXWOHW  DQGRQWRWKHSXPSPRGXOH7KHKHDW


$G%OXHpKHDWHUFRRODQWVROHQRLGYDOYHIORZV WUDQVIHURIWKHFRRODQWGXFW  PHDQVWKDWDQ\
WKURXJKWKHFRRODQWLQOHW  LQWRWKHFRRODQWGXFW IUR]HQ$G%OXHpLVGHIURVWHGDQGLWDOVRSUHYHQWV
 IORZVWKURXJKWKLVDQGWKHQWKURXJKWKHFRRODQW OLTXLG$G%OXHpIURPIUHH]LQJDWORZWHPSHUDWXUHV

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUWKHRLOSXPS 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 2LOSXPS
 7LPLQJFDVH

:

7KHRLOSXPS  LVVFUHZHGRQEHKLQGWKHWLPLQJ
FDVH  RQWKHFUDQNFDVH

7DVN DYDLODEOHXQGHUDOORSHUDWLQJFRQGLWLRQVLQDGHTXDWH
7KHRLOSXPS  VXSSOLHVWKHRLOFLUFXLWRIWKH TXDQWLWLHVDQGDWWKHUHTXLUHGSUHVVXUHDWWKH
HQJLQHZLWKHQJLQHRLO,WHQVXUHVWKDWHQJLQHRLOLV UHVSHFWLYHORFDWLRQV



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 2LOSXPS
 'ULYHJHDU
 2LOSXPSFRYHU
 3XPSJHDU
 3XPSJHDU
 2LOSXPSKRXVLQJ
 6HDO
 3UHVVXUHUHJXODWRUYDOYH
 6FUHZSOXJ
 3LVWRQ UHJXODWLRQYDOYH
 3LVWRQ VDIHW\YDOYH
 6SULQJ
 6SULQJFXS
 5RWDWLQJVKDIW
 'ULYHVKDIW
 5DLVHGKHDGVFUHZV
:
 6HFXULQJEROWV

)XQFWLRQ
 3XPSJHDU
 3XPSJHDU
 3UHVVXUHUHJXODWRUYDOYH
 5RWDWLQJVKDIW
 'ULYHVKDIW
 2LOUHWXUQGXFW WRRLOFRRODQWPRGXOH
 0DLQRLOGXFW
 +ROH
$ (QJLQHRLO
2$ 2LORXWOHWRSHQLQJ
2' 2LOLQOHWRSHQLQJIRUWKHSUHVVXUH
UHJXODWLQJYDOYH
2( 2LOLQOHWRSHQLQJ

:

7KHGULYHJHDU  IRUWKHRLOSXPS  ZKLFKLV GLVWULEXWHGRYHUWKHPDLQRLOGXFW  WRWKH


GULYHQE\WKHFUDQNVKDIWJHDUGULYHVWKHWZR OXEULFDWLRQSRLQWV
LPSHOOHUV  'XHWRWKHURWDWLRQDOPRYHPHQWRI 5HJXODWLRQRIWKHHQJLQHRLOSUHVVXUHWDNHVSODFH
WKHSXPSJHDU  DQGWKHGHVLJQRIWKHSXPS YLDWKHSUHVVXUHUHJXODWRUYDOYH  7KHUHDUHWZR
FKDPEHUWKHHQJLQHRLO $ LVVXFWLRQHGRYHUWKHRLO SLVWRQ  LQWKHSUHVVXUHUHJXODWLQJYDOYH  
LQOHWRSHQLQJ 2( DQGGHOLYHUHGDORQJWKHLQQHU 7KHSLVWRQ  DUHXVHGIRUWKHDFWXDOSUHVVXUH
ZDOORIWKHSXPSWRWKHRLORXWOHWRSHQLQJ 2$ 7KH UHJXODWLRQZKLOHWKHSLVWRQ  VHUYHVDVDVDIHW\
HQJLQHRLO $ SDVVHVRYHUWKHRLORXWOHWRSHQLQJ YDOYH7KHUHLVDFRQQHFWLRQEHWZHHQWKHPDLQRLO
2$ LQWRWKHRLOGXFW  ZKLFKOHDGVWRWKHRLO GXFW  DQGWKHSLVWRQ  RYHUWKHSUHVVXUH
FRRODQWPRGXOH7KHHQJLQHRLO $ LVILOWHUHGDQG UHJXODWLQJYDOYHRLOHQWU\ERUH 2' DQGWKHERUH
FRROHGLQWKHRLOFRRODQWPRGXOHEHIRUHLWLV  )URPDFHUWDLQHQJLQHRLOSUHVVXUHWKHSLVWRQ

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

 LVSUHVVHGGRZQZDUGVDJDLQVWWKHVSULQJIRUFH SUHVVXUHUHJXODWLQJYDOYH  ,IWKHHQJLQHRLO


RIWKHVSULQJ  ZKHUHE\WKHWKUXVWVLGHLVVKRUW SUHVVXUHLQWKHRLOSXPS  LVJUHDWHUWKDQWKDWLQ
FLUFXLWHGZLWKWKHLQWDNHVLGHDQGWKHHQJLQHRLO $ WKHPDLQRLOGXFW  IRUH[DPSOHLIWKHHQJLQHRLO
LVIHGWRWKHLQWDNHVLGH7KLVUHJXODWHVWKHHQJLQH $ LVVWLOOWKLFNGXHWRWKHORZRXWVLGHWHPSHUDWXUHV
RLOSUHVVXUHRQWKHRQHKDQGDQGUHGXFHVWKH WKHSLVWRQ  LVSXVKHGLVGRZQZDUGVDJDLQVWWKH
RSHUDWLQJHQHUJ\LQSXWRIWKHRLOSXPS  RQWKH VSULQJIRUFHRIWKHVSULQJ  ZKHUHE\DOVRWKH
RWKHU WKUXVWVLGHLVVKRUWFLUFXLWHGZLWKWKHLQWDNHVLGHDQG
7KHUHLVDOVRHQJLQHRLOSUHVVXUHDSSOLHGWRWKH WKHHQJLQHRLO $ LVIHGWRWKHLQWDNHVLGH7KLV
SLVWRQ  WKURXJKIRXUERUHVLQWKHSLVWRQ  DYRLGVXQDFFHSWDEO\KLJKSUHVVXUHVLQWKHRLO
DQGDGXFWEHWZHHQWKHSXPSFRPSDUWPHQWDQGWKH FLUFXLW



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 2LOFRRODQWPRGXOHFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 2LOFRRODQWPRGXOH

:

7KHRLOFRRODQWPRGXOH  LVORFDWHGRQWKHULJKW
VLGHRIWKHHQJLQH

7DVN &RQWUROOLQJWKHVLOLFDWHFRQFHQWUDWLRQLQWKH
7KHRLOFRRODQWPRGXOH  FRPELQHVDQXPEHURI FRRODQW
FRPSRQHQWVLQWRRQHGHYLFHDQGKDVWKHIROORZLQJ +HDWLQJWKHHQJLQHRLOGXULQJWKHZDUPXS
WDVNV SKDVHRIWKHHQJLQHDQGFRROLQJWKHHQJLQHRLO
'HOLYHU\RIWKHFRRODQWWKURXJKWKHFRRODQW DIWHUWKHRSHUDWLQJWHPSHUDWXUHKDVEHHQ
FLUFXLW UHDFKHG

&RQWUROOLQJWKHFRRODQWWHPSHUDWXUH )LOWHULQJWKHHQJLQHRLO

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
6KRZQRQDQRLOFRRODQWPRGXOH  ZLWKRXW
FHQWULIXJH
 2LOFRRODQWPRGXOH
 2LOILOWHUFRYHU
 2LOILOWHUHOHPHQW
 +RXVLQJ
 2LOZDWHUKHDWH[FKDQJHU
 &RRODQWSXPS
 6LOLFDWHVWRUDJHXQLW
 7ZLQWKHUPRVWDW
 7KHUPRVWDWFRYHU
 &RRODQWLQOHWILWWLQJ
:

:

6KRZQRQDQRLOFRRODQWPRGXOH  ZLWKFHQWULIXJH
 2LOFRRODQWPRGXOH % 2LOSUHVVXUHVZLWFK
 2LOILOWHUHOHPHQW $ &RRODQW
 2LOZDWHUKHDWH[FKDQJHU % (QJLQHRLO
 &RRODQWSXPS +5 +HDWHUUHWXUQ
 6LOLFDWHVWRUDJHXQLW .$ &RRODQWRXWOHW
 7ZLQWKHUPRVWDW .( &RRODQWLQOHW
 &RRODQWLQOHWILWWLQJ 2$ (QJLQHRLORXWOHW
 &RRODQWFRQQHFWLRQ FRRODQWVKRUWFLUFXLW 2( (QJLQHRLOLQOHW
ORRS
 &RRODQWUHWXUQIURP$G%OXHKHDWHU 25 (QJLQHRLOUHWXUQOLQH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

)XQFWLRQ 2( ,QWKHRLOFRRODQWPRGXOH  WKHHQJLQHRLO


%  SDVWWKHRLOZDWHUKHDWH[FKDQJHU  DWWKH
'HOLYHU\RIWKHFRRODQW $ WKURXJKWKHFRRODQW E\SDVVYDOYHLQWKHRLOZDWHUKHDWH[FKDQJHU  
FLUFXLW
7KHE\SDVVYDOYHRIWKHRLOZDWHUKHDWH[FKDQJHU
7KHFRRODQW $ LQWKHFRROLQJV\VWHPLVEURXJKW  RSHQVIURPDFHUWDLQSUHVVXUHLQRUGHUWRSURWHFW
LQWRFLUFXODWLRQE\WKHFRRODQWSXPS   WKHRLOZDWHUKHDWH[FKDQJHU  IURPJHWWLQJ
GDPDJHGLIWKHHQJLQHRLOLVWRRWKLFNIRUH[DPSOH
&RQWUROOLQJWKHFRRODQWWHPSHUDWXUH LQWKHFROGVWDUWSKDVHRIWKHHQJLQH
7KHFRRODQWWHPSHUDWXUHLVUHJXODWHGRYHUWKHWZLQ
7KHRLOZDWHUKHDWH[FKDQJHU  FRQVLVWVRID
WKHUPRVWDW  :KHQWKHHQJLQHLVFROGWKHFRRODQW
QXPEHURISDQVZKLFKDOWHUQDWLYHO\FDUU\IORZLQJ
SXPS  PDNHVWKHFRRODQW $ FLUFXODWHLQVLGHWKH
FRRODQW $ DQGHQJLQHRLO % ,QWKHZDUPXS
HQJLQH7KHFRRODQW $ IURPWKHFRRODQWVKRUW
SKDVHRIWKHHQJLQHWKHSDQVDVVXPHWKH
FLUFXLWORRSIORZVRYHUWKHFRRODQWLQOHW  LQWRWKH
WHPSHUDWXUHRIWKHFRRODQW $ DQGJLYHXSKHDWWR
RLOFRRODQWPRGXOH  ZKHUHLWLVURXWHGDWWKH
WKHIORZLQJHQJLQHRLO % LQGRLQJVRWKH\KHDWXS
FORVHGFRRODQWWKHUPRVWDW  SDVWWKHFRRODQW
WKHHQJLQHRLO % $IWHUWKHZDUPXSSKDVHRIWKH
SXPS  EDFNLQWRWKHFUDQNFDVH:KHQWKHHQJLQH
HQJLQHWKHSDQVDVVXPHWKHWHPSHUDWXUHRIWKH
RSHUDWLQJWHPSHUDWXUHLVUHDFKHGWKHFRROHUFLUFXLW
HQJLQHRLO % DQGSDVVWKLVRQWRWKHFRRODQW $ 
LVDFWLYDWHGZKHQWKHWZLQWKHUPRVWDW  LVRSHQHG
7KHHQJLQHRLO % LVFRROHG
7KHFRRODQW $ LVIHGYLDWKHFRRODQWRXWOHW .$ WR
WKHUDGLDWRU7KHFRROHGFRRODQWDJDLQSDVVHVLQWR )LOWHULQJWKHHQJLQHRLO %
WKHFRRODQWFLUFXLWRYHUWKHFRRODQWLQOHW .( DWWKH
FRRODQWLQOHWILWWLQJ   $IWHUWKHHQJLQHRLO % KDVSDVVHGWKRXJKWKHRLO
ZDWHUKHDWH[FKDQJHU  LWHQWHUVWKHRLOILOWHU
&RQWUROOLQJWKHVLOLFDWHFRQFHQWUDWLRQLQWKH KRXVLQJ,QWKHRLOILOWHUKRXVLQJWKHHQJLQHRLOIORZV
FRRODQW $ IURPWKHRXWVLGHLQZDUGVWKURXJKWKHRLOILOWHU 
DQGRQWRWKHVXSSRUWGRPHZKHUHLWLVILOWHUHG7KH
7KHVLOLFDWHFRQFHQWUDWLRQLQWKHFRRODQW $ LV
ZRUPVKDSHGFKDUDFWHULVWLFRIWKHVXSSRUWGRPH
FRQWUROOHGZLWKWKHDLGRIWKHVLOLFDWHVWRUDJHXQLW 
URXWHVWKHILOWHUHGHQJLQHRLOXSZDUGVWRWKHWLSRI
LQRUGHUWRSURWHFWWKHFRPSRQHQWVLQWKHHQJLQH
WKHVXSSRUWGRPHZKHUHLWIORZVLQWKURXJKVHYHUDO
IURPFRUURVLRQ7KHVLOLFDWHFU\VWDOVLQWKHVLOLFDWH
KROHVLQWKHVXSSRUWGRPH,QVLGHWKHVXSSRUW
VWRUDJHXQLW  GLVVROYHRYHUWLPHDFFRUGLQJWRWKH
GRPHWKHHQJLQHRLOLVLQLWLDOO\URXWHGGRZQZDUG
VLOLFDWHFRQFHQWUDWLRQ VRPHWLPHVTXLFNHU
DQGWKHQWRWKHUHDURIWKHRLOFRRODQWPRGXOH 
VRPHWLPHVVORZHU 7KHVLOLFDWHVWRUDJHXQLW  LV
ZKHUHWKHHQJLQHRLORXWOHW 2$ LVORFDWHG7KH
WKHUHIRUHDPDLQWHQDQFHSDUW
ILOWHUHGHQJLQHRLOWKHQIORZVWKURXJKWKHHQJLQHRLO
+HDWLQJFRROLQJWKHHQJLQHRLO % RXWOHW 2$ DQGLQWRWKHFUDQNFDVHDQGWKHPDLQRLO
GXFWORFDWHGWKHUHDQGWKXVEDFNLQWRWKHRLOFLUFXLW
7KHHQJLQHRLO % GHOLYHUHGE\WKHRLOSXPSHQWHUV
WKHRLOFRRODQWPRGXOH  YLDWKHHQJLQHRLOLQOHW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RRODQWSXPSFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 &RRODQWSXPS

:

7KHFRRODQWSXPS  LVORFDWHGRQWKHULJKWVLGHRI
WKHHQJLQHRQWKHRLOFRRODQWPRGXOH

7DVN
7KHFRRODQWSXPS  DOORZVWKHFRRODQWWRFLUFXODWH
LQWKHFRRODQWFLUFXLW



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%RG\
 %HOWSXOOH\
 ,PSHOOHU
$ 5RWDWLRQGLUHFWLRQ

:

7KHFRRODQWSXPS  LVREWDLQDEOHLQWKUHHRXWSXW ZKHWKHUWKHYHKLFOHKDVDVHFRQGDU\ZDWHUUHWDUGHU


VWDJHVGHSHQGHQWRQWKHHQJLQHSHUIRUPDQFHDQG RUQRW

)XQFWLRQ PRYHPHQWRIWKHEHOWSXOOH\  LVWUDQVIHUUHGRYHUD
7KHFRRODQWSXPS  LVGULYHQRYHUWKHEHOWSXOOH\ VKDIWRQWKHLPSHOOHU  ZKLFKDOORZVWKHFRRODQWWR
 E\PHDQVRIDSRO\9EHOW7KHURWDWLRQDO FLUFXODWHLQWKHFRRODQWFLUFXLW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 2LOZDWHUKHDWH[FKDQJHUFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
6KRZQZLWKUHPRYHGIDQZKHHO
 2LOZDWHUKHDWH[FKDQJHU

:

7KHRLOZDWHUKHDWH[FKDQJHU  LVORFDWHGRQWKH
ULJKWVLGHRIWKHHQJLQHLQWKHRLOFRRODQWPRGXOH

7DVN
7KHRLOZDWHUKHDWH[FKDQJHU  VHUYHVLQWKH
ZDUPXSSKDVHRIWKHHQJLQHWRKHDWXSWKHHQJLQH
RLODQGWKHQWRFRROLW

%RG\
 2LOZDWHUKHDW
H[FKDQJHU
 6HDO
 %DVHSODWH
 &RYHUSODWH
 &RRODQWSDQV
 (QJLQHRLOSDQV
$ &RRODQW
% (QJLQHRLO
.$ &RRODQWRXWOHW
.( &RRODQWLQOHW
2$ 2LORXWOHW
2( 2LOLQOHW :



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

)XQFWLRQ DQGJLYHXSKHDWWRWKHIORZLQJHQJLQHRLO % LQ


7KHRLOZDWHUKHDWH[FKDQJHU  FRQVLVWVRID GRLQJVRWKH\KHDWXSWKHHQJLQHRLO % $IWHUWKH
QXPEHURIFRRODQWSDQV  LQZKLFKWKHFRRODQW ZDUPXSSKDVHRIWKHHQJLQHWKHFRRODQWSDQV 
$ FLUFXODWHVDQGRIDQXPEHURIHQJLQHRLOSDQV DVVXPHWKHWHPSHUDWXUHRIWKHHQJLQHRLO % DQG
 WKURXJKZKLFKWKHHQJLQHRLO % IORZV,QWKH SDVVWKLVRQWRWKHFRRODQW $ 7KHHQJLQHRLO % LV
ZDUPXSSKDVHRIWKHHQJLQHWKHHQJLQHRLOSDQV FRROHG
 DVVXPHWKHWHPSHUDWXUHRIWKHFRRODQW $

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUWKHFRRODQWWKHUPRVWDW 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 &RRODQWWKHUPRVWDW

:

7KHFRRODQWWKHUPRVWDW  LVORFDWHGRQWKHOHIW
VLGHRIWKHHQJLQHRQWKHRLOFRRODQWPRGXOH

7DVN
7KHFRRODQWWKHUPRVWDW  UHJXODWHVWKHFRRODQW
LQOHWWHPSHUDWXUHLQWKHHQJLQHLQDUDQJHEHWZHHQ
URXJKO\r&WRr&

%RG\
7KHFRRODQWWKHUPRVWDW  FRQVLVWRIDKRXVLQJZLWK
WZRLQWHJUDOGLVFWKHUPRVWDWVZKLFKERWKRSHQDW
WKHVDPHWHPSHUDWXUH

)XQFWLRQ (PLVVLRQVUHGXFHG
7KHFRRODQWWKHUPRVWDW  UHJXODWHVWKHIORZRI 7KHIROORZLQJGLIIHUHQWRSHUDWLQJFRQGLWLRQVFDQ
FRRODQWWKURXJKWKHHQJLQHUDGLDWRUDQGWKHUHE\WKH DULVHGHSHQGLQJRQWKHFRRODQWLQOHWWHPSHUDWXUH
WHPSHUDWXUHRIWKHFRRODQWLQWKHFRRODQWFLUFXLW %\SDVVPRGH
7KHIROORZLQJEHQHILWVUHVXOWIURPUHJXODWLQJWKH
FRRODQWLQOHWWHPSHUDWXUHLQWKHHQJLQH 0L[HGPRGH
2SHUDWLQJWHPSHUDWXUHLVUHDFKHGIDVWHU &RROHUPRGH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

%\SDVVPRGH
 &RRODQWWKHUPRVWDW
 &RRODQWIHHGWR$G%OXHKHDWHU
 &RRODQWFROOHFWRUKRXVLQJ
$ 5RWDWLRQGLUHFWLRQ
+5 +HDWHUUHWXUQ
+= +HDWHUIHHG
.$ &RRODQWRXWOHW WRFRROHU
.( &RRODQWLQOHW IURPFRROHU

:

7KHFRRODQWWKHUPRVWDW  LVFORVHGIRUDFRRODQW FLUFXODWHVLQWKHHQJLQH7KHYHKLFOHKHDWLQJKHDW


LQOHWWHPSHUDWXUHr&7KHFRRODQWRQO\ H[FKDQJHUFDQKRZHYHUEHIORZHGWKURXJK

0L[HGPRGH
 &RRODQWWKHUPRVWDW
 &RRODQWIHHGWR$G%OXHKHDWHU
 &RRODQWFROOHFWRUKRXVLQJ
$ 5RWDWLRQGLUHFWLRQ
+5 +HDWHUUHWXUQ
+= +HDWHUIHHG
.$ &RRODQWRXWOHW WRFRROHU
.( &RRODQWLQOHW IURPFRROHU

:

)RUDFRRODQWLQOHWWHPSHUDWXUH!r&DQGr& UDGLDWRUDQGWKURXJKFRRODQWWKHUPRVWDW  WRWKH


WKHFRRODQWWKHUPRVWDW  RSHQVSDUWLDOO\DQGWKH FRRODQWSXPS
FRRODQWIORZVDWWKHVDPHWLPHWKURXJKWKHHQJLQH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

&RROHUPRGH
 &RRODQWWKHUPRVWDW
 &RRODQWIHHGWR$G%OXHKHDWHU
 &RRODQWFROOHFWRUKRXVLQJ
$ 5RWDWLRQGLUHFWLRQ
+5 +HDWHUUHWXUQ
+= +HDWHUIHHG
.$ &RRODQWRXWOHW WRFRROHU
.( &RRODQWLQOHW IURPFRROHU

:

7KHFRRODQWWKHUPRVWDW  LVFRPSOHWHO\RSHQIRUD
FRRODQWLQOHWWHPSHUDWXUH!r&7KHFRRODQWLV
IXOO\IHGWRWKHHQJLQHUDGLDWRU



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ 5HWDUGHUFRPSRQHQWGHVFULSWLRQ 

02'(/ 
ZLWK&2'(%+ :DWHUW\SHVHFRQGDU\UHWDUGHU

/RFDWLRQ
6KRZQRQPRGHO
 6HFRQGDU\ZDWHUUHWDUGHU

:

7KHVHFRQGDU\ZDWHUUHWDUGHU  LVORFDWHGRQWKH
OHIWLQWKHGLUHFWLRQRIWUDYHOQH[WWRWKHWUDQVPLVVLRQ
RXWSXWIODQJH

7DVN PHFKDQLFDOEUDNLQJHQHUJ\ZKHQUHTXHVWHGE\WKH
7KHWDVNRIWKHVHFRQGDU\ZDWHUUHWDUGHU  LVWR GULYHURUDGULYLQJDVVLVWDQFHV\VWHP
FRQYHUWWKHIORZHQHUJ\RIWKHHQJLQHFRRODQWLQWR

%RG\
([WHUQDOYLHZRIVHFRQGDU\
ZDWHUUHWDUGHU
 &RRODQWPDQLIROGIHHG
 &RRODQWPDQLIROG
UHWXUQ
 5HOLHIYDOYH
$ 5HWDUGHUFRQWURO
5&0 FRQWUROXQLW
% &RRODQWWHPSHUDWXUH
VHQVRU

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

6HFWLRQDOYLHZRIVHFRQGDU\
ZDWHUUHWDUGHULQLGOHPRGH
 9DOYHEORFN
 $FWXDWRU
 6KLIWYDOYH
 6ZLWFKLQJYDOYH
FRPSUHVVLRQVSULQJ
 &RQWUROYDOYH
FRPSUHVVLRQVSULQJ
 &RQWUROYDOYH
 6LGHFKDQQHOSXPS
 &RPSUHVVLRQVSULQJIRU
VOLGLQJURWRU
 7ZLVWHGWHHWK
 6OLGHULQJVHDO
 5HWDUGHUVKDIW
 5RWRU
 6WDWRU
:
 6KXWRIISUHVVXUHOLQH
UHWXUQ
$ 5HWDUGHUFRQWURO 5&0
FRQWUROXQLW

7KHVHFRQGDU\ZDWHUUHWDUGHU  LVGHVLJQHGRQ
WKHSULQFLSOHRIK\GURG\QDPLFWRUTXHFRQYHUVLRQ

)XQFWLRQ
$
7KHLQGLYLGXDOFRPSRQHQWVVKRZQXQGHU'HVLJQ
SHUIRUPWKHIXQFWLRQVGHVFULEHGEHORZ

7KHUHOLHIYDOYH  DFWXDWHVWKHVLGHFKDQQHO
SXPS  ZKHQUHTXHVWHGE\WKHUHWDUGHUFRQWURO
XQLW 5&0  $ 

:



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

7KHYDOYHEORFN  FRQVLVWVRIDQDFWXDWRU  D


VZLWFKLQJYDOYH  DFRQWUROYDOYH  WKH
VZLWFKLQJYDOYHFRPSUHVVLRQVSULQJ  DQGWKH
FRQWUROYDOYHFRPSUHVVLRQVSULQJ  
,IDEUDNLQJWRUTXHLVUHTXHVWHGWKHVZLWFKLQJ
YDOYH  GLUHFWVWKHHQJLQHFRRODQWLQWRWKH
ZRUNLQJFKDPEHU,IQREUDNLQJWRUTXHLV
UHTXHVWHGWKHVZLWFKLQJYDOYH  VHSDUDWHVWKH
ZRUNLQJFKDPEHUIURPWKHFRRODQWFLUFXLW
'HSHQGLQJRQWKHSQHXPDWLFSUHVVXUHDSSOLHG
WKHFRQWUROYDOYH  FRQWUROVWKHFRRODQWIHHG
LQWRWKHZRUNLQJFKDPEHUDQGWKXVWKHLQWHQVLW\RI
WKHEUDNLQJHIIHFW,QLGOHPRGHWKHFRQWUROYDOYH
 DFWVDVDFKHFNYDOYHDQGVHDOVWKHE\SDVV
WRWKHZRUNLQJFKDPEHU
:

7KHDFWXDWRU  FRQWUROVWKHVZLWFKLQJYDOYH 
DQGWKHFRQWUROYDOYH  YLDDSLVWRQURG)RU
WKLVSXUSRVHWKHDFWXDWRU  LVSQHXPDWLFDOO\
DFWXDWHGE\WKHUHWDUGHUFRQWUROXQLW 5&0  $
DQGWKHDFWXDWRU  FRQYHUWVWKHSQHXPDWLF
SUHVVXUHLQWRPHFKDQLFDOPRYHPHQW

:

:KHQWKHUHWDUGHUIXQFWLRQLVVKXWRIIWKHVLGH
FKDQQHOSXPS  SXPSVWKHHQJLQHFRRODQWLQ
WKHZRUNLQJFKDPEHUEDFNLQWRWKHFRRODQWFLUFXLW
7KHVLGHFKDQQHOSXPS  LVFRQQHFWHGGLUHFWO\
WRWKHUHWDUGHUVKDIW  DQGLVDFWXDWHGYLDWKH
UHOLHIYDOYH  

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

7KHWZLVWHGWHHWK  LQFRPELQDWLRQZLWKWKH
FRPSUHVVLRQVSULQJIRUURWRUVOLGLQJ  DOORZV
WKHURWRUWREHPRYHGWKXVUHJXODWLQJWKH
GLVWDQFHEHWZHHQURWRU  DQGVWDWRU  

:

7KHVOLGHULQJVHDO  VHDOVWKHZRUNLQJ
FKDPEHUDWWKHWUDQVPLVVLRQHQG7KHVOLGHULQJ
VHDO  FRQVLVWVRIWZRVHDOLQJVXUIDFHVZKLFK
HQJLQHFRRODQWIORZVWKURXJK7KHIORZLQJHQJLQH
FRRODQWFDXVHVSUHVVXUHFRPSHQVDWLRQEHWZHHQ
WKHVHDODQGWKHZRUNLQJFKDPEHUDQGWKXVD
EORFNLQJHIIHFW$WWKHVDPHWLPHWKHHQJLQH
FRRODQWUHGXFHVWKHIULFWLRQDOKHDWSURGXFHG
EHWZHHQWKHVHDOLQJVXUIDFHV

:

$
7KHVOLGHULQJVHDO  PXVWEHFRQWLQXRXVO\
FRDWHGZLWKHQJLQHFRRODQWRQLWVVHDOLQJVXUIDFHV
LQRUGHUWRPLQLPL]HWKHIULFWLRQDOKHDW
$FFRUGLQJO\WKHSRVVLELOLW\RIVPDOOTXDQWLWLHVRI
HQJLQHFRRODQWHVFDSLQJWRWKHRXWVLGHYLDWKH
VHDOLQJVXUIDFHVFDQQRWEHUXOHGRXW
7KHHYDSRUDWLRQWUD\  DWWDFKHGWRWKHKRXVLQJ
RIWKHVHFRQGDU\ZDWHUUHWDUGHU  FROOHFWVWKH
VPDOOTXDQWLWLHVRIHQJLQHFRRODQWZKLFKHVFDSH
DQGDOORZVWKHPWRHYDSRUDWH

:



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

7KHUHWDUGHUVKDIW  PHFKDQLFDOO\FRQQHFWVWKH
URWRU  WRWKHWUDQVPLVVLRQRIWKHYHKLFOHYLD
WKHWZLVWHGWHHWK  7KHUHWDUGHUVKDIW  LV
GULYHQE\WKHWUDQVPLVVLRQRXWSXWVKDIWRIWKH
YHKLFOHWUDQVPLVVLRQYLDDJHDUSDLU

:

7KHIHHGORFNLQJSUHVVXUHOLQH  SHUPDQHQWO\
VXSSOLHVWKHVOLGHULQJVHDO  ZLWKHQJLQH
FRRODQW7KHHQJLQHFRRODQWLVUHWXUQHGWRWKH
FRROLQJFLUFXLWRIWKHHQJLQHYLDWKHUHWXUQORFNLQJ
SUHVVXUHOLQHFRQQHFWLRQ  

:

7KHURWRU  LVGULYHQE\WKHUHWDUGHUVKDIW 
YLDWKHWZLVWHGWHHWK  DQGIHHGVWKHHQJLQH
FRRODQWWRWKHVWDWRU  WKURXJKWKHURWDWLRQDO
PRYHPHQWRILWVEODGHV

:

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

7KHVWDWRU  ZKLFKLVIL[HGWRWKHUHWDUGHU
KRXVLQJWDNHVLQWKHURWDWLQJHQJLQHFRRODQWZLWK
LWVEODGHVWKURXJKWKHILOOLQJVORW  DQGGLUHFWVLW
EDFNWRWKHURWRU  7KHUHVXOWLQJIULFWLRQDO
IRUFHVEUDNHWKHURWRU  

:

7KHFRRODQWWHPSHUDWXUHVHQVRU % UHFRUGV


WKHFRRODQWWHPSHUDWXUHRIWKHFRRODQWZKLFKLV
IHGEDFNWRWKHFRROLQJFLUFXLWRIWKHHQJLQH7KH
VLJQDOVIURPWKHFRRODQWWHPSHUDWXUHVHQVRU
% DUHUHDGLQGLUHFWO\E\WKHUHWDUGHUFRQWURO
XQLW 5&0  $ 

:



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' )XHOILOWHUPRGXOHFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 )XHOILOWHUPRGXOH

:

7KHIXHOILOWHUPRGXOH  LVORFDWHGRQWKHOHIWVLGH
RIWKHFUDQNFDVH

7DVN
,QWKHIXHOILOWHUPRGXOH  WKHGLUWSDUWLFOHVDUH
ILOWHUHGRXWLQWZRVWDJHV

%RG\

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

:

 )XHOILOWHUPRGXOH  )XHOPDLQILOWHUHOHPHQW


 +RXVLQJ  9HQWLODWLRQERUHZLWKYDOYH
 &RQQHFWRUIRUIXHOUHWXUQOLQH IURPWKH  6HDOLQJULQJ
GLHVHOIXHOPHWHULQJGHYLFH
 )LOOLQJYDOYH  &RQQHFWRUIRUWKHIXHOUHWXUQOLQH IURP
WKHIXHOV\VWHPKLJKSUHVVXUHSXPS
 3OXJ  &RQQHFWRUIRUWKHIXHOORZSUHVVXUHOLQH
WRWKHIXHOKLJKSUHVVXUHSXPS
 6HDO  &RQQHFWRUIRUWKHIXHOORZSUHVVXUHOLQH
IURPWKHIXHOORZSUHVVXUHSXPS
 6HDOLQJSODWH  &RQQHFWRUIRUWKHIXHOORZSUHVVXUHOLQH
WRWKHIXHOORZSUHVVXUHSXPS
 )XHOSUHILOWHU  &RQQHFWRUIRUWKHIXHOUHWXUQOLQH IURP
WKHSUHVVXUHUHJXODWLQJYDOYHDQGIURP
WKHIXHOLQMHFWRUV
 &DS  6KXWRIIYDOYH LQWKHIXHOIHHGORFNHGLQ
RSHQSRVLWLRQ
 )XHOSUHILOWHUFRYHU  6KXWRIIYDOYH LQWKHIXHOUHWXUQORFNHG
LQRSHQSRVLWLRQ
 6HDOLQJULQJ % )XHOWHPSHUDWXUHVHQVRU
 )XHOSUHILOWHUHOHPHQW $ )XHOORZSUHVVXUHRQWKHLQWDNHVLGH
 %DOOYDOYH VKXWRIIYDOYHZKLFKSUHYHQWV % )XHOORZSUHVVXUHRQWKHWKUXVWVLGH
HPSW\LQJRIWKHLQWDNHGXFWZKHQWKH
HQJLQHLVDWVWDQGVWLOO
 )XHOPDLQILOWHU ' )XHOUHWXUQ
 )XHOPDLQILOWHUFRYHU

)XQFWLRQ FRQQHFWLRQVDQGSUHYHQWHPSW\LQJRIWKHVXFWLRQ
7KHYHKLFOHVLGHOLQHFRQQHFWRUVSUHVVRQWKH OLQHRUUHWXUQIORZRIWKHIXHOLQWKHIXHOWDQNIRU
VSULQJORDGHGVKXWRIIYDOYHV  ZKHQDWWDFKHG H[DPSOHIRUUHSDLURIWKHIXHOV\VWHP'LUWSDUWLFOHV
WRWKHFRQQHFWLRQVRQWKHIXHOILOWHUPRGXOH  7KH !wPDUHILOWHUHGRXWLQWKHIXHOSUHILOWHU  7KH
VKXWRIIYDOYHV  FORVHXSRQORRVHQLQJRIWKH IXHOLVOHGIRUWKLVSXUSRVHWKURXJKWKHUHVSHFWLYHO\



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

FRQVWUXFWHGIXHOSUHILOWHUHOHPHQW  7KHUHLVD GLYHUWHGTXDQWLW\IURPWKHSUHVVXUHUHJXODWLQJYDOYH


EDOOYDOYH  SODFHGDWWKHLQOHWLQWKHIXHOSUHILOWHU RQUDLOWKHOHDNDJHTXDQWLW\IURPWKHIXHOV\VWHP
 ZKLFKSUHYHQWVHPSW\LQJRIWKHVXFWLRQOLQHIRUD KLJKSUHVVXUHSXPSDVZHOODVWKHUHVLGXDOTXDQWLW\
VZLWFKHGRIIHQJLQH$QHOHFWULFDOIXHOSUHKHDWLQJ IURPWKHGLHVHOIXHOPHWHULQJGHYLFHDQGOHGEDFN
FDQEHRSWLRQDOO\LQVWDOOHG FRGH0= )XHO RYHUWKHIXHOUHWXUQOLQHWRWKHIXHOWDQN
SUHKHDWLQJ  8SRQUHPRYDORIWKHIXHOSUHILOWHUFRYHU  RUWKH
$IWHUWKHIXHOSUHILOWHU  WKHIXHOSDVVHVLQWRWKH IXHOPDLQILOWHUFRYHU  IRUH[DPSOHGXULQJ
IXHOORZSUHVVXUHSXPS7KHIXHOLVFRPSDFWHGXS FKDQJLQJDILOWHUHOHPHQWWKHUHVSHFWLYHILOWHU
WRDERXWEDULQWKHIXHOORZSUHVVXUHSXPSDQG HOHPHQWLVDOVRWDNHQ'XULQJXSZDUGPRYHPHQWRI
SDVVHVXQGHUSUHVVXUHLQWRWKHIXHOPDLQILOWHU   WKHILOWHUHOHPHQWDVSULQJORDGHGVKXWRIIYDOYHLV
7KHVPDOOFRQWDPLQDQWV !wP DUHILOWHUHGRXWRI RSHQHG7KHIXHOFDQQRZUXQRIIRYHUDUHWXUQIORZ
WKHIXHOE\PHDQVRIWKHIXHOPDLQILOWHUHOHPHQW GXFWLQWKHIXHOFROOHFWLRQFRPSDUWPHQWDQGIURP
 ILWWHGLQWKHIXHOPDLQILOWHU  7KHDLUWUDSSHG WKHUHLQWRWKHIXHOWDQN
DIWHUFKDQJLQJDILOWHUHOHPHQWRUDIWHURSHQLQJWKH 7KHFRYHUIRUIXHOWDQNLVWREHRSHQHGEHIRUHILOWHU
V\VWHPLQWKHILOWHUKRXVLQJLVGLYHUWHGRIIRYHUD PDLQWHQDQFH PDLQDQGSUHILOWHU LQRUGHUWRUHPRYH
YHQWLODWLRQERUHZLWKYDOYH  LQWKHIXHOFROOHFWLRQ DQ\SUHVVXUHUHPDLQLQJLQWKHIXHOWDQN
FRPSDUWPHQWLQWKHIXHOILOWHUPRGXOH  7KHUHDUH
DOVRUHWXUQIORZTXDQWLWLHVFROOHFWHGLQWKHIXHO ([WHUQDOILOOLQJRIWKHIXHOV\VWHPZLWKDPD[RI
FROOHFWLRQFRPSDUWPHQWIURPIXHOLQMHFWRUVWKH EDUFDQEHXQGHUWDNHQRYHUWKHILOOLQJYDOYH  

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRUIXHOORZSUHVVXUHSXPS 

(1*,1( LQ02'(/
(1*,1( LQ02'(/

/RFDWLRQ
 )XHOORZSUHVVXUHSXPS
$ )XHOORZSUHVVXUHLQWDNH
VLGH
% )XHOORZSUHVVXUHWKUXVW
VLGH

:

7KHIXHOORZSUHVVXUHSXPS  LVORFDWHGRQWKH
IXHOV\VWHPKLJKSUHVVXUHSXPS

7DVN DQGVXSSOLHVWKHIXHOV\VWHPKLJKSUHVVXUHSXPS
7KHIXHOORZSUHVVXUHSXPS  VXFWLRQVRXWWKH ZLWKWKHUHTXLUHGTXDQWLW\LQDOOHQJLQHRSHUDWLQJ
IXHORXWRIWKHIXHOWDQNYLDWKHIXHOILOWHUPRGXOH FRQGLWLRQV

 )XHOIHHG IURPIXHO
SUHILOWHU
 %\SDVVYDOYH ILOOLQJYDOYH
 )XHORXWOHW WRIXHOPDLQ
ILOWHU
 6DIHW\YDOYH
 3UHVVXUHUHJXODWRUYDOYH
 &RQWUROSUHVVXUH
GRZQVWUHDPRIWKHIXHO
PDLQILOWHUIURPIXHOVXSSO\
IRUWKHIXHOV\VWHPKLJK
SUHVVXUHSXPS
$ )XHOORZSUHVVXUHLQWDNH
VLGH
% )XHOORZSUHVVXUHWKUXVW :
VLGH



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

)XQFWLRQ EDUE\WKHSUHVVXUHUHJXODWLQJYDOYH  7KHVDIHW\


7KHIXHOORZSUHVVXUHSXPS  LVGHVLJQHGDVD YDOYH  SUHYHQWVRYHUSUHVVXUHLQWKHIXHOORZ
JHDUSXPSDQGLVGULYHQRYHUDGULYHSODWHRQWKH SUHVVXUHV\VWHP HJFDXVHGE\DORDGHGIXHOILOWHU
IXHOKLJKSUHVVXUHSXPSFDPVKDIW,WLVILWWHGZLWKD RUDFORJJHGIXHOOLQH DQGRSHQVDWDERXWEDU
E\SDVVYDOYH  DSUHVVXUHUHJXODWLQJYDOYH  7KHIXHOTXDQWLW\FRQWUROOHGRYHUWKHSUHVVXUH
DQGDVDIHW\YDOYH  7KHE\SDVVYDOYH  UHJXODWLQJYDOYH  DQGWKHVDIHW\YDOYH  LV
VXSSRUWVILOOLQJRIWKHIXHOORZSUHVVXUHV\VWHPDQG GHOLYHUHGIURPWKHWKUXVWVLGHWRWKHLQWDNHVLGHRI
RSHQVDW!EDU7KHSUHVVXUHXSVWUHDPRIWKH WKHIXHOORZSUHVVXUHSXPS  
TXDQWLW\FRQWUROYDOYH < LVUHJXODWHGWRDERXW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 'LHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHUFRPSRQHQW 


GHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 'LHVHOR[LGDWLRQFDWDO\WLF
FRQYHUWHU '2&
 'LHVHOSDUWLFXODWHILOWHU
'3)

:

7KHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&   LV ILOWHU '3)   WREHUHDFKHGE\WKHH[KDXVW


LQWHJUDWHGLQWKHH[KDXVWDIWHUWUHDWPHQWXQLW,WLV GRZQVWUHDPRIWKHHQJLQH
WKHILUVWORFDWLRQXSVWUHDPRIWKHGLHVHOSDUWLFXODWH

7DVN K\GURFDUERQ +& LQWKHH[KDXVWLQWROHVVKDUPIXO
7KHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&   LV FDUERQGLR[LGH &2 DQGZDWHU +2 
XVHGWRFRQYHUWWKHFDUERQPRQR[LGH &2 DQG

%RG\ RUGHUWRPDNHLWSRVVLEOHIRUWKHUHTXLUHGFKHPLFDO
7KHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&   UHDFWLRQVWRWDNHSODFHDQGDVVLVWZLWKSDVVLYH
FRQVLVWVRIWZRF\OLQGULFDOLQVHUWVZLWKDPHWDO UHJHQHUDWLRQRIWKHGLHVHOSDUWLFXODWHILOWHU '3)
VOHHYH,QVLGHWKLVLVWKHDFWXDOFDWDO\WLFFRQYHUWHU  WKHFDWDO\WLFFRQYHUWHUHOHPHQWLVFRYHUHGZLWK
HOHPHQWZKLFKFRQVLVWVRIDSRURXVPRQROLWKLF DVHULHVRIUDUHPHWDOVWKHVRFDOOHGR[LGL]DWLRQ
EORFNPDGHIURPDVSHFLDOFHUDPLFPDWHULDO,Q OD\HU ZDVKFRDW 


)XQFWLRQ DQG&2SDUWVRIWKHH[KDXVWWRR[LGL]HUHVXOWLQJLQ
7KHH[KDXVWFRPLQJIURPWKHHQJLQHIORZVWKURXJK &2DQGZDWHU
WKHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&    6LQFHDVLJQLILFDQWDPRXQWRISROOXWDQWFRQYHUVLRQ
3DUWRIWKHQLWURXVR[LGHV 12[ WKDWLVSUHVHQWLV RQO\RFFXUVIURPDWHPSHUDWXUHRIDERXWr&
UHGXFHGE\WKHFKHPLFDOUHDFWLRQZLWKWKHUDUH WKHH[KDXVWDIWHUWUHDWPHQWXQLWZLWKWKHGLHVHO
PHWDOVLQWKHFRDWLQJPHDQLQJWKDWR[\JHQLV R[LGDWLRQFDWDO\WLFFRQYHUWHU '2&   LVORFDWHGDV
UHOHDVHG7KHUHOHDVHGR[\JHQWKHQDOORZVWKH&+



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

FORVHWRWKHHQJLQHDVSRVVLEOHRQWKHULJKWKDQG
VLGHRIWKHYHKLFOH

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' &RPSRQHQWGHVFULSWLRQIRU6&5FDWDO\WLFFRQYHUWHU 

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 $PPRQLDEORFNLQJ
FDWDO\WLFFRQYHUWHU
 6&5FDWDO\WLFFRQYHUWHU

:

7KH6&5FDWDO\WLFFRQYHUWHU  LVLQWKHH[KDXVW
DIWHUWUHDWPHQWXQLWDQGIRUPVDVLQJOHXQLWWRJHWKHU
ZLWKWKHDPPRQLDEORFNLQJFDWDO\WLFFRQYHUWHU  

7DVN FRQYHUWHU  LVSULPDULO\XVHGWRWKHFRQYHUW
7KHSRLVRQRXVQLWURJHQR[LGHV 12[ JHQHUDWHG DPPRQLDSDUWLFOHV 1+ ZKLFKZRXOGRWKHUZLVH
GXULQJFRPEXVWLRQLQWKH6&5FDWDO\WLFFRQYHUWHU EHHDV\WRGHWHFWLQWKHYHKLFOHHQYLURQPHQWGXHWR
 DUHUHGXFHGLQWRQRQWR[LFQLWURJHQ 1 DQG WKHORZRGRUWKUHVKROGRIDPPRQLD
ZDWHU +2 7KHDPPRQLDEORFNLQJFDWDO\WLF


'HVLJQ VOHHYHWKDWDUHFRQQHFWHGLQVHULHV7RSHUPLWWKH
7KH6&5FDWDO\WLFFRQYHUWHU  DQGWKHDPPRQLD FKHPLFDOUHDFWLRQWKLVFHUDPLFVEORFNLVILWWHGZLWK
EORFNLQJFDWDO\WLFFRQYHUWHU  FRQVLVWRIWZR DVSHFLDOFRDWLQJPDGHIURPDVHULHVRIUDUHPHWDOV
F\OLQGULFDOFDWDO\WLFFRQYHUWHUHOHPHQWVLQDPHWDO VXFKDVWLWDQLXPWXQJVWHQSODWLQXPDQGYDQDGLXP



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

)XQFWLRQ
 $PPRQLDEORFNLQJ
FDWDO\WLFFRQYHUWHU
 6&5FDWDO\WLFFRQYHUWHU
$ ([KDXVW IURP'3)
% +\GURO\VLVVHJPHQW
& $G%OXH
' ([KDXVWJDV HQGSURGXFW

:

7KHH[KDXVW $ ZKLFKKDVEHHQSUHFOHDQHGE\ YDSRU +2 DUHOHIWRYHUDVSURGXFWVRIWKLV


WKHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2& DQG FKHPLFDOUHDFWLRQZKLFKDUHQRWKDUPIXOWRWKH
WKHGLHVHOSDUWLFXODWHILOWHU '3) FRQWLQXHVIORZLQJ HQYLURQPHQW
WKURXJKWKHPL[LQJWXEHWKHVRFDOOHGK\GURO\VLV
7KH6&5FDWDO\WLFFRQYHUWHU  PXVWEHDWD
VHJPHQW % 7KHFDOFXODWHGDPRXQWRI$G%OXHpLV
FHUWDLQRSHUDWLQJWHPSHUDWXUHIRUWKLVSURFHVVWR
LQMHFWHGE\WKHH[KDXVWDIWHUWUHDWPHQW $&0
WDNHSODFH NQRZQDVVHOHFWLYHFDWDO\WLFUHGXFWLRQ 
FRQWUROXQLW $ RQWKHEDVLVRIWKHVHQVRU
7KLVLVr&IRUWKLVSXUSRVH
LQIRUPDWLRQ
7KHH[KDXVWZKLFKKDVKDGPRVWRIWKH12[
7KH$G%OXHpLVLQLWLDOO\FRQYHUWHGKHUHLQDILUVW
UHPRYHGE\WKH6&5FDWDO\WLFFRQYHUWHU  SDVVHV
SURFHVVVWHSLQWRDPPRQLD 1+ DQGWKHQ
WKHDPPRQLDEORFNLQJFDWDO\WLFFRQYHUWHU  EHIRUH
FRQWLQXHVWRIORZLQWKHGLUHFWLRQRIWKH6&5 LWHQWHUVWKHDWPRVSKHUH+HUHWKHXQXVHG1+
FDWDO\WLFFRQYHUWHU  
PROHFXOHVDUHR[LGL]HGE\WKHSODWLQXPRQWKH
7KHVHFRQGVWDJHRIWKHUHGXFWLRQSURFHVVWDNHV VXUIDFHRIWKHDPPRQLDVOLSFDWDO\WLFFRQYHUWHU 
SODFHLQWKHKRQH\FRPEVWUXFWXUHWKDWLWFRQWDLQV WRJHWKHUZLWKWKH2PROHFXOHV$OVRVRPHRIWKH
7KHQLWURXVR[LGHPROHFXOHVFROOLGHZLWKWKH IHZ12[PROHFXOHVWKDWKDYHQRWEHHQUHGXFHG
DPPRQLDPROHFXOHV 1+ DQGHQHUJ\LVUHOHDVHG GXULQJWKHSUHYLRXVSURFHVVLQJVWHSDUHDOVR
LQWKHIRUPRIKHDW2QO\QLWURJHQ 1 DQGZDWHU UHGXFHGWR12DQG+2

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' ([KDXVWDIWHUWUHDWPHQWXQLWFRPSRQHQWGHVFULSWLRQ 

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 ([KDXVWDIWHUWUHDWPHQW
XQLW

:

7KHH[KDXVWDIWHUWUHDWPHQWXQLW  LVDWWDFKHGWR
WKHIUDPHRQWKHULJKWKDQGVLGH

7DVN DOVRNHHSVQRLVHHPLVVLRQVWRDPLQLPXPEHFDXVH
7KHH[KDXVWDIWHUWUHDWPHQWXQLW  LVWKHPDLQ RILWVIXQFWLRQDVDPXIIOHU
FRPSRQHQWWKDWUHVWULFWVHPLVVLRQVLQWKHYHKLFOH,W



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

'HVLJQ
 $PPRQLDEORFNLQJ
FDWDO\WLFFRQYHUWHU
 6&5FDWDO\WLF
FRQYHUWHU
$E ([KDXVW
DIWHUWUHDWPHQWXQLW
RXWOHW12[VHQVRU
$ 12[VHQVRUFRQWURO
XQLWH[KDXVW
DIWHUWUHDWPHQWXQLW
LQOHW
$E ([KDXVW
DIWHUWUHDWPHQWXQLW
LQOHW12[VHQVRU
% ([KDXVWSUHVVXUH
VHQVRUXSVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU :

 'LHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
'2&
 'LHVHOSDUWLFXODWHILOWHU
'3)
$ 12[VHQVRUFRQWURO
XQLWH[KDXVW
DIWHUWUHDWPHQWXQLW
RXWOHW
$ ([KDXVWDIWHUWUHDWPHQW
$&0 FRQWUROXQLW
$ $G%OXHPHWHULQJ
GHYLFH
% ([KDXVWSUHVVXUH
VHQVRUGRZQVWUHDPRI
GLHVHOSDUWLFXODWHILOWHU
% ([KDXVWWHPSHUDWXUH
VHQVRUXSVWUHDPRI
GLHVHOR[LGDWLRQ
:
FDWDO\WLFFRQYHUWHU
% 8SSHUH[KDXVW
WHPSHUDWXUHVHQVRU
GRZQVWUHDPRIGLHVHO
R[LGDWLRQFDWDO\WLF
FRQYHUWHU
% ([KDXVWWHPSHUDWXUH
VHQVRUGRZQVWUHDPRI
GLHVHOSDUWLFXODWHILOWHU
% ([KDXVWWHPSHUDWXUH
VHQVRUGRZQVWUHDPRI
6&5FDWDO\WLFFRQYHUWHU

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

/RFDWLRQRIVHQVRUV
 ([KDXVW
DIWHUWUHDWPHQWXQLW
 $PPRQLDEORFNLQJ
FDWDO\WLFFRQYHUWHU
 6&5FDWDO\WLF
FRQYHUWHU
 'LHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
'2&
 'LHVHOSDUWLFXODWH
ILOWHU '3)
$E ([KDXVW
DIWHUWUHDWPHQWXQLW
RXWOHW12[VHQVRU :
$ $G%OXHPHWHULQJ
GHYLFH
$E ([KDXVW
DIWHUWUHDWPHQWXQLW
LQOHW12[VHQVRU
% ([KDXVWSUHVVXUH
VHQVRUXSVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
% ([KDXVWSUHVVXUH
VHQVRU
GRZQVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
% ([KDXVW
WHPSHUDWXUH
VHQVRUXSVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
% 8SSHUH[KDXVW
WHPSHUDWXUH
VHQVRU
GRZQVWUHDPRI
GLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHU
% ([KDXVW
WHPSHUDWXUH
VHQVRU
GRZQVWUHDPRI
GLHVHOSDUWLFXODWH
ILOWHU
% ([KDXVW
WHPSHUDWXUH
VHQVRU
GRZQVWUHDPRI
6&5FDWDO\WLF
FRQYHUWHU
$ ([KDXVWLQOHW
% ([KDXVWRXWOHW



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

)XQFWLRQ

:

 $PPRQLDEORFNLQJFDWDO\WLFFRQYHUWHU  2XWOHWSLSH
 6&5FDWDO\WLFFRQYHUWHU D ([KDXVWIURPHQJLQH
 'LHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2& E ([KDXVWGRZQVWUHDPRIGLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHUDQGGLHVHOSDUWLFXODWH
ILOWHU
 'LHVHOSDUWLFXODWHILOWHU '3) F ([KDXVWGRZQVWUHDPRIGLHVHOR[LGDWLRQ
FDWDO\WLFFRQYHUWHUGLHVHOSDUWLFXODWHILOWHU
6&5FDWDO\WLFFRQYHUWHUDQGDPPRQLD
EORFNLQJFDWDO\WLFFRQYHUWHU
 ,QOHWSLSH [ 'LUHFWLRQRIWUDYHO
 0L[LQJWXEH K\GURO\VLVVHJPHQW

7KHH[KDXVWIURPWKHHQJLQH D ILUVWIORZVWKURXJK WXEH  ,QWKHPL[LQJWXEH  WKHVRFDOOHG


WKHH[KDXVWDIWHUWUHDWPHQWXQLW  YLDDSLSH7KHQ K\GURO\VLVVHJPHQW$G%OXHpLVLQMHFWHGE\WKH
LWLVGHIOHFWHGDWWKHHQGRIWKH($78  DQG $G%OXHpPHWHULQJGHYLFH $ 7KHH[KDXVWLV
LQLWLDOO\IORZVWKURXJKWKHGLHVHOR[LGDWLRQFDWDO\WLF UHGLUHFWHGLQWKHUHDUVHFWLRQRIWKHH[KDXVW
FRQYHUWHU  IURPWKHUHDUDQGWKHQIORZVWKURXJK DIWHUWUHDWPHQWXQLW  VRWKDWLWIORZVWKURXJKWKH
WKHGLHVHOSDUWLFXODWHILOWHU  $WWKHIURQWRIWKH 6&5FDWDO\WLFFRQYHUWHU  DQGWKHDPPRQLDVOLS
H[KDXVWDIWHUWUHDWPHQWXQLW  WKHH[KDXVWLVWKHQ FDWDO\WLFFRQYHUWHU  IURPWKHUHDU7KHFOHDQHG
GHIOHFWHGDJDLQDQGIORZVEDFNWRWKHUHDUSDUWRI H[KDXVWLVJLYHQRIILQWRWKHDWPRVSKHUHYLDWKH
WKHH[KDXVWDIWHUWUHDWPHQWXQLW  YLDWKHPL[LQJ RXWOHWSLSH  

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 'LHVHOSDUWLFXODWHILOWHURIH[KDXVWDIWHUWUHDWPHQWXQLW 


FRPSRQHQWGHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 'LHVHOR[LGDWLRQFDWDO\WLF
FRQYHUWHU '2&
 'LHVHOSDUWLFXODWHILOWHU
'3)

:

7KHGLHVHOSDUWLFXODWHILOWHU '3)   LVLQWHJUDWHGLQ FDWDO\WLFFRQYHUWHU '2&   WREHUHDFKHGE\WKH


WKHH[KDXVWDIWHUWUHDWPHQWXQLW,WLVWKHVHFRQG H[KDXVWGRZQVWUHDPRIWKHHQJLQH
ORFDWLRQGRZQVWUHDPRIWKHGLHVHOR[LGDWLRQ

7DVN H[KDXVWZKLFKRFFXUGXULQJWKHFRPEXVWLRQ
7KHGLHVHOSDUWLFXODWHILOWHU '3)   LVXVHGIRU SURFHVVLQWKHHQJLQH
ILOWHULQJDQGVWRULQJWKHVRRWSDUWLFOHVLQWKH

'HVLJQ IURPVLOLFRQFDUELGH 6L& ,QRUGHUWRDVVLVWZLWK
7KHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&   SDVVLYHUHJHQHUDWLRQDQGFRXQWHUDFWUDSLGILOWHU
FRQVLVWVRIWZRF\OLQGULFDOLQVHUWVZLWKDPHWDO FORJJLQJWKHILOWHUHOHPHQWLVFRYHUHGZLWKDVHULHV
VOHHYH,QVLGHWKHILOWHULVWKHDFWXDOILOWHUHOHPHQW RIUDUHPHWDOVWKHVRFDOOHGR[LGL]DWLRQOD\HU
ZKLFKFRQVLVWVRIDSRURXVPRQROLWKLFEORFNPDGH ZDVKFRDW 


)XQFWLRQ RIWKHQXPEHURISDUWLFOHVFDQEHUHWDLQHG7KH
7KHH[KDXVWZKLFKKDVEHHQSUHFOHDQHGE\WKH H[KDXVWDIWHUWUHDWPHQW $&0 FRQWUROXQLW $ FDQ
GLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&   IORZV FDOFXODWHWKHFXUUHQWORDGFRQGLWLRQRIWKHGLHVHO
WKURXJKWKHILOWHUHOHPHQWLQWKHGLHVHOSDUWLFXODWH SDUWLFXODWHILOWHU '3)   YLDWKHVLJQDOHYDOXDWLRQV
ILOWHU '3)   7KHVRRWSDUWLFOHVDUHUHWDLQHGLQLWV RIWKHSUHVVXUHDQGWHPSHUDWXUHVHQVRUVDWWDFKHG
SRURXVKRQH\FRPEVWUXFWXUH7KHHIIHFWLYHQHVVRI WRWKHLQOHWDQGWKHRXWOHWRIWKHH[KDXVW
WKHGLHVHOSDUWLFXODWHILOWHU '3)   LVVRKLJKWKDW DIWHUWUHDWPHQWXQLWDQGLQLWLDWHUHJHQHUDWLRQ
DERXWRIWKHSDUWLFXODWHPDVVDQGDSSUR[ PHDVXUHVYLDWKHHQJLQHPDQDJHPHQW 0&0



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

FRQWUROXQLW $ ,QVSLWHRISDVVLYHDQGDFWLYH EXUQZKHQDWHPSHUDWXUHRIDSSUR[r&LV


UHJHQHUDWLRQWKHGLHVHOSDUWLFXODWHILOWHU '3)   UHDFKHG
GRHVQRWKDYHDQXQOLPLWHGVHUYLFHOLIHDQG
$FWLYHUHJHQHUDWLRQ
WKHUHIRUHUHTXLUHVUHJXODUPDLQWHQDQFH
)RUDFWLYHUHJHQHUDWLRQGLHVHOIXHOLVDGGHGWRWKH
5HJHQHUDWLRQ H[KDXVWIORZYLDWKHGLHVHOIXHOPHWHULQJGHYLFH
7KHGLHVHOSDUWLFXODWHILOWHU '3)   UHJHQHUDWHV ([WUHPHO\KLJKWHPSHUDWXUHVRFFXULQWKHH[KDXVW
LWVHOIPRUHRUOHVVLQGHSHQGHQWO\7KLVLVDFKLHYHG DIWHUWUHDWPHQWXQLWGXULQJWKHHQVXLQJUHDFWLRQ7KH
XVLQJDSDVVLYHVHOIFOHDQLQJPHFKDQLVP7KLV GHSRVLWHGVRRWLVEXUQHGDQGWXUQVLQWRDVK
SDVVLYHUHJHQHUDWLRQLVEDVHGRQ&57WHFKQRORJ\ :KHUHDVSDVVLYHUHJHQHUDWLRQWDNHVSODFH
&RQWLQXRXVO\5HJHQHUDWLQJ7UDS ,IDFHUWDLQ XQQRWLFHGLQWKHEDFNJURXQGZKHQDFWLYH
FRQGLWLRQLVUHDFKHGLQZKLFKSDVVLYHUHJHQHUDWLRQ UHJHQHUDWLRQRFFXUVDQLQGLFDWLRQLVJLYHQDQGLQ
LVQRWORQJHUVXIILFLHQWDFWLYHUHJHQHUDWLRQLV VRPHFDVHVWKHGULYHULVUHTXHVWHGWRLQLWLDWHDFWLYH
LQLWLDWHG UHJHQHUDWLRQDWWKHQH[WRSSRUWXQLW\5HJHQHUDWLRQ
3DVVLYHUHJHQHUDWLRQ FDQEHLQWHUUXSWHGEXWWKLVPXVWEHDYRLGHGLI
3DVVLYHUHJHQHUDWLRQWDNHVSODFHLPSHUFHSWLEO\WR SRVVLEOH%DVLFDOO\WKHUHJHQHUDWLRQGXUDWLRQLV
WKHGULYHUZKLOHWKHYHKLFOHLVEHLQJGULYHQ%HFDXVH YDULDEOHDQGLVFDOFXODWHGRQWKHEDVLVRIVHQVRU
RIWKHGLHVHOR[LGDWLRQFDWDO\WLFFRQYHUWHU '2&   VLJQDOVUHFRUGHGYDOXHVWKHGLVWDQFHGULYHQVLQFH
XSVWUHDPRIWKHGLHVHOSDUWLFXODWHILOWHU '3)   WKHSUHYLRXVUHJHQHUDWLRQDQGWKHGLIIHUHQW
WKHH[KDXVWFRQWDLQVFDUERQGLR[LGH &2 LQVWHDG RSHUDWLQJUDQJHVRIWKHHQJLQH:KHQWKHGLHVHO
RIFDUERQPRQR[LGH &2 7KLVUHDFWVZLWKWKHVRRW SDUWLFXODWHILOWHU '3)   KDVUHDFKHGLWVILOOLQJOLPLW
SDUWLFOHVRQWKHR[LGL]DWLRQOD\HURIWKHILOWHU DQGDFWLYHUHJHQHUDWLRQLVQRORQJHUSRVVLEOHLW
HOHPHQW7KLVH[RWKHUPLFUHDFWLRQUHOHDVHVKHDW PXVWEHFOHDQHGRUUHSODFHGE\DVSHFLDOLVW
PHDQLQJWKDWVRPHRIWKHGHSRVLWHGVRRWSDUWLFOHV ZRUNVKRS

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):0' 1R]]OHXQLWIRU'3)UHJHQHUDWLRQFRPSRQHQW 


GHVFULSWLRQ

(1*,1( LQ02'(/
ZLWK&2'(0= (QJLQHYHUVLRQ(XUR9,

/RFDWLRQ
 'LHVHOIXHOPHWHULQJ
GHYLFH
 1R]]OHXQLWIRU'3)
UHJHQHUDWLRQ
 )XHOOLQH
 ([KDXVWSLSH
 &RRODQWOLQH
 &RRODQWOLQH
 /HDNDJHOLQH

:

7KHQR]]OHXQLWIRU'3)UHJHQHUDWLRQ  LVRQWKH
ULJKWKDQGVLGHRIWKHHQJLQHQH[WWRWKHH[KDXVW
SLSH  GRZQVWUHDPRIWKHWXUERFKDUJHU

7DVN E\WKHPHWHULQJGHYLFHIRU'3)UHJHQHUDWLRQ 
7KHQR]]OHXQLWIRU'3)UHJHQHUDWLRQ  LVXVHGIRU LQWRWKHH[KDXVWIORZGXULQJDFWLYHGLHVHOSDUWLFXODWH
LQMHFWLQJWKHFRUUHFWTXDQWLW\RIGLHVHOIXHOSURYLGHG ILOWHU '3) UHJHQHUDWLRQ

 &RROLQJDGDSWHU
 +RXVLQJORZHUVHFWLRQ
 6HDOLQJULQJ
 ,QMHFWLRQQR]]OH
 6KLHOGLQJSRW
 6HDO

:



This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

)XQFWLRQ SUHYHQWHGE\WKHLQWHJUDWHGFKHFNYDOYH%HFDXVH
7KHQR]]OHXQLWIRU'3)UHJHQHUDWLRQ  LQMHFWVWKH RIWKHWHPSHUDWXUHSUHVHQWDWWKHH[KDXVWSLSHLWLV
GLHVHOIXHOILQHJUDLQHGDWRPL]HGLQWRWKHH[KDXVW FRROHGXVLQJWKHFRRODQWIURPWKHHQJLQH
VFRRODQW
IORZDWWKHLQMHFWLRQQR]]OH  %DFNIORZLV FLUFXLW

,QWURGXFWLRQRI(QJLQH20(XUR9,(QJLQH9HUVLRQ 

This printout will not be recorded by the update service. Status: 08 / 2012
6\VWHPFRPSRQHQWV

*):+ +HDWLQJV\VWHPKHDWH[FKDQJHUFRPSRQHQW 


GHVFULSWLRQ

02'(/ 

/RFDWLRQ
 +HDWHUEORZHUXQLW
 +HDWLQJV\VWHPKHDW
H[FKDQJHU

:

7KHKHDWHUKHDWH[FKDQJHU  LVLQWKHKHDWHU
EORZHUXQLW  

7DVN WHPSHUDWXUHRIWKHYHKLFOHLQWHULRULVWKHUHIRUH
7KHKHDWHUKHDWH[FKDQJHU  JLYHVRIIWKHKHDWRI FRQWUROOHG
WKHFRRODQWLQWRWKHDLUWKDWIORZVWKURXJKLW7KH



This printout will not be recorded by the update service. Status: 08 / 2012
Introduction of engine OM 936
Engine version Euro VI
Introduction into Service Manual
Introduction of engine OM 936 Engine version Euro VI

Daimler AG, GSP/OR, HPC R 822, D-70546 Stuttgart


Order No. 6517 1262 02 - HLI 000 000 08 99 Printed in Germany 08/12

This printout will not be recorded by the update service. Status: 08 / 2012

Вам также может понравиться